+
Explanations of consciousness abound and the radical diversity of theories is telling. Explanations,
+ or theories, are said to work at astonishingly divergent orders of magnitude and putative realms of
+ reality. My purpose here must be humble: collect and categorize, not assess and adjudicate.
1 Seek insights, not answers.
+
+
Unrealistically, I'd like to get them all, at least all contemporary theories that are sufficiently
+ distinct with explanations that can surmount an arbitrary hurdle of rationality or conceivability.
2 Falsification or verification is
+ not on the agenda. I'm less concerned about the ontological truth of explanations/theories
3 than in identifying them and
+ then locating them on a “Landscape”
4 to enable categorization and
+ assess relationships. Next, I assess implications of categories for “big questions.” Thus, this
+ Landscape is not about how consciousness is measured or evolved or even works, but about what
+ consciousness
is and what difference it makes.
+
It's the classic “mind-body problem:” How do the felt experiences in our minds relate to the neural
+ processes in our brains? How do mental states, whether sensory, cognitive, emotional, or even noumenal
+ (selfless) awareness, correlate with brain states? The Landscape of Consciousness explanations or
+ theories I want to draw is as broad as possible, including those that cannot be subsumed by, and
+ possibly not even accessed by, the scientific method. This freedom from constraint, as it were, is no
+ excuse for wooly thinking. Standards of rationality and clarity of argument must be maintained even more
+ tenaciously, and bases of beliefs must be specified even more clearly.
+
I have two main aims: (i) gather and describe the various theories and array them in some kind of
+ meaningful structure of high-level or first-order categories (and under Materialism, subcategories); and
+ (ii) assess their implications, with respect to four big questions: meaning/purpose/value (if any);
+ artificial intelligence (AI) consciousness; virtual immortality; and survival beyond death.
+
Theories overlap; some work together. Moreover, while a real-world landscape of consciousness, even
+ simplified, would be drawn with three dimensions (at least), with multiple kinds and levels of
+ nestings—a combinatorial explosion (and likely no closer to truth)—I satisfice with a one-dimensional
+ toy-model. I array all the theories on a linear spectrum, simplistically and roughly, from the “most
+ physical” on the left (at the beginning) to the “least physical” on the right (near the end).
5 (I have two final categories
+ after this spectrum.) The physicalism assumed in Materialism Theories of consciousness is characterized
+ by naturalistic, science-based perspectives, while non-materialism theories have various degrees of
+ nonphysicalist perspectives outside the ambit of current science and in some cases not subject to the
+ scientific method of experimentation and replicability.
+
Please do not ascribe the relative importance of a theory to the relative size of its description.
+ The shortest can be the strongest. It sometimes takes more words to describe lesser-known theories. For
+ each description I feel the tension between conciseness and completeness. Moreover, several are not
+ complete theories in themselves but ways to think about consciousness that strike me as original and
+ perhaps insightful.
+
I have followed consciousness studies in its various forms for my entire life. My PhD is in
+ neurophysiology (thalamocortical evoked potentials).
6 I am creator and host of
+
Closer To Truth,
7 the long-running public
+ television series and web resource on science and philosophy, roughly one-third of which focuses on
+ consciousness and brain/mind topics.
8 I have discussed consciousness
+ with over 200 scientists and philosophers who work on or think about consciousness and related fields
+ (
Closer To Truth YouTube;
Closer To Truth website).
9
+
I use these Closer To Truth discussions as resources. I want to give feel and flavor, as
+ well as propositions and arguments, for the astonishingly diverse attitudes and approaches to
+ consciousness coming from radically diverse perspectives and worldviews. That's why I use spontaneous
+ quotes from verbal conversations along with meticulous quotes from academic papers.
+
In one early
Closer To Truth episode, “What are the Big Questions of Science,” philosopher
+ Patricia Churchland gave the bluntest answer: “Out of meat, how do you get thought? That's the grandest
+ question.” She distinguishes two major questions. One is whether psychological states—our mental life of
+ remembering, thinking, creating—are really a subset of brain activity? The other is how do high-level
+ psychological processes come about from basic neurophysiological actions? “How do brain cells, organized
+ in their complex ways, give rise to my watching something move, or seeing color, or smelling a rose”(
Churchland, 2000;
Kuhn, 2000a,
2000b).
+
Philosopher David Papineau distinguishes three questions related to consciousness:
How?,
+
Where?, and
What? “First,
how does consciousness relate to other features of
+ reality? Second,
where are conscious phenomena located in reality? And, third,
what is
+ the nature of consciousness?” (
Papineau, 2020a). Because this Landscape
+ is structured by theories of consciousness, not by philosophical questions, each theory sets its own
+ agenda for dealing with the three questions, mostly, of course, focusing on the
How?
+
Philosopher Thomas Nagel sees more a fundamental conundrum and he frames it crisply. “We have at
+ present no conception of how a single event or thing could have both physical or phenomenological
+ aspects, or how if it did they could be related” (
Nagel, 1986). In his influential paper,
+ “What Is It Like to Be a Bat?,” Nagel offers, “Without consciousness the mind-body problem would be much
+ less interesting. With consciousness it seems hopeless” (
Nagel, 1974).
+
“Hopeless,” to me, is invigorating; I'm up for the “hopeless challenge.” Take all that follows as my
+ personal journey of consciousness; idiosyncratic, to be sure; not all for everyone, not set in cement.
+
+
+ 1. Chalmers’s “hard problem” of consciousness
+ Philosopher David Chalmers famously characterized the core conundrum of explaining
+ consciousness—accounting for “qualia,” our qualitatively rendered interior experience of
+ motion-picture-like perception and cognitive awareness—by memorializing the pithy, potent phrase, “the
+ hard problem.” This is where most contemporary theories commence and well they should (Section:
Chalmers, 1995b, 1996,
2007;
2014a;
2014b;
2016b).
+ It is no exaggeration to say that Chalmer's 1995 paper, “Facing up to the problem of consciousness”
+ (
Chalmers, 1995b) and his 1996 book,
+
The Conscious Mind: In Search of a Fundamental Theory (
Chalmers, 1996), were watershed moments
+ in consciousness studies, challenging the conventional wisdom of the prevailing
+ materialist-reductionist worldview and altering the dynamics of the field. His core argument against
+ materialism, in its original form, is deceptively (and delightfully) simple:
+ - 1.
+
In our world, there are conscious experiences.
+
+ - 2.
+
There is a logically possible world physically identical to ours, in which the positive
+ facts about consciousness in our world do not hold.
+
+ - 3.
+
Therefore, facts about consciousness are further facts about our world, over and above the
+ physical facts.
+
+ - 4.
+
So, materialism is false.
+
+
+
+ This is the famous “Zombie Argument” (infamous to some): whether creatures absolutely identical to
+ us in every external measure, but with no internal light, no inner subjective experience, are
+ “conceivable”—the argument turning on the meaning and implications of “conceivable” and the difference
+ between conceivable and possible. (It can be claimed that the Zombie Argument for consciousness being
+ nonphysical, like the Ontological Argument for God actually existing, sneaks the conclusion into one
+ of the premises.)
+ Chalmers asks, “Why does it feel like something inside? Why is our brain processing—vast neural
+ circuits and computational mechanisms—accompanied by conscious experience? Why do we have this
+ amazing, entertaining inner movie going on in our minds?” (All quotes not referenced are from Closer
+ To Truth videos on www.closertotruth.com, including 2007, 2014a, 2014b,
+ 2016b.)
+ Key indeed are qualia, our internal, phenomenological, felt experience—the sight of your
newborn daughter,
+ bundled up; the sound of Mahler's Second Symphony, fifth movement, choral finale; the smell of garlic,
+ cooking in olive oil. Qualia—the felt qualities of inner experience—are the crux of the mind-body
+ problem.
+ Chalmers describes qualia as “the raw sensations of experience.” He says, “I see colors—reds,
+ greens, blues—and they feel a certain way to me. I see a red rose; I hear a clarinet; I smell
+ mothballs. All of these feel a certain way to me. You must experience them to know what they're like.
+ You could provide a perfect, complete map of my brain [down to elementary particles]—what's going on
+ when I see, hear, smell—but if I haven't seen, heard, smelled for myself, that brain map is not going
+ to tell me about the quality of seeing red,
hearing a
+ clarinet, smelling mothballs. You must experience it.”
+ Since qualia constitutes the core of the “hard problem,” and since the hard problem has come to so
+ dominate consciousness studies such that almost every theorist must confront it, seeking either to
+ explain it or refute it—and since the hard problem is a leitmotiv of this Landscape—I asked Dave about
+ its backstory.
+ “I first remember presenting the hard problem in a talk at the first Tucson ‘Toward a Science
+ of Consciousness’ consciousness in 1994. When did I first use it? Did I use it in writing before
+ then? I’ve looked in my writing and have not found it [i.e., not prior to the 1994 talk]. The hard
+ problem was part of the talk. I remember speaking with some students beforehand, saying I’m going
+ to talk about ‘hard problems, easy problems.’ I had been already talking this way in my seminar
+ the previous year, so maybe it was already becoming part of my thinking. But I didn’t think about
+ it as an ‘insight.’ I just thought it a way of stating the obvious. ‘Yeah, there’s a really hard
+ problem here.’ So, as part of the first couple of minutes of my talk, I said something like
+ ‘everyone knows there is a hard problem’ …. And people took it and said ‘it’s this great insight’
+ … Well, it did become a catchy meme; it became a way of encapsulating the problem of consciousness
+ in a way that made it difficult to ignore, and I’m grateful for that role. I had no idea at the
+ time that it would catch on, but it’s good because the problem of consciousness is really easy to
+ ignore or to sidestep, and having this phrase, ‘the hard problem,’ has made it difficult to do
+ that. There’s now just a very natural response whenever that happens. You say, ‘Well, that’s
+ addressing the easy problem, but it’s not addressing the hard problem.’ I think this helps in
+ getting both scientists and philosophers to take consciousness seriously. But I can’t take credit
+ for the idea. Everyone knew that consciousness was a hard problem way before me—my colleagues, Tom
+ Nagel and Ned Block; philosophers like C.D. Broad almost 100 years ago; Thomas Huxley back in the
+ 19th century; even Leibniz and Descartes—they all knew that consciousness was a hard problem” (
Chalmers, 2016b).
+
+
+ Over the years, while Chalmers has played a leading role in expanding and enriching the field of
+ consciousness studies (
Chalmers, 2018), his overarching
+ views have not changed: “I don't think the hard problem of consciousness can be solved purely in
+ terms of neuroscience.”
+ As science journalist George Musser puts it, “By ‘hard,’ Chalmers meant impossible. Science as we
+ now practice it, he argued, ‘is inherently unable to explain consciousness’” (Musser, 2023a,
Musser, 2023b).
+ This does not mean, of course, that Chalmers is making a case for “substance dualism,” some
+ nonphysical stuff (like the immortal souls of many religions). Chalmers is postulating a “naturalistic
+ dualism,” where perhaps “information” is the connective, because while information is not material, it
+ is embedded in the physical world. He notes, “We can also find information realized in our
phenomenology.”
+ This is a “naturalistic dualism,” a kind of property dualism (15.1).
+ To Chalmers, “It is natural to hope that there will be a materialist solution to the hard problem
+ and a reductive explanation of consciousness, just as there have been reductive explanations of many
+ other phenomena in many other domains. But consciousness seems to resist materialist explanation in a
+ way that other phenomena do not.” He encapsulates this resistance in three related arguments against
+ materialism: (i) The Explanatory Argument (“explaining structure and function does not suffice to
+ explain consciousness”); (ii) The Conceivability Argument (“it is conceivable that there be a system
+ that is physically identical to a conscious being, but that lacks at least some of that being's
+ conscious states”); (iii) The Knowledge Argument (“someone could know all the physical facts … and
+ still be unable to know all the facts about consciousness”) (
Chalmers, 2003).
+ “Physicalists, of course, resist these arguments,” says Philosopher Frank Jackson. “Some deny
+ the modal and epistemic claims the arguments use as premises. They may grant (as they should) the
+ intuitive appeal of the claim that a zombie physical duplicate of me is possible, but insist that,
+ when one looks at the matter more closely, one can see that a zombie physical duplicate of me is not
+ in fact possible. Any physical duplicate of me must feel pain when they stub their toe, have things
+ look green to them on occasion, and so on” (Jackson, 2023).
+ Philosopher Daniel Stoljar targets the conceivability argument (“CA”). Strictly speaking, he says,
+ “CA is an argument against the truth of physicalism. However, since it presupposes the existence of
+ consciousness, it may be regarded also as an argument for the incompatibility of physicalism and the
+ existence of consciousness.” Stoljar's epistemic view offers a two-part response. “The first part
+ supposes that there is a type of physical fact or property that is relevant to consciousness but of
+ which we are ignorant.” He calls this the
ignorance hypothesis. The second part “argues that,
+ if the ignorance hypothesis is true, CA is unpersuasive” for reasons of logic (
Kind and Stoljar, 2023, pp. 92, 95).
+
+ Philosopher Yujin Nagasawa calls “The Knowledge Argument” (
Jackson, 1982,
1986,
1995,
1998) “among the strongest arguments (or
+ possibly the strongest argument) for the claim that there is [in consciousness] something beyond the
+ physical” (
Nagasawa, 2012a). Based on a thought
+ experiment by Frank Jackson, it imagines “Mary, a brilliant scientist,” who lives entirely in
+ a black-and-white room, who acquires all physical, scientific knowledge about color—wavelengths of
+ light in all detail—“but it seems obvious that when she comes outside her room, she learns something
+ completely new, namely, what is like to see color.” Prior to seeing the color, “she doesn't have
+ phenomenal knowledge of conscious experience.” While Jackson himself no longer endorses the
+ argument, it is still regarded as one of the most important arguments against physicalism, though of
+ course it has its critics (Garfield, 1996). Nagasawa, who did his
+ PhD under Jackson, responds to critics of the argument (
Nagasawa, 2010), but also offers his own
+ objections and novel proposals (
Nagasawa, 2008).
+ Frank Jackson himself has much of the contemporary literature on consciousness revolving around
+ three questions. “Does the nature of conscious experience pose special problems for physicalism? Is
+ the nature of conscious experience exhausted by functional role? Is the nature of conscious experience
+ exhausted by the intentional contents or representational nature of the relevant kinds of mental
+ states?” (
Jackson, 1997).
+ To philosopher Philip Goff, there are two aspects of consciousness that give rise to the hard
+ problem, qualitivity and subjectivity:
qualitivity meaning that experiences involve sensory
+ qualities, whether in real-time or via memory recall;
subjectivity meaning that there is a
+ subject who has those experiences, that “these experiences are for someone: there is something that
+ it’s like for me to experience that deep red.” Goff argues that these two aspects of consciousness
+ give rise to two “hard problems.” While either problem would be sufficient to refute materialism, he
+ says, the hard problem of qualitivity is more pronounced—or at least easier to argue for—because the
+ vocabulary of the physical sciences, which tell a purely quantitative story of causal structures,
+ cannot articulate the qualities of experience; the language of physics entails an explanatory
+ limitation (
Goff, 2021).
+ Philosopher Colin McGinn provides a culinary perspective: “Matter is just the wrong kind of thing
+ to give birth to consciousness … You might as well assert, without further explanation, that numbers
+ emerge from biscuits, or ethics from rhubarb” (
McGinn, 1993).
+ Philosopher Jerry Fodor put the problem into what he thought would be perpetual perspective. “[We
+ don't know], even to a first glimmer, how a brain (or anything else that is physical) could manage to
+ be a locus of conscious experience. This … is, surely, among the ultimate metaphysical mysteries;
+ don't bet on anybody ever solving it” (
Fodor, 1998).
+
+
+ 2. Initial thoughts
+ Consciousness has been a founding and primary theme of Closer To Truth, broadcast on PBS
+ stations since 2000 and now a global resource on the Closer To Truth website and Closer To Truth
+ YouTube channel. What is consciousness? What is the deep essence of consciousness? What is the deep
+ cause of consciousness? (These are not the same question.) Again, it is the core of the mind-body
+ problem—how thoughts in our minds and sensations of our experiences interrelate with activities in our
+ brains.
+ What does the word “consciousness” mean? What is its referent? “Consciousness” has multiple
+ definitions, which has been part of the problem in its study. There are clear categories of
+ consciousness, uncontroversially recognized. For example, distinguishing “creature consciousness”
+ (the somatic
+ condition of being awake and responding to stimuli) and “mental state consciousness” (the cognitive
+ condition of experiential engagement with the environment and oneself). More importantly,
+ distinguishing “phenomenal consciousness” (“what it is like”) and “cognitive consciousness”
+ (Humphrey, 2023a,
Humphrey, 2023b) or “access
+ consciousness”
10 (
Block, 2023), which are more about
+ function than phenomenology.
+
+ Philosopher Ned Block sees “the border between perception and cognition” as a “joint in nature,”
+ primed for exploration. He says he was drawn to this subject because of the realization that the
+ difference between what he calls “access consciousness (cognitive access to phenomenally conscious
+ states)” and what he calls “phenomenal consciousness (what it is like to experience)” was rooted “in a
+ difference between perception—whether conscious or unconscious—and cognitive access to perception” (
Block, 2023).
+ With respect to “information,” it is suggested that “the word ‘consciousness’ conflates two
+ different types of information-processing computations in the brain: the selection of information for
+ global broadcasting, thus making it flexibly available for computation and report,” and “the
+ self-monitoring of those computations, leading to a subjective sense of certainty or error” (
Dehaene et al., 2017). But, again, the
+ issue is phenomenal consciousness, and to the extent that each type of consciousness comes with inner
+ experience, the same issues obtain.
+ Artificial intelligence pioneer Marvin Minsky calls consciousness “a suitcase term,” meaning that
+ all sorts of separate or mildly related concepts can be packed into it. “Consciousness,” he says, “is
+ a clever trick that we use to keep from thinking about how thinking works. And what we do is we take a
+ lot of different phenomena and we give them all the same name, and then you think you've got it.”
+ Minsky enjoys dissecting consciousness: “When people use the word ‘consciousness,’ it's a very strange
+ idea that there's some wonderful property of the brain that can do so many different things—at least
+ four or five major things and dozens of others. For example, if I ask, ‘were you conscious that you
+ touched your ear?’ You might say ‘no, I didn't know I did that.’ You might say, ‘yes.’ If you say yes,
+ it's because some part of your mind, the part that talks, has access to something that remembers
+ what's happened recently with your arm and your ear.” Minsky notes “there are hundreds of kinds of
+ awarenesses. There's remembering something as an image. There's remembering something as a string of
+ words. There's remembering the tactile feeling of something” (
Minsky, 2007a).
+ Minsky says there is no harm in having consciousness as a suitcase term for social purposes. When a
+ word has multiple meanings, that ambiguity is often very valuable, he says. “But if you're trying to
+ understand those processes and you've put them all in one box, then you say, where in the brain is
+ consciousness located? There's a whole community of scientists who are trying to find the place in the
+ brain where consciousness is. But if it's ‘a suitcase’ and it's just a word for many different
+ processes, they're wasting their time. They should try to find out how each of those processes works
+ and how they're related” (
Minsky, 2007a).
+ Philosopher Massimo Pigliucci points out that “you do not need phenomenal consciousness in order to
+ react to the environment. Plants do it, bacteria do it, all sorts of stuff do it.” But when it comes
+ to emotion, he says, “Yes, you do need consciousness – in fact, that is what an emotion is. Emotion
+ implies some level of internal perception of what's going on, some awareness of the phenomenal
+ experience” (
Pigliucci, 2023a,
Pigliucci, 2023b).
+ Suffice it to say that the hard problem refers to phenomenal consciousness. (This is not to say, of
+ course, that cognitive or access consciousness is an “easy problem.”)
+ To Alex Gomez-Marin, a theoretical physicist turned behavioral neurobiologist, “Ask not
+ what neuroscience
+ can do for consciousness but what consciousness can do for neuroscience.”
+ He laments, “When it comes to serious proposals that offer an alternative to materialism, the
+ mainstream has its doors wide shut … I believe the underlying issue of this debate is a
+ tectonic clash
+ about the nature of reality … In other words, the dominant physicalist paradigm can tolerate many
+ things (including its own internal contradictions and empirical anomalies), but not panpsychism,
+ idealism, dual-aspect monism, or any other view … Any nonmaterialist whiff in the consciousness
+ hunger games is punished. Challenge the core foundations, and you shall be stigmatized; propose a
+ cutting-edge new color to the walls of the old building, you will be cheered (Gomez-Marin, 2023).
+ On the other hand, philosopher Simon Blackburn cautions against overinflating consciousness as a
+ concept. “I wouldn't try to approach it by definition,” he said. “That's going to be just a can of
+ worms. Leibniz said that if we could blow the brain up to the size of a mill and walk around in it, we
+ still wouldn't find consciousness” (
Blackburn, 2012).
+ To Blackburn, the hard problem is not what Chalmers says it is. “I think the really hard
+ problem is trying to convince ourselves that this [consciousness problem] is, as it were, an
+ artifact of a bad way of thinking. The philosopher who did the most to try to persuade us of that
+ was Ludwig Wittgenstein; the central exhibit in his armory was a thing called the private language
+ argument [i.e., a language understandable by only one person is incoherent]. Wittgenstein said if
+ you think in terms of consciousness in that classical way, we meet the problem of other minds. Why
+ should I think that you're conscious? I know that I am, but what about you? And if consciousness in
+ some sense floats free, it
+ might sort of just come and go all over the place. As I say, the hard problem is getting rid of the
+ hard problem” (Blackburn, 2012).
+ Physicist-visionary Paul Davies disagrees. “Many scientists think that life and consciousness are
+ just irrelevant byproducts in a universe; they're just other sorts of things. I don't like that idea.
+ I think we're deeply significant. I've always been impressed by the fact that human beings are not
+ only able to observe the universe, but they've also come to understand it through science and
+ mathematics. And the fact that we can glimpse the rules on which the universe runs—we can, as it were,
+ decode the cosmic code—seems to me to point to something of extraordinary and fundamental
+ significance” (
Davies, 2006a).
+ To computer scientist-philosopher Jaron Lanier, “Fundamentally, we know very little about
+ consciousness and the process of doing science is best served by humility. So, until we can explain
+ this subjective experience, I think we should accept it as being there” (
Lanier, 2007a).
+ I should note that the mind-body problem is hardly the only problem in consciousness studies: there
+ are myriad mind-related problems. Topping the list of others, perhaps, is the problem of mental
+ causation: How can mental states affect physical states? How can thoughts make actions?
+ Physicist Uzi Awret argues that explaining how consciousness acts on the matter of the brain to
+ “proclaim its existence” is just as hard as explaining how matter can give rise to consciousness. In
+ fact, the two questions constrain each other. (For example, must panpsychists consider phenomenal
+ powers and dualists kinds of interactionism?) Awret makes the insightful point that one reason the two
+ questions should be conjoined is that they can be complementary in the sense that explaining one makes
+ it harder to explain the other (
Awret, 2024).
+ Mental causation is an issue for every theory of consciousness: a serious one for Dualism, less of
+ so for monistic theories—Materialism, Monisms, Idealisms, perhaps Panpsychism-—in that everything
+ would be made of the same stuff. Yet, still, mental causation needs explanation. But that is not my
+ task here.
+ While precise definitions of consciousness are challenging, almost everyone agrees that the real
+ challenge is phenomenal consciousness. Phenomenal consciousness is the only consciousness in this
+ Landscape.
+
+
+ 3. Philosophical tensions
+ Two types of philosophical tensions pervade all efforts to understand consciousness: (i)
+ epistemological versus ontological perspectives, and (ii) the nexus between correlation and causation.
+ The former distinguishes what we can know from what really exists; they can be the same, of course,
+ but that determination may not be a superficial one and in fact may not be possible, in practice or
+ even in principle. The latter has an asymmetrical relationship in that causation must involve
+ correlation whereas correlation does not necessarily involve causation; the dyadic entities that
+ correlate might each be caused by an unknown hidden factor that just so happens to cause each of them
+ independently.
+ In addition, there are questions about the phylogenetic
+ evolution of consciousness (9.10). Is it a gradual gradient, from simple single-cells seeking
+ homeostasis
+ via stimulus-response to environmental pressures, relatively smoothly up the phylogenetic
+ tree to human-level consciousness (as is conventional wisdom)? Or is consciousness more like a
+ step-function with spurts and stops? Is there a cut-off, as it were? Others, of course, maintain
+ that consciousness is irreducible, even fundamental and primordial.
+ I give “Philosophical Tensions” its own section, however short, to stress the explanatory burden of
+ which every
theory
+ of consciousness must keep cognizant: the epistemology-ontology distinction and the
+ correlation-causation conundrum.
+
+
+ 4. Surveys & typologies
+ Philosopher Tim Bayne suggests three ways to think about what consciousness is: (i)
+ experience, awareness and their synonyms (Nagel's “what-its-like-to-be”); (ii) paradigms and
+ examples, using specifics to induce the general; and (iii) initial theories to circumscribe the
+ borders of the concept, such that a more complete definition falls out of the theory. Examples of
+ (iii) are conducting surveys and organizing typologies (see below) and constructing taxonomies
+ (which is the intent of this
+ paper) (Bayne, 2007).
+ To appreciate theories of consciousness, there are superb surveys and typologies, scientific and
+ philosophical, that organize the diverse offerings.
+ David Chalmers offers that “the most important views on the metaphysics of consciousness can be
+ divided almost exhaustively into six classes,” which he labels “type A” through “type F.” The first
+ three (A through C) involve broadly reductive views, seeing consciousness as a physical process that
+ involves no expansion of a physical ontology [Materialism Theories, 9]. The other three (D through F)
+ involve broadly nonreductive views, on which consciousness involves something irreducible in nature,
+ and requires expansion or reconception of a physical ontology [D = Dualism, 15; E = Epiphenomenalism,
+ 9.1.2; F = Monism, 14] (
Chalmers, 2003).
+ PhilPapers (David Bourget and David Chalmers, general editors) feature hundreds of papers on
+ Theories of Consciousness, organized into six categories: Representationalism; Higher-Order Theories
+ of Consciousness; Functionalist Theories of Consciousness; Biological Theories of Consciousness;
+ Panpsychism; Miscellaneous Theories of Consciousness (including Eliminativism, Illusionism, Monisms,
+ Dualism, Idealism) (
Bourget and Chalmers,
+
PhilPapers). In presenting a case for panpsychism, Chalmers arrays and assesses materialism,
+ dualism and monism as well as panpsychism (
Chalmers, 2016a).
+ Neuroscientist Anil Seth and Tim Bayne gather and summarize a wide range of candidate theories of
+ consciousness seeking to explain the biological and physical basis of consciousness (22 theories that
+ are essentially neurobiological) (
Seth and Bayne, 2022). They review
+ four prominent theories—higher-order theories; global workspace theories; reentry
+ and predictive
+ processing theories; and integrated information theory—and they assert that “the iterative
+ development, testing and comparison of theories of consciousness will lead to a deeper
+ understanding of this most central of mysteries.” However, Seth and Bayne intensify the mystery by
+ observing, “Notably, instead of ToCs [theories of consciousness] progressively being ‘ruled out’
+ as empirical data accumulates, they seem to be proliferating.” This seems telling.
+
+ An engagingly novel kind of survey of the mind-body problem is an insightful (and delightfully
+ idiosyncratic) book by science writer John
Horgan (2018). Rejecting
+ “hard-core materialists” who insist “it is a pseudo-problem, which vanishes once you jettison
+ archaic concepts like ‘the self’ and ‘free will’,” Horgan states that “the mind-body problem is
+ quite real, simple and urgent. You face it whenever
+ you wonder who you really are.” Recognizing that we can't escape our subjectivity when we try to
+ solve the riddle of ourselves, he explores his thesis by delving into the professional and personal
+ lives of nine mind-body experts. (He admits it is odd to offer “my subjective takes on my subjects'
+ subjective takes on subjectivity.”) (Horgan, 2019).
+ While greater understanding of the biological (and material) basis of consciousness will no doubt
+ be achieved, the deeper question is whether such biological understanding will be sufficient to
+ explain, even in principle, the essence of consciousness, ever. While most adherents at both
+ ends of the Landscape of Consciousness—materialists and idealists—are confident of the ultimate
+ vindication of their positions, others, including me, take this deeper question as remaining an open
+ question.
+ My high-bar attempt here is to generate a landscape that is universally exhaustive, in that
+ whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded in this
+ Landscape of theories (perhaps in multiple places)—even if we have no way, now or in the foreseeable
+ future, to discern it from its cohort Landscapees.
+
+
+ 5. Opposing worldviews
+ At the highest level of abstraction, there are two ways to frame competing theories of
+ consciousness. One way pits monism, where only one kind of stuff is fundamental (though manifest in
+ ostensibly different forms), against dualism, where both physical and mental realms are equally
+ fundamental, without either being reducible to the other.
11
+ There are two kinds of monism, each sitting at opposite ends of the Landscape of Consciousness: at
+ one end, materialism or physicalism,
12 where the only real
+ things are products of, or subject to, the laws of physics, and can be accessed reliably and
+ reproducibly only by the natural sciences; and at the other end, idealism, where only the mental is
+ fundamental, and all else, including all physical existence, is derivative, a manifestation of the
+ mental. (Nondualism, from philosophical and religious traditions originating on the Indian
+ subcontinent, avers that consciousness and only consciousness, which is cosmic, is fundamental
+ and primitive. 16.1.)
+ The second way to frame opposing explanations of consciousness is simply the classic physical vs.
+ nonphysical distinction, though certain explanations, such as panpsychism, may blur the boundary.
+
+
+
+ 6. Is consciousness primitive/fundamental?
+ A first foundational question is whether consciousness is primitive or fundamental, meaning that it
+ cannot be totally explained by, or “reduced” to, a deeper level of reality. (“Totally” is the
+ operative word, because consciousness can be explained by, or reduced to, neuroscience, biology,
+ chemistry and physics, certainly in large part, at least.)
+ If consciousness is primitive or fundamental, we can try to explore what this means, what
+ alternative concepts of ultimate reality may follow—though, if this were the case, there is probably
+ not much progress to be made.
+ On the other hand, if consciousness is not primitive or fundamental, there is much further work to
+ be done and progress to be made. To begin, there are (at least) three next questions:
+ First, is consciousness “real,” or, on the other hand, is it sufficiently an “illusion,” a brain
+ trick, as it were, which would render consternation over the conundrum moot, if not meaningless?
+ Second, if consciousness is real (and not primitive), then since in some sense it would be
+ emergent, would this emergence of consciousness be “weak,” meaning that in principle it could be
+ explained by, or reduced to, more fundamental science (even if in practice, it could not be, for a
+ long time, if ever)?
+ Third, if weak emergence has insufficient resources, would this emergence of consciousness be
+ “strong,” meaning that it would be forever impossible to totally explain consciousness, even in
+ principle, by reducing it to more fundamental levels of scientific explanation (9.1.4).
+ Finally, is there an intermediate position, where consciousness was not fundamental ab initio, but
+ when it evolved or emerged, consciousness came to become somehow inevitable, more than an accidental
+ byproduct of physical processes? Some see in the grand evolution of the cosmos a process where
+ elements in the cosmos—or more radically, the cosmos itself—work to make the cosmos increasingly
+ self-aware (13.8).
+ Some founders of quantum
+ theory famously held consciousness as fundamental. Max Planck: “I regard consciousness as
+ fundamental. I regard matter as derivative from consciousness. We cannot get behind consciousness.
+ Everything that we talk about, everything that we regard as existing, postulates consciousness”
+ (The Observer, 1931a). Erwin
+ Schrödinger: “Although I think that life may be the result of an accident, I do not think that of
+ consciousness. Consciousness cannot be accounted for in physical terms. For consciousness is
+ absolutely fundamental. It cannot be accounted for in terms of anything else” (
The Observer, 1931b). Also,
+ “The total number of minds in the universe is one. In fact, consciousness is a singularity phasing
+ within all beings.” Arthur Eddington: “when we speak of the existence of the material universe we are
+ presupposing consciousness.” (
The Observer, 1931c). Louis de
+ Broglie: “I regard consciousness and matter as different aspects of one and the same thing” (
The Observer, 1931d). John von
+ Neumann (less explicitly): "Consciousness, whatever it is, appears to be the only thing in physics
+ that can ultimately cause this collapse or observation." John Stewart Bell: “As regards mind, I am
+ fully convinced that it has a central place in the ultimate nature of reality” (
Mollan, 2007).
+ Of course, consciousness as fundamental would eliminate only Materialism Theories. Compatible would
+ be Panpsychisms, Monisms, Dualisms and Idealisms; also, some Quantum Theories and perhaps Integrated
+ Information Theory. (But Materialism has substantial resources, 9.)
+
+
+ 7. Identity theory
+ I take special interest in identity theory (
Smart, 2007), not because I subscribe to
+ the early mind-brain identity theory as originally formulated, but because its way of thinking is far
+ more pervasive and far more elucidating than often realized (though perhaps in a way not as sanguine
+ as some may have hoped).
+ In PhilPapers’ Theories of Consciousness, Mind-Brain Identity Theory is classified under Biological
+ Theories of Consciousness. Classic mind-brain identity theory is indeed the commitment that mental
+ states/events/processes are identical to brain states/events/processes (
Aranyosi,
PhilPapers).
+ I would want to generalize this. I would want to say that
any theory of
+ consciousness, to be complete and sufficient, must make an identity claim. Bottom line, every theory
+ of consciousness that offers itself as a total explanation, necessary if not always sufficient—other
+ than those where consciousness is fundamental—must be a kind of identity theory. I mean identity
+ theory in the strong sense, in the same sense that the Morning Star and the Evening Star must both be
+ Venus, such that if you eliminate the Morning Star you cannot have the Evening Star. (David Papineau
+ makes a virtue of this necessity in his mind-brain identity argument for physicalism. It doesn't
+ matter which specific materialist or physicalist theory—all of them, in essence, are mind-brain
+ identity theories [
Papineau, 2020b]—9.1.9.)
+ Here's the point. There is some kind of “consciousness identity” actually happening—it is always
+ happening and it never changes. Something happening or existing in every sentient creature just
+ is consciousness.
+
+
+ 8. A landscape
+ As the title suggests, the purpose of this paper is to work toward developing a landscape of
+ consciousness, a taxonomy of explanations and implications. The focus is ontological: what is the
+ essence of our inner awareness of felt experience, our perceiving, our enjoying, what we call qualia.
+
+ To get an overall sense of the entire Landscape, I have three Figures:
+ -
+
+
+ -
+
+
+ -
+
+
+ -
+
Note: Categories 1–10 in the Figures correspond to sections 9-18 in the text. To convert
+ from categories/theories in the Figures to sections/theories in the text, add eight (+8).
+ Conversely, to convert from sections/theories in the text to categories/theories in the
+ Figures, subtract eight (−8).
+
+
+
+ I distinguish what consciousness is ontologically from how consciousness happens operationally. The
+ Landscape I present is populated primarily by claims of what consciousness actually is, not how it
+ functions and not how it evolved over deep time (although both how it functions and how it evolved may
+ well reflect what it is). This is not a landscape of how consciousness emerged or its purpose or its
+ content—sensations, perceptions, cognitions, emotions, language—none of these—although all of these
+ are recruited by various explanations on offer.
+ Mechanisms of consciousness are relevant here only to the extent that they elucidate a core theory
+ of consciousness. For example, the “neurogeographic” debate between the “front of the head” folks—the
+ Global Workspace (9.2.3) and Higher-Order (9.8.3) theorists—and the “back of the head” folks—the
+ Integrated Information (4) and Recurrent Processing (9.8.2) theorists—is essential for a complete
+ neurobiological explanation of consciousness (
Block, 2023, pp. 417–418), but it is of
+ only mild interest for an ontological survey of the Landscape. If the Global Workplace suddenly
+ shifted to the back of the head, and Integrated Information to the front, would the “trading-places”
+ inversion make much ontological difference?
+ Traditionally and simplistically, the clash is between materialism/physicalism and dualism or
+ idealism; such oversimplification may be part of the problem—other categories and subcategories have
+ standing.
+ The alternative theories of consciousness that follow come about via my hundreds of conversations
+ and decades of readings and night-musings. I array 10 categories of explanations or theories of
+ consciousness; all but one present multiple specific theories; only Materialism has subcategories.
+ (There are many ways to envision a landscape, of course, and, as a result, many ways to array
+ theories. I claim no privileged view.)
+ Here are the 10 primary categories of explanations or theories: Materialism Theories (with many
+ subcategories); Non-Reductive Physicalism;
Quantum
+ Theories; Integrated Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous
+ and Altered States Theories; Challenge Theories.
+ It is no surprise that Materialism Theories have by far the largest number of specific theories. It
+ is the only category with a three-level organization: there are 10 subcategories under Materialism,
+ each housing seven to 14 specific theories. This makes sense in that there are more ways to explain
+ consciousness with neurobiological and other physical models than with non-neurobiological and
+ non-physical models, and also in that the challenge for materialism is to account for how the physical
+ brain entails mental states (and there are increasingly innovative and diverse claims to do so).
+ There is obvious overlap among categories and among theories within categories, and it is often
+ challenging to pick distinguishing traits to classify theories in such a one-dimensional, artificial
+ and imposed typology. For example, one can well argue that Non-Reductive Physicalism, Quantum
+ Theories, and perhaps even Integrated Information Theory and Panpsychisms, are all, in essence,
+ Materialism Theories, in that they do not require anything beyond the physical world (whether in
+ current or extended form). I break out these categories because, in recent times, each has developed a
+ certain independence, prominence and credibility (at least in the sense of the credulity of
+ adherents), and because they differ sufficiently from classic Materialism Theories, exemplified by
neurobiological
+ mechanisms.
+ In addition, the ideas of epiphenomenalism, functionalism and emergence, and the mechanisms of
+ prediction and
language
+ models, while themselves not specific explanations of consciousness, represent core
+ concepts in philosophy
+ of mind that can affect some explanations and influence some implications.
+ Some would impose an “entrance requirement” on the Landscape, such that theories admitted need be
+ “scientific” in the sense that the scientific method should be applicable, whether in a formal
+ Popperian falsification sense or with a weaker verification methodology. I do not subscribe to this
+ limitation, although we must always distinguish between science and philosophy, along with other
+ potential forms of knowledge. (My quasi-“Overton Window” of consciousness—the range of explanatory
+ theories I feel comfortable presenting, if not propounding—may be wider than those of others, whether
+ physicalists or nonphysicalists
13 [
Birth, 2023]. One reason for my wider
+ window is the unsolicited theories of consciousness I receive on
Closer To Truth, some of
+ which I find intriguing if not convincing.)
+ The Landscape itself, as a one-dimensional typology, is limited and imperfect decisions must be
+ made: which theories to include and which not; where to classify; what is the optimal order; whether
+ to append a possessive name to the theory's title; and the like. I've tried to include all the
+ well-known theories and an idiosyncratic selection of lesser-known theories that have some aspects of
+ originality, rationality, coherence, and, well, charm. In addition, a few theories reflect the beliefs
+ of common people, or the interests of Closer To Truth viewers, though largely dismissed by
+ the scientific and philosophical communities. Some theories some think bizarre, “fabulous” in the
+ original meaning of the word: “mythical, celebrated in fable.” All reflect the imaginations of the
+ human mind driven by a quest to know reality. Please do not take the unavoidable appearance of visual
+ equality among theories as indicating their truth-value equivalence (or, for that matter, my personal
+ opinion of them).
+ Neuroscientist Joseph LeDoux (9.8.5; 9.10.2), noting “the broad nature” of the Landscape (on
+ reviewing an early draft), suggests that “The Sniff Test” might be relevant. (He uses The Sniff Test
+ to assess the strong AI view substituting “consciousness” for “intelligence” [
LeDoux, 2023a, p. 301.]) I'm all
+ for imposing an olfactory hurdle for theories of consciousness (recognizing that olfactory
+ bulbs do differ).
+ Readers may well have corrections and additions, which I welcome. The Landscape is a
+ work-in-process and I look forward to feedback so it can be extended and improved.
+ Once again, the rough flow of the theories arraying the Landscape of Consciousness—as per my
+ idiosyncratic approach—is on a rough, arbitrarily linear, physicalism-nonphysicalism spectrum from, to
+ begin with, most physical, and to end with, most nonphysical (or least physical) (
Fig. 1,
Fig. 2,
Fig. 3).
+
+
+ 9. Materialism theories
+ Materialism is the claim that consciousness is entirely physical, solely the product of biological
+ brains, and all mental states can be fully “reduced” to, or wholly explained by, physical
+ states—which, at their deepest levels, are the fields and particles of fundamental physics. In short,
+ materialism, in its many forms and flavors, gives a completely physicalist account of
phenomenal
+ consciousness.
+ Overwhelmingly for scientists, materialism is the prevailing theory of consciousness. To them, the
+ utter physicality of consciousness is an assumed premise, supported strongly by incontrovertible
+ empirical evidence from neuroscience (e.g., brain impairment, brain stimulation). This is “Biological
+ Naturalism,” as exemplified by philosopher John Searle (
Searle, 2007a,
2007b). It is a view, to a first
+ approximation, that promises, if not yet offers, a complete solution to Chalmers's hard problem.
14
+ To neuroscientist Susan Greenfield, the nonmaterialist view that consciousness might be irreducible
+ is “‘a get-out-of-jail-for-free card’, that is to say, whatever I did, whatever I showed you, whatever
+ experiments I did, whatever theories I had in brain terms, you could always say ‘consciousness has the
+ extra thing,’ and this extra thing is the thing that really counts and is something that we brain
+ scientists can't touch.” She adds, “If reduction is a ‘dirty word,’ we can say explicable,
+ interpretable, or understandable,” but explaining consciousness must be always and solely in brain and
+ body terms (
Greenfield, 2012).
+ Compared to some of the consciousness-as-primary theories that follow, Materialism Theories can be
+ counted as deflationary (which doesn't make them wrong, of course, or even unexciting). To physicist
+ Sean Carroll, consciousness is “a way of talking about the physical world, just like many other ways
+ of talking. It's one of these emergent phenomena that we find is a useful way of packaging reality, so
+ we say that someone is conscious of something that corresponds to certain physical actions in the real
+ world.” Carroll is unambiguous: “I don't think that there is anything special about mental properties.
+ I don't think there's any special mental realm of existence. I think it's all the physical world and
+ all the manifold ways we have of describing it” (
Carroll, 2016).
+ Nobel laureate biologist Gerald Edelman agrees. He does not consider the real existence of qualia
+ to be an insurmountable impediment to a thoroughly materialistic theory of consciousness. “To expect
+ that a theoretical explanation of consciousness can itself provide an observer with the experience of
+ ‘the redness of red’ is to ignore just those phenotypic properties and life history that enable an
+ individual animal to know what it is like to be such an animal. A scientific theory cannot presume to
+ replicate the experience that it describes or explains; a theory to account for a hurricane is not a
+ hurricane. A third-person description by a theorist of the qualia associated with wine tasting can,
+ for example, take detailed account of the reported personal experiences of that theorist and his human
+ subjects. It cannot, however, directly convey or induce qualia by description; to experience the
+ discriminations of an individual, it is necessary to be that individual” (
Edelman, 2003). While Edelman's honest
+ assessment may give Materialism Theories their best shot, many remain unpersuaded. After all, still,
+ we wonder: what are qualia? Literally, what are they!
+ Even among philosophers, a majority are physicalists (but just barely). In their 2020 survey of
+ professional philosophers, Bourget and Chalmers report 51.9% support Physicalism; 32.1%,
+ Non-physicalism; and 15.9%, Other (
Bourget and Chalmers, 2023;
Bourget and Chalmers, 2014).
+ Chalmers provides “roughly three ways that a materialist might resist the epistemic arguments” by
+ mitigating the
epistemic gap between the physical and phenomenal domains, where “each denies
+ a certain sort of close epistemic relation between the domains: a relation involving what we can know,
+ or conceive, or explain.” According to Chalmers, “A type-A materialist denies that there is the
+ relevant sort of epistemic gap. A type-B materialist accepts that there is an unclosable epistemic
+ gap, but denies that there is an ontological gap. And a type-C materialist accepts that there is a
+ deep epistemic gap, but holds that it will eventually be closed” (
Chalmers, 2003).
+ A subtle way to think about Materialism Theories recruits the concept of “supervenience” in that
+ “the mental supervenes on the physical” such that there cannot be a change in the mental without there
+ being a change in the physical. One such subtlety is the modal force of the connection or dependency,
+ parsing among logical necessity, metaphysical necessity, factual or empirical necessity, as well as
+ among explanation, entailment, grounding, reduction, emergence, ontological dependence, and the like.
+ For this Landscape of explanations of consciousness, we leave “supervenience” to others (
McLaughlin and Bennett, 2021).
+ Similarly, the relationship between introspection and consciousness is an intimate one, linking the
+ epistemology of self-knowledge with the metaphysics of mind. For several theories of consciousness,
+ introspection is essential (e.g., neurophenomenology, 9.6.4 and 9.6.5), though for most, it is a
+ non-issue (
Smithies and Stoljar, 2012).
+ Two major theories of consciousness are Integrated Information Theory and Global Workspace Theory.
+ Both are important, of course, and perhaps by situating them on the Landscape, they can be evaluated
+ from different perspectives. In what may reflect my personal bias, I situate Global Workspace Theory
+ under Materialism's Neurobiological Theories, while giving Integrated Information Theory its own
+ first-order category. (This reflects my sense of the nature of their mechanisms, not my opinion of the
+ truth of their claims.)
+
+ While many of the following theories under Materialism Theories proffer to explain what happens in
+ consciousness, or what causes consciousness, in that they describe alternative critical processes in
+ generating consciousness, the question always remains, are they even acknowledging, much less
+ addressing, the question of what consciousness actually is?
+ In picking out multiple materialist theories and principles, many overlap or nest, obviously, but
+ by presenting them separately, I try to tease out emphasis and nuance. The list cannot be exhaustive.
+
+
+ 9.1. Philosophical Theories
+ Philosophical theories combine relevant fundamental principles for theories of consciousness with
+ framing of the mind-body problem and philosophical defenses of Materialism.
+
+ 9.1.1. Eliminative materialism/illusionism
+ Eliminative Materialism is the maximalist physicalist position that our common-sense view of
+ the mind is misleading and that consciousness is in a kind of illusion generated by the brain—a
+ contingent, evolutionary, inner adaptation that enhanced fitness and reproductive success. This
+ deflationary view of consciousness is associated with philosophers Patricia
Churchland (1986), Paul
Churchland (1981), Daniel
Dennett (1992), Keith
Frankish (2022), and others, though
+ their views are often distorted and caricatured.
+ Paul Churchland defines “eliminative materialism” forcefully as “the thesis that
+ our common-sense conception of psychological
+ phenomena constitutes a radically false theory, a theory so fundamentally defective that
+ both the principles and the ontology of that theory will eventually be displaced, rather than
+ smoothly reduced, by completed neuroscience.” Our third-person understanding and even our
+ first-person introspection, Churchland says, “may then be reconstituted within the conceptual
+ framework of completed neuroscience, a theory we may expect to be more powerful by far than
+ the common-sense psychology it displaces” He applauds “the principled displacement of
+ folk
+ psychology … [as] one of the most intriguing theoretical displacements we can currently
+ imagine” (Churchland, 1981).
+ Patricia Churchland's path-setting 1986 book,
Neurophilosophy, places the
+ mind-body problem within the wider context of the philosophy
+ of science and argues for a complete reductionist account of consciousness founded on
+ neurobiology
+ (Churchland, 1986). Indeed,
+ “neurophilosophy" is the proffered name of a new discipline that is to be guided by Churchland's
+ “unified theory of the mind-brain,” for which her "guiding aim” is to develop “a very general
+ framework” (
Stent, 1987). She founds her
+ approach on two principles: the progress of neuroscience in addressing mental states, and the
+ recognition by many philosophers that philosophy is no longer “an a priori discipline in which
+ philosophers can discover the a priori principles that neuroscientific theories had better honor
+ on peril of being found wrong.”
+ That there remain philosophers who persist in arguing that the mind goes beyond the brain—they
+ reject reductionism “as unlikely—and not merely unlikely, but as flatly preposterous"—Churchland
+ attributes to persistent traditions of folk myths. To discover our true nature, she implores, “we
+ must see ourselves as organisms in Nature, to be understood by scientific methods and means” (
Churchland, 1986). She rejects the
+ anti-reductionist weapon of “emergence” as being “of little explanatory value” (
Stent, 1987).
+ Dennett argues that qualia—the qualitive features of phenomenal consciousness—which he notes
+ (with a smile) compel philosophers to develop outlandish theories, are illusory and incoherent
+ (9.4). To neuroscientist Michael Graziano, it's not that consciousness doesn't exist or that we
+ are fooled into thinking we have it when we don't. Instead, eliminative materialism likens
+ consciousness to the illusion created for the user of a human-computer interface such that the
+ metaphysical properties we attribute to ourselves are wrong
15 (
Graziano, 2014,
2019a,
2019c).
+ In spite of the word “illusion” (see below). its proponents do not actually deny the reality of
+ the things that compose what Wilfrid Sellars famously called “the manifest image”—thoughts,
+ intentions, appearances, experiences—which he distinguished from “the scientific image” (
Sellars, 1962). The things we see
+ and hear and interact with are, according to Dennett, “not
mere fictions but different
+ versions of what actually exists: real patterns” (
Dennett, 2017). The
+ underlying reality, however—what exists in itself and not just apparently for us or for other
+ creatures—is truly represented only by the scientific image, which must be expressed
+ ultimately in the language of physics, chemistry, molecular
+ biology, and neurophysiology.
+
+ Picking up on analogies in Dennett's work, as he puts it, Keith Frankish proposed the term
+ “illusionism,” which has been adopted for the view that consciousness does not involve awareness
+ of special “phenomenal” properties and that belief in such properties is due to an introspective
+ illusion. Frankish concludes: “Considered as a set of functional processes—a hugely complex
+ informational and reactive engagement with the world—it is perfectly real. Considered as an
+ internal realm of phenomenal properties or what-it-is-likenesses, it is illusory” (
Frankish, 2022).
+ Although what we see and hear, for all the world, seems precisely what really exists, ringing
+ in our ears and stars in our eyes undermine our realist
folk
+ psychology. (Personally, I have my own unambiguous proof. With my normal left eye, I
+ see a light bulb as a single point of light; with my right eye, afflicted with advanced keratoconus,
+ I see about 100 points of skewed, smeared light.)
+ Another approach claiming that there is no phenomenal consciousness draws on arguments
+ from Buddhist philosophy
+ of mind to show that the sense that there is this kind of consciousness is an instance of
+ cognitive illusion. As articulated by Jay Garfield, “there is nothing 'that it is like' to be
+ me. To believe in phenomenal consciousness or 'what-it's-like-ness' or 'for-me-ness' is to
+ succumb to a pernicious form of the Myth of the Given.” He argues that “there are no good
+ arguments for the existence of such a kind of consciousness” (Garfield, 2016).
+ The fact that some deny the existence of experience, says philosopher Galen Strawson, should
+ make us “feel very sober, and a little afraid, at the power of human credulity.” This particular
+ denial, he says with flourish, “is the strangest thing that has ever happened in the whole history
+ of human thought, not just the whole history of philosophy” (
Strawson, 2009).
+ While dismissing eliminative materialism and illusionism might at first seem obviously right, a
+ prima facie case, I'd not so quickly jump to that conclusion: it could self-limit the awareness of
+ subtleties and the nature of boundaries in the hunt for consciousness.
+
+
+ 9.1.2. Epiphenomenalism
+ In epiphenomenalism, consciousness is entirely physical, solely the product of biological
+ brains, but mental states cannot be entirely reduced to physical states (brains or otherwise), and
+ mental states have no causal powers. Constrained by the “causal closure of the physical,” the
+ mind, whatever else it might be, is entirely inert: our awareness of consciousness is real, but
+ our sense of mental causation is not. Consciousness is still a kind of illusion or trick in that
+ there is no “top-down causation”; our sense that our thoughts can cause things is mistaken. In
+ this manner, epiphenomenalism is a weaker form of non-reductive physicalism (10). All conscious
+ mental events, including conscious perceptions, involve unconscious processing. The classic
+ analogy for consciousness as an epiphenomenon is “foam on an ocean wave:” always there, apparently
+ active, but never really doing anything.
+ More formally, epiphenomenalism holds that phenomenal properties are ontologically distinct
+ from physical properties, and that the phenomenal has no effect on the physical. Physical states
+ cause phenomenal states, but not vice versa. The arrow of psychophysical causation points in only
+ one direction, from physical to phenomenal (
Chalmers, 2003). This makes
+ epiphenomenalism a weak form of Dualism (15), but by affirming the complete causal closure of the
+ physical, it well deserves its spot in Materialism Theories.
+ Apparent support for consciousness epiphenomenalism comes from the famous Libet experiment,
+ which demonstrated that brain activity associated with a voluntary movement (“readiness
+ potential”) precedes conscious experience of the intention to make that movement by several
+ hundred milliseconds (
Frith and Haggard, 2018). The
+ implication is that the brain, rather than conscious “free will”, initiates voluntary acts.
+ Studied extensively, the Libet readiness
+ potential data are reproducible and robust under diverse experiment designs. However, its
+ theoretical and methodological foundations have been challenged (Gholipour, 2019), particularly
+ with respect to stochastic noise in brain, the spontaneous fluctuations in neuronal
+ activity (Schurger et al., 2012).
+ Epiphenomenalism highlights the need to recognize that the search for a metaphysical theory of
+ consciousness must integrate a theory of mental causation, which in turn must deal with the
+ epistemic problem of self-knowledge. In epiphenomenalism, the integration is obvious because the
+ lack of mental causation is its primary feature. In other theories of consciousness, mental
+ causation will be less obvious but perhaps no less important.
+ Daniel Stoljar notes that if phenomenal consciousness would be “merely an epiphenomenon with no
+ causal force,” perhaps “this will end up being the best option for dualism 2.0 (15.10), despite
+ its being counterintuitive—after all, it certainly seems to us that our phenomenally conscious
+ states causally matter. But any view on the problem of consciousness is likely going to have to
+ embrace some counterintuitive result at some point” (
Kind and Stoljar, 2023, p. 55).
+
+ Parallelism, a similar but less popular theory than epiphenomenalism, holds that physical
+ events entirely cause physical events and mental events entirely cause mental events, but there is
+ no causal connection between physical and mental worlds in either direction. But if no connection,
+ what would maintain such perfect correspondences? It is no challenge to discern why parallelism is
+ less popular.
+
+
+ 9.1.3. Functionalism
+ Functionalism in philosophy
+ of mind is the theory that functions are dispositive—activities, roles, results,
+ outputs—mediums are not. What's critical is how mental states work, not in what substrates
+ mental states are found (Levin, 2023). Mental states are not
+ dependent on their internal constitutions, what they are, but rather only on their outputs or
+ roles, what they do. As long as the functions (activities) are conducive to creating
+ consciousness, it does not matter whether the substrates are neural tissue or computer chips or
+ any form of matter that can instantiate information.
+ Ned Block defines functionalism as the theory that “mental states are constituted
+ by their causal
+ relations to one another and to sensory
+ inputs and behavioral outputs.” Functionalism can be appreciated, he says, by attending to
+ “artifact concepts like carburetor and biological concepts like kidney. What it is for something
+ to be a carburetor is for it to mix fuel and air in an internal combustion
+ engine—carburetor is a functional concept. In the case of the kidney, the
scientific
+ concept is functional—defined in terms of a role in filtering the blood and maintaining certain
+ chemical balances” (
Block, 1980;
Block, 2007b).
+ Block gives the functionalist answer to the perennial question, “What are mental states?”,
+ stating simply that “mental states are functional states.” The significance of this simple
+ identity is precisely this simple identity. Thus, he says, “theses of metaphysical functionalism
+ are sometimes described as functional state identity theses” (
Block, 1980;
Block, 2007b).
+ Block explores the relationship between functionalism and reductive physicalism. “The
+ first step in a reductive physicalist enterprise,”
+ he says, “is to functionally characterize the property to be reduced and the second step is to
+ find the physical property that fills the functional role. Reductive physicalism is true for the
+ mind if both steps can always be carried out.” Block makes the at-first counterintuitive claim
+ that reductive physicalism and functionalism are “incompatible rivals,” explaining that when
+ understood as metaphysical theses, “appearances to the contrary stem from failure to
+ sufficiently appreciate the upshot of the difference between metaphysics and ontology”—in that
+ functionalism is agnostic on the existence of nonphysical substances (Block, 2008).
+ David Chalmers uses a silicon-chip-replacement thought
+ experiment to support a functional approach to consciousness.16 “When experience arises
+ from a physical system,” he says, “it does so in virtue of the system's
functional
+ organization.” The thought experiment replaces brain neurons with microchips that can
+ duplicate 100% of the neuron's functions, and to do so slowly, even one by one. (That such
+ technology is fiendishly complex is irrelevant.) The question is, what happens to one's conscious
+ experience, one's qualia? Would it gradually wink or fade out? Chalmers says no: the conscious
+ experience, the qualia, would not change—there would be no difference at all. This result would
+ support Chalmers's “principle of organ
izational invariance, holding that experience is
+ invariant across systems with the same fine-grained functional organization” (
Chalmers, 1995a). Not everyone
+ agrees, of course (
Block, 2023;
Van Heuveln et al., 1998).
+ Computational functionalism goes further and commits to the thesis that performing computations
+ of a particular, natural and likely discoverable kind is both necessary and sufficient for
+ consciousness in general and ultimately for human-level consciousness (and perhaps for speculative
+ higher forms of consciousness). Whether consciousness is indeed computational elicits probative
+ and profound debate (e.g.,
Penrose, 1999;
1996).
+ Functionalism with respect to consciousness is more an overarching principle, a way of
+ thinking, than a proffered model, a claimed explanation on its own. Functionalism can apply in
+ many Materialist Theories and it is often assumed as an a priori premise. Functionalism is the
+ theoretical foundation of “virtual immortality,” the theory that the fullness of our mental selves
+ can be uploaded with first-person perfection to non-biological media, so that when our mortal
+ bodies die our mental selves will live on (
Kuhn, 2016a). (See Virtual
+ Immortality.)
+
+
+ 9.1.4. Emergence
+ Emergence is the claim that qualitatively new, even radically novel properties in biological
+ systems and psychological states arise from physical properties governed entirely by the laws of
+ physics. The re-emergence of emergence in the sciences, where whole entities are, or seem to be,
+ more than the sum of all their parts, has been controversial, its assessment ranging from trivial
+ and distracting to radical and revolutionary (
Clayton and Davies, 2008). Emergence
+ in the study of consciousness is especially foundational, more as a basic principle undergirding
+ and enhancing various theories than as a specific theory in its own right.
+ Emergence, according to Paul Davies, means that “at each level of complexity, new and often
+ surprising qualities emerge that cannot, at least in any straightforward manner, be attributed to
+ known properties of the constituents. ln some cases, the emergent quality simply makes no sense
+ when applied to the parts. Thus water may be described as wet, but it would be meaningless to ask
+ whether a molecule of H
2O is wet” (
Davies, 2008). Moreover, it could
+ seem astonishing that the properties of two common gases, hydrogen and oxygen, can combine to form
+ a liquid that is wet and a solid that expands when cooled. Yet, physics and physical chemistry can
+ explain all of this, in terms of atomic structures and bonding angles.
+ Emergence can be appreciated in contrast with its mortal conceptual rival: reductionism.
+ Reductionism is mainstream science, the bedrock assumption of the scientific method: All, in
+ principle, can be explained by physics, even if all, in practice, cannot be.
+ Davies defines “ontological reductionism” as the state of affairs where all reality “is, in the
+ final analysis, nothing but the sum of the parts, and that the formulation of concepts, theories,
+ and experimental procedures in terms of higher-level concepts is merely a convenience.” (He
+ distinguishes “methodological reductionism,” where reductionism is a “fruitful methodology,” from
+ “epistemological reductionism” where all we can know is that reductionism works by explaining one
+ scientific level in terms of lower or more fundamental levels, without making any claim on
+ ultimate reality.) (
Davies, 2008).
+ But “for emergence to be accepted as more than a methodological convenience—that is, for
+ emergence to make a difference in our understanding of how the world works,” Davies argues that
+ “something has to give within existing theory.” Davies himself has been a leader in “a growing
+ band of scientists who are pushing at the straitjacket of orthodox causation to 'make room' for
+ strong emergence (see below), and although physics remains deeply reductionistic, there is a sense
+ that the subject is poised for a dramatic paradigm shift in this regard” (
Davies, 2008).
+ To make sense of emergence, we distinguish between its “weak” and “strong” forms. In its weak
+ form, while it may not be apparent how the properties of one level can be entirely explained by
+ the properties of a lower, more fundamental level, in principle, they can be explained, and
+ ultimately, science will advance to explain them.
+ In its strong form, properties at one level can never be explained in terms of properties
+ of lower levels, not even in principle, no matter how ultimate the science. As Davies explains,
+ “Strong emergence is a far more contentious position, in which it is asserted that the
+ micro-level principles are quite simply inadequate to account for the system's behaviour
+ as a whole. Strong emergence cannot succeed in systems that are causally closed at the
+ microscopic level, because there is no room for additional principles to operate that are not
+ already implicit in the lower-level rules.” He posits only three “loopholes”: the universe is an
+ open system, non-deterministic quantum mechanics, and computational imprecision at fundamental
+ levels—all three have obvious problems, which is why they are “considered unorthodox departures
+ from standard physical theory” (Davies, 2008).
+ David Chalmers says that “a high-level phenomenon is
strongly emergent with respect to
+ a low-level domain when the high-level phenomenon arises from the low-level domain, but truths
+ concerning that phenomenon are not
deducible even in principle from truths in the
+ low-level domain.” He distinguishes a high-level phenomenon that is “
weakly emergent with
+ respect to a low-level domain when the high-level phenomenon arises from the low-level domain, but
+ truths concerning that phenomenon are unexpected given the principles governing the low-level
+ domain” (
Chalmers, 2008).
+ Strong emergence, Chalmers contends, has “radical consequences,” such that “If there are
+ phenomena that are strongly emergent with respect to the domain of physics, then our conception of
+ nature needs to be expanded to accommodate them. That is, if there are phenomena whose existence
+ is not deducible from the facts about the exact distribution of particles and fields throughout
+ space and time (along with other laws of physics), then this suggests that new fundamental laws of
+ nature are needed to explain these phenomena” (
Chalmers, 2008).
+ By contrasting strong and weak emergence, Chalmers sets the stage to enact the grand epic of
+ consciousness. “In a way, the philosophical morals of strong emergence and weak emergence are
+ diametrically opposed. Strong emergence, if it exists, can be used to reject the physicalist
+ picture of the world as fundamentally incomplete. By contrast, weak emergence can be used to
+ support the physicalist picture of the world, by showing how all sorts of phenomena that might
+ seem novel and irreducible at first sight can nevertheless be grounded in underlying simple laws”
+ (
Chalmers, 2008).
+ Chalmers is not shy: “I think there is exactly one clear case of a strongly emergent
+ phenomenon, and that is the phenomenon of consciousness.” He suggests that “the lawful connection
+ between physical processes and consciousness is not itself derivable from the laws of physics but
+ is instead a further basic law or laws of its own. The laws that express the connection between
+ physical processes and consciousness are what we might call fundamental psychophysical laws” (
Chalmers, 2008).
+ The challenge of strong emergence, especially in consciousness, is a deep probe of not only how
+ the mind works but also how the world works. Its influence is felt all along the Landscape of
+ Consciousness.
+
+
+ 9.1.5. Mind-brain identity theory
+ As noted, mind-brain identity theory holds that states and processes of the mind are identical
+ to states and processes of the brain (
Smart, 2007) and as such can be
+ considered the exemplar of materialism. Early on, in the mid-20th century, mind-brain identity
+ theory had been a leader as an explanation of consciousness, but today, in its original form, it
+ is no longer a major contender. Though the original identity theory has evolved in a kind of arms
+ race with critics, it is generally considered undermined by various objections, the most common
+ being multiple realizability (Aranyosi,
PhilPapers).
+
+
+ 9.1.6. Searle's biological naturalism
+ “Biological Naturalism” is the name philosopher John Searle gave to a neurobiological solution
+ to the mind-body problem. His approach is to ignore the mind-body problem's philosophical history
+ and focus on “what you know for a fact.” He starts with a mundane, working definition of
+ consciousness: “Conscious states are those states of awareness, sentience or feeling that begin in
+ the morning when we wake from a dreamless sleep and continue throughout the day until we fall
+ asleep or otherwise become ‘unconscious’” (
Searle, 2007b;
Searle, 2014a).
+ Searle identifies four essential features of consciousness: “1. Conscious states, so defined,
+ are qualitative, in the sense that there is a qualitative feel to being in any particular
+ conscious state …. 2. Such conscious states are also ontologically subjective in the sense that
+ they only exist as experienced by a human or animal subject …. 3. Furthermore, a striking fact, at
+ any moment in your conscious life, all of your conscious states are experienced by you as part of
+ a single unified conscious field …. 4. Most, but not all, conscious states are intentional, in the
+ philosopher's sense that they are about, or refer to, objects and states of affairs.”
17
+ Next is crucial: “The reality and irreducibility of consciousness: Conscious states, so
+ defined, are real parts of the real world and cannot be eliminated or reduced to something else.”
+ This means that one cannot do an ontological reduction of consciousness to more fundamental
+ neurobiological processes, because, as stated, consciousness has a subjective or a first-person
+ ontology, while the neurobiological causal basis of consciousness has an objective or third person
+ ontology (
Searle, 2007b).
+ The causal reducibility of consciousness leads to Searle's major move: “The neuronal basis of
+ consciousness: All conscious states are caused by lower-level brain processes.” Not knowing all
+ the details of exactly how consciousness is caused by brain processes casts “no doubt that it is
+ in fact.” Searle asserts with confidence, “The thesis that all of our conscious states, from
+ feeling thirsty to experiencing mystical ecstasies, are caused by brain processes is now
+ established by an overwhelming amount of evidence (
Searle, 2007b). (Others, of course,
+ disagree.)
+ Finally, Searle's two-point conclusion: (i) The neuronal realization of consciousness: All
+ conscious states are realized in the brain as higher level or system features, and (ii) The causal
+ efficacy of consciousness: Conscious states, as real parts of the real world, function causally
+ (
Searle, 2007b).
+ Searle celebrates the fact that his approach to consciousness does not mention any of the
+ usual-suspect theories, such as dualism, materialism, epiphenomenalism, or any of the rest of
+ them. He argues that “if you take seriously the so-called ‘scientific worldview’ and forget about
+ the
history
+ of philosophy,” the views he puts forth are “what you would come up with.”
+ Searle explains the name with which he “baptized this view,” Biological Naturalism.
+ “‘Biological’ because it emphasizes that the right level to account for the very existence of
+ consciousness is the biological level … [given] we know that the processes that produce it are
+ neuronal processes in the brain. ‘Naturalism’ because consciousness is part of the natural world
+ along with other
biological
+ phenomena such as photosynthesis,
+ digestion or mitosis, and the explanatory apparatus we need to explain it we need anyway to
+ explain other parts of nature.”
+ Searle responds to critics of Biological Naturalism, striking at a key objection. “Sometimes
+ philosophers talk about naturalizing consciousness and intentionality, but by ‘naturalizing’ they
+ usually mean denying the first person or subjective
ontology of consciousness. On my
+ view, consciousness does not need naturalizing: It already is part of nature and it is part of
+ nature as the subjective, qualitative biological part” (
Searle, 2007a,
2007b).
+
+
+ 9.1.7. Block's biological reductionism
+ Philosopher Ned Block represents a majority of philosophers (and a large majority of
+ scientists) who hold that “phenomenal consciousness is reducible to its physical basis.” (
Block, 2023, p. 445;
Block, 2007a). The best
+ candidates for this reduction, he says, involve neurobiology.
+ “For example, in the creatures that seem to have consciousness (e.g., primates, octopi),
+ neurons operate via electrical signals triggering the release of neurotransmitters,
+ and the neurotransmitters
+ in turn engender further electrical signals. Neurons operate in a chemical soup, with direct
+ effects from one neuron to another mediated by chemicals. The release of chemicals is not
+ confined to the synapse but can also happen in dendrites” (Block, 2023, p. 446).
+ These propagating neurophysiological sparks and diffusing neurochemical transmitters compose a
+ magnificently complex and integrated system that carries and conveys meaning. Block appeals to
+ “this electrochemical nature of known cases of consciousness as an example of a candidate for
+ neurobiological reduction of consciousness.”
+ To Block, “the border between seeing and thinking” provides insight into consciousness and
+ helps adjudicate best theories (
Block, 2023). He
+ highlights this "joint in nature" between perception and cognition and advocates its study for
+ demystifying the mind. He argues against theories of consciousness that focus on prefrontal
+ cortex, arguing that perceptual consciousness does not require cognitive
+ processing.
+
+
+ 9.1.8. Flanagan's constructive naturalism
+ To philosopher Owen Flanagan, “consciousness is neither miraculous nor terminally mysterious,”
+ and he argues that “it is possible to understand human consciousness in a way that gives its
+ subjective, phenomenal aspects their full due, while at the same time taking into account the
+ neural bases of subjectivity.” The result, he says, “is a powerful synthetic theory of
+ consciousness, a ‘constructive naturalism,’ according to which subjective consciousness is real,
+ plays an important causal role, and resides [without residue] in the brain” (
Flanagan, 1993).
+ The “constructive naturalistic theory” that Flanagan sketches is “neurophilosophical” in
+ that “it tries to mesh a naturalistic metaphysic of mind with our still sketchy but maturing
+ understanding of how the brain works.” It pictures consciousness “as a name for a heterogeneous
+ set of events and processes that share the property of being experienced. Consciousness is taken
+ to name a set of processes, not a thing or a mental faculty.” The theory is neo-Darwinian, he
+ says, “in that it is committed to the view that the capacity to experience things evolved via
+ the processes responsible for the development of our nervous
+ system.” The theory, he stresses, “denies that consciousness is as consciousness seems at
+ the surface.” Rather, consciousness has a complex structure, and getting at it requires
+ “coordination of phenomenological, psychological, and neural analyses” (Flanagan, 1993).
+ Flanagan explains that “there is no necessary connection between how things seem and how they
+ are … [and] we are often mistaken in our self-reporting, including in our reporting about how
+ things seem.” This is why he cautions that phenomenology might do “more harm than good when it
+ comes to developing a proper theory of consciousness, since it fosters certain illusions about the
+ nature of consciousness” (
Flanagan, 1993).
+ “The most plausible hypothesis,” Flanagan states, “is that the mind is the brain, a Darwin
+ machine that is a massively well-connected system of parallel processors interacting with each
+ other from above and below, and every which way besides.” It is no wonder, he says, that “meaning
+
holism is
+ true, that we somehow solve the frame problem, and that my belief that snow is white is realized
+ quite possibly in a somewhat different way in my brain than the same belief is realized in yours.”
+
+ Flanagan addresses “the gap between the first-person way in which conscious mental life reveals
+ itself and the way it is, or can be described, from an objective point of view” by asserting
+ bluntly, “mind and brain are one and the same thing seen from two different perspectives. The gap
+ between the subjective and the objective is an epistemic gap, not an ontological gap.” Indeed, he
+ claims, “it is precisely the fact that individuals possess organismic integrity that explains why
+ subjectivity accrues first-personally” (
Flanagan, 1993).
+ As a physicalist, Flanagan recognizes the role of emergence, that “there are emergent natural
+ properties that, despite being obedient to the laws of physics, are not reducible to physics" (
Flanagan, 2003). He rejects
+ epiphenomenalism, where “conscious thought plays no role in the execution of any act.” The sense
+ that we control our actions is real, not illusion, but the mechanism is all brain-bound; for
+ example, an idea originating in the prefrontal
+ cortex that calls up information or memories from parietal association
+ cortex (Campbell, 2004).
+ To Flanagan, the “really hard problem” is finding “meaning in a material world” (
Flanagan, 2007). To this end,
+ he explores “neuroexistentialism,” the condition “caused by the rise of the scientific authority
+ of the human
+ sciences and a resultant clash between the scientific and the humanistic image of persons"
+ (Flanagan and Caruso, 2018).
+
+
+ 9.1.9. Papineau's mind-brain identity
+ Philosopher David Papineau argues for neurobiological physicalism with his theory of unabashed,
+ robust, fundamental mind-brain identity. It is an important argument, with implications for all
+ materialist theories (
Papineau, 2020b).
+ In constructing the argument, one of Papineau's intuitions is that “there seems no immediate
+ reason why consciousness should be singled out as posing some special puzzle about its relation to
+ the rest of reality”—given that “reality contains many different kind of things, biological,
+ meteorological, chemical, electrical, and so on, all existing alongside each other, and all
+ interacting causally in various ways” (
Papineau, 2020b).
+ One Papineau premise is that while we feel “conscious mind influences non-conscious matter, by
+ controlling bodily behaviour, and similarly that matter influences mind, giving rise to sensory
+ experiences, pains and other conscious mental states,” the “compelling argument … against this
+ kind of interactionist stance … derives from the so-called ‘causal closure of the physical’ … the
+ physical realm seems causally sufficient unto itself.”
+ Papineau notes that we remain puzzled about why brain states give rise to mental states “in a
+ way that we don't feel puzzled about why NaCl gives rise to salt, or electrical discharges to
+ lightning.” He attributes our puzzlement—the “explanatory gap” of consciousness—to the
+ psycho-social fact that “we find it hard to escape the spontaneous dualist thought that the
+ feeling and the physical state are not one thing, but two different states that somehow invariably
+ accompany each other” (
Papineau, 2020b).
+ Given this, Papineau says, “our knowledge of mind-brain identities can only be based on some
+ kind of a posteriori abductive inference, rather than a principled a priori demonstration that a
+ certain physical state fills some specified role. For example, we might observe that pains occur
+ whenever prefrontal nociceptive-specific neurons fire, and vice versa; we might also note that, if
+ pains were the firing of nociceptive-specific neurons, then this would account for a number of
+ other observed facts about pain, such as that it can be caused by trapped nerves, and can be
+ blocked by
aspirin; and
+ we might conclude on this basis that pains are indeed identical to the firing of
+ nociceptive-specific neurons.” Papineau singles out “the peculiarly direct nature of our concepts
+ of conscious states” as what “stops us deriving mind-brain identities a priori from the physical
+ facts.”
+ In exploring the basis of identity claims, Papineau states “it can only be on the basis of an
+ abductive inference from direct empirical evidence, such as that the two things in question are
+ found in the same places and the same times, and are observed to bear the same relations to other
+ things, not because we can deduce the identities a priori from the physical facts.” His examples
+ include “Cary Grant = Archie Leach”, and “that dog = her pet.” “Why shouldn't this same way of
+ thinking be applied to consciousness, he asks?” (
Papineau, 2020b).
+ Because, he answers, “even after we are given all the abductive evidence, we still find
+ mind-brain identity claims almost impossible to believe. We cannot resist the dualist conviction
+ that conscious feelings and the physical brain states are two different things.” And this, in
+ Papineau's view, “is the real reason why we feel a need for further explanation. We want to know
+ why the neuronal
+ activity is accompanied by that conscious feeling, rather than by some
+ other, or by no feeling at all. Our dualist intuitions automatically generate a hankering for
+ further explanation.” Thus, Papineau concludes, “the demand for explanation arises, not because
+ something is lacking in physicalism, but because something is lacking in us.”
+ “If only we could fully embrace physicalism,” Papineau suggests, “the feeling of an
explanatory
+ gap would disappear. If we could fully accept that pains are nociceptive-specific neuronal
+ firing, then we would stop asking why ‘they’ go together—after all, nothing can possibly come
+ apart from itself.”
+ To Papineau, this kind of robust physicalism can dissolve “the problem of consciousness”. The
+ move is to “simply deny that any puzzle is raised by the fact that it feels painful to be a human
+ with active nociceptive-neurons. Why shouldn't it feel like that? That's how it turns out. Why
+ regard this as puzzling?” (
Papineau, 2020a).
+ An insight is the connotation of verbs used to describe the relation between mind and
+ brain. Brain processes are said to “generate”, or “yield”, or “cause”, or “give rise to”
+ conscious states. But this phraseology,
+ Papineau says, undermines physicalism from the start—even when used by physicalists. As he puts
+ it, “Fire ‘generates’, ‘causes’, ‘yields’ or ‘gives rise to’ smoke. But NaCl doesn't ‘generate’,
+ ‘cause’, ‘yield’ or ‘give rise to’ salt. It is salt. The point is clear. To
+ speak of brain processes as ‘generating’ conscious states, and so on, only makes sense if you are
+ implicitly thinking of the conscious states as separate from the brain states” (
Papineau, 2020b). (But even if
+ consciousness as an “output” or “effect” of the brain were wrongheaded, why are only
certain
+ sorts of neural activity identical with consciousness while others are not?)
+ To sustain his argument, Papineau must deal with zombies. Are zombies possible? “Could a being
+ share all your physical properties but have no conscious life?” Everybody's first thought is, he
+ says, “Sure. Just duplicate the physical stuff and leave out the feelings.”
+ That's the anti-physicalist “trap”: the physicalist has already lost. Papineau rightly states
+ that physicalists must deny that zombies are possible, “given that the mind is ontologically
+ inseparable from the brain.” If conscious states
are physical states—radically
+ identical—then, he says, “the ‘two’ cannot come apart,” much like Marilyn Monroe cannot exist
+ without Norma Jean Baker. How could she exist without herself? That makes no sense, he says.
18
+ Papineau rejects the anti-physicalist argument that phenomenal concepts are revelatory, in that
+ they reveal conscious states not to be physical. “Physicalists respond that there is no reason to
+ suppose that phenomenal concepts have the power to reveal such things … that experiences are
+ non-physical.” Why should introspection, he asks rhetorically, “be guaranteed to tell us about
+
all their necessary properties [of experience]?” (
Papineau, 2020b).
+ Papineau is blunt: “I never viewed the so-called ‘hard problem’ as any problem at all.” The
+ obvious answer, he says, is that brain processes feel like something for the subjects that have
+ them. “What's so hard about that?.. How would you expect them to feel? Like nothing? Why? That's
+ how they feel when you have them.” The only reason that many people believe there is a problem,
+ Papineau stresses, is that “they can't stop thinking in dualist terms” (
Papineau, 2020b).
+ As for the conventional materialist claim that ultimately neuroscience will uncover the
+ complete neurobiological basis of consciousness, Papineau is skeptical. He does not expect that
+ “there are definite facts about consciousness to which we lack epistemological access—that there
+ is some material property that really constitutes being in pain, say, but which we can't find out
+ about.” Rather, he argues, “our phenomenal concepts of conscious states are vague—nothing in the
+ semantic constitution of phenomenal concepts determines precisely which of the candidate material
+ properties they refer to” (
Papineau, 2003).
+ Scientific research, he says, will identify “a range of material properties that correlate in
+ human beings with pain, say, or colors, or indeed being conscious at all. However, this won't
+ pinpoint the material essence of any such conscious state, for there will always be a plurality of
+ such human material correlates for any conscious property … It is not as if conscious properties
+ have true material essences, yet science is unable to discover them. Rather the whole idea of
+ identifying such essences is a chimera, fostered by the impression that our phenomenal concepts of
+ conscious states are more precise than they are” (
Papineau, 2003).
+
+
+ 9.1.10. Goldstein's mind-body problem
+ Philosopher-novelist Rebecca Newberger Goldstein centers the mind-body problem around the
+ nature of the person, with two distinct kinds of descriptions: our physical bodies and brains,
+ which science can, in principle, analyze completely; and our inner thoughts, perceptions,
+ emotions, dreams, which science can never access completely (
Goldstein, 2011a,
2011b).
+ Goldstein thinks that the internal description of what it’s like to be a person—“what I try to
+ do in creating a character in a novel”—is “really about the body because ultimately there are no
+ nonmaterial states.”
+ Goldstein states that the kind of stuff underlining these intentional states or states of
+ feeling that we describe in terms of consciousness is entirely brain stuff. “Could we ever derive
+ the one description from the other? Could we ever know enough about the brain stuff so that we
+ could actually know everything there is to be a person, just by the description of the brain
+ stuff? I don't think so”
Goldstein (2011a),
2011b).
+ Goldstein says that panpsychism (13) seems plausible and she understands why some are dualists,
+ where that internal point of view is something that is not the body, and could, in principle,
+ exist separate from the body. She appreciates why some people who hope for immortality hope
+ dualism is true. (She herself rejects dualism.)
+
+
+ 9.1.11. Hardcastle's argument against materialism skeptics
+ Philosopher Valerie Gray Hardcastle argues that the points of division between materialists and
+ materialism-skeptics “are quite deep and turn on basic differences in understanding the scientific
+ enterprise.” This disagreement, “the rifts,” which she frames, in part, between David Chalmers and
+ herself, concerns whether consciousness is a brute fact about the world, which materialists deny
+ and its skeptics affirm. Rather, materialists believe that consciousness is part of the physical
+ world, just like everything else. “It is completely nonmysterious (though it is poorly understood)
+ [and materialists] have total and absolute faith that science as it is construed today will
+ someday explain this as it has explained the other so-called mysteries of our age” (Section:
Hardcastle, 1996).
+ Hardcastle gives her clear-eyed assessment: “I am a committed materialist and believe
+ absolutely and certainly that empirical investigation is the proper approach in explaining
+ consciousness. I also recognize that I have little convincing to say to those opposed to me. There
+ are few useful conversations; there are even fewer converts.” She epitomizes the skeptics'
+ position: “Isolating the causal relations associated with conscious phenomena would simply miss
+ the boat, for there is no way that doing that ever captures the qualitative aspects of awareness.
+ What the naturalists might do is illustrate when we are conscious, but that won't explain
+ the why of consciousness.” Thus, she continues, whatever the neural correlate(s) of
+ consciousness may be, the naturalists would not have explained why it is that (or
+ those). Part of a good explanation, skeptics maintain, “is making the identity statement
+ (or whatever) intelligible, plausible, reasonable” and this is what materialists have not done and
+ thus have not closed the explanatory gap.
+ In response, Hardcastle is frank: “To them, I have little to say in defence of naturalism, for
+ I think nothing that I as an already committed naturalist could say would suffice, for we don't
+ agree on the terms of the argument in the first place.” The consciousness identity, whatever it
+ turns out to be, could be a brute fact about the world, just like the laws of physics. At some
+ point, in all theories, explanations must end. Hardcastle asks, “How do I make my identification
+ of consciousness with some neural activity intelligible to those who find it mysterious? My answer
+ is that I don't. The solution to this vexing difficulty, such as it is, is all a matter of
+ attitude. That is, the problem itself depends on the spirit in which we approach an examination of
+ consciousness.” In characterizing “consciousness-mysterians,” she states, “They are antecedently
+ convinced of the mysteriousness of consciousness and no amount of scientific data is going to
+ change that perspective. Either you already believe that science is going to give you a correct
+ identity statement, or you don't and you think that there is always going to be something left
+ over, the phenomenal aspects of conscious experience” (
Hardcastle, 1996).
+ Hardcastle's advice to skeptics? “Consciousness-mysterians need to alter their concepts. To put
+ it bluntly: their failure to appreciate the world as it really is cuts no ice with science. Their
+ ideas are at fault, not the scientific method. Materialists presume that there is some sort of
+ identity statement for consciousness. (Of course, we don't actually have one yet, but for those of
+ us who are not consciousness-mysterians, we feel certain that one is in the offing.) Hence, the
+ skeptics can't really imagine possible worlds in which consciousness is not whatever we ultimately
+ discover it to be because they aren't imagining consciousness in those cases (or, they aren't
+ imagining properly). But nevertheless, what can I say to those who insist that they can imagine
+ consciousness as beyond science's current explanatory capacities? I think nothing …”
+ The fundamental difference between materialists and their skeptics, according to Hardcastle, is
+ that “Materialists are trying to explain to each other what consciousness is within current
+ scientific frameworks … If you don't antecedently buy into this project …, then a naturalist's
+ explanation probably won't satisfy you. It shouldn't. But that is not the fault of the
+ explanation, nor is it the fault of the materialists. If you don't accept the rules, the game
+ won't make any sense” (
Hardcastle, 1996).
+ Hardcastle's own approach to consciousness includes: viewing it as a lower-level
+ dynamical structure underpinning our information
+ processing (Hardcastle, 1995); the relation
+ between ontology and explanation providing a framework for referring to mental states as being the
+ causally efficacious agents for some behavior (
Hardcastle, 1998); a more
+ nuanced approach to the neural
+ correlates of consciousness (NCC) in that it “there might not be an NCC—even if we adopt a
+ purely materialistic and reductionistic framework for explaining consciousness (for example,
+ perhaps consciousness is located out in the world just as much as it is located inside the head)
+ (Hardcastle, 2018; Hardcastle and Raja, 1998); and
+ action selection and projection to help refine notions of consciousness from an embodied
+ perspective (
Hardcastle, 2020).
+
+
+ 9.1.12. Stoljar's epistemic view and non-standard physicalism
+ Philosopher Daniel Stoljar has long focused on physicalism, its interpretation, truth and
+ philosophical significance; his views are nuanced and largely deflationary (
Stoljar, 2010). He defines
+ physicalism as the thesis that "every instantiated property is either physical or is
+ necessitated by some physical property," where physical property is described by “all and only
+ the following elements: it is a) a distinctive property of intuitively physical objects, b)
+ expressed by a predicate of physics, c) objective, d) knowable through scientific investigation,
+ and e) not a distinctive property of souls, ectoplasm,
+ etc.” (Montero, 2012). According to
+ Stoljar, "Physicalism has no formulations on which it is both true and deserving of the name"—but
+ this “does not entail that philosophical problems stated in terms of it [physicalism] have no
+ reasonable formulation” (
Stoljar, 2010;
Montero, 2012).
+ As everyone knows, the philosophical problem of phenomenal consciousness is the poster-child
+ test case for physicalism, the standard physicalist framework being that “consciousness can be
+ explained by contemporary physics, biology, neuroscience, and cognitive science” (
Kind and Stoljar, 2023, p. i). To
+ Stoljar, the problem (or problems) of consciousness is “whether two big ideas can both be true
+ together. The first is the existence of consciousness. The second is a worldview (a picture of
+ everything that exists) that many people think you must believe if you hold a vaguely scientific
+ or rational approach to the world, namely, physicalism.” Stoljar calls it the “compatibility
+ problem”— “i.e., the problem of whether physicalism and claim that consciousness exists can both
+ be correct”—and he says that the solution is “right under our nose.” The solution to the
+ compatibility problem, Stoljar tells us, “is that we are missing something”—and the depth and
+ implications of this simple statement are surprisingly profound (
Kind and Stoljar, 2023, pp. 64–65).
+
+ What we are missing, according to Stoljar, “is a type of physical fact or property relevant to
+ consciousness. More than this, we are profoundly ignorant of the nature of the physical world, and
+ ignoring this ignorance is what generates the problem.” He calls “the idea that we are ignorant of
+ a type of fact or property that is relevant to consciousness the
ignorance hypothesis”
+ and he calls “the idea that the ignorance hypothesis solves the compatibility problem the
+
epistemic view.” Stoljar contends that all arguments for the opposing view—i.e.,
+ that physicalism and consciousness are incompatible—“fail, and for a single reason.” These
+ arguments, he says, “all presuppose that we have complete knowledge of the physical facts
+ relevant to consciousness. According to the epistemic view, that presupposition
+ is false, so the arguments [against physicalism-consciousness compatibility] don't work.” That
+ physicalism cannot be shown affirmatively to be true does not bother Stoljar, because, he says,
+ physicalism is an empirical truth, not an a priori argument. “What the epistemic view says is
+ that … there is no persuasive ‘here and now’ argument for incompatibility.” Thus, Stoljar
+ argues, the epistemic view helps us think about the problems of consciousness in a clearer way,
+ disentangling them from the compatibility problem (Kind and Stoljar, 2023, pp. 64–66).
+
+ Stoljar is no traditional physicalist. He critiques “standard physicalism,” by which he means
+ “versions of physicalism that make no theoretical use of the ignorance hypothesis.” He conjectures
+ that there are properties of the physical world that go beyond the capacity of the physical
+ sciences to access and measure through its devices and instruments. Is this incapacity in
+ practice, as per current science, or in principle, such that ultimate truth is forever out of
+ reach? Who knows? Either way, he says, would support his ignorance hypothesis defense of
+ physicalism (
Kind and Stoljar, 2023, p. 67). More
+ subtly, Stolar contends that the epistemic view
does provide an “explanation of
+ consciousness,” at least in an abstract sense. “It tells us, for example, that conscious states
+ are not fundamental and so depend on other things, even if it leaves open what exactly they depend
+ on” (
Kind and Stoljar, 2023, p. 112).
+
+ Yet Stoljar believes it is possible to construct “a science of consciousness”—to study
+ “empirical laws between each conscious state and some physical system”— but he is skeptical of
+ “the attempt to provide systematic knowledge of such laws” which he rejects as “implausible on its
+ own terms.” Preferring “to understand the science in a more modest way,” Stoljar is ready to
+ accept “that we do not and may never have a complete theory of the world” (
Kind and Stoljar, 2023, pp. 67–68).
+
+
+
+
+ 9.2. Neurobiological theories
+ Neurobiological theories are based primarily on known mechanisms of the brain, such as
neuronal
+ transmission, brain circuits and connectome
+ pathways, electric fields, and, of course, neural correlates of consciousness.
+
+ 9.2.1. Edelman's neural Darwinism and reentrant neural circuitry
+ Nobel laureate biologist Gerald Edelman presents a purely biological theory of
+ consciousness, founded on Darwinian natural
+ selection and complex brain morphology. His foundational commitment is that “the neural
+ systems underlying consciousness arose to enable high-order discriminations in a
+ multidimensional space of signals,” that “qualia are those discriminations” and that
+ “differences in qualia correlate with differences in the neural structure and dynamics that
+ underlie them” (Edelman, 2000,
2003,
2024).
+ Rejecting theories that the brain is like a computer or instructional system, Edelman
+ proposes that “the brain is a selectional system, one in which large numbers of variant circuits
+ are generated epigenetically, following which particular variants are selected over others
+ during experience. Such repertoires of variant circuits are degenerate, i.e., structurally
+ different circuit variants within this selectional system can carry out the same function or
+ produce the same output. Subsequent to their incorporation into anatomical repertoires during
+ development, circuit variants that match novel signals are differentially selected through
+ changes in synaptic
+ efficacy. Differential amplification of selected synaptic populations in groups of neurons
+ increases the likelihood that, in the future, adaptive responses of these groups will occur
+ following exposure to similar signals” (Edelman, 2003).
+ Edelman's way of thinking is motivated by his work on the immune system (for which he was
+ awarded the Nobel) and his theory is developed in two domains: Neural
Darwinism
+ (neural group selection) and Dynamic Core (reentrant neural circuitry).
+ Neural Darwinism is “the idea that higher brain functions are mediated by developmental
+ and somatic
+ selection upon anatomical and functional variance occurring in each individual animal”
+ (Edelman, 1989). Neural
+ Darwinism has two aspects: (i) development selection, which controls the gross
+ anatomy and microstructure of the brain, allowing for great variability in the neural
+ circuitry; and (ii) experiential selection, especially of the synaptic structure where
+ functional plasticity is essential given the vast number of synapses (estimated at over 100
+ trillion, possibly 600 trillion or more). Edelman notes that a child's brain contains many more
+ neural connections than will ultimately survive to maturity—estimates go as high as 1000
+ trillion—and he argues that this redundant capacity, this functional plasticity, is needed
+ because “neurons are the only cells in the body that cannot be renewed and because only those
+ networks best adapted to their ultimate purpose will be selected as they organize into neuronal
+ groups” (Edelman, 2024). According to
+ Edelman's theory of neuronal group selection (TNGS), “selectional events in the brain are
+ necessarily constrained by the activity of diffuse ascending value systems. The activity of these
+ systems affects the selectional process by modulating or altering synaptic thresholds” (
Edelman, 2003).
+ Dynamic Core is Edelman's term encompassing reentrant neural circuitry, the ongoing
+ process of recursive signaling among neuronal groups taking place across networks of massively
+ parallel reciprocal fibers, especially in the connections between thalamus
+ and cerebral
+ cortex. This dynamic, relentless activity in thalamocortical circuits generates a
+ continuing sequence of different metastable states that change over time, yet each of which has
+ a unitary phenomenology at any given moment. Edelman asserts "there is no other object in the
+ known universe so completely distinguished by reentrant circuitry as the human brain" (Edelman, 2003,
2024).
+ Edelman stresses that reentry
+ is “a selectional process occurring in parallel” and that “it differs from feedback, which is
+ instructional and involves an error function that is serially transmitted over a single
+ pathway.” As a result of the correlations that reentry imposes on diverse, interacting
+ neuronal groups, “synchronously active circuits across widely distributed brain areas are
+ selectively favored.” This, Edelman suggests, “provides a solution to the so-called binding
+ problem: how do functionally segregated areas of the brain correlate their activities in the
+ absence
+ of an executive program or superordinate map?” Binding of the outputs of every sensory
+ modality, each generated by segregated cortical areas, is essential for our commonly perceived
+ but underappreciated unity of consciousness (Edelman, 2003).
+ It is worth noting the close relationship between the Dynamic Core and Global Workspace (9.2.3)
+ hypotheses, as jointly suggested by the authors of each, Edelman and Baars—each hypothesis having
+ been put forward, independently, “to provide mechanistic and biologically plausible accounts of
+ how brains generate conscious mental content.” Whereas “the Dynamic Core proposes that reentrant
+ neural activity in the thalamocortical system gives rise to conscious experience,” the “Global
+ Workspace reconciles the limited capacity of momentary conscious content with the vast repertoire
+ of long-term memory.” The close relationship between the two hypotheses is said to allow “for a
+ strictly biological account of phenomenal experience and subjectivity that is consistent with
+ mounting experimental evidence.” The authors suggest that “there is now sufficient evidence to
+ consider the design and construction of a conscious artifact” (
Edelman et al., 2011).
+ The theory of neuronal group selection (TNGS), pioneered by
Edelman (1987), has come to
+ undergird a cluster of theories. As Anil Seth explains, “According to the TNGS, primary (sensory)
+ consciousness arose in evolution when ongoing perceptual categorization was linked via reentry to
+ a value-dependent memory creating the so-called ‘remembered present’ (
Edelman 1989). Higher-order
+ consciousness, distinguished in humans by an explicit sense of self and the ability to construct
+ past and future scenes, arose at a later stage with reentrant pathways linking value-dependent
+ categorization with linguistic performance and conceptual memory (
Edelman 2003;
Seth, 2007).
+ As Edelman's mechanism for consciousness is based on the TNGS, he first distinguishes primary
+ from higher-order consciousness. “Animals with primary consciousness can integrate perceptual and
+ motor events together with memory to construct a multimodal scene in the present”—what James
+ called the “specious present” and which Edelman calls “the remembered present” (
Edelman, 1989). Such an animal
+ with primary consciousness, Edelman says, “has no explicit narrative
+ capability (although it has long-term memory), and, at best, it can only plan to deal with the
+ immediate scene in the remembered present” (Edelman, 2003).
+ As for higher-order consciousness, Edelman is mainstream: “It emerges later in evolution and is
+ seen in animals with semantic capabilities such as chimpanzees. It is present in its richest form
+ in the human species, which is unique in possessing true language made up of syntax and semantics.
+ Higher-order consciousness allows its possessors to go beyond the limits of the remembered present
+ of primary consciousness. An individual's past history, future plans, and consciousness of being
+ conscious all become accessible” (
Edelman, 2003).
+ How did the neural mechanisms underlying primary consciousness arise during evolution?
+ Edelman's proposal is as follows. “At some time around the divergence of reptiles into mammals and
+ then into birds, the embryological development of large numbers of new reciprocal connections
+ allowed rich reentrant activity to take place between the more posterior brain systems carrying
+ out perceptual categorization and the more frontally located systems responsible for
+ value-category memory. This reentrant activity provided the neural basis for integration of a
+ scene with all of its entailed qualia … [which] conferred an adaptive evolutionary advantage” (
Edelman, 2003).
+ In summary, according to Edelman, “consciousness arises as a result of integration of
+ many inputs by reentrant interactions in the dynamic core. This integration occurs in periods of
+ <500 ms. Selection occurs among a set of circuits in the core repertoire; given their
+ degeneracy, a number of different circuits can carry out similar functions. As a result of the
+ continual interplay of signals from the environment, the body, and the brain itself, each
+ integrated core state is succeeded by yet another and differentiated neural state in the core …
+ The sequences and conjoined arrays of qualia entailed by this neural activity are the
+ higher-order discriminations that such neural events make possible. Underlying each quale are
+ distinct neuroanatomical structures and neural dynamics that together account for the specific
+ and distinctive phenomenal property of that quale. Qualia thus
+ reflect the causal sequences of the underlying metastable neural states of the complex dynamic
+ core” (Edelman, 2003).
+ Finally, Edelman addresses the hard problem. “The fact that it is only by having a phenotype
+ capable of giving rise to those qualia that their ‘quality’ can be experienced is not an
+ embarrassment to a scientific theory of consciousness. Looked at in this way, the so-called hard
+ problem is ill posed, for it seems to be framed in the expectation that, for an observer, a
+ theoretical construct can lead by description to the experiencing of the phenomenal quality being
+ described. If the phenomenal part of conscious experience that constitutes its entailed
+ distinctions is irreducible, so is the fact that physics has not explained why there is something
+ rather than nothing. Physics is not hindered by this ontological limit nor should the scientific
+ understanding of consciousness be hindered by the privacy of phenomenal experience.” Edelman is
+ confident. “At the end of our studies, when we have grasped its mechanisms in greater detail,
+ consciousness will lose its mystery and be generally accepted as part of the natural order” (
Edelman, 2003).
+ Personally, I like analogizing the something/nothing ontological limit in physics to the
+ phenomenal consciousness psychophysical privacy limit in neuroscience—the two ultimate questions
+ of existence and sentience. But I hesitate to draw the analogy too tightly. Something/nothing is a
+ kind of historical question of what happened, that is, explaining the hypothetical
+ process. For example, it could be that nothing is in principle impossible. Phenomenal
+ consciousness is a clearly contemporary question of what is, that is, explaining the
+ actual thing. Moreover, I agree that even with its something/nothing ontological limit,
+ physics can do its work, as with its phenomenal consciousness privacy limit, neuroscience can do
+ its work. But that work, remember, constitutes the “easy problems.”
+
+
+ 9.2.2. Crick and Koch's neural correlates of consciousness (NCC)
+ The neural correlates of consciousness (NCC) is defined as the minimum activities in the
+ brain jointly sufficient (and probably necessary) for any one specific conscious perception,
+ and, extended, for subjective experience in general, the inner awareness of qualia. Originally
+ applied to sleep and wakefulness (i.e., the reticular
+ activating system in the brain stem), the NCC were formally proposed by Francis Crick and
+ Christof Koch as a scientific approach to what had been believed to be the vague, metaphysical
+ and somewhat discredited idea of consciousness (Crick and Koch, 1990), a program
+ then championed by Koch (
Koch, 2004,
Closer To
+ Truth) and others (though Koch has become something of a “romantic reductionist” [
Koch, 2012a]).
+ While there are complex methodological issues, NCC mechanisms include
+ neuronal electrophysiological action potentials (spikes), their frequencies and sequences;
+ neurochemical transmitter flows in the synapses between neurons; and recurrent brain
+ circuits in specific brain areas. An example is clusters of neurons that underlie
+ wakefulness in the brainstem connecting to clusters of neurons in the thalamus,
+ hypothalamus,
+ basal
+ ganglia and cerebral
+ cortex related to awareness/consciousness (Wong, 2023).
+ Similarly, a "default ascending arousal network" (dANN) has been proposed, with
+ subcortical nodes in the brainstem, hypothalamus,
+ thalamus, and basal
+ forebrain (Edlow, 2024). While necessary for
+ conscious arousal and wakefulness, the dANN is not sufficient for phenomenal conscioiusness and is
+ not what this Landscape is about.
+ As an example of the NCC way of thinking, an early NCC candidate was the claustrum,
+ which receives input from almost all regions of cortex and projects back to almost all
+ regions of cortex, and which, Crick and Koch speculated, could give rise to “integrated
+ conscious percepts.” They used the analogy of the claustrum
+ to a “conductor” and the cortex to an “orchestra,” such that the claustrum as a conductor
+ ‘coordinates a group of players in the orchestra, the various cortical regions.” Without the
+ conductor, as they build the analogy, “players can still play but they fall increasingly out
+ of synchrony with each other. The result is a cacophony of sounds.” In the absence of the
+ claustra in both cerebral
+ hemispheres, attributes such as sensory modalities “may not be experienced in an
+ integrated manner and the subject may fail to altogether perceive these objects or events or
+ only be consciously aware of some isolated attribute.” This would mean, they suggest, “that
+ different attributes of objects … are rapidly combined and bound in the claustrum” (Crick and Koch, 2005).
+ A more recent candidate for full and content-specific NCC is located in the posterior cerebral
+ cortex, in a temporo-parietal-occipital hot zone (
Koch et al., 2016), though no one is
+ yelling “Eureka” and the search continues. Even so, while everyone knows that even strong
+ correlation is not causation, strong correlation is still something. NCCs can be considered
+ macroscopic materialism.
+ It was in 1998 that Christof Koch made the now legendary 25-year bet with philosopher David
+ Chalmers—they are long-time friends—that neuroscientists would discover a “clear” NCC by 2023. No
+ surprise that the bet paid off in Chalmers’ favor. (Koch presented Chalmers with a case of 1978
+ Madeira wine.) As Chalmers said, notwithstanding neuroscience's great progress, “It's clear that
+ things are not clear,” while Koch, feigning chagrin, agreed (
Horgan, 2023).
+ Koch was down but not out: he may have lost this consciousness battle, but the consciousness
+ war would still be waged. Koch offered to re-up: another bet, another 25 years to achieve that
+ “clear” NCC, another case of wine. “I hope I lose,” Chalmers said, smiling, taking the new bet,
+ “but I suspect I'll win.”
+ The smart money is again on Chalmers, although I have a different issue. What would a “clear”
+ NCC mean? Suppose a specific group of neurons were proven to be both necessary and sufficient for
+ a particular conscious experience, a direct correlation that no other group of neurons could
+ claim? Koch would rightly win the bet, but would consciousness have been explained? Still, the
+ perennial question: How can action potentials zipping along neurons and chemicals flowing between
+ neurons literally be the phenomenal consciousness of inner experience? By what magic?
+
+
+
+ 9.2.3. Baars's and Dehaene's global workspace theory
+ Proposed originally by Bernard Baars (
Baars, 1988,
1997,
2002), extended with neuroimaging and
+ computer modeling by Stanislas Dehaene (
Dehaene and Naccache, 2000), the
+ core claim of Global Workplace Theory (GWT) is brain-wide presence and broad accessibility of
+ specific multi-sensory, multi-cognitive information, the total package being what constitutes
+ conscious awareness. GWT is founded on the concept of an inner “theater of consciousness,” where
+ the mental spotlight of awareness shines on sequential sets of integrated perceptions that are
+ dominant, at least momentarily. (The global workspace “Theater of Consciousness” is said not to
+ contradict Dennett's rejected “Cartesian Theater,” because the former is not dualistic and does
+ not reside in only one location in the brain; rather, the Theater of Consciousness is passive not
+ active and is spread across much of the brain.)
+ GWT holds that conscious mental states are those which are “globally available” to a wide range
+ of brain processes including attention, perception, assessment, memory, verbal description, and
+ motor response. Which sets of integrated perceptions become dominant, move to centerstage, and
+ thus leap into conscious awareness? It's a competition. Diverse data flows originating both within
+ the brain (e.g., memories) and from external stimuli (i.e., sensory information) are in constant
+ competition, such that the “winner” is broadcast broadly (i.e., globally) in the brain and becomes
+ accessible throughout the brain, which is how we become aware of it as the content of our
+ consciousness.
+ This brain-wide focus on a particular phenomenological package integrates all the relevant
+ sensory and cognitive streams by recruiting all the relevant brain areas into an organic
+ whole—while inhibiting other, extraneous, conflicting data flows—such that what resides in the
+ global workspace is perceived as consciousness “snapshots” in continuous, movie-like motion. This
+ means that while our conscious awareness may seem unified and seamless, in fact it is neither.
+
+ Whereas GWT started in the 1980s as a purely psychological theory of conscious cognition, it
+ has become a “family” of theories adapted to today's far more detailed understanding of the brain.
+ The brain-based version of GWT is called Global Workspace Dynamics because the cortex is viewed as
+ a “unified oscillatory machine”. GWT, therefore, according to its advocates, joins other theories
+ in taking consciousness as the product of highly integrated and widespread cortico-thalamic
+ activity, including evidence that the prefrontal cortex participates in the visual conscious
+ stream. Cortex is extraordinarily flexible in its dynamic recruitment of different regions for
+ different tasks. Therefore, an arbitrary division between prefrontal and other neuronal regions is
+ said to be misleading. Consciousness requires a much broader, more integrative view (
Baars et al., 2021).
+ In a pioneering set of “adversarial collaboration” experiments to test hypotheses of
+ consciousness by getting rival researchers to collaborate on the study design,
19 preliminary results did
+ not perfectly match GWT's prediction that consciousness arises when information is broadcast to
+ areas of the brain through an interconnected network. The transmission, according to GWT, happens
+ at the beginning and end of an experience and involves the prefrontal cortex, at the front of the
+ brain. But independent “theory-neutral” researchers found that only some aspects of consciousness,
+ but not all of them, could be identified in the prefrontal cortex. Moreover, while they found
+ evidence of brain broadcasting, the core of GWT, it was only at the beginning of an experience—not
+ also at the end, as had been predicted. Further experiments are to come, but revisions to GWT are
+ believed likely (
Lenharo, 2023a,
Lenharo, 2023b,
2024).
+
+
+ 9.2.4. Dennett's multiple drafts model
+ In his intellectual memoirs,
I've Been Thinking, philosopher Daniel Dennett highlights
+ two fundamental questions on which his career is founded—the two related philosophical problems he
+ set himself to solve. “First, how can it be that some complicated clumps of molecules can be
+ properly described as having states or events that are
about something, that have meaning
+ or content. And second, how can it be that at least some of these complicated clumps of molecules
+ are conscious—that is, aware that they are gifted with states or events that are about something?”
+ (
Dennett, 2023a,
2023b).
+ In dealing with these questions, Dennett realized, way back in his PhD dissertation in
+ 1965, that “the best—and only—way of making sense of the mind and consciousness is through
+ evolution by natural
+ selection on many levels.” Dennett's core insight subsuming biological evolution in
+ general and the development of mind in particular is concise: reasons without a reasoner, design
+ without a designer, and competence without comprehension (Dennett, 2007).
+ Dennett's theory of consciousness is distinguished by four ideas: (i) there is no “Cartesian
+ Theater,” no inner witness viewing the consciousness show; (ii) different brain regions or modules
+ develop different kinds of content, which Dennett calls “multiple drafts”; (iii) the multiple
+ drafts compete with one another for attention, the winner of the winner-take-all competition
+ occupying the entirety of the conscious moment, which Dennett calls “fame in the brain”; and (iv)
+ the collection of all these conscious moments coalesces into a kind of life story, the emergence
+ of a sense of “self,” which Dennett describes as a “center of narrative gravity.”
+ In
Consciousness Explained, Dennett presents his multiple drafts model of
+ consciousness (
Dennett, 1992). He states that
+ all varieties of perception, thought, or mental
+ activity are processed in the brain via parallel, multitrack interpretations and
+ elaborations, subject to continuous "editorial revision.” These “yield, over the course of time,
+ something rather like a narrative stream or sequence, the product of continual
+ editing by many processes distributed around the brain.” Dennett has the brain consisting of a
+ "bundle of semi-independent agencies," and his metaphor “fame in the brain” tells us what it takes
+ for competing ideas to determine the content of consciousness at any given moment.
+ In supporting his theory, Dennett needs to undermine what we take to be common sense. He
+ challenges the verisimilitude of inner experience, which he calls more like theorizing than like
+ describing. He rejects the notion of a single central location (his "Cartesian theater") where
+ conscious experience can be “viewed.” He dissolves the idea of the “self” as the central character
+ of stories made up by content fixation and propagation in the brain. Moreover, he argues that the
+ properties of qualia are incompatible and therefore incoherent, thus obviating the need to solve
+ Chalmers's hard problem.
20 Dennett needs all four
+ of these counterintuitive yet deeply probative assertions; the package is admirably coherent, but
+ buying it is a tall order.
+ Of Dennett's four assertions, his desired demolition of qualia is perhaps his most critical
+ move. Here is how he defends it. “Qualia are user-illusions
, ways of being informed
+ about things that matter to us in the world (our affordances) because of the way we and the
+ environment we live in (microphysically) are. They are perfectly real illusions! They just
+ aren't what they seem to be; they are not intrinsic, unanalyzable properties of mental states;
+ they are highly structured and complex activated neural
+ networks that dispose us to do all sorts of things in response—such as declare that we're
+ seeing something blue. The key move is to recognize that we have underprivileged
+ access to the source or cause of our convictions about what we experience” (
Rosenberg and Dennett, 2020).
+ Ironically, while Dennett calls as evidence “user illusions” in his case to deflate
+ consciousness and support materialism, cognitive psychologist Donald Hoffman calls as evidence
+ “user illusions” in his case to inflate consciousness and deny materialism. (16.5). This
+ contrasting interpretation of precisely the same data by two first-rate thinkers is fascinating,
+ perhaps telling.
+ Dennett is not shy in asserting that people still underestimate by a wide margin the challenges
+ that the brain-in-vat thought experiment raises for views of consciousness other than Dennett's
+ own. The key fact is that “
you don't know anything ‘privileged’ about the causation of your
+ own thoughts. You cannot know ‘from the inside” what events cause you to think you see
+ something as red or green, for instance, or cause you to push button A instead of button B.” In
+ short, to truly understand consciousness, Dennett says “you need to go outside yourself and adopt
+ the ‘third-person point of view’ of science” (
Dennett, 2023a,
2023b).
+ Dennett stresses the importance of treating subjects'
beliefs about their own
+ consciousness as “data to be explained, not necessarily as true accounts of mental reality.” He
+ states, “This is
the major fault line in philosophy of mind today, with John Searle, Tom
+ Nagel, David Chalmers, Galen Strawson, and Philip Goff [all represented in this paper], among
+ others, thinking they can just insist they know better. They don't. Those who object, who hold out
+ for some sort of ‘first-person science of consciousness,’ have yet to describe any experiments or
+ results that are trustworthy but unobtainable by heterophenomenology” (the term Dennett coined for
+ the third-person method, the phenomenology of
other minds, which is standard procedure in
+ cognitive science). Dennett says his meeting with leading scientific researchers on consciousness
+ enabled him “to begin to form at least vague ideas of how mechanisms of the brain might do all the
+ work,” but only, he insists, “if we deflated some of the overconfident pronouncements of
+ introspectors about the marvels of the phenomena” (
Dennett, 2023a,
2023b).
+ In describing his early book, Content and Consciousness, where he puts content before
+ consciousness, Dennett differentiates himself from John Searle, who puts consciousness before
+ content. Although Searle and Dennett are both biological naturalists and both, for example, eschew
+ panpsychism, Dennett believes that by prioritizing content, the mystery of consciousness is
+ mitigated.
+ Dennett has had a long, friendly, though surely adversarial relationship with Chalmers. “Even
+ expert scientists have been fooled by Chalmers' ‘
the Hard Problem’ into thinking
+ that there's one big mysterious fact that needs explaining, when in fact there are hundreds of
+ lesser problems that can be solved without any scientific
+ revolutions, and when they are all solved, the so-called Hard Problem will evaporate”
+ (Dennett, 2023a,
2023b).
+ It is worth noting the more general case of a multiple module way of thinking, which posits
+ separate if not independent cognitive components of the mind rooted in the brain (though not
+ needing to correspond to identifiable brain structures). (9.2.5.)
+
+
+ 9.2.5. Minsky's society of mind
+ Artificial intelligence pioneer Marvin Minsky calls the multiple semi-independent modules in
+ the human mind, generated by physically locatable modules in the human brain,
The Society of
+ Mind (not coincidentally the name of his book). It is a model of human
+ cognition constructed, step by step, from the nonconscious interactions of simple mindless
+ elements he calls “agents” (Minsky, 1986).
+ “What does it mean to say you're aware of yourself?” Minsky asks. It would be impossible “for
+ any one part of the brain to know what's happening in all the other parts of the brain because
+ there's just too much. Each part of the brain has connections to other parts of the brain and can
+ get some ideas, but there's no place that knows everything” (
Minsky, 2007b).
+ “The Society of Mind,” according to Minsky, is the end product of a vast evolutionary history,
+ beginning with just clumps of neurons. Because neurons evolved early and had to keep their
+ physiological integrity, progress was made by neurons gathering together, which led to the first
+ small brains, and when these small brains began to specialize as well as to associate, “mind”
+ began to develop (
Minsky, 2007b).
+ Minsky is as blunt as he is insightful. “While many neuroscientists focus on how brain cells
+ [neurons] work, to me, that's pretty much like trying to understand a computer from how
+ transistors work. The neurons and synapses are maybe six levels of organization below the thoughts
+ that you're actually aware of, the important things that distinguish a human from a crayfish.
+ These high-level descriptions are what counts, and each of them has to be understood by itself.
+ Any particular thing that happens in Level 5 can be understood as a combination of maybe 20 or 50
+ things that happen in Level 4 and so forth. But you can't understand Level 5 even if you know
+ everything about how neurons and synapses work. The difference between a human and a crayfish is
+ that a human has these multiple levels of brain organization that the earlier animals did not
+ have” (
Minsky, 2007b).
+ Actually, Minsky says, “I'm interested in how this piece of machine, the brain, can do things
+ like decide that what it’s doing isn't working. How does it develop new goals? How does it develop
+ new methods for achieving its goals? And, most important, how does it make a model of itself as a
+ being in a world and think high-level stuff about its own past and its future?”
+ It has been known for well over 100 years that the brain has many different parts. Minsky
+ envisions something “like a great network of computers, each of which is specialized. It's not
+ that it’s a society of little people, but rather a society of biological machines, say 400 or more
+ of these, each with different top-level functions, including the capacity to imagine planning
+ proposals and counterfactual histories.”
+ Minsky speculates that cortical
+ columns of related neurons, which are intermediate in complexity, can store things for a
+ certain period without any changes in probability or conductions. We evolved these structures,
+ he says, “so we could have reliable short-term memories that represent knowledge in many
+ different ways.” In context, Minsky advises studying “insulation theory.” He
+ says, “Theorists called ‘connectionists’ say what's important about the brain is how things are
+ connected to each other. You could argue that it’s even more important to know how things are
+ insulated from each other—why you don't get a big traffic jam because there's too many
+ connections” (
Minsky, 2007b).
+
+
+ 9.2.6. Graziano's attention schema theory
+ Advanced by neuroscientist Michael Graziano, attention schema theory asserts that for the brain
+ to handle a profusion of information it must have developed a quick and dirty model, a simplified
+ version of itself, which it then reports “as a ghostly, non-physical essence, a magical ability to
+ mentally possess items” (
Graziano, 2019a,
2019b). He likens the attention
+ schema to “a self-reflecting mirror: it is the brain's representation of how the brain represents
+ things, and is a specific example of higher-order thought. In this account, consciousness isn't so
+ much an illusion as a self-caricature.”
+ Graziano claims that this idea, attention schema theory, gives a simple reason, straight
+ from control engineering, for why the trait of consciousness would evolve, namely, to monitor
+ and regulate attention in order to control actions in the world. Thus, Graziano argues that “the
+ attention schema theory explains how a biological, information
+ processing machine can claim to have consciousness, and how, by introspection (by
+ assessing its internal data), it cannot determine that it is a machine whose claims are based on
+ computations” (Graziano, 2019a,
2019b).
+
+
+ 9.2.7. Prinz's neurofunctionalism: how attention engenders experience
+ Philosopher Jesse Prinz accounts for consciousness with two main claims: first, consciousness
+ always arises at a particular stage of perceptual processing, the intermediate stage; and second,
+ consciousness depends on attention. “Attention” is Prinz's focus in that it “changes the flow of
+ information allowing perceptual information to access memory systems.” Neurobiologically, he says,
+ “this change in flow depends on synchronized neural firing. Neural synchrony is also implicated in
+ the unity of consciousness and in the temporal duration of experience” (
Prinz, 2012).
+ What Prinz calls “attention” is a particular process of making an integrated representation of
+ a stimulus' multiple properties, as perceived from a given point of view, available to working
+ memory—and it is this process, and only this process, that generates consciousness.
+ “Intermediateness,” as Prinz's term of art, locates the critical transformation when
+ representations are “integrated into a point-of-view-retaining format that gets made available by
+ this 'attention process'” to working memory. This is why Prinz's theory earns the appellation,
+ “Attended Intermediate Representation Theory” (
Mole, 2013). [Note: Prinz's theory
+ could be classified under Representational Theories.]
+ In exploring the limits of consciousness, Prinz states, “We have no direct experience of our
+ thoughts, no experience of motor commands, and no experience of a conscious self.” His strong
+ assertion is that “All consciousness is perceptual, and it functions to make perceptual
+ information available to systems that allow for flexible behavior.” Thus, Prinz provides “a
+ neuroscientifically grounded response to the leading argument for dualism,” and he argues that
+ “materialists need not choose between functional and neurobiological approaches, but can instead
+ combine these into neurofunctional response to the mind-body problem” (
Prinz, 2012).
+ Prinz encourages a direct, head-to-head competition, as it were, between his neurofunctionalism
+ and David Chalmers's hard problem (
Mole, 2013). “Where he [Chalmers]
+ sought to synthesize two decades of dualist argumentation, I [Prinz] try here to synthesize two
+ decades of empirical exploration” (
Prinz, 2012;
Mole, 2013). Whereas Chalmers
+ famously declares that “no explanation given in wholly physical terms can ever account for the
+ emergence of conscious experience.”). Prinz counters that there is now “a satisfying and
+ surprisingly complete theory [contained entirely within materialism] of how consciousness arises
+ in the human brain” (
Prinz, 2012).
+
+
+ 9.2.8. Sapolsky's hard incompatibilism
+ Neuroendocrinologist and biological anthropologist Robert Sapolsky counts himself as a “hard
+ incompatibilist,” affirming the truth of determinism (i.e., all events and actions are the product
+ of prior events and actions) and denying the existence of free will. There is no possibility, he
+ says, “of reconciling our being biological organisms built on the physical rules of the universe
+ with there being free will, a soul, a ‘Me’ inside there which is somehow free of biology. You have
+ to choose one or the other and, philosophically, I am completely in the direction of us being
+ nothing more or less than our biology (and its interactions with the environment)” (
Sapolsky, 2023b).
+ Sapolsky's target is free will, not consciousness, but to deal with free will, he must deal
+ with consciousness—after all, free will, if it exists, would be a product of consciousness, not
+ the reverse.
+ But Sapolsky is a reluctant consciousness warrior. Introducing a section of his book labeled
+ “What Is Consciousness?”, he enjoys some self-deprecation. “Giving this section this ridiculous
+ heading,” he says, seemingly smiling, “reflects how unenthused I am about having to write this
+ next stretch. I don't understand what consciousness is, can't define it. I can't understand
+ philosophers' writing about it. Or neuroscientists', for that matter, unless it's ‘consciousness’
+ in the boring neurological sense, like not experiencing consciousness because you're in a coma”
+ (
Sapolsky, 2023a).
+ Referencing the Libet experiments (9.1.2), which purport to dissociate conscious
+ awareness from brain decision-making, Sapolsky argues that “three different techniques,
+ monitoring the activity of hundreds of millions of neurons down to single neurons, all show that
+ at the moment when we believe that we are consciously and freely choosing to do something, the
+ neurobiological die has already been cast. That sense of conscious intent is an
+ irrelevant afterthought.” In another context with another metaphor, he calls consciousness “an
+ irrelevant hiccup” (Sapolsky, 2023a).
+ Yet Sapolsky is not prepared to dismiss consciousness as “just an epiphenomenon, an illusory,
+ reconstructive sense of control irrelevant to our actual behavior.” This strikes me, he says, “as
+ an overly dogmatic way of representing just one of many styles of neuroscientific thought on the
+ subject” (
Sapolsky, 2023a).
+ Pushed to state what he believes consciousness
is, Sapolsky demurs. “Consciousness is
+ beyond me to understand—every few years I read a review from the people trying to understand it on
+ a neurobiological level, and I cannot understand a word of what they are saying. For me,
+ consciousness arises as a ‘complex emergent property’—which explains everything and nothing” (
Sapolsky, 2023b).
+
+
+ 9.2.9. Mitchell's free agents
+ While neuroscientist Kevin Mitchell argues, contra many scientists and philosophers, that free
+ will, or agency, is not an illusion—that “we are not mere machines responding to physical forces
+ but agents acting with purpose”—he still asserts, "you cannot escape the fact that our
+ consciousness and our behavior emerge from the purely physical workings of the brain” (
Mitchell, 2023, p. 3).
+ Mitchell mounts an evolutionary case for how living beings capable of choice arose from
+ lifeless matter, stressing “the emergence of nervous systems provided a means to learn about the
+ world,” thus enabling sentient animals to model, predict, and simulate. These faculties reach
+ their peak in humans with our capacities “to imagine and to be introspective, to reason in the
+ moment, and to shape our possible futures through the exercise of our individual agency” (
Mitchell, 2023).
+ Normally, there is high correlation between those who deny “real” (libertarian) free will with
+ the commitment that consciousness is entirely physical, and conversely, those who affirm “real”
+ (libertarian) free will, are more likely to opt for nonphysical theories. Mitchell is significant
+ in that he defends “real” free will, but unambiguously has consciousness as entirely physical. He
+ describes creaturely acts of what he considers “free will” before consciousness even evolved.
+ “Thoughts are not immaterial,” he says; “they are physically instantiated in patterns of neural
+ activity in various parts of the brain … There's no need to posit a ‘ghost in the machine’—you're
+ not haunting your own brain. The ‘ghost’ is the machine at work” (
Mitchell, 2023, pp. 267–268).
+
+
+ 9.2.10. Bach's cortical conductor theory
+ Cognitive scientist Joscha Bach posits a functional explanation for phenomenal
+ consciousness, the cortical conductor theory (CTC), where “cortical structures are the result of
+ reward-driven learning, based on signals of the motivational system, and the structure of the
+ data that is being learned.” Critical is the “conductor,” which is “a computational structure
+ that is trained to regulate the activity of other cortical functionality. It directs attention,
+ provides executive
+ function by changing the activity and parameterization and rewards of other cortical
+ structures, and integrates aspects of the processes that it attended to into a protocol. This
+ protocol is used for reflection and learning” (Section: Bach, 2019).
+ Bach has CTC's “elementary agents” as columns in the cerebral cortex that “self-organize into
+ the larger organizational units of the brain areas as a result of developmental reinforcement
+ learning. The activity of the cortical orchestra is highly distributed and parallelized, and
+ cannot be experienced as a whole.” However, its performance is coordinated by the conductor, which
+ is not a homunculus, “but like the other instruments, a set of dynamic function approximators”
+ (situated in prefrontal cortex
21). Whereas most
+ cortical instruments, he says, “regulate the dynamics and interaction of the organism with the
+ environment (or anticipated, reflected and hypothetical environments), the conductor regulates
+ the dynamics of the orchestra itself.” The process is based on signals of the motivational
+ system and it provides executive
+ function, resolves conflicts between cortical agents, and regulates their activities
+ (Bach, 2019).
+ “The conductor is the only place where experience is integrated,” Bach states. “Information
+ that is not integrated in the protocol cannot become functionally relevant to the reflection of
+ the system, to the production of its utterances, the generation of a cohesive self model, and it
+ cannot become the object of access consciousness.” Without the conductor, he asserts, our brain
+ can still perform most of its functions, but we would be “sleepwalkers, capable of coordinated
+ perceptual and motor action, but without central coherence and reflection.”
+ Memories empower Bach's theory. “Memories can be generated by reactivating a cortical
+ configuration via the links and parameters stored at the corresponding point in the protocol.
+ Reflective access to the protocol is a process that can itself be stored in the protocol, and by
+ accessing this, a system may remember having had experiential access.” For phenomenal
+ consciousness, Bach claims “it is necessary and sufficient that a system can access the memory of
+ having had an experience—the actuality of experience itself is irrelevant.”
+ Phenomenal consciousness, according to Bach, “may simply be understood as the most recent
+ memory of what our prefrontal cortex attended to. Thus, conscious experience is not an experience
+ of being in the world, or in an inner space, but a memory. It is the reconstruction of a dream
+ generated [by] more than fifty brain areas, reflected in the protocol of a single region. By
+ directing attention to its own protocol, the conductor can store and recreate a memory of its own
+ experience of being conscious” (
Bach, 2019).
+ Unlike Integrated Information Theory (12), Bach says CTC is a functionalist model of
+ consciousness, with similarity to other functionalist approaches, such as the ones suggested by
+ Dennett (9.2.4) and Graziano (9.2.6) (
Bach, 2019).
+
+
+ 9.2.11. Brain circuits and cycles theories
+ Brain circuits and cycles as mechanisms of consciousness are older explanations, no
+ longer considered sufficient in themselves, having evolved into more sophisticated theories.
+ Brain circuits cover the following kinds of large-scale brain structures: lateral pathways
+ across the cerebral cortex linking diverse cortical areas (e.g., especially in the prefrontal,
+ cingulate and parietal regions of the cortex, which are involved in higher-level activities such
+ as planning and reasoning); the reticular
+ activating system focusing attention, shaping behaviors, and stimulating motivation;
+ and vertical thalamocortical
+ radiations mediating sensory and motor systems.22 Brain cycles cover
+ electroencephalogram (EEG) waves over broad regions of the cerebral cortex, the product of massive
+ numbers of neurons firing synchronously (e.g., gamma waves at 40 Hz).
+ A contemporary explanation recruits bidirectional information transfer between the cortex
+ and the thalamus—recurrent corticothalamic and thalamocortical pathways—which are said to
+ regulate consciousnesss. Evidence suggests "a highly preserved spectral channel of
+ cortical-thalamic communication that is present during conscious states, but which is diminished
+ during the loss
+ of consciousness and enhanced during psychchedlic states" (Toker et al., 2024).
+ Dendritic
+ Integration Theory (DIT), linking neurobiology and phenomenology, relates cellular-level
+ mechanisms to conscioius experience by leveraging "the intricate complexities of dendritic
+ processing" in brain circuits. Jaan Aru et al. propose that "consciousness is heavily
+ influenced by, or possibly even synonymous with, the functional integration of two streams of
+ cortical and subcortical information that impinge on different compartments of cortical
+ layer 5 pyramidal (L5p) cells" (Aru, 2023). The biophysical
+ properties of pyramidal
+ cells "allow them to act as gates that control the evolution of global actiatation
+ patterns," such that "In conscious states, this cellular mechanism enables complex sustained
+ dynamics withn the thalamocortical system, whereas during unconscious states, such signal
+ propagation is prohibiited," Aru et al. suggest that the DIT "hallmark of conscious processing
+ is the flexible integration of bottom-up and top-down data streams at the cellular level"
+ (Aru, 2023,
2020).
+
+
+ 9.2.12. Northoff's temporo-spatial sentience
+ Psychiatrist and neuroscientist Georg Northoff postulates what he calls “sentience” as “a more
+ basic and fundamental dimension of consciousness,” and he proposes that sentience arises via
+ “temporo-spatial mechanisms”—characterized by brain activity, spatiotemporal relationship, and
+ structure—with which “the brain constructs its own spontaneous activity [that] are key for making
+ possible the capacity to feel, namely sentience.” Northoff's model is based on his supposition
+ that “in addition to the level/state and content of consciousness, we require a third dimension of
+ consciousness, the form or structure or organization of consciousness.” Thus, his “temporo-spatial
+ theory of consciousness” leads him to posit “specific neuro-ecological and neuro-visceral
+ mechanisms that are, in their most basic nature, intrinsically temporospatial.” We have this
+ capacity to feel and thus for sentience, he says, “because our brain continuously integrates the
+ different inputs from body and environment within its own ongoing temporo-spatial matrix” (
Northoff, 2021).
+ Northoff distinguishes “spatiotemporal neuroscience” from cognitive
+ neuroscience and related branches (like affective, social, etc.) in that spatiotemporal
+ neuroscience focuses on brain activity (rather than brain function), spatiotemporal relationship
+ (rather than input-cognition-output relationship), and structure (rather than stimuli/contents).
+ In this sense, spatiotemporal neuroscience “allows one to conceive the neuro-mental relationship
+ in dynamic spatiotemporal terms that complement and extend (rather than contradict) their
+ cognitive characterization” (Northoff et al., 2020).
+ Finally, Northoff and colleagues feel “the need to dissolve the mind-body problem (and replace
+ it by the world-brain relation).” They also address other philosophical issues like assuming “time
+ (and space) to be constructed in different scales, small and long, with all different scales being
+ nested (like the different Russian dolls) within each other.” For example, “a mental feature may
+ be characterized by an extremely short and restricted spatiotemporal scale which, if abstracted
+ and thereby detached from its underlying longer and more extended scale may seem to be non-dynamic
+ and thus a re-presentation of an event or object. This is like taking one smaller Russian doll out
+ and consider it in isolation from all the others (and, even worse, forgetting that any of the
+ others were ever present).” If, in contrast, they suggest, “one conceives the spatiotemporal scale
+ of mental features in the larger context of other spatiotemporal scales, one can take into view
+ their nestedness.” In this view, Northoff has mental features as “nothing but a small Russian doll
+ that is nested within the longer and more extended scales of the brain's spontaneous activity
+ (which, by itself, is nested within the yet much larger spatiotemporal scales of body and world)”
+ (
Northoff et al., 2020).
+
+
+ 9.2.13. Bunge's emergent materialism
+ Philosopher and physicist Mario Bunge rejects any “separate mental entity,” calling it “a
+ stumbling block to progress.” It is “unwarranted by the available data and the existing
+ psychological models,” he says, and it collides “head-on with the most fundamental ideas of all
+ modern science.” Rather, Bunge argues that the mind-body problem requires a psychobiological
+ approach, based on the assumption that behavior is an external manifestation of neural
+ processes—an approach that also abandons ordinary language in favor of a “state space language,
+ which is mathematically precise and is shared by science and scientific philosophy” (Bunge, 1980;
+
2014). More broadly, he presents a
+ systematic model of mankind as a “biopsychosocial entity” and he favors “the multilevel approach”
+ over “the holistic, the analytic, and the synthetic approaches” (
Bunge, 1989).
+ Upfront, Bunge defines his idiosyncratic position: ‘‘I am an unabashed monist’’—his objective
+ is “to reunite matter and mind”—and ‘‘I am a materialist but not a physicalist.’’ By the latter
+ distinction, Bunge means that while the material world is all there is (i.e., there are no
+ nonmaterial substances), the laws of physics cannot explain all phenomena (i.e., “physics can
+ explain neither life nor mind nor society”) (
Bunge, 2011;
Slezak, 2011).
+ Bunge calls his theory, or more precisely, his “programmatic hypothesis,” about the
+ mind-body problem “emergent materialism”—his core concept being that “mental states form a
+ subset (albeit a very distinguished one) of brain states (which in turn are a subset of the
+ state space of the whole animal).” The hypothesis is unambiguously materialist, even though
+ “biosystems, including their mental states, have properties that are not reducible to their
+ physical and chemical properties.” Mind, according to Bunge, “is just a collection of functions
+ (activities, events) of an extremely complex central
+ nervous system.” Mental states are distinguished from brain states broadly in that mental
+ states reflect only those brain states that exhibit neural plasticity, especially learning, in
+ contrast to brain states that are more phylogenetically fixed (Bunge, 1980; 2014).
+ Approaching the mind-body problem as a general systems theorist, Bunge shows, in
+ particular, “how the concept of a state space can be used to represent the states and changes of
+ state of a concrete thing such as the central
+ nervous system.” He stresses the concept of emergence—he defines an emergent
+ property as “a property possessed by a system but not by its components.” He then focuses on
+ the level where such emergence occurs, arguing that “the mental cannot be regarded as a level
+ on a par with the physical or the social.” The upshot, he says, is “a rationalist and
+ naturalist pluralism.”
+ While he rejects Dualism (15) as both untestable and contradictory to science, he also
+ rejects Eliminative Materialism (9.1.1) and reductive materialism (9.1.7) “for ignoring the
+ peculiar (emergent) properties of the central nervous
+ system.” He opts for “emergentist materialism” as a variety of “psychoneural monism,”
+ but cautions that it needs detailed mechanisms, especially mathematical ones
+ (Bunge, 1977).
+ Bunge trains his delightfully acerbic guns on choice theories: computationalism (“a
+ sophisticated version of behaviorism,” “brainless cognitive science”); studying higher level
+ mental phenomena rather than neuroscience and ‘‘objective brain facts’’ (“Cartesian mind-body
+ dualism,” “psychoneural dualism”); philosophical zombies (‘‘responsible people do not mistake
+ conceptual possibility, or conceivability, for factual possibility or lawfulness; and they do not
+ regard the ability to invent fantasy worlds as evidence for their real existence’’); and
+ panpsychism (‘‘illustrates the cynical principle that, given an arbitrary extravagance, there is
+ at least one philosopher capable of inventing an even more outrageous one’’) (
Slezak, 2011;
Bunge, 2011).
+ Bunge also criticizes that “the division of scientific labor has reached such a
+ ridiculous extreme that many workers in neuroscience and psychology tend to pay only lip
+ service to the importance of studies in development and evolution for the understanding of
+ their subject.” Such neglect of development and evolution, he says, has had at least three
+ undesirable consequences: 1) overlooking the biological maturation of the central nervous
+ system (e.g., the corpus
+ callosum takes up to a decade to develop); 2) exaggerating leaps at the expense of
+ graduality (particularly of the information-processing variety); and conversely, 3) exaggerating
+ continuity at the expense of quantitative novelty (animal psychologists who claim that human
+ mental abilities differ only in degree from prehuman ones) (Bunge, 1989).
+ In sum, to explain behavior and mentation in scientific terms, Bunge calls for a synthesis or
+ merger of neuroscience and social science, rather than for a reduction, “even though the
+ behavioral and mental processes are neurophysiological.” Put philosophically, “this is a case of
+ ontological reduction without full epistemological reduction” (
Bunge, 1989).
+
+
+ 9.2.14. Hirstein's mindmelding
+ William Hirstein argues that it is “the assumption of privacy”—the deep, metaphysical
+ impossibility for one person to ever experience the conscious states of another—that has led
+ philosophers and scientists to claim wrongly that the conscious mind can never be explained in
+ straightforwardly physical terms and thus to “create vexing dualisms, panpsychisms, views that
+ would force changes in our current theories in physics, views that deny the reality of
+ consciousness, or views that claim the problem is insoluble.” Hirstein seeks to undermine “the
+ assumption of privacy” by the thought experiment of “mindmelding”: connecting one person's
+ cerebral cortex control network to another person's cerebral cortex visual attention network. This
+ would entail inter-brain rather than the normal intra-brain coupling. Then the first person might
+ correctly say, “Wow, I am experiencing your conscious visual states. Did you know you are color
+ blind?” The control network functions as a referent for “I”—the subject of the visual states—and
+ the other person's conscious visual states are the referent for “your conscious visual states.” As
+ such, mindmelding would support phenomenal consciousness as entirely physical, realizable in terms
+ of neurobiology, which would be both necessary and sufficient (
Hirstein, 2012).
+
+
+
+ 9.3. Electromagnetic field theories
+ Electromagnetic (EM) Field Theories treat minds as identical to, or derivative from, the broader,
+ brain-spanning EM fields generated by the cumulative aggregate of multiple, specific neural
+ currents. The brain is packed with an intricate three-dimensional web of these EM fields—the
+ question is what functions do these EM fields serve (if any), and whether these fields in any way
+ relate to consciousness?
+ Diverse studies are said to support an
EM field theory. For example,
+ “transient periods of synchronization of oscillating neuronal
+ discharges in the frequency range 30–80 Hz (gamma oscillations) have been proposed to act as
+ an integrative mechanism that may bring a widely distributed set of neurons together into a
+ coherent ensemble that underlies a cognitive act.” Transitions between the moment of perception
+ and the motor response are marked by periods of strong desynchronization, which suggests “a
+ process of active uncoupling of the underlying neural ensembles that is necessary to proceed from
+ one cognitive state to another” (Rodriguez, 1999).
+ The stability of working memory is said to emerge at the level of the electric fields that
+ arise from neural activity, more than from the specific neural activity itself, as “the exact
+ neurons maintaining a given memory (the neural ensemble) change from trial to trial.” In the face of this
+ “representational drift,” electric fields carry information about working memory content, enable
+ information transfer between brain areas and “can act as ‘guard rails’ that funnel higher
+ dimensional variable neural activity along stable lower dimensional routes” (Pinotsis and Miller, 2022).
+ Electric fields, applied externally, have been shown to modulate pharmacologically evoked
+ neural network activity in rodent hippocampus
+ and to enhance and entrain physiological neocortical neural network activity (i.e., neocortical
+ slow oscillation) in vitro as a model system. Both show the neural efficacy of weak sinusoidal and
+ naturalistic electric fields (Fröhlich and McCormick, 2010).
+ Neuroinformatics/EEG neuroscientists Andrew and Alexander Fingelkurts formulate a framework of
+ “Operational Architectonics (OA) of Brain-Mind Functioning,” where “consciousness is an emergent
+ phenomenon of coherent but dynamic interaction among operations produced by multiple, relatively
+ large, long-lived and stable, but transient neuronal assemblies in the form of spatiotemporal
+ patterns within the brain’s electromagnetic field.” OA’s architectural structure is “characterized
+ by a nested hierarchy of operations of increasing complexity: from single neurons to synchronized
+ neuronal assemblies and further to the operational modules of integrated neuronal assemblies.”
+ Conscious phenomena are “brought to existence” by the brain generating a “dynamic, highly
+ structured, extracellular electromagnetic field in spatiotemporal domains and over a wide frequency
+ range.” Neurophysiological substrates of single operations (standing electromagnetic fields),
+ produced by different neuronal assemblies, “present different qualia or aspects of the whole
+ object/scene/concept.” At the same time, “the wholeness of the consciously perceived or imagined is
+ a result of synchronized operations (electromagnetic fields) of many transient neuronal assemblies
+ in the form of dynamic and ever-increasing spatiotemporal patterns termed Operational Modules
+ (OM)”—where new OM configurations generate an almost infinite number and complexity of phenomenal
+ qualities, patterns, and objects (
Fingelkurts, 2024;
Fingelkurts et. al., 2019,
2020).
+ Adding credence to electromagnetic field theories are recent discoveries of
+ large-scale, cerebral cortex-wide interacting spiral
+ wave patterns of brain waves that are said to underlie complex brain dynamics and are
+ related to cognitive
+ processing. That the human brain exhibits rich and complex electromagnetic patterns,
+ with brain spirals propagating across the cortex and giving rise to spatiotemporal activity
+ dynamics with non-stationary features and having functional correlates to cognitive
+ processing, would be consistent with their role in consciousness (Xu et al., 2023).
+
+ 9.3.1. Jones's electromagnetic fields
+ Philosopher Mostyn Jones gathers, explains and classifies various electromagnetic-field
+ theories, each with its own theoretical foundation: computationalist, reductionist, dualist,
+ realist, interactionist, epiphenomenalist, globalist, and localist. He uses three questions to
+ classify the field theories: 1. How do minds exist relative to fields? 2. Are minds unified by
+ global or local fields? 3. How extensively do fields and neurons interact? (
Jones, 2013).
+ The claim is made that electromagnetic fields in the brain can solve the “binding
+ problem,” where distinct sensory modules combine to give a unified sense of phenomenal
+ experience—say, melding the red and roundness of a balloon into a single percept. For example,
+ there doesn't seem to be a single synthesizing brain area into which all visual circuits feed,
+ nor any well-known cortical circuits that bind (unite) color and shape to form unified images.
+ However, perceptual
+ binding does seem to involve the synchronized firing of circuits in unified lockstep (with
+ a temporal binding code) for specific sensory modalities (e.g., shape), but neurons in color and
+ shape circuits don't synchronize. Mostyn states that “while binding involves synchrony, binding
+ seems to be more than synchrony,” thus giving field theories the opening to unify visual
+ experience via a single field, not by a single brain area or by synchrony (yet synchrony does
+ amplify field activity) (Jones, 2013).
+ Mostyn claims that evidence is mounting that unified neural electromagnetic fields interact
+ with neuronal cells and circuits to explain correlations and divergences between synchrony,
+ attention, convergence, and unified minds, and that the simplest explanation for the unity of
+ minds and fields is that minds are fields (
Jones, 2017). Moreover, some
+ electromagnetic-field theorists even put qualia itself on the explanatory agenda (
Jones, 2013).
+ Jones poses “neuroelectrical panpsychism” (NP) as “a clear, simple, testable mind–body
+ solution” based on the conjunction of its two component theories: (i) “everything is at least
+ minimally conscious,” and (ii) “electrical activity across separate neurons creates a unified,
+ intelligent mind.” According to Jones, NP is bolstered by neuroelectrical activities that generate
+ different qualia, unite them to form perceptions and emotions, and help guide brain operations. He
+ claims, ambitiously, that “NP also addresses the hard problem of why minds accompany these neural
+ correlates.” He offers the radical identity that “the real nature of matter-energy (beyond how it
+ appears to sense organs) is consciousness that occupies space, exerts forces, and unites
+ neuroelectrically to form minds.” He also has NP solving panpsychism's combination problem “by
+ explaining how the mind's subject and experiences arise by electrically combining simple
+ experiences in brains” (
Jones, 2024).
+
+
+ 9.3.2. Pockett's conscious and non-conscious patterns
+ Psychologist Susan Pockett's electromagnetic field theory of consciousness proposes that “while
+ conscious experiences are identical with certain electromagnetic patterns generated by the brain”
+ have always been acknowledged, it is critical to “specify what might distinguish conscious
+ patterns from non-conscious patterns … the 3D shape of electromagnetic fields that are conscious,
+ as opposed to those that are not conscious.” She calls this “a testable hypothesis about the
+ characteristics of conscious as opposed to non-conscious fields” (
Pockett, 2012).
+ Moreover, Pockett argues that the central dogma of cognitive
+ psychology that “consciousness is a process, not a thing” is “simply wrong.” All
+ neural processing is unconscious, she asserts. “The illusion that some of it is conscious
+ results largely from a failure to separate consciousness per se from a number of unconscious
+ processes that normally accompany it—most particularly focal attention. Conscious
+ sensory experiences are not processes at all. They are things: specifically, spatial
+ electromagnetic (EM) patterns, which are presently generated only by ongoing unconscious
+ processing at certain times and places in the mammalian brain, but which in principle could be
+ generated by hardware rather than wetware” (Pockett, 2017).
+
+
+ 9.3.3. McFadden's conscious electromagnetic information theory
+ Molecular geneticist Johnjoe McFadden proposes conscious electromagnetic information (CEMI)
+ field theory as an explanation of consciousness. His central claim is that “conventional theories
+ of consciousness (ToCs) that assume the substrate of consciousness is the brain's neuronal matter
+ fail to account for fundamental features of consciousness, such as the binding problem,” and he
+ posits that the substrate of consciousness is best accounted by the brain's well-known
+ electromagnetic (EM) field (
McFadden, 2023).
+ Electromagnetic field theories of consciousness (EMF-ToCs) were first proposed in the early
+ 2000s primarily to account for the experimental discovery that synchronous neuronal firing was a
+ strong neural correlate of consciousness (NCC) (
McFadden, 2002). While McFadden has
+ EMF-ToCs gaining increasing support, he recognizes that “they remain controversial and are often
+ ignored by neurobiologists and philosophers and passed over in most published reviews of
+ consciousness.” In his own review, McFadden examines EMF-ToCs against established criteria for
+ distinguishing between competing ToCs and argues that “they [EMF-ToCs] outperform all conventional
+ ToCs and provide novel insights into the nature of consciousness as well as a feasible route
+ toward building artificial consciousnesses” (
McFadden, 2023).
+ McFadden references the neurophysiology
+ of working memory in support of CEMI theory. He states that “although the exact neurons (the
+ neural ensemble) maintaining a given memory in working memory varies from trial to trial, what
+ is known as representational drift, stability of working memory emerges at the level of the
+ brain's electric fields as detected by EEG.” This means, he argues that “since working memory is
+ considered to be, essentially, conscious memory,” consciousness “resides in the brain's
+ electromagnetic fields rather than in its neurons, acting as the brain's global workspace.” He
+ asserts that “the higher level of correlation between the contents of working memory and the
+ brain's EM fields, rather than the state of the brain's matter-based neurons, is a considerable
+ challenge to all neural-ToCs” (McFadden, 2023).
+ McFadden positions CEMI field theory (or EMF-ToCs) as providing “an objective criterion for
+ distinguishing conscious from non-conscious EM fields. This arises from the requirement that, to
+ be reportably conscious, a system must be able to generate (rather than merely transmit) thoughts
+ as gestalt (integrated) information—our thoughts—that can be communicated to the outside world via
+ a motor system” (
McFadden, 2023).
+ In distinguishing CEMI field theory from Integrated Information Theory (12), McFadden
+ argues that “nearly all examples of so-called ‘integrated information’, including neuronal information
+ processing and conventional computing, are only temporally integrated in the sense that
+ outputs are correlated with multiple inputs: the information integration is implemented in time,
+ rather than space, and thereby cannot correspond to physically integrated information.” He
+ stresses that “only energy fields are capable of integrating information in space” and he
+ defines CEMI field theory whereby “consciousness is physically integrated, and causally active,
+ [with] information encoded in the brain's global electromagnetic (EM) field.” Moreover, he
+ posits that “consciousness implements algorithms in space, rather than time, within the brain's
+ EM field,” and he describes CEMI field theory as “a scientific dualism that is rooted in the
+ difference between matter and energy, rather than matter and spirit” (McFadden, 2020).
+
+
+ 9.3.4. Ephaptic coupling
+ An ephaptic coupling theory of consciousness leverages the idea that neurons, being
+ electrogenic, produce electric fields, which, if sufficiently strong and precisely placed, can
+ influence the electrical excitability of neighboring neurons near-instantaneously (
Chen, 2020). Assuming that ephaptic
+ coupling occurs broadly in the brain, it could support, or even help constitute, an
+ electromagnetic field theory of consciousness.
+ Experiments show that a neural network can generate “sustained
+ self-propagating waves by ephaptic coupling, suggesting a novel propagation mechanism for
+ neural activity under normal physiological conditions.” There is clear evidence that “slow
+ periodic activity in the longitudinal hippocampal
+ slice can propagate without chemical synaptic
+ transmission or gap
+ junctions, but can generate electric fields which in turn activate neighboring cells.”
+ These results “support the hypothesis that endogenous electric fields, previously thought to be
+ too small to trigger neural activity, play a significant role in the self-propagation of slow
+ periodic activity in the hippocampus” (Chiang et al, 2019).
+ Ephaptic coupling of cortical neurons, independent of synapses, has been demonstrated by
+ stimulating and recording from rat cortical pyramidal neurons in slices. Results showed that
+ extracellular fields, despite their small size, “could strongly entrain action potentials,
+ particularly for slow (<8 Hz) fluctuations of the extracellular field,” indicating that
+ “endogenous brain activity can causally affect neural function through field effects under
+ physiological conditions” (
Anastassiou et al., 2011).
+ Mesoscopic ephaptic activity in the human brain has been explored, including its trajectory
+ during aging, in a sample of 401 realistic human brain models from healthy subjects aged 16–83.
+ “Results reveal that ephaptic coupling … significantly decreases with age, with higher involvement
+ of sensorimotor regions and medial brain structures. This study suggests that by providing the
+ means for fast and direct interaction between neurons, ephaptic modulation may contribute to the
+ complexity of human function for cognition and behavior” (
Ruffini et al., 2020).
+
+
+ 9.3.5. Ambron's local field potentials and electromagnetic waves
+ Biologist and pain researcher Richard Ambron suggests that understanding the specific
+ consciousness of pain might help to understand the mechanism of consciousness in general. Pain is
+ ideal for studying consciousness, he says, because it receives priority over all other sensations,
+ reflecting its criticality for survival (
Ambron, 2023a,
2023b;
Ambron and Sinav, 2022).
+ Pain starts at the site of injury where damaged cells release small molecular compounds that
+ bind to the terminals of peripheral neurons and trigger action potentials which encode information
+ about the injury. The greater the severity of the injury, the greater the number and frequency of
+ action potentials, and the greater the intensity of pain.
+ The
pain
+ pathway is well documented: from periphery to spinal cord to the thalamus, where we
+ first become aware of the injury but do not feel the affect of onerous pain. Rather, the region
+ for feeling the hurtfulness of pain is the anterior
+ cingulate cortex (ACC), where input from the thalamus activates a complex neuronal
+ circuit. Essential are the pyramidal neurons, which have a triangular cell
+ body and a long dendrite with many branches that are vital for experiencing
+ pain.
+ Because information transmitted between neurons must traverse the minuscule space between
+ them—the synapse—axons from thalamic neurons transmit to dendrites of ACC neurons by releasing a
+ neurotransmitter that traverses the gap, binds to the dendritic endings and triggers action
+ potentials. When there is prolonged activity at the synapse in response to a serious injury, the
+ synapses become “hyperresponsive” and strengthened. This strengthening, called long-term
+ potentiation (LTP), sensitizes the synapse so that it takes fewer action potentials to cause pain.
+ This is why even a gentle touch to the site of an injury will hurt (
Ambron, 2023a,
2023b;
Ambron and Sinav, 2022).
+ In addition to housing circuits for pain, the ACC receives information from other brain
+ regions. For example, inputs from the amygdala
+ can increase the intensity of the pain due to anxiety or fear, whereas those from the nucleus
+ accumbens can reduce the pain if the reward for bearing the pain is considered worthwhile.
+ Thus, what we experience as pain depends on interactions among several areas of the brain.
+ To maintain electro-neutrality after an injury, there is an efflux of positive ions from the
+ cell body that forms a local field potential (LFP) and creates electromagnetic (EM) waves in the
+
extracellular
+ space around the pyramidal neurons. In Ambron's novel move, he posits that these EM waves
+ now contain the information about the pain that was previously encoded in the action potentials.
+ In other words, the pain information was transferred from action potentials to LFPs to EM waves,
+ which could influence nearby circuits, such as those for attention.
+ Ambron speculates that these EM waves contribute to consciousness. Assuming information from
+ other senses is also transformed into EM waves, it also might help solve the “binding/combination
+ problem,” because integrating information from all the waves could explain how individual sensory
+ inputs combine to create “a unified, coherent version of the world.” Unlike most theories of
+ consciousness, Ambron believes his hypothesis can be tested (
Ambron, 2023a,
2023b).
+
+
+ 9.3.6. Llinas's mindness state of oscillations
+ Neuroscientist Rodolfo Llinas's theory of the “mindness state” is centered on the concept
+ of oscillations. Many neurons possess electrical activity, manifested as oscillating variations
+ in the minute voltages across the cell membrane. On the crests of these oscillations occur
+ larger electrical events that are the basis for neuron-to-neuron communication. Like cicadas
+ chirping in unison, a group of neurons oscillating in phase can resonate with a distant group of
+ neurons. This simultaneity of neuronal
+ activity, Llinas maintains, is the neurobiological root of cognition. Although the
+ internal state that we call the mind is guided by the senses, it is also generated by the
+ oscillations within the brain. Thus, in a certain sense, Llinas would say that reality is not
+ all "out there," but is a kind of virtual reality (Llinas, 2002,
2007).
+
+
+ 9.3.7. Zhang's long-distance light-speed telecommunications
+ Synaptic neuroscientist Ping Zhang suggests that “the long-time puzzle between brain and mind”
+ might be solved by “a light-speed telecommunication between remote cells that are arranged in
+ parallel.” He bases his theory on “the law of synchronization,” where “all the individuals are
+ connected to each other rigidly (or in a light-speed momentum network), energy radiated from one
+ individual will be propagated to and conserved in all other individuals in light speed” (
Zhang, 2019).
23
+ In explaining “how a ‘school’ of neurons in human brain behaves like a light-speed rigid
+ network and concentrates on a task,” Zhang cites his own observation of “the traveling electrical
+ field mediated transmission of action potentials between excitable cells with the cell-cell
+ distance more than 10 mm (an anatomically astronomical distance in cortex).” Moreover, “when
+ longitudinal cells are arranged in parallel separately, the action potential generated from one
+ cell can ‘jump’ to other cells and cause all the cells to fire action potentials in concert. If
+ two cells fire action potentials spontaneously and have their own rhythm, they tend to ‘learn’
+ from each other, adjust their own pace, eventually lock their phases, and ‘remember’ this common
+ rhythm for a long while” (
Zhang, 2019).
+ Zhang notes, “unlike synaptic neuronal network, which is a physiological transmission with the
+ velocity of 0.2–120 m/s (synaptic delay period is not included), traveling electrical field
+ mediated transmission … [has] the velocity of light speed.” In a cortical circuit, he says, “the
+ synaptic elements provide delicate and precise connections; while the traveling electrical field,
+ may provide transient, rapid, flexible rather than fixed connections to synchronize rhythmic
+ action potentials fired from axons which are arranged in parallel and are well insulated by
+ dielectric media.”
+ How does “this invisible ‘tele’ bridge-linked synchronization or harmony” work? According to
+ Zhang, neural action potentials in human brain circuits produce clusters of traveling electrical
+ fields. Those with similar frequency tend to be synchronized. Integration, imagination,
+ remembering, creating, etc. require considerable energy, and if these processes are simply
+ synchronizations between different brain regions, the energy conserving property of sync
+ facilitates performing these mental activities.
+ Having worked on synaptic
+ transmission for 20 years, Zhang muses: “Glutamate receptors, for instance, are
+ found in both human and crayfish synapses. Human receptors are not any ‘smarter’ than those of
+ crayfish.” It would be very narrow minded, he says, “to study human synapses, which evolved
+ from those of squid and
+ crayfish, hoping to find a magic thinking molecule.” If there is no super-highway (light
+ speed) above the traditional synaptic networks, he concludes, “I just cannot imagine how
+ people can be an intelligent life-form” (Zhang, 2019).
+
+
+
+ 9.4. Computational and Informational Theories
+ Computation and Information Theories feature advanced computational structures, resonance
+ systems,
complex
+ adaptive systems, information-theory models, and mathematical models, all of which are held,
+ in whole or in part, as theories of consciousness.
+
+ 9.4.1. Computational theories
+ Computational theories
+ of mind developed organically as the processing power of computers expanded
+ exponentially to enable the emulation of mind-like capabilities such as memory, knowledge
+ structure, perception, decision-making, problem solving, reasoning and linguistic
+ comprehension (especially with the advent of human-like large
+ language models like ChatGPT). The growing field of cognitive
+ science owes its development to computational theories (Rescorla, 2020).
+ There is a reciprocal, recursive, positive-feedback relationship as computational
theories
+ of mind seek both to enhance the power and scope of computing and to advance
+ understanding of how the human mind actually works. Classical computational theories
+ of mind, which exemplify functionalism (9.1.3), are based on algorithms, which are
+ routines of systematic, step-by-step instructions, and on Turing machines, which are abstract
+ models of idealized computers with unlimited memory and time that process one operation at a
+ time (with super-fast but not unlimited speed).
+ Artificial intelligence adds logic, seeking to automate reasoning—deductive at first, then
+ inductive and higher-order forms. Neural networks, with a connectionism construct, were a
+ step-function advance. For example, chess computers have reigned supreme since 1997 when Deep Blue
+ defeated the world chess champion, Gary Kasparov. But whereas the process has been literally
+ massive brute-force calculations—hundreds of millions of “nodes” per second (a “node” is a chess
+ position with its evaluation and history)—recent advances in algorithmic theory are dramatically
+ improving capabilities. The implications go way beyond chess and are apparent.
+ Philosopher-futurist Nick Bostrom espouses a computational theory of consciousness, which is
+ consistent with his view that there is a distinct possibility that our world and universe, our
+ total state of affairs, is a computer simulation (
Bostrom, 2003,
2006). The logic is almost a
+ tautology: A computer simulation would require, by definition, that our consciousness, and the
+ consciousnesses of all sentient creatures, would be, ipso facto, computational consciousness. Of
+ course, Bostrom does not argue that we
are living in a simulation, so his
+ computationalism as a theory of consciousness is motivated by other factors, including
+ computational neuroscience. In fact, one could make the case that the arrow of causal explanation
+ points in the reverse direction: Consciousness as computational would need to be a condition
+ precedent, necessary but not sufficient, for the simulation argument to be coherent.
+ Computer/AI scientist James Reggia explains that efforts to create computational models of
+ consciousness have been driven by two main motivations: “to develop a better scientific
+ understanding of the nature of human/animal consciousness and to produce machines that genuinely
+ exhibit conscious awareness.” He offers three conclusions: “(1) computational modeling has become
+ an effective and accepted methodology for the scientific study of consciousness; (2) existing
+ computational models have successfully captured a number of neurobiological, cognitive, and
+ behavioral correlates of conscious information processing as machine simulations; and (3) no
+ existing approach to artificial consciousness has presented a compelling demonstration of
+ phenomenal machine consciousness, or even clear evidence that artificial phenomenal consciousness
+ will eventually be possible” (
Reggia, 2013).
+ Computer scientist Kenneth Steiglitz argues that all available theories of consciousness
+ “aren't up to the job” in that “they don't tell me how I can know whether a particular candidate
+ is or is not phenomenally conscious.” Moreover, he says, we will never be able to answer the
+ question of AI consciousness—because “it is simply not possible to test for consciousness.” This
+ presents, Steiglitz worries, dangers of two kinds: (1) damaging or even destroying our own
+ consciousness, and (2) bringing about new consciousness that will not be treated with proper
+ respect and quite possible suffer (
Steiglitz, 2024).
+ Steiglitz states three principles of what we think we know about consciousness—the dual nature
+ of mind and body, the dependence of mind on body, and the dependence of mind on computation—and he
+ calls them all
absurd, because “these do not follow from physics, biology, or logic.” He
+ muses, “I wish I had a theory to account for consciousness—but I don't see how any theory could”
+ (
Steiglitz, 2024).
+ Philosophy-savvy attorney Andrew Hartford proposes an EP (Eternal Past) Conjecture such that
+ “If there ever is something there
always was something, because no-thing comes from
+ Nothing,” and that “the always existor exists before all time, process or computation.” What
+ follows, he says, is that while “it remains to be seen whether artificial consciousness is in the
+ domain of all possibilities, we should not presume that we will necessarily build computational
+ consciousness” (
Hartford, 2014).
+ The mildly dismissive critique is that the computational theory of mind follows the historical
+ trend of analogizing the mind to “the science of the day,”.
24
+
+
+ 9.4.2. Grossberg's adaptive resonance theory
+ To computational neuroscientist Stephen Grossberg, "all conscious states are resonant states."
+ The conscious brain is the resonant brain where attentive consciousness regulates actions that
+ interact with learning, recognition, and prediction (
Grossberg, 2019). Grossberg's idea
+ is that the mind is an activity, not a thing, a verb not a noun—it's what you do, not what you
+ have or use. His theoretical foundation is “Adaptive Resonance Theory” (ART), a cognitive and
+ neural concept of how the brain autonomously learns to consciously attend, learn, categorize,
+ recognize, and predict objects and events in a changing world (
Grossberg, 2013). Central to ART's
+ predictive power is its ability to carry out fast, incremental, and stable unsupervised and
+ supervised learning in response to external events.
+ ART specifies mechanistic links in advanced brains that connect processes regulating
+ conscious attention, seeing, and knowing, with those regulating looking and reaching.
+ Consciousness thus enables learning, expectation, attention, resonance, and synchrony during
+ both unsupervised and supervised learning. These mechanistic links arise from basic properties
+ of brain design principles such as complementary computing, hierarchical resolution of
+ uncertainty, and adaptive resonance. These principles, recursively, require conscious states to
+ mark perceptual and cognitive
+ representations that are complete, context sensitive, and stable enough to control
+ effective actions (Grossberg, 2019).
+ Foundational to Grossberg's way of thinking is the idea that all biological
+ processes, notably our brains, self-organize, and that all cellular systems illustrate
+ variations of a universal developmental code. All these processes are regulated using physically
+ different instantiations of mechanistically similar laws of short-term memory or activation, and
+ long-term memory or learned memory, that are conserved across species, including in our brains
+ (Grossberg, 2021).
+ Resonance in the brain comes about via bottom-up patterns interacting with learned top-down
+ expectations, leading to a persistent resonant state that can also lead to conscious awareness
+ when it includes feature-selective cells that represent qualia. In this way, Grossberg uses ART to
+ explain many mind and brain data about how humans consciously see, hear, feel, and know things (
Grossberg, 2023).
+ At the risk of oversimplification, Grossberg's unified theory of mind has three “laws” of
+ consciousness: (i) All conscious states are resonant states; (ii) only resonant states with
+ feature-based representations can become conscious; (iii) multiple resonant states can resonate
+ together. He believes that the varieties of brain resonances and the conscious experiences that
+ they support make progress towards solving the hard problem of consciousness (
Grossberg, 2017).
+
+
+ 9.4.3. Complex adaptive systems models
+ A complex adaptive system (CAS) is a dynamic network of interactions whose collective
+ behavior may not be predictable from its component behaviors and that can “adapt” or alter its
+ individual and collective behavior, creating novelties. A CAS works, broadly, via kinds of
+ mutation and self-organizing principles related to change-initiating events at different levels
+ of its organizational
+ structure (from micro to collective), motivated in a loose sense by kinds of rules or
+ trophisms (Complex Adaptive System, 2023).
+
+ The application of CAS to consciousness can be argued from two perspectives. First, because the
+ brain is a classic CAS in that it is the most complex system in the known universe—the brain has
+ roughly (order of magnitude) 100 billion neurons and one quadrillion (10
15) connections—with
+ constant adaptations and emergences of novel functions or activities, and because consciousness is
+ the output of the brain, therefore consciousness is a CAS.
+ Second, characteristics of consciousness per se are characteristics of a CAS: interactions are
+ non-linear and chaotic in that small changes in inputs can cause large changes in outputs (e.g.,
+ minor physical or psychological stimuli can trigger major behavioral responses); histories are
+ relevant for current and future evolution of the system; thresholds are critical for initiating
+ new actions; interactions can be recursive and unpredictable; and the system is open such that
+ boundaries may not be definable (
Rose, 2022).
+ Understanding consciousness as an intelligent CAS may affect how we assess its impact on
+ its environment; for example, how anthropology
+ conceives of culture (Laughlin, 2023). Consciousness may
+ be modeled as an intelligent CAS where intelligence means solving problems by mediating between
+ sensory input and behavioral output. Evolution of an intelligent CAS is said to result in emergent
+ properties.
+
+
+ 9.4.4. Critical brain hypothesis
+ According to biophysicist John Beggs, the Critical Brain Hypothesis “suggests that neural
+ networks do their best work when connections are not too weak or too strong.” This
+ intermediate “critical” case avoids “the pitfalls of being excessively damped or amplified.” In
+ criticality, the brain capacity for transmitting more bits of information is enhanced (Beggs, 2023).
+ The hypothesis posits that the brain operates optimally near the critical point of phase
+ transitions, oscillating between subcritical, critical, and modestly supercritical conditions.
+ “The brain is always teetering between two phases, or modes, of activity,” Beggs explains; “a
+ random phase, where it is mostly inactive, and an ordered phase, where it is overactive and on
+ the verge of a seizure.”
+ The hypothesis predicts, he says, that “between these phases, at a sweet spot known as the
+ critical point, the brain has a perfect balance of variety and structure and can produce the
+ most complex and information-rich activity patterns. This state allows the brain to optimize
+ multiple information processing tasks, from carrying out computations to transmitting and
+ storing information, all at the same time” (Beggs, 2023).
+ The Critical Brain Hypothesis traces its origin to physicist Per Bak, who suggests that “the
+ brain exhibits ‘self-organized criticality,’ tuning to its critical point automatically. Its
+ exquisitely ordered complexity and thinking ability arise spontaneously … from the disordered
+ electrical activity of neurons.” Founding his ideas on statistical mechanics, Bak hypothesizes
+ that, “like a sandpile, the network balances at its critical point, with electrical activity
+ following a power law. So when a neuron fires, this can trigger an ‘avalanche’ of firing by
+ connected neurons, and smaller avalanches occur more frequently than larger ones” (
Ouellette, 2018).
+ The same sense of a critical brain being “just right,” Beggs says, also explains why
+ information storage, which is driven by the activation of groups of neurons called assemblies, can
+ be optimized. “In a subcritical network, the connections are so weak that very few neurons are
+ coupled together, so only a few small assemblies can form. In a supercritical network, the
+ connections are so strong that almost all neurons are coupled together, which allows only one
+ large assembly. In a critical network, the connections are strong enough for many moderately sized
+ groups of neurons to couple, yet weak enough to prevent them from all coalescing into one giant
+ assembly. This balance leads to the largest number of stable assemblies, maximizing information
+ storage” (
Beggs, 2023).
+ Beggs claims that “experiments both on isolated networks of neurons and in intact brains
+ have upheld many of these predictions” derived from networks operating near the critical point,
+ especially in the cortex of different species, including humans. For example, it is possible to
+ disrupt the critical point. “When humans are sleep deprived, their brains become supercritical,
+ although a good night's
+ sleep can move them back toward the critical point.” It thus appears, he suggests, that
+ “brains naturally incline themselves to operate near the critical point, perhaps just as the
+ body keeps blood pressure, temperature and heart rate in a healthy range despite changes to the
+ environment” (Beggs, 2023).
+ Two challenges are identified: (i) how is criticality maintained or “fine-tuned” in a
+ biological environment (
Ouellette, 2018), and (ii)
+ “distinguishing between the apparent criticality of random noise and the true criticality of
+ collective interactions among neurons” (
Beggs, 2023).
+
+
+ 9.4.5. Pribram's holonomic brain theory
+ Neurosurgeon/neuroscientist Karl Pribram's Holonomic Brain Theory is the novel idea that
+ human consciousness comes about via quantum effects in or between brain cells such that the
+ brain acts as a holographic storage network (building on theories of holograms
+ formulated by Dennis Gabor). (“Holonomic” refers to representations in a Hilbert phase space
+ defined by both spectral and space-time coordinates.) (Section: Holonomic brain theory, 2023).
+ Holograms are three-dimensional images encoded on two-dimensional surfaces and Pribram's claim
+ is that this counterintuitive capacity is fundamental in explaining consciousness. (There is
+ precedent in that the holographic principle in quantum cosmology describes black hole entropy and
+ information, with applications in string theory and quantum gravity [
Holographic principle, 2024].)
+ Holograms are generated from patterns of interference produced by superimposed wavefronts,
+ created by split beams of coherent radiation (i.e., lasers) that are recorded and later
+ re-constructed. A prime characteristic is that every part of the stored information is distributed
+ over the entire hologram. Even if most parts of the hologram are damaged, as long as any part of
+ the hologram is large enough to contain the interference pattern, that part can recreate the
+ entirety of the stored image (but if the image is too small it will be noisy, blurry)
+ The application of holographic models to consciousness was inspired by this non-locality
+ of information storage within the hologram. It was Karl Pribram who first noted the similarities
+ between an optical hologram and memory storage in the human brain, extrapolating what
+ psychologist Karl Lashley had discovered about the wide distribution of memory in the cerebral
+ cortex of rats following diverse surgical lesions. Pribram had worked with Lashley on Lashley's
+ engram
+ experiments, which sought to determine exact locations of specific memories in primate brains by
+ making small lesions. The surprising result was that these targeted extirpations had little
+ effect on memory. In contrast, removing large areas of cortex caused multiple serious deficits
+ in memory and cognitive function. The conclusion was a milestone in neuroscience: Memories are
+ not stored in a single circuit or exact location, but were spread over the entirety of a neural
+ network. Thus, according to Holonomic Brain Theory, memories are stored in holographic-like
+ fashion within certain general regions, but stored non-locally within those regions. This
+ enables the brain to maintain function and memory even after it is damaged. (This can explain
+ why some children retain normal intelligence when large portions of their brains—in some cases,
+ half—are removed.) (Holonomic brain theory, 2023).
+ More fundamentally, Holonomic Brain Theory conjectures that consciousness is formed by
+ quantum events within or between neurons. This early theory of quantum consciousness, which
+ Pribram developed initially with physicist David Bohm, combines quantum biology with holographic
+ storage. Pribram suggests these processes involve electric oscillations in the brain's
+ fine-fibered dendritic webs, which differ from the commonly accepted action potentials along
+ axons and traversing synapses. These oscillations are waves and create wave interference
+ patterns in which memory is encoded such that a piece of a long-term memory is similarly
+ distributed over a dendritic arbor. The remarkable result is that each part of the dendritic
+ network contains all the information stored over the entire network—a mechanism that maps well
+ onto laser-generated holograms. Thus, Holonomic Brain Theory is said to enable distinctive
+ features of consciousness, including the fast associative
+ memory that connects different pieces of stored information and the non-locality of memory
+ storage (a specific memory is not stored in a single location; there is no dedicated group or
+ circuit of specific neurons) (Holonomic brain theory, 2023).
+ Although Holonomic Brain Theory has not come to threaten mainstream neuroscience, it has
+ intriguing features that should be explored. I don't hold it against the theory that it has
+ stimulated unusual and creative speculations; for example, holographic duality and the physics of
+ consciousness (
Awret, 2022); holographic principle
+ of mind and the evolution of consciousness (
Germine, 2018); and quantum
+ hologram theory of consciousness as a framework for altered
+ states of consciousness research (Valverde et al., 2022). In fact, for
+ a theory to have a shot at explaining consciousness, if it does
not stimulate strange
+ ideas, it probably doesn't have the disruptive firepower that is surely required.
+ For example, physicist Uziel Awret's dual-aspect information theory of
+ consciousness—holographic-duality—is motivated by certain anti-physicalist problem intuitions
+ associated with representational content and spatial location and attempts to provide these with a
+ topic neutral, consciousness-independent explanation—which, he says “is ‘hard’ enough to make a
+ philosophical difference and yet ‘easy’ enough to be approached scientifically.” This is achieved
+ by, “among other things, showing that it is possible to conceive of physical scenarios that
+ protect physicalism from the conceivability argument without needing to explain all the other
+ anti-physicalist problem intuitions.” Awret argues that “abstract algorithms are not enough to
+ solve this problem and that a more radical ‘computation’ that is inspired by physics and that can
+ be realized in ‘strange metals’ may be needed” (
Awret, 2022).
+
+
+ 9.4.6. Doyle's experience recorder and reproducer
+ “Information Philosopher” Bob Doyle proposes the “Experience Recorder and Reproducer
+ (ERR)” as an information model for the mind. He says that the mind, like software, is immaterial
+ information, a human
+ being “is not a machine, the brain is not a computer, and the mind is not
+ processing digital information.” His proposal is that “a minimal primitive mind
+ would need only to ‘play back’ past experiences that resemble any part of current experience,
+ because “remembering past experiences has obvious relevance (survival value) for an organism.”
+ However, beyond its survival value, “the ERR evokes the epistemological ‘meaning’ of information
+ perceived in that it may be found in the past experiences that are reproduced by the ERR, when
+ stimulated by a new perception that resembles past experiences in some way” (Section:
Doyle, n.d.b).
+ Without prior similar experience, new perceptions will be "meaningless." A conscious
+ being is constantly recording information about its perceptions of the external world and most
+ importantly for ERR, it is simultaneously recording its feelings. Experiential data such as
+ sights, sounds, smells, tastes, and
+ tactile sensations are recorded in a sequence in association with emotional states, such as
+ pleasure and pain, fear and comfort levels, etc. This means that when the experiences are
+ reproduced (played back in a temporal sequence), the accompanying emotions are once again felt,
+ in synchronization. The capability of reproducing experiences is critical to
+ learning from past experiences, so as to make them guides for action in future
+ experiences.
+ The ERR biological model has information stored in “neurons that have been wired together.”
+ (Neuroscientist Donald Hebb said that "neurons that fire together wire together.”) The stored
+ information does not get recalled or retrieved (as computers do) to create a representation that
+ can be viewed. Doyle prefers to call the reproduction a “re-presentation” in that the ERR is
+ simply presenting or “re-presenting" the original experience in all parts of the conscious mind
+ connected by the neural assembly. Humans are conscious of our experiences because they are
+ recorded in (and reproduced on demand from) the information structures in our brains. Mental
+ information houses the content of an individual (
Doyle, n.d.b).
+ ERR, Doyle says, also solves the "binding problem,” the unification of experience,
+ because the sensory components are bound together when initially stored in the ERR (together with
+ the accompanying emotion). They remain bound on playback. “They do not have to be assembled
+ together by an algorithmic scheme.”
+ Consciousness, Doyle says, can be defined in information terms as a property of an entity
+ (usually a living thing but can also include computers and artificial intelligence) that reacts
+ appropriately to the information (and particularly to changes in the information) in its
+ environment. In the context of information philosophy, Doyle posits that the Experience Recorder
+ and Reproducer can provide us with “information consciousness.”
+ The treatment of information is said to link the physical and the phenomenal. Wherever there is
+ a phenomenal state, it realizes an information state, which is also realized in the cognitive
+ system of the brain. Conversely, for at least some physically realized information spaces,
+ whenever an information state in that space is realized physically, it is also realized
+ phenomenally. This leads Doyle to suppose that “this double life of information spaces corresponds
+ to a duality at a deep level.” He even suggests that this “double realization” of information is
+ the key to the fundamental connection between physical processes and conscious experience. If so,
+ Doyle concludes, we might develop a truly fundamental theory of consciousness. And it may just be
+ that information itself is fundamental (
Doyle, n.d.b).
+
+
+ 9.4.7. Informational realism and emergent information theory
+ Philosopher/theologian/mathematician William Dembski argues that “informational realism,”
+ understood properly, can “dissolve the mind-body problem.” Information realism “asserts that the
+ ability to exchange information is the defining feature of reality, of what it means, at the most
+ fundamental level, for any entity to be real.” It does not deny, he says, the existence of things
+ (i.e., entities or substances). Rather, it defines things as “their capacity for communicating or
+ exchanging information with other things,” such that “things make their reality felt by
+ communicating or exchanging information.” This means that information is “the relational glue that
+ holds reality together” and “thus assumes primacy in informational realism” (
Dembski, 2021,
2023).
+ A key move in dissolving the mind-body problem, according to Dembski, is to substitute
+ information for perception under an informational realism framework, thereby giving the mind
+ direct access to fundamental properties (9.8.10). Moreover, he says, informational realism is
+ “able to preserve a common-sense realism that idealism has always struggled to preserve” because
+ all things simply communicate information to their “immediate surroundings, which then ramifies
+ through the whole of reality, reality being an informationally connected whole” (
Dembski, 2021,
2023).
+ Engineering professor Jaime Cardenas-Garcia links consciousness with “infoautopoiesis”
+ (i.e., the process of self-production of information) and seeks to “demystify” both.
+ Infoautopoiesis, he says, “allows a human organism-in-its-environment to uncover the
+ bountifulness of matter and/or energy as expressions of their environmental spatial/temporal
+ motion/change, i.e., as information or Batesonian differences which make a difference.” Thus,
+ “individuated, internal, inaccessible, semantic
+ information is the essence of consciousness,” and neither self-produced information nor
+ consciousness is “a fundamental quantity of the Universe” (Cardenas-Garcia, 2023).
+ Independent researcher Daniel Boyd presents Emergent Information Theory (EIT) to bridge the
+ mind-body gap by considering biological and technological information systems as a possible
+ mechanism of “non-material mind” (as defined in an informational context) influencing the physical
+ body. EIT uses the term “information” as exemplified by computer binary “values.” While associated
+ with a physical state (e.g., a magnetic polarity) they are distinct from it. The system design
+ allows the “value” to be deduced from the state. However, being not composed of matter or energy
+ the value itself, as defined, cannot interact with or be detected by any device. Yet it is these
+ values that underlie the computer's function. EIT proposes that brain function is based on
+ comparable primitive information associated with neuronal states (Boyd, 2020).
+ These basic units of information are of no use individually. In computers they are combined to
+ form hierarchical levels of organization—bytes, subroutines and programs—which cannot be observed,
+ but can be deduced using the coding systems used to create them. Each level has properties that do
+ not exist in underlying levels: the “emergence” referred to in EIT. Brain functions are based on
+ equivalent hierarchical, emergent phenomena which are equally non-detectable. This applies not
+ just to consciousness, but to all functional brain phenomena. That, in an organic system, this
+ generic approach can result in the remarkable properties of consciousness should come as no
+ surprise. Based on the top-down causation that is common in strongly emergent systems, EIT
+ provides a mechanism for the influence of non-material mind over the physical body (Boyd, 2020).
+
+
+
+ 9.4.8. Mathematical theories
+ Mathematics can apply to consciousness in two ways. The first approach involves methods, models
+ and simulations that are increasingly rigorous and sophisticated, describing and explaining
+ essential features and mechanisms of conscious experience, primarily its structure, level, content
+ and dynamics (
Labh, 2024). Here mathematics
+ supports various headline theories. Integrated Information Theory (12) relies on a mathematical
+ determination of consciousness. Friston's Free-Energy Principle formalizes and optimizes the
+ representational capacities of physical/brain systems (9.5.4). Hoffman's Conscious Realism
+ (Idealism) utilizes a mathematical formulation of consciousness (16.5).
+ The second approach posits deep claims that mathematical structures form the foundations of
+ consciousness, much as mathematical structures form the foundations of quantum mechanics. In a
+ sense, the first way, clear and common, is epistemological; the second, highly speculative, is
+ ontological.
+ As for mathematics as ontology, Max Tegmark has the entire universe, all reality, as a
+ fundamental mathematical structure (
Tegmark, 2014a). Roger Penrose has
+ the Platonic world of perfect forms as primary such that physical and mental worlds are its
+ “shadows.” We “perceive mathematical truths directly,” Penrose says, in that “whenever the mind
+ perceives a mathematical idea, it makes contact with Plato's world of mathematical concepts” (
Penrose, 1996). Both visions,
+ certainly controversial, would be consistent with mathematical constructions of consciousness,
+ suggesting that consciousness is “made of’ mathematics.
+ Initiatives to link the abstract formal entities of mathematics, on the one hand, and the
+ concreta of conscious experience, on the other hand, have proliferated, the challenge being to
+ “represent conscious experience in terms of mathematical spaces and structures.” But what is “a
+ mathematical structure of conscious experience?” (
Kleiner and Ludwig, 2023).
+ Mathematicians Johannes Kleiner and Tim Ludwig seek a general method to identify and
+ investigate structures of conscious experience—quality, qualia or phenomenal spaces—to perhaps
+ serve as a framework to unify approaches from different fields. Their prime criterion is that for
+ a mathematical structure to be literally of conscious experience, rather than merely a tool to
+ describe conscious experience, “there must be something in conscious experience that corresponds
+ to that structure.” In simple terms, they say, such a mathematical structure consists of two
+ building blocks: the first brings in one or more sets called the ‘domains’ of the structure, where
+ the elements of sets correspond to aspects of conscious experiences. The second are relations or
+ functions which are defined on the domains. The authors claim that this definition does not rely
+ on any specific conception or aspects of conscious experience. Rather, it can work with any theory
+ of consciousness in that “every conscious experience comes with a set of aspects,” whether
+ holistic, irreducible approaches to qualia and phenomenal properties, or theories built on
+ atomistic conceptions of consciousness such as multiple mind modules (
Kleiner and Ludwig, 2023).
+ Mathematician Yucong Duan proposes a mathematically based “bug” theory of consciousness in
+ that, with respect to consciousness, a bug is “not only a limitation in information processing,
+ but also an illusion that leads human beings to create abstract and complete semantics and use
+ them as tools” (
Duan and Gong, 2024a). He
+ calls mathematics as “the language of consciousness,” required to find patterns, periodicity,
+ relevance and other characteristics in consciousness, to reveal causal relationships and
+ interactions among them, and to understand the structure, dynamics and functions of
+ consciousness.” For example, “dynamic system theory can describe the evolution track and stable
+ state of consciousness, and information theory can quantify the information flow and entropy
+ value in consciousness, thus revealing the dynamic characteristics and information processing
+ mechanism of consciousness.” Moreover, Fourier
+ transform can “decompose complex consciousness signals into simple frequency components
+ and reveal the laws and mechanisms of consciousness activities through frequency domain
+ analysis, filtering and time-frequency analysis”—combining to yield “new perspectives of
+ consciousness regularities.” Duan does recognize the limitations of mathematics (Duan and Gong, 2024b).
+
+
+
+ 9.5. Homeostatic and affective theories
+ Homeostatic and Affective Theories stress predictive, homeostatic, free-energy (active
+ inference), equilibrium, and emotion-related theories, and have become increasingly recognized as
+ important theories of consciousness.
+
+ 9.5.1. Predictive theories (Top-down)
+ Top-down predictive theories highlight brain-based, central-to-peripheral, efferent influence
+ on
sensory
+ organs more than peripheral-to-central, afferent sensory perceptions—and while top-down
+ predictive models may or may not be themselves explanations of consciousness, they give insight
+ into the nature of consciousness and its evolutionary development. Top-down is a fundamental
+ principle of how brains work and it would be surprising if it were not relevant for understanding
+ consciousness.
+ According to Anil Seth and Tim Bayne, there are two general approaches to understanding
+ consciousness via the centrality of top-down signaling in shaping and enabling conscious
+ perception. The first is reentry theories where recurrent, reentrant pathways are in some sense
+ conscious perceptions—and thus reentry theories are theories of consciousness per se. The second
+ approach, broadly described as predictive
+ processing, starts instead from a foundation principle of how the brain works—in terms of
+ prediction as a core principle underlying perception, action, and cognition, and therefore does
+ not directly specify theories of consciousness. Nonetheless, the “core claim of reentry theory
+ and predictive processing (PP) is that conscious mental states are associated with top-down
+ signaling (reentry, thick arrows) that, for PP, convey predictions about the causes of sensory
+ signals (thin arrows signify bottom-up prediction errors), so that continuous minimization of
+ prediction errors implements an approximation to Bayesian inference” (Seth and Bayne, 2022).
+ Cognitive philosopher Andy Clark puts it succinctly: Rather than your brain perceiving reality
+ passively, your brain actively predicts it. Your brain is a powerful, dynamic prediction engine,
+ mediating our experience of both body and world. From the most mundane experiences to the most
+ sublime, reality as we know it is the complex synthesis of predictive expectation and sensory
+ information, “sculpting” all human experience. Thus, the extraordinary explanatory power of the
+ predictive brain (
Clark, 2023).
+ Leveraging the work of Karl Friston (9.5.4), Clark states that in predictive processing,
+ perception is structured around prediction, which he suggests is the fundamental operating
+ principle of the brain (
Musser, 2023a,
Musser, 2023b). While the
+ rudimentary evolutionary driver of the predictive brain is simply survival, staying alive, the
+ emergence of consciousness can be seen as facilitating the predictive capabilities in terms of
+ awareness, responsiveness, and conformity to external realities.
+ Clark stresses that even though biological brains are increasingly cast as “prediction
+ machines” this should not constrain us “to embrace a brain-bound ‘neurocentric’ vision of the
+ mind.” The mind, such views mistakenly suggest, consists entirely of the skull-bound activity of
+ the predictive brain, an inference from predictive brains to skull-bound minds that Clark rejects.
+ Predictive brains, he argues, can be apt participants in larger cognitive circuits. The path is
+ thus cleared for a new synthesis in which predictive brains act as entry-points for extended minds
+ (9.7.1), and embodiment and action contribute constitutively to knowing contact with the world (
Clark, 2017a;
2017b.)
+ Cognitive psychologist Richard Gregory pioneered conceptualizing the brain as actively shaping
+ perception, not the assumed inert receptacle of sensory signals. (Gregory himself credited Herman
+ von Helmholtz for realizing that “perception is not just a passive acceptance of stimuli, but an
+ active process involving memory and other internal processes.”) Gregory's key insight was that
+ “the process whereby the brain puts together a coherent view of the outside world is analogous to
+ the way in which the sciences build up their picture of the world, by a kind of
+ hypothetico-deductive process.” Although timescales differ, Gregory advocated the guiding
+ principle that perception shares processes with the scientific method. In particular, Gregory
+ incorporated “explicitly Bayesian concepts” into our understanding of how sensory data is combined
+ with pre-existing beliefs ("priors") to modify and mold perceptions. Consciousness evolved,
+ according to Gregory, to enable rapid comparisons between real-world events and counterfactual
+ simulations in order to make optimum decisions (
Gregory, 2023).
+ Neuroscientist Rudolfo Llinas traces the evolution of the "mindness state" to enable predictive
+ interactions between mobile creatures and their environment, arguing that the nervous system
+ evolved to allow active movement in animals. Because a creature must anticipate the outcome of
+ each movement on the basis of incoming sensory data, the capacity to predict is most likely the
+ ultimate brain function. Llinas even suggests that Self is the centralization of prediction (
Llinas, 2002).
+
+
+ 9.5.2. Seth's “beast machine” theory
+ Neuroscientist Anil Seth extends top-down predictive theories with his neuroscience-informed
+ “beast machine” theory that conscious experiences can be understood as forms of brain-based
+ perceptual prediction, within the general framework of predictive processing accounts of brain
+ perception, cognition, and action. More specifically, his theory proposes that phenomenological
+ properties of conscious experiences can be explained by computational aspects of different forms
+ of perceptual prediction. A key instance of this is in the ability to account for differences
+ between experiences of the world and experiences of the self. The theory also proposes that the
+ predictive machinery underlying consciousness arose via a fundamental biological imperative to
+ regulate bodily physiology, namely, to stay alive. We experience the world around us, and
+ ourselves within it, with, through, and because of our living bodies (
Seth, 2021a,
2021b).
+ Seth says that our conscious experiences of the world and the self are forms of
+ brain-based prediction—which he labels “controlled hallucinations.”25 He asks, how does
+ the brain transform what are inherently ambiguous, electrical sensory signals into a coherent
+ perceptual world full of objects, people, and places? The key idea is that the brain is a
+ “prediction machine,” and that what we see, hear, and feel is nothing more than the brain's
+ “best guess” of the causes of its sensory inputs. Because perceptual
+ experience is determined by the content of the (top-down) predictions, and not by
+ the (bottom-up) sensory signals, we never experience sensory signals themselves, we only ever
+ experience interpretations of them. Thus, “what we actually perceive is a top-down, inside-out
+ neuronal fantasy that is reined in by reality, not a transparent window onto whatever that
+ reality may be.” Taking this idea seriously and seeking its implications, Seth proposes that
+ the contents of consciousness are a kind of waking dream—the “controlled hallucination”—that
+ is both more than and less than whatever the real world really is. He offers slyly the insight
+ that “you could even say that we're all hallucinating all the time. It's just that when we
+ agree about our hallucinations,
+ that's what we call reality” (Seth, 2021a,
2021b).
+
+
+ 9.5.3. Damasio's homeostatic feelings and emergence of consciousness
+ Neuroscientist Antonio Damasio's perspective on consciousness is distinctive in a variety of
+ ways. Crucially, the root process behind consciousness, he argues, is that of feelings related to
+ the interior of complex organisms endowed with nervous systems. These feelings, which Damasio
+ calls “homeostatic” to distinguish them from the feelings of emotions, continuously represents the
+ ongoing state of the life of an organism in terms of how close or how far that state is from
+ ideal, that ideal being
homeostasis
+ (
Damasio and Damasio, 2023,
2024;
Damasio, 1999).
+ Neuroanatomically, the homeostatic feeling representations are achieved by
+ the interoceptive system which collects signals—via interoceptive axons in peripheral
+ nerves and spinal and brainstem nuclei—from the entire spectrum of viscera,
+ from smooth musculature to end organs. Interoception
+ is distinct from exteroception in a number of ways, but quite importantly because it
+ pertains to an internal, animated landscape. Feelings represent evolving, active states but
+ the “describer”—the nervous system—happens to be located inside the organism being
+ “described”, with the consequence that the describer and described can interact. Moreover,
+ the interaction is facilitated by the fact that the interoceptive nervous system is
+ especially open, given its primitive nature, which includes neurons without myelin,
+ whose axons are open to receiving signals at any point in their course, away from synapses
+ (Damasio and Damasio, 2023,
2024).
+ Other reasons why homeostatic feelings are distinct, according to Damasio, include (1) the fact
+ that they are naturally, spontaneously, informative; and (2) that the
+ information they provide is used to adjust the life process such that it may best correspond to
+ ideal conditions. In brief, homeostatic feelings are regulatory because their spontaneous
+ consciousness is used to achieve homeostasis and guarantee the continuation of life.
+ Homeostatic feelings are the natural source of experiences. When they are combined
+ with images generated by exteroceptive channels such as vision, they produce
+ subjectivity.
+ Thus, according to Damasio, homeostatic feelings are the core phenomena of consciousness. They
+ are
spontaneously conscious processes of hybrid nature, combining mental features and
+ bodily features. Their presence informs the rest of the mind, e.g., the images that correspond to
+ current perceptions or to perceptions retrieved from memory, that (1) life is ongoing inside a
+ specific body/organism, and that (2) the life process is (or is not) operating within a range
+ conducive to the continuation of life. Feelings offer spontaneous guidance on this specific issue
+ and are thus a key to life regulation and survival (
Damasio and Damasio, 2023,
2024).
+ Damasio recounts that “the approach to the nature and physiology of consciousness has taken two
+ distinct paths. One of those paths, by far the most frequent, has tied consciousness to cognitive
+ processes, mainly exteroception, and most prominently, to vision. The other path has related
+ consciousness to affective processes, specifically to feeling. ‘The cognitive path’ has seen
+ consciousness as a complex and late arrival in biological history. It culminates in cognition writ
+ large, e.g. exteroceptive processes, memory, reasoning, symbolic languages, and creativity. The
+ ‘affect path’ has located the emergence of consciousness far earlier in biological history, and
+ interoceptive processes provide the key” (
Damasio and Damasio, 2021b,
2023,
2024;
Damasio, 2019).
+ In making his argument, Damasio explains “how and why consciousness entered biology through the
+ avenue of affect. The feelings that translate fundamental homeostatic states—hunger, thirst,
+ malaise, pain, well-being, desire—offer organisms a new layer of life regulation because of their
+ inherent conscious status. Consciousness spontaneously delivers valuable knowledge into the
+ decision-making mental space. Consciousness allows organisms to act deliberately and knowingly,
+ rather than acting or failing to act, automatically and blindly. Consciousness is what makes
+ deliberate life regulation possible. The intrinsic conscious nature of feelings is their grace and
+ was their passport into natural selection. Their conscious nature is not a neutral trait.” Damasio
+ assumes that “the emergence of consciousness occurred when homeostatic feelings first arose, there
+ and then, and naturally provided knowledge concerning life” (
Damasio, 2019,
2021a;
Damasio, 2019).
+
+
+ 9.5.4. Friston's free-energy principle and active inference
+ Theoretical neuroscientist Karl Friston conceptualizes consciousness as the natural outcome of
+ his “free-energy principle for action and perception (active inference),” which stresses the
+ primacy of minimizing in all organisms the difference between perceptual expectations (required
+ for homeostasis) and real-time sensory inputs (
Friston et al, 2017). In this
+ mechanism, human brains seek to minimize the difference—reduce the “surprise,” as it were—by
+ generating internal models that predict the external world.
+ As a physicist and psychiatrist, Friston says: “I find it difficult to engage with
+ conversations about consciousness. My biggest gripe is that the philosophers and cognitive
+ scientists who tend to pose the questions often assume that the mind is a thing, whose existence
+ can be identified by the attributes it has or the purposes it fulfills.” The deeper question, he
+ asks, is “what sorts of processes give rise to the notion (or illusion) that something exists?”
+ Thus, Friston treats consciousness “as a process to be understood, not as a thing to be defined.”
+ Simply put, his argument is that “consciousness is nothing more and nothing less than a natural
+ process such as evolution or the weather” (
Friston, 2017).
+ Friston's perspective on process leads him to “an elegant, if rather deflationary, story about
+ why the mind exists.” It focuses on “inference,” which Friston characterizes as “actually quite
+ close to a theory of everything—including evolution, consciousness, and life itself.” We are
+ processes and processes can only reason towards what is “out there” based on “sparse samples of
+ the world; ” hence, the criticality of inference. This view, Friston says, “dissolves familiar
+ dialectics between mind and matter, self and world, and representationalism (we depict reality as
+ it is) and emergentism (reality comes into being through our abductive encounters with the world)”
+ (
Friston, 2017).
+ But how did inert matter ever begin the processes that led to consciousness? It starts with
+ complex systems that are self-organizing because they possess “attractors,” which are “cycles of
+ mutually reinforcing states that allow processes to achieve a point of stability, not by losing
+ energy until they stop, but through what's known as dynamic equilibrium. An intuitive example is
+ homeostasis ….” (
Friston, 2017).
+ It's at this point that Friston focuses on inference, “the process of figuring out the best
+ principle or hypothesis that explains the observed states of that system we call ‘the world.’”
+ Every time you have a new experience, he says, “you engage in some kind of inference to try to fit
+ what's happening into a familiar pattern, or to revise your internal states so as to take account
+ of this new fact.”
+ That's why attractors are so crucial, he stresses, “because an attracting state has a low
+ surprise and high evidence.” A failure to minimize surprise means “the system will decay into
+ surprising, unfamiliar states” – which would threaten its existence. “Attractors are the product
+ of processes engaging in inference to summon themselves into being,” he says. “In other words,
+ attractors are the foundation of what it means to be alive” (
Friston, 2017).
+ Friston applies the same thinking to consciousness and suggests that consciousness must
+ also be a process of inference. “Conscious processing is about inferring the causes of sensory
+ states, and thereby navigating the world to elude surprises … This sort of internalization
+ of the causal structure of the world ‘out there’ reflects the fact that to predict one's own
+ states you must have an internal model of how such sensations are generated” (Friston, 2017).
+ Learning as well as inference, Friston continues, relies on minimizing the brain's free
+ energy. “Cortical responses can be seen as the brain's attempt to minimize the free energy
+ induced by a stimulus and thereby encode the most likely cause of that stimulus. Similarly,
+ learning emerges from changes in synaptic
+ efficacy that minimize the free energy, averaged over all stimuli encountered” (Friston, 2005).
+ In short, consciousness is the evolved mechanism for simulating scenarios of the world. It is
+ the internal emergent model that monitors and minimizes the free energy principle, the difference
+ between internal perceptual expectations and real-time sensory input that reflects the external
+ world. Friston proposes that “the mind comes into being when self-evidencing has a temporal
+ thickness or counterfactual depth, which grounds the inferences it can make about the consequences
+ of future actions.” Consciousness, he contends, “is nothing grander than inference about my
+ future” (
Friston, 2017).
+ Friston's consciousness as active inference leads to its metaphysical stamp as “Markovian
+ monism,” which, he says, rests upon the information geometry induced in any system whose internal
+ states can be distinguished from external states—such that “the (intrinsic) information geometry
+ of the probabilistic evolution of internal states and a separate (extrinsic) information geometry
+ of probabilistic beliefs about external states that are parameterized by internal states.” Friston
+ calls these information geometries intrinsic (i.e., mechanical, or state-based) and extrinsic
+ (i.e., Markovian, or belief-based). He suggests the mathematics may help frame the origins of
+ consciousness (
Friston et al., 2020).
+ Several theories of consciousness build on the free-energy paradigm, including Solms's Affect
+ (9.5.5), Carhart-Harris's Entropic Brain (9.5.6) and Projective Consciousness Model (9.5.11).
+
+
+
+ 9.5.5. Solms's affect as the hidden spring of consciousness
+ Neuroscientist and psychoanalyst Mark Solms applies Friston's free energy principle to the hard
+ problem of consciousness. He identifies the elemental form of consciousness as affect and locates
+ its physiological mechanism (an extended form of homeostasis) in the upper brainstem. Free energy
+ minimization (in unpredicted contexts) is operationalized “where decreases and increases in
+ expected uncertainty are felt as pleasure and unpleasure, respectively.” He offers reasons “why
+ such existential imperatives feel like something to and for an organism” (
Solms, 2019).
+ A physicalist, Solms argues that the brain does not “produce” or “cause” consciousness.
+ “Formulating the relationship between the brain and the mind in causal terms,” he says, “makes the
+ hard problem harder than it needs to be. The brain does not produce consciousness in the sense
+ that the liver produces bile, and physiological processes do not cause—or become or turn
+ into—mental experiences through some curious metaphysical transformation” (
Solms, 2019).
+ Objectivity and subjectivity are observational perspectives, he says, not causes and effects.
+ “Neurophysiological events can no more produce psychological events than lightning can produce
+ thunder. They are dual manifestations of a single underlying process. The cause of both lightning
+ and thunder is electrical discharge, the lawful action of which explains them both. Physiological
+ and psychological phenomena must likewise be reduced to unitary causes, not to one another. This
+ is merely a restatement of a well-known position on the mind–body problem: that of dual-aspect
+ monism”
26 (
Solms, 2021b). (6.)
+ Given the centrality of affect in Solms’ theory of consciousness, he must argue that emotion is
+ the most efficient mechanism, perhaps the only effective mechanism, to optimize survival. His
+ reasoning applies the free energy principle (9.5.4) in neurobiology such that feelings would
+ uniquely enable humans to monitor interactions with unpredictable environments and modify their
+ behaviors accordingly.
+ Solms explains that “complex organisms have multiple needs, each of which must be met in
+ its own right, and, indeed, on a context-dependent basis, they cannot be reduced to a common
+ denominator. For example … fear trumps sleepiness
+ in some contexts but not in others.” So, he says, the needs of complex organisms like
+ ourselves must be coded as categorical variables, which are distinguished qualitatively, not
+ quantitatively. Thirst feels different from sleepiness
+ feels different from separation distress feels different from fear, etc., such that their
+ combined optimized resolution must be computed in a context-dependent fashion, which would
+ lead to “excessively complex calculations,” a “combinatorial explosion.” In terms of time
+ spent and energy expended, the invention of affect, emotion, feeling is a much more efficient
+ algorithm. Moreover, Solms adds, since “the needs of complex organisms which can act
+ differentially, in flexible ways, in variable contexts, are ‘color-coded’ or ‘flavored,’ this
+ provides at least one mechanistic imperative for qualia” (Solms, 2021a,
2021b).
+ Solms seeks to demystify consciousness by showing that “cortical functioning is accompanied by
+ consciousness if and only if it is ‘enabled’ by the reticular activating system of the upper
+ brainstem. Damage to just two cubic millimeters of this primitive tissue reliably obliterates
+ consciousness as a whole.” He rejects arguments that the reticular activating system generates
+ only the quantitative “level” of consciousness (consciousness in a waking/comatose sense) and not
+ its qualitative “contents” (consciousness as experience). This is affect, Solms says, and it is
+ supported by “overwhelming” evidence. Therefore, since cortical consciousness is contingent upon
+ brainstem consciousness, and since brainstem consciousness is affective, Solms concludes that
+ “
affect is the foundational form of consciousness. Sentient subjectivity (in its
+ elementary form) is literally constituted by affect” (
Solms, 2021a).
27
+ Solms distinguishes between information processing models in cognitive science, which seem to
+ lack question-askers, and self-organizing systems, which are obliged to ask questions—“their very
+ survival depends upon it. They must chronically ask: ‘What will happen to my free energy if I do
+ that?’ The answers they receive determine their confidence in the current prediction.” This is why
+ Solms states “not all information processing (‘integrated’ or otherwise) is conscious; sentience
+ appears to be a property of only some information processing systems with very specific
+ properties, namely those systems that must ask questions of their surrounding world in relation to
+ their existential needs” (
Solms, 2021a)
+ In summary, Solms claims that the functional mechanism of consciousness can be reduced to
+ physical laws, such as Friston's free-energy law, among others. These laws, he says, “are no less
+ capable of explaining how and why proactively resisting entropy (i.e., avoiding oblivion) feels
+ like something to the organism, for the organism, than other scientific laws are capable of
+ explaining other natural things. Consciousness is part of nature, and is mathematically
+ tractable.”
+ As a corollary, with respect to Crick's research program on the neural correlates of
+ consciousness, Solms declares that there can be no objects of consciousness (e.g. visual ones) in
+ the absence of a subject of consciousness. To Solms, the subject of consciousness is literally
+ constituted by affect (
Solms, 2021a).
+ Regarding AI consciousness, Solms posits that if his theory is correct, “then, in principle, an
+ artificially conscious self-organizing system can be engineered.” The creation of an artificial
+ consciousness would be, he says, “the ultimate test of any claim to have solved the hard problem.”
+ But, he warns, “we must proceed with extreme caution.”
+
+
+ 9.5.6. Carhart-Harris's entropic brain hypothesis
+ Psychopharmacologist Robin Carhart-Harris proposes the Entropic Brain Hypothesis in
+ which the entropy of spontaneous brain activity indexes the informational richness of
+ conscious states (within upper and lower limits, after which consciousness may be lost). A
+ leading psychedelic
+ researcher, Carhart-Harris reports that the entropy of brain activity is elevated in the
+ psychedelic state, and there is evidence for greater brain “criticality” under psychedelics.
+ (“Criticality … is the property of being poised at a ‘critical’ point in a transition zone
+ between order and disorder where certain phenomena such as power-law scaling appear.”) He
+ argues that “heightened brain criticality enables the brain to be more sensitive to intrinsic
+ and extrinsic perturbations which may translate as a heightened susceptibility to ‘set’ and
+ ‘setting.’” Measures of brain entropy, he suggests, can inform the treatment of psychiatric
+ and neurological conditions such as depression and disorders
+ of consciousness (Carhart-Harris, 2018).
+ The “entropy” in the Entropic Brain Hypothesis is defined as “a dimensionless quantity
+ that is used for measuring uncertainty about the state of a system but it can also imply
+ physical qualities, where high entropy is synonymous with high disorder.” Entropy is then
+ applied in “the context of states of consciousness and their associated neurodynamics, with a
+ particular focus on the psychedelic state … [which] is considered an exemplar of a primitive or
+ primary state of consciousness that preceded the development of modern, adult, human, normal
+ waking consciousness.” Based on neuroimaging data with psilocybin,
+ a classic psychedelic
+ drug, Carhart-Harris argues that “the defining feature of ‘primary states’ is elevated
+ entropy in certain aspects of brain function, such as the repertoire of functional
+ connectivity motifs that form and fragment across time. Indeed, since there is a greater
+ repertoire of connectivity motifs in the psychedelic state than in normal waking
+ consciousness, this implies that primary states may exhibit ‘criticality’” (Carhart-Harris, 2018).
+ Significantly, “if primary states are critical, then this suggests that entropy is suppressed
+ in normal waking consciousness, meaning that the brain operates just below criticality.” This
+ leads to the idea that “entropy suppression furnishes normal waking consciousness with a
+ constrained quality and associated metacognitive functions, including reality-testing and
+ self-awareness.” Carhart-Harris and colleagues also propose that “entry into primary states
+ depends on a collapse of the normally highly organized activity within the default-mode network”
+ (DMN—a set of regions more active during passive tasks than tasks requiring focused external
+ attention,
Buckner, 2013),
28 thus maintaining
+ the brain's homeostasis and “a decoupling between the DMN and the medial
+ temporal lobes (which are normally significantly coupled)” (Carhart-Harris et al., 2014).
+ Increased entropy in spontaneous neural activity is one of the most notable neurophysiological
+ signatures of psychedelics and is said to be relevant to the psychedelic experience, mediating
+ both acute alterations in consciousness and long-term effects. While overall entropy increases,
+ entropy changes are not uniform across the brain: entropy increases in all regions, but the larger
+ effect is localized in visuooccipital regions. At the whole-brain level, this reconfiguration is
+ related closely to the topological properties of the brain's anatomical connectivity (
Herzog et al 2023). (For how
+ psychedelic experiences and mechanisms may or may not inform theories of consciousness, see
+ 18.21.)
+ Computational neuroscientist Gustavo Deco uses the concept of equilibrium in physics to explore
+ consciousness. Since a physical system is in equilibrium when in its most stable state, the
+ question is how close to equilibrium are the electrical states of the brain while people perform
+ different tasks? Using a sophisticated mathematical theorem to analyze neuroimaging data, “they
+ found that the brain is closer to a state of equilibrium when people are gambling than when they
+ are cooperating,” suggesting that “there are many shades of consciousness” (
Callaghan, 2024).
+
+
+ 9.5.7. Buzsáki's neural syntax and self-caused rhythms
+ Neuroscientist György Buzsáki presents the brain as “a foretelling device that interacts
+ with its environment through action and the examination of action's consequence,” restructuring
+ its internal
+ rhythms in the process. In his telling, “our brains are initially filled with nonsense
+ patterns, all of which are gibberish until grounded by action-based interactions. By matching
+ these nonsense ‘words’ to the outcomes of action, they acquire meaning.” Once brain circuits are
+ “calibrated” or trained by action and experience, “the brain can disengage from its sensors and
+ actuators, and examine ‘what happens if’ scenarios by peeking into its own computation, a
+ process that we refer to as cognition.” Buzsáki stresses that “our brain is not an
+ information-absorbing coding device, as it is often portrayed, but a venture-seeking explorer
+ constantly controlling the body to test hypotheses.” Our brain does not process information. He
+ says, our brain “creates it” (Buzsáki, 2019).
+ Buzsáki focuses on "neural syntax", which segments
+ neural information and organizes it via diverse brain rhythms to generate and support
+ cognitive functions. One expression is the “hierarchical organization of brain rhythms of
+ different frequencies and their cross-frequency coupling.” Buzsáki shows that “in the absence of
+ changing environmental signals, cortical circuits continuously generate self-organized cell
+ assembly sequences”—clusters of neurons acting as focused functional units—that are the neuronal
+ assembly basis of cognitive functions. He also shows “how skewed distribution of firing rates
+ supports robustness, sensitivity, plasticity, and stability in neuronal networks” (Buzsáki,
+ Wikipedia).
+ Buzsáki's foundational idea is that “spontaneous neuron activity, far from being mere noise, is
+ actually the source of our cognitive abilities,” and that “self-emerged oscillatory timing is the
+ brain's fundamental organizer of neuronal information." The perpetual interactions among these
+ multiple network oscillators, he says, “keep cortical systems in a highly sensitive ‘metastable’
+ state and provide energy-efficient synchronizing mechanisms via weak links” (
Buzsáki, 2011).
+ Taken together, Buzsáki coins his “inside-out” view. “The brain,” he says, “is a self-organized
+ system with preexisting connectivity and dynamics whose main job is to generate actions and to
+ examine and predict the consequences of those actions”. Brains draw from and interact with the
+ world, rather than detect it. “In other words, rather than the world filling in the brain with
+ information, the brain fills out the world with action.” Flipping the brain–world relationship,
+ Buzsáki posits that brain activity is fundamentally self-caused (
Gomez-Marin, 2021).
+ Brain rhythms are Buzsáki's key mechanisms. “Spanning several orders of magnitude, and
+ organized in nested frequency bands, these fascinating neuronal oscillations support neuronal
+ syntax.” As Buzsáki puts it, “activity travels in neuronal space, much like waves in a pond.”
+ Cognition is merely internalized action, and it arises when the brain disengages from the world.
+ He thus recasts “the cognitive into the neural by means of action as a kind of ultimate cognitive
+ source. It is action all the way in, all the way out, and all the way down” (
Gomez-Marin, 2021).
+ Still, Buzsáki must explain how endogenously produced neural syntax acquires its meaning, and
+ to do so, he reaches outside the brain. Semantics are selected by the world, he stresses, and
+ here's how it works. External inputs, sequences of perceptions that constitute wholes or fragments
+ of meaning, engage and modify self-organized neural patterns so that they become meaningful and
+ useful (broadly). Similarly, Buzsáki has learning as a matching process. “Existing, spontaneous
+ neural patterns are selected rather than constructed anew. The brain is not a blank slate but one
+ filled with syntactically correct gibberish that progressively acquires meaning via the pruning of
+ the arbitrariness that the world affords” (
Gomez-Marin, 2021).
+ Related, Buzsáki and Tingley explain cognition, including memory, “by exaptation
+ and expansion of the circuits and algorithms serving bodily functions.” They explain how
+ “Regulation and protection of metabolic and energetic processes require time-evolving brain
+ computations enabling the organism to prepare for altered future states.” The exaptation
+ of such circuits, according to the authors, was likely exploited for exploration of the
+ organism's niche, giving rise to “a cognitive map,” which in turn “allows for mental travel
+ into the past (memory) and the future (planning)” (Buzsáki and Tingley, 2023).
+ Moreover, Buzsáki's “two-stage model of memory trace consolidation, demonstrates how
+ neocortex-mediated information during learning transiently modifies hippocampal networks, followed
+ by reactivation and consolidation of these memory traces during sharp wave-ripple patterns of
+ sleep” (
Buzsáki, 2024).
+ While explaining that cognition is not the same thing as explaining phenomenal consciousness,
+ Buzsáki's theory of cognition can develop into its own theory of consciousness. Moreover, it can
+ help select among other theories of consciousness, as it aligns more consistently with some
+ Neurobiological Theories (9.2), such as Brain Circuits and Cycles (9.2.11); possibly
+ Electromagnetic Field Theories (9.3); and certainly Homeostatic and Affective Theories (9.5),
+ especially Top-Down Predictive Theories (9.5.1).
+
+
+ 9.5.8. Deacon's self-organized constraint and emergence of self
+ Neuroanthropologist Terrence Deacon, whose research combines human evolutionary biology and
+ neuroscience, asserts that the origins of life and the origins of consciousness both depend on the
+ emergence of self: the organizational core of both is a form of self-creating, self-sustaining,
+ constraint-generating processes (
Deacon, 2011a,
2011b).
+ Deacon characterizes consciousness as “a matter of constraint,” focusing as much on what
+ isn't there as on what is. He goes beyond complexity
+ theory, non-linear dynamics and information theory to what he calls "emergent dynamics"
+ theory where constraints can become their own causes, how constraints become capable of
+ maintaining and producing themselves. This, he says, is essentially what life accomplishes. But
+ to do this, life must persistently recreate its capacity for self-creation. What Deacon means by
+ self “is an intrinsic tendency to maintain a distinctive integrity against the ravages of
+ increasing entropy as well as disturbances imposed by the surroundings” (Deacon, 2011a,
2011b).
+ The nexus to consciousness is the emergence of self: “this kind of reciprocal, self-organizing
+ logic (but embodied in neural signal dynamics) must form the core of the conscious self.”
+ Conceiving of neuronal processes in emergent dynamical terms, Deacon reframes aspects of mental
+ life; for example, the experience of emotion relates to the role metabolism plays in regulating
+ the brain's self-organizing dynamics, which are triggered whenever a system is perturbed away from
+ its equilibrium, a process that shifts availability of energy in the brain. Thus, Deacon suggests
+ that “conscious arousal is not located in any one place, but constantly shifts from region to
+ region with changes in demand” (
Deacon, 2011a,
2011b).
+
+
+ 9.5.9. Pereira's sentience
+ Neuroscientist Antonio Pereira, Jr. hypothesizes that cognitive consciousness depends on
+ sentience. He distinguishes “two modalities of consciousness: sentience, in the sense of being
+ awake and capable of feeling (e.g., basic sensations of hunger, thirst, pain) and, second,
+ cognitive consciousness, i.e. thinking and elaborating on linguistic and imagery
+ representations.” He proposes that the physiological correlates of sentience are “the systems
+ underpinning the dynamic control of biochemical
+ homeostasis,” while the correlates of cognitive consciousness are “patterns of bioelectrical
+ activity in neural
+ networks. His primary point is that “cognitive consciousness depends on sentience, but
+ not vice versa” (Pereira, 2021).
+ Pereira applies his concept of sentience as a theory of consciousness to the medical
+ sciences, especially neurology
+ and psychiatry,
+ for both diagnostics and therapy. This implies that “medical practice should also address the
+ physiological correlates of sentience in the diagnostics and therapy of disorders of
+ consciousness.” The minimal requirement, he says, “for considering a person minimally conscious is
+ … if she can feel basic sensations such as hunger, thirst, and pain. The capacity for feeling is
+ conceived as closely related to the capacity of dynamically controlling the physiological
+ processes of homeostasis.”
+ In applying theories of consciousness to medical care, Pereira posits that higher-level
+ capacities “such as verbal or imagery thinking, the retrieval of episodic
+ memories, and action planning (e.g. imagining playing tennis, a technique for assessing
+ residual consciousness in vegetative states), may not be adequate as a general
+ standard for medical diagnosis of prolonged disorders of consciousness, since … in many
+ cases the person may not be able to perform these tasks but still be able to consciously
+ experience basic sensations” (
Pereira, 2021).
+ Taking general
+ anesthesia as an example, Pereira states that “if the main criterion is not being
+ able to feel pain, the goal of the procedure would be broader than the loss of cognitive
+ consciousness. In some cases, the neural correlates of cognitive
+ representations may not be the main target of treatment, since they correspond to a
+ high-level specific ability that is not necessary for lower-level sentient experiences, which
+ also deserve attention for proper medical and also bioethical reasons” (Pereira, 2021).
+
+
+ 9.5.10. Mansell's perceptual control theory
+ Clinical psychologist Warren Mansell proposes Perceptual Control Theory (PCT) in which
+ “reorganization is the process required for the adaptive modification of control
+ systems in order to reduce the error in intrinsic systems that control essential,
+ largely physiological, variables.” It is from this system, he says, that primary [phenomenal]
+ consciousness emerges and “is sustained as secondary [access] consciousness through a number
+ of processes including the control of the integration rate of novel information via
+ exploratory behavior, attention, imagination, and by altering the mutation
+ rate of reorganization.” Tertiary [self-awareness] consciousness arises when “internally
+ sustained perceptual information is associated with specific symbols that form a parallel,
+ propositional system for the use of language, logic, and other symbolic systems”
+ (Mansell, 2022).
+ Mansell's objective is to give an “integrative account of consciousness,” which “should build
+ upon a framework of nonconscious behavior in order to explain how and why consciousness
+ contributes to, and addresses the limitations of, nonconscious processes.” Such a theory, as
+ noted, “should also encompass the primary (phenomenal), secondary (access), and tertiary
+ (self-awareness) aspects of consciousness,” and “address how organisms deal with multiple,
+ unpredictable disturbances to maintain control.” Such categories of consciousness come about,
+ according to PCT, because of “purposiveness,” which is “the control of hierarchically organized
+ perceptual variables via changes in output that counteract disturbances which would otherwise
+ increase error between the current value and the reference value (goal state) of each perceptual
+ variable” (
Mansell, 2022).
+
+
+ 9.5.11. Projective consciousness model
+ The Projective Consciousness Model (PCM) is a mathematical model of embodied consciousness that
+ “relates phenomenology to function, showing the computational advantages of consciousness.” It is
+ based on “the hypothesis that the spatial field of consciousness (FoC) is structured by a
+ projective geometry and under the control of a process of active inference.” The FoC in the PCM is
+ said to combine “multisensory evidence with prior beliefs in memory” and to frame them “by
+ selecting points of view and perspectives according to preferences.” This “choice of projective
+ frames governs how expectations are transformed by consciousness. Violations of expectation are
+ encoded as free energy. Free energy minimization drives perspective taking, and controls the
+ switch between perception, imagination and action” (
Rudrauf et al, 2017).
+ Founding assumptions of the PCM include: consciousness as an evolved mechanism that optimizes
+ information integration and functions as an algorithm for the maximization of resilience; relating
+ the free energy principle (9.5.4) to perceptual inference, active inference and (embodied)
+ conscious experience; an integrative predictive system projecting a global 3-dimensional spatial
+ geometry to multimodal sensory information and memory traces as they access the conscious
+ workspace; and emphasis on the embodied nature of consciousness (9.6.1), without reducing
+ consciousness to embodiment. A pivotal idea is that embodied systems have “an evolutionary
+ advantage of developing an integrative cognition of space in order to represent, simulate,
+ appraise and control spatially distributed information and the consequences of actions” (
Rudrauf et al, 2017).
+ Much is made of “the lived body,” because “in contrast to most contents of consciousness, the
+ lived body is normally always present in the conscious field … a proxy for the integrity of the
+ actual body … an anchor point for our efforts at preserving
autonomy and
+ well-being.” The lived body, therefore, is “a kind of inferential representation of the real body
+ in physical space … a sort of virtual ‘user interface’ for the representation and control of the
+ actual body.”
+ Thus, the PCM claims to account for fundamental psychological phenomena: the spatial
+ phenomenology of subjective experience; the distinctions and integral relationships between
+ perception, imagination and action; and the role of affective processes in intentionality. The PCM
+ suggests that brain states becoming conscious “reflect the action of projective transformations”
+ (
Rudrauf et al, 2017).
+
+
+ 9.5.12. Pepperell's organization of energy
+ Artist and perceptual scientist Robert Pepperell suggests that while energetic activity is
+ fundamental to all physical processes and drives biological behavior, consciousness is a specific
+ product of the organization of energetic activity in the brain. He describes this energy, along
+ with forces and work, as “actualized differences of motion and tension,” and believes that
+ consciousness occurs “because there is something it is like, intrinsically”—from the intrinsic
+ perspective of the system—“to undergo a certain organization of actualized differences in the
+ brain” (
Pepperell, 2018).
+ Pepperell laments that “energy receives relatively little attention in neuroscientific and
+ psychological studies of consciousness. Leading scientific theories of consciousness do not
+ reference it, assign it only a marginal role, or treat it as an information-theoretical quantity.
+ If it is discussed, it is either as a substrate underpinning higher level emergent dynamics or as
+ powering neural information processing.” He argues that “the governing principle of the brain at
+ the neural level is not information processing but energy processing,” although the
+ information-theoretic approach can complement the energetic approach. Pepperell puts “information
+ in the biological context as best understood as a measure of the way energetic activity is
+ organized, that is, its complexity or degree of differentiation and integration.” While
+ “information theoretic techniques provide powerful tools for measuring, modeling, and mapping the
+ organization of energetic processes,” he says, “we should not confuse the map with the territory”
+ (
Pepperell, 2018).
+ In comparison with mainstream brain organization frameworks at the global level or localized,
+ Pepperell offers, as an alternative or complementary way of thinking, how the energetic activity
+ in the brain is organized. The challenge for the model is why energetic processing is associated
+ with consciousness in the brain but not in other organs, like the liver or heart. Pepperell claims
+ that energetic activity in the brain efficiently actuates differences of motion and
+ tension that make the difference, perhaps via dynamic recursive organization – the “appropriate
+ reentrant intracortical activity.”
+ “If we are to naturalize consciousness,” Pepperell concludes, "then we must reconcile energy
+ and the mind.” Treating the brain as a difference engine that serves “the interests of the
+ organism is a natural approach to understanding consciousness as a physical process” (
Pepperell, 2018).
+
+
+
+ 9.6. Embodied and enactive theories
+ Embodied and Enactive Theories emphasize the importance of the body and its interaction with the
+ environment as an integral part of what consciousness is, not only what consciousness does. It also
+ includes neurophenomenology, unifying two disparate ways of studying consciousness.
+
+ 9.6.1. Embodied cognition
+ Embodied Cognition is the concept that what makes thought meaningful are the ways
+ neural
+ circuits are connected to the body and characterize embodied experience, and that
+ abstract ideas and language are embodied in this way as well. While cognition and
+ consciousness are not the same, cognitive linguist
+ George Lakoff argues that the mind is embodied, in that even pure mentality depends on the
+ body's sensorimotor
+ systems and emotions and cannot be comprehended without engaging them (Lakoff, 2007,
2012).
+ In their classic book on the embodied mind,
Philosophy in the Flesh, Lakoff and Mark
+ Johnson stress three points: "The mind is inherently embodied. Thought is mostly unconscious.
+ Abstract concepts are largely metaphorical. Much of the subject matter of philosophy, they claim,
+ such as the nature of time, morality, causation, the mind, and the self, relies heavily on basic
+ metaphors derived from bodily experience. Thought requires a body, they assert, “not in the
+ trivial sense that you need a physical brain with which to think, but in the profound sense that
+ the very structure of our thoughts comes from the nature of the body” (
Lakoff and Johnson, 1999).
+
+
+ 9.6.2. Enactivism
+ Enactivism
+ is the way of thinking that posits to explore mental activities, one must examine living systems
+ interacting with their environments. Cognition is characterized as embodied activities. A mind
+ without a body would be as if incoherent.
+ “Enaction” was the term introduced in
The Embodied Mind, the 1991 book by Varela,
+ Rosch and Thompson (
Varela et al., 1991). The enactive
+ view is that cognition develops via dynamic, bidirectional exchanges between an organism and its
+ surroundings. It is not the case that an organism seeks optimum homeostasis in a static
+ environment, but rather that the organism is shaping its environment, and is being shaped by its
+ environment—actively, iteratively, continuously—all mediated by that organism's sensorimotor
+ processes. Thus, organisms are active agents in the world who affect the world and who are
+ affected by the world. (Section:
Hutto, 2023;
Enactivism, 2024).
+ Enactivists would harbor no hope of understanding mentality unless it were founded on histories
+ of such bidirectional organism-environment interactions because that's the core concept of how
+ minds arise and work. Organisms are self-creating, self-organizing, self-adapting, self-sustaining
+ living creatures who regulate themselves and in doing so can change their environments, which
+ then, iteratively, recycles the whole process.
+ The scientific consensus is that phenomenal consciousness evolved via stages of cognition
+ and proto-consciousness selected by fitness-enhanced traits in challenging environments.
+ Although focused on cognition, enactivism enriches the consciousness-generating conditions by
+ adding interactive dynamism
+ between the organism and the environment. (Enactment is also said to be “a genuinely
+ metaphysical idea” and “an ontological breakthrough” in that “Something is the
+ case if and only if it is enacted” [
Werner, 2023].)
+
+
+ 9.6.3. Varela's neurophenomenology
+ Neuroscientist and philosopher Francisco Varela proposes what he calls “neurophenomenology,”
+ which seeks to articulate mutual constraints between phenomena present in experience, inspired by
+ the style of inquiry of phenomenology, and the correlative field of phenomena established by the
+ cognitive sciences (
Varela Legacy, 2023). He starts with
+ one of Chalmers's basic points: first-hand experience is an irreducible field of phenomena. He
+ claims there is no “theoretical fix” or “extra ingredient” in nature that can possibly bridge this
+ gap. Instead, the field of conscious phenomena require a rigorous method and an explicit
+ pragmatics. It is a quest, he says, to marry modern cognitive science and a disciplined approach
+ to human experience, thereby placing himself in the lineage of the continental tradition of
+ phenomenology (
Varela, 1996).
+ Varela calls for gathering a research community armed with new tools to develop a science of
+ consciousness. He claims that no piecemeal empirical correlates, nor purely theoretical
+ principles, will do the job. He advocates turning to a systematic exploration of the only link
+ between mind and consciousness that seems both obvious and natural: the structure of human
+ experience itself.
+ Varela's phenomenological
+ approach starts with the irreducible nature of conscious experience. Lived
+ experience, he says, is “where we start from and where all must link back to, like a
+ guiding thread.” From a phenomenological standpoint, “conscious experience is quite at variance
+ with that of mental content as it figures in the Anglo-American philosophy of mind.” He
+ advocates examining, “beyond the spook of subjectivity, the concrete possibilities of a
+ disciplined examination of experience that is at the very core of the phenomenological
+ inspiration.” He repeats: “it is the re-discovery of the primacy of human experience and its
+ direct, lived quality that is phenomenology's foundational project” (Varela, 1996).
+ Varela's key point is that by emphasizing a co-determination of both accounts—phenomenological
+ and neurobiological—one can explore the bridges, challenges, insights and contradictions between
+ them. This means that both domains have equal status in demanding full attention and respect for
+ their specificity. It is quite easy, he says, to see how scientific accounts illuminate mental
+ experience, but the reciprocal direction, from experience towards science, is what is typically
+ ignored.
+ What do phenomenological accounts provide? Varela asks. “At least two main aspects of the
+ larger picture. First, without them the firsthand quality of experience vanishes, or it becomes a
+ mysterious riddle. Second, structural accounts provide constraints on empirical observations.” He
+ stresses that “the study of experience is not a convenient stop on our way to a real explanation,
+ but an active participant in its own right.” And while phenomenal experience is at an irreducible
+ ontological level, “it retains its quality of immediacy because it plays a role in structural
+ coherence via its intuitive contents, and thus keeps alive its direct connection to human
+ experience, rather than pushing it into abstraction” (
Varela, 1996).
+ This makes the whole difference, Varela argues: The “hardness” and riddle become an open-ended
+ research program with the structure of human experience playing a central role in the scientific
+ endeavor. “In all functionalistic accounts what is missing is not the coherent nature of the
+ explanation but its alienation from human life. Only by putting human life back in, will that
+ absence be erased” (
Varela, 1996). (The common thread
+ said to run through Varela's extensive and heterogenous body of work is “the act of
+ distinction”—distinctions as processes, distinctions in ways of distinguishing—“the aim of which
+ was to address and supersede the challenges inherent in the dualist [modernist] thought style,
+ especially the infamous two-pronged problem of the bifurcation and disenchantment of nature” [
Vörös, 2023].)
+ In the quarter century since Varela's neurophenomenology paper was published, its research
+ program has made some advances and encountered some tensions; for example, investigating the
+ experience of boundaries of the self, both phenomenologically and neurobiologically. The biggest
+ challenge remains first-person reporting and interpretation, such as subtle aspects of
+ self-consciousness. The continuing hope is that neurophenomenology can inform the science of
+ consciousness, that the ongoing interaction between human experience and neuroscience becomes “an
+ act of art, a deep listening, an improvisational dance, which slowly develops into a skillful
+ scientific dialogue” (
Berkovich-Ohana et al., 2020).
+
+
+ 9.6.4. Thompson's mind in life
+ Philosopher Evan Thompson heralds “the deep continuity of life and mind.” His foundational idea
+ is “Where there is life there is mind, and mind in its most articulated forms belongs to life,”
+ and his organizing principle is “Life and mind share a core set of formal or organizational
+ properties, and the formal or organizational properties distinctive of mind are an enriched
+ version of those fundamental to life.” More precisely, he says, “the self-organizing features of
+ mind are an enriched version of the self-organizing features of life. The self-producing or
+ ‘autopoietic’ organization of biological life already implies cognition, and this incipient mind
+ finds sentient expression in the self-organizing dynamics of action, perception, and emotion, as
+ well as in the self-moving flow of time-consciousness” (
Thompson, 2002;
Maturana and Varela, 1980).
29
+ From this perspective, Thompson sees mental life as bodily life and as situated in the world.
+ The roots of mental life lie not simply in the brain, he says, “but ramify through the body and
+ environment. Our mental lives involve our body and the world beyond the surface membrane of our
+ organism, and therefore cannot be reduced simply to brain processes inside the head.”
+ With this framework, Thompson seeks to reduce (if not bridge) the so-called “explanatory gap”
+ between consciousness and world, mind and brain, first-person subjectivity and third-person
+ objectivity (i.e., the hard problem of consciousness). He works to achieve this (to oversimplify)
+ by having the same kinds of processes that enable the transition from nonlife to life to enable
+ the transition from life to mind. (I'd think he would rather eliminate the concept of “transition”
+ altogether and consider life-mind as a unified concept—perhaps like, in cosmology, the once
+ apparent independent dimensions of space and time now unified by a single physical concept,
+ spacetime.)
+ As a pioneer of enactivism (9.6.2), Thompson posits that “the enactive approach offers
+ important resources for making progress on the explanatory gap” by explicating “selfhood and
+ subjectivity from the ground up by accounting for the autonomy proper to living and cognitive
+ beings.” He extends the idea with "embodied dynamism,” a key concept that combines dynamic systems
+ and embodied approaches to cognition. While the former reflects enactivism, the latter is the
+ enhancement (
Thompson, 2002).
+ According to Thompson, the central idea of the dynamic systems approach is that cognition is an
+ intrinsically temporal phenomenon expressible in “the form of a set of evolution equations that
+ describe how the state of the system changes over time. The collection of all possible states of
+ the system corresponds to the system's ‘state space’ or ‘phase space,’ and the ways that the
+ system changes state correspond to trajectories in this space.” Dynamic-system explanations, he
+ says, consist of “the internal and external forces that shape such trajectories as they unfold in
+ time. Inputs are described as perturbations to the system's intrinsic dynamics, rather than as
+ instructions to be followed, and internal states are described as self-organized compensations
+ triggered by perturbations, rather than as representations of external states of affairs” (
Thompson, 2002).
+ To make real progress on the explanatory gap, Thompson says, “we need richer phenomenological
+ accounts of the structure of experience, and we need scientific accounts of mind and life informed
+ by these phenomenological accounts.” My aim, he says, “is not to close the explanatory gap in a
+ reductive sense, but rather to enlarge and enrich the philosophical and scientific resources we
+ have for addressing the gap.”
+ Calling on the philosophical tradition of phenomenology, inaugurated by Edmund Husserl
+ and developed by others, primarily Maurice Merleau-Ponty, Thompson seeks to “naturalize”
+ phenomenology by aligning its investigations with advances in biology and cognitive science and
+ to complement science and its objectification of the world by reawakening basic experiences of
+ the world via phenomenology. His main move is for cognitive science “to learn from the analyses
+ of lived experience accomplished by phenomenologists
+ …. which thus needs to be recognized and cultivated as an indispensable partner to the
+ experimental sciences of mind and life” (Thompson, 2002).
+ The deeper convergence of the enactive approach and phenomenology, Thompson says, is that “both
+ share a view of the mind as having to constitute its objects.” He stresses that “constitute” does
+ not mean fabricate or create, but rather “to bring to awareness, to present, or to disclose.”
+ Thus, “the mind brings things to awareness; it discloses and presents the world. Stated in a
+ classical phenomenological way, the idea is that objects are disclosed or made available to
+ experience in the ways they are thanks to the intentional activities of consciousness.” Thompson
+ argues that weaving together the phenomenological and neurobiological can “bridge the gap between
+ subjective experience and biology, which defines the aim of neurophenomenology (9.6.4), an
+ offshoot of the enactive approach” (
Thompson, 2002).
+
+
+ 9.6.5. Frank/Gleiser/Thompson's “The Blind Spot”
+ Astrophysicist Adam Frank, theoretical physicist Marcello Gleiser, and philosopher Evan
+ Thompson elevate and promote “the primacy of consciousness” in that “There is no way to step
+ outside consciousness and measure it against something else. Everything we investigate, including
+ consciousness and its relation to the brain, resides within the horizon of consciousness.” Lest
+ they be misunderstood, the authors reject any inference that “the universe, nature, or reality is
+ essentially consciousness or is somehow made out of consciousness,” because “this does not
+ logically follow.” Such “a speculative leap,” they say, goes beyond what we can know or establish
+ on the basis of “consciousness as experienced from within and as an irreducible precondition of
+ scientific knowledge.” Furthermore, “this speculative leap runs afoul” of what they call “the
+ primacy of embodiment,” which “is as equally undeniable as the primacy of consciousness” (
Frank et al., 2024, pp. 186, 188).
+
+ What now confronts us, Frank/Gleiser/Thompson say, is “a strange loop,” where “horizonal
+ consciousness subsumes the world, including our body experienced from within, while embodiment
+ subsumes consciousness, including awareness in its immediate intimacy.” The authors stress that
+ “the primacy of consciousness and the primacy of embodiment enfold each other.” They call for
+ unveiling and examining this strange loop, which normally disappears from view and is forgotten in
+ what they call
The Blind Spot. They describe the Blind Spot as “humanity's lived
+ experience as an inescapable part of our search for objective truth” (
Frank et al., 2024, p. 189), and
+ they seek “to reclaim the central place of human experience in the scientific enterprise by
+ invoking the image of a ‘Blind Spot’” (
Gomez-Marin, 2024). In other
+ words, they reject the way of thinking that “we can comprehend consciousness within the
+ framework of reductionism, physicalism, and objectivism
+ or, failing that, by postulating a dualism of physical nature versus irreducible consciousness
+ that we could somehow grasp outside the strange loop.” This is why they label the hard problem
+ of consciousness an “artifact of the Blind Spot.” It is “built into blind-spot metaphysics, and
+ not solvable in its terms” because “it fails to recognize the ineliminable primacy of
+ consciousness in knowledge” (Frank et al., 2024, p. 192).
+ Frank/Gleiser/Thompson see “only a few options for trying to deal with consciousness within the
+ confines of the blind-spot worldview,” and that “ultimately, they're all unsatisfactory, because
+ they never come to grips with the need to recognize the primacy of consciousness and the strange
+ loop in which we find ourselves.” They argue that the three major options—neural correlates of
+ consciousness (9.2.2); metaphysical bifurcation of physical reality and irreducible mental
+ properties (whether naturalistic dualism, substance dualism or panpsychism—13, 15); and
+ illusionism (9.1.1)—are all “within the ambit of the Blind Spot” (
Frank et al., 2024, p. 196).
+ What Frank/Gleiser/Thompson offer is “a radically different approach beyond the Blind Spot.”
+ They reference papers by astrophysicist Piet Hut and cognitive psychologist Roger Shepard (
Hut and Shepard, 1996), and
+ neuroscientist Francisco
Varela (1996), making the case
+ for “a major overhaul of the science of consciousness based on recognizing the primacy of
+ experience.” They note “we inescapably use consciousness to study consciousness,” such that
+ “unless we recover from the amnesia of
+ experience and restore the primacy of experience in our conception of science, we'll never be
+ able to put the science of consciousness on a proper footing.” A science of consciousness can
+ work, all say, only if “experience really matters” (Frank et al., 2024, p. 218).
+ The key, according to the authors, is “recognizing [both] the primacy of consciousness and the
+ primacy of embodiment,” which, they claim “changes how we think about the problem of
+ consciousness.” The problem for neuroscience “can no longer be stated as how the brain generates
+ consciousness.” Rather, “the problem is how the brain as a perceptual object within consciousness
+ relates to the brain as part of the embodied conditions for consciousness, including the
+ perceptual experience of the brain as a scientific object. The problem is to relate the primacy of
+ consciousness to the primacy of embodiment without privileging one over the other or collapsing
+ one onto the other. The situation is inherently reflexive and self-referential: instead of simply
+ regarding experience as something that arises from the brain, we also have to regard the brain as
+ something that arises within experience. We are in the strange loop” (
Frank et al., 2024, pp. 219–220).
+
+ Frank/Gleiser/
Thompson support Varela's neuroscience
+ research program, “neurophenomenology” (9.6.3), based on “braiding together first-person
+ accounts of consciousness with third-person accounts of the brain within the I-and-you
+ experiential realm.” They advocate that phenomenology and neuroscience “become equal partners in
+ an investigation that proceeds by creating new experiences in a new kind of scientific workshop,
+ the neurophenomenological laboratory. First-person experiential methods for refining attention
+ and awareness (such as meditation), together with second-person qualitative methods for
+ interviewing individuals about the fine texture of their experience, are used to produce new
+ experiences, which serve as touchstones for advancing phenomenology. This new phenomenology
+ guides investigations of the brain, while investigations of the brain are used to motivate and
+ refine phenomenology in a mutually illuminating loop” (Frank et al., 2024, pp. 219–220).
+ The authors call neurophenomenology “probably the strongest effort so far to envision a
+ neuroscience of consciousness beyond the Blind Spot (
Frank et al., 2024, p. 221).
+ Consciousness, particularly human consciousness, is “an expression of nature and is a source of
+ nature's self-understanding.”
+
+
+ 9.6.6. Bitbol's radical neurophenomenology
+ Philosopher of science and phenomenologist Michel Bitbol promotes a “radical
+ neurophenomenology” in which a “tangled dialectic of body and consciousness” is the “metaphysical
+ counterpart” and whose goal is to advance Varela's neurophenomenology project (9.6.3) of
+ criticizing and dissolving the “hard problem” of consciousness (
Bitbol, 2021a). Bitbol claims that
+ the neurophenomenological approach to the “hard problem” is underrated and often misunderstood;
+ indeed, “in its original version, neurophenomenology implies nothing less than a change in our own
+ being to dispel the mere sense that there is a problem to be theoretically solved or dissolved.
+ Neurophenomenology thus turns out to be much more radical than the enactivist kinds of
+ dissolution” (9.6.2) (
Bitbol and Antonova, 2016).
+ Did Varela himself have a theory to solve the hard problem? No, Varela declared (in Bitbol's
+ report) “only a ‘remedy”—the point being that “there exists a stance (let's call it the Varelian
+ stance) in which the problem of the physical origin of primary consciousness, or pure experience,
+ does not even arise.” The implications, according to Bitbol, are that “the nature of the ‘hard
+ problem’ of consciousness is changed from an intellectual puzzle to an existential option.” The
+ “constructivist content,” he says, is that “The role of ontological prejudice about what the world
+ is made of (a prejudice that determines the very form of the ‘hard problem’ as the issue of the
+ origin of consciousness out of a pre-existing material organization) is downplayed” (
Bitbol, 2012).
+ Bitbol blames “the standard (physicalist) formulation of this problem” for both generating it
+ and turning it into “a fake mystery.” But he recognizes that dissolving the hard problem is very
+ demanding for researchers, because “it invites them to leave their position of neutral
+ observers/thinkers, and to seek self-transformation instead.” Bitbol's approach “leaves no room
+ for the ‘hard problem’ in the field of discourse, and rather deflects it onto the plane of
+ attitudes.” This runs the risk, he says, of “being either ignored or considered as a dodge” (
Bitbol, 2021a).
+ Bitbol's method is “a metaphysical compensation for the anti-metaphysical premise of the
+ neurophenomenological dissolution of the ‘hard problem.’” This can be achieved, he says, by
+ designing this alternative metaphysics “to keep the benefit of a shift from discourse to ways of
+ being, which is “the latent message of neurophenomenology” (
Bitbol, 2021a). In its most radical
+ version, “neurophenomenology asks researchers to suspend the quest of an objective solution to the
+ problem of the origin of subjectivity, and clarify instead how objectification can be obtained out
+ of the coordination of subjective experiences. It therefore invites researchers to develop their
+ inquiry about subjective experience with the same determination as their objective inquiry.”
+ Bitbol proposes a methodology to explore lived experience faithfully (via microphenomenological
+ interviews retrieving or “evoking past experiences”) and thereby “addresses a set of traditional
+ objections against introspection” (
Bitbol and Petitmengin, 2017).
+ Bitbol gives neuroscience no privilege, priority or pride of place. “The effective primacy of
+ lived experience should be given such prominence that every other aspect, content, achievement,
+ distortion, and physicalist account of consciousness, is made conditional upon it.” From a
+ (radical) phenomenological standpoint, he says, “one must not mistake objectivity for reality.
+ Reality is what is given and manifest, whereas objectivity is what is constituted by extracting
+ structural invariants from the given experience. Along with this phenomenological approach, an
+ objective science is not supposed to disclose reality as it is beyond appearances, but only to
+ circumscribe some intersubjectively recognized features of the appearing reality.” Having said
+ that, Bitbol stresses that “neuroscientific data should not be granted a higher ontological status
+ than phenomenological descriptions; they should not be given the power to render a compelling
+ verdict about what is real and what is deceptive in our experience.” Thus, he sums up: “from a
+ phenomenological standpoint, the neuro-phenomenological correlation is plainly perceived as an
+ extension of the lived sense of embodiment, not as a sign that some naturalistic one-directional
+ ‘fundamental dependence’ of consciousness on the bodily brain is taking place” (
Bitbol, 2015).
+ Bitbol's affirmative solution is to formulate a “dynamical and participatory conception of the
+ relation between body and consciousness … with no concession to standard positions such as
+ physicalist monism and property dualism.” Bitbol's conception is based on Varela's formalism of
+ “cybernetic dialectic,” “a geometrical model of self-production,” and it is “in close agreement
+ with Merleau-Ponty's ‘intra-ontology’: an engaged ontological approach of what it is like to be,
+ rather than a discipline of the contemplation of beings” (
Bitbol, 2021a).
+ Bitbol's approach to quantum physics complements his “radical phenomenology,” such that quantum
+ mechanics becomes more a "symbolism of atomic measurements,” rather than “a description of atomic
+ objects.” He supports the notion that “quantum laws do not express the nature of physical objects,
+ but only the bounds of experimental information.” Similarly, Bitbol supports QBism, where the wave
+ function's probabilities are said to be, shockingly (to me),
Bayesian probabilities,
+ which means they relate to prior subjective degrees of belief about the system, paralleling some
+ ideas in phenomenology (
Bitbol, 2023).
+ Bitbol calls out “three features of such non-interpretational, non-committal approaches to
+ quantum physics” that “strongly evoke the phenomenological epistemology.” These are: “their
+ deliberately first-person stance; their suspension of judgment about a presumably external domain
+ of objects, and subsequent redirection of attention towards the activity of constituting these
+ objects; their perception-like conception of quantum knowledge.” Moreover, Bitbol claims that
+ these new approaches of quantum physics go beyond phenomenological epistemology and “also make
+ implicit use of a phenomenological ontology.” He cites Chris Fuch's “participatory realism” that
+ “formulates a non-external variety of realism for one who is deeply immersed in reality,” adding,
+ “but participatory realism strongly resembles Merleau-Ponty's endo-ontology, which is a
+ phenomenological ontology for one who deeply participates in Being” (
Bitbol, 2020;
Gefter, 2015).
+ QBist theorists assert that “quantum states are ‘expectations about experiences of pointer
+ readings,’” rather than expectations about pointer positions. Their focus on lived experience, not
+ just on macroscopic variables, is tantamount to performing the transcendental reduction instead of
+ stopping at the relatively superficial layer of the life-world reduction.” Bitbol believes that
+ “quantum physics indeed gives us several reasons to go the whole way down to the deepest variety
+ of phenomenological reduction … not only reduction to experience, or to ‘pure consciousness,’ but
+ also reduction to the ‘living present’” (
Bitbol, 2021b).
+
+
+ 9.6.7. Direct perception theory
+ Direct Perception Theory is the idea that “the information required for perception is
+ external to the observer; that is, one can directly perceive an object based on the properties
+ of the distal stimulus alone, unaided by inference, memories, the construction of
+ representations, or the influence of other cognitive processes” (APA, website). Philosopher Ned
+ Block describes non-mainstream views of phenomenal consciousness that take it to work via this
+ kind of “a direct awareness relation to a peculiar entity like a sense datum [i.e., that which
+ is immediately available to the senses] or to objects or properties in the environment.” This
+ direct awareness would seem to have to be “a primitive unanalyzable acquaintance relation that
+ is not a matter of representation.” According to these direct realist or naïve realist theories
+ of consciousness, “the phenomenal character of a perceptual experience is object-constituted in
+ the sense that a perceptual experience of a tomato depends for its existence and individuation
+ on the tomato. Any experience that is of a different tomato will have a different phenomenal
+ character, even if it is phenomenally indistinguishable and even if the different tomato is
+ exactly the same in all its properties and causes exactly the same activations in the brain.”
+ Even subjectively indistinguishable hallucinatory experience would have to be different in
+ phenomenal character as well (Block, 2023).
+
+
+ 9.6.8. Gibson's ecological psychology
+ Experimental psychologist James J. Gibson proposes an “embodied, situated, and
+ non-representational” approach to perception (which, while not a surrogate for phenomenal
+ consciousness, has features in common). Gibson attacks both behaviorism and cognitivism
+ (e.g., information processing), arguing for direct perception and direct realism. Gibson calls
+ his overarching theory, “Ecological Psychology,” and while his specific aim is “to offer a third
+ way beyond cognitivism and behaviorism for understanding cognition,” an extension to
+ consciousness can be cautiously inferred (Lobo et al., 2018;
Gibson, 2024).
+ Gibson maintains that there is far more information available to our perceptual systems
+ than we are consciously aware of. He posits that “the optical information of an image is not so
+ much an impression of form and color, but rather of invariants. A fixated form of an object only
+ specifies certain invariants of the object, not its solid form.” Perceptual
+ learning is said to be “a process of seeing the differences in the perceptual field around
+ an individual” (Gibson, 2014,
2024).
+ Gibson rejects “the premise of the poverty of the stimulus, the physicalist conception of the
+ stimulus, and the passive character of the perceiver of mainstream theories of perception.”
+ Rather, he has the main principles of ecological psychology as “the continuity of perception and
+ action” and the “organism-environment system as unit of analysis” (
Lobo et al., 2018).
+ Significantly, Gibson develops the original idea of “affordances” (he coins the term), which
+ are the ways the environment provides opportunities for and motivates actions of animals—human
+ examples include steep slopes inspiring the design of stairs and deposits of hydrocarbons
+ encouraging drilling. Gibson defends the radical idea that “when we perceive an object we observe
+ the object's affordances and not its particular qualities” because it is both more useful and
+ easier, which would mean that affordances are the objects of perception (
Gibson, 2024;
Lobo et al., 2018).
+ If perception is direct, and affordances provide the possibilities, then affordances are a kind
+ of state space of the mind. That environmental affordances may have enabled or selected for
+ consciousness would be consistent with embodied and enactive theories of consciousness.
+
+
+
+ 9.7. Relational theories
+ Relational Theories of consciousness are those explanations whose distinctive feature is some
+ kind of active or transformative connection with something other than brain circuits and pathways
+ themselves.
+
+ 9.7.1. A. Clark's extended mind
+ The extended mind, according to philosopher Andy Clark, features an “active externalism,” based
+ on the participatory role of the environment in driving cognitive processes. He asserts that when
+ the human organism is linked with an external entity in a two-way interaction, a “coupled system”
+ is created that can be conceptualized as a cognitive system in its own right (independent of the
+ two components). This is because all the components in the system play an active causal role, and
+ they jointly govern behavior in the same sort of way that cognition in a single system (brain)
+ usually does. To remove the external component is to degrade the system's behavioral competence,
+ just as it would to remove part of its brain. Clark's thesis is that this sort of coupled process
+ counts equally well as a cognitive process, whether or not it is wholly in the head (
Clark and Chalmers, 1998).
+ Clark concludes his book,
Supersizing the Mind, by inviting us “to cease to
+ unreflectively privilege the inner, the biological, and the neural … The human mind, viewed
+ through this special lens, emerges at the productive interface of brain, body, and social and
+ material world.” He marvels that “minds like ours emerge from this colorful flux as surprisingly
+ seamless wholes” (
Clark, 2010).
+ According to Owen Flanagan, “Walking, talking and seeing are all things the enactive, embodied,
+ extended (code words for this hip new view) mind does in the world.” Clark “provides the best
+ argument I've seen for the idea that minds are smeared over more space than neuroscience might
+ have us believe, and that mind will continue spreading to other nooks and crannies of the universe
+ as cognitive prostheses proliferate” (
Flanagan, 2009).
+
+
+ 9.7.2. Noë’s “out of our heads” theory
+ Philosopher Alva Noë argues that
+ only externalism about the mind and mental content, which requires active and continuous
+ engagement between the brain and its environment, body and beyond, can succeed as a theory of
+ consciousness (Noë, 2010). He uses his
+ attention-alerting phrase “Out of Our Heads” as descriptor, not as metaphor, and he applies it
+ literally. His hypothesis is that expanding the locus of where consciousness occurs may help
+ explain its essence and mechanism. What does this actually mean?
+ Noë takes issue with both dualism and materialism; attacking the weaknesses of each is not hard
+ going. “We have no better idea how the actions of cells in the head give rise to consciousness
+ than we do how consciousness arises out of immaterial spiritual processes.” So, brain science, he
+ says, while it has the imprimatur of the scientific worldview, is not really going anywhere. It's
+ like trying to understand what makes a dance “a dance” by studying the movement of muscles (
Noë, 2007).
+ He challenges the assumption that an event in the brain is alone sufficient for consciousness.
+ “We spend all our lives, not as free-floating brains; we're embodied, we're environmentally
+ embedded; we're socially nurtured from the very beginnings of our lives.” His idea is that “The
+ world shows up for us,” with “multiple layers of meaning.”
+ Noë offers an alternative framework, a novel way of thinking. “There are lots of discrete
+ processes going on inside the head. But that's not where we should look for consciousness. We
+ occupy a place in the world—all sorts of things are going on around us—and consciousness is that
+ activity of keeping tabs, keeping touch, paying attention to, interacting with the world.”
+ But what does it mean to say consciousness “is” that activity? “Is” as … “part of the process?”
+ Or “enabling,” “bringing about” or “causing”? Or, in the strong sense of “is” as identity theory?
+
+ Noë distinguishes the meaning and purposes of consciousness, which take place “out of our
+ heads,” from the mechanical locus of consciousness, the substrate on which its symbols are
+ physically encoded and manipulated.
+ Noë uses dreams as corroborating evidence that consciousness occurs outside of the brain. He
+ distinguishes dreams from real-life experiences, in that the latter has greater density, detail
+ and robustness. “You can't experience in a dream everything that you can experience outside of a
+ dream” (
Noë, 2007).
+ Consciousness to Noë means “How the world shows up for us depends not only on our brains and
+ nervous systems but also on our bodies, our skills, our environment, and the way we are placed in
+ and at home in the world.” This does not happen automatically, passively, done to the organism,
+ but it is what the organism must do deliberately, proactively. “We achieve access to the world. We
+ enact it by enabling it to show up for us.… If I don't have the relevant skills of literacy, for
+ example, the words written on the wall do not show up for me” (
Noë, 2012).
+ He stresses that consciousness isn't just a matter of events triggered inside us by things
+ outside us because things are triggered inside us all the time by all sorts of things outside of
+ us and they don't rise to consciousness. Much depends on context, interest, knowledge and
+ understanding.
+ Thus, consciousness is what happens when sentient creatures interact with their environment via
+ their brains; consciousness is not what their brains are doing to them. A science of
+ consciousness, Noë says, must explain the role the brain is playing in a dynamic active
+ involvement. It's not just that consciousness happens in the brain; it's not like that. “We are
+ not our brains” (
Noë, 2012).
+
+
+ 9.7.3. Loorits's structural realism
+ Philosopher Kristjan Loorits's Structural Realism posits that “conscious experiences are fully
+ structural phenomena that reside in our brains in the form of complex higher-order patterns in
+ neural activity.” He claims that the structural view of consciousness solves both the hard problem
+ and the problem of privacy (
Loorits, 2019).
+ On the hard problem, according to Loorits, while some properties of our conscious experiences
+ seem to be qualitative and nonstructural—qualia—“these apparently nonstructural properties are, in
+ fact, fully structural.” He conjectures that qualia are “compositional with internal structures
+ that fully determine their qualitative nature” (
Loorits, 2019), that “qualia are the
+ structures of vast networks of unconscious associations, and that those associational structures
+ can be found in our neural processes.” He makes the ambitious prediction that “with the proper
+ brain-stimulating technology, it should be possible to reveal the structural nature of qualia to
+ the experiencing subject directly” (
Loorits, 2019). Loorits concludes
+ that “consciousness as a whole can be seen as a complex neural pattern that misperceives some of
+ its own highly complex structural properties as monadic and qualitative. Such neural pattern is
+ analyzable in fully structural terms and thereby the hard problem is solved (
Loorits, 2014). (As for “the notion
+ of structure,” Loorits's Structural Realism has some structures existing in the world in an
+ objective sense and has conscious experiences among such structures [
Loorits, 2019].)
+ On the privacy problem, according to Loorits, while our “powerful intuition” is that “the
+ content of my consciousness is directly accessible only to me”—a brain-bound internalist approach
+ to consciousness, which comports well with neurobiological theories—some argue that “we can only
+ talk about phenomena whose defining properties are known to us from the public realm.” According
+ to this externalist approach, “if our conscious experiences were entirely private, we could not
+ talk or theorize about them”—a way of thinking that suggests “conscious experiences should be
+ understood in terms of an organism's relationship to its socio-physical environment” (
Loorits, 2019).
+ In defending internalism as the “location” of consciousness, Loorits argues that “structural
+ phenomena are describable and analyzable in public terms even if those phenomena themselves are
+ private.” Moreover, “the structure of our consciousness is always present in our neural processes
+ and only sometimes (additionally) in an extended system that includes elements of the environment”
+ (
Loorits, 2018).
+ Loorits offers modest support to illusionists who propose that “the apparently non-structural
+ features of consciousness are in fact fully structural and merely seem to be non-structural.” He
+ argues that “such a position is tenable, but only if the non-structural ‘seemings’ are interpreted
+ as perspectival phenomena and not as theorists' fictions or absolute nothingness” (
Loorits, 2022).
+ When George Musser was musing that qualia might be relational (9.7), he met with Loorits, and
+ to Musser's surprise, Loorits “had gone off the idea.” The disjunction is between third and
+ first-person perspectives, where the former is how qualia is explained relationally and the latter
+ is precisely the hard problem. According to Musser, Loorits's current thinking was that “qualia
+ may well be relational behind the scenes, but as long as they feel intrinsic to us, they still
+ elude scientific description.” Loorits concluded, “There is still a hard problem in a sense that
+ we seem to be able to experience qualia without being aware of their relational components” (
Musser, 2023a,
Musser, 2023b). (I tip my hat when a
+ philosopher changes their mind.)
+
+
+ 9.7.4. Lahav's relativistic theory
+ Physicist Nir Lahav characterizes consciousness as a physical phenomenon that is relative to
+ the measurements of a "cognitive frame of reference." Just as different observers can have
+ different measurements of velocity in a relativistic context, the same is true for consciousness.
+ Two people can have different cognitive frames of reference, experiencing conscious awareness for
+ themselves but only measuring brain activity for the other. The brain doesn't create conscious
+ experiences through computations; rather, conscious experiences arise due to the process of
+ physical measurement. Different physical measurements in different frames of reference manifest
+ different physical properties, even when measuring the same phenomenon. This leads to different
+ manifestations of conscious experience and brain activity in separate cognitive frames (
Lahav and Neemeh, 2022).
+
+
+ 9.7.5. Tsuchiya's relational approach to consciousness
+ Neuroscientist Nao Tsuchiya's relational approach to consciousness is not so much a theory of
+ consciousness per se but more a fresh methodology, “an alternative approach to characterize, and
+ eventually define, consciousness through exhaustive descriptions of consciousness's relationships
+ to all other consciousnesses.” His approach is founded in category theory (i.e., mathematical
+ structures and their relations), which is used to characterize the structure of conscious
+ phenomenology as a category and describe the interrelationships of members with mathematical
+ precision. Tsuchiya proposes several possible definitions of categories of consciousness, both in
+ terms of level and contents—the objective being for these conceptual tools to clarify complex
+ theoretical concepts about consciousness, which have been long discussed by philosophers and
+ psychologists, and for such conceptual clarification to inspire further theoretical and empirical
+ research. To the extent that the project is successful, it will support relational theories of
+ consciousness (
Tsuchiya and Saigo, 2021).
+
+
+ 9.7.6. Jaworski's hylomorphism
+ Philosopher William Jaworski argues that the hard problem of consciousness arises only if
+ hylomorphism is false. Hylomorphism is the claim that structure is a basic ontological and
+ explanatory principle, and is responsible for individuals being the kinds of things they are, and
+ having the powers or capacities they have. As Jaworski explains, “A human is not a random
+ collection of physical materials, but an individual composed of physical materials with a
+ structure that accounts for what it is and what it can do—the powers it has. What is true of
+ humans is true of their activities as well.” Structured activities, he says, include perceptual
+ experiences, which means that everything about a perceptual experience, including its phenomenal
+ character, can be explained by describing the perceiver's structure: perceptual subsystems, the
+ powers of those subsystems, and the coordination that unifies their activities into the activity
+ of the perceiver as a whole. Conscious experiences, Jaworski concludes, “thus fit
+ unproblematically into the natural world—just as unproblematically as the phenomenon of life” (
Jaworski, 2020).
+ According to Jaworski, from a hylomorphic perspective, “mind-body problems are byproducts of a
+ worldview that rejects structure, and which lacks a basic principle which distinguishes the parts
+ of the physical universe that can think, feel, and perceive from those that can't. Without such a
+ principle, the existence of those powers in the physical world can start to look inexplicable and
+ mysterious.” But if mental phenomena are structural phenomena, he says, then they are part of the
+ physical world and thus “hylomorphism provides an elegant way of solving mind-body problems” (
Jaworski, 2016).
+ While hylomorphism exemplifies a suite of arguments purporting to undermine the hard problem,
+ its own challenge seems two-fold: (i) by defining structure as primitive and fundamental, it
+ almost embeds the desired conclusion in the definitional premise; and (ii) by not distinguishing
+ kinds of structure, all structure holds the same level of ultimate explanation, which may not fit
+ consciousness.
+
+
+ 9.7.7. Process theory
+ A process theory of consciousness is founded on process philosophy, the metaphysical idea that
+ fundamental reality is dynamic, change, shift—the action of becoming.
30 With respect to
+ consciousness, process philosophy has refused to bifurcate human experience from nature, and as a
+ consequence, process philosophy holds to a “panexperientialist” ontology where experience goes all
+ the way down in nature, and consciousness genuinely emerges as an achievement of the evolution of
+ experience through time. Only in the case of God (if God exists, of course) does consciousness
+ belong to nature as an ontological primitive. (
Davis, 2020,
2022;
Faber, 2023).
+ David Ray Griffin suggests that “panexperientialist physicalism,” by allowing for “compound
+ individuals” and thereby a “nondualistic interactionism” that combines these strengths, can
+ provide a theory that overcomes the problems of materialist physicalism (
Griffin, 1997).
+ Panexperientialist physicalism, he says, portrays the world as comprised of creative,
+ experiential, physical-mental events. His process-type panexperientialism agrees with
+ materialism that there is only one kind of stuff, but enlarges “energy” to “experiential
+ creativity” (thus distinguishing it from panpsychism, 13.12). Process panexperientialists assume
+ that it lies in the very nature of things for events of experiential creativity to occur—for
+ partially self-creative experiences to arise out of prior
+ experiences and then to help create subsequent experiences. The process by which our
+ (sometimes partly conscious) experiences arise out of those billions of events constituting our
+ bodies at any moment is simply the most complex example of this process—and the only one the
+ results of which we can witness from the inside.
+
+
+
+ 9.8. Representational theories
+ Representational Theories of consciousness elevate the explanatory power of mental
+ representations, which are inner-perceived notions or imagery of things, concrete or abstract, that
+ are not currently being presented to the senses. Representational theories seek to explain
+ consciousness in terms of mental representations rather than simply as neural or brain states.
+ Mental representations utilize cognitive symbols that can be manipulated in myriad ways to describe,
+ consider and explain an endless variety of thoughts, ideas, and concepts (
Mental representation, 2024.
+
Wikipedia). According to strict representationalism, conscious mental states have no mental
+ properties other than their representational properties (
Van Gulick, 2019).
+ According to philosopher Michael Tye, “representationalism is a thesis about the phenomenal
+ character of experiences, about their immediate subjective ‘feel’. At a minimum, the thesis is one
+ of supervenience: necessarily, experiences that are alike in their representational contents are
+ alike in their phenomenal character. So understood, the thesis is silent on the nature of phenomenal
+ character. Strong or pure representationalism goes further. It aims to tell us what phenomenal
+ character is.” In this view, “phenomenal character is one and the same as representational content
+ that meets certain further conditions” (
Tye, 2002).
+ Philosopher Fred Dretske's "Representational Thesis" is the claim that: (1) All mental facts are
+ representational facts, and (2) All representational facts are facts about informational functions
+ (
Dretske, 2023).
+ Philosopher Amy Kind observes that “as philosophers of mind have begun to rethink the sharp
+ divide that was traditionally drawn between the phenomenal character of an experience (what it’s
+ like to have that experience) and its intentional content (what it represents), representationalist
+ theories of consciousness have become increasingly popular” (
Kind, 2010).
+ While almost all theories of consciousness have representational features, the representational
+ theories themselves, including those that follow, are distinguished by the more robust claim that
+ their representational features are what explain consciousness (
Van Gulick, 2019). A hurdle for all
+ theories is the need to explain phenomenology in terms of
intentionality, the “aboutness”
+ of mental states, under the assumption that intentionality must be represented (
Lycan, 2019).
+ This is Jerry Fodor's challenge: “I suppose that sooner or later the physicists will complete the
+ catalog they've been compiling of the ultimate and irreducible properties of things. When they do,
+ the likes of spin, charm, and charge will perhaps appear on their list. But aboutness surely won't;
+ intentionality simply doesn't go that deep” (
Fodor, 1989).
+
+ 9.8.1. First-order representationalism
+ First-order representationalism (FOR) seeks to account for consciousness in terms of, or by
+ reducing to, external, world-directed (or first-order) intentional states (
Gennaro, n.d.). In other words,
+ consciousness can be explained, primarily, by understanding how the directedness of our mental
+ states at objects and states of affairs in the world is generated directly by those objects and
+ states of affairs (
Searle, 1979).
+ Fred Dretske asserts that “the phenomenal aspects of perceptual experiences are one and
+ the same as external, real-world properties that experience represents objects as having.” He
+ argues that “when a brain state acquires, through natural selection, the function of carrying
+ information, then it is a mental representation suited (with certain provisos) to being a state
+ of consciousness.” (In contrast, “representations that get their functions through being
+ recruited by operant
+ conditioning, on the other hand, are beliefs.”) (Dretske, 1997).
+ As philosopher Peter Carruthers explains, “the goal [of FOR] is to characterize all of the
+ phenomenal—‘felt’—properties of experience in terms of the representational
contents of
+ experience (widely individuated). On this view, the difference between an experience of red and an
+ experience of green will be explained as a difference in the properties represented—reflective
+ properties of surfaces, say—in each case. And the difference between a pain and a tickle is
+ similarly explained in representational terms—the difference is said to reside in the different
+ properties (different kinds of disturbance) represented as located in particular regions of the
+ subject's own body” (
Carruthers, 2000).
+ Carruthers recounts his unusual transition from higher-order theory to first-order theory.
31 He originally explained
+ phenomenal consciousness in terms of “dispositionalist higher-order thought theory,” which he
+ characterized as “a certain sort of intentional content (‘analog’, or fine-grained), held in a
+ special-purpose short-term memory store in such a way as to be available to higher-order thoughts
+ … all of those contents are at the same time higher-order ones, acquiring a dimension of
+
seeming or subjectivity” (
Carruthers, 2000). (One of his
+ goals, he says, is “to critique mysterian [10.2] and property-dualist accounts of phenomenal
+ consciousness … [by] defending the view that consciousness can be reductively explained in terms
+ of active non-conceptual representations.” He sought to “disarm (and explain away the appeal of)
+ the various ‘hard problem’ thought experiments (zombies, explanatory gaps, and the rest)” (
Carruthers, 2017).
+ The later Carruthers concludes that the earlier Carruthers had “rejected first-order
+ representational theories of consciousness on inadequate grounds.” As a result, “since there is
+ extensive evidence that conscious experience co-occurs with the global broadcasting of first-order
+ non-conceptual contents in the brain [9.2.3], and since this evidence is most easily accommodated
+ by first-order representationalism, the latter is preferable to any form of higher-order account”
+ (
Carruthers, 2017).
+ Philosopher Neil Mehta and anesthesiologist George Mashour describe FOR as
+ consisting of “sensory representations directly available to the subject for action selection,
+ belief formation, planning, etc.” They posit a neuroscientific framework, according to which
+ neural correlates of general consciousness include prefrontal cortex, posterior
+ parietal cortex, and non-specific thalamic nuclei, while neural correlates of specific
+ consciousness include sensory
+ cortex and specific thalamic nuclei” (Mehta and Mashour, 2013).
+ FOR's core philosophical idea, Mehta and Mashour state, is that “any conscious state is a
+ representation, and what it’s like to be in a conscious state is wholly determined by the
+ content of that representation. By definition, a representation is about something, and
+ the content of a representation is what the representation is about. For instance, the word
+ ‘dolphins’ (representation) is about dolphins (content).” But, they clarify, “a representation is
+ not identical to its content.” The English word “dolphins” has eight letters, but dolphins
+ themselves do not have any letters. “Conversely, dolphins swim, but the word ‘dolphins’ does not
+ swim.”
+ This distinction leads to the strong view that neural states seem to have very different
+ properties than conscious perceptions. “For instance, when someone consciously perceives the color
+ orange, normally there is nothing orange in that person's brain. First-order representationalists
+ explain this by holding that a conscious perception of orange is a representation of orange, and
+ (as the ‘dolphin’ example shows) the properties of a representation can be very different from the
+ properties of its content” (
Mehta and Mashour, 2013).
+ FOR's core neurobiological idea is that “each specific type of conscious state corresponds to a
+ specific type of neural state.” Ned Block seeks to “disentangle the neural basis of phenomenal
+ consciousness from the neural machinery of the cognitive access that underlies reports of
+ phenomenal consciousness.” He argues that, in a certain sense, “phenomenal consciousness overflows
+ cognitive accessibility.” He posits that “we can find a neural realizer of this overflow if we
+ assume that the neural basis of phenomenal consciousness does not include the neural basis of
+ cognitive accessibility and that this assumption is justified (other things being equal) by the
+ explanations it allows” (
Block, 2007c).
+ Block hypothesizes that the conscious experience of motion is a certain kind of
+ activation of visual area V5, which suggests that sensory
+ systems are the neural correlates of sensory consciousness. He further speculates that
+ what's required for consciousness in general are connections between these cortical regions and
+ the thalamus, “which suggests that sensory and perhaps post-sensory systems … are the neural
+ correlates of general consciousness, as well” (Block, 2007c).
+ Block says he favors the first-order point of view, and if it is right, he says, “It may be
+ conscious phenomenology that promotes global broadcasting, something like the reverse of what the
+ global workspace theory of consciousness supposes. First-order phenomenology may be a causal
+ factor in promoting global broadcasting; but according to the global workspace theory, global
+ broadcasting constitutes consciousness rather than being caused by it” (
Block, 2023, pp. 8–9).
+ With a pungent example, Block compares first-order representationalism with higher-order
+ representationalism (9.8.3), higher-order theories (HOT). “We have two perceptions that equally
+ satisfy the descriptive content of the HOT, but one and not the other causes the HOT. But that
+ gives rise to the problem of how a thought to the effect that I am smelling vomit could make a
+ perception of crimson a conscious perception. The perception of crimson could cause the HOT while
+ a simultaneous first-order smell-representation of vomit does not cause any higher-order state.
+ The consequence would be that the perception of crimson is a conscious perception and the
+ perception of vomit is not, even though the subject experiences the perception of crimson as if it
+ were the perception of vomit.” Block concludes that “a descriptivist view based on content is
+ inadequate,” and that “the difficulty for the HOT theory is that it is unclear what relation has
+ to obtain between a HOT and a perception for the perception to be conscious” (
Block, 2023, pp. 425–426).
+
+
+ 9.8.2. Lamme's recurrent processing theory
+ Neuroscientist Victor Lamme proposes Recurrent Processing Theory, which stresses brain sensory
+ systems that are massively interconnected and involve feedforward and feedback connections, as
+ being necessary and sufficient for consciousness. The visual system provides a case where “forward
+ connections from primary visual area V1, the first cortical visual area, carry information to
+ higher-level processing areas, and the initial registration of visual information involves a
+ forward sweep of processing.” Moreover, many feedback connections link visual areas with other
+ brain regions, which, later in processing, are activated and thereby yield dynamic activity within
+ the visual system (
Wu, 2018).
+ Lamme proposes four stages of visual processing: Stage 1: Visual signals are processed locally
+ within the visual system (i.e., superficial feedforward processing). Stage 2: Visual signals
+ travel further forward in the processing hierarchy where they can influence action (i.e., deep
+ feedforward processing). Stage 3: Information travels back into earlier visual areas, leading to
+ local recurrent processing (i.e., superficial recurrent processing). Stage 4: Information
+ activates widespread brain areas (i.e., widespread recurrent processing) (
Wu, 2018).
+ According to Lamme, it is the recurrent processing in Stage 3, which is a first-order theory
+ and can occur in both sensory and post-sensory areas, that he claims to be necessary and
+ sufficient for consciousness. In other words, “for a visual state to be conscious is for a certain
+ recurrent processing state to hold of the relevant visual circuitry” (
Wu, 2018).
+ Ned Block calls Recurrent Processing Theory “basically a truncated form of the global
+ workspace account: It identifies conscious perception with the recurrent activations in the back
+ of the head without the requirement of broadcasting in the global workspace.” Block points out
+ that “first-order theories do not say that recurrent activations are by themselves sufficient
+ for consciousness. These activations are only sufficient given background conditions. Those
+ background conditions probably include intact connectivity with subcortical
+ structures.” What then is “enough for conscious perceptual phenomenology” is “the active
+ recurrent loops in perceptual areas plus background conditions.” Block concludes: “So long as
+ high-level representations participate in those recurrent loops, conscious high-level content is
+ assured” (Block, 2023, pp. 8–9).
+ Lamme critiques Global Workspace Theory [9.2.3] as “all about access but not about seeing”
+ (even though his Stage 4 is consistent with global workspace access). The crucial distinction is
+ that Global Workspace Theory has recurrent processing at Stage 4 as necessary for consciousness,
+ while Recurrent Processing Theory has recurrent processing at Stage 3 as sufficient. The latter
+ would enable phenomenal consciousness without access by the global neuronal workspace (
Wu, 2018).
+ Overall, Lamme avers that “neural and behavioral measures should be put on an equal footing”
+ and that “only by moving our notion of mind towards that of brain can progress be made” (
Lamme, 2006). He depicts “a notion
+ of consciousness that may go against our deepest conviction: ‘My consciousness is mine, and mine
+ alone.’ It's not,” he says (
Lamme, 2010).
+
+
+ 9.8.3. Higher-order theories
+ According to Higher-Order Theories of consciousness, what makes a perception conscious is the
+ presence of an accompanying cognitive state about the perception. This means that phenomenal
+ consciousness is not immediate awareness of sensations. Rather, it is the higher-level sensing of
+ those sensations, a product of second-order thoughts about first-order perceptions or mental
+ states—a two-level process. Higher-Order Theories are distinguished from other cognitive accounts
+ of phenomenal consciousness which assume that first-order perceptions or mental states can
+ themselves be directly conscious—a one-level process (9.8.1, 9.8.2) (
Carruthers, 2020,
Higher-order theories of consciousness,
+ 2023).
+ According to Peter Carruthers, “humans not only have first-order non-conceptual and/or
+ analog perceptions of states of their environments and bodies, they also have second-order
+ non-conceptual and/or analog perceptions of their first-order states of perception.” This
+ higher-order perception theory holds that “humans (and perhaps other animals) not only have
+ sense-organs that scan the environment/body to produce fine-grained representations, but they
+ also have inner senses which scan the first-order senses (i.e. perceptual experiences) to
+ produce equally fine-grained, but higher-order, representations of those outputs.” Hence,
+ Higher-Order Theories are also called “inner-sense theory.” Notably, “the higher-order approach
+ does not attempt to reduce consciousness directly to neurophysiology
+ but rather its reduction is in mentalistic terms, that is, by using such notions as thoughts and
+ awareness” (Cardenas-Garcia, 2023).
+ The main motivation driving higher-order theories of consciousness, according to Carruthers,
+ “derives from the belief that all (or at least most) mental-state types admit of both conscious
+ and unconscious varieties … And then if we ask what makes the difference between a conscious and
+ an unconscious mental state, one natural answer is that conscious states are states that we are
+ aware of.” This translates into the view that conscious states are states “that are the objects of
+ some sort of higher-order representation—whether a higher-order perception or experience, or a
+ higher-order thought” (
Cardenas-Garcia, 2023).
+ Various flavors of higher-order theories can be distinguished, including the following (
Cardenas-Garcia, 2023):
+ -
+
Actualist Higher-Order Thought Theory (championed by David Rosenthal): A phenomenally
+ conscious mental state is a state that is the object of a higher-order thought, and which
+ causes that thought non-inferentially.
+
+ -
+
Dispositionalist Higher-Order Thought Theory: A phenomenally conscious mental state is
+ a state that is available to cause (non-inferentially) higher-order thoughts about itself
+ (or perhaps about any of the contents of a special-purpose, short-term memory store).
+
+
+ -
+
Self-Representational Theory: A phenomenally conscious mental state is a state that, at
+ the same time, possesses an intentional content, thereby in some sense representing
+ itself to the person who is the subject of that state.
+
+
+
+ According to Ned Block, there are two approaches to higher-order thought (HOT) theories of
+ consciousness. The “double representation” approach says that the HOT involves a distinct coding
+ of the perceptual content, such that a conscious perception will be “accompanied” by a thought of
+ that experience, giving two representations of the conscious experience, one perceptual, one
+ cognitive and conceptual. He considers it “mysterious” how a perception can be conscious. The
+ second version of HOT has a thought or at least a cognitive state that makes a perception
+ conscious but that thought does not itself have any perceptual content. Block refers to Hakwan
+ Lau, who sometimes describes the higher-order state as a “pointer” to a first-order state. The
+ pointer theory is cognitive in that the pointer is a thought, but it is not conceptualist since it
+ involves no concept of a conscious experience involved in the thought that is supposed to make a
+ perception conscious (
Block, 2023, pp. 425–426).
+ Lau himself argues that the key to characterizing consciousness lies in its connections to
+ belief formation and epistemic justification on a subjective level (
Lau, 2019a); he describes
+ consciousness as “a battle between your beliefs and perceptions” (
Lau, 2019b). A clue, he
+ suggests—at least at the level of functional anatomy—is that the neural mechanisms for conscious
+ perception and sensory metacognition are similar, sensory metacognition meaning the monitoring
+ of the quality or reliability of internal perceptual signals. Both mechanisms involve neural
+ activity in the prefrontal and parietal
+ cortices, outside of primary sensory regions (9.8.4).
+ Reflexive theories, which link consciousness and self-awareness, are either a sister or a
+ cousin of Higher-Order Theories. They differ in that reflexive theories situate self-awareness
+ within the conscious state itself rather than in an independent meta-state focusing on it. The
+ same conscious state is both intentionally outer-directed awareness of external perceptions and
+ intentionally inner-directed awareness of self-sense. A strong claim is that this makes reflexive
+ awareness a central feature of conscious mental states and thereby qualifies as a theory of
+ consciousness. Whether reflexive theories are variants of Higher-Order Theory (“sister”) or a
+ “same-order” account of consciousness as self-awareness (“cousin”) is in dispute (
Van Gulick, 2019).
+ Social psychologist Alexander Durig claims that our two brain hemispheres, operating as two
+ brains, aware of each other and interacting with each other, exist in a system of “interactive
+ reflexivity,” and it is this reflexivity, while being perpetually aware of the world and each
+ other's perception of the world, that is the foundation of consciousness (
Durig, 2023).
+
+
+ 9.8.4. Lau's perceptual reality monitoring theory
+ Cognitive
+ neuroscientist Hakwan Lau introduces Perceptual Reality Monitoring Theory, which he says
+ is an empirically-grounded higher-order theory of conscious perception. He proposes that
+ conscious perception in an agent occurs “if there is a relevant higher-order representation with
+ the content that a particular first-order perceptual representation is a reliable
+ reflection of the external world right now. The occurrence of this higher-order
+ representation gives rise to conscious experiences with the perceptual content represented by the
+ relevant first-order state.” This structure allows us to distinguish “reality from fantasy in a
+ generally reliable fashion” (
Lau, 2019a).
+ The agent is not conscious of the content of this higher-order representation itself, Lau says,
+ “but the representation is instantiated in the system in such a way to allow relevant inferences
+ to be drawn (automatically) and to be made available to the agent (on a personal level, in ways
+ that make the inferences feel subjectively justified)” (
Lau, 2019a). It is a
+
subpersonal process. “That is, we don't have to think hard to come up with this
+ higher-order representation. It's not a thought in that sense.” Rather, “this higher-order
+ representation serves as a tag or label indicating the suitable epistemic status of the sensory
+ representation, and functions as a gating mechanism to route the relevant sensory information for
+ further cognitive processing” (
Lau, 2022, p. 28).
+ This structural mechanism, Lau asserts, sets his view “apart from global theories” (9.8.3).
+ This is because, he says, “such further processing is only a potential consequence, but not a
+ constitutive part of the subjective experience … In other words, consciousness is neither
+ cognition nor metacognition. It is the mechanistic interface right between perception and
+ cognition.” Lau believes that “such higher-order mechanisms likely reside within the mammalian
+ prefrontal cortex, where the functions of perceptual metacognition are also carried out” (
Lau, 2022, p. 28).
+ But can we ask what happens when higher-order representation is missing? Wouldn't
+ subjective experience also be missing? This explains, Lau says, “why sometimes sensory
+ representations alone do not lead to conscious experiences at all, as in conditions like blindsight,
+ where, because of brain
+ damage, a person (or an animal) is able to respond accurately to visual
+ stimuli while denying any conscious awareness of them” (Lau, 2022, pp. 35–36).
+ Blindsight, in fact, is a litmus test for any theory of consciousness and Lau claims his theory
+ offers the most coherent explanation: Blindsight “occurs when a first-order representation occurs
+ without the corresponding higher-order representation … That's why the perceptual capacity is
+ there (due to the first-order representations), but the phenomenology of conscious perception is
+ missing” (
Lau, 2019b).
+ Lau says his theory is a functionalist account. As such, he says, “some animals may not be
+ conscious. And yet, perhaps even a robot or computer program could be.” He highlights “the role of
+ memory in conscious experience, even for simple percepts. How an experience feels depends on
+ implicit memory of the relationships between different perceptual representations within the
+ brain” (
Lu et al., 2022).
+ Lau critiques both the global view of consciousness (9.2.3) and the local view (9.8.1 and
+ 9.8.2) as “polar extremes,” arguing that his own intermediate or centrist position is superior (
Lau, 2022, pp. 25, 26, 130). As part
+ of his model, he takes from artificial intelligence the idea of a “discriminator,” which can
+ distinguish between “real” and “self-generated” images (
Lau, 2022, p. 142). Applied to human
+ consciousness, an analogous “discriminator” “distinguishes between true perceptions of the world,
+ memory, fantasy, and neuronal noise. For conscious perception of an object to occur, this
+ discriminator must confirm that the early sensory information represents the object. This model,
+ Lau asserts, accounts for sensory richness, because higher-order representations access richer,
+ lower-level perceptions of first-order representations (Stirrups, 2023). Bottom line, Lau strikes
+ the ambitious claim that his theory explains the subjective “what-it-is-like-ness” of first-person
+ experience—why it “
feels like something” to be in a particular brain state, say with a
+ sharp pain—mediated by higher-order representations in the brain (
Lau, 2022, p. 197).
+ Enhancing his model, Lau proposes that “because of the way the mammalian sensory cortices are
+ organized, perceptual signals in the brain are spatially ‘analog’ in a specific sense,” which
+ enables “computational advantages.” Given this analog nature, “when a sensory representation
+ becomes conscious, not only do we have the tendency to think that its content reflects the state
+ of the world right now, also determined is
what it is like to have the relevant
+ experience—in terms of how subjectively similar it is with respect to all other possible
+ experiences.” Lau submits that this addresses the hard problem, “better than prominent alternative
+ views” (
Lau, 2022, p. 29).
+
+
+ 9.8.5. LeDoux's higher-order theory of emotional consciousness
+ Neuroscientist Joseph LeDoux's Higher-Order Theory of Emotional Consciousness combines his
+ approach to higher-order representationalism (9.8.3) and his commitment to the centrality of
+ emotion. His thesis is that “the brain mechanisms that give rise to conscious emotional feelings
+ are not fundamentally different from those that give rise to perceptual conscious experiences.”
+ Both, he proposes, “involve higher-order representations (HORs) of lower-order information by
+ cortically based general networks of cognition” (GNC). The theory argues that GNC and
+ “self-centered higher-order states are essential for emotional experiences” (
Ledoux and Brown, 2017).
+ LeDoux challenges the traditional view that emotional states of consciousness (emotional
+ feelings) are “innately programmed in subcortical areas of the brain,” and are “as different from
+ cognitive states of consciousness, such as those related to the perception of external stimuli.”
+ Rather, LeDoux argues that “conscious experiences, regardless of their content, arise from one
+ system in the brain” and that “emotions are higher-order states instantiated in cortical
+ circuits.” In this view, all that differs in emotional and nonemotional states are “the kinds of
+ inputs that are processed.” According to LeDoux, “although subcortical circuits are not directly
+ responsible for conscious feelings, they provide nonconscious inputs that coalesce with other
+ kinds of neural signals in the cognitive assembly of conscious emotional experiences.”
+ For understanding the emotional brain, LeDoux focuses on “fear,” defining it as “the
+ conscious feeling one has when in danger.” In the presence of a threat, he says, “different
+ circuits underlie the conscious feelings of fear and the behavioral responses and physiological
+ responses that also occur.” But it is the “experience of fear,” the conscious emotional
+ feeling of fear, that informs LeDoux's theory of consciousness, which he explains as follows. “A
+ first-order representation of the threat enters into a higher-order representation, along with
+ relevant long-term memories—including emotion schema—that are retrieved. This initial HOR
+ involving the threat and the relevant memories occurs nonconsciously. Then, a HOROR [i.e., a
+ third-order state, a HOR of a representation, a HOR of a HOR] allows for the conscious noetic
+ experience of the stimulus as dangerous. However, to have the emotional autonoetic experience of
+ fear, the self must be included in the HOROR” (Ledoux and Brown, 2017).
+ Advancing his theory, LeDoux explores “introspection,” the term given by higher-order theorists
+ to this third level of representations, that is, “to be aware of the higher-order state (to be
+ conscious that you are in that state).” LeDoux proposes “a more inclusive view of introspection,
+ in which the term indicates the process by which phenomenally experienced states result.”
+ Introspection, he says, “can involve either passive noticing (as, for example, in the case of
+ consciously seeing a ripe strawberry on the counter) or active scrutinizing (as in the case of
+ deliberate focused attention to our conscious experience of the ripe strawberry).” Both kinds of
+ introspection lead to phenomenal experience, in LeDoux's view (
Ledoux and Brown, 2017).
+ HOROR theory states that “phenomenal consciousness does not reflect a sensory state (as
+ proposed by first-order theory) or the relation between a sensory state and a higher-order
+ cognitive state of working memory (as proposed by traditional HOT). Instead, HOROR posits that
+ phenomenal consciousness consists of having the appropriate HOR of lower-order information, where
+ lower-order does not necessarily mean sensory, but instead refers to a prior higher-order state
+ that is rerepresented.” He says, “This second HOR is thought-like and, in virtue of this,
+ instantiates the phenomenal, introspectively accessed experience of the external
sensory
+ stimulus. That is, to have a phenomenal experience is to be introspectively aware of a
+ nonconscious HOR.” He distinguishes ordinary introspective awareness, which is the passive kind of
+ “noticing” that he postulates is responsible for phenomenal consciousness, “from the active
+ scrutinizing of one's conscious experience that requires deliberate attentive focus on one's
+ phenomenal consciousness.” Active introspection, he stresses, “requires an additional layer of HOR
+ (and thus a HOR of a HOROR).”
+ In studies of human patients, LeDoux and his PhD adviser, Michael Gazzaniga, “concluded that
+ conscious experiences are the result of cognitive interpretation situations in an effort to help
+ maintain a sense of mental unity in the face of the neural diversity of non-conscious behavioral
+ control systems in our brain” (
LeDoux, 2023b).
+ Rejecting the notion of the “self,” and certainly mind-body dualism, LeDoux positions
+ “consciousness” as the fourth and final “realm of existence” for animal life, the four realms
+ being “bodily, neural, cognitive, and conscious.” LeDoux replaces the self with an “ensemble of
+ being” that “subsumes our entire human existence, both as individuals and as a species” (
LeDoux, 2023a).
+ LeDoux's views continue to develop. In particular, he picks out two overarching perspectives.
+ First, his
multi-state hierarchical model of consciousness, which features an
+ intricate anatomical framework evincing the complexity of higher-order processing via
+ redundancy. The multi-state hierarchical model of consciousness, he says, “replaces the
+ traditional volley between the sensory
+ cortex and the lateral PFC [prefrontal cortex] with a more complex anatomical
+ arrangement consisting of a hierarchy of structures, each of which creates different kinds
+ of states that are re-represented/re-described by circuits of sub-granular and granular PFC
+ and that contribute to higher-order mental modeling and conscious experience. The states
+ that constitute the functional features of the multi-state hierarchical higher-order theory
+ of consciousness, and the brain areas that are associated with these states, include primary
+ lower-order states (areas of the sensory cortex); secondary lower-order states (memory areas
+ and other convergence zones in the temporal and parietal lobes); sub-higher-order states
+ (meso-cortical areas of sub-granular PFC, including the anterior cingulate, orbital,
+ ventromedial, prelimbic, and insula
+ PFC); and higher-order states that re-represent/re-describe/index the various other states
+ to construct mental
+ models in working memory (granular PFC)” (LeDoux, 2023a, p. 234).
+ LeDoux's second overarching perspective is the
dual mental hypothesis that shows the
+ interplay between preconscious and conscious states and the role of narratives in driving them. In
+ the dual mental-model hypothesis, he says, “explicit consciousness of complex events emerges from
+ interactions between granular and sub-granular PFC states. Lower-order non-PFC states, while often
+ involved as inputs to the PFC, are not necessary for such higher-order conscious experiences. In
+ other words, a thought, which is a higher-order state constructed by a pre-conscious mental model,
+ is sufficient to populate the conscious higher-order state via the second mental model.” The
+ output of the conscious mental model, he says, “much like the output of the pre-conscious mental
+ model, is an abstract mentalese narrative (albeit a conscious one) that feeds distributaries
+ flowing to motor circuits that control overt behavior and verbal expression.” LeDoux senses that
+ “this implies that we have conscious agency, which you may know of as free will”—adding, “the
+ question of whether we actually make conscious choices is a matter of debate” (
LeDoux, 2023a, pp. 296–297).
+
+
+ 9.8.6. Humphrey's mental representations and brain attractors
+ Neuropsychologist Nicholas Humphrey employs an evolutionary framework, combining mental
+ representations with what he calls “attractor states in the brain,” to develop a novel
+ materialistic theory of phenomenal consciousness, which he sees as a late and not ubiquitous
+ evolutionary development. His multi-discipline argument follows (Section:
Humphrey, 2023a,
Humphrey, 2023b,
2022,
2024;
Humphrey, 2023a,
Humphrey, 2023b).
+ Sensations, he says, are ideas we generate: mental representations of stimuli arriving at our
+
sense
+ organs and how they affect us. Their properties are to be explained, therefore, not
+ literally as the properties of brain-states, but rather as the properties of mind-states dreamed
+ up by the brain. Remarkably, we (and presumably other sentient creatures) represent what's
+ happening as having “phenomenal properties”, or “qualia”, that fill the “thick time” of the
+ subjective present. The result is we come to have a psychologically impressive sense of self—a
+ “phenomenal self” that is semi-independent of our physical bodies. This idea of “what it’s like to
+ be me” may be in some respects “fake news”; but Humphrey's point is that, to us as the subjects,
+ it's big news!
+ When it comes to how sensations are generated in the brain, Humphrey points out this has to be
+ a two-stage process: first the gathering of sensory information, which is the sensory text, then
+ the interpretation of this information, which is the conscious reading. This two-stage process
+ generates our subjective take on what this is like for us. Phenomenal properties arise only at the
+ interpretative stage. This, Humphrey stresses, is “a point often lost on researchers looking for
+ the neural correlates of consciousness, who assume the properties of the brain activity must map
+ onto the phenomenal properties of conscious experience.” He calls the hard problem “the wrong
+ problem” (
Humphrey, 2022).
+ Humphrey believes that our best approach to explaining sentience (which is how he labels
+ phenomenal consciousness) will be “forward engineering”—reconstructing the steps by which natural
+ selection could have invented it. He proposes that sensations originated in primitive animals as
+ evaluative responses to stimulation at the body surface. Thus, sensations started out as something
+ the animal did about the stimulation rather than something it felt about it. Early on, however,
+ animals hit on the trick of monitoring these responses—by means of an “efference copy” of the
+ command signals—to yield a simple representation of what the stimulation is about. In short, a
+ feeling (
Humphrey, 2023a,
Humphrey, 2023b).
+ Humphrey's story quickens, as that feeling became privatised, resulting in activity in neural
+ feedback loops, which became recursive and stretched out in time, taking on complex higher-order
+ properties. It was then refined and stabilised to generate mathematically complex attractor
+ states, which would give rise—“out of the blue”—to the apparently unaccountable qualities of
+ sensory qualia. Quite possibly, he says, phenomenal experience involves the brain generating
+ something like an internal text, which it interprets as being about phenomenal properties. The
+ driving force behind these later developments was the adaptive benefits to the animal of the
+ emergence of the phenomenal self.
+ This is why Humphrey takes phenomenal consciousness as a relatively late evolutionary
+ invention, having evolved only in animal species that (a) have brains capable of entertaining
+ and enjoying these fancy mental representations, and (b) lead lives in which having this bold
+ sense of self can give them an edge in the fitness game. Thus, Humphrey challenges conventional
+ wisdom that phenomenal consciousness in the animal kingdom is a gradient; his “hunch” is that
+ only mammals and birds make the cut. Chimpanzees, dogs, parrots have it. Lobsters, lizards,
+ frogs do not (Humphrey, 2023a,
Humphrey, 2023b).
+
+
+ 9.8.7. Metzinger's no-self representational theory of subjectivity
+ Philosopher Thomas Metzinger presents a representationalist and functional analysis of
+ subjectivity, the consciously experienced first-person perspective (
Metzinger, 2004). What has been
+ traditionally called “conscious thought,” he argues, is actually “a subpersonal process, and only
+ rarely a form of mental action. The paradigmatic, standard form of conscious thought is
+ non-agentive, because it lacks veto-control and involves an unnoticed loss of epistemic agency and
+ goal-directed causal self-determination at the level of mental content.” Conceptually, Metzinger
+ states, “conscious thought … must be described as an unintentional form of inner behaviour” (
Metzinger, 2015).
+ A starting assumption is that phenomenal consciousness (subjective experience), “rather than
+ being an epiphenomenon, has a causal role in the optimisation of certain human behaviours” (
Frith and Metzinger, 2016). A
+ leitmotif of Metzinger's models is that there are no such things as “selves”; selves do not exist
+ in the world: “nobody ever had or was a self.” All that exists, he argues, are “phenomenal selves,
+ as they appear in conscious experience. The phenomenal self, however, is not a thing but an
+ ongoing process; it is the content of a ‘transparent self-model’” (
Metzinger, 2004).
+ Metzinger employs empirical research to support his deflationary no-self model, showing
+ how “we are not mentally autonomous subjects for about two thirds of our conscious lifetime,
+ because while conscious cognition is unfolding, it often cannot be inhibited, suspended, or
+ terminated.” This means that “the instantiation of a stable first-person perspective as well as
+ of certain necessary conditions of personhood
+ turn out to be rare, graded, and dynamically variable properties of human beings” (Metzinger, 2015).
+ Drawing on a large psychometric
+ study of meditators in 57 countries—more than 500 experiential reports—Metzinger focuses on
+ “pure awareness” in meditation—the simplest form of experience there is—to illuminate, as he
+ puts it, “the most fundamental aspects of how consciousness, the brain, and illusions of self
+ all interact.” Metzinger explores “the increasingly non-egoic experiences of silence,
+ wakefulness, and clarity, of bodiless body-experience, ego-dissolution, and nondual awareness”
+ in order to assemble “what it would take to arrive at a minimal model explanation for conscious
+ experience and create a genuine culture of consciousness” (Metzinger, 2024).
+ Metzinger uses an interdisciplinary, multi-layer analysis of phenomenological,
+ representationalist, informational-computational, functional, and physical-neurobiological kinds
+ of descriptions. His representationalist theory analyzes its target properties—those aspects of
+ the domain to be explained. He seeks to make progress “by describing conscious systems as
+
representational systems and conscious states as
representational states” (
Metzinger, 2000). He argues that
+ “individual representational events only become part of a personal-level process by being
+ functionally integrated into a specific form of transparent conscious self-representation, the
+ ‘epistemic agent model’ (EAM).” The EAM, he suspects, “may be the true origin of our consciously
+ experienced first-person perspective” (
Metzinger, 2015).
+ Metzinger's resolution of the mind-body problem follows directly: our Cartesian intuitions that
+ subjective experiences, phenomenal consciousness, “can never be reductively explained are
+ themselves ultimately rooted in the deeper representational structure of our conscious minds” (
Metzinger, 2004).
+ A corollary of Metzinger's work concerns individual behavior and collective culture, based on
+ our perception of the experience of being an agent that causes events in the world and the belief
+ that we “could have done otherwise” (the test of libertarian free will). This experience and
+ belief enable us “to justify our behaviour to ourselves and to others and, in the longer term,
+ create a cultural narrative about responsibility.” Metzinger concludes that “conscious experience
+ is necessary for optimizing flexible intrapersonal interactions and for the emergence of
+ cumulative culture” (
Frith and Metzinger, 2016).
+
+
+ 9.8.8. Jackson's diaphanous representationalism and the knowledge argument
+ Philosopher Frank Jackson develops a representationalist view about perceptual experience.
+ “That experience is diaphanousness (or transparent) is a thesis about the phenomenology of
+ perceptual experience. It is the thesis that the properties that make an experience the kind of
+ experience it is are properties of the object of experience.” In other words, “accessing the
+ nature of the experience itself is nothing other than accessing the properties of its object” (
Jackson, 2007).
+ Jackson uses his Diaphanous Representationalism theory to undermine his own prior argument
+ against materialism/physicalism based on the famous thought experiment of Mary the brilliant
+ neurophysiologist who is forced to investigate the world from a black and white room via a black
+ and white television monitor, and who acquires all the physical information there is to obtain
+ about what goes on when we see colors. “What will happen when Mary is released from her black and
+ white room or is given a color television monitor? Will she
learn anything or not? It
+ seems just obvious that she will learn something about the world and our visual experience of it.
+ But then it is inescapable that her previous knowledge was incomplete. But she had
all
+ the physical information.
Ergo there is more to have than that, and Physicalism is false”
+ (
Jackson, 1982).
+ Jackson argues that “although the diaphanousness thesis alone does not entail
+ representationalism, the thesis supports an inference from a weaker to a stronger version of
+ representationalism. On the weak version, perceptual experience is essentially representational.
+ On the strong version, how an experience represents things as being exhausts its experiential
+ nature.” This means that there is nothing else needed to bring about phenomenal consciousness
+ (qualia). Hence, according to Jackson, “strong representationalism undermines the claim that Mary
+ learns new truths when she leaves the room”—which would defeat the defeater of
+ materialism/physicalism (
Jackson, 2007).
+ Philosopher Torin Alter disagrees, arguing that representationalism provides no basis for
+ rejecting the knowledge argument, because even if representational character exhausts phenomenal
+ character, “the physicalist must still face a representationalist version of the Mary challenge,
+ which inherits the difficulty of the original” (
Alter, 2003).
+
+
+ 9.8.9. Lycan's homuncular functionalism
+ Philosopher William Lycan defends a materialist, representational theory of mind that he calls
+ “homuncular functionalism” and which posits that “human beings are ‘functionally organized
+ information-processing systems’ who have no non-physical parts or properties.” Lycan does
+ recognize “the subjective phenomenal qualities of mental states and events, and an important sense
+ in which mind is ‘over and above’ mere chemical matter” (
Lycan, 1987). But he defends
+ materialism in general and functionalist theories
+ of mind in particular by arguing for what he calls the "hegemony of representation," in
+ that “there is no more to mind or consciousness than can be accounted for in terms of
+ intentionality, functional organization, and in particular, second-order representation of one's
+ own mental states” (Lycan, 1996).
+ Reviewing “an explosion of work” in consciousness studies by philosophers, psychologists, and
+ neuroscientists, Lycan is “struck by an astonishing diversity of topics that have gone under the
+ heading of “consciousness”—he lists more than 15, only six of which, he says, deal with
+ “phenomenal experience,” that is, qualia and the explanatory gap. From this he draws “two morals.”
+ First, he says, “no one should claim that problems of phenomenal experience have been solved by
+ any purely cognitive or neuroscientific theory.” (Here Lycan finds himself in “surprising
+ agreement with Chalmers.”) Second and perhaps more importantly, he says, some of “the theories
+ cannot fairly be criticized for failing to illuminate problems of phenomenal experience”—because
+ that is not what they intend to do, that is, “they may be theories of, say, awareness or of
+ privileged access, not theories of qualia or of subjectivity or of ‘what it’s like’” (
Lycan, 2004).
+ Lycan defends “the Representational theory of the qualitative features of apparent phenomenal
+ objects: When you see a (real) ripe banana and there is a corresponding yellow patch in your
+ visual field, the yellowness ‘of’ the patch is, like the banana itself, a representatum, an
+ intentional object of the experience. The experience represents the banana and it represents the
+
yellowness of the banana, and the latter yellowness is all the yellowness that is
+ involved; there is no mental patch that is itself yellow. If you were only hallucinating a banana,
+ the unreal banana would still be a representatum, but now an intentional inexistent; and so would
+ be its yellowness. The yellowness would be as it is even though the banana were not real” (
Lycan, 2004).
+ Lycan agrees that the “explanatory gap” is real. But this is for two reasons, he argues,
+ “neither of which embarrasses materialism.” First, he says, “phenomenal information and facts of
+ ‘what it’s like’ are ineffable. But one cannot explain what one cannot express in the first place.
+ (The existence of ineffable facts is no embarrassment to science or to materialism, so long as
+ they are fine-grained ‘facts,’ incorporating modes of presentation.)” Second, he says, “the Gap is
+ not confined to consciousness in any sense or even to mind; there are many kinds of intrinsically
+ perspectival (fine-grained) facts that cannot be explained” (without first conceding a
+ pre-existing identity) (
Lycan, 2004).
+ In their review, Thomas Polger and Owen Flanagan describe Lycan's view as, roughly, that
+ “conscious beings are hierarchically composed intentional systems, whose representational powers
+ are to be understood in terms of their biological function.” They call the view “teleological
+ functionalism” or “teleofunctionalism” and state “the homuncular part, for which Lycan and Daniel
+ Dennett argued convincingly, is now so widely accepted that it fails to distinguish Lycan's view
+ from other versions of functionalism. This, by itself, is a testament to the importance of Lycan's
+ work” (
Polger and Flanagan, 2001).
+ In his review, Frank Jackson explains that when Lycan argues “there is no special problem for
+ physicalism raised by conscious experience,” he is rightly distinguishing two questions. “Does
+ consciousness per se raise a problem? And: Do qualia pose a special problem?” Lycan answers the
+ first question on consciousness by defending an “inner sense account of consciousness,” holding
+ that "consciousness is the functioning of internal attention mechanisms directed at lower-order
+ psychological states and events." Jackson is less satisfied by Lycan's rejection of the knowledge
+ argument, which Jackson calls “the most forceful way of raising the problem posed by qualia for
+ physicalism.” (Jackson says this “as someone who no longer accepts the argument”) (
Jackson, 1997).
+ According to Jackson, Lycan is confident that phenomenal nature is exhausted by functional
+ role. In other words, “for Lycan, it is very hard for functional nature to fail to exhaust
+ phenomenal nature. Almost anything you might cite as escaping the functional net is, by his
+ lights, functional after all.” Moreover, Lycan has “the nature of conscious experience exhausted
+ by the intentional contents or representational nature of the relevant kinds of mental states” in
+ that “the representational facts which make up a package [is] sufficient to capture in full the
+ perceptual experience” (
Jackson, 1997).
+ Lycan attacks neurobiological conventional wisdom in that “all too often we hear it suggested
+ that advances in neuroscience will solve Thomas Nagel's and Frank Jackson's conceptual problem of
+ “knowing what it’s like.” To Lycan, “this is grievously confused. For Nagel's and Jackson's claim
+ is precisely that there is an irreducible kind of phenomenal knowledge that cannot be revealed by
+ science of any kind. Nagel's and Jackson's respective ‘Knowledge Arguments’ for this radical
+ thesis are purely philosophical; they contain no premises that depend on scientific fact.” Lycan
+ now presses his sharp point. “Either the arguments are unsound or they are sound. If they are
+ unsound, then so far as has been shown, there is no such irreducible knowledge, and neither
+ science nor anything else is needed to produce it. But if the arguments are sound, they show that
+ no amount of science could possibly help to produce the special phenomenal knowledge. Either way,
+ neither neuroscience nor any other science is pertinent.”
+ Lycan seems sure that the “what it’s like to be” and knowledge arguments are unsound and he can
+ go about formulating his Representational theory of mind standing squarely in the materialist
+ camp. (I am not so sure. It is my uncertainty that motivates this Landscape of Consciousness.)
+
+
+
+ 9.8.10. Transparency theory
+ Transparency theory makes the argument that because sensory (e.g., visual) experience
+ represents external objects and their apparent properties, experience has no other properties that
+ pose problems for materialism. We “see right through” perceptual states to external objects and
+ take no notice that we are actually in perceptual states; the properties we perceive in perception
+ are attributed to the objects themselves, not to the perception (
Lycan, 2019). If we look at a tree
+ and try to turn our attention to the intrinsic features of our visual experience, the only
+ features there to turn our attention to are features of the actual tree itself, including
+ relational features of the tree from the perspective of the perceiver (
Harman, 1990).
+ To make the argument, at a minimum, an additional premise is needed: If a perceptual state has
+ mental properties over and above its representational properties, they must be “introspectible.”
+ But “not even the most determined introspection ever reveals any such additional properties.” This
+ is the transparency thesis proper (
Lycan, 2019).
+ Philosopher Amy Kind cites experiential transparency as a major motivation driving
+ representational theories of consciousness, which view phenomenal character as being reduced to
+ intentional content. Assuming experience is transparent in that we “look right through” experience
+ to the objects of that experience, “this is supposed to support the representationalist claim that
+ there are no intrinsic aspects of our experience” (
Kind, 2010).
+ Philosopher Michael Tye states that one important motivation for the theory that “phenomenal
+ character is one and the same as representational content” is “the so-called ‘transparency of
+ experience.’” He addresses introspective awareness of experience and one problem case for
+ transparency, that of blurry vision (
Tye, 2002). A similar theory is
+ “intentionalism,” the view that the phenomenal character of experience supervenes on intentional
+ content (
Pace, 2007).
+ Philosopher Dirk Franken characterizes “the transparency of appearing” as follows: "The
+ phenomenal quality of a particular state of appearing is fully exhausted by the sensible
+ properties present to the subject of the state and their distribution over the respective field of
+ appearance.” Starting “from the assumption that the transparency of appearing is a purely
+ phenomenological feature,” Franken describes his “Transparency Thesis” with several propositions:
+ “There are no other properties, next to the sensible properties, that have any bearing on the
+ phenomenal quality of a state of appearing. The presentation of sensible properties is just all
+ there is to the phenomenal quality of a state of appearing. No properties of the subject (insofar
+ as it is the subject of this state) or of the state itself contribute to this phenomenal quality.”
+ He defends “surprising consequences” of the Transparency Thesis. First, “one has to give up the
+ idea of the first-person-perspective as a kind of inner seeming or appearing directed onto mental
+ states (at least, if the relevant states are states of appearing).” Next, two assumptions entailed
+ in numerous popular accounts of phenomenal consciousness are negated: (i) “phenomenal qualities
+ are properties of states of appearing that are independent or partly independent of the (sensible)
+ properties presented in these states; ” and (ii) “there can be phenomenally conscious states of
+ appearing even though there is nothing that is presented to their subjects” (
Franken, n.d.).
+
+
+ 9.8.11. Tye's contingentism
+ Philosopher Michael Tye proposes a theory of consciousness he calls “contingentism,” which is a
+ kind of identity theory (i.e., phenomenal states and physical/brain states are literally the same)
+ but with a novel twist: while the identity is indeed true in our world, it is not metaphysically
+ true in all possible worlds. “Scenarios in which the relevant physical processing is present and
+ consciousness is missing are easily imaginable (and thus metaphysically possible), but this is
+ irrelevant if it is only a contingent fact that consciousness is a physical phenomenon” (
Tye, 2023).
32
+ Contingentism, Tye states, “finds its origins in the views of Feigl, Place and Smart in the
+ 1950s and 1960s. These philosophers held that sensations are contingently identical with brain
+ processes, where sensations are understood to be conscious states such as pain or the visual
+ experience of red.” The identity here was taken to be contingent, in part, because “it was taken
+ to be clear that scientific type-type identities generally are contingent.” Smart's example was
+ that he could imagine that lightning is not an electrical discharge. (These claims are mistaken,
+ Tye says; “If in actual fact lightning is an electrical discharge, it could not have been
+ otherwise.”) (
Tye, 2023).
+ Tye says, “the contingentist about consciousness agrees with the above remarks concerning
+ lightning and is happy to extend them to many other scientific identity statements. But the
+ contingentist holds that the case of conscious mental states—states such that there is something
+ it is
like to undergo them—is different. Here the claim is not that such states are
+ contingently identical with brain processes, but that such states are contingently identical with
+ physical states of some sort or other, where the notion of a physical state is to be understood
+ broadly to include not only neurophysiological states but also other states that are grounded in
+ microphysical states, including functional states or states of the sort posited by
+ representationalism, for example. For conscious states, the identities are contingent since we can
+ easily imagine their having not obtained. For example, we can easily imagine a zombie undergoing
+ the physical state with which the experience of fear is to be identified and yet not experiencing
+ fear at all. Similarly, we can easily imagine someone experiencing fear without undergoing the
+ given physical state” (
Tye, 2023).
+ The solution, Tye suggests, “lies with the realization that it is a mistake to model the
+ consciousness case on that of physical-physical relationships. Qualitative character Q is
+ identical with physical property R, if physicalism is true. But this is a contingent identity
+ (even though the designators ‘Q’ and ‘R’ are rigid). So, we can imagine Q without R (and R without
+ Q), but the fact that we can do so is not an indicator of an explanatory gap. A creature could
+ indeed have been in a state having Q without being in a state having R and vice-versa” (
Tye, 2023).
+ Might things have been different in the actual world? Indeed, they might, Tye says. “The
+ physical processing might have gone on just as it does, the information processing might have been
+ just the same, the cognitive machinery might have functioned as it does, and yet along with all of
+ this, Q might not have been present in experience. That is certainly intelligible to us. But it
+ creates no explanatory puzzle; for that is only a metaphysically possible world. It is not the
+ actual world. As far as the actual world goes, there is nothing puzzling or problematic, nothing
+ left to explain … No mystery remains” (
Tye, 2023).
+ This is because “in the actual world,” consciousness is physical, according to the physicalist,
+ “since it is only on the hypothesis of physicalism with respect to the actual world that problems
+ of emergence and causal efficacy can be handled satisfactorily, or so the physicalist believes.”
+
+ Thus, Tye concludes, “once we become contingentists, the hard problem has a straightforward and
+ satisfying solution.”
+ In support of his views, Tye turns to “vagueness” in assessing consciousness in the
+ hierarchical taxonomy of life and in the process of evolution (
Tye, 2021). According to Tye,
+ “The two dominant theories of consciousness argue it appeared in living beings either suddenly,
+ or gradually. Both theories face problems. The solution is the realization that a foundational
+ consciousness was always here, yet varying conscious states were not, and appeared gradually.”
+ Given that it is hardly obvious how to discern which organisms are conscious, and, if so, their
+ kind or level
+ of consciousness, borderline cases of consciousness can make no sense. As David Papineau
+ reviews Tye, “But this isn't because a sharp line is found somewhere as we move from
+ non-conscious physical systems to conscious ones. Rather [according to Tye] it's because no such
+ line exists at all. Even the most basic constituents of physical reality are already endowed
+ with consciousness” (Papineau, 2022). Thus, Tye
+ transitions from his traditional physicalism to a form of panpsychism, though differing from those
+ of mainstream panpsychists (13).
33
+ In admirable full disclosure,
+ Tye states that his contingentism “is written from the perspective of the reductive physicalist
+ (understood broadly to include functionalists and representationalists),” and that he believes
+ contingentism presents “the best hope for a defense of reductive physicalism.” However, he adds,
+ “I myself am no longer a thoroughgoing reductive physicalist. I now believe that there is an
+ element in our consciousness that cannot be captured via higher level reductions” (Tye, 2023).
+ In addition, Tye suggests that, from the representationalist perspective and supporting its
+ views, “history matters crucially to phenomenology. What it is like for an individual at a given
+ time is fixed not just by what is going on in the individual at that time but also by what was
+ going on in the individual in the past. Two individuals can be exactly alike intrinsically at a
+ time and yet differ in the phenomenal character of their mental life at that time” (
Tye, 2019).
+ Tye concludes that “once we think of experiences in a representationalist and broadly
+ reductionist way,” we can better appreciate phenomenology, including its presence or absence, such
+ as in thought experiments where “a person slowly acquires a silicon chip brain” (see Virtual
+ Immortality, 25).
+
+
+ 9.8.12. Thagard's neural representation, binding, coherence, competition
+ Philosopher Paul Thagard poses big questions upfront. “Why do people have conscious experiences
+ that include perceptions such as seeing, sensations such as pain, emotions such as joy, and
+ abstract thoughts such as self-reflection? Why is consciousness central to so much of human life,
+ including dreams, laughter, music, religion, sports, morality, and romance? Are such experiences
+ also possessed by other animals, plants, and robots?” (
Thagard, 2024).
+ Thagard's theory of consciousness “attributes conscious experiences to interactions of four
+ brain mechanisms: neural representation, binding, coherence, and competition.” It distinguishes
+ itself from current theories in several respects, he says. “The four brain mechanisms described
+ are empirically plausible and clearly stated. Conscious experiences emerge from their interactions
+ in areas across the brain.” The mechanisms, he argues, “explain not only ordinary perceptual
+ experiences such as vision, but also the most complex kinds of conscious experience including
+ self-valuation, dreams, humor, and religious awe.” Moreover, he adds, “A crucial but often
+ neglected aspect of consciousness is timing, but the four mechanisms fit perfectly with recent
+ neuroscientific findings about how time cells enable brains to track experiences” (
Thagard, 2024).
+ Thagard's founds his theory on strict, empirically based neuroscience. His way of thinking is
+ exemplified by his “Attribution Procedure,” an eight-step process for using what he calls
+ “explanatory coherence” as a touchstone to establish “whether or not an animal or machine has a
+ mental state, property, or process.” (
Thagard, 2021, pp. 13–14). For
+ example, he offers twelve features of intelligence (i.e., problem solving, learning,
+ understanding, reasoning, perceiving, planning, deciding, abstracting, creating, feeling, acting,
+ communicating) and eight mechanisms to explain these features (i.e., images, concepts, rules,
+ analogies, emotions, language, intentional action, consciousness). “All eight of these mental
+ mechanisms can be carried out by a common set of neural mechanisms, many of which have been
+ modeled computationally.” This account of twelve features and eight mechanisms, Thagard says,
+ “yields a twenty-item checklist for assessing intelligence in bots and beasts.” A similar way of
+ thinking he applies to consciousness, stating that consciousness results from competition among
+ neural representations (
Thagard, 2021, pp. 3–4, 50, 49).
+
+ Claiming that his theory of consciousness possesses “the accuracy and breadth of application to
+ mark a solid advance in the grand task of explaining how and why consciousness is so central to
+ human life,” Thagard highlights an empirically supported explanation of consciousness resulting
+ from the four brain mechanisms (i.e., neural representation, binding, coherence, and competition);
+ application to a broad range of conscious experiences including smell, hunger, loneliness,
+ self-awareness, religious experience, sports performance, and romantic chemistry; use of these
+ four brain mechanisms to generate novel theories of dreaming, humor, and musical experience; a new
+ theory of time consciousness; assessment of consciousness in non-human animals and machines,
+ including the new generative AI models such as ChatGPT (
Thagard, 2024).
+ Working together, these four brain mechanisms, Thagard says, “explain the full range of
+ consciousness in humans and other animals, and show why plants, bacteria, and ordinary things lack
+ consciousness.” No current computers are conscious, he asserts, using a checklist of features and
+ mechanisms of consciousness, “but the new generative models in artificial intelligence have
+ similar mechanisms to humans that might enable some degree of consciousness.” He concludes with
+ high physicalist confidence: “Consciousness does not need to be a mystery once we understand how
+ brains build it” (
Thagard, 2024).
+
+
+ 9.8.13. T. Clark's content hypothesis
+ Philosopher Thomas Clark posits phenomenal consciousness as the representational
+
content of a cognitive system's sufficiently structured representational processing (
Clark, T., 2019). Conscious
+ experience exists only for the conscious system, so is categorically subjective, and its basic
+ elements are irreducibly qualitative. As a general rule, he says, we don't find representational
+ content in the world it participates in representing, which can help explain subjectivity.
+ Moreover, following Metzinger's concept of an “untranscendable object,” a representational system
+ must have epistemic primitives that resist further representation on pain of a metabolically
+ expensive representational regress. This can help explain the non-decomposable, monadic character
+ of basic sensory qualities such as red, sweet, pain, etc. Developments in the science of
+ representation and representational content, he says, may (or may not) vindicate the Content
+ Hypothesis. Clark says that his model is consistent with Integrated Information Theory, Global
+ Workspace Theory, and Predictive Processing, all of which involve representation (
Clark, T., 2019,
2024).
+ Clark, a proponent of naturalism as a worldview (
Clark, T., 2007), believes that a
+ materialist can see that “consciousness, as a strictly physical phenomenon instantiated by the
+ brain, creates a world subjectively immune to its own disappearance … it is the very finitude of a
+ self-reflective cognitive system that bars it from witnessing its own beginning or ending, and
+ hence prevents there being,
for it, any condition other than existing” (
Clark, T., 1994). While this sounds
+ odd, almost an oxymoron, Clark develops the idea of “generic subjective continuity" based on a
+ thought experiment inspired by the work of philosopher Derek Parfit. Clark argues in that at death
+ we shouldn't anticipate the onset of nothingness or oblivion—a common secular intuition—but rather
+ the continuation of experience, just not in the context of the person who dies. The end of one's
+ own consciousness, he offers, “is only an event, and its non-existence a current fact, from other
+ perspectives.” After death we won't experience non-being, he says, we won't ‘fade to black’.
+ Rather, as conscious being we continue “as the generic subjectivity that always finds itself here,
+ in the various contexts of awareness that the physical universe manages to create” (
Clark, T., 1994).
+
+
+ 9.8.14. Deacon's symbolic communication (human consciousness)
+ Neuroanthropologist Terrence Deacon asserts that symbolic communication has radically altered
+ the nature of human consciousness, whereas consciousness broadly is coextensive with the
+ development of brains in animals that regulate their movement with the aid of long-distance
+ senses, such as vision, because of the predictive capacity this affords and requires. However,
+ symbolic communication has given humans the capacity of being conscious of a virtual realm that
+ has become untethered from physical contiguity and immediacy (
Deacon, 1998,
2024).
34
+ Moreover, by virtue of the way that symbolic communication allows us indirect access to others’
+ thoughts and experiences, we have become a symbolically eusocial species that derives our personal
+ identities and ability to think from a physically and temporally extended shared mentality. Some,
+ he says, have referred to this structure as “Extended Mind.”
+ Deacon sees this symbolic mode of cognition as enabling the emergence of novel kinds of
+ remembering and unprecedented forms of emotional experience, as well as unprecedented forms of
+ value, such as ethical norms and aesthetic sense. This is also, he says, the source of our feeling
+ of incompleteness and need to find Meaning.
+
+
+
+ 9.9. Language relationships
+ Language Relationships discern connections, causal and other, between consciousness and language.
+ Language obviously enriches the content of consciousness, perhaps provides a framework for human
+ consciousness, but is there a deeper relationship? Does consciousness require language, in
+ that if there is no language capability there can be no inner experience? Conversely, does language
+ require consciousness, in that if there is no inner experience, there can be no language
+ capability? (Note that while language does not generate theories of consciousness per se, it
+ features in some and is rejected in others, both of which are worth exploring.)
+ Much depends on careful definitions. To take the consciousness-requires-language causal paradigm,
+ if by consciousness we mean phenomenal consciousness, raw inner experience only, then if we claim
+ that language is required, then our claim would limit phenomenal consciousness, inner experience, to
+ human beings and would exclude all (or at least almost all) other animals. Argue this to a happy dog
+ owner and you will confront an angry dog owner.
+ To take the language-requires-consciousness causal paradigm, with a definition of language
+ sufficiently loose to subsume computer languages or communications between paramecia or signals
+ between
embryonic
+ stem cells, consciousness would not be required.
+ The philosophical debate regarding whether language is necessary for consciousness has a long and
+ meandering history. Many argue that consciousness does not at all require language; others, that
+ consciousness is facilitated by language or even is not possible without it. A contemporary
+ consensus is building around the idea that increasing levels of consciousness, ranging from
+ unconsciousness to highly conscious reflective self-awareness, requires increasing use of language.
+ What follows would be that language is not needed for pure phenomenal consciousness, a general state
+ of awareness, or in responding to external stimuli—such as in preverbal infants—but phenomenal
+ consciousness would be needed for complex expressions of consciousness, like self-awareness,
+ information integration, and metaconsciousness, which are based on language-powered capacities,
+ especially inner speech (
Ivory Research, 2019).
+ Because we sense that many animal species are conscious—much like we assume that other humans are
+ conscious like we are conscious—and we know that language is much more restricted, to humans and, in
+ a lesser sense, some other animals (e.g., primates, cetaceans, birds), this would seem to weaken the
+ consciousness-language nexus. Moreover, language seems to be a much more recent evolutionary
+ emergent than consciousness (
Berwick and Chomsky, 2016).
+ Philosopher Rebecca Goldstein maintains that language does not exhaust all that there is in
+ consciousness. She calls as evidence infants prior to or in the early stages of acquiring language,
+ where “it's clear how much consciousness goes on before there is language” (
Goldstein, 2014).
+ Neuroscientist Colin Blakemore sees an intimate relationship between the structure of language
+ and the high-level aspects of consciousness, especially consciousness of self, the consciousness of
+ intention—“the concept that I am the helmsman of myself, carrying myself around the world, making
+ decisions.” He calls the grammatical forms of language “intentional in their style” and argues that
+ our conscious representation of self is a meta-representation of what's really doing the work down
+ below, and that the reason “our brains go to the trouble of building this false representation of
+ how we really are is to implement and to support language” (
Blakemore, 2012a).
+ Blakemore speculates that we don't come pre-programmed to be conscious; that we learn to be
+ conscious and our consciousness develops and changes over time. Recognizing that the term
+ “consciousness” can refer to diverse forms of subjectivity, and that even a
newborn baby
+ has “a kind of brute awareness of the world, sensory experiences,” he suggests that the nature of
+ subjectivity grows through individual experience and that the complexities of the internal
+ representation of the self is mediated by language.
+ Experimental psychologist Jeremy Skipper hypothesizes that language, with an emphasis on inner
+ speech, generates and sustains self-awareness, that is, higher-order consciousness. He develops a
+ “HOLISTIC” model of neurobiology of language, inner speech, and consciousness. It involves a “core”
+ set of inner speech production regions that take on affective qualities, involving a largely
+ unconscious dynamic “periphery,” distributed throughout the whole brain. He claims that the “model
+ constitutes a more parsimonious and complete account of the neural correlates of consciousness’” (at
+ least of self-consciousness) (
Skipper, 2022).
+ Ned Block points to a related distinction between consciousness and cognition. Cognition doesn't
+ have to be linguistic, he says, because non-linguistic animals have some cognition. But then there
+ are animals that seem to have little or no cognition, just perception. Block concludes, “We can see
+ consciousness at its purest in perceptual consciousness, and it has nothing to do, or little to do,
+ with language” (
Block, 2014).
+ While the overwhelming contemporary consensus is that consciousness does not require language,
+ human consciousness is obviously and fundamentally affected or even framed by language. We explore
+ several approaches to the consciousness-language nexus.
+
+ 9.9.1. Chomsky's language and consciousness
+ Philosopher and linguist Noam Chomsky revolutionized the theory of language, and although
+ language-related theory of consciousness has not been a focus of his contributions, its relevance
+ remains. Chomsky famously posited linguistic capacity, especially syntactic knowledge, as at least
+ partially innate and mostly (if not entirely) unique to human beings. Thus, language acquisition
+ in all human children is somewhat instinctual and surprisingly rapid, conditioned by
+ language-specific features of diverse languages. Chomsky labels this core set of inherited
+ grammatical rules “universal grammar” and characterizes these inborn, subconscious capabilities as
+ “deep structure”.
+ Does Chomsky's universal grammar with its deep structure carry implications for consciousness?
+ How does Chomsky approach the hard problem of phenomenal consciousness? His views are complex, not
+ easily categorized (Section:
Chomsky, 2022a,
2022b;
Feser, 2010,
2022b).
+ Chomsky is an aggressive critic of behaviorism—it makes no sense, he says, to study internal
+ phenomena by observing external manifestations. The study of language is entirely inconsistent
+ with behaviorist principles. “Nothing there,” he says. To understand it, one must examine internal
+ processes. Thus, the connection between the deep structure of language and the essence of
+ consciousness.
+ Chomsky is also a critic of the hard problem, labeling it a “pseudo-problem.” Some questions,
+ by their simple structures, are not real questions, he says, in that there is no logical way to
+ answer them. His example question “Why do things happen?” cannot be answered in the general, while
+ a similar-sounding question, say, “Why did this earthquake happen?” can be answered in the
+ specific. Chomsky believes that the hard problem of consciousness is an example of the former and
+ therefore is not a genuine question (while the “easy” problems of consciousness, discovering
+ neural correlates, are examples of the latter).
+ Exemplifying Chomsky's unorthodox approach to consciousness, even though he commits to a
+ materialism/physicalism ontology that the mind is generated only in the brain, rather than
+ deflating the ontological status of the mental, his contrarian position is to challenge the
+ ontological status of the physical—arguing that science does not know what matter really is. To
+ Chomsky, matter, not mental, is the main mystery.
+ As Chomsky says, “The mind-body problem can be posed sensibly only insofar as we have a
+ definite conception of body. If we have no such definite and fixed conception, we cannot ask
+ whether some phenomena fall beyond its range” (
Chomsky, 1987). Moreover, “The
+ mind-body problem can therefore not even be formulated. The problem cannot be solved, because
+ there is no clear way to state it. Unless someone proposes a definite concept of body, we cannot
+ ask whether some phenomena exceed its bounds.”
+ As for clarifying the concept of the body, the physical, matter, Chomsky states, “the material
+ world is whatever we discover it to be, with whatever properties it must be assumed to have for
+ the purposes of explanatory theory. Any intelligible theory that offers genuine explanations and
+ that can be assimilated to the core notions of physics becomes part of the theory of the material
+ world, part of our account of body.”
+ To Chomsky, a mechanical model of the world, developed in early modern philosophy and inchoate
+ science, could never account for aspects of the mental. Thus, while he understands Descartes'
+ motivation to postulate a separate, nonphysical “thinking substance,” he rejects Descartes’
+ classic dualism and trains his analytic guns on the mechanical model in particular and on matter
+ in general.
+ Chomsky feels no pressure to devise his own theory of consciousness. If anything, he shuns
+ grand solutions. “There seems to be no coherent doctrine of materialism and metaphysical
+ naturalism, no issue of eliminativism, no mind-body problem (
Chomsky, 2020). In short, as Edward
+ Feser notes, “if the problem has no clear content, neither do any of the solutions to it” (
Feser, 2022b). Chomsky is content to
+ allow science to do its work, advancing knowledge of the brain and of the mind, leaving to the
+ future the construction of proper theories of consciousness irrespective of current notions of the
+ physical and matter.
+ One may infer that Chomsky contemplates an expanded view of the physical, with matter having
+ features now unknown, which then would “naturally” subsume the mental. (Note: Chomsky rejects
+ panpsychism.) However, in an overarching sense, he remains unsure whether human beings have the
+ capacity to solve what he believes are genuine mysteries about the nature of reality, but he is
+ also unsure whether consciousness will prove to be an ultimate mystery.
+
+
+ 9.9.2. Searle's language and consciousness
+ To philosopher John Searle, language is crucial for consciousness, just as consciousness is
+ crucial for language, because much of our consciousness is shaped by language and because the
+ parts of language that are most important to us are precisely those that are conscious (
Searle, 2014b).
+ Searle contrasts human and animal consciousness: “My dogs have a kind of consciousness which is
+ incredibly rich. They can smell things I can't smell and they have a kind of inner life that I
+ don't have, but all the same, there are all kinds of conscious experiences they simply cannot
+ have. My doggy lying there may be thinking about chasing other dogs but he's not thinking about
+ doing his income tax or writing his next poem or figuring out how he's going to have a better
+ summer vacation next year.”
+ Searle stresses how language gives us enormous power in shaping consciousness. A favorite
+ quotation is from the French philosopher La Rochefoucauld: “Very few people would ever fall in
+ love if they never read about it.” Searle's point is that language shapes experience; there are
+ all kinds of experiences you just can't have without language.
+ As for how language and consciousness articulate and developed over time, Searle envisions an
+ evolutionary “boot-strapping effect.” It starts off with pre-linguistic consciousness, and then
+ develops linguistic meaning and communication, which enrich consciousness. The result is an
+ elaborate structure of language, which makes for a more elaborate structure of consciousness,
+ which then enables you to enrich your language. There is a continuous reinforcing and compound
+ effect (
Searle, 2014b).
+ Non-linguistic animals can't do this, Searle continues: “My doggie can think somebody is at the
+ door, but he cannot think I wish 17 people were at the door, or I hope we get more people at the
+ door next week. Because to do that, he has got to be able to shuffle the symbols in a way that
+ human beings can with their inner syntax.”
+ Although animals do not form or express their beliefs in a symbolic language, Searle attributes
+ to them intentional states, and because intentional states require consciousness, it follows that
+ consciousness does not require symbolic language. He cites as evidence that animals “correct their
+ beliefs all the time on the basis of their perceptions” (
Searle, 2002;
Proust, 2003).
+
+
+ 9.9.3. Koch's consciousness does not depend on language
+ Neuroscientist Christof Koch asserts without ambiguity, “consciousness doesn't depend on
+ language,” and he offers vivid clinical cases of brain trauma or insult where language is
+ obviously lost and consciousness is obviously retained. Koch is especially exercised by the claim
+ that “only humans experience anything,” that other animals have no sentience, a belief he calls
+ “preposterous, a remnant of an atavistic desire to be the one species of singular importance to
+ the universe at large. Far more reasonable and compatible with all known facts is the assumption
+ that we share the experience of life with all mammals” (
Koch, 2019).
+ Koch recounts and rejects how “Many classical scholars assign to language the role of kingmaker
+ when it comes to consciousness. That is, language use is thought to either directly enable
+ consciousness or to be one of the signature behaviors associated with consciousness.” He
+ concludes, “language contributes massively to the way we experience the world, in particular to
+ our sense of the self as our narrative center in the past and present. But our basic experience of
+ the world does not depend on it” (
Koch, 2019).
+
+
+ 9.9.4. Smith's language as classifier of consciousness
+ Philosopher Barry Smith states that while we think of consciousness as “moments of experience,”
+ the way we capture what's similar or different in our experiences over time is via language. The
+ “passing show,” he says, “gets assembled into larger, more meaningful groups when we use language
+ to classify and categorize.” How do we do this? How do we connect up these bits of consciousness
+ with something stable? How do we classify the world, not just our own experience, and communicable
+ between experiencers? The answer is language, he says, which he calls a species-specific property
+ of human beings. With language, we codify our own experience, represent the content of our own
+ minds, and compare it with the contents of other minds (
Smith, 2012).
+ Distinguishing consciousness from language, Smith tells of someone who lost all of their words
+ for fruit and vegetables, and only those words. They could use language normally and they had
+ conscious awareness of fruits and vegetables, but they could not use, pronounce or even recognize
+ words for fruit and vegetables. “It's as if a whole shelf of meanings had been taken away.”
+ Smith relates grades of consciousness to grades of language. One can lose the word for an
+ object but can still recognize the object (a form of aphasia). Deeper, one can not only lose the
+ word as a piece of sound representing an object, but also not recognize the object either and lose
+ the whole meaning (a form of agnosia). He describes stroke patients who, for example, can't use
+ the word “glove”. “What is that?” “Can't say.” Perhaps just the word is missing, because if they
+ are asked, “Is there a glove on the table?”, they answer, “Yes.” But other stroke patients answer,
+ “I've no idea.” And if you show them a glove and ask, “What's this for?”, they say, “I don't know,
+ maybe it's for keeping coins.”
+ Smith suggests that words are ways that our visual consciousness categorizes and structures the
+ world. And perhaps a deeper loss of language can lead to a dissolution of the very categories that
+ we use to classify our perceptual experiences. So, it's not just that I can't name or categorize
+ some object, but without language the actual conscious experience of that object is radically
+ different. If so, language is responsible, at least in part, for organizing consciousness (
Smith, 2012).
+
+
+ 9.9.5. Jaynes's breakdown of the bicameral mind
+ Psychohistorian Julian Jaynes's 1976 book,
The Origin of Consciousness in the Breakdown of
+ the Bicameral Mind, proposes that consciousness, particularly "the ability to introspect,"
+ is a learned behavior rooted in language and culture and arises from metaphor; consciousness is
+ neither innate nor fundamental. To Jaynes, language plays a central role in consciousness;
+ language is “an organ of perception, not simply a means of communication” (
Jaynes, 1976;
Bicameral Mind, 2024).
+ Jaynes defines consciousness idiosyncratically by distinguishing it from sensory awareness and
+ cognition; as such it more closely resembles “introspective consciousness,” as he calls it, than
+ it does phenomenal consciousness, which is the target of this Landscape. Nonetheless, it is
+ helpful to work through Jaynes's definitions and arguments, clarifying how to avoid what could be
+ confounding or muddled thinking about consciousness. While Jaynes's consciousness is not
+ phenomenal consciousness, his careful parsing of his definition gives insight into the subtleties
+ of the parsing process. Moreover, appreciating the flow of Jaynes's arguments as well as the
+ substance of his claims sharpens our view of the entire Landscape.
+ In Jaynes's words, “Consciousness is not a simple matter and it should not be spoken of as if
+ it were.” He starts with what his consciousness is not. (i) Not the “many things that the nervous
+ system does automatically for us. All the variety of perceptual constancies … all done without any
+ help from introspective consciousness.” (ii) Not what he calls “preoptive” activities, such as how
+ we sit, walk, move. “All these are done without consciousness, unless we decide to be conscious of
+ them.” (iii) Not even speaking, where “the role of consciousness is more interpolative than any
+ constant companion to my words.” Consciousness, he stresses, is not sense perception; it does not
+ copy experience; it is not necessary for learning; it is not even necessary for thinking or
+ reasoning; and it has only an arbitrary and functional location (
Jaynes, 1987).
+ To Jaynes, consciousness, or what he refines as “subjective conscious mind,” is an analog of
+ the real world. “It is built up with a vocabulary or lexical field whose terms are all metaphors
+ or analogs of behavior in the physical world … It allows us to short-cut behavioral processes and
+ arrive at more adequate decisions. Like mathematics, it is an operator rather than a thing or a
+ repository. And it is intimately bound with volition and decision … Every word we use to refer to
+ mental events is a metaphor or analog of something in the behavioral world” (
Jaynes, 1987).
+ Jaynes says that the primary feature of his consciousness is an “associated spatial quality
+ that, as a result of the language used to describe such psychological events, becomes, with
+ constant repetition, this spatial quality of our consciousness or mind-space …. It is the
+ space which you preoptively are introspecting on at this very moment.”
+ The second most important feature of Jaynes' consciousness is the subject of the introspecting,
+ the introspective “I”. Here Jaynes uses analogy, which differs from metaphor in that the
+ similarity is between relationships rather than between things or actions. “As the body with its
+ sense organs (referred to as I) is to physical seeing,” he says, “so there develops automatically
+ an analog ‘I’ to relate to this mental kind of ‘seeing’ in mind-space.”
+ A third feature of Jaynes' consciousness is
narratization, “the analogic simulation of
+ actual behavior.” Consciousness, he says, “is constantly fitting things into a story, putting a
+ before and an after around any event.” Other features of Jaynes' consciousness include:
+ “
concentration, the ‘inner’ analog of external perceptual attention;
+
suppression, by which we stop being conscious of annoying thoughts, the analog of turning
+ away from annoyances in the physical world;
excerption, the analog of how we sense only
+ one aspect of a thing at a time; and
consilience,
+ the analog of perceptual assimilation.” Jaynes “essential rule” is that “no operation goes on in
+ consciousness that was not in behavior first. All of these are learned analogs of external
+ behavior” (
Jaynes, 1987).
+ Definition in hand, Jaynes asks, “When did all this ‘inner’ world begin?”, which he calls “the
+ most important watershed in our discussion.”
+ Jaynes famously introduces the hypothesis of the "bicameral mind", a non-conscious
+ mentality supposedly prevalent in early humans that featured a kind of auditory
+ hallucinations. He argued that relatively recent human ancestors as late as the ancient
+ Greeks did not consider emotions and desires as stemming from their own minds but rather as the
+ actions of external gods (Bicameral mentality, 2024).
+ Jaynes takes the oldest parts of the Iliad and asks, “Is there evidence of consciousness?” The
+ answer, he thinks, is no. “People are not sitting down and making decisions. No one is. No one is
+ introspecting. No one is even reminiscing. It is a very different kind of world” (
Jaynes, 1987).
+ Who, then, makes the decisions? Whenever a significant choice is to be made, Jaynes suggests
+ that “a voice comes in telling people what to do. These voices are always and immediately obeyed.
+ These voices are called gods.” To Jaynes, this is the origin of gods. He regards them as “auditory
+ hallucinations” similar to, although not the same as, “the voices heard by Joan of Arc or William
+ Blake. Or similar to the voices that modern
schizophrenics
+ hear.”
+ Jaynes coins the “bicameral mind” using the metaphor of a bicameral legislature. It simply
+ means that human mentality at this time was in two parts, a decision-making part and a follower
+ part, and neither part was conscious in the sense in which Jaynes has described it (above) (
Jaynes, 1987).
+ The theory posits that the human mind once operated in a state in which cognitive functions
+ were divided between one part of the brain which appears to be "speaking", and a second part which
+ listens and obeys—the bicameral mind—and that the breakdown of this division gave rise to
+ consciousness in humans.
+ Jaynes supports his theory with historical texts and archaeological evidence. He places the
+ origin of consciousness around the 2nd millennium BCE and suggests that the transition from the
+ bicameral mind to consciousness was triggered by the breakdown of the bicameral system of society
+ (
Bicameral mentality, 2024).
+ Jaynes describes bicameral societies as “strict and stable hierarchies,” including bicameral
+ theocracies, where “everything went like clockwork providing there was no real catastrophe or
+ problem.” But such a system is precarious, especially as society grows in population and
+ complexity, such that “given a time of social and political instability, bicamerality can break
+ down like a house of cards.” Whereas all significant decisions previously had been based on the
+ bicameral mind, after its breakdown, after the hallucinated voices no longer told people what to
+ do, a new way of making decisions had to develop, which was a kind of proto-consciousness (
Jaynes, 1987).
+ There is an obvious, perhaps tempting, neurobiological correlate: the two cerebral
+ hemispheres, especially based on the pioneering split-brain research of Michael Gazzaniga and
+ Roger Sperry, which explained functional brain lateralization and how the cerebral hemispheres
+ communicate with each another. Jaynes puts it simply: “the right
+ hemisphere was ‘talking’ to the left, and this was the bicameral mind” (Jaynes, 1987).
+ Although Jaynes's physicalist, deflationary theory of consciousness continues to intrigue, it
+ is not accepted by consciousness experts. Nevertheless, Jaynes's ideas and arguments can inform
+ our view of the Landscape.
+
+
+ 9.9.6. Parrington's language and tool-driven consciousness
+ Biologist John Parrington proposes that a qualitative leap in consciousness—“human
+ self-conscious awareness”—occurred during human
+ evolution as “our capacity for language and our ability to continually transform the world
+ around us by designing and using tools” transformed our brains. His challenge is to distinguish
+ human language and use of tools from analogous activities of animals, particularly other
+ primates, as contemporary research uncovers more complex animal capacities (Parrington, 2023).
+ Regarding language, Parrington stresses the “highly distinctive feature of human language” as
+ “an interconnected system of abstract symbols, linked together by grammar.” This is why, he says,
+ “only human beings are able to use language to convey complex ideas like past, present and future,
+ individual versus society, location in space and even more abstract concepts.” (
Parrington, 2023, p. 22). He defends
+ his view of human consciousness as language-dependent by stressing our capacity for “inner speech,
+ or more generally inner symbols, as central to human thought” (
Parrington, 2023, p. 55).
+ Regarding use of tools, Parrington argues that “tool use by other species tends to be both
+ occasional and also very limited in the type of tools that are created. In contrast, a unique
+ feature of our species is that practically all of our interactions with the world are through
+ tools that we have created.” Moreover, “we are continually in a process of inventing new types of
+ tools and technologies” (
Parrington, 2023, p. 19).
+ Parrington's theory focuses on human brains, which are “not just much bigger than those of
+ other primates, but radically different in structure and function” (a claim that hangs on
+ “radically”) (
Parrington, 2023, p. 20). He
+ references different brain regions, highlighting the cerebellum,
+ long thought limited to coordinating repetitive movements but now shown to play a role in human
+ creativity and imagination (Parrington, 2023, p.
+ 47), and the prefrontal cortex, greatly expanded in humans, the locus of reasoning, planning,
+ decision
+ making, control of social
+ behavior and some aspects of language, all of which relate to human uniqueness (Parrington, 2023, p. 126). He has
+ brain waves of different frequencies conveying specific sensory signals and combining together
+ into a unified conscious whole, thus explaining how we bind together different aspects of
+ experience into a seamless experience (
Parrington, 2023, p. 19).
+ Parrington argues that “the effect of language and other cultural tools” have transformed human
+ consciousness, which “provides another level of binding.” This surely means, he says, that “our
+ sense of self is not an illusion, but rather a very real phenomenon based on the binding role of
+ brain waves and the extra element of unity based on conceptual thought” (
Parrington, 2023, p. 147). Rejecting
+ what he calls “outdated models of the brain as a hard-wired circuit diagram,” he argues that
+ meaning is created within our heads through a dynamic interaction of oscillating brain waves.
+
+ Parrington believes that “in some ways” he has addressed the hard problem and “hopefully
+ demonstrated that there is nothing magical about human consciousness” (
Parrington, 2023, p. 196). He frames
+ his theory, as he must, within an evolutionary context, seeking to explain inner speech, thought,
+ and self-conscious awareness in terms of the evolved neural circuitry that undergirds these
+ uniquely human capacities, especially as manifest in language and tools. While Parrington's goal,
+ as Susan Blackmore puts it, is to develop “a material explanation of human consciousness”—and “he
+ has done a great job of exploring material explanations of thought, perception,
+ self-representation and behavioral control”—but none of this, Blackmore concludes, “gets at the
+ deeper questions about subjective experience” (
Blackmore, 2023).
+
+
+
+ 9.10. Phylogenetic evolution
+ Phylogenetic
+ Evolution, the phylogenetic evolution of consciousness, at first blush, is not a specific theory of
+ consciousness per se. Rather, it is recruited as the mechanistic process for many (but not all) of
+ the theories on the Landscape. Yet, is there a sense in which phylogenetic evolution can become a
+ prime explanation in its own right?
+ Certainly, according to Dennett (9.10.1), LeDoux (9.10.2) and Ginsburg/Jablonka (9.10.3),
+ consciousness exemplifies Theodosius Dobzhansky famous adage, "Nothing in biology makes sense except
+ in the light of evolution” (
Dobzhansky, 1973).
+ Neuroscientists and writers Ogi Ogas and Sai Gaddam present a step-by-step simulation of how
+ evolution produced consciousness. It is a tale of eighteen “increasingly intelligent minds,” as they
+ say, from the simple stimulus-response of microbes interacting with their environments to the
+ limitless creativity of humankind (and beyond). Leveraging the “resonance” theories of Stephen
+ Grossberg (9.4.2), their mentor, they tell a story of what each “new” mind could do that previous
+ minds could not (
Ogas and Gaddam, 2022).
+ To physicist Lawrence Krauss, “consciousness is a slippery quality because it exists on a
+ spectrum in the evolutionary development of life that is very difficult to measure or quantify” (
Krauss, 2023, p. 195). He stresses
+ “the phenomenon of consciousness is the one area I know of in science where the forefront
+ discussions seem to be made by philosophers equally as often as they are made by experimental
+ cognitive scientists,” which, he says softly, is “an indication of a science in its early stages”
+ (
Krauss, 2023, pp. 193–194).
+ Amidst the surfeit of competing neurobiological theories, Krauss is most comfortable pursuing
+ “the possible distinct evolutionary advantages that consciousness might endow humans with.” He
+ follows the thread that “feelings emerged as ever more complex systems evolved to incorporate
+ higher-order cognitive processing to issues of survival and homeostasis” (9.5.). Consciousness,
+ through introspection, he says, “could build on the nervous system monitoring of basic internal body
+ conditions to produce novel, rather than innate, survival strategies. The ability to use internal
+ representations of goals, whether from cognitive maps or stored memories, to flexibly respond to the
+ changing environmental conditions, was a huge evolutionary leap, and has been noted to probably
+ exist only in some mammals and perhaps in birds” (
Krauss, 2023, pp. 211–212).
+ Philosophers David Buller and Valarie Hardcastle offer an alternative to the strong
+ evolutionary claim that “the mind contains ‘hundreds or thousands’ of ‘genetically specified’
+ modules, which are evolutionary adaptations for their cognitive functions.” They argue that “while
+ the adult human mind/brain typically contains a degree of modularization, its ‘modules’ are
+ neither genetically specified nor evolutionary adaptations. Rather, they result from the brain's
+ developmental
+ plasticity, which allows environmental task demands a large role in shaping the brain's
+ information-processing structures.” They maintain that “the brain's developmental plasticity is
+ our fundamental psychological adaptation, and the ‘modules’ that result from it are adaptive
+ responses to local conditions, not past evolutionary environments” (Buller and Hardcastle, 2000).
+ Questions remain. What creatures are conscious and to what degree? How low on the phylogenetic
+ scale must one descend to wink out anything resembling human consciousness? For example, does an
+ octopus have phenomenal consciousness? Philosopher (and scuba-diver) Peter Godfrey-Smith not only
+ affirms octopus higher intelligence, he also traces the evolution of mental properties in the
+ primordial seas, claiming that “evolution built minds not once but at least twice (
Godfrey-Smith, 2016).
+ Appreciating Godfrey-Smith's work, Carlo Rovelli uses the “complex intellectual abilities” of
+ octopuses as “a valuable case study” of consciousness. In recent decades, he observes, “the phrase
+ ‘the problem of the nature of consciousness’ has taken the place of what in the past used to be the
+ problem of the meaning of soul, spirit, subjectivity, intelligence, perception, understanding,
+ existing in the first person, being aware of a self …” Consciousness is neurobiological, Rovelli
+ asserts, and one way to tackle the issue is to observe our non-human cousins and even octopuses, an
+ extremely distant relative. The octopus, he offers, “is the extraterrestrial that we have been
+ looking for in order to study a possible independent realization of consciousness” (
Rovelli, 2020).
+ Raymond Tallis questions the entire enterprise of assuming “the [evolutionary] advantage of being
+ a conscious organism rather than a self-replicating bag of chemicals innocent of its own existence.”
+ His skeptical argument against “what
seems like a no-brainer” is “not to start near
+ the end of the story, with complex, sophisticated organisms such as higher mammals … [whose] life
+ depends on conscious navigation through the world.” No, he says, “we must begin at the beginning:
+ by asking, for example, what survival value is conferred on a photosensitive
+ cell in virtue of its organism being aware of the light incident upon it.
+ And the answer appears to be: ‘none.’” Tallis argues, “If there's no reason to believe that the
+ sentience of primitive organisms would give them an edge over the competition, there is no starting
+ point for the evolutionary journey to the sophisticated consciousness we see in higher organisms
+ like you and me.” The mystery of consciousness, he concludes, “remains intact” (18.4) (
Tallis, 2023).
+ Most experts, scientists and philosophers who study the evolution of mind, support a gradual,
+ incrementalistic theory of mental development, much like Dennett, Godfrey-Smith, and Ogas/Gaddam.
+ There are dissenting voices: for example, Nicholas Humphrey (9.8.6) and perhaps Noam Chomsky
+ (9.9.1).
+ Here's the point. In considering the multifarious theories on the Landscape of Consciousness, one
+ should overlay each theory with its putative phylogenetic evolutionary development. Ask, “What was
+ the process that brought it about?”
+
+ 9.10.1. Dennett's evolution of minds
+ Daniel Dennett delights us with the wondrous and sometimes counterintuitive power of
+ evolution in the development of consciousness (or, more generally, “minds”), notably in his psychohistory
+ journey, From Bacteria to Bach and Back: The Evolution of Minds (
Dennett, 2017). Even if one doesn't
+ wholly subscribe to Dennett's own explanations of consciousness (9.2.4)—which I don't—everyone's
+ understanding of consciousness can be enriched by Dennett's probative and insightful way of
+ thinking (
Dennett, 2007,
2023a,
2023b). Dennett describes evolution
+ as a “universal acid” that “eats through just about every traditional concept, revolutionizing
+ world-views” (
Dennett, 1995).
+ “How come there are minds?” is Dennett's big evolutionary question, “And how is it possible for
+ minds to ask and answer this question?” His short answer is that “minds evolved and created
+ thinking tools that eventually enabled minds to know how minds evolved, and even to know how these
+ tools enabled them to know what minds are … We know there are bacteria; dogs don't; dolphins
+ don't; chimpanzees don't. Even bacteria don't know there are bacteria. Our minds are different. It
+ takes thinking tools to understand what bacteria are, and we're the only species (so far) endowed
+ with an elaborate kit of thinking tools” (
Dennett, 2017).
+ Dennett reflects that he has been struggling through the “thickets and quagmires” of the mind
+ question for over fifty years, and he has found a path, built on evolution, that “takes us all the
+ way to a satisfactory—and satisfying—account of how the ‘magic’ of our minds is accomplished
+ without any magic, but it is neither straight nor easy” (
Dennett, 2017).
+
+
+ 9.10.2. LeDoux's deep roots of consciousness
+ Neuroscientist Joseph LeDoux argues that the key to understanding human consciousness and
+ behavior lies in viewing evolution through the prism of the first living organisms. He tracks
+ the evolutionary timeline to show how even the earliest single-cell organisms had to solve the
+ same problems we and our cells have to solve, and how the evolution
+ of nervous systems enhanced the ability of organisms to survive and thrive and have
+ brought about the emergence of consciousness (LeDoux, 2019).
+ Motivated by his long-standing interest in how organisms detect and respond to danger, LeDoux
+ found in evolution the “deep roots” of human abilities, hence the “deep roots” of consciousness,
+ which “can be traced back to the beginning of life.” LeDoux argues that what we have inherited
+ from our long chain of biological ancestors is not a fear circuit but rather “a defensive survival
+ circuit that detects threats, and in response, initiates defensive survival behaviours and
+ supporting physiological adjustments.” Fear, on the other hand, from LeDoux perspective, is a
+ recent expression of cortical cognitive circuits. Danger and survival have a deep history;
+ consciousness, a shallower one (
LeDoux, 2021).
+
+
+ 9.10.3. Ginsburg and Jablonka's associative learning during evolution
+ Neurobiologist Simona Ginsburg and evolutionary theorist Eva Jablonka propose that
+ learning during evolution has been “the driving force” in the transition to basic or minimal
+ consciousness. They identify the evolutionary marker as “a complex form of associative
+ learning, which they term “unlimited associative learning” and which “enables an organism
+ to ascribe motivational value to a novel, compound, non-reflex-inducing stimulus or action, and
+ [to] use it as the basis for future learning” (Ginsburg and Jablonka, 2019).
+ Associative learning, Ginsburg and Jablonka argue, “drove the Cambrian explosion and its
+ massive diversification of organisms.” They suggest that “consciousness can take many forms and is
+ found even in such animals as octopuses (who seem to express emotions by changing color) and bees
+ (who socialize with other bees)” (
Ginsburg and Jablonka, 2022). As for
+ the evolutionary transition to human rationality, they propose “symbolic language as a similar
+ type of marker” (
Ginsburg and Jablonka, 2019).
+
+
+ 9.10.4. Cleeremans and Tallon-Baudry's phenomenal experience has functional value
+ Cleeremans and Tallon-Baudry propose that “subject-level experience—'What it feels like’—is
+ endowed with intrinsic value, and it is precisely the value agents associate with their
+ experiences that explains why they do certain things and avoid others.” Because experiences have
+ value and guide behavior, they argue, “consciousness has a function” and that under “this
+ hypothesis of ‘phenomenal worthiness’ … conscious agents ‘experience’ things and ‘care’ about
+ those experiences” (
Cleeremans and Tallon-Baudry, 2022).
+
+ The authors note that “the function of consciousness” has been “addressed mostly by
+ philosophers,” yet “surprisingly few things have been written about [it] … in the neuroscientific
+ or psychological literature.” The reason, they surmise, is the “classical view” that “subjective
+ experience is a mere epiphenomenon that affords no functional advantage." They reject such
+ “consciousness inessentialism” by appealing to “how the concept of value has been approached in
+ decision-making, emotion research and consciousness research” and by arguing that “phenomenal
+ consciousness has intrinsic value”—such as it being “the central drive for the discovery and
+ creation of new behaviours.” They conclude that consciousness “must have a function” (
Cleeremans and Tallon-Baudry, 2022).
+
+ Under their hypothesis, “consciousness would have evolved and been selected because it adds an
+ important degree of freedom to the machinery of reward-based behaviour: behaviour that seems
+ purposeless from a purely functional perspective nevertheless has intrinsic value. But this,
+ crucially, only holds when associated with conscious experience.” Phenomenal experience, they
+ speculate, “might act as a mental currency of sorts, which not only endows conscious mental states
+ with intrinsic value but also makes it possible for conscious agents to compare vastly different
+ experiences in a common subject-centered space”—a feature, they claim, that “readily explains the
+ fact that consciousness is ‘unified.’” They offer the “phenomenal worthiness hypothesis” as a way
+ to make “the ‘hard problem’ of consciousness more tractable, since it can then be reduced to a
+ problem about function”—an offering unlikely to persuade nonmaterialists (
Cleeremans and Tallon-Baudry, 2022).
+
+
+
+ 9.10.5. Andrew's consciousness without complex brains
+ Philosopher Kristin Andrews, an expert on animal minds, argues that progress in consciousness
+ studies has been hampered by prevailing conventional wisdom that for an organism to be conscious,
+ a complex brain is required. She advocates moving “past a focus on complex mammalian brains to
+ study the behavior of ‘simpler’ animals” (
Andrews, 2023).
+ In forming her argument, Andrews rehearses how Crick and Koch helped turn consciousness studies
+ into a real science by supposing that “higher mammals” possess some essential features of
+ consciousness (9.2.2), by setting aside the still-common Cartesian view that language is needed
+ for conscious experience, and by assuming that a nervous system is necessary for consciousness.
+ She recruits the Cambridge Declaration on Consciousness, which states that “there is sufficient
+ evidence to conclude that ‘all mammals and birds, and many other creatures, including octopuses’
+ experience conscious states.” The Declaration, she notes, identifies five consciousness markers
+ (not all of which would be necessary): “homologous brain circuits; artificial stimulation of brain
+ regions causing similar behaviours and emotional expressions in humans and other animals; neural
+ circuits supporting behavioural/electrophysical states of attentiveness, sleep and
+ decision-making; mirror self-recognition; and similar impacts of hallucinogenic drugs across
+ species” (
Andrews, 2023).
+ But Andrews posits that “emphasis on the neurological … may be holding the science back,”
+ and that animal
+ research suggests “multiple realizability—the view that mental capacities
+ can be instantiated by very different physical systems.” If neuroscience looks only at
+
slightly different physical systems (say, just other primates or even mammals), she says,
+ “we may be overlooking the key piece to the consciousness puzzle.”
+ Andrews asks, “What might we learn if our anthropocentrism
+ didn't lead us to focus on the brain as the relevant part of physiology needed for
+ consciousness, but instead led us to examine the behaviours that are associated with
+ experiences?” She advocates studying “the nature of consciousness by looking at bees, octopuses
+ and worms as research subjects. All these animals have a robust profile of behaviours that
+ warrant the hypothesis that they are conscious. Moving away from painful stimuli, learning the
+ location of desirable nutrients, and seeking out what is needed for reproduction is something we
+ share widely with other animals.” By studying simple animals, she offers, we can simplify
+ research on consciousness (Andrews, 2023).
+ Andrews likens studying consciousness to studying the origin of life on earth and searching for
+ life on other planets. For each, there is only one confirmed instance. It's the “N = 1 problem.”
+ “If we study only one evolved instance of consciousness (our own),” she says, “we will be unable
+ to disentangle the contingent and dispensable from the essential and indispensable.” She offers
+ “good news” in that “consciousness science, unlike the search for extraterrestrial life, can break
+ out of its N = 1 problem using other cases from our own planet.” Typically, consciousness
+ scientists study other primates (e.g., macaque monkeys) and, to a lesser extent, other mammals,
+ such as rats. “But the N = 1 problem still bites here. Because the common ancestor of the primates
+ was very probably conscious, as indeed was the common ancestor of all mammals—we are still looking
+ at the same evolved instance (just a different variant of it). To find independently evolved
+ instances of consciousness, we really need to look to much more distant branches of the tree of
+ life” (
Andrews and Birch, 2023).
+ Andrews speculates that “sentience has evolved only three times: once in the arthropods
+ (including crustaceans and insects), once in the cephalopods (including octopuses) and once in the
+ vertebrates.” But she cannot rule out “the possibility that the last common ancestor of humans,
+ bees and octopuses, which was a tiny worm-like creature that lived more than 500 million years
+ ago, was itself sentient—and that therefore sentience has evolved only once on Earth.”
+ In either case, she argues, “If a marker-based approach does start pointing towards sentience
+ being present in our worm-like last common ancestor, we would have evidence against current
+ theories that rely on a close relationship between sentience and special brain regions adapted for
+ integrating information, like the cerebral cortex in humans. We would have grounds to suspect that
+ many features often said to be essential to sentience are actually dispensable” (
Andrews and Birch, 2023). Conversely,
+ it could mean that sentience is related to some unknown feature(s).
+ To Andrews, the philosophy of animal minds addresses profound questions about the nature
+ of mind as they cut across animal cognition and philosophy of mind. Key topics include the
+ evolution of consciousness, tool use
+ in animals, animal culture, mental representation, belief, communication, theory of mind, animal
+ ethics, and moral psychology (Andrews, 2020a). Andrews outlines
+ “the scientific benefits of treating animals as sentient research participants who come from their
+ own social contexts” (
Andrews, 2020b).
+ Andrews concludes: “Just as Crick and Koch pushed back on the popular view of their time that
+ language is needed for consciousness, today we should push back on the popular view of our time
+ that a complex brain is needed for consciousness.” She also speculates: “If we recognize that our
+ starting assumptions are open to revision and allow them to change with new scientific
+ discoveries, we may find new puzzle pieces, making the hard problem a whole lot easier” (
Andrews, 2023).
+ In essence, then, Andrews reverses the traditional “neurocentric” argument of consciousness.
+ Whereas the common assumption is that consciousness is (somehow) related to the complexity of the
+ nervous system, but because all neurobiological advances, collectively, have not progressed in
+ solving the hard problem, then perhaps the common assumption is not correct and the generation of
+ consciousness can be found outside the nervous system. Thus, rather than assuming that organisms
+ without complex nervous systems cannot be conscious, perhaps a radical new approach might be to
+ consider that these organisms are (in a way) conscious and focus research on how such “lower” or
+ “primitive” consciousness might come about.
+ Finally, regarding our current obsession with discerning AI sentience, Andrews claims that
+ “without a deep understanding of the variety of animal minds on this planet, we will almost
+ certainly fail” (
Andrews and Birch, 2023).
+ Neuroscience/consciousness writer Annaka Harris goes further, questioning our potentially false
+ but deeply ingrained intuition that “systems that act like us are conscious, and those that don't
+ are not.” Plants and philosophical zombies, she says, indicate that this human-centric intuition
+ “has no real foundation.” (A.
Harris, 2020,
2019). Consciousness may not even
+ require a brain (A.
Harris, 2022).
+
+
+ 9.10.6. Reber's cellular basis of consciousness
+ Cognitive psychologist Arthur Reber dubs his theory of the origins of mind and
+ consciousness the Cellular Basis of Consciousness (CBC), arguing that “sentience emerged with
+ life itself.” He states, “The most primitive unicellular species of bacteria are conscious,
+ though it is a sentience of a primitive kind. They have minds, though they are tiny and limited
+ in scope.” He rejects that “minds are computational and can be captured by an artificial
+ intelligence.” He develops CBC using standard models of evolutionary biology, leveraging the
+ “remarkable repertoire of single-celled species that micro- and cell-biologists have discovered
+ … Bacteria, for example, have sophisticated sensory and perceptual systems, learn, form
+ memories, make decisions based on information about their environment relative to internal
+ metabolic states, communicate with each other, and even show a primitive form of altruism.”
+ All such functions, Reber contends, “are indicators of sentience” (Reber, 2016,
2018).
+ Reber's model is based on a simple, radical axiom: “Mind and consciousness are not unique
+ features of human brains. They are grounded in inherent features present in simpler forms in
+ virtually every species. Any organism with flexible cell walls, a sensitivity to its surrounds and
+ the capacity for locomotion will possess the biological foundations of mind and consciousness.” In
+ other words, “subjectivity is an inherent feature of particular kinds of organic form.
+ Experiential states, including those denoted as ‘mind’ and ‘consciousness,’ are present in the
+ most primitive species” (
Reber, 2016).
+ Reber founds his model on several principles: “Complexity has its roots in simplicity.
+ Evolution has a pyramidal schema. Older forms and functions lie at the base, the more recently
+ evolved ones toward the zenith …. In virtue of the nature of pyramidal systems, the older
+ structures and the behaviors and processes that utilize them will be relatively stable, showing
+ less individual-to-individual and species-to-species variation. They will also, in virtue of their
+ foundational status, be robust and less likely to be lost. Adaptive forms and functions are not
+ jettisoned; they are modified and, if the selection processes are effective, they will become more
+ complex and capable of greater behavioral and mental flexibility and power” (
Reber, 2016).
+ Reber claims that his model has several conceptual and empirical virtues, among them: “(a) it
+ (re)solves the problem of how minds are created by brains—the "Hard Problem"—by showing that the
+ apparent difficulty results from a category error; (b) it redirects the search for the origins of
+ mind from complex neural structures to foundational biomechanical ones; and (c) it reformulates
+ the long-term research focus from looking for ‘miracle moments’ where a brain is suddenly capable
+ of making a mind to discovering how complex and sophisticated cognitive, emotional and behavioral
+ functions evolve from more primitive ones” (
Reber, 2016).
+ In addressing the hard problem, Reber argues that the reason it looks “hard” is “because it
+ assumes that there is some ‘
added’ element that comes from having a mind.” However, he
+ says, “from the CBC perspective the answer is easily expressed. Organisms have minds, or the
+ precursors of what we from our philosophy of mind perspective think of as minds, because they are
+ an inherent component of organic form. What gets ‘added’ isn't ontologically novel; it's a gradual
+ accretion of functions that are layered over and interlock with pre-existing ones” (
Reber, 2016).
+ In the CBC framework, “All experience is mental. All organisms that experience have minds, all
+ have consciousness.” Reber contends that this way of thinking repositions the problem, from how
+ brains create consciousness (i.e., the hard problem) to how all experience is consciousness.
+ “Instead of trying to grasp the neuro-complexities in brains that give rise to minds, we can
+ redirect the focus toward understanding how particular kinds of basic, primitive organic forms
+ came to have the bio-sensitivity that is the foundation of subjectivity.” Reber recognizes that
+ “this argument requires a commitment to a biological reductionism.” It would also undermine
+ Functionalism (9.1.3) in that mental states would be “intrinsically hardware
dependent”
+ (
Reber, 2016).
+
+
+ 9.10.7. Feinberg and Mallatt's ancient origins of consciousness
+ Neurologist/psychiatrist Todd Feinberg and evolutionary biologist Jon Mallatt propose
+ that consciousness appeared much earlier in evolutionary history than is commonly assumed, and
+ therefore all vertebrates and perhaps even some invertebrates are conscious. By assembling a
+ list of the biological and neurobiological features that seem responsible for consciousness, and
+ by juxtaposing the fossil
+ record of evolution, the authors argue that about 520–560 million years ago, “the great
+ ‘Cambrian explosion’ of animal diversity produced the first complex brains, which were
+ accompanied by the first appearance of consciousness; simple reflexive behaviors evolved into a
+ unified inner world of subjective experiences” (Fineberg and Mallatt, 2016).
+ Doing what they call “neuroevolution,” Feinberg and Mallatt put forth the even more
+ unconventional idea that the origin of consciousness goes back to the origin of life, in that
+ single-cell creatures respond to stimuli from the environment, whether attracted to food sources
+ or repelled by harmful chemicals. The authors call this process “sensory consciousness” [but which
+ others may call stimulus-response patterns unworthy of the “consciousness” appellation]. In
+ addition, the cell membrane distinguishes self from non-self, which becomes another baby step on
+ the long evolutionary journey to human consciousness. A crucial developmental step, they say, was
+ the evolution of “hidden layers” of clusters of intermediary nerve cells that process and relay
+ internal signals between sensory-input and motor-output nerve cells. Driven by evolutionary
+ pressures, these clusters would go on to evolve into primitive and then more complex brains (
Fineberg and Mallatt, 2016;
Rose, 2017).
+ If indeed these were the historical facts, it would naturally follow that “all vertebrates are
+ and have always been conscious—not just humans and other mammals, but also every fish, reptile,
+ amphibian, and bird.” Moreover, Feinberg and Mallatt find that many invertebrates—arthropods
+ (including insects and probably crustaceans) and cephalopods (including the octopus)—"meet many of
+ the criteria for consciousness.” Their proposal challenges standard-model theory that
+ “consciousness evolved simultaneously but independently in the first vertebrates and possibly
+ arthropods more than half a billion years ago.” Combining evolutionary, neurobiological, and
+ philosophical approaches enables Feinberg and Mallatt to cast a broader group of animals that are
+ conscious, though it is less clear how their theory offers—as the marketing claims, the authors
+ less so—“an original solution to the ‘hard problem’ of consciousness” (
Fineberg and Mallatt, 2016).
+
+
+ 9.10.8. Levin's technological approach to mind everywhere
+ Developmental and synthetic biologist Michael Levin introduces “a framework for understanding
+ and manipulating cognition in unconventional substrates,” which he calls ‘TAME—Technological
+ Approach to Mind Everywhere.” He asserts that creating “novel embodied cognitive systems
+ (otherwise known as minds) in a very wide variety of chimeric architectures combining evolved and
+ designed material and software”—via synthetic biology and bioengineering—“are disrupting familiar
+ concepts in the philosophy of mind, and require new ways of thinking about and comparing truly
+ diverse intelligences, whose composition and origin are not like any of the available natural
+ model species.” TAME, Levin says, “formalizes a non-binary (continuous), empirically-based
+ approach to strongly embodied agency,” and it “provides a natural way to think about animal
+ sentience as an instance of collective intelligence of cell groups, arising from dynamics that
+ manifest in similar ways in numerous other substrates” (
Levin, 2022).
+ By focusing on cognitive function, not on phenomenal or access consciousness, Levin takes
+ “TAME's view of sentience as fundamentally tied to goal-directed activity,” noting carefully that
+ “only some aspects of which can be studied via third-person approaches.” Provisionally, Levin
+ suggests that consciousness “comes in degrees and kinds (is not binary),” for the same reasons he
+ argues for continuity of cognition: “if consciousness is fundamentally embodied, the plasticity
+ and gradual malleability of bodies suggest that it is a strong requirement for proponents of phase
+ transitions to specify what kind of ‘atomic’ (not further divisible) bodily change makes for a
+ qualitative shift in capacity consciousness” (
Levin, 2022).
+ Although Levin takes the null or default hypothesis to be the relatively smooth continuity of
+ consciousness across species and phylogenetically, he hedges that “the TAME framework is not
+ incompatible with novel discoveries about sharp phase transitions.” He points to future, radical
+ brain-computer interfaces in human patients as “perhaps one avenue where a subject undergoing such
+ a change can convince themselves, and perhaps others, that a qualitative, not continuous, change
+ in their consciousness had occurred.”
+ In a radical implication of TAME, Levin argues that “while ‘embodiment’ is critical for
+ consciousness, it is not restricted to physical bodies acting in 3D space, but also includes
+ perception-action systems working in all sorts of spaces.” This implies, he says, “counter to many
+ people's intuitions, that systems that operate in morphogenetic, transcriptional, and other spaces
+ should also have some (if very minimal) degree of consciousness. This in turn suggests that an
+ agent, such as a typical modern human, is really a patchwork of many diverse consciousnesses, only
+ one of which is usually capable of verbally reporting its states (and, not surprisingly, given its
+ limited access and self-boundary, believes itself to be a unitary, sole owner of the body).”
+ Levin remains “skeptical about being able to say anything definitive about consciousness per se
+ (as distinct from correlates of consciousness) from a 3rd-person, objective perspective.” Yet, he
+ muses, “The developmental approach to the emergence of consciousness on short, ontogenetic
+ timescales complements the related question on phylogenetic timescales, and is likely to be a key
+ component of mature theories in this field” (
Levin, 2022).
+
+
+ 9.10.9. No hard problem in William James's psychology
+ Writer Tracy Witham argues that William James flipped the paradigm in which the hard problem
+ arises, because James viewed consciousness through a problem he believed it solves by selecting
+ for adaptive responses to specific environmental situations (
James, 1890). Essentially, James
+ believed that a brain complex enough to support a proliferation of options for responding to
+ environmental situations is more likely to obscure than to identify the best option to use, unless
+ that brain also has a selection mechanism for choosing adaptive over less, non-, and maladaptive
+ options. But the question remains, Witham says, whether consciousness is, at least, a good prima
+ facie fit, to address what can be called “the selection problem.”
+ The hypothesis that underlies James's view, she says, is that consciousness increases an
+ organism's fitness by “bringing … pressure to bear in favor of those of its performances which
+ make for the most permanent interests of the brain's owner …” (
James, 1890, p. 140).
+ Specifically, the role James gave to consciousness must be understood only in the context of
+ the formation of de facto ends which he believed form when preferred sensations are recalled in
+ their absence (
James, 1890, p. 78). This context is
+ crucial, because it is consciousness that confers the preferences for some sensations over others
+ and thereby serves as the source of the ends. But to understand why James gave consciousness that
+ role, Witham says we need to understand his two-word phrase, "cerebral reflex," (
James, 1890, p. 80). which implies a
+ stimulus-and-response schema is the basis for the ends-and-means couplings that form cerebral
+ reflexes. However, there is a problem with the implication. For this to work, ends must stand in
+ for stimuli, arising in interactions between organisms and their environments.
+ The problem is solved, Witham says, if consciousness just is what it seems to be: the means by
+ which we reflect on our interactions with our environments to sense whether the interactions are
+ favorable or not. So, what consciousness seems to be fits James's hypothesis perfectly, that its
+ role is to "bring … pressure to bear [in favor of] those of our performances" that are adaptive.
+ Reflective experience, in short, makes it possible to identify experiences of our environmental
+ interactions that contain adaptive behaviors and retain them as cerebral reflexes for future use.
+ But then, as the means to solve the selection problem, consciousness becomes an adaptive
+ adaptation in the sense of being an adaptation selecting for adaptive behaviors. And it does so by
+ being, indeed, what it seems to be: an adaptive adaptation that is a marvelous source of
+ solutions, not a confounding source of problems.
+ The critical question, however, is whether a zombie-like black box of sufficient complexity
+ could perform environmentally driven, fitness enhancing, evolutionarily successful activities, and
+ if so, why then the radical advent of something so startlingly novel in the universe: inner
+ experience? In other words, while the question of why consciousness was favored and selected by
+ evolution is important, it is not the question of what consciousness actually is, which
+ of course is the hard problem.
+
+
+
+
+ 10. Non-reductive physicalism
+ Non-Reductive Physicalism takes consciousness to be entirely physical, solely the product of
+ biological brains, but mental states or properties are irreducibly distinct from physical states or
+ properties such that they cannot be entirely explained by physical laws, principles or discoveries (in
+ brains or otherwise) (
Macdonald and Macdonald, 2019).
+ Non-reductive Physicalism was, in part, a response to conceptual problems in the early identity
+ theories of physicalism where mental properties or kinds were literally the same thing as physical
+ properties or kinds. This was challenged by several conceptual conundrums: the multiple realizability
+ of the same mental properties or kinds by different physical properties or kinds (Hilary Putnam); the
+ intentional essence of mental phenomena, which seems so radically different from physical laws or
+ things (Donald Davidson's “Anomalous Monism,” 14.2); and the apparent unbridgeable gap between physics
+ and the special sciences (Jerry Fodor) (
Macdonald and Macdonald, 2019).
+ While mental states are generated entirely by physical states (of the brain), non-reductive
+ physicalism maintains that they are truly other than physical; mental states are ontologically
+ distinct.
+ This would seem to make Non-Reductive Physicalism a form of property dualism (15.1) in that both
+ recognize real mental states and yet only one kind of substance, matter—but, as expected, some
+ adherents of each reject the claims of the other. If Non-Reductive Physicalism is indeed a form of
+ property dualism, it would be perhaps the predominant contemporary kind.
+ A core mechanism of Non-Reductive Physicalism is emergence, where novel properties at higher levels
+ of integration are not discernible (and perhaps not even predictable, ever) from all-you-can-know at
+ lower or more fundamental levels. A prime feature of Non-Reductive Physicalism is often “top-down
+ causation,” where the content of consciousness is causally efficacious—qualia can do real work (contra
+ Epiphenomenalism, 9.1.2).
+ Some Christian philosophers, such as Nancey Murphy (10.2), who seek greater consonance between
+ contemporary science and the Christian faith, look to Non-Reductive Physicalism as a nondualistic
+ account of the human person. It does not consider the "soul" an entity separable from the body, such
+ that scientific statements about the physical nature of human beings would be referring to exactly the
+ same entity as theological statements concerning the spiritual nature of human beings (
Brown et al., 1998). The structure of
+ Non-Reductive Physicalism is said to enhance the Judeo-Christian concept of “resurrection of the dead”
+ as opposed to what is said to be the non-Judeo-Christian doctrine of an “immortal soul” (
Van Inwagen, 1995).
+ On the other hand, Christian philosopher J.P. Moreland takes dualism to be “the clear
+ teaching of Scripture” that “overwhelmingly sets forth a dichotomy of
+ soul and body” and he decries those Christian thinkers who deny this conclusion, especially
+ adherents of Non-Reductive Physicalism (Moreland, 2014).
+ Philosopher Jaegwon Kim's objections to Non-Reductive Physicalism, based on causal closure and
+ overdetermination, highlight its three principles: the irreducibility of the mental to the physical;
+ some version of mental-physical supervenience; and the causal efficaciousness of mental states. The
+ problem, according to Kim, is that when these three commitments are combined, an inconsistency is
+ generated that entails the causal impotence of mental properties (
Kim, 2024).
+ I've always been puzzled by Non-Reductive Physicalism in that I can well understand how, under
+ physicalism, consciousness is non-reductive in practice, but how non-reductive in principle?
+ Conversely, if indeed consciousness is in principle non-reductive—impossible for science ever to
+ explain how it works in terms of fundamental physical constituents—it would seem to require the
+ ontological reality of non-physical properties (at least by current boundaries), which would seem to
+ embed a contradiction. Or else, by what mechanisms could such higher-level non-reducible “laws” work?
+ Perhaps by something analogous to quantum fields but operating at higher levels? Occam is sharpening
+ his Razor.
+
+ 10.1. Ellis's strong emergence and top-down causation
+ Mathematical physicist George Ellis approaches consciousness by combining non-reductionist strong
+ emergence and top-down causation in the context of “possibility spaces” (
Ellis, 2017a). While he calls
+ consciousness “the biggest unsolved problem in science,” he sees the larger vision that
+ consciousness transforms the nature of existence itself such that existence is quite different than
+ it might have been had there been only nonconscious matter (
Ellis, 2006).
+ Ellis begins with four kinds of entities, or “Worlds,” whose existence requires explanation:
+ matter and forces, consciousness, physical and biological possibilities, and mathematical reality.
+ An adequate explanation of what exists, he says, must encompass all four kinds of entities, in two
+ forms: generic forms of the kinds of entities that might exist, and specific instantiations of some
+ of these possibilities that actually occur or have occurred in the real universe. The first are
+ possibilities, and the second are actualizations of those possibilities (
Ellis, 2015).
+ “Possibility spaces,” then, show what is and what is not possible for entities of whatever kind
+ we are discussing. For example, the possibility space for classical physics is all possible states
+ of the system; for quantum physics, the state spaces for the system wave function are Hilbert
+ spaces.
+ For consciousness, possibility spaces include separate subspaces for all possible thoughts, all
+ possible qualia, all possible emotions—each with its own character. Ellis says, “The rationale is
+ always the same: if these aspects of consciousness occur, then it is possible that they occur; and
+ that possibility was there long before they ever occurred, and so is an abstract feature of the
+ universe. The physical existence of brains enables their potential existence to be actualized” (
Ellis, 2015).
+ Ellis embeds his theory of consciousness in the presence and power of strong emergence, where
+ properties of a system are impossible to predict in terms of the properties of its constituents,
+ even in principle; and of top-down causation, where higher hierarchical levels exert causal force on
+ lower levels, even though the higher levels are comprised only of the lower levels. Strong
+ emergence, according to Ellis, works throughout the physical world, particularly in biology where
+ the whole is more than just the sum of its parts (
Ellis, 2017b,
2019).
+ He explains that “emergence is possible because downward causation takes place right down to the
+ lower physical levels, hence, arguments from the alleged causal completeness of physics and
+ supervenience are wrong. Lower levels, including the underlying physical levels, are conscripted to
+ higher level purposes; the higher levels are thereby causally effective, so strong emergence occurs.
+ No violation of physical laws is implied. The key point is that outcomes of universally applicable
+ generic physical laws depend on the context when applied in specific real world biological
+ situations … including the brain” (
Ellis, 2019).
+ Continuing to focus on emergence and downward causation, Ellis “considers how a classification of
+ causal effects as comprising efficient, formal, material, and final causation can provide a useful
+ understanding of how emergence takes place in biology and technology, with formal, material, and
+ final causation all including cases of downward causation; they each occur in both synchronic and
+ diachronic forms.” Taken together, he says, the four causal effects “underlie why all emergent
+ levels in the hierarchy of emergence have causal powers (which is Noble's principle of biological
+ relativity) and so why causal closure only occurs when the upward and downward interactions between
+ all emergent levels are taken into account, contra to claims that some underlying physics level is
+ by itself causality complete” A key feature, Ellis adds, is that “stochasticity at the molecular
+ level plays an important role in enabling agency to emerge, underlying the possibility of final
+ causation occurring in these contexts” (
Ellis, 2023).
+ Ellis's two points here, if veridical and representing reality, would have extraordinary impact
+ on theories of consciousness, and the two bear repeating: (i) emergence has causal powers at all
+ levels in biology, and (ii) top-down causation as well as bottom-up causation is necessary for
+ causal closure. At once, almost every Materialism Theory—maybe every Materialism Theory
+ (more than 90 at last count)—would be shown insufficient to explain consciousness (even if one or
+ more were still necessary to do so).
+ Ellis highlights questions that he claims reductionists cannot answer: “Reductionists cannot
+ answer why strong emergence (unitary, branching, and logical) is possible, and in particular why
+ abstract entities such as thoughts and social agreements can have causal powers. The reason why they
+ cannot answer these questions is that they do not take into account the prevalence of downward
+ causation in the world, which in fact occurs in physics, biology, the mind, and society” (
Ellis 2017b,
2019).
+ David Chalmers distinguishes strong downward causation from weak downward causation. “With strong
+ downward causation, the causal impact of a high-level phenomenon on low-level processes is not
+ deducible even in principle from initial conditions and low-level laws. With weak downward
+ causation, the causal impact of the high-level phenomenon is deducible in principle, but is
+ nevertheless unexpected. As with strong and weak emergence, both strong and weak downward causation
+ are interesting in their own right. But strong downward causation would have more radical
+ consequences for our understanding of nature.” However, Chalmers concludes, “I do not know whether
+ there is any strong downward causation, but it seems to me that if there is any strong downward
+ causation, quantum mechanics is the most likely locus for it … The question remains wide open,
+ however, as to whether or not strong downward causation exists” (
Chalmers, 2008).
+
+
+ 10.2. Murphy's non-reductive physicalism
+ Christian philosopher Nancey Murphy, reflecting increasing Christian scholarship calling for
+ acceptance of physicalism, argues that the theological workability of physicalism depends on the
+ success of an argument against reductionism. She takes Non-Reductive Physicalism, a common term in
+ philosophy of mind, to “signal opposition to anthropological dualisms of body and either mind or
+ soul, as well as to physicalist accounts that reduce humans to
nothing but complex
+ animals.” She sets herself the task of showing that “
non-reductive physicalism is
+ philosophically defensible, compatible with mainstream cognitive
+ neuroscience, and is also acceptable biblically and theologically”—a task made more
+ difficult because she must be able to explain “how Christians for centuries could have been wrong
+ in believing dualism to be biblical teaching” (Murphy, 2017,
2018).
+ To Murphy, part of the answer lies in translation. She focuses on the Septuagint, a Greek
+ translation of the Hebrew scriptures that dates from around 250 BC. This text translated Hebrew
+ terminology into Greek, and “it then contained terms that,
in the minds of Christians influenced
+ by Greek philosophy, referred to constituent
parts of humans. Later Christians have
+ obligingly read and translated them in this way.” A key instance, she says, is “the Hebrew word
+
nephesh, which was translated as
psyche in the Septuagint and later into English
+ as ‘soul’ … In most cases the Hebrew or Greek term is taken simply to be a way of referring to the
+ whole living person” (
Murphy, 2018).
+ Murphy is impressed by how many capacities or faculties of the soul, as attributed by
+ Thomas Aquinas, are now well explained by cognitive
+ science and neurobiology.
+ She is moved by “localization studies—that is, research indicating not only that
+ the brain is involved in specific mental operations, but that very specific regions are.”
+ That gives her the physicalism—the easy part, I'd say. What about the non-reductive—the hard
+ part?
+ An obvious answer to the problem of neurobiological reductionism, Murphy says, would be the
+ presence and power of downward causation or whole-part causation. That is, if causal reductionism is
+ the thesis that all causation is from part to whole, then the complementary alternative causation
+ would be from whole to part. If we describe a more complex system, such as an organism, as a
+ higher-level system than the simple sum of its biological parts, then causal reductionism is
+ bottom-up causation, and the alternative, causal anti-reductionism, or causal non-reductionism, is
+ top-down or downward causation (
Murphy, 2017).
+ To support Non-reductive Physicalism by undermining reductionist determinism, Murphy recruits
+ contemporary concepts in systems theory, such as chaos theory, non-linear dynamics,
complex
+ adaptive systems, systems probabilities, and systems biology. Thus, Murphy posits, an
+ understanding of downward causation in complex systems allows for the defeat of neurobiological
+ reductionism.
+ Finally, Murphy muses that “non-reductive physicalism, while it is the term most often used
+ in philosophy, is perhaps not the best for purposes of Christian anthropology,
+ because, at least by connotation, it places disproportionate stress on the aspect
+ of our physicality.” She quotes theologian Veli-Matti Kärkkäinen in proposing a replacement:
+ “multi-aspect monism” (
Murphy, 2018).
+
+
+ 10.3. Van Inwagen's Christian materialism and the resurrection of the dead
+ Christian philosopher/metaphysician Peter van Inwagen combines a wholly materialist ontology of
+ the human person (
Van Inwagen, 2007a) with a committed
+ belief in the resurrection of the dead as the Christian hope of eternal life. His thesis is that
+ “dualism is a Greek import into Christianity and that the Christian resurrection of the dead does
+ not presuppose dualism” (
Van Inwagen, 1995,
2007b).
+ He states, “Most Christians seem to have a picture of the afterlife that can without too much
+ unfairness be described as ‘Platonic.’ When one dies, one's body decays, and what one is, what one
+ has been all along, an immaterial soul or mind or self, continues to exist”—a picture and a doctrine
+ that Van Inwagen finds “unsatisfactory, both as a Christian and as a philosopher” (
Van Inwagen, 1995).
+ He reflects, “when I enter most deeply into that which I call myself, I seem to discover that I
+ am a living animal. And, therefore, dualism seems to me to be an unnecessarily complicated theory
+ about my nature unless there is some fact or phenomenon or aspect of the world that dualism deals
+ with better than materialism does” (which he does not find). As for the argument from phenomenal
+ consciousness, he admits, “It is a mystery how a material thing could have sensuous properties
+ [phenomenal consciousness],” but then retorts, “simply and solely because it is a mystery how
+ anything could.”
+ Van Inwagen rejects dualism biblically as well as philosophically. After examining biblical texts
+ in the Old Testament, Van Inwagen finds “little to support dualism in the Old Testament, and much
+ that the materialist will find congenial.” His analysis of New Testament texts requires more
+ elaborate (some may say more convoluted) exegesis: “twisting and turning, impaled on intransigent
+ texts,” in Van Inwagen's own self-deprecating words. For example, Jesus's parable of the “Rich Man”
+ and his words to the “Good Thief” on the cross (“Today you shall be with me in Paradise.”).
+ Moreover, Paul's repeated representation of death as “sleep” cannot be discounted.
+ An important philosophical argument for Christian dualism, Van Inwagen says, is that the doctrine
+ of the Resurrection of the Dead seems to presuppose dualism. “For if I am not something immaterial,
+ if I am a living animal, then death must be the end of me. If I am a living animal, then I am a
+ material object. If I am a material object, then I am the mereological sum of certain atoms. But if
+ I am the mereological sum of certain atoms today, it is clear from what we know about the
+ metabolisms of living things that I was not the sum of those same atoms a year ago” (
Van Inwagen, 1995).
+ For the materialist who believes in the biblical resurrection of the dead as a literal future
+ event, as Van Inwagen does, the fact that the atoms of which we are composed are in continuous flux
+ is a “stumbling block.” He asks, “How shall even omnipotence bring me back—me, whose former atoms
+ are now spread pretty evenly throughout the biosphere?” This question does not confront the dualist,
+ who will say that there is no need to bring me back because I have never left. But what shall the
+ materialist say?” (
Van Inwagen, 1995).
+ Van Inwagen challenges Divine power: “For what can even omnipotence do but reassemble?
+ What else is there to do? And reassembly is not enough, for I have been composed of different atoms
+ at different times.” This leads to the conundrum of myriad duplicates.
+ In the end, Van Inwagen concludes, “there would seem to be no way around the following
+ requirement: if I am a material thing, then, if a man who lives at some time in the future is to be
+ I, there will have to be some sort of material and causal continuity between this matter that
+ composes me now and the matter that will then compose that man.” Van Inwagen finds this requirement
+ looking very much like Paul's description of the resurrection: “when I die, the power of God will
+ somehow preserve something of my present being, a
gumnos kókkos [bare/naked grain/kernel
35], which will
+ continue to exist throughout the interval between my death and my resurrection and will, at the
+ general resurrection, be clothed in a festal garment
+ of new flesh” (Van Inwagen, 1995).
+ While van Inwagen would be the first to admit that “oddly enough,” few Christian dualists have
+ been persuaded by his arguments against a Christian immortal soul, I (for one) consider his
+ arguments probative, disruptive, insightful (if not dispositive) (
Van Inwagen, 2007b).
+
+
+ 10.4. Nagasawa's nontheoretical physicalism
+ Philosopher Yujin Nagasawa interrelates central debates in philosophy of mind (phenomenal
+ consciousness) and philosophy
+ of religion (existence of God) to construct a unique metaphysical thesis, which he calls
+ “nontheoretical physicalism,” by which he claims that although this world is entirely physical,
+ there are physical facts that cannot be captured even by complete theories of the physical
+ sciences (Nagasawa, 2008). This is no defense of
+ traditional Non-Reductive Physicalism, but it is consistent with some of its distinguishing
+ features.
+ Nagasawa's unique methodology, moving from epistemology to ontology, draws heretofore
+ unrecognized parallels between fundamental arguments in philosophy of mind and philosophy of
+ religion, using in the former the Knowledge Argument that Mary cannot know what it is like to see
+ color in her black-and-white room, and in the latter atheistic arguments that God cannot know what
+ it is like to be evil or limited due to his perfections. From what Nagasawa takes as the failures of
+ traditional arguments against physicalism, yet in still rejecting a physicalist approach to
+ phenomenal consciousness, he constructs his “nontheoretical physicalism” (
Nagasawa, 2023).
+ What Nagasawa means by “nontheoretical” is an explanation of physicalism that is entity-based,
+ not theory-based, which is consistent with his view that even with complete and final physical
+ theories all reality cannot be explained (
Nagasawa, 2008).
+
+
+ 10.5. Sanfey's Abstract Realism
+ Medical doctor John Sanfey's Abstract Realism (AR) claims to bridge the mind-matter explanatory
+ gap with two arguments suggesting a complementarity between first and third-person
+ perspectives, with each perspective containing an equivalent observer function. The first argument
+ posits that science must use abstract devices integrating past and future moments of continuous
+ time that reflect first-person perception. The second argument tackles the hard problem by
+ examining phenomenal simultaneity, where no time separates experiencer from experienced (Sanfey, 2023).
+ In “something it is like to experience redness,” the experiencer knows they are not
+ simultaneously causing the redness; one cannot consciously cause something without being conscious
+ of doing so, obviously. But an intelligent system not experiencing conscious presence cannot be
+ certain it is not causing what it perceives because its observing self must reside in the same
+ physical systems that may or may not be producing illusions. This suggests, to Sanfey, that
+ experiencing presence is sufficient to create logical possibilities such as disembodied mind or
+ idealism. Rooted in phenomenal simultaneity, these causal mechanics of consciousness are
+ unobservable in principle, he says, making consciousness indistinguishable from strong emergence.
+ Proven causal power means that consciousness can be produced by physical systems even synthetic
+ ones without introducing new physics. (In Sanfey's AR, the brain generates consciousness when two
+ information systems, two electromagnetic
+ fields [9.3], interact bi-directionally, causally, and with sufficient complexity such that
+ one is the observing reference for the other.) (Sanfey, 2023).
+ Simultaneous causation cannot happen, but experiential simultaneity is certain, and with causal
+ power, consciousness can be integrated with physics within a Non-Reductive Physicalism
+ paradigm—without appealing to psycho-identity, panpsychism, idealism, or reductive physicalism.
+ Matter, defined as that which behaves according to physical laws independently of conscious mind, is
+ always either a sensory or conceptual model, a complementarity of first and third-person
+ perspectives, each containing an equivalent observer function (
Sanfey, 2023).
+
+
+ 10.6. Northoff's non-reductive neurophilosophy
+ Northoff frames his views on consciousness (1.2.12) as “non-reductive neurophilosophy,” which, he
+ says, is “primarily a methodological approach,” a particular strategy that takes into account
+ “certain phenomena which otherwise would remain outside our scope [consciousness studies].” He deems
+ “the link of conceptual models and ontological theories with empirical data to be key in providing
+ insight into brain-mind connection and its subjectivity” (
Northoff, 2022).
+ Paraphrasing Kant, Northoff says that “brain data without brain-mind models are blind, brain-mind
+ models without brain data are empty.” Thus, Northoff has non-reductive neurophilosophy allowing for
+ “a systematic and bilateral connection of theoretical concepts and empirical data, of philosophy and
+ neuroscience.” His emphasis is on “systematic,” by providing and defining “different steps in how to
+ link concepts and facts in a valid way without reducing the one to the respective other.” Taken in
+ such sense, Northoff considers non-reductive neurophilosophy “a methodological strategy of analyzing
+ the relationship of concepts and facts just like there are specific methods of logical analyses in
+ philosophy and empirical data analysis in neuroscience.” In other words, “non-reductive
+ neurophilosophy is a methodological tool at the interface of philosophy and neuroscience. As such it
+ can be applied to problems in both philosophy and neuroscience” (
Northoff, 2022).
+
+
+
+ 11. Quantum theories
+ Quantum theories of consciousness take seriously the idea that quantum mechanics plays a necessary,
+ if not sufficient role, in the specific generation of phenomenal consciousness in certain physical
+ entities like brains—beyond the general application of quantum mechanics in all physical entities. The
+ kinds of quantum theories or models on offer differ radically.
+ Philosopher of science Paavo Pylkkänen explores whether the dynamical and holistic features of
+ conscious experience might reflect “the dynamic and holistic quantum physical processes associated
+ with the brain that may underlie (and make possible) the more mechanistic neurophysiological processes
+ that contemporary cognitive neuroscience is measuring.” If so, he says, “these macroscopic processes
+ would be a kind of shadow, or amplification of the results of quantum processes at a deeper
+ (pre-spatial or ‘implicate’) level where our minds and conscious experience essentially live and
+ unfold.” At the very least, Pylkkänen says, “a quantum perspective will help a ‘classical’
+ consciousness theorist to become better aware of some of the hidden assumptions in his or her
+ approach.” What quantum theory is all about, he stresses, is “learning, on the basis of scientific
+ experiments, to question the ‘obvious’ truths about the nature of the physical world and to come up
+ with more coherent alternatives” (
Pylkkänen, 2018).
+ There is certainly growing interest in the putative quantum-consciousness nexus. For example,
+
Quantum and Consciousness Revisited, with papers the product of two conferences, present
+ various philosophical approaches to quantum paradoxes including further considerations of the
+ Copenhagen Interpretation and alternatives with implications for consciousness studies, mathematics
+ and biology. Topics include observation and measurement; collapse of the wave function; and time and
+ gravity. All the papers, the editors write, “reopen the questions of consciousness and meaning which
+ occupied the minds of the early thinkers of quantum physics” (
Kafatos et al., 2024).
+ In his technical review article, “Quantum Approaches to Consciousness,” theoretical physicist
+ Harald Atmanspacher describes three basic approaches to the question of whether quantum theory can
+ help understand consciousness: (1) consciousness as manifestation of quantum processes in the brain,
+ (2) quantum concepts elucidating consciousness without referring to brain activity, and (3) matter and
+ consciousness as dual aspects of one underlying reality (
Atmanspacher, 2020a).
+ For example, one approach considers how quantum field theory can describe why and how
+ classical behavior
+ emerges at the level of brain activity. The relevant brain states themselves are properly considered
+ as classical states. The idea, Atmanspacher says, is “similar to a classical thermodynamical
+ description arising from quantum statistical mechanics,” and works “to identify different regimes of
+ stable behavior (phases, attractors) and transitions between them. This way, quantum field theory
+ provides formal elements from which a standard classical description of brain activity can be
+ inferred” (Atmanspacher, 2020a).
+ Atmanspacher reports applications of quantum concepts to mental processes, focusing on
+ complementarity, entanglement, dispersive states, and non-Boolean logic. These involve
+ quantum-inspired concepts to address purely mental (psychological or cognitive) phenomena, without
+ claiming that actual quantum mechanics is necessary to make it work. This includes research groups
+ studying quantum ideas in cognition (Patra, 2019). While the term “quantum cognition” has gained
+ acceptance, Atmanspacher says that a more appropriate characterization would be “non-commutative
+ structures in cognition,” and he questions whether it is “necessarily true that quantum features in
+ psychology imply quantum physics in the brain?” (
Atmanspacher, 2020a).
+ After reviewing major quantum theories of consciousness (several are discussed below), Atmanspacher
+ suggests that progress is more likely made by investigating “mental quantum features without focusing
+ on associated brain activity” (at least to begin with). Ultimately, he says, “mind-matter entanglement
+ is conceived as the hypothetical origin of mind-matter correlations. This exhibits the highly
+ speculative picture of a fundamentally holistic, psychophysically neutral level of reality from which
+ correlated mental and material domains emerge” (Atmanspacher's Dual-Aspect Monism, 14.7.).
+ To position quantum theories of consciousness, consider each as representing one of two forms: (i)
+ quantum processes, similar to those in diverse areas of biology (e.g., photosynthesis), that uniquely
+ empower or enable the special activities of cells, primarily neurons, to generate consciousness; and
+ (ii) the more radical claim that these two great mysteries, consciousness and quantum theory, are
+ intimately connected such that the solution to both mysteries can be solved only together.
+ Physicist Carlo Rovelli disagrees. Consciousness and quantum mechanics, he says, have no special,
+ intimate relationship. With respect to quantum mechanics, Rovelli says, “Consciousness never played a
+ role … except for some fringe speculations that I do not believe have any solid ground. The notion of
+ ‘observer’ should not be misunderstood. In quantum physics parlance an ‘observer’ can be a detector, a
+ screen, or even a stone. Anything that is affected by a process. It does not need to be conscious, or
+ human, or living, or anything of the sort” (
Rovelli, 2022).
+ Philosopher of physics David Wallace sees “potentially intriguing connections between consciousness
+ and quantum mechanics, tied partly to the idea that traditional formulations of quantum mechanics seem
+ to give a role to measurement or observation—and, well, what is that?” He says, “the natural
+ hypothesis is that measurement or observation is conscious perception,” which somehow implies “a role
+ of a conscious observer.” Although this would be “extremely suggestive for connecting the
+ two”—consciousness and quantum mechanics—"but you can connect them in a lot of ways.” Some, Wallace
+ says, might try to explain consciousness reductionistically in terms of quantum mechanical processes.
+ But, “In my view, that works no better than explaining consciousness in terms of classical processes.”
+ However, “Another way is not try to reduce consciousness, but find roles for consciousness in quantum
+ mechanics. That's one of the big questions about consciousness. What does it do? What is it here for?
+ How can it affect the physical world? So, I'm at least taking seriously the idea that maybe
+ consciousness plays a potential role in quantum mechanics. It's a version of the traditional idea that
+ consciousness collapses the wave function. It's not an especially popular idea among physicists these
+ days, partly because it takes consciousness as fundamental—but if, like me, you think there are
+ independent reasons to do that, then I think it's an avenue worth looking at” (
Wallace, 2016b).
+ Chalmers and McQueen readdress the question of whether consciousness collapses the quantum wave
+ function. Noting that this idea was taken seriously by John von Neumann and Eugene Wigner but is now
+ widely dismissed, they develop the idea by combining a mathematical theory of consciousness
+ (Integrated Information Theory, 12) with an account of quantum collapse dynamics (continuous
+ spontaneous localization). In principle, versions of the theory can be tested by experiments with
+ quantum computers. The upshot is not that consciousness-collapse interpretations are clearly correct,
+ but that there is a research program here worth exploring (
Chalmers and McQueen, 2022).
+ Physicist Tim Palmer argues that our ability for counterfactual thinking—the existence of
+ alternative worlds where things happen differently—which is both an exercise in imagination and a key
+ prediction of quantum mechanics—suggests that “our brains are able to ponder how things could have
+ been because in essence they are quantum computers, accessing information from alternative worlds” (he
+ recruits the Many Worlds Interpretation of quantum mechanics). Consciousness (along with understanding
+ and free will), he states, “involves appealing to counterfactual worlds” and thus “quantum computing
+ is the key to consciousness” (
Palmer, 2023).
+ At the very least, for quantum processing to play a content or informational role in the
+ brain it would require some mechanism that stores and transports quantum information in qubits for
+ sufficiently long, macroscopic times. Moreover, the mechanism would need to entangle vast numbers of
+ qubits, and then that entanglement would need to be translated into higher-level chemistry in order
+ to influence how neurons trigger action potentials (Ouellette, 2016). Experiments with
+ anesthetics and brain organoids
+ hint that quantum effects in the brain may be in some way involved in consciousness (Musser, 2024).
+ Although most physicists and neuroscientists have not taken quantum theories of consciousness
+ seriously, such theories are proliferating, becoming more sophisticated and mainstream, and are
+ increasingly backed up by claims of experimental evidence. Personally, I started out an incorrigible,
+ utter skeptic about quantum consciousness; I'm still a skeptic, though no longer so incorrigible, no
+ longer so utter.
+
+ 11.1. Penrose-Hameroff's orchestrated objective reduction
+ Penrose-Hameroff's quantum consciousness, which they call Orchestrated Objective Reduction
+ (OrchOR), is the claim that consciousness arises in the fundamental gap between the quantum and
+ classical worlds. Formulated by mathematician
+ and Nobel laureate Roger Penrose (Penrose, 2014;
1996;
Penrose, 2014,
2023), and developed by
+ anesthesiologist Stuart Hameroff (
Hameroff, 2014a,
2014b), consciousness is
+ non-computational, yet still explained by the physics of neurons, but a physics distinct from and
+ broader than that which we currently understand.
+ Penrose claims that only a non-computational physical process could explain consciousness. He is
+ not saying that consciousness is beyond physics, rather that it is beyond today's physics.
+ “Conscious thinking can't be described entirely by the physics that we know,” Penrose said,
+ explaining that he “needed something that had a hope of being non-computational.”
36 He focuses on “the
+ main gap in physics”: the contradiction between the continuous, probabilistic evolution given by
+ the Schrödinger
+ equation in quantum mechanics and the discrete, deterministic events when you make
+ measurements in classical physics—“how rules like Schrödinger's cat being dead and alive at the
+ same time in quantum mechanics do not apply at the classical level” (Penrose, 2014,
2023),
+ Penrose argues that the missing physics that describes how the quantum world becomes the
+ classical world “is the only place where you could have non-computational activity.” But he admits
+ that it’s “a tall order” to sustain quantum information in the hot, wet brain, because “whenever
+ quantum systems become entangled with the environment, ‘environmental decoherence’ occurs and
+ information is lost.”
+ “Quantum mechanics acting incoherently is not useful [to account for consciousness],” Penrose
+ explains; “it has to act coherently. That's why we call [our mechanism] ‘Orch OR’, or ‘orchestrated
+ objective reduction’—the ‘OR’ stands for objective reduction, which is where the quantum state
+ collapses to one alternative or another, and ‘Orch’ stands for orchestrated. The whole system must
+ be orchestrated, or organized, in some global way, so that the different reductions of the states
+ actually do make a big difference to what happens to the network of neurons” (
Penrose, 2014,
2023),
+ So how can the hot, wet brain operate a quantum information system? Hameroff proposed a
+ biological mechanism utilizing microtubules in neurons. As an anesthesiologist who had shepherded
+ thousands of conscious-unconscious-conscious transitions, Hameroff, together with Penrose, developed
+ their quantum theory of consciousness.
+ “Objective reduction in the quantum world is occurring everywhere,” Hameroff recognizes, “so
+ proto-conscious, undifferentiated moments are ubiquitous in the universe. Now in our view when
+ orchestrated objective reduction occurs in neuronal microtubules, the process gives rise to rich
+ conscious experience” (
Hameroff, 2014b).
+ In Hameroff's telling, microtubules are cylindrical polymers of the protein tubulin capable
+ of information processing, with fundamental units being states of a billion tubulins per neuron.
+ Microtubules in all cells enact purposeful spatiotemporal activities, and in the brain,
+ microtubules establish neuronal shape, create and regulate synapses, and are proposed to underlie
+ memory, cognition and consciousness. Tubulin is the brain's most prevalent protein, so the brain
+ is largely made of microtubules, each with unique, high frequency vibrational and quantum
+ properties from non-polar aromatic ring pathways. The claim is made that experimental evidence
+ shows that anti-depressants, psychedelics
+ and general anesthetics, which selectively alter or block consciousness, all act via microtubules
+ (Brophy and Hameroff, 2023).
+ Some evidence suggests that entangled states can be maintained in noisy open quantum systems at
+ high temperature and far from thermal equilibrium—for example, counterbalancing decoherence by a
+ “recoherence” mechanism—such that, “under particular circumstances, entanglement may persist even in
+ hot and noisy environments such as the brain” (
Atmanspacher, 2020a). Moreover, Anirban
+ Bandyopadhyay describes experiments with the tubulin protein in microtubules where conductivity
+ resistance becomes so low it's almost a macroscopic quantum-like system (
Bandyopadhyay, 2014).
+ Penrose's ontology requires basic conscious acts to be linked to gravitation-mediated reductions
+ of quantum states, with “real quantum jumps” related to conscious thoughts and, by extension, to
neural
+ correlates of consciousness. A complete theory seems to require a robust theory of quantum
+ gravity, long the holy grail of physics.
+ As noted, the Orch OR theory proposes that consciousness arises from orchestrated (Orch) quantum
+ state objective reductions (OR) in microtubules within brain neurons, which connect, adherents say,
+ to the fine-scale structure of spacetime geometry. Adherents posit that Orch OR accounts for
+ cognitive binding, real-time conscious causal action (through non-computable Penrose OR and
+ retroactivity), memory encoding, and, ambitiously, the hard problem of phenomenal experience.
+ Moreover, consciousness as a non-local quantum process in spacetime geometry provides potentially
+ plausible mechanism for near-death and out-of-body experiences, pre-cognition, afterlife and
+ reincarnation (
Brophy and Hameroff, 2023). Quite the
+ claim, that.
+ Hameroff makes the striking statement that “consciousness came before life.” Based on
+ observations of extraterrestrial organic material, in context of the Penrose-Hameroff quantum theory
+ of consciousness, Hameroff challenges the conventional wisdom that consciousness evolved after life,
+ posing that “consciousness may have been what made evolution and life possible in the first place”
+ (
Hameroff et al., 2024).
+ For years, Penrose-Hameroff stood largely alone, defending their quantum consciousness model
+ against waves of scientific critics (
Baars and Edelman, 2012),
+ some of whom largely dismissed the notion as fanciful and fringy. Then, as quantum biology began
+ emerging as a real science with broad applications—with quantum mechanisms shown to play
+ essential roles in photosynthesis,
+ vision, olfaction,
+ mitochondria, DNA
+ mutations, magnetoreception, etc.—a larger community began taking quantum consciousness
+ more seriously.
+ Today, while Penrose-Hameroff Orch OR remains the most well-known quantum theory of
+ consciousness, with increasing interest, there are other, diverse theories of how quantum processes
+ are essential in consciousness. Their numbers are growing.
+
+
+ 11.2. Stapp's collapsing the wave function via asking “questions”
+ Mathematical physicist Henry Stapp argues for the quantum nature of consciousness by relying on a
+ traditional interpretation of quantum mechanics, where quantum wave functions collapse only when
+ they interact with consciousness in an act of measurement. He envisions a “mind-like” wave-function
+ collapse that exploits quantum effects in the synapses between neurons, generating consciousness,
+ which he believes is fundamental to the universe (
Stapp, 2011,
2023,
2007.)
+ Stapp founds his theory on the transition from the classical-physics conception of reality to von
+ Neumann's application of the principles of quantum physics to our conscious brains (
Stapp, 2006;
Von Neumann, 1955/1932). Von Neumann
+ extended quantum theory to incorporate the devices and the brain/body of the observers into physical
+ theory, leaving out only the stream of conscious experiences of the agents. According to von
+ Neumann's formulation, “the part of the physically described system being directly acted upon by a
+ psychologically described ‘observer’ is the brain of that observer” (
Stapp, 2011).
+ The quantum jump of the state of an observer's brain to the ‘Yes’ basis state (vector) then
+ becomes the representation, in the state of that brain, of the conscious acquisition of the
+ knowledge associated with that answer ‘Yes,’ which constitutes the neural correlate of that person's
+ conscious experience. This fixes the essential quantum link between consciousness and neuroscience
+ (
Stapp, 2006).
+ To Stapp, this is the key point. “Quantum physics is built around ‘events’ that have both
+ physical and phenomenal aspects. The events are physical because they are represented in the
+ physical/mathematical description by a ‘quantum jump’ to one or another of the basis state vectors
+ defined by the agent/observer's choice of what question to ask. If the resulting event is such that
+ the ‘Yes’ feedback experience occurs then this event ‘collapses’ the prior physical state to a new
+ physical state compatible with that phenomenal experience” (
Stapp, 2006).
+ Thus, in Stapp's telling, mind and matter thereby become dynamically linked in a way that is
+ causally tied to an agent's free choice of how to act. “A causal dynamical connection is established
+ between (1) a person's conscious choices of how to act, (2) that person's consciously experienced
+ increments in knowledge, and (3) the physical actualizations of the neural correlates of the
+ experienced increments in knowledge” (
Stapp, 2006).
+ More colloquially, Stapp argues that given the perspective of classical physics, where all is
+ mechanical, where the physical universe is a closed system, “there's nothing for consciousness to do
+ … and so it must be some sort of an illusion.” Why would there have been consciousness at all, he
+ asks? Under classical physics, “consciousness is just sitting there inert, a passive observer of the
+ scene in which it has no function; it does nothing. So, it's a mystery why consciousness should ever
+ come into existence” (
Stapp, 2007).
+ In stark contrast, Stapp says, the way quantum mechanics works, in order to get consequences,
+ predictions, there must be a question posed. It's like “20 questions,” yes-or-no questions. A
+ question is posed in the quantum mechanical scheme; then there is an evolution according to the
+ Schrodinger equation, and then nature gives an answer (which is statistically determined).
+ The axial idea, Stapp says, is that there is nothing in quantum mechanics that determines what
+ decides the questions. This means that there's a gap, a critical causal gap in quantum mechanics.
+ And the way it's filled in practice is that an observer, on the basis of reasons or motivations or
+ with rules, sets up a certain experiment in a certain way. For example, putting a
Geiger
+ counter or some other detector in the path of particles.
+ This yields Stapp's concept of quantum consciousness. Nobody denies that thoughts exist, he says,
+ but how do they do something? And that's the place where quantum consciousness has causal impact.
+
+ The crux of quantum mechanics is what questions are going to be asked. There is nothing in
+ classical physics that asks such questions. But in quantum mechanics questions are answered by the
+ psychological process of the experimenter, who is interested in learning something. And because
+ there is nothing in the way quantum mechanics works that explains the choice of the question, there
+ is an opening for the injection of mental events into the flow of physical events. The choice of the
+ question is not determined by the laws as we know them (
Stapp, 2007).
+ This means we need another process, which is consciousness. And this gives consciousness an
+ actual role to play and allows it to do things causally. And if consciousness can act causally and
+ do things, Stapp says, then classic materialism is out.
+ Niels Bohr had a famous quote: “one must never forget that in the drama of existence we are
+ ourselves both actors and spectators.” In the classical worldview, Stapp says, “we were just
+ spectators; always we would just watch what's happening but couldn't do anything. In the quantum
+ mechanical worldview, we are actors. We are needed to make the theory work.”
+ Moreover, Stapp says, “this mental process cannot just be the product of the brain, because the
+ brain, like all physical things, evolves via quantum mechanical rules. While quantum mechanics
+ describes the evolution of potentialities for events to happen, that's all they describe, only
+ potentialities—they do not describe what chooses the events that are going to happen, the actual
+ events. Something must ask the questions, something outside of quantum mechanics—quantum mechanics
+ forces that process.” The only candidate, Stapp says, must be the independent existence of
+ consciousness (
Stapp, 2007).
+ Stapp's conclusions are as bold as they are controversial. First, the ontological foundations of
+ consciousness and quantum mechanics are inextricably linked. Second, classical materialism is
+ defeated (
Stapp, 2007).
+ Philosopher of physics David Wallace is sympathetic with the idea that consciousness with respect
+ to quantum physics has to be taken somehow as fundamental and irreducible, but there are two
+ different ways that could go. “There's the dualist way, where you have physics and you have
+ consciousness as two separate things, and there's the panpsychist idea, where consciousness
+ underlies all of physics and is present at the most fundamental level of every physical process.
+ Those are two different ideas” (
Wallace, 2016a,
2016b).
+ When Wallace thinks about consciousness collapsing the wave function, as in quantum mechanics, he
+ says, “That's the dualist half of my head. You've got physics, you've got a wave function, and
+ you've got consciousness, which is observing the wave function. And somehow consciousness is
+ something distinct from the physical wave function and every now and then affecting it in this
+ interesting phenomenon of collapse. In a way, it's an updated version of Rene Descartes's dualism:
+ there's mind and then there's body; they're separate and they interact.”
+ Wallace says one could try to combine dualism and panpsychism with respect to the relationship
+ between consciousness and quantum mechanics, “but I don't think they'd combine all that well,” he
+ said. “If consciousness is everywhere and consciousness collapses the wave function, then the wave
+ function would be constantly collapsing and we know that doesn't happen because you get interference
+ effects in double slit experiments. So, I think these two ideas, panpsychism and consciousness
+ collapsing the wave function, should be pursued on separate tracks (
Wallace, 2016a;
2016b;
2016c.)
+
+
+ 11.3. Bohm's implicate-explicate order
+ Quantum physicist David Bohm, colleague of Einstein, famously introduced the idea of “implicate
+ order” and “explicate order” as ontological implications of quantum theory to explain two radically
+ opposed perspectives of the same phenomenon—something seems to be needed to account for the
+ bizarrely divergent ways of conceiving reality, quantum and classical, both of which seemed
+ undeniably correct.
+ Bohm is a big thinker, leveraging the counterintuitive concepts of quantum mechanics to try to
+ see reality as it really is. He envisions matter and mind as intertwined. He worked with Karl
+ Pribram to develop “Holonomic Brain Theory” (9.4.5). He explored the essence of thought with Indian
+ philosopher Jiddu Krishnamurti. Of particular import is what he calls “undivided wholeness,” meaning
+ that the subject actively participates with the object, rather than being a detached observer. Bohm
+ developed his “wholeness” as innately dynamic, alive, and open-ended (
Gomez-Marin, 2023a).
+ According to Bohm, everything is in a state of process or becoming (folding and unfolding)—Bohm
+ calls it the "universal flux". All is dynamic interconnected process. In the same manner, Bohm says,
+ “knowledge, too, is a process, an abstraction from the one total flux, which latter is therefore the
+ ground both of reality and of knowledge of this reality” (Section:
Bohm, 1980; Bohm,
Wise Insights
+ Forum, website).
+ Now, regarding “implicate order,” Bohm means “order which is enfolded (the root meaning of
+ ‘implicate’) and later unfolded or made explicate.” Relating the enfolding-unfolding universe to
+ consciousness, Bohm contrasts mechanistic order with implicate order. In mechanistic order, which is
+ inherent to classical physics, “the principal feature of this order is that the world is regarded as
+ constituted of entities which are
outside of each other, in the sense that they exist
+ independently in different regions of space (and time) and interact through forces that do not bring
+ about any changes in their essential natures. The machine gives a typical illustration of such a
+ system of order …. By contrast, in a living organism, for example, each part grows in the context of
+ the whole, so that it does not exist independently, nor can it be said that it merely ‘interacts’
+ with the others, without itself being essentially affected in this relationship” (
Bohm, 1980;
Bohm, n.d.).
+ Bohm contends, “the implicate order applies both to matter (living and non-living) and to
+ consciousness, and that it can therefore make possible an understanding of the general relationship
+ between these two”—yet he recognizes “the very great difference in their basic qualities.” Still, he
+ believes that because both consciousness and matter are extensions of the implicate order, a
+ connection is possible.
+ To Bohm, the explicate order, which is “the order that we commonly contact in common experience,”
+ has room “for something like memory”, with the fact that “memories are first enfolded and then
+ unfolded during recall” being consistent with Bohm's concepts of implicate and explicate order.
+ “Everything emerges from and returns to the Whole” (
Bohm, n.d.).
+ Confirming his non-materialist status, Bohm proposes, “the more comprehensive, deeper, and more
+ inward actuality is neither mind nor body but rather a yet higher-dimensional actuality, which is
+ their common ground and which is of a nature beyond both.” What we experience consciously, Bohm
+ offers, is a projection of a higher-dimensional reality onto our lower-dimensional elements. “In the
+ higher-dimensional ground the implicate order prevails,” he says. “Thus, within this ground,
+
what is is movement which is represented in thought as the co-presence of many phases of
+ the implicate order …. We do not say that mind and body causally affect each other, but rather that
+ the movements of both are the outcome of related projections of a common higher-dimensional ground”
+ (
Bohm, 1980;
Bohm, n.d.).
+
+
+ 11.4. Pylkkänen's quantum potential energy and active information
+ Philosopher Paavo Pylkkänen proposes a view in which “the mechanistic framework of classical
+ physics and neuroscience is complemented by a more holistic underlying framework in which conscious
+ experience finds its place more naturally” (
Pylkkänen, 2007). Recognizing that it
+ is “very likely that some radically new ideas are required if we are to make any progress” on the
+ hard problem, he turns to quantum theory “to understand the place of mind and conscious experience
+ in nature.” In particular, Pylkkänen and physicist Basil Hiley focus on the ontological
+ interpretation of quantum theory proposed by David
Bohm and Hiley (1993) and make “the
+ radical proposal that quantum reality includes a new type of potential energy which contains active
+ information. This proposal, if correct, constitutes a major change in our notion of matter” (
Hiley and Pylkkänen, 2022).
+ Pylkkänen and Hiley's intuition is that the reason “it is not possible to understand how and why
+ physical processes can give rise to consciousness is partly the result of our assuming that physical
+ processes (including neurophysiological processes) are always mechanical.” However, they say, if “we
+ are willing to change our view of physical reality by allowing non-mechanical, organic and holistic
+ concepts such as active information to play a fundamental role,” this might make it possible to
+ understand the relationship between physical and mental processes in a new way (
Hiley and Pylkkänen, 2022). For
+ example, the human brain could operate in some ways like a “quantum measuring apparatus” (
Pylkkänen, 2022).
+ Philosophically, according to Pylkkänen, that the physical domain is causally closed has left “no
+ room for mental states qua mental to have a causal influence upon the physical domain, leading to
+ epiphenomenalism and the problem of mental causation.” One road to a possible solution is called
+ “causal antifundamentalism:” causal notions cannot play a role in physics, because the fundamental
+ laws of physics are radically different from causal laws.” While “causal anti-fundamentalism seems
+ to challenge the received view in physicalist philosophy of mind and thus raises the possibility of
+ there being genuine mental causation after all,” Pylkkänen rejects it in favor of the ontological
+ interpretation of quantum theory imparting active information (
Pylkkänen, 2019).
+
+
+ 11.5. Wolfram's consciousness in the ruliad
+ Physicist and computer scientist Stephen Wolfram seeks “to formalize issues about consciousness,
+ and to turn questions about consciousness into what amounts to concrete questions about mathematics,
+ computation, logic or whatever that can be formally and rigorously explored” (
Wolfram, 2021b). He begins by
+ embedding consciousness in what he calls the “ruliad” (neologism from “rules”), which he defines as
+ “the entangled limit of everything that is computationally possible: the result of following all
+ possible computational rules in all possible ways.” The ruliad, he says, is “a kind of ultimate
+ limit of all abstraction and generalization,” encapsulating “not only all formal possibilities but
+ also everything about our physical universe” (
Wolfram, 2021a). The ruliad is crucial
+ for formalizing the “rules” of consciousness, he argues, because “everything we experience can be
+ thought of as sampling that part of the ruliad that corresponds to our particular way of perceiving
+ and interpreting the universe” (
Wolfram, 2021b).
+ Consciousness, Wolfram says, is not about the general computation that brains can do. “It's about
+ the particular feature of our brains that causes us to have a coherent thread of experience.” And
+ this invokes the ruliad, which “has deep consequences that far transcend the details of brains or
+ biology.” It defines (what we consider to be) the laws of physics (
Wolfram, 2021b).
+ While consciousness involves computational sophistication, Wolfram says, “its essence is not so
+ much about what can happen as about having ways to integrate what's happening to make it somehow
+ coherent and to allow what we might see as ‘definite thoughts’ to be formed about it.” Surprisingly,
+ “rather than consciousness being somehow beyond ‘generalized intelligence’ or general computational
+ sophistication,” he instead sees consciousness “as a kind of ‘step down’—as something associated
+ with simplified descriptions of the universe based on using only bounded amounts of computation.” In
+ addition, “for our particular version of consciousness, the idea of sequentialization seems to be
+ central” (
Wolfram, 2021b).
+ Wolfram probes consciousness by asking, “Why can't one human consciousness ‘get inside’ another?”
+ It's not just a matter of separation in physical space, he says, “It's also that the different
+ consciousnesses—in particular by virtue of their different histories—are inevitably at different
+ locations in rulial space. In principle they could be brought together; but this would require not
+ just motion in physical space, but also motion in rulial space” (
Wolfram, 2021a).
+ Quantum mechanics is involved in Wolfram's
+ consciousness, but with more than its usual putative mechanisms. Considering the foundations of
+ quantum mechanics in context of the ruliad—quantum mechanics emerges “as a result of trying to
+ form a coherent perception of the universe”—Wolfram offers a sharp epigram to describe
+ consciousness: “how branching brains perceive a branching universe” (Wolfram, 2021b).
+ To Wolfram, to grasp the core notion of consciousness goes beyond explicating consciousness per
+ se because it “is crucial to our whole way of seeing and describing the universe—and at a very
+ fundamental level it's what makes the universe seem to us to have the kinds of laws and behavior it
+ does.” The richness of what we see, he says, reflects computational irreducibility, “but if we are
+ to understand it we must find computational reducibility in it.” This is how consciousness “might
+ fundamentally relate to the computational reducibility we need for science, and might ultimately
+ drive our actual scientific laws” (
Wolfram, 2021a).
+
+
+ 11.6. Beck-Eccles's quantum processes in the synapse
+ Sir John Eccles, Nobel laureate for his seminal work on the synapse, the small space
+ between neurons across which neurochemicals flow to excite or inhibit contiguous neurons, was a
+ pioneer in early efforts to construct a “quantum neurobiological” theory of consciousness. In
+ their formulation, Beck and Eccles applied concrete quantum mechanical features to describe how,
+ in the cerebral
+ cortex, incoming nerve
+ impulses cause the emission of transmitter molecules in presynaptic neurons (i.e.,
+ exocytosis) via information transfer and “quantal selection” with a direct relationship with
+ consciousness (i.e., influenced by mental actions) (Beck and Eccles, 1992).
+ Beck and Eccles propose that “the quantum state reduction, or selection of amplitudes,
+ offers a doorway for a new logic, the quantum logic, with its unpredictability for a single
+ event.” Because conscious action (e.g., intention) is a dynamical process which forms temporal
+ patterns in relevant areas of the brain (cerebral cortex), they propose how regulating the myriad
+ synaptic switches between innumerable neurons in those relevant areas can be regulated effectively
+ by a quantum trigger (based on an electron
+ transfer process in the synaptic membrane). Thus, they conclude, “conscious action is
+ essentially related to quantum state reduction” (Beck and Eccles, 1998).
+ Stapp supports the hypothesis that quantum effects are important in brain dynamics in connection
+ with cerebral exocytosis. Exocytosis is instigated by a neuronal action potential pulse that
+ triggers an influx of calcium ions through ion channels into a nerve terminal, such that, due to the
+ very small diameter of the ion channel, the quantum wave packet that describes the location of the
+ ion spreads out to a size much larger than the trigger site. This means that “one must retain both
+ the possibility that the ion activates the trigger, and exocytosis occurs, and also the possibility
+ that the ion misses the trigger site, and exocytosis does not occur” (
Stapp, 2006).
+ As Beck and Eccles hypothesize, “the mental intention (the volition) becomes neurally effective
+ by momentarily increasing the probability of exocytosis in selected cortical areas” (
Beck and Eccles, 1992). If so, this
+ fundamental indeterminism of the nature of each specific quantum state collapse is said to open
+ opportunity for mental powers to affect brain states, with supposed implications for conscious
+ intervention and even for free will.
+
+
+ 11.7. Kauffman's mind mediating possibles to actuals
+ Theoretical biologist Stuart Kauffman posits the following: (i) Quantum measurement converts Res
+ potentia—ontologically real Possibles—into Res extensa - ontologically real Actuals. (ii)
+ Brain/mind/consciousness cannot be purely classical physics because no classical system can be an
+ analog computer whose dynamic behavior can be isomorphic to “possible uses”, and therefore,
+ brain/mind/consciousness must be partly quantum. (iii) Res potentia and Res extensa suggest a role
+ for mind/consciousness in collapsing the wave function converting Possibles to Actuals, because no
+ physical cause can convert a Possible into an Actual. (iv) Our brain/mind/consciousness entangles
+ with the world in a vast superposition and we collapse the wave function to a single state which we
+ experience as qualia, allowing “seeing” or “perceiving” of X to accomplish Y (
Kauffman, 2019,
2023;
Kauffman and Roli, 2022)
37
+ As Kauffman and parapsychologist Dean Radin put it, “We propose a non-substance dualism theory,
+ following a suggestion by
Heisenberg (1958), whereby the world
+ consists of both ontologically real Possibles that do not obey Aristotle's law of the excluded
+ middle, and ontologically real Actuals, that do obey the law of the excluded middle.” Measurement,
+ they say, is what converts Possibles into Actuals” (
Kauffman and Radin, 2020).
+ The “culprit” at the root of the mind-body problem, according to Kauffman and Radin, is the
+ causal closure of classical physics. “We ask mind to act
causally on the brain and body,
+ but in classical physics all of the causes are already determined.” Because of this, they conclude,
+ no form of substance dualism can work while quantum mechanics as the foundational mechanism of
+ consciousness should be taken seriously—which, they say, would lead to “the intriguing possibility
+ that some aspects of mind are nonlocal, and that mind plays an active role in the physical world”
+ (
Kauffman and Radin, 2020). (9.)
+
+
+ 11.8. Torday's cellular and cosmic consciousness
+ Developmental physiologist John Torday offers an original cellular-based explanation of
+ consciousness that embeds quantum mechanics (
Torday, 2022a,
2022b,
2023,
2024). He describes
+ consciousness as a two-tiered-system, derivative from physiology, having been “constructed” from
+ the environment via factors in the environment that have been assimilated via symbiogenesis and
+ integrated as cell physiology—the cell semi-permeable membrane being the first tier, and the
+ compartmentation and integration of cell physiologic data as cell-cell communication as the second
+ tier. Basing his model on both classical Newtonian and quantum mechanical principles, he proposes
+ that consciousness is stored within and between our cells based on control mechanisms, referencing
+ the “First Principles of Physiology", that is, negative entropy, chemiosmosis and homeostasis, and
+ consciousness is retrieved from them via the central
+ nervous system as the “algorithm” for translating
+ local and non-local cellular physiologic memories into thought (Torday, 2022a).
+ He claims that quantum entanglement is integral to our physiology, and that it links our
+ local consciousness with the non-local consciousness of the cosmos, distinguishing causation from
+ coincidence based on science. Moreover, he posits that local physiologic memories are paired with
+ non-local memories that dwell in cosmic consciousness and that all cellular memories are on a
+ continuum of local and non-local properties, and that under certain conditions we may be more
+ locally or non-locally conscious. He speculates that as we evolve, we move closer to the non-local
+ by transcending the local. He maintains that we can take advantage of certain experiences in order
+ to attain a transcendent level
+ of consciousness: lucid dreaming, near-death experiences, out-of-body experiences, Maslow
+ peak experiences, runner's high (Torday, 2022a).
+ Torday's main point is that “the quantum” is native to our physiology (
Torday, 2022a,
2022b,
2023,
2024). Moreover, “since our physiology
+ derives from the Cosmos based on Symbiogenesis,” he hypothesizes that “the cell behaves like a
+ functional Mobius Strip, having no ‘inside or outside’ cell membrane surface—it is continuous with
+ the Cosmos, its history being codified from Quantum Entanglement to Newtonian Mechanics, affording
+ the cell consciousness and unconsciousness-subconsciousness as a continuum for the first time” (
Torday, 2024).
+
+
+ 11.9. Smolin's causal theory of views
+ Physicist Lee Smolin approaches the question of how qualia fit into the physical world in the
+ context of his “relational and realist completion of quantum theory, called the
causal theory of
+ views” (
Smolin, 2020).
+ Smolin has long focused on a “realist” double completion of quantum mechanics and general
+ relativity that would give a full description of, or explanation for, all individual physical
+ processes, independent of our knowledge or interventions. Such a completion is required for unifying
+ gravity, spacetime, and cosmology into the rest of physics. His common theme has been that of a
+ relational “hidden variables” theory: a realist description of precisely what goes on in each
+ individual event or process, which reduces to quantum mechanics in a certain limit and averaging
+ procedure.
+ In Smolin's theory, the first key idea is that “the universe is constructed from nothing but a
+ collection of views of events, where the view of an event is what can be known about that event's
+ place in the universe from what can be seen from that event.” In other words, “the beables of this
+ theory [‘beable’ is short for ‘maybe-able,’ i.e., anything that could possibly be, in any
+ superimposed quantum states] are views from events, the information available at each event from its
+ causal past, such as its causal predecessors and the energy and momentum they transfer to the
+ event." Smolin calls this the “view” of an event—that is, “a causal universe that is composed of a
+ set of partial views of itself.” Within such an ontology of views, Smolin says it's “natural to
+ propose that instances or moments of conscious experience are aspects of some views. That is, an
+ elementary unit of consciousness is not a single qualia, but the entire of a partial view of the
+ universe, as seen from one event” (
Smolin, 2020.)
+ Smolin's second key idea restricts the views that are associated with consciousness to within a
+ very small set. Most events and their views are common and routine, he says, in that they have many
+ near copies in the universe within their causal pasts. He proposes that these common and routine
+ views have no conscious perceptions. Then, “there are a few, very rare views which are
+ unprecedented, which are having their first instance, or are unique, in that they have no copies in
+ universal history.” Smolin proposes it is “those few views of events, which are unprecedented,
+ and/or unique, and are hence novel, [i.e., they are not duplicates of the view of any event in the
+ event's own causal past] which are the physical correlates of conscious perceptions.”
+ This addresses, he says, “the problem of why consciousness always involves awareness of a bundled
+ grouping of qualia that define a momentary self. This gives a restricted form of panpsychism defined
+ by a physically based selection principle which selects which views have experiential aspects.”
+
+ To summarize, Smolin bases his theory on two concepts: First, the beables of a relational
+ theory to be the views of events. Second, the possibility of making a physical distinction
+ between common and routine states, on the one hand, and novel and unique states, on the other. “A
+ relational theory that incorporates both ideas offers a possible setting for bringing qualia and
+ consciousness into physics. The physical correlates of consciousness would be the novel or unique
+ views of events” (Smolin, 2020.)
+
+
+ 11.10. Carr's quantum theory, psi, mental space
+ Mathematician-astronomer Bernard Carr speculates that “mental space,” an unknown aspect of
+ reality, may be the ultimate foundation of consciousness. “Even if you believe that consciousness
+ collapses the wave function,” he says, “that doesn't really accommodate consciousness within
+ physics. It's saying that quantum theory is weird and therefore maybe it can explain consciousness,
+ which is also weird—but that is illogical because it's just explaining one mystery in terms of
+ another. We need to get consciousness into physics in a more fundamental way” (
Carr, 2016a).
+ Carr notes that most physicists take the view that “consciousness is just an epiphenomenon
+ produced by the brain, independent of physics, and that as physicists they don't have to confront
+ the problem of consciousness because, after all, physics has a third-person perspective, objects in
+ the outside world, whereas consciousness has a first-person perspective. In other words, clearly
+ brains exist and brains are physical systems, but consciousness is simply beyond the domain of
+ physics. The real issue is how can physics ever accommodate that first-person perspective?” (
Carr, 2016b).
+ Carr considers the radical view that “consciousness actually is more fundamental, that the
+ brain's role is to limit your experience. So, when you see the world through your eyes and hear it
+ through your ears, the brain is limiting your experience—which, on the face of it, might seem a
+ completely bizarre thing to say, but that, at least, is an alternative view, that consciousness is
+ not actually generated by the brain, but merely encounters the world through the brain” (
Carr, 2016c).
+ “The only way I can see this,” Carr poses, is a state of affairs “where consciousness is primary,
+ a fundamental aspect of reality. In other words, consciousness is not just generated as a result, as
+ the endpoint, of physical processes. In some sense, it's there from the beginning” (
Carr, 2016c).
+ As to the relationship between consciousness and mathematics, Carr sees them “on a par because I
+ feel that the final picture of the world must marry matter and mind. They come together. Which is
+ primary? I'm not sure the question even makes sense, because I prefer a picture in which matter and
+ mind co-exist right from the beginning.” Carr is careful to clarify what he means by “mind.” He
+ says, “When I use the word ‘mind’ in this context, I'm using ‘Mind’ with an upper-case ‘M’, rather
+ than mind with a lower-case ‘m’, which is generated by the brain. ‘Mind’ with a big ‘M’ is like
+ consciousness with a big ‘C’” (
Carr, 2016c).
+ In forming his theory, Carr sees support from psi or the paranormal. While he recognizes that psi
+ “encompasses a multitude of sins,” there are some aspects, such as telepathy and clairvoyance, which
+ he takes seriously, whereas other aspects, such as precognition and psychokinesis, less so. Still,
+ he regards even these psi phenomena as possible because of potential deep interactions between
+ consciousness and physics. Thus, psi is another reason why, he says, “We need a theory of physics
+ that accommodates consciousness.” (Carr stresses that he gives no credence to many aspects of psi or
+ the paranormal.) (
Carr, 2016d).
+ Carr's “favorite view,” he says, is that “the way to explain this link between minds, and indeed
+ between minds and the physical world, is to say that there is in some sense a ‘bigger space’ and
+ this bigger space in some sense links your mind and my mind.” He labels this bigger space “mental
+ space.” He says, “Just as there's a physical world that reconciles innumerable observations of the
+ physical world, there is this ‘mental space’ that allows connections between different minds and
+ between minds and the physical world—because, remember, the physical world is also part of this
+ bigger space.”
+ Carr offers another category of explanations for psi which involves quantum theory, where
+ entanglement can connect spatially separated objects and events. “Maybe we're all entangled in some
+ weird quantum mechanical way. Now, that's probably the view which is currently the most popular
+ among parapsychologists.” However, that's not Carr's own view. “As noted, my own favorite view is
+ that there is this bigger space, this mental space, that in some sense links minds and perhaps
+ matter as well.”
+ Carr discerns the relationship between quantum theory and this mental space. “If you want
+ consciousness to come into physics, quantum theory is going to play a role. All I'm saying is I
+ don't think that quantum theory alone can explain all the phenomena. You need some form of mental
+ space to accommodate these psi or paranormal
+ phenomena (if you believe in these phenomena, of course, which most of my colleagues do
+ not).” Carr stresses, rightly I think, that psi or paranormal phenomena are worth taking seriously
+ (17), because even with a minimalist view that the probability of these phenomena being real is
+ small, their significance for a final theory of physics would be huge” (Carr, 2016d).
+
+
+ 11.11. Faggin's quantum information-based panpsychism
+ Physicist/inventor Federico Faggin postulates “with high confidence” that “consciousness and free
+ will are properties of quantum systems in pure quantum states” because they depend on quantum
+ entanglement, a nonlocal property that cannot exist in any classical, deterministic universe (
Faggin, 2023). The kind of information
+ involved in consciousness needs to be quantum for multiple reasons, he says, “including its
+ intrinsic privacy and its power of building up thoughts by entangling qualia states.” As a result,
+ Faggin comes to a “quantum-information-based panpsychism” (QIP) (
D'Ariano and Faggin, 2022).
+ The essence of QIP is that “a quantum system that is in a pure quantum state is conscious of its
+ own state, that is, it has a qualia experience of its state.” Faggin calls this “a highly plausible
+ postulate” because “a qualia experience is definite (integrated, not made of a mixture of separable
+ parts) and private since it can only be known by the experiencer.”
+ More formally, the theory says that a quantum state is an effective mathematical representation
+ of a conscious experience because it possesses the same crucial characteristics of what it
+ represents: the definiteness and privacy of the experience. “Within QIP, quantum information
+ describes the subjective inner reality of quantum systems, a reality that is private for each
+ system” (
Faggin, 2023).
+ But this mathematical description of an experience (a vector in Hilbert space), Faggin stresses,
+ is not the experience itself. Quantum information is non-cloneable and thus can be only
+ partially objectified with classical information. Moreover, “the nature of that private knowing is
+ not numeric but qualitative and subjective, because a conscious system ‘knows’ its
+ own state by feeling it through qualia.”
+ Faggin says his hypothesis has creative possibilities, which are the foundation of imagination,
+ intuition, vision, creativity, comprehension, and inventiveness, emerging “from the quantum level of
+ reality, since a classical world is deterministic, that is, algorithmic and predictable, and thus
+ incapable of real creativity.” True creativity, Faggin says, like free will and consciousness, “are
+
non-algorithmic properties that can only exist in a fundamental layer of the universe ruled
+ by quantum physics.” Because quantum consciousness is not reproducible, Faggin predicts that no
+ machine can ever have it or create it (it is not reducible to mechanisms) and, he says, it could
+ continue to exist after the death of the body (
Faggin, 2023).
+
+
+ 11.12. Fisher's quantum cognition
+ Condensed matter physicist Matthew Fisher proposes that quantum processing with nuclear spins
+ might be operative in the brain and key to its functioning. He identifies “phosphorus as the unique
+ biological element with a nuclear spin that can serve as a qubit for such putative quantum
+ processing—
a neural qubit—while the phosphate ion is the only possible
+
qubit-transporter.” He suggests the “Posner molecule” (calcium phosphate clusters,
+ Ca
9(PO
4)
6) as “the unique molecule that can protect the neural
+ qubits on very long times and thereby serve as a (working)
quantum-memory” (
Fisher, 2015).
+ To be functionally relevant in the brain, he says, “the dynamics and quantum entanglement of the
+ phosphorus nuclear spins must be capable of modulating the excitability and signaling of
+ neurons”—which he takes as a working definition of “quantum cognition”. Phosphate uptake by neurons,
+ he says, might provide the critical link.
+ Because quantum processing requires quantum entanglement, Fisher argues that “the enzyme
+ catalyzed chemical reaction which breaks a pyrophosphate
+ ion into two phosphate ions can quantum entangle pairs of qubits,” and that “Posner molecules,
+ formed by binding such phosphate pairs with extracellular calcium ions, will inherit the nuclear
+ spin entanglement.” Continuing the explanatory sequence, Fisher says “Quantum measurements can
+ occur when a pair of Posner molecules chemically bind and subsequently melt, releasing a shower
+ of intra-cellular calcium ions that can trigger further neurotransmitter
+ release and enhance the probability of post-synaptic neuron firing. Multiple entangled Posner
+ molecules, triggering non-local quantum correlations of neuron firing rates, would provide the
+ key mechanism for neural quantum processing” (Fisher, 2015).
+ The possible centrality of quantum processing in the brain is supported by the emerging field of
+ quantum biology. It can be called, “quantum neuroscience” (
Ouellette, 2016). Fisher's proposal,
+ even if incorrect in its specifics, is useful in identifying the kinds of processes and sequences of
+ explanatory steps required if quantum processing is to be fundamental for brain function in general
+ and for consciousness in particular.
+
+
+ 11.13. Globus's quantum thermofield brain dynamics
+ Psychiatrist-philosopher Gordon Globus seeks to link two seemingly independent discourses: An
+ application of quantum field theory to brain functioning, which he calls “quantum brain dynamics,”
+ and the continental postphenomenological tradition, especially the work of Martin Heidegger and
+ Jacques Derrida. Underlying both, he says, “is a new ontology of non-Cartesian dual modes whose rich
+ provenance is their between" (
Globus 2003).
+ The key issue, in Globus's
+ telling, is that of primary “closure”—the nonphenomenality of quantum physical reality—and the
+ action that brings “dis-closure.” Dis-closure of the phenomenal world, he argues, “can be
+ understood within the framework of dissipative quantum thermofield brain dynamics without any
+ reference to consciousness” (Globus, 2011). He posits to
+ “deconstruct” the field of consciousness studies by combining “two persistently controversial
+ areas: the hard problem of qualia and the measurement problem in quantum physics …. within the
+ framework of dissipative quantum thermofield brain dynamics: disclosure.”
+ His claim is that “the problematics of consciousness/brain, qualia, and measurement in quantum
+ physics are resolved by substituting disclosure for perceptual consciousness and distinguishing
+ the phenomenal brain-p from the macroscopic quantum object brain-q” (Globus, 2013).
+ Metaphysically, Globus conceives the world as a “continual creation” on the part of each
+ quantum thermofield brain in parallel, which is “triply tuned”: by sensory
+ input, memory and self-tuning. Such a brain, he says, “does not primarily process
+ information—does not compute—but through its multiple tunability achieves an internal match in
+ which a world is disclosed, even though there is no world out there, only objects under quantum
+ description at microscopic, mesoscopic and macroscopic scales.” Globus claims his “unconventional
+ formulation revives a version of monadology via quantum brain theory” (Globus, 2022).
+ Globus decries how “philosophers have said some rather naive things by ignoring the extraordinary
+ advances in the neurosciences in the 20th century. The skull is not filled with green cheese!” On
+ the other hand, he criticizes “the arrogance of many scientists toward philosophy and their faith in
+ the scientific method,” which he calls “equally naïve,” asserting that “scientists clearly have much
+ to learn from philosophy as an intellectual discipline” (
Globus, 2012).
+
+
+ 11.14. Poznanski's dynamic organicity theory
+ Neuroscientist Roman Poznanski proposes a Dynamic Organicity Theory (DOT) of consciousness, a
+ quantum biological theory based on a multiscale interpretation of type-B materialism.
38 DOT utilizes a multiscalar
+ temporal-topological framework to include quantum biological effects in the sense of what happens to
+ macroscopic systems upon interaction with quantum potential energy that exists when a living
+ negentropic
39 state of the brain imposes
+ thermodynamic constraints (Section:
Poznanski, 2024).
+ DOT does not deal with quantum consciousness or assume quantum brain dynamics. However, according
+ to Poznanski, a Schrödinger-like equation describes the quantum effects within the multiscale
+ complexity, where multiscale complexity is both functional and structural through changeable
+ boundary conditions (resulting in the topology being a holarchical modularity). This is made
+ possible by treating time consciousness, i.e., “consciousness-in-the-moment,” on a nonlinear
+ temporal scale and implicitly grounding space to the contingency of changing boundary conditions.
+ The approach is based on the
dynamics of functional relations (not to be confused with
+ functionalist or relational theories of consciousness). It is a nonspatial topological framework
+ (not the mathematical study of “space” in a general sense of topological spaces) associated with the
+ temporal aspect of the functionality. Here, functionality refers to the biological realization of
+ the physical as those features of usefulness that exist subjectively. Therefore, Poznanski says, it
+ rules out functionalism and focuses on the qualitativeness of brain functioning. As noted, the
+ approach is type-B materialism (
Chalmers, 2003), where
+ consciousness is a physical process, but epistemic objectivism
+ alone does not define physicalism (Shand, 2021). This means that
+ functionality as the quality of usefulness only refers to physical properties assessed subjectively,
+ which can be possible only through quantum biological effects.
+ Moreover, the functional capability of the negentropic state changing over time must satisfy the
+ following necessary condition for consciousness to arise: the functionality of multiscale complexity
+ must exceed the functionality of maximum complexity, i.e., F
MultiComplexity >
+ F
MaxComplexity. This means that consciousness arises when the functionality of multiscale
+ complexity reaches above the functionality of maximum complexity. This required increase in
+ functionality of multiscale complexity is derived from an additional degree of freedom made possible
+ by quantum biology
40 beyond that of the
+ functionality of maximum complexity as derived from brain structure, dynamics, and function.
+ F
MaxComplexity is an insufficient measure of consciousness. F
MultiComplexity
+ provides an epistemically subjective approach to dynamic organicity, including self-referential
+ dynamic pathways that give an extra quality of energy-negentropy exchange for path selection as
+ realization relations. F
MultiComplexity is not a step-function but a gradual ascendance
+ to plateaus accounting for different degrees of consciousness. (Whether this condition is sufficient
+ is beyond DOT to decipher; something with an equivalent topology could cause consciousness in other
+ systems.) (
Poznanski, 2024).
+ Poznanski states that “the act of understanding uncertainty is the main qualifier of
+ consciousness” and “the ’act’ connotes the experienceable form, which is, in essence, a precursor of
+ the experience of acting.” The process entails the potential for understanding “meaning” through
+ self-referential dynamical pathways “instead of recognizing (cf. introspection) sensory information
+ through perceptual channels, forming the basis of understanding uncertainty without relying on
+ memory recall.” It is not, he says, “coming into existence” because “quantum-thermal fluctuations
+ are irreducible, yet the process as a whole comes ‘to exist’ perhaps not instantaneously but appears
+ spontaneously. Its output is intentionality as an instruction to act in path selection.”
+ The self-reference principle, which Poznanski says can replace emergence and self-organization
+ when dealing with functionality rather than structure, “establishes dynamical pathways from the
+ microscale to the macroscale (this includes nonlocal pathways), in which diachronic causation and
+ how the disunity of causal order in the redundancy creates a weak unity of consciousness through its
+ temporal structure,” the inferred purpose giving rise to “a sense of self.”
+ Poznanski avoids discussing phenomenological properties of consciousness, such as qualia,
+ because, he says, they do “not apply to conscious reality when considered in the context of
+ functional-structural realism, an offshoot of structuralism, without relying on introspection.”
+ Phenomenological consciousness, he says, “appears like a black box of ‘being’ instead of ‘doing.’”
+ However, functional interactions that entail self-referential dynamics “are uniquely fathomed and,
+ hence, not phenomenally equivalent in other functional systems.”
+ Thus, Poznanski concludes, “a living negentropic state that supports biological function is a
+ dynamic state of being organic representing an additional degree of freedom for intrinsic
+ information to be structured, which makes it possible for a dynamic organicity theory of
+ consciousness to take shape in the material brain” (
Poznanski, 2024).
+
+
+ 11.15. Quantum consciousness extensions
+ The following theories of consciousness are not quantum theories per se in that they do not have
+ quantum mechanics as the essence or generator of consciousness. Rather, each reflects how quantum
+ mechanics could facilitate or interact with other theories of consciousness. All are highly
+ speculative.
+ Computer scientist Terry Bollinger enjoys speculating about possible mechanisms of quantum
+ consciousness; these include, non-linear soliton Schrödinger wave models in sensory neural
+ networks; neural dendrites as antennas for wave collapses; how warm brains might actively
+ maintain and manipulate quantum wave functions; and how “quasiparticles” might enable quantum
+ consciousness by quantizing classical data transfers between neurons (Bollinger, 2023).
+ Complexity theorist Sudip Patra posits that mathematical tools used in quantum
+ science (information theory included) can be also used to describe cognition; for example,
+ Hilbert space modeling of cognitive states might provide better descriptions of different
+ features like contextuality
+ in decision
+ making, or even exploring ‘entanglement-like’ features of mental states (Patra, 2023;
Rooney and Patra, 2022). Though Patra
+ is agnostic about any underlying physics of consciousness, he works with Kauffman (11.7) to
+ construct a non-local theory of consciousness outside the constraints of physical space-time.
+ New-age physician-author Deepak Chopra explains “the intricate relationship between consciousness
+ and the quantum field” by applying the same word “field” to both. Consciousness isn't individual, he
+ says. “Instead, it is a vast field that individuals share in. This field encompasses myriad
+ possibilities. It is the source from which thoughts, sensations, images, and feelings emerge and
+ then dissolve back into, just as subatomic particles do in the quantum field. Mental experiences and
+ quanta are transient, shaped by uncertainty, and are, in essence, energetic fluctuations within the
+ consciousness field.” Chopra points to the infinite nature of the quantum and the consciousness
+ fields, and to the essential entanglement within each, such that local realism—i.e., the world of
+ isolated physical objects and mental thoughts—is “out the window” for both physical and mental
+ phenomena. This entanglement, he says, “suggests that physical objects are intertwined with
+ perception and consciousness, blurring the boundaries between the observer and the observed.” Chopra
+ proposes “a drastic paradigm shift” in which “consciousness comes first, being the field that is the
+ origin of creation, acting in concert with the quantum field” (
Chopra, 2023a,
Chopra, 2023b).
+ Philosopher Emmanuel Ransford proposes “quantum panpsychism” where matter is richer “with an
+ extra content or dimension”—he calls it “holomatter,” composed of “holoparticles”—and consciousness
+ is “a nonmaterial content of the world.” It assumes two types of causality: “out-causation,”
+ causation from outside, out of reach and deterministic; and “in-causation,” causation from within,
+ unpredictable and “self-willed,” a kind of randomness. Holoparticles, Ransford offers, also have two
+ parts: one obvious, deterministic and out-causal; the other hidden, random-looking and in-causal.
+ This hints, he says, that “the randomness of some quantum events is a smoking-gun evidence of
+ in-causation.” He adds the “im-im hypothesis,” where “im-im” stands for
immaterial and
+
immanent, and his claimed insight is that the brain is a catalyst of the mind. “It is
+ a biological ‘lamp’ of sorts that pours out untold sparks of consciousness instead of untold
+ sparks of light (or photons) in the case of ordinary lamps.” Indeed, the brain spawning
+ large flows of active and entangled in-causal holoparticles within the im-im framework would
+ underpin ordinary consciousness—holoparticles linking quantum and consciousness. This is why
+ “consciousness, albeit immaterial, needs a physical structure to ‘catalyze’ it into being”
+ (Ransford, 2023).
+ Theoretical engineer Edward Kamen proposes that “the human soul is a type of quantum
+ field,” which interacts with only certain fields in the physical universe, and not directly with
+ matter. The claim is made that “fields that interact with the soul field include electromagnetic
+ waves,” citing as evidence “near-death experiences where events that could
+ not have been seen through the eyes of the individual are verified.” Extending the theory, Kamen
+ speculates that because “electric fields and electromagnetic fields have the same quanta consisting
+ of photons, electric fields may also interact with the soul field.” This could result in the
+ transfer of information, he says, from working memory to the soul through electric fields produced
+ by neural ensembles in the human brain. Further, the soul field may also affect neurons on the
+ molecular level, perhaps via electric fields and cytoelectric coupling (
Kamen and Kamen, 2023).
+ Quantum consciousness: a growth market.
+
+
+ 11.16. Rovelli's relational physics
+ Physicist Carlo Rovelli focuses on “the profoundly relational aspect of physics, manifest in
+ general relativity, but especially in quantum mechanics.” 20th century physics, he says, “is not
+ about how individual entities are by themselves. It is about how entities manifest themselves to one
+ another. It is about relations.” This vindicates, he offers, “a very mild form of panpsychism,” but
+ “this same fact may undermine some of the motivations for more marked forms of panpsychism” (
Rovelli, 2021).
+ “Although there is nothing specifically psychic or mental in the relational properties of a
+ system with respect to another system,” Rovelli says “there is definitely something in common with
+ panpsychism, because the world is not described from the outside: it is always described relative to
+ a physical system. So, physical reality is, in our current physics, perspectival reality” (
Dorato, 2016).
+ Rovelli takes a deflationary view of the hard problem: “If our basic understanding of the
+ physical world is in terms of more or less complex systems that interact with one another and
+ affect one another, the discrepancy between the mental and the physical seems much less dramatic.”
+ He concludes, “It is a world where physical systems—simple and complex—manifest themselves to
+ other systems—single and complex—in a way that our physics describes. I see no reason to believe
+ that this should not be sufficient to account for stones, thunderstorms,
+ and thoughts” (Dorato, 2016).
+ According to George Musser, one way to argue that relationalism could solve the hard problem is,
+ first, to recognize that “third-person physics isn't up to the task of explaining first-person
+ experience and, specifically, its qualitative aspect (qualia).” Then, Rovelli's approach is to say
+ that “physics is not, in fact, third-person; it is specific to each of us, just as each of us has
+ our own private stream of consciousness.” Thus, “the two sides are not so mismatched after all.”
+ However, Musser adds, “although physics may well be relational, subjective experience doesn't seem
+ to be” (
Musser, 2023a,
Musser, 2023b).
+
+
+
+ 12. Integrated information theory
+ Integrated Information Theory (IIT), developed by neuroscientist Giulio Tononi and supported by
+ neuroscientist Christof Koch, is an original, indeed radical model that states what experience is and
+ what types of physical systems can have it (
Tononi and Koch, 2015). IIT is grounded
+ in experience, the phenomenology of consciousness, and it features mathematical description,
+ quantitative measurement, scientific testability, broad applications, and nonpareil, intrinsic,
+ cause-effect “structures.” In other words, “IIT addresses the problem of consciousness starting from
+ phenomenology—the existence of my own experience, which is immediate and indubitable—rather than from
+ the behavioral, functional, or neural correlates of experience” (
Tononi et al., 2022). Controversial to
+ be sure, IIT has become a leading theory of consciousness.
41
+ IIT accounts for consciousness in the following way. First, introspection and reason identify the
+ essential properties of consciousness—the axioms of phenomenal existence. Then, each axiom is
+ accounted for terms of cause–effect power; that is, “translating” a “phenomenal property into an
+ essential property of the physical substrate of consciousness” [PSC]—yielding the postulates of
+ physical existence. In this way, IIT claims to “obtain a set of criteria that a physical substrate of
+ consciousness (say, a set of cortical neurons) must satisfy” (
Tononi et al., 2022).
+ IIT asserts that distinct conscious experiences
are in a literal sense distinct
+ kinds of conceptual structures in a radical and heretofore unknown kind of “qualia space.” IIT says
+ (and introduced the idea) that for every conscious experience, there is a corresponding mathematical
+ object such that the mathematical features of that object are isomorphic to the properties of
+ the experience.
+ “Integrated information theory means that you need a very special kind of mechanism organized in a
+ special kind of way to experience consciousness,” Tononi says. “A conscious experience is a maximally
+ reduced conceptual structure in a space called ‘qualia space.’ Think of it as a shape. But not an
+ ordinary shape—a shape seen from the inside.” Tononi stresses that simulation is “not the real thing.”
+ To be truly conscious, he said, an entity must be “of a certain kind that can constrain its past and
+ future—and certainly a simulation is not of that kind” (
Tononi, 2014b).
+ Christof Koch envisions how IIT could explain experience—how consciousness arises out of matter.
+ “The theory makes two fundamental axiomatic assumptions,” Koch explains. “First, conscious experiences
+ are unique and there are a vast number of different conscious experiences. Just think of all the
+ frames of all the movies you've ever seen or movies that will ever be made until the end of time. Each
+ one is a unique visual experience and you can couple that with all the unique auditory experiences,
+ pain experiences, etc. All possible conscious experiences are a gigantic number. Second, at the same
+ time, each experience is integrated—what philosophers refer to as unitary. Whatever I am conscious of,
+ I am conscious of as a whole. I apprehend as a whole. So, the idea is to take these two axioms
+ seriously and to cast them into an information theory framework. Why information theory? Because
+ information theory deals with different states and their interrelationships. We don't think the stuff
+ the brain is made out of is really what's critical about consciousness. It's the interrelationship
+ that's critical” (
Koch, 2012b).
+ IIT starts from phenomenology itself—a point that Tononi stresses cannot be overstressed—with
+ axioms that are deemed to be unequivocally and universally true for all instances of consciousness,
+ such that whatever systems manifest these axioms will ipso facto manifest consciousness.
+ It is at this point that IIT seeks a mathematical expression of the fundamental properties of
+ experience. It is not the reverse: IIT does not start from mathematics hoping to explain
+ phenomenology; rather it starts with phenomenology and ends with mathematics (
Tononi, 2014a). Because IIT's
+ consciousness is a purely information-theoretic property of systems, not limited to brains or even to
+ biology, Tononi constructs a mathematical function φ (phi) to measure a system's informational
+ integration, with levels of φ covarying with degrees of consciousness (
Van Gulick, 2019).
+ In IIT, each experience, each conscious percept, has clear characteristics: it is specific: it is
+ what it is by how it differs from alternative experiences; it is unified: irreducible to
+ noninterdependent components; it is unique: it has its own one-off borders and a particular
+ spatio-temporal grain (
Oizumi et al., 2014;
Haun and Tononi, 2019).
+ These pillar concepts, all grounded in experience, are expressed by five phenomenological axioms:
+ intrinsic existence, composition, information, integration and exclusion. These axioms are then
+ formalized into postulates that prescribe how physical mechanisms, such as neurons or logic gates,
+ must be configured to generate experience (phenomenology). The postulates are used to define
+ integrated information as information specified by a whole that cannot be reduced to that specified by
+ its parts (
Tononi and Koch, 2015).
+ Each of IIT's five postulates defines and constrains the properties required of physical mechanisms
+ to support consciousness (
Tononi and Koch, 2015).
+ - (i)
+
Intrinsic Existence. Consciousness exists of its own inherent nature: each
+ experience is real, and it exists from its own inherent perspective; to account for
+ experience, a system of mechanisms in a state must exist intrinsically and it must have
+ cause–effect power.
+
+ - (ii)
+
Composition. Consciousness is structured: each experience is composed of
+ phenomenological distinctions; the system must be structured: subsets of system elements
+ (composed in various combinations) must have cause–effect power upon the system.
+
+ - (iii)
+
Information. Consciousness is specific: each experience is the particular way it is;
+ the system must specify a cause–effect-enabling structure that is the particular way it is;
+ the system has a set of specific cause–effect repertoires that distinguishes it from all other
+ possible structures (differentiation).
+
+ - (iv)
+
Integration. Consciousness is unified: each experience is irreducible to
+ noninterdependent subsets of phenomenal distinctions; the cause–effect structure specified by
+ the system must be unified: it must be intrinsically irreducible.
+
+ - (v)
+
Exclusion. Consciousness is definite, in content and spatio-temporal grain: each
+ experience has the set of phenomenal distinctions it has, not less or more, and flows at the
+ speed it does, not faster or slower; the cause–effect structure specified by the system must
+ be definite and is maximally irreducible intrinsically (“conceptual structure”).
+
+
+
+ It is this conceptual structure that is especially intriguing. Maximally irreducible intrinsically,
+ it is also known as a “quale” (plural: qualia). Its arguably infinite varieties are formed when
+ higher-order mechanisms specify concepts, with the constellation of all concepts specifying the
+ overall form or shape of the quale. On this basis, Tononi and Koch formulate the central identity of
+ IIT quite simply:
an experience is identical to a conceptual structure that is maximally
+ irreducible intrinsically (
Tononi and Koch, 2015).
+ Questions that IIT seeks to address: Why the cerebral cortex gives rise to consciousness but the
cerebellum
+ does not, though the latter has even more neurons and appears to be just as complex? Is consciousness
+ present in coma patients, preterm infants, non-mammalian species? Can computers, artificial
+ intelligence (e.g., large language models) become conscious as humans are conscious?
+ Most relevant to our Landscape is IIT's fundamental ontology. Put simply, it begins with “the
+ ontological primacy of phenomenal existence.” The proper understanding of consciousness, IIT states,
+ is “true existence, captured by its intrinsic powers ontology: what truly exists, in physical terms,
+ are intrinsic entities, and only what truly exists can cause” (
Tononi et al., 2022).
+ Seeking to embed its theory of consciousness within a coherent metaphysical framework, IIT
+ introduces its “0th postulate” or “principle of being.” To exist physically, IIT states, “means to
+ have cause–effect power—being able to take and make a difference. In other words, physical existence
+ is defined purely operationally, from the extrinsic perspective of a conscious observer, with no
+ residual ‘intrinsic’ properties (such as mass or charge). Furthermore, physical existence should be
+ conceived of as cause–effect power all the way down—namely down to the finest, ‘atomic’ units that can
+ take and make a difference” (
Tononi et al., 2022).
+ IIT deep conclusion is that “only a substrate that unfolds into a maximum of intrinsic, structured,
+ specific, irreducible cause–effect power—an intrinsic entity—can account for the essential properties
+ of phenomenal existence in physical terms.” IIT goes on to claim that “only an intrinsic entity can be
+ said to exist intrinsically—to exist for itself, in an absolute sense. By contrast, if something has
+ cause–effect power but does not qualify as an intrinsic entity, it can only be said to exist
+ extrinsically—to exist for something else—say, for an external observer—in a relative sense. And
+ intrinsic, absolute existence is the only existence worth having—what we might call true existence.
+ Said otherwise, an intrinsic entity is the only entity worth being.”
+ In a crucial move, according to Tononi and colleagues, “IIT asserts an
explanatory
+ identity: an experience is identical to a Φ-structure. In other words, the phenomenal
+ properties of an experience—its quality or how it feels—correspond one-to-one to the physical
+ properties of the cause–effect structure unfolded from the physical substrate of consciousness. Thus,
+ all the contents of an experience here and now—including spatial extendedness; temporal flow; objects;
+ colors and sounds; thoughts, intentions, decisions, and beliefs; doubts and convictions; hopes and
+ fears; memories and expectations—correspond to sub-structures in a cause–effect structure (Ф-folds in
+ a Ф-structure)” (
Tononi et al., 2022).
+ This means that “all contents of experience correspond to sub-structures within a maximally
+ irreducible cause–effect structure—to Φ-folds within a Φ-structure. This applies not only to the
+ experience of space, time, and objects, but also to conscious thoughts and feelings of any kind …
+ Conscious alternatives, too, are Φ-folds within the Φ-structure corresponding to an experience.
+ Fundamentally, then, it is IIT's claim that when one is conscious, “what actually exists is a large
+ Ф-structure corresponding to my experience, and it exists at its particular grain. No subsets,
+ supersets, or parasets of that Ф-structure also exist, just as no other grains also exist. Moreover,
+ what actually exists is only the Ф-structure corresponding to my experience, not also an associated
+ physical substrate. Crucially, any content of my experience, including alternatives, reasons, and
+ decisions, corresponds to a sub-structure [i.e., Φ-folds] within my Ф-structure, not to a functional
+ property emerging from my [neural] substrate (
Tononi et al., 2022).
+ Because “IIT starts from phenomenal existence and defines physical existence operationally in terms
+ of cause–effect power ‘all the way down,’ with no intrinsic residue, such as mass and charge … a
+ physical substrate should not be thought of as an ontological or ‘substantial’ basis—an ontological
+ substrate—constituted of elementary particles that would exist as such, endowed with intrinsic
+ properties.”
+ This means, according to IIT, “because I actually exist—as a large intrinsic entity—the neurons of
+ my substrate as such but the Ф-structure expressing its causal powers … Moreover, because my
+ alternatives, reasons, and decisions exist within my experience—as sub-structures within an intrinsic
+ entity—the neuronal substrates of alternatives, reasons, and decisions cannot also exist.” If this
+ picture is correct, IIT claims controversially, “it leaves no room for emergence or dualism of any
+ sort” (
Tononi et al., 2022).
+ As a defining corollary to its radical theory of consciousness, IIT claims that true free will
+ exists, based on “the proper understanding of experience as true existence and on the intrinsic powers
+ view: what truly exists, in physical terms, are intrinsic entities, and only what truly exists can
+ cause.” In contrast, in materialistic theories, with ontological and causal micro-determination, much
+ of the debate about free will has revolved not around existence but around determinism/indeterminism,
+ so that true free will is incompatible (
Tononi et al., 2022).
+ In the same set of “adversarial collaboration” experiments that tested Global Workspace Theory
+ (9.2.3), IIT was also subjected to the putatively rigorous protocols (
Templeton World Charity
+ Foundation, n.d.). “The specific IIT prediction examined was that
+ consciousness is a kind of “structure” in the brain formed by a particular type of neuronal
+ connectivity that is active for as long as a given experience, say, seeing an image, is occurring.
+ This structure is said to be in the posterior cortex (the occipital, parietal, and temporal
+ cortices in the back part of the brain). Preliminary results indicate that while “areas in
+ the posterior cortex do contain information in a sustained manner”—which could be taken as
+ evidence that the “structure” postulated by the theory is being observed—the independent
+ “theory-neutral” researchers didn't find sustained synchronization between different areas of the
+ brain, as had been predicted. Preliminary brain-scanning data to calculate φ for simplified models
+ of specific neural networks within the human brain, such as the visual
+ cortex, seem to correlate with states of consciousness (Lenharo, 2023a,
Lenharo, 2023b,
2024). Scanning the brain as people
+ “slip into anesthesia” is said to offer support for IIT by calculating phi “for simplified models of
+ specific neural networks within the human brain that have known functions, such as the visual cortex”
+ (
Wilson, 2023)—though, by all accounts,
+ the empirical neuroscience of IIT is still rudimentary.
+ More recently, Koch defines IIT’s consciousness as “unfolded intrinsic causal power, the ability to
+ effect change, a property associated with any system of interacting components, be they neurons or
+ transistors. Consciousness is a structure, not a function, a process, or a computation.” He calls out
+ “the theory’s insistence that consciousness must be incorporated into the basic description of what
+ exists, at the rock-bottom level of reality”—a claim that “has also drawn considerable fire from
+ opponents.” He explains that IIT “quantifies the amount of consciousness of any system by its
+ integrated information, characterizing the system’s irreducibility. The more integrated information a
+ system possesses, the more it is conscious. Systems with a lot of integration, such as the adult human
+ brain, have the freedom to choose; they possess free will” (
Koch, 2024, p. 16).
+ Personally, I see IIT operating in three dimensions. First, measurement: IIT is a test of
+ consciousness, assessing what things are conscious, and in those things that are, quantifying the
+ degree of consciousness (e.g., coma patients). Second, mechanism: IIT can predict brain structures and
+ functions involved in consciousness. Third, ontology (the most controversial): IIT speculates that the
+ conceptual structures of qualia are “located” in some kind of “qualia space” (13.5).
+ The first two dimensions, IIT's measurement and mechanism, could sit comfortably in the Materialism
+ Theories area of the Landscape. The third, IIT's ontology of qualia, is radically distinct, its
+ classification unclear—which is part of the reason why I have given IIT its own category on the
+ Landscape.
42
+ IIT claims that integrated information is both necessary and sufficient for consciousness:
+ necessary seems uncontroversial; sufficient is the rub to many. But what I especially like about IIT's
+ “conceptual structures” in “qualia space” is that IIT makes a stake-in-the-ground commitment to what
+ consciousness per se may literally be—an appreciated rarity on the Landscape of consciousness
+ (which does not mean that I subscribe to it).
+
+ 12.1. Critiques of integrated information theory
+ IIT has its critics, of course, as should every scientific theory. Some like to highlight IIT's
+ “anti-common sense” predictions imputing consciousness to objects and things that just do not in any
+ way seem to be conscious. The early exchange between theoretical quantum computer scientist Scott
+ Aaronson and Giulio Tononi is illuminating (
Aaronson, 2014a,
2014b,
2014c;
Tononi, 2014a).
+ More sensational, though not necessarily more illuminating, is the open letter from 124
+ neuroscientists and philosophers, including leading names, that characterizes IIT as
+ “pseudoscience,” a damning descriptor that relegates IIT with the likes of astrology, alchemy, flat
+ Earth and homeopathy. The impact is such that one can no longer discuss IIT without referencing the
+ letter (
Fleming et al., 2023).
+ The letter is titled “The Integrated Information Theory of Consciousness as Pseudoscience” and it
+ expresses concerns that the media, including both
Nature and
Science magazines
+ “celebrated” IIT as “a ‘leading’ and empirically tested theory of consciousness”—prior to
+ peer-review. Moreover, the letter criticizes the large-scale adversarial collaboration project as
+ testing only “some idiosyncratic predictions made by certain theorists, which are not really
+ logically related to the core ideas of IIT.” The letter concludes, “As researchers, we have a duty
+ to protect the public from scientific misinformation”—thereby igniting a firestorm in consciousness
+ studies (
Fleming et al., 2023).
+ Nature called it an “uproar” (
Lenharo, 2023a,
Lenharo, 2023b). Responding, Christof
+ Koch said, “IIT is a theory, of course, and therefore may be empirically wrong,” but it makes its
+ assumptions very clear—for example, that consciousness has a physical basis and can be
+ mathematically measured.
+ David Chalmers was quick to comment: “IIT has many problems, but ‘pseudoscience’ is like dropping
+ a nuclear bomb over a regional dispute. It's disproportionate, unsupported by good reasoning, and
+ does vast collateral damage to the field far beyond IIT. As in Vietnam: ‘We had to destroy the field
+ in order to save it’” (
Chalmers, 2023).
+ Hakwan Lau, one of the lead co-authors of the open letter, writes in an extended response to the
+ “uproar” that “it is already false to characterize IIT, a panpsychist theory, as being empirically
+ tested at all in a meaningful way.” He argues that the entire field, including his own theory, is
+ not at the stage where predictions can logically apply, stating “the advertised goal of really
+ testing and potentially falsifying theories is unrealistic, given where the field is at the moment.”
+ Lau concludes by doubling down: “The world has now seen the nature of the conflicts and problems in
+ our field, which can no longer be unseen. As a matter of fact, a sizable group of researchers think
+ that IIT is pseudoscience” (
Lau, 2023).
+ To physicist-neuroscientist Alex Gomez-Marin, “IIT ticks too many nonmaterialist boxes. There is
+ academic hate for nonphysicalist speech … Cancel culture has unfortunately landed in the sciences,
+ and just now in neuroscience. Using the pseudo-word is a pseudo-argument akin to name-calling to get
+ rid of people … We have the responsibility to tell the truth, to the best of our ability” (
Gomez-Marin, 2023).
+ My own view straddles the barbed fence. On one side, I agree that IIT has more weight than
+ warrant in the pop-sci and even scientific communities, and that the results of the adversarial
+ collaboration experiments, even if they could achieve their preset objectives, would not, perhaps
+ could not, justify the core IIT theory. Moreover, the one-on-one adversarial experiments in general,
+ with their high publicity, give the inappropriate impression that the two protagonists are the
+ finalists in a theory-of-consciousness “run off,” as it were, when in fact there are many dozens of
+ other theories, nonphysical as well as physical, still in the game.
+ On the other side, I do not sign on to the “pseudoscience” branding; just because IIT may not be
+ subject to traditional kinds of scientific methodologies, such as falsification, does not ipso facto
+ force it out of bounds. (The multiverse in cosmology faces similar kinds of criticism.
43) It could be that
+ discerning consciousness escapes traditional science methodologies, as would a majority of
+ theory-categories on this Landscape (not that discerning truth is a democratic process).
+
+
+ 12.2. Koch compares integrated information theory with panpsychism
+ Neuroscientist Christof Koch states that Integrated Information Theory (IIT) shares many
+ intuitions with panpsychism (13), in particular that “consciousness is an intrinsic fundamental
+ property of reality, is graded, and can be found in small amounts in simple physical systems.”
+ Unlike panpsychism, Koch continues, IIT “articulates which systems are conscious and which ones are
+ not [partially] resolving panpsychism's combination problem and why consciousness can be adaptive.”
+ The systemic weakness of panpsychism, or any other-ism, he says, “is that they fail to offer a
+ protracted conceptual, let alone empirical, research program that yields novel insights or proposes
+ new experiments” (
Koch, 2021).
+ While uncertainty in theoretical development and inconceivability of empirical experiments are
+ indeed weaknesses, should they ipso facto disqualify the theory? Experimental verification of string
+ theory seems impossible because the energy levels required are many orders of magnitude larger than
+ instrumentation could ever be built, and while some argue that this incapacity to be falsified
+ should indeed disqualify string theory as a scientific theory, many string theorists disagree,
+ betting their careers on it.
+ Koch's comparing IIT with panpsychism provides insight into both. Although admitting “I've always
+ had a secret crush on the singular beauty of panpsychism,” Koch counts himself among those surprised
+ by its resurgence. He claims that IIT addresses several major shortcomings of panpsychism—“it
+ explains why consciousness is adaptive, it explains the different qualitative aspects of
+ consciousness (why a ‘kind of blue’ feels different from a stinky Limburger cheese), and it head-on
+ addresses the combination problem”—per IIT's exclusion postulate, only systems with a maximum of Φ
+ have intrinsic existence and are conscious” (
Koch, 2021).
+ The exclusion postulate, Koch explains, “dictates whether or not an aggregate of entities—ants in
+ a colony, cells making up a tree, bees in a
hive, starlings in
+ a murmurating flock, an octopus with its eight semi-autonomous arms, and so on—exist as a unitary
+ conscious entity or not.”
+ Koch claims that IIT “offers a startling counter-example to Goff's claim that qualitative aspects
+ of conscious experience cannot be captured by quantitative considerations”—“a detailed, mathematical
+ account of how the phenomenology of two-dimensional space, say an empty canvas, can be fully
+ accounted for in terms of intrinsic causal powers of the associated physical substrate, here a very
+ simple, grid-like neural network” (
Koch, 2021, quoting
Huang, ). Integrated Information
+ Theory may well be wrong, Koch says, but it “provides proof-of-principle for how quantitative
+ primary qualities (here intrinsic causal power of simple model neurons that can be numerically
+ computed; it doesn't get more quantitative than that) correspond to secondary qualities—the
+ experience of looking at a blank wall” (
Koch, 2021). (For Goff's response,
+ 13.8.)
+
+
+
+ 13. Panpsychisms
+ Panpsychism is the theory that phenomenal consciousness exists because physical ultimates,
+ fundamental physics, have phenomenal or proto-phenomenal properties. This means that the essence of
+ mentality, awareness, experience is a primitive, non-reducible feature of each and every part or
+ aspect of physical reality, similar to the fundamental fields and particles in physics. Everywhere
+ there is energy-matter, perhaps everywhere there is even spacetime, panpsychism says there is also
+ something of consciousness. Everything that exists has a kind of inherent “proto-consciousness” which,
+ in certain aggregates and under certain conditions, can generate inner awareness and experience.
+ Panpsychism has multiple forms, nuances, and variants, as one would expect.
+ Panpsychism is one of the oldest theories in philosophy of mind, going back to pre-modern animistic
+ religions, the ancient Greeks, Leibniz's monads, and a host of 19th century thinkers (
Goff et al., 2022). Of late, in reaction
+ to the seemingly intractable hard problem of consciousness, panpsychism has been gathering adherents
+ and gaining momentum, especially among some analytic philosophers.
+ Panpsychism has strong non-Western roots, not often explored. In particular, the ideas and
+ arguments from Indian philosophical traditions—especially Vedānta, Yogācāra Buddhism, and Śaiva
+ Nondualism—can enrich contemporary debates about panpsychism (
Maharaj, 2020).
+ Panpsychism is also finding new supporters. Take “Kabbalah Panpsychism,” an interpretation of
+ the Jewish mystical
+ tradition that understands consciousness to be holographically and hierarchically organized,
+ relativistic, and capable of downward causation (Schipper, 2021).
+ Yujin Nagasawa provides a careful critique of panpsychism, arguing that although it seems
+ promising, it reaches “a cognitive dead end” in that “even if it's true, we can't prove it.” He
+ challenges so-called constitutive Russellian panpsychism (14.1), which many consider to be the most
+ efficacious panpsychist approach to the hard problem of consciousness, by arguing that it “seems
+ caught in a deadlock: we
+ are cognitively unable to show how microphenomenal properties can aggregate to yield macrophenomenal
+ properties (or how cosmophenomenal properties can be segmented to yield macrophenomenal properties)”
+ (Nagasawa, 2021).
+ Panpsychism's revival, indeed its flourishing, has left some philosophers (as well as scientists)
+ dumbfounded and dismayed. (I'd feel remiss if I did not make an exception and at least recognize
+ panpsychism's critics.) When I asked John Searle about panpsychism's increasing scholarly acceptance,
+ he said, “I don't think that's a serious view. If you've got panpsychism, you know you've made a
+ mistake. And the reason is that consciousness comes in discrete units. There has to be a place where
+ my consciousness ends and your consciousness begins. It can't just be spread over the universe like a
+ thin veneer of jam. Panpsychism has the result that everything is conscious, and you can't make a
+ coherent statement of that” (
Searle, 2014a).
+ To physicist Sean Carroll, “our current knowledge of physics should make us skeptical of
+ hypothetical modifications of the known rules, and that without such modifications it's hard to
+ imagine how intrinsically mental aspects could play a useful explanatory role.” Part of the reason is
+ the “causal closure of the physical” such that “Without dramatically upending our understanding of
+ quantum field theory, there is no room for any new influences that could bear on the problem of
+ consciousness.” Other than materialism/physicalism, Carroll characterizes all theories of
+ consciousness, including panpsychism, thus: “To start with the least well-understood aspects of
+ reality and draw sweeping conclusions about the best-understood aspects is arguably the tail wagging
+ the dog” (
Carroll, 2021).
+ Here I array the nature and kinds of panpsychism on offer. I then summarize the perspectives of
+ several well-known panpsychists.
+
+ 13.1. Micropsychism
+ Proponents position panpsychism as a solution to the vexing problems of both materialism and
+ dualism: replacing materialism's apparent impotence to account for consciousness and avoiding
+ dualism's sharply bifurcated reality (
Goff et al., 2022). The challenge,
+ according to Chalmers, is how microphysical properties, characterized by a completed physics, relate
+ to phenomenal (or experiential) properties, the most familiar of which is simply the property of
+ phenomenal consciousness (
Chalmers, 2013).
+ If panpsychism is correct, Chalmers says, there is microexperience and there are microphenomenal
+ properties, which are obviously very different from human experience. Though a proper panpsychist
+ theory of consciousness is currently lacking, some progress can be made.
+ Chalmers posits “constitutive panpsychism” as the thesis that macroexperience is (wholly or
+ partially) grounded in microexperience. It is the thesis that microexperiences somehow add up to
+ yield macroexperience. “Nonconstitutive panpsychism” holds that microexperience does not ground the
+ macroexperience; rather, macroexperience is strongly emergent from microexperience and/or from
+ microphysics (
Chalmers, 2013).
+ In either case, traditional panpsychism is micropsychism, the position that all facts of
+ panpsychism are formed at the micro-level. Two forms are distinguished, based on which aspect of
+ mentality is privileged to be fundamental and ubiquitous: thought (pancognitivism) and
+ consciousness (panexperientialism).
+ Panpsychism's thorniest problem, long recognized, is the “combination problem”: How could
+ micro-level entities with their own very basic forms of conscious experience somehow come together
+ in brains to constitute human and animal conscious experience? The problem is severe: How could
+ minuscule conscious subjects of rudimentary experience somehow coalesce to form macroscopic
+ conscious subjects with complex experiences? (
Goff et al., 2022).
+
+
+ 13.2. Panprotopsychism
+ Panprotopsychism is distinguished from panpsychism in that the most basic protophenomenal
+ properties are not themselves forms of consciousness, but rather must combine to generate forms of
+ consciousness. Panprotopsychism would then be a kind of “emergent panpsychism,” with the “phenomenal
+ magic” requiring actions at two levels. Such emergence could be weak or strong, depending on whether
+ one could in principle explain with perfection, solely from all the relevant facts about
+ protophenomenal properties, all the relevant facts about phenomenal properties as manifest in
+ conscious creatures (
Goff et al., 2022).
+ “Panqualityism” is the view that protophenomenal properties are thin unexperienced qualities,
+ whereas our conscious experience is thick with experienced qualities. Their challenge is to explain
+ how such unexperienced qualities come to be experienced (
Goff et al., 2022).
+
+
+ 13.3. Cosmopsychism
+ Cosmopsychism reverses the standard explanatory ontology that facts about big things are grounded
+ in facts about small things. It posits that facts about little things are grounded in facts about
+ big things. In other words, all things ultimately exist and are the way they are because of certain
+ facts about the universe as a whole. Following the argument to its logical conclusion, there would
+ be one and only one fundamental thing: the universe (
Goff et al., 2022).
+ The minimal commitment of cosmopsychism is that the universe is in some sense “conscious.” But
+ just as micropsychism can have quantum particles with experience but no thought, so cosmopsychism
+ can have the universe with some kind of experience, but without thought or agency.
+ Philip Goff makes a grander case. He develops a form of cosmopsychism, according to which
+ the universe is a value-responding agent, an ultimate explanation motivated to account for the
+ fine-tuning of the laws of physics and for the emergence of life and mind. He states that assuming
+ fine-tuning needs explanation (it is not “an implausible fluke”), then there are three prime
+ categories to evaluate: theism,
+ multiverse, and “agent cosmopsychism.” He argues that “agentive cosmopsychism is more
+ theoretically virtuous than theism” because “God” would require “a commitment to both physical and
+ non-physical kinds, and to both necessary and contingent kinds.” Similarly, on the multiverse, he
+ argues that “its structural complexity is realized by an astronomical number of distinct
+ individuals” that “we cannot directly observe,” whereas on agentive cosmopsychism, “the structural
+ complexity is realized by the properties of a single individual,” so there is no need to
+ “postulate a single new individual.” Goff reasons that agentive cosmopsychism is more parsimonious
+ in that it requires “only one causal capacity rather than multiple” (Goff, 2019a,
Goff, 2019b). In his book,
Why?
+ The Purpose of the Universe, Goff calls this third way “teleological cosmopsychism”—some kind
+ of conscious cosmos with some kind of goal-directed intent (
Goff, 2023).
+ Thus, Goff rejects both theism and multiverse as explanations of fine-tuning, claiming that each
+ has prediction errors and insurmountable problems. He focuses on the one universe that we have and
+ know to be real, “merely” adding some new properties. “The universe is a conscious mind,” he
+ concludes, “with purposes of its own” that are “still unfolding” (
Goff, 2023).
+ Yujin Nagasawa makes a novel case for cosmopsychism by drawing parallels between the
+ relationship between mind and body in philosophy of mind and the relationship between God and
+ cosmos in philosophy
+ of religion. In analyzing articulations between panpsychism and cosmopsychism in philosophy
+ of mind, and between polytheism and pantheism in philosophy of religion, he argues that by
+ replacing divinity with phenomenality in pantheism we can derive cosmopsychism, and that doing so
+ undercuts the combination problem (panpsychism's greatest challenge). He claims that using a
+ top-down approach (with which he derives polytheism from pantheism) in conjunction with endorsing
+ cosmopsychism, “the consciousness of the cosmos is ontologically prior to the consciousnesses of
+ individuals like us.” This, he says, avoids the combination problem (Nagasawa, 2019).
+ Sophisticated arguments for cosmopsychism come from Indian philosophy. Swami Vivekananda, the
+ 19th century Indian monk who introduced Hinduism and Vedānta to the West, champions (with his
+ followers) a distinctive form of cosmopsychism, a panentheistic cosmopsychism, according to which
+ the sole reality is Divine Consciousness, which manifests as everything and everyone in the universe
+ (
Medhananda, 2022).
+
+
+ 13.4. Qualia force
+ In the theory of Qualia Force, consciousness is a deep feature of physical reality that emerges
+ from the fields and particles of fundamental physics, perhaps in the strong emergence sense that it
+ cannot be explained by fundamental physics, even with knowledge beyond the current, even in
+ principle. This qualia force differs from traditional panpsychism, where consciousness is
+ co-fundamental with the deepest laws of physics. Although in some sense derivative from the
+ fundamental laws of physics, this qualia force sustains its own faculties and capacities.
+
+
+ 13.5. Qualia space
+ In the theory of Qualia Space, consciousness is an independent, non-reducible feature of reality
+ that exists in addition to the deepest laws of fundamental physics (i.e., the four forces,
+ spacetime, mass-energy). This heretofore unknown qualia-space aspect of the world may take the form
+ of a radically new structure or organization of reality, perhaps a different dimension of reality.
+
+ The clearest current example would be Integrated Information Theory's (IIT) “conceptual
+ structures” in qualia space (12). While this radically novel feature might suggest that IIT should
+ be classified as a Panpsychism variant, I prefer to keep IIT independent but recognize the implicit
+ connection by including “qualia space” here under Panpsychism. Note that IIT makes no claim that
+ IIT's qualia space is ubiquitous in reality, as it would need be for IIT to be classic panpsychist
+ in nature (
Tononi and Koch, 2015). I can imagine
+ other, distinct, non-IIT theories of consciousness founded on qualia-space.
+ In addition, the Qualia Research Institute's (QRI) “State-Space Consciousness Via Qualia
+ Formalism and Valence Realism” holds that phenomenal properties are a fundamental feature of the
+ world and aren't spontaneously created only when a certain computation is being performed” (
Qualia Research Institute, n.d.).
+ Although it “mostly fits well with a panpsychist view,” QRI members prefer to classify themselves as
+ a dual-aspect or neutral monism (6).
+
+
+ 13.6. Chalmers's panpsychism
+ Panpsychism's renaissance can be attributed, at least in part, to philosopher David Chalmers, who
+ has long entertained panpsychism as a possibly viable theory of consciousness (
Chalmers, 1996;
2007;
2014a;
2014b;
2016c). “To find a place for
+ consciousness within the natural order,” he wrote, “we must either revise our conception of
+ consciousness, or revise our conception of nature” (
Chalmers, 2003). This sentence
+ prepares the way, as it were, because if one is unwilling to deflate consciousness (as a kind of
+ illusion), then one has no choice but to expand nature.
+ In his early work, Chalmers raised panpsychism, tentatively, in the context of his kind of
+ dualism. “I resisted mind-body dualism for a long time, but I have now come to the point where I
+ accept it, not just as the only tenable view but as a satisfying view in its own right. It is always
+ possible that I am confused, or that there is a new and radical possibility that I have overlooked;
+ but I can comfortably say that I think dualism is very likely true. I have also raised the
+ possibility of a kind of panpsychism. Like mind-body dualism, this is initially counterintuitive,
+ but the counterintuitiveness disappears with time. I am unsure whether the view is true or false,
+ but it is at least intellectually appealing, and on reflection it is not too crazy to be acceptable”
+ (
Chalmers, 1996;
Doyle, n.d.a).
+ While Chalmers's initial considerations of panpsychism were perhaps motivated by a
+ “when-all-else-fails” perspective, his more recent papers address complex philosophical issues
+ inherent in panpsychism (
Chalmers, 2013).
+ Chalmers divides the most important views on the metaphysics of consciousness “almost
+ exhaustively into six classes,” three involving broadly reductive views, “seeing consciousness as a
+ physical process that involves no expansion of a physical ontology,” and three involving broadly
+ nonreductive views, “on which consciousness involves something irreducible in nature, and requires
+ expansion or reconception of a physical ontology.” Chalmers's sixth class embeds panpsychism
44 (
Chalmers, 2003).
+ Panpsychism, more formally, is the theory that “consciousness is constituted by the intrinsic
+ properties of fundamental physical entities: that is, by the categorical bases of fundamental
+ physical dispositions. On this view, phenomenal or protophenomenal properties are located at the
+ fundamental level of physical reality, and in a certain sense, underlie physical reality itself” (
Chalmers, 2003).
+ In one line of argument, channeling Hegel, Chalmers starts with the thesis of materialism and the
+ antithesis of dualism, and reaches the synthesis of panpsychism. This synthesis encounters the
+ antithesis of panprotopsychism (13.2), from which he reaches the new synthesis of Russellian monism
+ (14.1). This synthesis encounters the new antithesis of the combination problem, and whether there
+ can be a new synthesis, Chalmers avers, remains an open question. Still, he argues that there is
+ “good reason to take both panpsychism and panprotopsychism very seriously,” and he concludes boldly:
+ “If we can find a reasonable solution to the combination problem for either, this view would
+ immediately become the most promising solution to the mind-body problem” (
Chalmers, 2016a).
+
+
+
+ 13.7. Strawson's panpsychism
+ Philosopher Galen Strawson calls panpsychism “the most parsimonious, plausible and indeed
+ ‘hard-nosed’ position that any physicalist who is remotely realistic about the nature of reality can
+ take up in the present state of our knowledge” (
Strawson, 2008,
2011). Conversely, he calls the denial
+ of “conscious experience, the subjective character of experience, the ‘what-it-is-like’ of
+ experience,” in his words, “the silliest claim ever made” (
Strawson, 2018).
+ Strawson is a sophisticated (and unabashed) champion of panpsychism, yet I decided to classify
+ his theory under Monism (14), the next category, not here under Panpsychism. The reason is the
+ prominence of his argument to subsume panpsychism under his enlarged understanding of “materialism”
+ or “physicalism”—amplified by his insistence that, in essence, committing to panpsychism makes one a
+ “real materialist” or “real physicalist” (
Strawson, 2009) (14.4.). Strawson's
+ social constructivist view: “Panpsychism is not a new theory, but it is newly popular, and it is
+ still widely held to be ‘absurd’. It remains to be seen whether it will ever advance to ‘obvious’”
45 (
Strawson, 2019b).
+
+
+ 13.8. Goff's panpsychism
+ Philosopher Philip Goff starts from the premise “one thing that science could never show is that
+ consciousness does not exist” and he mounts a vigorous, rigorous case for panpsychism, the
+ staggering idea (at least initially) that “consciousness is a fundamental and ubiquitous feature of
+ the physical world.” He positions consciousness as “fundamental to what we are as human beings,”
+ “the source of much that is of value in existence,” “the ground of our identity and a source of
+ great value,” and “the only thing we know for certain is real.” He sets up the explanatory tension:
+ “Nothing is more certain than consciousness, and yet nothing is harder to incorporate into our
+ scientific picture of the world” (
Goff, 2019a,
Goff, 2019b).
+ Goff sets out to undermine materialism's traditional argument that neuroscience has both
+ made enormous advances, evincing its power, and it has a long way to go, explaining its lack of
+ success. None of the neuroscientific advances, Goff says, “has shed any light on how the brain
+ produces consciousness” and while many neuroscientists take this as evidence that one day
+ neuroscience will “crack the mystery of consciousness,” Goff turns their argument around and
+ claims it is evidence that the cause of consciousness differs in kind from the causes of other
+ scientific problems. “Explaining consciousness will require a change in our understanding of what
+ science is,” he argues; this is because “the scientific
+ revolution itself was premised on putting consciousness outside of the domain of scientific
+ inquiry” (i.e., Galileo's Error). “If we ever want to solve the problem of
+ consciousness,” he declares, “we will need to find a way of putting it back” (
Goff, 2019a,
Goff, 2019b).
+ Goff positions panpsychism as conceding that “there is an element of truth” in each of the claims
+ of naturalistic dualism, that immaterial minds are part of the natural order, and materialism, that
+ the physical world will ultimately explain inner experience. No doubt, as Goff states, “An
+ increasing number of philosophers and even some neuroscientists are coming around to the idea that
+ it [panpsychism] may be our best hope for solving the problem of consciousness” (
Goff, 2019a,
Goff, 2019b). It's fascinating to
+ explore why.
+ Targeting each of the major competing theories of consciousness, Goff claims to show their
+ inadequacies—which, given the challenge of explaining consciousness, is not the most difficult of
+ tasks. Goff defends panpsychism, stressing arguments from simplicity and parsimony. Panpsychism,
+ obviously, has its own problems—especially the pesky combination problem—which Goff gamely
+ addresses. His debates with intellectual opponents are probative (
Kastrup, 2020a,
2020b).
+ Goff responds to Christof Koch's “startling counter-example to Goff's claim that qualitative
+ aspects of conscious experience cannot be captured by quantitative considerations” (4.2). But while
+ Goff voices “no doubt that we can in principle map out the quantitative structure of visual
+ experience in mathematical language,” he denies that such a mathematical description can fully
+ capture the qualities that fill out that structure. If it could, he says, “we could use the
+ mathematical description to explain to a colorblind neuroscientist what it’s like to see color,”
+ which, he says, is absurd. Purely quantitative language entails an “explanatory limitation,” Goff
+ contends, and “if a purely quantitative theory can't even convey the qualities of experience, then
+ it certainly can't reductively account for them” (
Goff, 2021).
+ In a special issue of the
Journal of Consciousness Studies dedicated to Goff's
+ panpsychism, Goff responds extensively to commentators and critics (
Journal of Consciousness Studies,
+ 2021). He frames his argument broadly: “The problem of consciousness is
+ rooted in the philosophical foundations of science” such that “we can't account for the qualities of
+ consciousness in the purely quantitative language of physical science” (
Goff, 2021).
+ In his multifaceted replies to scientists, Goff stresses science's explanatory limitation and he
+ is not persuaded that the various arguments, such as Rovelli's relational or perspectival approach
+ (11.16), can solve the “two aspects of consciousness that give rise to a hard problem: qualitivity
+ and subjectivity”
46—either, in Goff's view,
+ would be “sufficient to refute materialism” (
Goff, 2021).
+ In his multifaceted replies to philosophers, Goff focuses on panpsychism's combination problem
+ and offers a form of “hybrid panpsychism,” which distinguishes sharply “between subjects and their
+ experiences, holding that the former are ‘strongly emergent’ (i.e., they can't be reductively
+ explained) whilst the latter are ‘weakly emergent’ (i.e., they can be reductively explained, in
+ terms of consciousness at the level of physics)” (
Goff, 2021).
+ Thus, Goff addresses the challenge that strong emergent panpsychism, which postulates
+ fundamental psychophysical
+ laws of nature, suffers problems similar to those of dualism, and weak emergent panpsychism,
+ without such extra laws, suffers problems similar to those of physicalism. He argues that this
+ "new hybrid of the strong and weak emergentist forms of panpscyhism"—where "subjects of experience
+ are strongly emergent but their phenomenal properties are weakly emergent"—is a form of
+ cosmopsychism rather than micropsychism (Goff, 2024).
+ In his multifaceted replies to theologians, Goff disputes the notion that “the case for
+ panpsychism should also lead one to theism,” because, for one, a “self-explainer” can be the
+ universe itself; God is not the only choice here (
Goff, 2021).
+
+
+ 13.9. A. Harris's panpsychism as fundamental field
+ Neuroscience/consciousness writer Annaka Harris posits that “consciousness isn't self-centered”
+ and that we should “think of consciousness like spacetime—a fundamental field that's everywhere.” In
+
Conscious, her “meditation on the self, free will, and felt experience,” she wonders
+ whether “we've been thinking about the problem backward. Rather than consciousness arising when
+ non-conscious matter behaves a particular way, is it possible that consciousness is an intrinsic
+ property of matter—that it was there all along?” (A.
Harris, 2020,
2019).
+ Harris argues that contemporary panpsychism, the idea that “all matter is imbued with
+ consciousness in some sense,” differs significantly from its earlier versions, now “unencumbered by
+ any religious beliefs … [and] informed by the sciences and fully aligned with physicalism and
+ scientific reasoning.” She carefully distinguishes between consciousness and thought, so that if
+ some primitive consciousness does inhabit all matter, this does not mean that inanimate objects,
+ like rocks, have experiences or “points of view.” Only certain complex systems, like humans and
+ other animals, have such (A.
Harris, 2020).
+ Harris has a disarmingly simple solution for panpsychism's vexing combination problem. “We run
+ into a combination problem,” she says, “only when we drag the concept of a ‘self’ or a ‘subject’
+ into the equation. The solution to the combination problem is that there is really no ‘combining’
+ going on at all with respect to consciousness itself.” It all depends on “the arrangement of the
+ specific matter in question” (A.
Harris, 2020).
+ As for “the correct resolution to the mystery of consciousness,” Harris says she personally “is
+ split between a brain-based explanation and a panpsychic one. So while I'm not convinced that
+ panpsychism offers the correct answer, I am convinced that it is a valid category of possible
+ solutions that cannot be easily dismissed.” She prefers, however, a more neutral term, such as
+ “intrinsic nature theory” or “intrinsic field theory” (A.
Harris, 2020).
+
+
+ 13.10. Sheldrake's self-organizing systems at all levels of complexity
+ Iconoclastic biologist Rupert Sheldrake's radical views on the nature of reality inform theories
+ of consciousness in two ways. One, covered here, envisions self-organizing systems at all levels of
+ complexity as a robust form of panpsychism. A second, covered later, is how “morphic fields” relate
+ to consciousness (17.9) (
Sheldrake, n.d.a).
+ Sheldrake sees no “sharp separation of consciousness in physical reality; ” rather, “our
+ consciousness and our physical reality go hand in hand.” He says, “I am certainly not a dualist,”
+ but he does posit “a kind of mind or consciousness at all levels of nature”—in atoms and molecules,
+ cells and organisms, plants and animals—and, astonishingly, “in the earth, in the sun, in the
+ galaxy, and in the whole universe” (
Sheldrake, 2007a). Motivated in part
+ by “the recent panpsychist turn in philosophy,” Sheldrake suggests that “self-organizing systems at
+ all levels of complexity, including stars and galaxies, might have experience, awareness, or
+ consciousness” (
Sheldrake, 2021).
+ Sheldrake defines consciousness, idiosyncratically, as “largely about making choices, considering
+ alternative possibilities.” He states, “Consciousness is about choice. It's about choosing among
+ possibilities.” What then does consciousness do?” he asks. “It enables different possibilities to be
+ held together and chosen among”—yielding his non-mainstream postulate that “any system in nature
+ that has possibilities that are not fixed would have some measure of consciousness.” A key to
+ Sheldrake's consciousness is how “physical reality at any moment opens up into the future through a
+ range of possibilities … And it's those future possibilities which are the realm in which
+ consciousness operates.” All things that have consciousness are in this same state (
Sheldrake, 2007b).
+ Referencing the indeterminate nature of quantum mechanics, Sheldrake says, “even a hydrogen atom
+ and an electron has a whole realm of possibility open to it, of which only a small fraction is
+ realized … [but] to what extent it's making real choices, to what extent consciousness [occurs] in
+ something as simple as an electron, is arguable and probably undecidable.”
+ He then makes his even more startling move: “I think it gets much more interesting when we look
+ at larger systems like the sun or the galaxy.” Here's Sheldrake's argument: “If consciousness
+ emerges from patterns of electrical activity in our brains, as materialists would assume, the sun
+ has vastly more complex patterns of electrical activity than our brains. So why shouldn't that be
+ associated with consciousness? Why shouldn't the sun have a mind? And if the sun has a mind, why not
+ all the stars? If all the stars have minds, what about huge collections of stars in galaxies, linked
+ up by vast plasma currents of electricity surging across trillions of miles of galactic space, with
+ rhythmic patterns connecting all parts” (
Sheldrake, 2007b).
+ Sheldrake goes ultimate: “Maybe the entire universe has a mind. Why not? There may be many, many
+ levels of consciousness.” Sheldrake's consciousness is a nesting of consciousnesses at all levels of
+ organization resident in reality. (Actually, Sheldrake would prefer the term “mind” or “mind-like
+ aspects” than “consciousness,” because from our perspective these nonbiological “minds” might be
+ considered “unconsciousness” or “nonconscious.”)
+ Sheldrake clarifies that these kinds of nonbiological consciousnesses would be totally different
+ from human consciousness. Just as human consciousness differs from dog consciousness, he says, “sun
+ consciousness’ differs from “earth consciousness,” and so on. If the sun is conscious, “it may be
+ concerned with the regulation of its own body and the entire solar system through its
+ electromagnetic activity, including solar flares and coronal mass ejections. It may also communicate
+ with other star systems within the galaxy” (
Sheldrake, 2021).
+ “It's hard for us to imagine other forms of consciousness,” Sheldrake stresses. Nonetheless, he
+ suggests, “there's mind-like organization at all levels of the universe and in nature,” including a
+ mind-like organization of the entire universe.”
+ Sheldrake suggests that “the electrical fields of organized or self-organizing systems are a good
+ candidate for an interface between consciousness and the physical structure”—whether cells, animals,
+ humans or stars. Note that in Sheldrake's system the electrical fields are not the consciousness per
+ se, which he describes as “matters of possibilities.” Rather, the electrical fields mediate between
+ physical and consciousness (as defined).
+ Sheldrake concludes that all levels or kinds of organization in nature have their own kind of
+ mind, mediated by electrical fields, and that the entire universe as a whole also has some kind of
+ consciousness or mind, which would play an important part in what happens as the universe evolves
+ (
Sheldrake, 2021,
n.d.a).
+
+
+ 13.11. Wallace's panpsychism inside physics
+ To philosopher of physics David Wallace, one way to motivate panpsychism is as a kind of
+ synthesis of materialism (consciousness is just reducible to the physical) and dualism
+ (consciousness is separate from the physical). Each, he says, has major advantages and major
+ disadvantages. “Materialism seems like it can't adequately explain consciousness. Dualism can't give
+ an adequate causal role to consciousness.” Wallace envisions panpsychism “as a way of getting the
+ best features of both materialism and dualism without their disadvantages,” which is why he
+ envisions “panpsychism potentially as the synthesis of materialism and dualism” (
Wallace, 2016a).
+ Wallace starts with dualism, where “consciousness is real and fundamental, existing at the
+ bottom-most level of nature”—but dualism, he stresses, has a serious problem: “How can dualism play
+ a causal role in physics, because physics looks to be closed and autonomous?” This is where Wallace
+ has panpsychism playing the critical causal role by looking to the intrinsic nature of physics.
+ “Physics tells us how fields and particles relate to each other, but it doesn't tell us about what
+ they really are in themselves. According to panpsychism, consciousness is right there inside the
+ physical world, as its intrinsic nature, and thus when one field or particle affects another, it's
+ really consciousness which is doing the causing. So, you get a causal role for consciousness in
+ physics and you get consciousness as real and fundamental.” That's a set of advantages, Wallace
+ argues, “that no other theory has—and it motivates panpsychism” (
Wallace, 2016a).
+ Wallace explains that when physics gives a mathematical theory of how all fundamental physical
+ entities relate to one another quantitatively, it doesn't tell us what these entities actually are.
+ This gives room, he says, for panpsychism to offer a hypothesis about what these entities actually
+ are. However, Wallace stresses that the intrinsic relationship among all these entities,
+ non-conscious and conscious, must be as described by the laws of physics. There is no need to
+ postulate a fifth kind of force or feature as the carrier of panpsychic consciousness, he says;
+ rather, the need is, as Stephen Hawking put it, “What is it that breathes fire into the equations?”
+ That would be the fundamental nature of the reality that physics is describing (
Wallace, 2016a,
2016b). Regarding consciousness
+ itself, Wallace would have it not so much as requiring an extra force or feature in the physical
+ world (as panpsychists sometimes imply), but rather as the underlying nature of the processes that
+ physics is describing mathematically.
+
+
+ 13.12. Whitehead's process theory
+ Although Process Theory is already classified under Materialism Theories/Relational, motivated by
+ Griffin's “panexperiential physicalism” (9.7.7), I am making the odd decision to classify it also
+ here under Panpsychism, motivated by process philosopher Matthew Segall's bringing Alfred North
+ Whitehead's Philosophy of Organism “into conversation with the recent panpsychist turn in analytic
+ philosophy of mind.” According to Segall, “Whitehead's unabashedly metaphysical project broadly
+ aligns with recent critiques of reductive physicalism and the turn toward a conception of experience
+ as basic to Nature.” Whitehead's panexperientialism, he says, attempts to take consciousness at face
+ value, resisting inflationary accounts toward absolute idealism and deflationary toward eliminative
+ materialism (
Segall, 2020).
+ Segall distinguishes Whitehead's process-relational panexperientialism from the dominant
+ substance-property variants of panpsychism, arguing that Whitehead's version avoids many of
+ panpsychism's conceptual difficulties. To begin, “Whitehead's process-relational rendering doesn't
+ claim that experience is a ‘primary attribute’ or ‘intrinsic property’ of matter. This is because in
+ Whitehead's view, physics has moved beyond the substantialist view of matter, and talk of essential
+ or accidental properties only made sense given such an [archaic] ontology … While there was an
+ ‘essential distinction between [substantial] matter at an instant and the agitations of experience,’
+ with this conception of matter having been swept away, a door is opened to analogies between
+ energetic activity and concrete experience.” Thus, “Experiences, like energy vectors, are
+ intrinsically process-relational in that they always involve transition beyond themselves: They
+ manifest in a ‘specious present’ [Whitehead] as a tension between the actualized facts of an
+ inherited past and the potential forms of an anticipated future” (
Segall, 2020).
+ While Segall has “the philosophical payoff of panpsychism” dissolving the hard problem of
+ consciousness by “giving experience its proper place in Nature without undermining the scientific
+ image of the universe.” Regarding substance-property panpsychism's combination problem, Segall says
+ that Whitehead's process-relational approach “doesn't so much solve this problem as it does reframe
+ the problem's
presuppositions.”
+ Whitehead does this not by “struggling to understand how abstract little bits of extended matter
+ with mental intrinsic properties might combine to form bigger bits of minded matter,” but rather by
+ starting “with a more concrete conception of energetic activity that is more easily analogized to
+ agitations of experience. Neither ‘matter’ nor ‘mind’ is composed of simply located bits or states.”
+ Thus, “the ongoing composition of the cosmos is achieved not through the summation of tiny parts,
+ nor through subtraction from some larger whole (as cosmopsychists would have it), but by a dipolar
+ relational process with both a stability providing material pole and a novelty inducing mental
+ pole.”
+ According to Segall, “Whitehead is neither a micropsychist nor a cosmopsychist exclusively. He
+ tries to have it both ways. There is a universal soul, a psyche of the cosmos, a primordial
+ actuality or God of this world, and there are countless creatures creating in concert with it.
+ Creativity transcends both God and finite actualities; it is the source of all co-evolving parts,
+ wholes, bodies, and souls. Whitehead's account of process includes moments of combination and
+ decombination, conjunction and disjunction. For Whitehead the combination problem becomes a logic of
+ concrescence [i.e., ‘the production of novel togetherness’], a feature and not a bug, a way of
+ thinking change as more than just the rearrangement of pre-existing parts or the fragmentation of a
+ pre-existing whole but as
genuine becoming, as an ‘emergent evolution’ or ‘creative
+ advance’ where neither wholes nor parts pre-exist their relations … and in each act of creation the
+ past is not destroyed but re-incarnated in the novel occasion … Concrescence is thus a cumulative
+ process and not a merely additive one” (
Segall, 2020).
+ Some call Whitehead's defense of a panpsychist philosophy the theory's most significant
+ development in the 20th century. Whitehead radically reforms “our conception of the fundamental
+ nature of the world, placing
events (or items that are more event-like than thing-like) and
+ the ongoing
processes of their creation and extinction as the core feature of the world,
+ rather than the traditional triad of matter, space and time. His panpsychism arises from the idea
+ that the elementary events that make up the world (which he called
occasions) partake of
+ mentality in some—often extremely attenuated—sense, metaphorically expressed in terms of the
+ mentalistic notions of creativity, spontaneity and perception” (
Goff et al., 2022).
+ This makes Whitehead an emergentist rather than a constitutive panpsychist. “A given moment of
+ conscious experience is not reducible to nor simply identical with its constituent parts.” It is “a
+ creative repetition of the past rather than a combination of parts” (
Segall, 2020).
+
+
+
+ 14. Monisms
+ Monism is the theory that all of reality consists of exactly one concrete object or thing, and
+ everything that exists is, in some sense, that one concrete object or thing (or part of it) (
Schaffer, 2018). Because monisms seek to
+ account for both mental and physical aspects of reality, avoiding the metaphysical difficulties of
+ dualism and overcoming the explanatory weakness of materialism, it follows that monisms are also
+ theories of consciousness. In one way or another, monisms must cover or contain everything we call
+ mental as well as everything we call physical. (The existence of various kinds of monisms does not
+ much affect how monisms are theories of consciousness.)
+ There is substantial and obvious articulation, or overlap, between Monism and Panpsychism. Both are
+ motivated by the need to integrate consciousness into the deep nature of reality; thus, monism
+ theories have panpsychism features and panpsychism theories can be seen as monisms (to first
+ approximations). Perhaps it is simply the case of each reinforcing the other in what are merely
+ different perspectives, historical and theoretically, on essentially the same stance regarding the
+ fundamental nature of ultimate reality. However, they are not entirely the same in that panpsychism
+ has phenomenal or protophenomenal properties as a part or aspect of some larger, fundamental entity,
+ while monism has only one fundamental entity that encompasses everything (although it is not
+ intuitively obvious that this distinction makes much of a difference). Separate categories for monism
+ and panpsychism are certainly justified, yet the boundary can be fuzzy.
+ Some of the theories or ways of thinking that follow are categorized under Monism because all other
+ categories seem less appropriate, imposing a belief system that should not apply. (I hope each of
+ these theories feels less uncomfortable in Monisms.)
+
+ 14.1. Russellian Monism
+ Russellian Monism, based on the insights of philosopher Bertrand Russell, is a view that
+ phenomenal consciousness and the physical world are deeply intertwined (
Alter and Nagasawa, 2012). It
+ characterizes the fundamental essence of matter as beyond that which can be accessed by empirical
+ science or described by mathematical models. The claim is that the conundrum of consciousness, and
+ how it fits into the physical world, is so critical that integrating consciousness (or
+ proto-consciousness) into fundamental reality could suggest that the elements integrated are
+ distinct from the ones revealed as a result of integration, thus shadowing if not revealing hidden,
+ deep, intrinsic features of the physical world (
Goff et al., 2022).
+ Three core concepts conjoin to generate Russellian monism: (i)
structuralism about
+ physics (describing the world in terms of its spatiotemporal/relational structure and
+ dynamics); (ii)
realism about quiddities (or
inscrutables) (there are
+
quiddities/inscrutables, which underlie but are not limited by the structure and dynamics
+ physics describes); and (iii)
quidditism (or “
inscrutinism”) about consciousness
+ (at least some
quiddities/inscrutables are either phenomenal or protophenomenal properties
+ and are thereby relevant to the essence of consciousness) (
Alter and Nagasawa, 2012;
Alter and Pereboom, 2019).
+ Daniel Stoljar presents four different accounts of the inscrutables: “(i) Phenomenal monism: The
+ inscrutables are phenomenal in nature. (ii) Protophenomenal monism: The inscrutables are not
+ themselves phenomenal in nature but they are a precursor to phenomenal properties. (iii) Physical
+ monism: The inscrutables are physical in nature, though they are outside the domain of physics. (iv)
+ Neutral monism: The inscrutables are neither phenomenal nor physical but rather have a nature that
+ is neutral between the two” (
Kind and Stoljar, 2023).
+ To Russellian monists, if the intrinsic nature of fundamental matter is itself infused by
+ phenomenal properties that express consciousness, then the model is “Russellian panprotopsychism.”
+ Either way, the claim is that Russellian Monism bests dualism by avoiding problematic
+ physical-nonphysical causation and bests materialism by taking consciousness seriously and grounding
+ it in ultimate reality (
Goff et al., 2022).
+ Philip Goff explains that “Russellian monism comes in both smallest and priority monist forms.
+ For the smallest, fundamental categorical properties are instantiated by micro-level physical
+ entities, perhaps electrons and quarks. For the priority monist, the most fundamental categorical
+ properties are instantiated by the universe as a whole.” Each of the categories can be matrixed by
+ whether its properties are “consciousness evolving” or “not consciousness evolving,” yielding four
+ categories of Russellian monism (
Goff, 2019a,
Goff, 2019b).
+
+
+ 14.2. Davidson's anomalous monism
+ Anomalous Monism, developed by philosopher Donald Davidson, holds that mental properties and
+ events must have a physical ontology, but that psychology cannot be reduced to physics. As such,
+ Anomalous Monism is a form of property dualism (15.1) and shares features with Non-reductive
+ Physicalism (10). As Davidson writes, “anomalous monism holds that mental entities (particular time-
+ and space-bound objects and events) are physical entities, but that mental concepts are not
+ reducible by definition or natural law to physical concepts” (
Davidson, 1993).
+ Anomalous Monism is distinguished from other theories of consciousness by the intersection of
+ three propositional claims: (i) Mental events have genuine causal powers and cause physical events.
+ (ii) All causal relationships are backed by natural laws. (iii) There are no natural laws connecting
+ mental phenomena with physical phenomena. While each claim has adherents, it is the conjunction of
+ the three claims, taken together, that gives Anomalous Monism its distinctive look, because at first
+ glance there surely appears to be inconsistency (if not contradiction) (
Silcox, n.d.).
+ To appreciate Anomalous Monism's originality and subtleties, it needs to be unpacked. A
+ foundational principle is that “psychology cannot be a science like basic physics, in that it cannot
+ in principle yield exceptionless laws for predicting or explaining human thoughts and actions
+ (mental anomalism).” And it is “precisely because there can be no such strict laws governing mental
+ events that those events must be identical to physical events” (
Yalowitz, 2021).
+ How to make sense of this? What may seem like a non sequitur is in fact the heart of the
+ argument. If the physical is the only existent, then ipso facto the mental (like everything else)
+ must come from the physical with robust regularities. But how do the mental and physical articulate?
+ What is this connection?
+ Here's the flow of the argument. Given that the mental has causal powers (claim 1), and that all
+ causal relationships require natural law (claim 2), because there are no natural (psychophysical)
+ laws that connect the mental and the physical (claim 3), therefore there is only one logical way to
+ connect mental events and physical events—now denied a causal relationship (combining claims 2 and
+ 3): they must be literally the same thing, the mental and the physical must be in the
+ strong sense identical.
+ As identity theories of consciousness are a leitmotif, and a touchstone, for comprehending the
+ Landscape, we go deeper. Earlier identity theories held that “claims concerning the identity of
+ particular mental and physical events (tokens) depended upon the discovery of lawlike relations
+ between mental and physical properties (types) … Token-identity claims thus depended upon
+ type-identity.”
+ But Anomalous Monism, almost by its founding premise, does not depend on such psychophysical
+ laws. “Davidson's position is dramatically different … It in effect justifies the token-identity of
+ mental and physical events through arguing for the impossibility of type-identities between mental
+ and physical properties” (
Yalowitz, 2021).
+ Now of course this argument proves that the mental and the physical are identical only to the
+ extent that the three premises are all accepted as valid, because the conclusion is embedded (or
+ “hidden”) within the premises (as are all deductive arguments structured in this way). Anomalous
+ Monism differs from other theories especially in claiming that there are no natural laws connecting
+ mental phenomena with physical phenomena. Other theories assume there are laws or ways to connect
+ the mental and the physical, or laws or ways where the mental and the physical are part of, or
+ derived from, the same stuff.
+
+
+ 14.3. Velmans's reflexive monism
+ Psychologist Max Velmans describes Reflexive monism as “a dual-aspect theory” (in the tradition
+ of Spinoza) which argues that the one basic stuff of which the universe is composed has the
+ potential to manifest both in physical forms and as conscious experience. According to the theory,
+ in the universe's “evolution from some primal undifferentiated state,” it differentiates into
+ “distinguishable physical entities, at least some of which have the potential for conscious
+ experience, such as human beings” (
Velmans, 2008).
+ Velmans's “Monism” is straightforward: “the view that the universe, at the deepest level of
+ analysis, is one thing, or composed of one fundamental kind of stuff.” His “Reflexive” is more
+ complex: “Each human participates in a process whereby the universe differentiates into parts and
+ becomes conscious in manifold ways of itself, making the entire process reflexive.”
+ Velmans focuses on “the ontological status and seeming ‘out-thereness’ of the phenomenal world
+ and to how the ‘phenomenal world’ relates to the ‘physical world’, the ‘world itself’, and
+ processing in the brain.” He seeks both to bridge the materialist-dualist gap and to differentiate
+ Reflexive Monism from “both dualism and variants of physicalist and functionalist reductionism,
+ focusing on those aspects of the theory that challenge deeply rooted presuppositions in current
+ Western thought.” Within Reflexive Monism, he says, “the brain is simply what the human mind looks
+ like when it is viewed from an external (third-person) perspective, and neither the observations of
+ external observers nor those of subjects have a privileged status” (
Velmans, 2008).
+ Central to Velmans's argument is that in terms of their phenomenology, “experiences of the
+ external world are none other than the physical world-as-experienced, thereby placing aspects of
+ human consciousness in the external phenomenal world, rather than exclusively within the head or
+ brain” (
Velmans, 2023)
. His reflexive
+ model also makes the strong claim—the radical claim—that, “Insofar as experiences are anywhere,
+
they are roughly where they seem to be.” For example, “A pain in the foot is in the
+ experienced foot, and this perceived print on this visible page really is out here on this visible
+ page. Nor is a pain in the foot accompanied by some other,
additional experience of pain in
+ the brain, or is this perceived print accompanied by some additional experience of print in the
+ brain. In terms of phenomenology, this perceived print, and my experience of this print are
one
+ and the same.” Technically, he says, this is a form of
phenomenological externalism
+ (
Velmans, 2008).
+ To understand how experienced objects and events might really be (roughly) where they are
+ experienced to be, Velmans looks closely at “the way that phenomenal space relates to ‘real’
+ space. No one doubts that physical bodies can have real extension and location in space.” But we
+ “find it hard to accept that experiences can have a real, as opposed to a ‘seeming’ location and
+ extension.” We do not doubt, he says, that a physical foot has a real location and extension in
+ space, but a pain in the foot can't really be in the foot, as we are “committed to the view that
+ it is either nowhere or in the brain.” Although this common understanding that “location in
+ phenomenal space is not location in real space,” according to Reflexive Monism, “this ignores the
+ fact that, in everyday
+ life, we take the phenomenal world to be the physical world. It also ignores the pivotal
+ role of phenomenal space in forming our very understanding of space, and with it, our
+ understanding of location and extension in measured or ‘real’ space” (Velmans, 2008).
+ Velmans says that Reflexive Monism provides a different perspective on the hard problem of
+ consciousness by viewing physical and experiential aspects of mind as arising from a common
+ “psychophysical ground.” Thus, he argues, of the competing views of consciousness on offer,
+ Reflexive Monism, being a non-reductionist dual-aspect theory, “most closely follows the contours of
+ ordinary experience, the findings of science, and common sense” (
Velmans, 2008).
+
+
+ 14.4. Strawson's realistic monism and real materialism
+ In defining an all-pervading materialism, encompassing all mental as well as all physical
+ properties and objects, philosopher Galen Strawson espouses his kind of monism, “Realistic Monism,”
+ as he calls it (
Strawson, 2009). “I'm attracted to the
+ thing-monist view,” he says, “according to which the universe is a single thing in some non-trivial
+ sense” (
Strawson, 2020a). His principal thesis
+ is “the primacy of panpsychism” and he claims “compelling reasons for favoring panpsychism above all
+ other positive substantive proposals about the fundamental nature of concrete reality” (
Strawson, 2020b).
+ Strawson deconstructs the concept and use of the term “materialism,” showing that, historically,
+ it had nothing to do with denial of the existence of consciousness, but rather that consciousness is
+ wholly material. He laments that the words “materialism” and “physicalism” have come to be treated
+ as synonymous and to involve denial of the existence of consciousness. It is, he says, ironic that
+ these two words have “been used to name a position in the philosophy of mind that directly rejects
+ the heart of materialism and is certainly false” (
Strawson, 2011).
+ Strawson asserts that physicalism (or materialism
47), that is, “real
+ physicalism” (or “real materialism”), entails panexperientialism or panpsychism, on one assumption:
+ it entails panpsychism given the impossibility of “radical” emergence. Moreover, given that all
+ physical stuff is energy, in one form or another, we may suppose that “all energy is an
+ experience-involving phenomenon” (Section:
Strawson, 2003,
2009, 2015;
2020a;
Strawson and Russell, 2021;
Strawson, 2011).
+ Strawson happily admits, “This sounded crazy to me for a long time, but I am quite used to it,
+ now that I know that there is no alternative …” It may also sound odd to use “physical” to
+ characterize mental phenomena like experiential phenomena, but real physicalism, realistic
+ physicalism, entails panpsychism, and whatever problems are raised by this fact, he exhorts, are
+ problems a real physicalist must face.
+ Strawson defines physicalism to be the view that “every real, concrete phenomenon in the universe
+ is … physical.” It is a view about the actual universe, and that he assumes it is true. But then
+ comes the “Strawsonian Twist.”
+ What does it take to be a “realistic physicalist” or a “real physicalist?” He makes one thing
+ absolutely clear. “You're certainly not a realistic physicalist, you're not a real physicalist, if
+ you deny the existence of the phenomenon whose existence is more certain than the existence of
+ anything else: experience, ‘consciousness’, conscious experience, ‘phenomenology’, experiential
+ ‘what-it's-likeness’, feeling, sensation, explicit conscious thought as we have it and know it at
+ almost every waking moment.”
+ All materialists hold that every concrete phenomenon in the universe is physical, and they are
+ neither sensible nor realistic, Strawson says, if they have any inclination to deny the concrete
+ reality of mental phenomena like experiential phenomena. He concludes by taking no prisoners: “Full
+ recognition of the reality of experience, then, is the obligatory starting point for any remotely
+ realistic version of physicalism … It is the obligatory starting point for any theory that can
+ legitimately claim to be ‘naturalistic’ because experience is itself the fundamental given natural
+ fact” (
Strawson, 2008).
+ As a “real physicalist,” in his definition, Strawson holds that the mental/experiential is
+ physical, and he is happy to say, along with many other physicalists, that experience is ‘really
+ just neurons firing’, at least in the case of biological organisms like ourselves. But when he
+ says these words he means something radically different from what almost all physicalists mean. He
+ does not mean that all characteristics of what is going on, in the case of experience, can be
+ described by physics and neurophysiology
+ (or any non-revolutionary extensions of them). His claim is stunningly different. It's that
+ experiential phenomena “just are” physical, so that there is a lot more to neurons than physics
+ and neurophysiology
+ account for (or can account for). No one who disagrees with this, he
+ says, is a “real physicalist.” This is Strawson's challenge.
+ Reviewing Strawson's book subtitled, “Does Physicalism Entail Panpsychism?”, philosopher Jerry
+ Fodor shares Strawson's intuition that the hard problem is “not going to get solved for free” and
+ “views that we cherish will be damaged in the process.” Fodor concludes, “If you want an idea of
+ just how hard the hard problem is, and just how strange things can look when you face its hardness
+ without flinching, this [Strawson's book] is the right book to read” (
Fodor, 2007).
+
+
+ 14.5. Polkinghorne's dual-aspect monism
+ To mathematical physicist and Anglican priest John Polkinghorne, the psychosomatic
+ nature of human persons is best understood in terms of a “dual-aspect monism,” in which matter and
+ mind are complementary aspects of a unitary being (Polkinghorne, 2009). He is sure that
+ we're not simply matter, that reality is more than just ideas, and that none of the classical
+ solutions seem to correspond to our experience.
+ In fact, Polkinghorne argues that classical materialism, idealism and Cartesian dualism all
+ exhibit a bankruptcy
+ in the face of the many-layered, and yet interconnected, character of our encounter with reality.
+ This recognition encourages the search for some form of dual-aspect monism—similar theories are
+ called “double-aspect theories”—an account that would acknowledge the fundamental distinction
+ between experience of the material and experience of the mental but which would neither impose on
+ reality a sharp division into two unconnected kinds of substance nor deny the psychosomatic unity
+ of human beings (Polkinghorne, 2001).
+ Dual-aspect monism is designed to take seriously both our mental experiences and the material
+ world. It claims that they are related in a very deep and complementary way in that there is only
+ one stuff in the world. Dual-aspect monism seeks to avoid devaluing or subordinating either side.
+ Polkinghorne rejects the charge that dual-aspect monism is a subtle form of materialism, because, he
+ says, “It doesn't treat the mental as being just an epiphenomenon of the material” (
Harris, 1998).
+ To give physical systems the kind of freedom and top-down control that he desires,
+ Polkinghorne recruits complexity
+ theory, with its dualities of parts/whole and energy/information. The intrinsic
+ unpredictabilities present in nature, he states, afford the metaphysical opportunity to consider
+ dissipative systems as exhibiting top–down causality (Polkinghorne, 2009).
+ Given that in dual-aspect monism there cannot be a nonphysical soul, much less an immortal soul,
+ how does Polkinghorne account for the eschatological requirements of his strong Christian faith,
+ especially the biblical resurrection of the dead? How might resurrecting the body and reconstituting
+ the “soul” work?
+ Speaking on
Closer To Truth, Polkinghorne asks, "Can you make credible understanding of
+ a destiny beyond death for human beings?" From his theological perspective, he sets two equal and
+ opposite requirements for the afterlife of a soul: continuity, in that the same person must live
+ after death, and discontinuity, in that the afterlife-person must live on forever (Section:
Polkinghorne, 2007).
+ “There is not much point in making Abraham, Isaac and Jacob alive again if they are going to die
+ again,” he says. “So, you must have both continuity and discontinuity. Now when you think about the
+ continuity side, what could make those people the same as the ones who lived on earth before? The
+ traditional answer has been the soul, often understood in platonic terms—there is some sort of
+ spiritual bit of us liberated at death that exists and carries on.”
+ Polkinghorne has none of that. “I think that's a mistake,” he says. “We are animated bodies, not
+ animated souls. We're not
apprentice
+ angels; we are embodied human beings. But if we've lost our ‘spiritual soul’ [as a resource], have
+ we lost our continuity? I don't think so, but we have to reconceive the soul.”
+ Polkinghorne focuses on the carrier of continuity for a person in this life. “It's quite
+ difficult,” he says; “here am I, an aging, balding academic—what makes me the same person as that
+ little boy with the shock of black
+ hair in the school photograph
+ of many years ago? It's not atomic-material continuity: the atoms in my body are totally different
+ than the atoms in that schoolboy's body.”
+ “It cannot be the atoms,” he continues, “but it is the pattern of how some of those atoms are
+ organized, in some extraordinary, elaborate, and complex way.” That, Polkinghorne states, is “what I
+ think the human soul is. The soul is the information-bearing pattern; that's the real me” (
Polkinghorne, 2007).
+ Thus, Polkinghorne reconceives the “soul” as an information-bearing pattern that is encoded by
+ and carried in the body/brain, and which is dissolved at death along with the dissolution of the
+ body. However, this unique pattern, this real me, is retained in the divine memory for re-embodiment
+ at the resurrection of the dead (
Polkinghorne, 2003). During this
+ post-death, pre-resurrection state, this (reconceived) “soul” has no consciousness and no awareness.
+
+ “God will remember the pattern, not lose it,” Polkinghorne says, and ultimately, God “will
+ reconstitute that pattern in an act of resurrection.”
+ That's the continuity side of things. The discontinuity side, Polkinghorne says, “is that I'm not
+ made alive again in order to die again, so while I'm going to be embodied, I must be embodied in
+ some new form of matter. And it is perfectly coherent to believe that God can bring into being such
+ a new form of matter” (
Polkinghorne, 2007).
+ To Richard Swinburne, the idea of afterlife existence germinating from a renewed instantiation of
+ the pattern of information that we had when living on Earth is problematic. "The trouble is not
+ merely how could God, if God so chose, bring into [renewed] existence a being with a specific
+ pattern of information, but rather that God could [therefore] bring into existence a few thousand
+ such beings. But because only one of them could be me, a pattern of information provides no
+ additional criterion for distinguishing which one that would be. And whatever the extra criterion
+ is, it would have to be such that there [logically] could only be one instance of it at one time.
+ And if we have such a criterion, then what need is there for the pattern of information to be the
+ same as a previous pattern?" (
Swinburne, 2016;
Kuhn, 2016b).
+
+
+ 14.6. Teilhard de Cardin's evolving consciousness
+ The Jesuit philosopher/theologian and paleontologist Pierre Teilhard de Chardin envisioned the
+ evolution of consciousness as axial in a grand cosmic system of continuing complexification where
+ consciousness becomes planetized and even “God” is an emergent in a process of “theogenesis” (
Delio, 2020). Teilhard helped coin the
+ concept of a “noosphere,” describing “the layer of mind, thought and spirit within the layer of life
+ covering the earth” (
Teilhard de Chardin, 1964).
+ According to theologian (and former neuroscientist) Ilia Delio, Teilhard has the total
+ material universe "in movement toward a greater unified convergence” such that “as life systems
+ unite and form more complex relationships, consciousness rises.” Teilhard, she says, “speaks of
+ evolution as the rise of consciousness toward a hyper-personalized organism, what he called an
+ irreversible personalizing universe.” He speaks of “the human person as a co-creator. God evolves
+ the universe and brings it to its completion through the human person.” Now the computer,
+ according to Teilhard, “has evoked a new level of shared consciousness, a level of cybernetic
+ mind giving rise to a field of global mind through interconnecting pathways” (foreshadowing the
+ internet) (Delio, 2021).
+ Teilhard was a dual-aspect monist. He “considered matter and consciousness not as two substances
+ or two different modes of existence, but as two aspects of the same cosmic stuff.” Mind and matter
+ “are neither separate nor is one reducible to the other, and yet neither can function without the
+ other.” From the Big Bang onward, Delio says, Teilhard has “a ‘withinness’ and ‘withoutness,’ or
+ what he called radial energy and tangential energy. Consciousness is, in a sense, the withinness or
+ ‘inside’ of matter, and attraction is the ‘outside’ of matter; hence, the energy of matter is both
+ attractive (tangential) and transcendent (radial).” The complementarity of mind and matter is said
+ “to explain both the rise of biological complexity and the corresponding rise of consciousness.”
+ Teilhard identifies “the core energy of the universe as love, which both unifies and transcends by
+ way of consciousness. The greater the exterior levels of physical complexity, the greater the
+ interior levels of consciousness” (
Delio, 2021).
+ To Teilhard, evolution describes “the dynamic impulse in life toward more being and
+ consciousness” and that which drives evolution is consciousness. In short, “evolution is the rise of
+ consciousness.” Following Julian Huxley, he writes that the human person “is nothing else than
+ evolution become conscious of itself”—and adds, “The consciousness of each of us is evolution
+ looking at itself and reflecting upon itself” (
Teilhard de Chardin, 1959). The human
+ person is “the point of emergence in nature, at which this deep cosmic evolution culminates and
+ declares itself” (
Delio, 2021).
+ Moreover, “the presence of mind in matter and the openness of matter to greater wholeness
+ is the religious phenomenon of nature.” Radically unorthodox, Teilhard sees this reality as the
+ incarnation of God, where “God and world are in a process of becoming a new reality together.”
+ Simply put, Delio says, “we cannot speak of God apart from human
+ evolution, an idea that led Teilhard to state that God and world form a complementary pair.
+ God and world are entangled with one another to the extent that talk of God is impossible apart
+ from talk about nature and creative change, and talk of nature makes no sense apart from God”
+ (Delio, 2021).
+ In summary, Teilhard describes “matter as the matrix of consciousness.” He posits “the law of
+ complexity-consciousness” as a fundamental principle of evolution, and conversely, “evolution is
+ fundamentally the rise of consciousness.” Moreover, the human person is “evolution become conscious
+ of itself,” with the ultimate goal of “the maximization of thought” whereby consciousness radiates
+ “throughout the whole, in every aspect of the cosmos,” and then of “self-reflective consciousness,”
+ whereby “the human person can stand apart from the world and reflect on it” (
Delio, 2023, pp. 30–32).
+ Finally, the foundation of Teilhard's paradigm is “Omega,” which he sees as the “prime mover of
+ evolution,” the unifying power in evolution. Omega works its guiding magic from the very beginning
+ of things, “acting on pre-living cosmic elements,” moving into consciousness as it emerged as the
+ goal toward which evolution complexifies and converges. “Omega is the absolute whole,” making
+ “wholeness in nature not only possible but also intensely personal. Teilhard identifies Omega with
+ God” (Delio, 2023, p. 35).
+
+
+ 14.7. Atmanspacher's dual-aspect monism
+ Physicist-philosopher Harald Atmanspacher presents mind and matter, mental and material domains
+ of reality, as manifestations, or aspects, of one underlying, fundamental reality in which mind and
+ matter are inseparable. He distinguishes between the epistemic discernment of both the separate
+ domains and the underlying reality, and the ontic existence of the “psychophysically neutral domain”
+ (
Atmanspacher, 2020a).
+ He also distinguishes two classes of dual-aspect theories based on “the way in which the
+ psychophysically neutral domain is related to the mental and the physical.” In Russellian monisms,
+ “the
compositional arrangements of psychophysically neutral elements decide how they differ
+ with respect to mental or physical properties. As a consequence, the mental and the physical are
+ reducible to the neutral domain” (
Atmanspacher, 2020a).
+ Whereas in
decompositional dual-aspect theories, “the basic metaphysics of the
+ psychophysically neutral domain is holistic, and the mental and the physical (neither reducible to
+ one another nor to the neutral) emerge by breaking the holistic symmetry or, in other words, by
+ making distinctions. This framework is guided by the analogy to quantum holism ….
+ [which is] based on speculations that clearly exceed the scope of contemporary quantum
+ theory.”
+ Atmanspacher establishes connections between the ontic and epistemic domains of dual-aspect
+ theory and David Bohm's famous notions of implicate and explicate order (11.3). “Mental and physical
+ states emerge by explication, or unfoldment, from an ultimately undivided and psychophysically
+ neutral implicate, enfolded order.” This order is dynamic, not static, as in Whitehead's process
+ philosophy (
Atmanspacher, 2020a).
+ Atmanspacher finds dual-aspect potency in the conjecture by quantum physicist Wolfgang Pauli and
+ analytical psychologist Carl Jung on the concept of synchronicity
+ and draws on dual-aspect elements from the two disciplines (17.2; Double-aspect theory, 2023)
+ In other words, Atmanspacher's dual-aspect theory hypothesizes that mental and material
+ manifestations may inherit mutual correlations because they are jointly caused by the
+ psychophysically neutral level. Such correlations, he says, would be “remnants reflecting the lost
+ holism of the underlying reality” (
Atmanspacher, 2020a).
+ Atmanspacher and philosopher of physics Dean Rickles extend the metaphysical position of
+ dual-aspect monism by aligning “the deep structure of meaning” as “a fundamental feature of the
+ nature of reality,” stressing that “the decompositional version of dual-aspect monism considers the
+ mental and the physical as two aspects of one underlying undivided reality that is psychophysically
+ neutral.” Crediting their forerunners (Wolfgang Pauli, Carl Jung, Arthur Eddington, John Wheeler,
+ David Bohm, and Basil Hiley), the authors “reconstruct the formal structure of these approaches, and
+ compare their conceptual emphases as well as their relative strengths and weaknesses.” Their intent
+ is to establish dual-aspect monism as a scientifically and philosophically robust alternative to
+ physicalism, dualism and idealism (
Atmanspacher and Rickles, 2022).
+
+
+ 14.8. Ramachandran's new physics and neuroscience
+ Neuroscientist V.S. Ramachandran states that the question of consciousness cannot be answered “in
+ any obvious terms.” Most neuroscientists don't think about the question of consciousness, as it
+ doesn't typically arise in neuroscience or in physics. But, he says, the ancient Vedic texts of
+ India do address the problem of consciousness, the problem of qualia (Section:
Ramachandran, 2019).
+ “Physics, by definition, is a third-person description of the world; its laws have no subjective
+ quality at all.” Physics has different wavelengths of
electromagnetic
+ radiation, but “you see colors: where does these come from? Consciousness emerges only in a
+ first-person description of the world. I see red; not red is seen by me. I see red!”
+ “How can physics, including neuroscience, be a complete description of the world if it excludes
+ my primary sensory experience, if it does not admit a first-person perspective?” Ramachandran asks.
+ (He considers neuroscience a branch of physics.) “That I'm looking at the cosmos from here now has
+ no privileged status in science. For me, I have a privileged status. How is that possible? That's
+ the problem.”
+ “We need a new hybrid discipline, physics and neuroscience, that includes consciousness,”
+ Ramachandran asserts. “Consciousness is part of reality, but how it entwines with physical laws
+ needs to be explored” (
Ramachandran, 2019).
+
+
+ 14.9. Tegmark's state of matter
+ Physicist Max Tegmark speculates that “the subjective experience that we call consciousness is
+ the way information feels when being processed in certain complex ways,” and he comes to this strong
+ physicalist view because his starting point is that “It's all physics.” This means, he says, “I'm
+ not allowed to have any extra ‘secret sauce’ to add to the physical world and brain. Thus,
+ explaining consciousness is much harder for me, but at the same time, it [i.e., the physicalist
+ constraint] limits or focuses my work to or on very concrete problems” (
Tegmark, 2014a).
+ Clearly, Tegmark says, “there must be some additional principle about information processing in
+ nature that distinguishes between the conscious kind and the unconscious kind.” “I would love to
+ find it,” he continues, “not just because it's philosophically fascinating, but because it's
+ important. Assessing consciousness is a critical need, whether in caring for comatose patients or in
+ communicating with super-advanced AI” (
Tegmark, 2014a).
+ Tegmark examines the hypothesis that consciousness can be understood as a “state of matter,”
+ “perceptronium", as he coins it, with distinctive information-processing abilities (
Tegmark, 2015). Assuming that
+ consciousness is a property of certain physical systems, with no “secret sauce" or non-physical
+ elements, and given that the key difference between a solid, a liquid and a gas lies not in the
+ types of atoms, but in their arrangement, he conjectures that consciousness can be understood as yet
+ another state of matter. Just as there are many types of liquids, he says, there are many types of
+ consciousness.
+ To distinguish conscious matter from other physical states of matter, Tegmark explores four basic
+ principles: “the information, integration, independence, and dynamics principles.” These principles
+ may identify conscious entities, account for our three-dimensional world, even involve the emergence
+ of time. Tegmark's approach generalizes Giulio Tononi's Integrated Information Theory (12) for
+ neural-network-based consciousness as well as for arbitrary quantum systems.
+ Founded on his concept that mathematics is the ultimate nature of reality (
Tegmark, 2014b,
2014c,
2014d), Tegmark's quest is to better
+ understand the internal reality of our mind and the external reality of our universe, such that they
+ will hopefully co-explain or at least assist each other. This view sits somewhat apart from most
+ materialist theories of consciousness, in which the emergence of consciousness is a contingency of
+ evolution.
+
+
+ 14.10. Qualia Research Institute's state-space, qualia formalism, valence realism
+ The Qualia Research Institute (QRI), a not-for-profit pursuing unique approaches to the science
+ of consciousness, stresses “Qualia Formalism,” the hypothesis that the internal structure of our
+ subjective experience can be represented precisely by mathematics, and “Valence Realism,” the
+ central importance of emotion/affect, that is, valence (how good or bad an experience feels) as a
+ real and well-defined property of conscious states (Qualia Research Institute). Within the
+ formalism, symmetry is said to play a significant compositional, functional, and aesthetic role. It
+ is called the Symmetry Theory of Valence (proposed by philosopher Michael Edward Johnson): the
+ symmetry of an information geometry of mind corresponds with how pleasant or unpleasant it is to be
+ (or have) that experience. (“The biggest mystery hiding in plain sight is what gives experiences
+ valence.”) (
Johnson, 2023).
+ The key QRI move (or assumption) is that every distinct state of conscious experience is unique
+ and can be described mathematically; the number of such states, a “combinatorial explosion of
+ unexpected phenomena,” is an unimaginably vast (but not infinite) “state-space of consciousness,”
+ which is an independent, quasi-dimensional aspect of reality that grows “supergeometrically.” It is
+ the specific geometry of each state-space of consciousness that
is the conscious percept;
+ each experience would correspond to a single point in the state-space of consciousness; the set of
+ all possible experiences are organized in such a way that the similarities between experiences are
+ encoded in the geometry of the state-space; and the degrees of symmetry or lack of symmetry of the
+ geometry reflect the balance of positive and negative valence, both reflecting brain harmonics which
+ somehow interact with the quasi-dimensional state-space and its symmetries (
Shinozuka, 2020). (The “state-space of
+ consciousness” resonates with a similar kind of structure in Integrated Information Theory, 12.)
+
+ QRI says its position is close to dual-aspect monism or neutral monism. It is committed to an
+ extended physicalism in the sense that extended laws of physics ultimately must describe fields of
+ qualia. Included is the idea that emotional valence (the pleasantness/unpleasantness of an
+ experience) is a natural kind, a real division of the world carved at its joints, which is said to
+ provide substantial information about phenomenology (Qualia Research Institute, n.d.).
+ QRI rejects functionalism as creating confusion but considers exotic states of consciousness as
+ important data points for reverse-engineering the underlying formalism for consciousness. As noted,
+ QRI is most compatible with, but not synonymous with, Integrated Information Theory (12), which QRI
+ calls the first mainstream theory of consciousness to satisfy a Qualia Formalist account of
+ experience. QRI leverages the idea from Integrated Information Theory that for every conscious
+ experience, there is a corresponding
mathematical
+ object such that the mathematical features of that object are isomorphic to the properties of
+ the experience, and that without this idea, no matter the neurobiological theory, we cannot solve
+ the hard problem of consciousness (Qualia Research Institute, n.d.).
+
+
+ 14.11. Bentley Hart's monism: consciousness, being, God
+ Philosopher, theological scholar, and intellectual provocateur, David Bentley Hart, constructs an
+ ultimate unified monism, first by showing that consciousness/mind and being/existence are profoundly
+ inseverable. He argues that “rational thought and coherent order are two sides of a single reality,”
+ and that only by embracing God “as the absolute unity of consciousness and being,” can the one
+ ontological reality be confirmed (
Hart, 2022b). In a sense, it is a
+ higher-order monism. Oversimplified, an idealist form of panpsychism (
Hart, 2021a).
+ Hart is not a timorous monist: “At the end of the day, I'm a monist as any sane person is … any
+ metaphysics that is coherent is ultimately reducible to a monism” (
Hart, 2024).
+ Unsurprisingly, Hart is a fierce critic of materialism (
Hart, 2019a): “The incommensurability
+ between physical causation and mental events is so vast that one can confidently assume that no
+ purely physical explanation of their relation will ever succeed” (
Hart, 2021a). He argues that it would
+ be very odd to claim that physiology and mental agency can be characterized within the same
+ “mereological hierarchy.” Far from being inverse descriptions of one and the same causal structure,
+ he says, “the causal description peculiar to each sphere—the material and the mental—is not even
+ vaguely similar to that peculiar to the other. If the mental merely supervened physically upon the
+ material, in the way the shape of the wheel supervenes upon the wheel's iron molecules, it is
+ impossible coherently to conceive of that miraculous conjugation as merely a structural extension of
+ inherent physical propensities. Here each level operates in ways radically disparate from—even
+ contrary to—the ways in which the other operates. Material structures and forces, if the
+ reductionist picture of nature is correct, are composite, fragmentable, non-purposive,
+ non-intentional, and essentially third-person; mental agency, by contrast, is indivisibly unified,
+ physically infrangible, thoroughly teleological, inherently intentional, and irreducibly
+ first-person (that is, conscious)” (
Hart, 2019a,
2022a,
2022d).
+ Hart is certain that “nothing like an actual science of mental reality will ever be conceivable
+ (much less practicable) so long as the culture of the sciences clings to a belief in the principle
+ of the ‘causal closure of the physical’” (
Hart, 2021b). He rejects irreducible
+ emergence as “logical nonsense; whatever properties appear in an effect, unless imposed
+ adventitiously, are already implicit in its ‘lower’ causes, even if only as a kind of virtual
+ intentionality.” He avers that “‘Strong emergence’ is either a myth, a category error, or a truth so
+ bizarre as to suggest that truth as such is impenetrable to reason; to invoke such a principle is to
+ say nothing” (
Hart, 2022a). He recommends
+ reconsidering “something like causal language proposed in Aristotelian tradition” (
Hart, 2022b).
+ Hart's intuition is that “The conditions necessary for knowledge of the world and the conditions
+ necessary for the world's existence as an object of knowledge at any number of vital points seem
+ insensibly to merge into a single reality, a single act,” a simplicity and an ultimacy, he says,
+ that cannot be found within nature as a closed totality and cannot be consistent with any
+ physicalist theory of the world. It becomes impossible not to wonder, he continues, “whether the
+ only properly empirical approach to the question of mental reality should begin with a radically
+ different kind of methodological bracketing: one that suspends every presupposition regarding a real
+ distinction between epistemology and ontology.”
+ He continues, “At least, we should never refuse to reflect upon the ancient metaphysical quandary
+ of whether being and consciousness are ever truly severable from one another.” To exist fully, he
+ says, is “to be manifest to consciousness,” and “there is no such thing as ontological coherence
+ that is not a rational coherence,” such that the irreducibility of mind to physical causes and the
+ irreducibility of being to physical events are one and the same irreducibility. There is a point
+ then, Hart argues, “at which being and intelligibility become conceptually indistinguishable” and
+ “being in itself is pure intelligibility” (
Hart, 2022b).
+ Given that “world and mind really are open to one another,” Hart accords “a certain causal
+ priority to mind over matter in our picture of reality” in that materialism would have more
+ difficulty to account for consciousness than consciousness would for matter.
+ Hart invokes Bernard Lonergan's argument that the “unrestricted intelligibility” of reality leads
+ to God as the one “unrestricted act of understanding.” The ascent towards ever greater knowledge is,
+ Hart says, “an ascent towards an ultimate encounter with limitless consciousness, limitless reason,
+ a transcendent reality where being and knowledge are always already one and the same, and so
+ inalienable from one another” (
Hart, 2022b).
+ “A restricted instance of that unrestricted act,” Hart says, is his “best definition of mind.” He
+ then goes to God, reasoning that “every act of conscious, unified, intentional mind is necessarily
+ dependent upon infinite mind—which is to say, God.” God, then, is “the logical order of all reality,
+ the ground both of the subjective rationality of mind and the objective rationality of being …. the
+ one ontological reality of reason as it exists both in thought and in the structure of the universe”
+ (
Hart, 2019b,
2022b).
+ The final step in forming Hart's ultimate monism will seem strange to most, blasphemous to some:
+ taking consciousness and being, already one and the same, and unifying it with God, to become, all
+ together, the ultimate one and the same. This is not pantheism (or panentheism), but based on Hart's
+ Orthodox Christian convictions, a Christological monism. He quotes Maximus the Confessor, who says,
+ “in the union with God, we ultimately are destined to become uncreated.” In Hart's ultimate monism,
+ “God doesn't become God, but God in those who are becoming God” (
Hart, 2022c).
+
+
+ 14.12. Leslie's consciousness inside an infinite mind
+ Philosopher John Leslie suggests that ethical requirements, when not overruled by stronger
+ ethical requirements, are creatively effective. The cosmos they create is a collection of infinitely
+ many minds, each infinite mind eternally conscious of all that's worth contemplating. Our universe
+ is a structure inside one such mind, its reality consisting simply in its being contemplated.
+ (Infinitely many finer universes might join our universe in that mind's consciousness, but it does
+ at least deserve its place there.) (
Leslie, 2001).
+ How, though, would one's own consciousness fit into this scenario? Well, each infinite mind is “a
+ single existent” in this sense, that its ingredients stand to it somewhat as a ruby's shape and its
+ redness stand to the ruby; they couldn't exist independently, any more than could the particles in
+ the Bose-Einstein condensates described by quantum physics. But despite how all the parts of each
+ universe which any such mind contemplated would exist—remember, solely through entering into that
+ mind's contemplations—some of those parts could each have consciousness of its own. They could be
+ conscious brains, or conscious computers. Being inside the existential unity of that mind wouldn't
+ make these know that it was there that they existed, or what other things existed there. Conscious,
+ when it contemplated us, of every quark and electron of your brain and mine, that mind could leave
+ us in ignorance even of each other's existence (
Leslie, 2001).
+ Similarly, our lives from birth to death could be eternally present to that mind's awareness
+ whereas we could only guess what would fill our next few hours. Still, one's consciousness might
+ itself be existentially unified at any given moment, perhaps thanks to quantum-physical processes.
+ This could explain how the entirety of a painting, for instance, can be known in a single glance.
+ Brains without regions that featured quantum computations, computers which weren't quantum
+ computers, might be incapable of such knowledge.
+ Leslie concludes, “Innumerable further things worth contemplating would exist inside each
+ infinite mind, many of them quite unlike our universe and its living beings. Examples could be
+ utterly lifeless universes; universes very unlike ours in their physical laws, or obeying no laws at
+ all; countless things of interest or of beauty, each not forming part of any universe” (
Leslie, 2001).
+
+
+
+ 15. Dualisms
+ Dualism is the theory of consciousness that requires two radically distinct parts: a physical
+ brain, obviously, but also in addition, a separate, nonphysical substance that is not only independent
+ of the brain but also not of the physical world (as presently conceived). This would mean that reality
+ consists of (at least) two ontological categories—physical and nonphysical, whether substances,
+ properties, aspects, dimensions or planes of existence. Dualism is often called “substance dualism,”
+ to distinguish it from “property dualism,” which is ontologically different (15.1). In general usage,
+ “dualism” means substance dualism.
+ For dualism to be true, what follows must be that the physical world, at its most fundamental level
+ of fields and forces, is not in some way causally closed, and that mental properties play a causal
+ role in affecting the physical world. This perspective, often called
interactionism, provides
+ that physical states cause phenomenal states, and phenomenal states cause physical states, and
+ whatever psychophysical laws there may be will operate in both directions (
Chalmers, 2003; 15.8).
+ Common forms of dualism identify the essence of the person with a nonphysical “soul,” generally an
+ immortal soul. This kind of “soul-centered dualism” is also the theory of consciousness most widely
+ believed by the vast majority of the world's population, largely implicitly via acculturation to
+ belief systems, whether organized religion or folk traditions. Dualism (substance dualism), certainly,
+ is the default doctrine in the Abrahamic religions of Judaism, Christianity and Islam.
+ Dualism is largely rejected by philosophers, at least by most professional philosophers in the
+ West
48 (
PhilPapers Survey, 2009,
2020). Dualism has fallen out of
+ philosophical favor for at least four reasons. (i) No Interactions: given the scientific understanding
+ that the physical world is a causally closed system in that every event has a prior, physically
+ efficient cause, how could anything outside such a closed system affect it? (
Goff, 2020). (ii) Not Parsimonious: two
+ kinds of world stuffs seem excessively complex; Occam's razor cuts unnecessary entities in
+ explanations. (iii) No Knowledge: souls are slippery; how to know anything about how they work? (iv)
+ Fading Divine Creator: With God less prominent in academia, there seems one less way to create or
+ allocate souls.
+ In trying to characterize souls (assuming for a moment that souls do exist), we ask questions. Are
+ all souls exactly the same, as all electrons in the electron quantum field are the same? Are souls
+ undifferentiated (everyone gets the same “starter kit”), or specially tailored to each individual? Are
+ souls created by God? Or are souls the inevitable, automatic product of a set of deep psychophysical
+ laws; in other words, given specific, complex structures of atoms, do souls pop into existence? Or are
+ souls always existing, part of a cosmic consciousness—journeying, reincarnating, transitioning,
+ transforming, reincarnating ….?
+ Notably, because consciousness, under dualism, would require both a non-physical substance and a
+ physical brain (somehow working together), it is conceivable, following the death of the body and the
+ dissolution of the brain, that this nonphysical substance by itself could maintain some kind of
+ existence, conscious or otherwise. (Although this nonphysical substance is traditionally called a
+ “soul”—a term laden with theological burdens—a soul is not the only kind of thing, or form, that such
+ a nonphysical substance could be.)
+ Philosopher Dean Zimmerman reviews “a spectrum of dualisms,” resulting from different meanings of
+ “nonphysical”. Are souls simple, with no parts, or composite, with internal components (whether fixed
+ or flexible)? To pose an extreme, could souls be abstract objects, outside of space and time,
+ necessary existents? Most dualists would have souls as concrete, nonphysical objects. Some would even
+ have souls extended in space, sharing the same special coordinate system as bodies (
Zimmerman, 2005).
+ David Bentley Hart welcomes confrontation by claiming that most early modern scientists were better
+ able to understand the mind-body problem than are many in the sciences today. The 17th century
+ solution to the seeming irreconcilability of mind and matter was “to adopt a casual and contented
+ dualism, allowing the mental and the physical each its own discrete autonomous sphere: nature, not
+ being teleological or intentional in any way, is nothing like mind; mind, not being composite,
+ purposeless, and impersonal, is nothing like nature.” The two can somehow interact, probably, Hart
+ suggests, through the sheer power of God, but “neither is reducible or even qualitatively similar to
+ the other.” Hart recognizes the inherent problems in describing “any kind of coherent ontological,
+ causal, or epistemological continuity between the two spheres”—Hart himself is a monist (14.11)—“it
+ [dualism] was nowhere near so magnificent a disaster as the later, materialistically monistic attempts
+ to reduce mental events to mechanical [processes] have so far proved” (
Hart, 2019a,
2021a).
+ To Galen Strawson, “Dualists who postulate two distinct substances while holding that they interact
+ causally not only face the old and seemingly insuperable problem of how to give an honest account of
+ this interaction. They also face the (even more difficult) problem of justifying the claim that there
+ are two substances.” To think that dualism has anything in its favor, Strawson asserts, “is simply to
+ reveal that one thinks one knows more about the nature of things than one does—and it has Occam's
+ razor (that blunt, sharp instrument) against it” (
Strawson, 2008). The dualism theories
+ that follow in this section challenge this denial.
+ Jaron Lanier says, “You've got two choices. Either you know everything [about consciousness], or
+ you organize your ignorance in some intelligent and organized manner. Dualism is the most honest
+ manner of organizing your ignorance, okay?” (
Lanier, 2007b).
+ As noted,
Closer To Truth viewers regularly send me diverse theories related to
+ consciousness, some just ideas, some elaborate systems, and occasionally they are hard to classify.
+ For example, a consciousness system operating independently of the central nervous
+ system, constituted by “a Material B” (exhibiting “coupling properties” beyond the boundaries
+ of physics) and explored by “memory-related thought processes” and “illogical
+ nonlinear-thinking”49 (
Ma et al., 2023).
+ It is well known that mental causation is a vexing problem for dualists. By what conceivable
+ mechanism could nonphysical stuff effect physical stuff? This is not a primary issue for this
+ Landscape (15.8), but it is for Dualism.
+ Again, the purpose of this section on Dualisms as a theory of consciousness is to describe various
+ kinds of dualism, not to argue in favor or against (a self-imposed hurdle on which I occasionally
+ trip).
+
+ 15.1. Property dualism
+ Property Dualism is the idea that while there is only one kind of substance in the world,
+ physical substance, there are two kinds of properties, mental and physical properties, such that
+ mental properties cannot be reduced to or explained by physical properties alone, even though both
+ kinds of properties are generated by the same physical thing, namely brains. More specifically,
+ property dualism maintains that human persons are entirely physical objects, composed wholly by the
+ constituents of fundamental physics and subject only to the laws of physics, but also they have, at
+ the same time and equally inherent, non-physical properties or aspects, namely mental properties or
+ aspects (thoughts, concepts, ideas) that are not reducible to, and not explainable by, the
+ properties of fundamental physics (and its special science derivatives)—even though all of property
+ dualism's properties must come from those constituents of fundamental physics. Simply, human persons
+ would have nonphysical properties but no nonphysical parts.
+ According to Dean Zimmerman (following Chalmers), property dualism means that, “For at least some
+ mental states, it is not possible to define, in terms of microphysical properties alone, a physical
+ property common to all individuals in that mental state, and only to them.” Property dualism, then,
+ would be the failure of supervenience, which states that “among all the possible individuals in all
+ the possible worlds, there is no pair with all the same microphysical properties but different
+ mental properties” (
Zimmerman, 2005).
+ Zimmerman applies property dualism to two famous questions in philosophy of mind: “It seems easy
+ to imagine physically indiscernible zombies (animate human bodies with no consciousness) or people
+ whose spectrum of color experiences is the reverse of one's own. If genuinely possible, these
+ scenarios show that the mental does not supervene upon the physical” (
Zimmerman, 2005).
+ But in a wholly physical world, how could the mental not supervene upon the physical? How could
+ different mental states arise from precisely the same microphysical states (down to the most
+ fundamental physics)? If mental states can so arise, mustn't something be missing, or arbitrary, in
+ the physical world? If mental states cannot so arise, what then of property dualism?
+ To oversimplify, property dualism is dualistic only in its deep epistemology, not in its deep
+ ontology, which remains entirely materialistic—consciousness remains wholly the product of brain
+ function. Under property dualism, the mind still comes entirely from the brain, without residue.
+ When super-advanced neuroscience accounts for all that can be known about the brain—though obviously
+ it would be fiendishly complex—will there be nothing left over to explain about the mind?
+ Yet, property dualism has some mental properties as irreducible, a move that perhaps help blunt
+ attacks on materialist theories of consciousness. (Property dualism shares features with
+ Non-Reductive Physicalism, 10.) But what does this really mean? How irreducible? Irreducible in
+ practice, for sure. But irreducible in principle? What would an absolute complete science, from
+ fundamental physics to neuroscience, not capture?
+ Philosopher Ralph Weir evaluates the common preference in philosophy of mind for varieties of
+ property dualism over other alternatives to physicalism and certainly over substance dualism. He
+ argues that the standard motivations for property dualism “lead directly to nonphysical substances
+ resembling the soul of traditional metaphysics.” Using the conceivability of modal arguments for
+ zombies and ghosts and critiquing Russellian monist forms of property dualism, he concludes that “if
+ you posit nonphysical properties in response to the mind-body problem, then you should be prepared
+ to posit nonphysical substances as well” (
Weir, 2023).
+ Property dualism is the first subcategory under dualism because it is the most materialistic, the
+ least dualistic, of the bunch. While I appreciate its important role in the development of
+ philosophy of mind, I must admit that I've never had it near top-of-list in the marketplace of
+ fundamental theories.
+ Peter van Inwagen muses that “‘property dualism’ is a very odd name to give it.” His
+ argument clarifies the essence of dualism itself. “If there are non-physical substances, then
+ physical and non-physical substances (a cat and an angel, for example) are clean different kinds
+ of thing. Although they are both substances right enough, the division of the category ‘substance’
+ into the sub-categories ‘physical’ and ‘non-physical’ is an ontologically significant division. We
+ call Descartes and Plato dualists
+ because they think there are substances in both sub-categories. I would suppose that ‘property
+ dualists’ call themselves dualists because they think that the division of properties into
+ physical and non-physical properties is an ontologically significant division of the category
+ ‘property’, a division as significant as the physical/non-physical division of the category
+ ‘substance’. If this is so, I think that the self-chosen description ‘property dualist’ indicates
+ a metaphysical confusion in the way property dualists conceive of properties” (Van Inwagen, 2007b).
+ Nonetheless, unlike much-disparaged substance dualism, property dualism remains a respectable
+ position within philosophy of mind (
Zimmerman, 2005).
+
+
+ 15.2. Historical and traditional dualisms
+ Dualism is the oldest and most ubiquitous theory of consciousness in the sense that nonphysical
+ aspects of the world and mind, such as animism and ancestor worship, had long seemed the default
+ assumption of millennia of pre-modern human groups and cultures. Plato's description of immortal
+ souls in ancient Greece, where the person was entirely immaterial, and the profound ruminations
+ about consciousness in
ancient
+ India, debating individual and cosmic varieties, were consistent with common intuitions and
+ thus readily accepted.
+ On the other hand, biblical accounts of the nature of the person, especially in the Hebrew
+ scriptures, stress human physicality and mortality, with no obvious assertions about immortal souls
+ (
Van Inwagen, 1995). In Genesis, humans
+
became (were not inherently) “a living soul” (Gen. 2:7). Ezekiel writes, “The soul that
+ sinneth, it shall die” (Ezek. 18:20). Paul, in the New Testament, has “the wages of sin is death”
+ (Rom. 6:23). Granted, theologians can interpret “death,” as, say, a soul that is separated from God.
+ But the Psalmist is clear, saying of humans, “His breath goeth forth, he returneth to his earth; in
+ that very day
his thoughts perish” (Ps. 146:4). And Solomon is unambiguous, “the dead know
+ nothing” (Eccles. 9:5).
+ Nonetheless, the overwhelming majority of adherents to the Abrahamic religions of Judaism,
+ Christianity and Islam, along with most of their religious teachers, assume that human beings are,
+ in essence, a soul and that the soul has some kind of future beyond death.
+ John Leslie describes the historical understanding of souls as “existentially unified,” noting,
+ "When the parts of a soul were viewed as existentially unified at each particular instant, it wasn't
+ thought that God, when manufacturing unified souls, had to do some kind of special mixing involving
+ many separate steps. It was believed simply that souls had, from the moment of their creation by
+ God, the property of being complex yet existentially unified. Many distinguishable elements of such
+ complexity were present when a soul had a thought or an experience, but still, a soul remained
+ existentially unified at each instant and remained the very same soul at successive instants" (
Leslie, 2006).
+
+
+ 15.3. Swinburne's substance dualism
+ Christian philosopher Richard Swinburne is a leading advocate of substance dualism (
Swinburne, 2013). "If you want to tell
+ the whole story of the world, you must say what objects there are in the world, what substances
+ there are, and what properties they have at different times," Swinburne said on
Closer to
+ Truth. "Of course, that will include all the physical objects, all the tables and chairs and
+ planets and atoms. But, of course, that won't tell the whole story. You will also have to tell the
+ story of conscious life, which is associated with each body." Swinburne asserts that in order to
+ tell "the whole story of the world," one must "pick out subjects of experience—not just by the
+ experiences they have, not just by the physical bodies with which they are associated" but also with
+ "separate mental entities for which the natural word is 'soul' … If you can't bring 'soul' into the
+ account of the world, you will not tell the whole story of the world, because you will not tell who
+ has which conscious life" (
Swinburne, 2007;
Swinburne, 2006).
+ "If the only things were physical objects, including bodies and brains, we would not be able to
+ distinguish a case where you have the body which is presently yours and I have the body which is
+ presently mine, from the case where you have the body which is presently mine and I have the body
+ which is presently yours," he adds. "If physical properties and mental properties were just
+ properties of bodies there would be no difference between these cases; " but because there are
+ obvious differences between "you" and "me," Swinburne claims that "there must be another essential
+ part of me which goes where I go, and this we can call my 'soul.'" Truths about persons, Swinburne
+ stresses, are not truths about brains or bodies (
Swinburne, 2007).
+ Swinburne's argument for the existence of a soul—that "souls constitute personal identity and the
+ continued existence of me will consist in the continued existence of my soul"—"is quite apart from
+ what might happen in the world to come." Moreover, Swinburne's arguments for the reality of a
+ nonphysical soul do not depend, he says, on theological revelation or his own religious convictions
+ (
Swinburne, 2016;
Kuhn 2016b).
+
+
+ 15.4. Composite dualism
+ Modern dualism in philosophy of mind begins with Descartes who famously divides the world between
+ the physical and the mental. He was motivated by the obvious distinction that the mind has thought
+ but no extension while the body has extension but no thought. Yet body and mind both seem needed to
+ have a human person.
+ Composite dualists require both body and mind to constitute a person, where “body” generally
+ denotates brain and “mind” generally denotates soul. There are of course variations and problems (
Zimmerman, 2005). A key question is
+ whether the nonphysical part, the soul, has mental states independent from the body/brain? To most
+ dualists, both historical and contemporary, the soul does indeed.
+ As to the relationship between the body and the soul, Swinburne is ambivalent. "Maybe, of course,
+ a soul can't function on its own," he said. "Maybe it can only function when associated with a body.
+ In that case, my continued existence would consist in it being joined to a body again, perhaps an
+ entirely new body. I think a soul could exist on its own, but not a great deal turns on that." A
+ body is required, Swinburne said, because "for us to interact with others, to recognize others, we
+ need different public characteristics” (
Swinburne, 2016;
Kuhn 2016b).
+ I asked Swinburne to speculate on the essence or composition of such a soul. Is it a
+ differentiated substance? What's to prevent your soul from getting mixed up with my soul?
+ "The difference between souls is ultimate, unanalyzable by anything else," Swinburne responded.
+ "A soul has no extension. It is an 'immaterial particular', to use an old-fashioned philosophical
+ term. It does, of course, have characteristics, properties. It has thoughts, feelings, attitudes,
+ and so on. But the way we distinguish in practice between souls is in terms of the bodies with which
+ they are associated because the difference between your soul and my soul, being ultimate, does not
+ consist in their relations to our respective bodies. There is of course nothing paradoxical about
+ the difference between souls being unanalyzable, because some differences must be ultimate; if you
+ can analyze 'a' by 'b' and 'b' by 'c' and so on, you eventually get to things which you can't
+ analyze, and the differences between human souls in my view are one of those things. This is why the
+ only way souls can have a public presence is through their attachment to bodies” (
Swinburne, 2007,
2016).
+
+
+ 15.5. Stump's Thomistic dualism
+ The influential Christian scholastic philosopher St. Thomas Aquinas gives an account of the soul
+ that is non-Cartesian in character, according to Catholic philosopher Eleonore Stump, who has
+ Aquinas taking the soul to be something essentially immaterial or configurational but nonetheless
+ realized in material components. This suggests, she argues, not only that Cartesian dualism isn't
+ essential to Christianity but also that the battle lines between dualism and materialism are
+ misdrawn (
Stump, 1995).
+ Stump recognizes that because Cartesian dualism is widely regarded (among philosophers) as false,
+ and because “it is also the case that the major monotheisms have traditionally been committed to
+ dualism of a Cartesian sort, then in the view of many philosophers the apparent or putative falsity
+ of Cartesian dualism becomes an embarrassment for those religions.”
+ In building his alternative to a Cartesian sort of dualism (in historical context, to
+ Plato's account of the soul), Aquinas is guided by “two complex, culturally conditioned sets of
+ intuitions,” each of which relates to a biblical passage. The first is "dust thou art, and unto
+ dust shalt thou return" (Gen. 3:19), conveying that a human
+ being is a material object, “made out of the same sort of constituents as the earth is,” and
+ the second is "Then shall the dust return to the earth as it was, and the spirit shall return to
+ God who gave it" (Eccles.12:7), conveying that a human person survives death, “because her spirit
+ or soul continues to exist after the dissolution of her body.” Stump has Aquinas accommodating
+ both sets of intuitions with his account of the human soul (Stump, 1995).
+ Famously, Aquinas takes the soul to be the form of the body, but, as Stump points out, “the soul
+ not only is the form that makes this matter a living human body but also is the form that makes the
+ matter this human being.” And when, after death, all that is left of a human being is the soul,
+ “individuality persists on Aquinas's account.”
+ “Soul” is a larger category for Aquinas, his generic term for the substantial forms of all
+ material objects that are living. Plants have souls, not in the human sense, but in that they enable
+ “a configuration of matter which allows for nutrition, growth, reproduction.” Animals, too, have
+ souls, since they, too, are living things; but the configuration of their matter also allows them
+ perception. The forms that constitute human beings allow a more distinctive set of capacities,
+ namely, intellective processes. Aquinas tends to call the human soul “the intellective soul” or “the
+ rational soul”.
+ Aquinas's soul is created directly by God and infused into matter. The soul is the act of the
+ body, “because it is in virtue of the soul that something is actually a living human body.”
+ Moreover, because the soul is the form of the body, it has a spatial location; while the body is
+ alive, the soul is located where the body is.
+ As for the post-mortem, disembodied soul, while it does persist, it is not the complete human
+ being who was the composite but only a part of that human being. A separated soul does exist on its
+ own after death, but it nonetheless isn't a substance in its own right. Disembodied existence isn't
+ natural to the soul.
+ Stump sums up: “The soul is an essentially configurational state which is immaterial and
+ subsistent, able to exist on its own apart from the body. On the other hand, the soul is the form
+ that makes the living human body what it is. While it is possible with divine help for the soul to
+ exist and exercise cognitive function on its own, apart from the body, that state is unnatural to
+ it. In the natural condition, human cognitive functions are to be attributed to the whole
+ composite and not to the soul alone, although the composite exercises cognitive functions by means
+ of the soul.” In Stump's view, the real lesson of Aquinas's account of the soul is to show that
+ the dichotomy
+ between materialism and dualism is misleading (Stump, 1995).
+
+
+ 15.6. Feser's neo-Thomistic, neo-Aristotelian, common-sense dualism
+ Catholic philosopher Edward Feser's account of consciousness combines a neo-Thomistic view that
+ some mental faculties are immaterial and a neo-Aristotelian view that we perceive the world actually
+ as it appears to be (i.e., direct realism, such that color and sound are properties of external
+ objects as real as size and shape) (Section:
Feser, 2012a;
2012b;
2012c;
2022a;
2022b).
+ As Feser explains, Aristotelians and Thomists use the term “intellect” as that faculty by which
+ we grasp abstract concepts, make judgments and reason logically. Intellect is to be distinguished
+ from “imagination,” the faculty by which we form mental images (visual, auditory, etc.), and from
+ sensation, the faculty by which we perceive the external material world and the internal world of
+ the body. Feser argues that the irreducibility of intellect to imagination and sensation is
+ undeniable (e.g., the intellect's concepts are universals while mental images and sensations are
+ particulars). He also argues that “the reason why intellectual activity cannot in principle be
+ reduced to sensation or imagination is, as it happens, related to the reason why intellectual
+ activity cannot in principle be reduced to, or entirely supervenient upon, or in any other way
+ explicable in terms of material processes of any sort” (
Feser, 2012a).
+ To explain intellectual activity entirely in terms of material processes, Feser says, is to
+ inevitably deny the existence of some essential aspect of the intellectual activity. If you identify
+ thought with material processes, you are necessarily committed to denying, implicitly or explicitly,
+ that our thoughts really ever have any determinate or unambiguous content. According to Feser, some
+ materialists have seen this, including
Quine and
+ Dennett, and decided “to bite the bullet and accept that the content of all thought and language is
+ inherently indeterminate.”
+ Feser asserts that such claims are indefensible because it would contradict making sense of
+ mathematics and logic, and hence of empirical science, all of which presupposes that we have
+ determinate concepts. “Anyone who thinks that thought can even in principle be entirely material,”
+ he says, “hasn't thought carefully enough about the nature of thought” (
Feser, 2012a).
+ But Feser's dualism is not Descartes's dualism, which makes assumptions about the nature of
+ matter as much as or more than assumptions about the nature of mind, and thus is responsible, in
+ part, for generating the mind-body problem. The key point, Feser says, is that by characterizing
+ matter in purely quantitative, mathematical terms, Descartes left no place in it for qualitative
+ features like color, odor, taste, sound,
+ smell, heat and cold as common sense understands them. Accordingly, he treated these qualitative
+ features—as Galileo before him and countless others after him did—as entirely mind-dependent,
+ existing only in our conscious experience of the world but not in the world itself (Feser, 2012b).
+ This means that if these qualitative features as common sense understands them exist only in the
+ mind and not in the material world, it follows that these features cannot themselves be material. A
+ kind of dualism follows, Feser claims, precisely from the materialist conception of matter. The
+ so-called “qualia problem” that contemporary philosophers of mind fret over, he argues, “is the
+ inevitable result of the conception of matter to which modern scientists in their philosophical
+ moments have wedded themselves” (
Feser, 2012b).
+ In Feser's reading, Descartes and other moderns had an austere concept of nature as inherently
+ devoid of the qualitative features we know from conscious experience (e.g., color, sound, heat,
+ cold) as well as of meaning or purpose of any kind. Thus, they conceived of the human mind as an
+ immaterial substance that somehow interacts with those parts of the natural world we call human
+ bodies and brains. This spawns Descartes's novel form of dualism, which is notoriously problematic
+ (i.e., the interaction problem) such that modern materialists throw out Descartes's immaterial
+ substance while holding on to his view of the material world. (But their own position, Feser adds,
+ is even more problematic, since it leaves them with no place at all to locate qualitative features
+ or meaning.) (
Feser, 2012c).
+ Moreover, because Descartes took the human body as just one entirely mathematically definable bit
+ of the material world among others, entirely devoid of qualitative features, and took all
+ consciousness to reside in the
res cogitans, which he regarded as immaterial, Descartes's
+ position implies that sensation and imagination are immaterial. Hence if sensation and imagination
+ turn out to be material after all, it is understandable how some would infer that all operations of
+ the
res cogitans, all mental
+ activity, might be susceptible to materialist explanation as well (Feser, 2012b).
+ But, Feser argues, the Aristotelian tradition has always regarded sensation and imagination as
+ corporeal faculties, and as having nothing essentially to do with the reasons why our distinctively
+ intellectual activities are incorporeal, in that strictly intellectual activity on the one hand and
+ sensation and imagination on the other, differ in kind, not merely in degree, so that to establish
+ the corporeal nature of the latter is irrelevant to the question of whether the former is corporeal.
+
+ Aristotle and the Scholastic tradition that built on his thought took the common-sense view that
+ the natural world is filled with irreducibly different kinds of objects and qualities: people; dogs
+ and cats; trees and flowers; rocks, dirt, and water; colors, odors, sounds; heat and cold; meanings
+ and purposes (
Feser, 2012c). The founders of modern
+ philosophy and science overthrew Aristotelianism, and, on Feser's view, common sense along with it.
+ On the new view of nature inaugurated by Galileo and Descartes, the material world is comprised of
+ nothing more than colorless, odorless, soundless, meaningless, purposeless particles in motion,
+ describable in purely mathematical terms. The differences between dirt, water, rocks, trees, dogs,
+ cats, and human bodies are on this view superficial.
+ Common sense, Feser says, takes ordinary physical objects to have both (a) size, shape, motion,
+ etc. and (b) color, sound, heat, cold, etc. Early modern philosophers and scientists characterized
+ features of type (a) as “primary qualities” and features of type (b) as “secondary qualities,” and
+ they argued that the latter are not genuine features of matter as it is in itself, but reflect only
+ the way conscious awareness
presents matter to us. What exists in mind-independent reality
+ is nothing more than particles in motion. Color, sound, taste, odor, etc. exist only in the mind's
+ experiences of that reality (
Feser, 2022a).
+ But, Feser argues, to draw a sharp distinction between primary and secondary qualities is much
+ more difficult than it at first appears. The Aristotelian philosopher who defends common sense would
+ say that this is a good reason to think that secondary qualities are, after all, as objective as
+ primary qualities.
+ The more common approach, however, was to try to make some version of the primary/secondary
+ quality distinction work, which made a Cartesian sort of dualism an inevitable consequence of the
+ primary/secondary quality distinction. For if color, sound, heat, cold, etc. as common sense
+ understands them don't exist in matter, then they don't exist in the brain or the
+ rest of the body (since those are material). And if they do nevertheless exist in the mind,
+ then we have the dualist conclusion that the mind is not identical with the brain or with any other
+ material thing.
+ Feser claims that the very conception of matter that modern materialism has committed itself to
+ is therefore radically incompatible with materialism. Attempting to develop a materialist account of
+ consciousness
while at the same time presupposing the conception of matter inherited from
+ Galileo and Co. is like trying to square the circle. “It is a fool's errand,” Feser opines, “born of
+ conceptual confusion and neglect of intellectual history” (
Feser, 2022a).
+ To Feser, the hard problem of consciousness is a pseudo-problem. It arises only if we follow
+ Galileo and his successors in holding that color, odor, sound, heat, cold, and other “secondary
+ qualities” do not really exist in matter in the way common sense supposes them to, but instead exist
+ only in the mind (as the qualia of conscious experience) and are projected by us onto external
+ reality. If you take this position, Feser says, you are stuck with a conception of matter that makes
+ it impossible to regard consciousness as material.
+ The solution, Feser offers, is simply not to go along with this assumption in the first place,
+ but to return to the Aristotelian-Scholastic view the early moderns reacted against, and which is
+ compatible with the commonsense view of matter. The so-called hard problem of consciousness then
+ dissolves (
Feser, 2022b).
+ Feser highlights Gilbert Ryle's critical characterization of Descartes's dualism as the theory of
+ the “ghost in the machine.” It is often supposed that modern philosophy and science after Descartes
+ preserved his mechanical model of matter while getting rid of the “ghost” of the Cartesian mind. To
+ Feser, the haunting problem is not the “ghost” but the mechanical model of matter (
Feser, 2022b).
+
+
+ 15.7. Moreland's Christian soul
+ Christian philosopher J.P. Moreland defines a robust “generic substance dualism” as the view
+ according to which “(i) there is a substantial soul (self, ego, I, substantial form) that is wholly
+ immaterial; (ii) the soul is not identical to its physical body; and (iii) the soul is that which
+ grounds personal identity for human persons” (
Moreland, 2023). He defends a
+ Thomistic-like dualism, taking the body to be an ensouled, spatially extended, physical structure,
+ and the soul to be a substantial, unified reality that informs (gives form to) its body, animates it
+ and makes it human. Thus, a body requires a soul to be a body, and this is why a body is of value. A
+ body without a soul in it is just a corpse. In contrast to a body, a corpse is of little intrinsic
+ value (
Moreland, 2014).
+ Similarly, a soul requires a body to be fully realized; for a soul to have a body is its natural
+ state. By analogy, the soul is to the body like God is to space—it is fully “present” at each point
+ within the body. Breaking the analogy, Moreland's soul and body relate to each other in an informing
+ and cause-effect way (
Moreland, 2014).
+ Moreland argues that the unity of consciousness cannot be explained if a person is a brain,
+ because a brain is just an aggregate of different physical (separable) parts. He accepts constituent
+ realism regarding properties (and relations), according to which properties (and relations) are
+ universals that, when exemplified (they need not exist), become constituents of the ordinary
+ particulars that have them. Moreover, he asserts that whereas a physicalist may claim a unified
+ awareness of one's visual field consists of combining several different physical parts of the brain
+ each terminating a different wavelength, each of which is aware of only part (not the whole) of the
+ complex view, “this cannot account for the single, unitary awareness of the entire visual field” (
Moreland, 2018).
+ Offering “a comprehensive defense of contemporary substance dualism,” Christian philosophers
+ Brandon Rickabaugh and J.P. Moreland present arguments that they claim support substance dualism and
+ defeat those that deny it. These include: introspection, self-awareness and intentionality; the
+ fundamental unity of conscious beings (e.g., mereological essentialism and the diachronic endurance
+ of the soul); and updated arguments from modality and libertarian freedom (e.g., problems of causal
+ interaction, neuroscientific objections, and causal closure of the physical) (
Rickabaugh and Moreland, 2023).
+
+
+ 15.8. Interactive dualism
+ The primary problem of Dualism—many would say the
defeater of Dualism—is how nonphysical
+ substances could possibly interact with physical substances, especially given the common assumption
+ that the physical world is a closed system. Also called the "pairing problem," how could an
+ immaterial thing, the mind, interact with a material thing, the body (or brain)? Notwithstanding our
+ folk perception that the physical world affects my mind through my senses and my mind affects the
+ physical world through my actions, most scientists and philosophers deny this is what is in fact
+ happening. There would be no commonalities between physical and nonphysical substances, no means of
+ exchange—the problem of mental causation on steroids. Moreover, if nonphysical substances could
+ somehow affect and alter physical substances, wouldn't that require a transference of energy, and
+ wouldn't such an addition violate the sacrosanct physical law of the conservation of energy?
+ (Section:
Robinson, 2023;
Interactionism, 2023).
+ Advocates of Interactive Dualism (not that there are many among scientists and philosophers) say
+ they have resources. They reject the weak dualism of Epiphenomenalism where the physical affects the
+ mental but the mental does not affect the physical (9.1.2). They can claim that the interaction
+ problem is founded on archaic 19th century, billiard-ball physics, where causation requires hard
+ substances to be in physical contact, to touch one another, as it were. Quantum mechanics, on the
+ other hand, allows for various, albeit speculative ways, for the mental to affect the physical, even
+ beyond the classic but controversial view that an “observer” is needed to “collapse” the wave
+ function. Moreover, because quantum mechanics introduces fundamental uncertainty into the universe,
+ and if by this indeterminism holds, nonphysical substances might enjoy “wiggle room” to effect
+ causation.
+ Advocates can also appeal to different kinds of ethereal forces or energy transference systems.
+ Perhaps mental powers can influence the distribution but not the quantity of energy in the
+ brain (“a little more here, a little less there” does seem a bit of a cheat). Perhaps each
+ individual brain is not a causally closed system so that the conservation of energy need not apply.
+ Perhaps causal closure for the entire universe is also a 19th century invention, based on classical
+ thermodynamics and statistical mechanics, which are now superseded by quantum mechanics, general
+ relativity, dark matter, dark energy, and who knows what else? (I can make up another. Since string
+ theory offers, depending on flavor, 10, 11 or 26 “compactified” extra dimensions, why couldn't
+ nonphysical substances work via these extra dimensions? I can conceive of a precedent for this. To
+ account for the “hierarchy problem” in physics, where gravity is vastly weaker than the other
+ fundamental forces, some postulate that gravity “leaks” or “bleeds” into these extra dimensions.) It
+ gets crazy.
+ That's not all. Perhaps, one could just blow away the interaction problem by just asserting that
+ in systems that have minds, the law of conservation of energy is false. Perhaps because downward
+ causation goes to the lower physical levels and emergence is enabled, the causal completeness of
+ physics is wrong (
Ellis, 2019). Further, because the
+ whole idea of a closed physical system is based on the assumption that there are no nonphysical
+ forces involved, wouldn't this assumption undermine the argument against interaction by making it
+ circular? Then there is “overdetermination,” where mental and physical factors can each,
+ independently, affect actions—an approach that, while possibly solving one problem, creates other
+ problems (
Robinson, 2023;
Interactionism, 2023).
+ Finally, there is always a theological solution. God can help. God could have created souls with
+ powers, especially since “real” (i.e., libertarian) free will is an essential part of “God's plan,”
+ such that neither conservation of energy nor determinism holds, at least with respect to minds. (It
+ is challenging how even God could make this coherent.)
+ Christian philosopher William Lane Craig describes himself as a “dualist-interactionalist” in
+ that “the brain is itself part of... the physical reality with which the soul immediately interacts
+ (
Craig, 2015). He argues that
+ even though souls do not have spatial locations, “the question becomes why we should think that
+ only spatial
+ relations can pair a cause with its effect. Prima facie this seems overly restrictive”
+ (Craig, 2023).
+ I mustn't forget “Occasionalism,” the idea that created substances, physical and nonphysical,
+ cannot be efficient causes of events in themselves and that all events are caused directly by God.
+ This would mean that while mind and body appear to interact, in fact it is God that is changing each
+ separately and ceaselessly. While Occasionalism is dismissed (often ridiculed), there is a kind of
+ logic here. If God acts as intermediary, as it were, between nonphysical and physical substances,
+ then because God would have created both in the first place, this would make the apparent causal
+ connection between nonphysical and physical substances not especially troublesome for God to bring
+ about. This way of thinking—all these possible mechanisms for Interactive Dualism—reflects the depth
+ of Dualism's problem.
+
+
+ 15.9. Emergent dualism
+ Emergent dualism is the idea that while mind or consciousness is not fundamental in reality, it
+ comes into existence “naturally” when a certain kind of complex arrangement of physical atoms come
+ together, say, in biological neurons. The resultant new substance that emerges would be nonphysical,
+ generated by some meta-psychophysical processes or laws, and it would become the first-person
+ subject of the mind or consciousness. This freshly emergent nonphysical substance, to take the
+ extremes, could be either entirely dependent on the brain for continued existence or take on
+ independent ontological existence in some strong sense (though the latter, to me, would seem a
+ rather odd way for reality to be).
+ For some philosophers, emergent dualism is a softer-sell “dualism-light,” because souls
+ would then be a normal part of the physical world, however extended, where these as-yet-unknown
+ “natural” meta-psychophysical laws would determine their automatic manifestation from complex
+ structures, especially from brains (perhaps only from brains). Dualism's “pairing problem”—how can
+ nonphysical substances (“souls”) have causal
+ relations with physical substances (brains) with zero tolerance for failure?—would be
+ reduced under emergent dualisms because (i) souls would seem in a way tethered in space (Zimmerman, 2005), and (ii) souls would
+ have been generated by physical substances (brains) in the first place.
+ As a theist, Richard Swinburne holds the creationist position that God creates anew each new
+ soul. But, if he came to believe that this position was mistaken, then, as a theist, he would hold
+ the view that God had already built into atoms their propensity to produce souls (
Swinburne, 2016).
+ Out-of-body and near-death experiences (OBEs and NDEs) are said to support emergent dualism, in
+ that if one starts by assuming OBEs and NDEs to be actual disembodied conscious experiences (17.12),
+ then emergent dualism is said to be a candidate to explain them. And once this nonphysical substance
+ (soul) comes into existence, it is then logically possible for this “soul” to become independent of
+ its progenerating physical substance (brain) and to maintain its existence beyond the dissolution of
+ the physical (
Kopel, 2023).
+ Finally, there would be no necessity that the kind of meta-psychophysical laws that generate
+ emergent dualism should be restricted to complex arrangements of atoms in biological entities or
+ contexts. Thus, under emergent dualism, AI consciousness would not be impossible, as it would be
+ under traditional forms of dualism (AI Consciousness, 24).
+
+
+ 15.10. Kind's dualism 2.0
+ Philosopher Amy Kind defends dualism 2.0, “a thoroughly modern version of dualism … decoupled
+ from any religious or non-scientific connotations.” Her argument is direct and forceful: “A
+ physicalist framework cannot adequately capture the full reality of our conscious experience”—which
+ has a “qualitative nature.” However physicalism is defined, she says, “whether it's in terms of
+ current physics or future physics, or some other way entirely—we should see the theory as committed
+ to an important constraint: Physicalism can be true only if the phenomenality is not a primitive
+ aspect of the world” (
Kind and Stoljar, 2023, pp. 4, 58).
+
+ She analyzes and rejects Materialist Theories of Representationalism (9.8) and High-order
+ Theories (9.8.3), and Russellian Monism (14.1), and she deflects the counterattack that “rejecting
+ physicalism is tantamount to believing in ghosts, or fairy dust, or magic.” She stresses that “the
+ claim that consciousness is not a physical thing does not commit one to the existence of spooky
+ stuff. Rather, it should be seen as perfectly consistent with an adoption of a broadly naturalistic
+ conception of the world and our place in it.” She calls Dualism 2.0 “a rebooted version of dualism …
+ what it looks like to adopt this kind of view from the vantage point of the 21st century” (
Kind and Stoljar, 2023, p. 5).
+ Kind's claim is a simple one: “Just as physical states, events, and processes are an
+ irreducibly real part of the world, so too are phenomenal states, events, and processes an
+ irreducibly real part of the world” (jointly, “activity”). Given “the existence of both phenomenal
+ activity and physical
+ activity, and further, in virtue of its claim that these two kinds of activity cannot be
+ reduced to one another,” she declares that “the view is appropriately characterized as dualistic.”
+ Immediately, however, she stresses that “this duality need not be thought of in terms of mental
+ substances. We can have duality of activity without duality of entities” (Kind and Stoljar, 2023, p. 53).
+ While obviously distinct from physicalism, Kind's dualism 2.0 distinguishes itself from
+ Russellian Monism (and Panpsychism, 13), because, although the “claim that phenomenality (or
+ protophenomenality) can be found at the fundamental level of reality … is consistent with dualism
+ 2.0 … it is not required by it.” Dualism 2.0, she says, “need not take mass and charge to be the
+ appropriate model for phenomenality.” Nor does dualism 2.0 “commit itself to the ubiquity of
+ phenomenality,” nor “to anything spooky.” Just because “something cannot be reduced to the physical”
+ does not mean, ipso facto, “that it is magical or mystical.” Her example is mathematics (
Kind and Stoljar, 2023, pp. 53–54).
+
+ What about the physicalist argument that specifying the putative phenomenal laws seems a project
+ from nowhere? Kind reminds her critics of their lack of progress “in giving precise physical or
+ functional specifications of phenomenally conscious states”—and she concludes that “dualism 2.0 is
+ not here in any worse shape than its competitors.” She holds out hope for “a better and broader
+ understanding of the nature of causation” that could enable us “to accommodate mental causes and
+ thus affirm the causal efficacy of the phenomenal … without those seeming either mysterious or
+ spooky” (
Kind and Stoljar, 2023, pp. 55–56).
+
+
+
+ 15.11. Soul in the Hebrew Bible and Jewish philosophy
+ If one wants to pay attention to the nature of consciousness or soul in the Hebrew scriptures
+ (which is recognized as foundational by traditional Christianity and Islam as well as by Judaism),
+ there are two essential words to consider: “nephesh” (נֶפֶשׁ), often translated as “soul,”
+ and “ruach” (רוּחַ), often translated “spirit.” Neither word is translated consistently,
+ nor does either map cleanly unto modern meanings of soul or consciousness.
+ The essential verse for nephesh is Genesis 2:7: “God formed man from the dust of the
+ ground, and breathed into his nostrils the breath of life,” and “the man became a living being (or
+ soul, nephesh).” If nephesh is translated “soul,” that “soul” was not immortal (in
+ that it had to be described as “living”); it was not a nonphysical substance given to the
+ man, but rather it was what the man became. Nephesh applies to all sentient
+ creatures, not just to humans, and although mostly translated “soul”, it is elsewhere translated as
+ life, person, creature, mind, heart (emotions), desires. There are several places where the context
+ seems to require that nephesh be translated “dead”—it would be an odd coupling, indeed, for
+ nephesh to be an immortal soul and at the same time be dead.
+ The first use of ruach in the Hebrew bible is Genesis 1:2, where it is the “spirit”
+ (ruach) of God that is hovering in the darkness over the surface of the waters of a
+ formless and desolately empty earth. But ruach is elsewhere translated “wind” (many
+ verses), as well as vigor, courage, anger, disposition, patience, desire, even mind as the seat of
+ mental acts or moral courage. Ruach is used in “holy spirit” as well as in God's spirit. While
+ neither nephesh nor ruach means soul or consciousness, ruach seems closer
+ to a mental designator and nephesh closer to a living body designator.
+ Philosopher and rabbi Aaron Segal offers a defense of a traditional Judaic view that there are
+ souls and that they exist long before being embodied. Responding to the materialist challenge that
+ it's very surprising that none of us remembers anything from before we were born, he proposes that
+ each of us has “been
in existence for a very long time" but "only came to be a thinking
+ thing at a certain point in the development of her body (or brain).” Other respectable metaphysical
+ views, he argues, “have us existing for just as long and undergoing transformations no less radical
+ than this. For example, according to one prominent view, anything that ever exists, always existed
+ and always will exist. Nothing really goes into or out of existence. What looks like going into and
+ out of existence is just a matter of going from being abstract (with no causal powers and no
+ location, like a feature) to being concrete (with causal powers and a particular location, like a
+ person), and back again. An immaterialist who goes this route need not maintain that any of us has
+ undergone a transformation so radical as from the abstract to the concrete: just from unthinking to
+ thinking” (
Olson and Segal, 2023;
Segal, 2023).
+ Segal then moves to a view he calls “closer to home”: animalism—a prominent version of
+ materialism that each of us is a human organism. “Quite plausibly,” he says, “animalism has as a
+ consequence that each of us was once an unthinking fetus. So, according to that prominent version of
+ materialism, each of us has undergone a transformation from an unthinking thing to a thinking
+ thing.”
+ Physicist/businessman Eduard Shyfrin, who has developed a “Kabbalah of Information”
+ framework that integrates information theory with the Jewish
+ mystical tradition, calls the Kabbalah soul “the information entity with the dimension of self
+ that is structurally part of the informational foundations of the worlds (The Tree of Sefirot)”
+ (Shyfrin, n.d.).
+ The Kabbalah of Information, Shyfrin says, holds that God created only information, nothing else,
+ as the building blocks of all reality. Thus, there is no fundamental difference between material and
+ spiritual. Creation is an information space (“infospace”), composed of concepts of different
+ complexity and dimensionality. The distance between concepts in infospace is measured by the
+ likeness of their meaning, generating a form of hierarchy of concepts or “worlds”—as determined by
+ the Kabbalah Law of Likeness. Moreover, all the worlds are structurally invariant; the Tree of
+ Sefirot has a fractal structure. The transfer from one concept to another is incremental; it takes
+ place when information change reaches an “error threshold” (
Shyfrin, 2019).
+ Based on the above, Shyfrin explains that the “soul” is the information structure similar to the
+ structure of the “worlds” (Tree of Sefirot), with the additional dimension of “self.” This
+ structural similarity allows for the smooth interaction between the soul and the Tree of Sefirot.
+ Souls can “move” in infospace, which, for example, is the process of learning and thinking. All
+ souls intrinsically have the same kinds of concepts in general, but in particular, souls are
+ distinguished by their taking concepts from different parts of the hierarchy of concepts. This
+ process determines the “DNA” of the soul and all its potential functions (i.e., intellect, memory,
+ etc.) (
Shyfrin, 2019).
+ In addition, according to Shyfrin, because “according to the Torah the soul is in the blood”
+ (hence the Judaic prohibition against eating blood), "the information content of part of the soul's
+ hierarchy may be structurally similar to that of DNA.” Perhaps, at the moment of the soul's
+ creation, "G-D chooses its complexity and dimensionality, which have hierarchies of structure and
+ which entail the soul's intellectual potential."
50
+
+
+ 15.12. Soul in the New Testament and Christian philosophy
+ Almost all Christian denominations feature an immortal soul as essential doctrine and it is
+ conventional wisdom that the immortal soul is supported by passages in the New Testament. Yet there
+ are opposing views; for example, Peter van Inwagen's “Christian materialism” (10.3) (
Van Inwagen, 1995).
+ Biblical scholar James Tabor points out that although many assume that the New Testament abandons
+ the Hebrew view of the “soul” (
nephesh) as simply a “living being,” referring in Genesis 1
+ to all breathing creatures, such is not the case. The Greek term usually translated “soul” (
ψυχή
+ psykhḗ/psychi) essentially means “life,” and thus refers to a living “breathing” being; so
+ that rather than
having souls, humans
are souls. The central concept is that of
+ breathing or not breathing—which equates to being alive or dead. Thus “soul” is most often used for
+ the “self,” which is the “whole” being and it can be destroyed along with the body (Matthew 10:28).
+ Thus, we read of “fear coming upon every soul” meaning every individual (Acts 2:23) or Jacob's
+ children numbering “seventy-five souls”—or persons (Acts 7:14). The Apostle Paul metaphorically
+ speaks of the dead as “asleep”—no longer conscious or breathing, so that resurrection is an
+ “awakening” in a new transformed body. Without the resurrection they would “perish” (1 Corinthians
+ 15:18). Likewise, giving up the “spirit” (
pneuma) is to breathe one's last breath and die
+ (John 19:30) (
Tabor, 1989;
Tabor, 2023b;
TaborBlog).
+ “But, of course, what I assert here can be contested,” Tabor adds, especially by Christian
+ apologists and theologians who consider the subsequent idea of the immortal soul fundamental to
+ Christianity. However, he says, there are very few texts in the New Testament that picture the
+ “afterlife” in the lower Hadean world as “conscious” or semi-conscious, or in a state more actively
+ aware than Paul's metaphor of “sleep,” which is grounded solidly in the Hebrew Bible (
Tabor, 2023a).
+ Historian of ancient
+ religions Jonathan Z. Smith emphasizes the shifting nature of perceptions taking place in
+ the late Hellenistic/Early Roman period (200 BCE to 200 CE), when forms of Christianity and
+ Judaism that became dominant were emerging (Smith,
Encyclopedia
+ Britannica). The shift is from the archaic, which Smith calls the “Locative” view of the
+ cosmos—in which human beings had their place: death was death, and life was life—to what he calls
+ the “Utopian”—a perfect heavenly world beyond this one in which we really “belong” or to which we
+ “return” (
Tabor, 2022).
+ Still, by and large, the New Testament is strikingly “Hebraic” in its views of body, soul, and
+ spirit as constituting the whole person, and death or the grave as a place of no return—except that
+ the idea of resurrection provided future hope of “making the dead live,” which is the standard
+ Hebrew expression to this day (
Tabor and Wise, 1995).
+ Christian philosopher Andrew Ter Ern Loke surveys, from a Christian perspective, how human beings
+ are generated (after Adam and Eve). In the early church there were three competing views:
+ Traducianism, Creationism and Pre-existence, all of which assume substance dualism. According to
+ Traducianism, God uses parents to create the souls of children; according to Creationism, the souls
+ of children are directly created by God (either at or soon after biological conception).
+ Pre-existence is the doctrine that God has a “stock of souls from eternity and allocates them as
+ needed” (
Loke, 2022).
+ Pre-existence is widely regarded as unorthodox, while theologians have been divided on
+ Traducianism and Creationism, with Augustine acknowledging that he does not know which position is
+ the correct one. Creationism has been the dominant though informal position in Reformed Theology and
+ the Catholic Church since the time of Peter Lombard (
c. 1100–1160), while Traducianism has
+ been the dominant position in Lutheran theology
51 (
Loke, 2022).
+ Loke proposes a possible way in which Traducianism and Creationism may be combined, utilizing a
+ modified hylomorphic theory of human souls such that, “while the soulish potentialities are passed
+ down from parents to children in accordance with Traducianism, the particular restrictions on the
+ form of soul-stuffs are created by God so as to bring into existence particular individuals.”
52 Separately, Christian
+ substance dualism is said to be consistent with Darwinian evolution (
Loke, 2022).
+ Souls, of course, remain core Christian doctrine, and they are defended as “a better
+ explanation for consciousness.” Dualism is said to imply theism and
+ that dualism and theism are “ontologically tied together.” Joshua Farris “advances a case for the
+ person or self as being the fundamental bearer of conscious properties … where the primary bearer,
+ binder, and ground of consciousness is the soul as an immaterial substance” (Farris, 2023,
2024).
+
+
+ 15.13. Soul in Islamic philosophy
+ In Islam, the nature of the soul is a central concern, and is not dissimilar to the soul in
+ Christianity and Judaism (understandable because the three developed side by side during the Middle
+ Ages, rather harmoniously, too). Building on ancient and Neo-Platonist philosophers,
+ medieval Islamic philosophers, mainly al-Kindî, al-Farabi, Avicenna, and Averroes, developed an
+ Islamic metaphysic of the soul by evaluating the concepts of intellect, soul, nafs
+ and body. Especially important is
nafs, which literally means “self,” but can be translated
+ “
psyche” and “soul.” In building an Islamic theory of consciousness, the relationship
+ between the soul and body is shaped by the unification of the soul with the body, the soul's effect
+ on the body, the soul's independence, the state of the body, the separation of the soul after the
+ body's death, and whether the soul preserves its individuality (
Islamic Soul-Body, 2020).
+ Avicenna has the soul in an accidental relation to a particular body, given that body's need for
+ a central organizing and sustaining principle. “The soul itself is generated by the separate
+ intelligences of the heavens and emanated by them upon the body” (
Ivry, 2012).
+ Averroes focuses on the hierarchical structure of the soul, with each faculty sustained by a
+ lower, more material, or less “spiritual,” faculty. Thus, the nutritive faculty is substrate for the
+ sensory faculty, which is substrate for the common-sense faculty, which is substrate for the
+ imaginative faculty, which is, finally, the substrate for the rational faculty. While consciousness
+ per se is not a direct concern, it would be enriched at each level (
Ivry, 2012).
+ The Islamic scholar, teacher and classicist Hamza Yusuf describes the Islamic understanding of
+ consciousness as “a spiritual light that God has placed into the human being.” It's not metaphor, he
+ says, “It's a light, a spiritual light.” Noting that the term “consciousness” is relatively new and
+ that “the pre-moderns would have had a very different view of things,” Yusuf explains that in a
+ person's relationship with God, “the mirror of the soul has to be polished because the light cannot
+ shine properly unless there is a polishing. Remembrance of God is how one polishes the soul.” He
+ adds, "the human soul is considered 'aeviternal;' it has a beginning but no end" (
Yusuf, 2023).
+ Contemporary Islamic philosopher Seyyed Hossein Nasr presents a full flowering of the soul in the
+ afterlife, similar to the
Tibetan
+ Book of the Dead or Hindu doctrines of the afterlife. In some sense, he says,
+ development does not stop with death. “Something stops,” he says, “but the soul continues to
+ develop” (
Nasr, 2007).
+ According to Nasr, Islam identifies paradise with a garden, which includes sexuality as well as
+ eating—these raise, not lower, the value of paradise, he says. “All of these are to cut the soul
+ loose from attraction to the lower reflections of these realities and have the soul gaze upon the
+ real reality itself. That's what paradise is. And even within paradise, there are levels. The
+ highest paradise is called the paradise of the essence, in which every single concept and idea and
+ limited form of existence is transcended beyond the paradisal estate in the ordinary sense.”
+ The state of the soul, Nasr says, is “meta cosmic,” a kind of merging without destruction of the
+ individual. “It's what Meister Eckhart called ‘fusion without confusion’—a beautiful expression.
+ It's like swimming in the ocean of divinity. To transcend that into divine unity is what you might
+ call a bi-unity. By some great mystery, we are given the power to be conscious of our own
+ nothingness in divinity” (
Nasr, 2007).
+
+
+ 15.14. God as the supplier of souls
+ Many in the Abrahamic religious traditions—Judaism, Christianity, Islam—believe that God
+ dispenses souls actively to each individual (whether at birth, conception or some arbitrary time is
+ irrelevant here). Whether all these original souls are the same kind of tabula rasa,
+ indistinguishable initially one from another, or whether each soul has its own particular properties
+ or propensities, is a matter of debate.
+ Aaron Segal addresses another anti-dualist challenge—i.e., dualism would require material things
+ like our bodies to have the extraordinary power to generate souls ex nihilo—by invoking the God who
+ created them. “If God exists,” he argues, “then God might well be creating those souls in accordance
+ with the laws; otherwise, this process would happen by itself. Either way, I'm not sure how much
+ more extravagance any of this adds to the fact that souls are coming into existence
ex
+ nihilo in the first place. God is already supposed to be able to create
ex nihilo,
+ so if God is creating the souls, this would add no more extravagance at all. If God isn't involved,
+ there would be no agent at all creating the souls—the body would be no more of an agent than the sun
+ is in growing trees” (
Olson and Segal, 2023;
Segal, 2023).
+ A few religious denominations, especially in the Christian tradition, go further and assert that
+ not only does God dispense a soul to each individual, but also God makes a determination, prior to
+ or at that moment of allocation, what the future holds for that individual soul-person: the
+ soul-person's ultimate destiny, whether that soul-person will attain salvation or be condemned to
+ damnation. This controversial doctrine is called “predestination,” and most mainstream religions
+ reject it (
Predestination, 2024).
+
+
+ 15.15. Personal and cosmic consciousness in Indian philosophy
+ Theories of consciousness that developed in the ancient Indian
+ subcontinent, based on the Vedic scriptures, focus on the relationship between individual
+ human consciousness and cosmic consciousness. Roughly, there were two major views: each individual
+ human consciousness is a “piece,” as it were, of the cosmic consciousness, or each individual
+ human consciousness, in some mystical sense, is the entirety of the cosmic consciousness, even
+ though there are innumerable instantiations of the same thing (Sarvapriyananda, 2023b;
Sarvapriyananda, 2023a;
Medhananda, 2023).
+ These centers of individual consciousness would reincarnate through countless cycles of birth,
+ death, and rebirth before a final disposition would be made, with the individual consciousness being
+ absorbed back into the cosmic consciousness, as if a single drop of rain, having evaporated from the
+ ocean, condenses back into it.
+ While the main Advaita Vedanta tradition is nondualist, meaning that consciousness is the only
+ fundamental existent and all else, including the entire physical world, is derived from
+ consciousness, there are minority schools that maintain that the physical world has realist
+ existence (
Medhananda, 2022,
2023).
+ Historically, and perhaps ironically, one of the oldest Indian philosophical schools, Samkhya,
+ advocated the fundamental existence of two distinct, universal realities:
prakriti is
+ matter or nature (time, space, energy), and
purusha is consciousness or spirit. While the
+ entirety of our perceived universe is nature (
prakriti), including our bodies and brains,
+ even our minds and emotions, that which experiences the external world and the internal world of the
+ mind is consciousness or the self (
purusha). Hence, dualism (
Sarvapriyananda, 2020). Swami
+ Sarvapriyananda explains: “The Samkhyans were strict dualists. They said there is no larger
+ consciousness. Each of us is an individual consciousness” (
Sarvapriyananda, 2023b).
+ According to Swami Medhananda, Samkhya is indeed dualist. It is founded on the eternal
+
purusha (spirit or self), which alone is sentient; it is the witness-consciousness; it is
+ absolute, independent, free, beyond perception, above any experience by mind or senses, and
+ impossible to describe in words. Everything else (including the mind) is only a modification of
+ insentient
prakriti (primordial nature); it is inactive, unconscious, and is a balance of
+ the three
gunas (qualities or innate tendencies) (
Medhananda, 2022;
Samkhya, 2024).
+ As Swami Vivekananda explains, the English word “mind” corresponds to what Samkhya philosophers
+ call the
antaḥkaraṇa (internal organ), which comprises four aspects: the cogitating or
+ thinking faculty; the will (or the intellect); the self-conscious egotism; and the substance in and
+ through which all the faculties act, the floor of the mind as it were. Swami Vivekananda describes
+ the Samkhyan approach to consciousness: “Mind, intelligence, will, and everything else is
+ insentient. But they are all reflecting the sentiency, the
cit [consciousness] of some
+ being who is beyond all this, whom the Samkhya philosophers call
puruṣha.” Thus, Samkhya
+ has a metaphysical dualism between conscious spirit and insentient matter. Fundamentally, even the
+ mind (
antaḥkaraṇa) is actually a subtle form of insentient matter, but it
appears
+ to be conscious because of the “light” of the
puruṣha behind it (
Medhananda, 2022). In other words, the
+ body/brain is “a gross form of matter” and the mind is “a subtle form of matter”—and the soul is
+ necessary to “illuminate the mind with consciousness” (
Medhananda, 2023).
+ Souls have always existed; souls are not created by God or by anything else; souls are part of
+ the divine consciousness. How then do we each have our own unique conscious perspective? Swami
+ Medhananda's mechanism is that "the one divine consciousness playfully limits itself" in the form of
+ each person's private consciousnesss (
Medhananda, 2023).
+ To enrich contemporary debate about consciousness, Swami Medhananda calls for considering the
+ relevance and epistemic credentials of meditative techniques and spiritual experience. Doing such,
+ he says, would bring philosophy of mind into fruitful dialogue with philosophy of religion (
Medhananda, 2022).
+ Indian philosopher and yogi (and nationalist) Sri Aurobindo envisions an ongoing, progressing
+ evolution of consciousness as a prime feature of world meaning and human purpose. “He holds that the
+ human mind is much too imperfect a type of consciousness to be the final resting point of nature,
+ and that just as life developed out of matter, and mind out of life, a still higher form of
+ consciousness is bound to develop out of the mind” (
Cornelissen, 2004).
+ Sri Aurobindo bases the ontology of his evolutionary consciousness on the Vedāntic view of
+ consciousness, which, in one telling, says that “consciousness is pervasive throughout reality and
+ that it manifests as a range of ever-higher gradations of consciousness and being.” In each category
+ of reality, consciousness has its tailored form. “In matter, consciousness is fully engrossed in its
+ own existence and shows itself only as matter's habit of form and its tendency to obey fixed laws.
+ In plant and animal life, consciousness begins to emancipate a little, there are the first signs of
+ exchange, of giving and taking, of feelings, drives and emotions. In the human mind we see a further
+ emancipation of consciousness in the first appearance of an ability to ‘play with ideas in one's
+ mind’ and to rise above the immediate situation.” The mind, however, constitutes opposing
+ characteristics. On the one hand, it is “the plane of objective, generalized statements, ideas,
+ thoughts, intelligence, etc.” On the other hand, it “is also an inveterate divider, making
+ distinctions between subject and object, I and thou, things and other things” (Cornelissen, 2004).
+
+ From the Vedic perspective, “ordinary human mentality is considered to be only the most primitive
+ form of mental consciousness, most ego-bound, most dependent on the physical senses. Above it there
+ is the unitary Higher Mind of self-revealed wisdom, the Illumined Mind where truths are seen rather
+ than thought, the plane of the Intuitive Mind where truth is inevitable and perfect, and finally the
+ cosmic Overmind, the mind of the Gods, comprehensive, all-encompassing.” But one must rise beyond
+ all of them to find ultimate perfection, “one with the divine consciousness that upholds the
+ universe” (Cornelissen, 2004).
+ While various spiritual traditions have set life's highest goal as connecting or even merging
+ with the absolute consciousness, Sri Aurobindo distinguishes his vision by announcing, “It is at
+ this moment for the first time becoming possible to let a supramental consciousness enter into one's
+ being and transform it in every respect.” It is this “comprehensive, supramental transformation of
+ all aspects of human nature” that is the central theme of Sri Aurobindo's work—and it is his grand
+ prediction that human progress via the evolution of consciousness will eventually bring about
+ “supramental consciousness as much an intrinsic, ‘natural’ part of earthly life as our ordinary
+ mentality is now” (Cornelissen, 2004).
+ According to Ravi Gomatam, a quantum physicist and a monk of the
Gaudiya Vaishnava (GV)
+
Vedanta school of India, GV Vedanta is monotheistic, with a pluralist ontology that
+ distinguishes between the energetic personal God (
shaktiman) and the diverse energies
+ (
shaktis) such as consciousness and matter, which emanate from God. Both the energetic
+ personal God (the Universal "I”) and his diverse energies, which include consciousness and matter,
+ are ontologically real. While the material atoms lack consciousness and therefore are
+ indistinguishable, the plane of non-material consciousness comprises innumerable individual units of
+ consciousness, each with its own unique “I” (
Gomatam, 2021).
+ Yet, Gomatam says, GV Vedanta is uniquely compatible with the materialistic perspective informing
+ modern cognitive science—namely that thinking, feeling, willing, intelligence, and even our present
+ sense of “I” spring entirely from matter. This is via the GV Vedanta idea that many properties of
+ consciousness can be separated from consciousness and instantiated in appropriate complementary
+ “levels of matter,” a novel technical concept that Gomatam is introducing through his work in the
+ foundations of quantum mechanics. He says it is different from the prevailing idea of hierarchy of
+ matter at various scales in physics.
+ The color, size and shape of an apple can be instantiated on paper. A plastic apple may
+ instantiate even further properties of the apple, such as its 3-dimensional shape, weight and
+ texture. In either case, the apple itself is not reduced to the painting or the plastic object
+ that instantiates its properties. Similarly, Gomatam explains, GV Vedanta allows various traits of
+ consciousness to be instantiated sans consciousness in matter at various “levels” of matter, which
+ are mutually exclusive, causal realms that complement one another, with each higher level not
+ being constituted by its lower levels (Gomatam, 1987).
+ Even though matter instantiates properties such as thinking, feeling, experience and even an “I”
+ via an apparent self onto these levels of matter, matter itself is not aware it carries these
+ cognitive and affective properties. Only consciousness can know matter has these properties.
+ GV Vedanta further explains that we mistake these materially instantiated traits to be part of
+ our intrinsic consciousness due to
maya (illusion), imposed upon the individual souls in
+ the material world by the Universal Person (
purushottama), from whom all individual “I”s
+ emanate, but who is different from them. In this way, Gomatam suggests that GV Vedanta can
+ contribute novel, sophisticated notions of levels of matter to instantiate various features of
+ consciousness, without reducing consciousness itself to matter. Gomatam points out that here GV
+ Vedanta differs from Advaita Vedanta, which holds both matter and individual “I”s to be ultimately
+ non-existent, and admits only an impersonal Universal “I”. Jainism and Buddhism, two other schools
+ of Indian thought, additionally treat the Universal “I,” personal or impersonal, to be also
+ non-existent (
Gomatam, 2021).
+
+
+ 15.16. Soul in indigenous religions
+ The concept of the soul, in multifarious forms, has infused indigenous and folk religions
+ throughout the world, and although we tend to categorize these ancient belief systems as
+ “pre-modern” and “pre-scientific,” lacking the sophistication of the major Eastern and Abrahamic
+ traditions, we may be remiss not to recognize the data and to assess its implications (if any). The
+ geographic ubiquity of soul belief, spanning the globe and including all racial and cultural groups,
+ and its
resiliency
+ over time, should not be ignored.
+ The cognitive science of religion, a relatively recent field of inquiry, can account for beliefs
+ in supernatural agents and entities, from souls and ghosts to angels and gods (
Barrett, 2000;
Boyer, 2001;
Lawson, 1993). Psychologist Justin
+ Barrett's idea of a “hyperactive agent detection device” can explain why human beings evolved
+ concepts of gods and spirits. (Barrett asserts that this evolved psychological mechanism is agnostic
+ on whether such gods and spirits would actually exist: “Having a scientific explanation for mental
+ phenomena does not mean we should stop believing in them,” he says [
Barrett, 2012].)
+ Although the soul in indigenous religions is often more a vital principle or an immanent power
+ resident in all animate and even inanimate objects, not a non-physical substance in each individual,
+ there is wide recognition of spiritual aspects of human beings. While it is not fruitful to try to
+ discern the metaphysics of what is designated by some aborigines as "spirit of the man," or "spirit
+ in the man," there is certainly widespread belief in the existence of forces, powers and entities
+ beyond their physical worlds (
Rivière, 1987, 2005).
+ Whether these beliefs can be classified as substance dualism as presently conceived is debatable,
+ although numerous examples show that “there exists a quite noticeable distinction between the body
+ element and the diversity of spiritual entities that one may call ‘souls’ for the sake of
+ convenience, entities that may have the body as a prop.” What James Frazer in The Golden
+ Bough called the “external soul” has some characteristics of dualism's souls or spirits, such
+ as the capacity to depart the body during dreams. (Differences include, for example, the external
+ soul living in an animal double or in one's shadow.)
+ The origin of the indigenous soul, compared with that of dualism's soul, also has
+ similarities (e.g., coming from an almighty spirit) and differences (e.g., obtained as a gift or
+ by conquest or by choice). The Ewe of Togo use
+ specific, separate terms for the "substance of the soul" and the "breath of life," and believe
+ that the individual, before incarnation, exists as a spirit, and together with the supreme
+ creator (Mawu-Lisa) he or she chooses their own destiny. Other indigenous groups have very
+ physical means to obtain souls, such as pilgrimage,
+ fasting, eating, combat and killing (Rivière, 1987, 2005).
+ Regarding its destiny after death, souls can reach new worlds in which to live or be transmitted
+ as a vital force to descendants. The majority believe that after death their ancestors live in
+ another world. Many African religions focus on ancestors, who, in some cases, can reincarnate in a
+ newborn baby.
+ The Native American Dakota have four types of souls (given by the sky god): one is judged
+ after death—if deserving, one's soul enters the world of spirits; if not, it must wander forever.
+ Almost everywhere, the soul after death involves a gradual purification
+ through a series of trials. The ultimate destination is a celestial space or an undifferentiated
+ earth-based place (underground, marshes, desert). While living in the other world, the dead person
+ can be present elsewhere; as a specter or a ghost (Rivière, 1987, 2005).
+ In Chinese folk religion, the majority of supernatural beings are thought to originate from the
+ "souls" of dead people (
Harrell, 1979). Traditional
+ Chinese Medicine (TCM) is said to engage “a deeper level of consciousness that touches
+ various organs of the human body.” Every organ is in some sense involved in consciousness. This
+ includes the brain, of course, but it also includes the liver, the kidney, the heart, etc. each
+ with its own essence or contribution, thus forming “an integrated consciousness system.” “Shen”
+ (神) is the TCM concept corresponding to “consciousness” and the classic TCM text
+ (Huangdi Neijing) describes “how to understand the meaning of Shen in the
+ heart, soul in the liver, meaning in the spleen, soul in the lungs, essence in the kidney, and
+ will.” According to TCM theory, “the human body is a little universe. Things outside the body form
+ the big universe. These outside and inside universes are closely connected together in one
+ holistic overall system.” The claim is that this idea corresponds to the cognitive-science
+ concepts of embodiment, specifically Ecological Psychology (9.6.7) and Embodied
+ Cognition (9.6.1) (Lu et al., 2022).
+ The imaginative varieties of indigenous souls reflect the richness and abundance of human
+ creativity. The Fang of Gabon name
+ seven types of souls: three disappear at death; two persevere after death; one is a disincarnated
+ spirit (which can appear as a ghost); and one is “both shadow and soul.” (Harrell, 1979). While these “souls”
+ are not dualist substances, they reflect aspects of dualism.
+ No claim is made that souls in indigenous religions, however ubiquitous, corroborate dualism as a
+ theory of consciousness. On the other hand, the substantial and similar anthropological data should
+ at least be acknowledged.
+
+
+ 15.17. Realms of the soul
+ Many, I'd say most, religious traditions present elaborate levels or stages or realms of the
+ soul, accommodating the soul and its elaborate journeys before birth and after death—Yogācāra
+ Buddhism, Sufism in Islam, Kabbalah in Judaism, Christian mysticism, occult sects such as Theosophy
+ (15.18). These religions espouse different doctrines superficially, but the complex, multi-level,
+ multi-dimensional, geometric structures of the habitats of the soul—the bewildering imagery of what
+ souls are, where they come from, where they go, what they do—look remarkably alike.
+ While such visions of the soul do not address directly the essence of consciousness, the fact
+ that they espouse a nonphysical substance or entity, the soul, that is prominent, primitive, and
+ permanent makes personal consciousness derivative and hence also nonphysical.
+ Yet, all this means little for purposes of this dualism category. In no way does any of this, in
+ no way does all of this, add verisimilitude to the story of souls, but humanity's
+ fascination, obsession, with souls cannot be denied.
+
+
+ 15.18. Theosophy's eclectic soul and consciousness
+ Soul and consciousness are core doctrines of Theosophy, an occult amalgam of esoteric ideas from
+ Western and Eastern religions, traditions and philosophies. Theosophy defines itself as
+ “Wisdom-religion” or "Divine Wisdom,” and considers itself “The substratum and basis of all the
+ world-religions and philosophies, taught and practiced by a few elect ever since man became a
+ thinking being” (
Theosophy, 2023).
+ Theosophy's “soul” describes three of the seven principles that are said to compose human beings:
+
animal soul (astral body, astral shape, and the animal or physical intelligence);
human
+ soul (“a compound in its highest form, of spiritual aspirations, volitions, and divine love;
+ and in its lower aspect, of animal desires and terrestrial passions imparted to it by its
+ associations with its vehicle, the seat of all these”);
spiritual soul (“irrational in the
+ sense that as a pure emanation of the Universal mind it can have no individual reason of its own on
+ this plane of matter”) (
Soul, 2023).
+ The Secret Doctrine, Theosophy's primary text (written by its founder, Madame
+ Blavatsky), speaks of consciousness as “the dark mystery of non-Being; unconscious, yet absolute
+ Consciousness; unrealisable, yet the one self-existing reality.” The state of consciousness is
+ described as “beyond limitation, and hence is beyond the cognizer, cognition and cognized.” It is
+ the state attained in Nirvana, a state “in which all sense of individuality is merged in the whole”
+ (
Consciousness, Absolute, n.d.).
+ Theosophy approaches personal consciousness “as sentience or awareness of internal and external
+ existence.” In this view, Theosophy's consciousness “includes any kind of cognition, experience,
+ feeling, or perception.” A special case of consciousness is "self-consciousness" or
+ "self-awareness," which is “the experience or perception of one's own personality or individuality.”
+ Theosophy's consciousness is “a fundamental (not an emergent) property of the cosmos, which is
+ present in everything including inorganic matter.” The implication of this universal ubiquity is
+ that “consciousness is not necessarily a cognitive function as normally experienced by humans, but
+ rather the more basic ability to perceive and respond to the environment in some form.” Thus,
+ Theosophy regards each individual atom as “possessing a principle of consciousness in its most basic
+ form. This does not mean that there is some process of thinking in the atom.” Rather, "’atomic
+ consciousness' could be its ability to ‘perceive’ or ‘identify’ atoms with which it has affinity,
+ responding to them by forming molecules” (
Consciousness, 2023).
+ In Theosophy's telling, there are many levels of consciousness, “depending on the plane or body
+ through which it manifests.” In addition, the difference between consciousness and
+ self-consciousness is also important, “since the latter is said to be a special feature that is
+ fully developed only in human beings, especially in connection to the physical plane” (
Consciousness, 2023).
+ A contemporary Theosophy thinker is Edi Bilimoria, an engineer, classical musician and life-long
+ student of perennial philosophy. He takes “Unfolding Consciousness” as his overarching framework “to
+ show how the Universal Wisdom Tradition—the Perennial Philosophy—and the corroboration of some of
+ its tenets by enlightened science of the quantum era, broadens and contextualises mainstream science
+ beyond its existing metaphysical limitations.” He explores, “in the manner of the Universal Wisdom
+ Tradition, the unfolding of Consciousness from its Unmanifest and Implicate realms, through Cosmos,
+ and Man.” Mind and consciousness, he contends, cannot be wholly explained without in-depth
+ understanding of “the subtle (i.e., non-physical) bodies of the human being on all levels” (
Bilimoria, 2022;
Bilimoria, n.d.).
+
+
+ 15.19. Steiner's esoteric soul and consciousness
+ The esotericist, philosopher and spiritual teacher Rudolf Steiner had a complex and changing
+ relationship with Theosophy, from apologist and thought leader to competitor and reprobate. He
+ developed a large following in his time, which to some degree continues. His “spiritual science”
+ sought to expand knowledge and wisdom (
Steiner, 2024.)
+ Consciousness, particularly the evolution of consciousness, is central to Steiner's belief system
+ and spiritual teachings. He explains “how it is possible to develop higher faculties of
+ consciousness—Imagination, Inspiration, and Intuition”—and how humanity could “gradually take in
+ hand its own destiny through the conscious and free development of spiritual capacities.” He devoted
+ much of his teaching to the esoterica of consciousness and soul, describing vividly “one's life
+ after death and the progress of the individual through the planetary spheres where tasks and goals
+ for future incarnations are prepared in cooperation with the spiritual beings of the Hierarchies”
+ (
Steiner, 1923a).
+ Steiner differentiates consciousness from “soul life,” though they are obviously related. His
+ consciousness is a “continuous stream of visualizations,” while it is “not the same thing as the
+ continuous stream of the soul life.” Moreover, “a visualization can live on in the soul without
+ entering consciousness.” This relates to memories, which are usually not conscious and are held in
+ our soul life, and “in order to be conscious of them [memories] we must first call them up out of
+ the unconscious life of the soul by an act of will.” Consciousness, Steiner says, “illuminates but a
+ part of the soul life” (
Steiner, 1909).
+ Steiner defines consciousness in (at least) two ways: (i) the overlapping in the present of the
+ current (streams or flows) of emotions coming out of the future and the current of visualizations
+ flowing out of the past; and (ii) the meeting of the astral and etheric bodies (
Steiner, 1909,
1923b). What does this mean?
+ Steiner states that “the riddles of consciousness will be solved and the whole peculiar nature of
+ the soul life clarified if you start with the premise that the current of desire, love and hate
+ comes to meet you out of the future, and meets the current of visualizations flowing out of the past
+ into the future. At every moment you are actually in the midst of this encounter of the two streams,
+ and considering that the present moment of your soul life consists of such a meeting, you will
+ readily understand that these two currents overlap in your soul.
This overlapping is
+ consciousness” (
Steiner, 1909).
+ To get a sense of how such overlapping happens, one begins with Steiner's description of the
+ human being as having seven distinct members, the first three of which are “bodies”—physical,
+ etheric, astral—and the fourth is Ego or I. The physical body covers the workings of
+ physics and chemistry. The etheric body or “life body” describes forces or energy fields
+ that are spatial and take the form of our physical body. The astral body expresses affect,
+ feelings and emotions, and has “movements,” such as expansion and contraction (reflecting positive
+ and negative emotions, respectively).
+ To Steiner, how these bodies articulate is critical. For example, “throughout the whole of an
+ earthly life the physical body and the etheric remain together, never separating even when, in
+ sleep, the etheric body and the astral body have to part company.” Similarly, the Ego and the astral
+ body never “part from one another during life on Earth. In our waking state we give life to our
+ senses through our Ego, and through the astral body to our nervous system” (
Steiner, 1923b).
+ Two critical elements are: (i) “clairvoyant consciousness about the etheric and astral bodies,”
+ and (ii) “the intersection of the two streams … the two currents meet in the physical body.” In this
+ way, Steiner harmonizes his two definitions of consciousness—overlapping streams of emotions from
+ the future and of visualizations from the past, and the meeting of the astral and etheric bodies,
+ the two streams intersecting in the physical body.
+ What happens “when a man passes through the gate of death,” as Steiner puts it? To simplify, “The
+ etheric body detaches itself from the physical body—something that never happens during earthly
+ life. And now, when the etheric body is free of the physical, all that has been interwoven into the
+ etheric body is gradually dispersed … the experiences that have gradually penetrated into the
+ etheric body … pass out into the universal cosmic ether, and dissolve.” Steiner offers an intricate
+ tapestry of the worlds beyond death: spiritual beings, a speaking universe, uniting with the whole
+ Cosmos, the music of the spheres, rebirths, and more (I spare the reader the details) (
Steiner, 1923b).
+
+
+ 15.20. Nonphysical component in the human mind
+ This theory of consciousness is a generalized notion that in order to make the human mind, some
+ kind of “nonphysical component,” working with the human brain, might be needed. It is the
+ speculative position I took in my first paper, published in 1969, where I emphasized that such a
+ hypothetical nonphysical component would not be a traditional immortal soul (
Kuhn, 1969).
+ I did not impute to this nonphysical component, on its own, consciousness or any kind of
+ awareness, only its (potential) power, when working with the human brain, to transform the human
+ brain into the human mind. I can almost find, if I stretch, parallels or resonance with
+ Polkinghorne's “information-bearing pattern.” (14.5) and Van Inwagen's “naked kernel” (10.3).
+ Here I distinguish human mind from consciousness, which we presume to exist in many animals. Few
+ doubt that mammals such as primates, dogs, and cetaceans are conscious and have mental experiences.
+ Human mind and consciousness are like intersecting, non-overlapping Venn diagrams: some but not all
+ of human mind is consciousness, and some (but not all) of consciousness is human mind; stated in
+ reverse, aspects of human mind go beyond consciousness and instances of consciousness go beyond
+ human mind.
+ My 1969 conjecture was that a “nonphysical component” might be needed to explain the vast
+ difference between the mental outputs of humans and other mammals, especially those whose brains are
+ larger than human brains.
+ To pursue the speculation, if consciousness per se requires some kind of dualist theory, and if
+ human mentality is step-function qualitatively superior to any animal mentality, it might follow
+ that if a certain kind of nonphysical component is needed for human consciousness, then perhaps a
+ different nonphysical component structure is needed for animal consciousness.
+ To crawl farther out on this shaky limb, such a nonphysical component difference between humans
+ and animals could come about in two ways: (i) human and animal consciousness have different kinds of
+ nonphysical components; or (ii) there is one kind of nonphysical component for pure consciousness,
+ applicable to both humans and other animals equally, and another kind of nonphysical component that
+ transforms basic animal consciousness into human consciousness. (Undaunted by nested speculations, I
+ had a curious Bible story where this might apply.
53)
+ Suffice it to say that I wrote my “nonphysical component” paper more than 55 years prior to
+ writing this paper, so I ask that my views (and my style) then should not color too darkly my views
+ now. (Well, maybe just a bit of coloring is fair …)
+
+
+
+ 16. Idealisms
+ Idealism is consciousness as ultimate reality, the fullness of the deepest level of all existence,
+ the singular fundamental existent. It is the theory of consciousness that takes consciousness to its
+ maximum meaning. The focus here is ontological idealism, where ultimate reality is mind or awareness
+ or thought, while everything else, including all physical worlds and universes and all that they
+ contain, are derivative or illusionary. (I do not consider epistemological idealism, where all we can
+ know is constrained by the structure of human thought.) (
Guyer and Horstmann, 2023).
+ Consciousness as ultimate reality is the age-old claim, rooted in some wisdom traditions, that the
+ only reality that's “really real” is consciousness—everything else, from physical laws to physical
+ brains, is the generative product of an all-pervading and all-encompassing “cosmic consciousness.”
+ Each individual instance of consciousness—human, animal, artificial or otherwise—is a subset of this
+ cosmic consciousness, the ultimate superset.
+ Idealism has a rich intellectual history, especially in the 18th century (e.g., Berkeley, Kant) and
+ 19th century (e.g., Hegel, Bradley); it was anticipated by elements of 17th century philosophy and
+ continued to develop into the 20th century (
Guyer and Horstmann, 2023). Though
+ often eliciting “the incredulous stare" (in David Lewis's delightful phrase), Idealism is taken
+ seriously by philosophers. Moreover, it is the foundation of major religious traditions, especially
+ among those that arose in ancient India.
+
+ To the surprise of some, Idealism as a theory of consciousness has not been fading in light of
+ scientific advances. If anything, Idealism's explanatory star seems on the ascent, shining brighter,
+ as consciousness maintains its mysteries and Idealism attracts more adherents.
+ David Chalmers muses, “One starts as a materialist, then one becomes a dualist, then a panpsychist,
+ and one ends up as an idealist. I don't know where this comes from, but I think the idea was something
+ like this. First, one is impressed by the successes of science, endorsing materialism about everything
+ and so about the mind. Second, one is moved by problem of consciousness to see a gap between physics
+ and consciousness, thereby endorsing dualism, where both matter and consciousness are fundamental.
+ Third, one is moved by the inscrutability of matter to realize that science reveals at most the
+ structure of matter and not its underlying nature, and to speculate that this nature may involve
+ consciousness, thereby endorsing panpsychism. Fourth, one comes to think that there is little reason
+ to believe in anything beyond consciousness and that the physical world is wholly constituted by
+ consciousness, thereby endorsing idealism” (
Chalmers, 2020d).
+ Chalmers defines idealism broadly “as the thesis that the universe is fundamentally mental, or
+ perhaps that all concrete facts are grounded in mental facts. As such it is meant as a global
+ metaphysical thesis analogous to physicalism, the thesis that the universe is fundamentally physical,
+ or perhaps that all concrete facts are grounded in physical facts. The only difference is that
+ ‘physical’ is replaced by ‘mental.’”
+ Idealists are not necessarily committed to anti-realist views about the physical world, though some
+ are, especially among Eastern traditions. It is perfectly coherent for an idealist to regard the
+ physical world as “real” in the sense that it exists when no one is looking; “it just has a surprising
+ nature,” having been formed from mental fundamentals (
Chalmers, 2020d).
+ Chalmers distinguishes three types of idealism. (i) “
Micro-idealism is the thesis that
+ concrete reality is wholly grounded in micro-level mentality: that is, in mentality associated with
+ fundamental microscopic entities (such as quarks and photons).” (ii) “
Macro-idealism is the
+ thesis that concrete reality is wholly grounded in macro-level mentality: that is, in mentality
+ associated with macroscopic (middle-sized) entities such as humans and perhaps non-human animals.”
+ (iii) “
Cosmic idealism is the thesis that concrete reality is wholly grounded in cosmic
+ mentality: that is, in mentality associated with the cosmos as a whole or with a single cosmic entity
+ (such as the universe or a deity)” (
Chalmers, 2020d).
+ Thus, micro-idealism has all fundamental forces and particles as entirely (not in part) mental;
+ macro-idealism privileges what we commonly call mental as somehow constituting the foundations of
+ reality; and cosmic idealism can be conceived as kinds of pantheism or theism, though not the dominant
+ strands, of course. Moreover, there is resonance between these three kinds of idealism with three
+ similar kinds of panpsychism, the rough difference being that whereas in panpsychism the mental, while
+ everywhere, is not everything; in idealism, the mental is both everything and everywhere.
+ To Huston Smith, world religion expert and devotee, matter is not fundamental, but consciousness
+ is. “Matter is like an iceberg protruding out of the sea of consciousness.” Consciousness can never be
+ destroyed, he said, but “can oscillate between different forms,” which leads, he recognizes, to the
+ issue of death. “We know what our consciousness is like; we can't explain it, but we can experience
+ it. What will it be when we drop our body? Well, what we can say is if consciousness is the
+ fundamental reality and it can't be destroyed, consciousness will continue. The light on the
+ television screen will never go out. Now what the image on that screen will be after death, after we
+ drop the body, we do not know. That's the ultimate mystery” (
Smith, 2007).
+ To philosopher-theological scholar David Bentley Hart, “reason abhors a dualism, all phenomena
+ should ideally be reducible to a single, simpler, more capacious model of reality. So, then, rather
+ than banishing mind from our picture of nature, perhaps we should reconsider the ancient intuition
+ that nature and mind are not alien to one another precisely because nature already possesses a
+ rational structure analogous to thought” (
Hart, 2022b).
+ Not sufficiently contrarian, Hart then considers “the ground of the possibility [that] regular
+ physical causation is a deeper logical coinherence of rational relations underlying all reality.”
+ Perhaps, more to his point, “mind inhabits physical nature not as an anomaly, but as a revelation of
+ the deepest essence of everything that exists.”
+
+ 16.1. Indian cosmic consciousness
+ Consciousness is central to the philosophical and religious traditions that emerged on the
+ ancient Indian subcontinent, perhaps more central to Indian philosophy and religion than it is to
+ any other global tradition. The sophistication and subtleties of the millennia-long discussions on
+ consciousness in Indian traditions have enriched human understanding of, and appreciation for,
+ consciousness as core of human sentience.
+ All the schools of ancient Indian philosophy were concerned with ideas about consciousness
+ and self, which were based on the Upanishads,
+ the late Vedic, sacred Sanskrit texts (800-300 BCE). Although the motivation was often the
+ perennial question, “How does one [Self] overcome suffering?”, the explorations developed
+ sophisticated philosophies and subtle ontologies (Sarvapriyananda, 2020;
Sarvapriyananda, 2023a).
+ Speaking on
Closer To Truth, Swami Sarvapriyananda explains why ancient Indian thinkers
+ of all varieties—Hindus, Buddhists, Jains, etc.—were so interested in consciousness. Their central
+ quest was to overcome suffering, he reiterates, to attain liberation of the self. “Once you do that,
+ you see immediately that consciousness and the self are very intimately connected. I am obviously
+ conscious. I am aware. And it is in my awareness that I experience suffering, and the struggle to
+ liberate myself from suffering. But all of it requires consciousness. Even the search for God
+ requires consciousness” (
Sarvapriyananda, 2023b).
+ Sarvapriyananda defines consciousness as “that to which everything else appears.” So, this world,
+ he asks, “Is it consciousness? No. Nothing in this world is consciousness because it's an object to
+ you. Is this body consciousness? No. Because it's an object to you. Now, what about the mind, our
+ thoughts and emotions, which would normally be taken as related to consciousness? By this elegant
+ definition of consciousness as ‘that to which everything else appears,’ can you designate this
+ thought or this emotion subjectively from your perspective? You can. And if you can, then even
+ thoughts and emotions are also objects to consciousness. The result is that consciousness is clearly
+ distinguished from all objects. Whatever appears to you belongs to material nature. And
+ consciousness is not that. Consciousness does exactly one thing. It gives you a first-person
+ experience” (
Sarvapriyananda, 2023b).
+ (“Consciousness” is the usual translation of the Vedantic term “
Chaitanya,” although
+ alternative English words, such as “awareness” and “sentience,” are also used.)
+ The preeminence of consciousness, both intrinsically and to the self, elicited a wide diversity
+ of speculation about what consciousness is, and how it arises and functions. “Indian philosophy had
+ different schools, and they argued with each other fiercely. Each of the schools fashioned its own
+ approach to consciousness and to its relationship with self. The range of beliefs parallels
+ consciousness studies today, from materialist-reductionism to idealism. Although the ancient Indian
+ materialists (Charvakas) were a popular school, the dominant theme of the primary Vedanta schools,
+ especially Advaita Vedanta, became nondual idealism, ‘nondualism’” (
Sarvapriyananda, 2020). Other schools
+ said there are two kinds of consciousness: a personal consciousness associated with individual
+ bodies and minds, and a cosmic consciousness associated with all bodies and minds. “You are the
+ consciousness associated with your body and mind. And God is the consciousness associated with all
+ bodies and minds. God is cosmic consciousness” (
Sarvapriyananda, 2023b).
+ “But this goes further,” Swami Sarvapriyananda says. “How does consciousness interact with
+ material nature? There were multiple answers from multiple schools. One is that material nature is
+ real, and consciousness is just an expression of material nature. (There were modern materialists in
+
ancient
+ India!) The second school says that the universe is produced from consciousness. And who says
+ that? Every theistic school in the world says that. If God is the creator God, and God is obviously
+ conscious, then in some sense, consciousness produces the material universe. These are the dualists.
+ The third school is the Samkhyan, where consciousness and matter are parallel; neither produces the
+ other; both are fundamental, irreducible realities.”
+ The fourth, Advaita Vedanta, Swami Sarvapriyananda's own school, is nondualist, “which means that
+ you cannot solve the interaction problem. If consciousness and matter are fundamentally different,
+ then there is no way they could interact. Where would be the place, the boundary, where interaction
+ could occur?” So, not being able to solve the interaction problem, what to do? “Let's just stick to
+ our experience,” he advises. “What is matter? That which appears in consciousness. And if matter
+ appears in consciousness, then matter can be reduced to consciousness. Thus, the materialist reduces
+ consciousness to matter, the nondualist reduces matter to consciousness” (
Sarvapriyananda, 2023b).
+ Advaita Vedanta, a monistic system, eradicates the dualistic dichotomy between consciousness and
+ its object. Even more fundamental than the mind is nondual pure consciousness. The term for this
+ ultimate consciousness is
Brahman, “the vast” or “the limitless” (literally, "that which
+ expands into everything"), and it is the key concept that unifies the consciousness of the
+ individual with the consciousness of the cosmos, which is the fundamental, nondual reality of the
+ universe. Rather than conceiving of
prakriti/nature as a
transformation of
+
purusa/consciousness, in Advaita Vedanta,
prakriti is considered an
+
appearance of
purusa (
Sarvapriyananda, 2020).
+ In the succinct expression of the Mandukya, the briefest of the major Upanishads,
+ “Brahman is all, and the Self is Brahman.”
+ Thus, Advaita Vedanta's nondualism asserts that each individual soul, in some literal sense, is
+ non-different from the infinite
Brahman. “You are that underlying reality,
+
Brahman. Not you as the body; not you as the mind; not even you as the person you think
+ yourself to be, but as an underlying consciousness that shines through, functions through, and
+ expresses itself through this body-mind complex.” Swami Vivekananda, who introduced Vedanta to
+ Western audiences, put it this way: “If only you knew yourselves as you truly are.” Not as a body,
+ bound to age, decay, and die; not even as a mind, a changing, limited personality, but as an
+ unlimited consciousness expressing itself through a mind and a body (
Sarvapriyananda, 2020).
+ The modern Hindu sage Bhagavan Sri Ramana Maharshi clarified the fundamental principles of
+ Advaita Vedanta, as explained by philosopher/translator Michael James, an expert on Sri Ramana. With
+ regard to consciousness, “Sri Ramana highlighted the distinction between transitive awareness
+ (
suṭṭaṟivu in Tamil) and intransitive awareness (
suṭṭaṯṟa aṟivu). Transitive
+ awareness is awareness that knows objects or phenomena, whereas intransitive awareness is awareness
+ that knows nothing other than itself. In classical Advaita Vedanta, intransitive awareness is called
+ pure consciousness (
śuddha caitanya), because it is consciousness devoid of any content,
+ and being-consciousness (
sat-cit), not only because it is conscious only of its own being,
+ ‘I am’, but also because it is the consciousness (
cit) that is itself pure being
+ (
sat), meaning that it is what alone actually exists, so it is the one real substance
+ (
vastu) from which all other things derive their seeming existence, just as gold ornaments
+ derive their existence from gold. Transitive awareness, on the other hand, is called
+
cidābhāsa, meaning that it is an
ābhāsa (semblance, likeness or reflection) of
+ consciousness (
cit), because it is not real consciousness, since it is consciousness of
+ things that do not actually exist but merely seem to exist, like all the things seen in a dream.
+ Only consciousness of what actually exists is real consciousness, and since what actually exists is
+ only pure consciousness, it alone is real consciousness” (
James, 2012,
2024).
+ However, according to James, “these are not two separate consciousnesses, but two forms of the
+ one and only consciousness, one form of which is consciousness as it actually is, namely
+ intransitive awareness, and the other form of which is an unreal appearance, namely transitive
+ awareness. Intransitive awareness is real because it is permanent, unchanging, self-existent and
+ self-shining. It is self-existent because it exists independent of all other things, and it is
+ self-shining because it shines by its own light of consciousness, underived from anything else.
+ Transitive awareness, on the other hand, is impermanent and constantly changing, and it is neither
+ self-existent nor self-shining, because it derives its seeming existence from the real existence of
+ intransitive awareness and it shines by the light of consciousness that it borrows from intransitive
+ awareness. Intransitive awareness is therefore the reality that underlies and supports the illusory
+ appearance of transitive awareness, just as a rope is the reality that underlies and supports the
+ illusory appearance of a snake. That is, we cannot be aware of anything without being aware, but we
+ can be aware without being aware of anything, so intransitive awareness is primary and fundamental
+ whereas transitive awareness is secondary and emergent” (
James, 2024).
+ Sri Ramana concluded that “transitive awareness (awareness of anything other than ourself) is an
+ unreal appearance, and that the only real consciousness is pure intransitive awareness (awareness of
+ nothing other than our own being). That is, consciousness or awareness is not an object but the
+ reality of the subject, so no objective investigation can enable us to know consciousness as it
+ actually is. Since we ourself are consciousness, in order to know ourself as we actually are, we
+ need to turn our entire attention back on ourself, away from all other things”—a practice Sri Ramana
+ called self-investigation (
ātma-vicāra), which means “keeping our attention fixed firmly on
+ what we actually are, namely our fundamental awareness ‘I am’, which is our very being, so he also
+ called this practice ‘awareness-investigation’ (
jñāna-vicāra)” (
James, 2012,
2024).
+ According to artist and computer scientist Ganapathy Subramaniam,
Brahman as
+ "Consciousness/Awareness/Self" can be compacted to “I”. While all things can be reduced to this “I,”
+ this “I” cannot be reduced (i.e., the Vedanta fundamental irreducible is in the first person). So,
+ when Vedanta says, “I am that,” meaning “I am the fundamental,” it does not mean that the individual
+ person is fundamental; rather the irreducible I is the fundamental. This leads to the declaration,
+ "
Atman is
Brahman," meaning, "The Individual Consciousness is the same as
+ Universal Consciousness" (which is the irreducible "I") (
Subramaniam, 2023).
+ Subramaniam states that “reincarnation and the interrelated concept of karma are stepping stones
+ to understand ultimate truth. Understanding ultimate truth is called Nirvana. It's nothing more
+ nothing less.” How do the multiple reincarnations "stop" with Nirvana? he asks rhetorically.
+ “Nirvana means apprehending that the concept of births and deaths is an illusion and the
+ consciousness that you truly are, does not get born or die. Consciousness is fundamental. and you
+ are that. This is the only truth, and this obviously negates reincarnation—which is the true meaning
+ of the statement that ‘Once you achieve Nirvana, you no longer reincarnate.’ It's simply a logical
+ conclusion from the definition of Nirvana.”
+ “Indian thought is layered and progressive, and as you move through the layers you need to
+ abandon and evolve out of the previous one,” Subramaniam says. “Within mainstream Indian thought you
+ have Karma theory as well as negation of Karma theory. If you look at both at the same time, it
+ appears to be a contradiction. But if you look at both as a progression, it fits in well.”
+ Consciousness qua consciousness is “incapable of experiences,” Subramaniam contends, “so, only a
+ person (or any sentient) is capable of physical and mental experience. When you investigate who
+ ‘you’ are, you will logically arrive at the conclusion that ‘you’ are not the person.” But you will
+ still be experiencing all the events of life, accumulating experiences, much like in a dream or a
+ novel or a movie or a video game. But the fact is you are not the person. Nobody is ever the person
+ they think they are or as they appear to be. And it all converges to the singular consciousness” (
Subramaniam, 2023).
+ In that Advaita Vedanta's central teaching is “That Thou Art,” with “That” representing God and
+ “Thou” standing for the individual, how to counter the charge of blasphemy, equating oneself with
+ God? The Advaita exculpatory answer is that when the limited personality is transcended, the
+ divinity within is revealed. Each soul is potentially divine. (Reasoning in reverse, the Advaita
+ Vedanta system claims to prove the existence of God in that “our own existence is the
+ existence of God”—although the reasoning, at least superficially, has a touch of circularity.)
+ Concisely, with respect to consciousness, the central paradigm of Advaita Vedanta is that there
+ is only one nondual reality, which is consciousness, and it is this all-pervading cosmic
+ consciousness that is our individual consciousness and generates our first-person inner experiences
+ (qualia) (
Sarvapriyananda, 2020).
+ Naturally, within Hinduism, different traditions understand the nature of consciousness in
+ different ways, but most of them do take consciousness to be fundamental (
Medhananda, 2023). One school follows
+ the tradition of Sri Ramakrishna (a 19th century mystic in India), and his view was that while
+ consciousness is fundamental, the one divine consciousness is not just impersonal but also personal,
+ and that everything in the universe in reality is one and the same Divine Consciousness, even though
+ everything in the universe in appearance, manifests as various and diverse forms. (This might
+ compare to the Western metaphysics of panentheistic cosmopsychism, according to which the sole
+ reality is one cosmic consciousness, which grounds all of the individual-level consciousnesses.) (
Medhananda, 2022).
+ Aphorisms give flavor.
+ -
+
The soul/consciousness is smaller than the smallest, larger than the largest, and is
+ everything everywhere all at once.
+
+ -
+
Consciousness localized is Body; globalized is Mind; universalized is Soul; and
+ synchronized is Life.
+
+
+
+ To understand properly Advaita Vedanta's conception of consciousness, one must introduce
+ reincarnation, the guiding belief in most India-based religious traditions that the soul goes
+ through innumerable, perhaps endless, cycles of birth-death-rebirth. Without discussing
+ reincarnation as a doctrine, with its (to be expected) myriad nuances, suffice it to say that
+ reincarnation works to distinguish among soul, self and consciousness. While the underlying soul may
+ be in a sense immortal, its consciousness is contingent on its current incarnation, with scant, if
+ any, awareness of its prior existences (although the karma of past lives would influence the
+ condition of future lives).
+ Relating consciousness to ultimate reality, Swami Sarvapriyananda explains what it means that
+ “
Brahman, the ultimate reality, is limitless existence, limitless consciousness, existence
+ and consciousness
without limit.” Without limit, he says, “should be understood technically
+ as no limits in space and no limits in time, and no limits in something called ‘object limitation.’
+ Limit in space means it's here and it's not there. But
Brahman is not something that's
+ located in one place. It's everywhere. And limit in time means it does not exist earlier, it does
+ not exist later. But
Brahman is not something that appears and disappears. It always is.
+ Object limitation is interesting. A table is not a chair. A horse is not a cow. But
Brahman
+ does not have object limitation. Consciousness does not have object limitation. There is no object
+ which is other than consciousness because they are all appearances of consciousness, in
+ consciousness, and ultimately, nothing but consciousness itself” (
Sarvapriyananda, 2023b).
+
+
+ 16.2. Buddhism's empty, illusory phenomenal consciousness
+ Consciousness in Buddhism is sufficiently distinct, with its concepts of emptiness and illusion,
+ it could command a prime category of its own on the Landscape, yet it also fits decently in
+ idealism, appropriately after Hinduism. Buddhism also arose in ancient India and the legendary
+ philosophical disputes between Hindu and Buddhist sages enriched both.
+ Buddhist discussions of consciousness feel radically different from contemporary Western
+ discussions, as philosopher Jay Garfield explains, yet “can be valuable sources of viable
+ alternatives, both with respect to positions on the topic and, more fundamentally, with respect to
+ how questions and debates are framed in the first place” (
Garfield, 2015, pp. 135–136).
+ Buddhism describes nine kinds or levels of consciousness. The first five reflect the five
+ senses: eye consciousness, ear consciousness, nose consciousness, tongue
+ consciousness, and body consciousness. The sixth is mind consciousness, which integrates the five
+ senses and provides meaning. The seventh consciousness is directed inward, toward one's private
+ thoughts and apprehends spiritual issues; it also creates the concept of self (from which all the
+ deception is said to come because there is no entity ‘self’). The eighth consciousness is known as
+ “storehouse consciousness” where all our experiences, actions and deeds, are in some sense
+ “stored,” accumulating a lifetime of karma. (The eighth consciousness persists after death, unlike
+ the first seven that cease when the body dies.) The ninth and highest consciousness, known as the
+ Buddha nature, is the purest, forming the foundations for one's life and serving as the core of
+ our energy and the source for all mental and spiritual activity. It cannot be affected by any of
+ the karmic energy from the previous eight levels and attaining the ninth is to find peace and
+ ultimate fulfillment” (Yifa, 2023;
The Nine Consciousness, 2022).
+ Garfield analyzes these nine levels of consciousness by kind. These include: “sensory and
+ conceptual forms of consciousness; consciousness that is introspectible and consciousness that is
+ too deep for introspection; consciousness that takes external phenomena as objects and consciousness
+ that takes inner phenomena as objects; consciousness that is merely receptive and consciousness that
+ is constructive and even projective. In general, the complex set of phenomena is opaque to casual
+ introspection, and are knowable only theoretically or perhaps by highly trained meditators.”
+ Garfield draws parallels between the nine levels and modern theories of consciousness: reflexive
+ models of self-consciousness and self-knowledge, higher-order thought models, higher-order
+ perception models and self-luminosity models (
Garfield, 2015).
+ Regarding the Buddhist approach to phenomenal consciousness, the story is complex. On the one
+ hand, as Garfield puts it, “There is no phenomenal consciousness; there is nothing ‘that it is like’
+ to be me. To believe in phenomenal consciousness or ‘what-it-is-like-ness’ of ‘for-me-ness’ is to
+ succumb to a pernicious form of the ‘Myth of the Given’.
54.. the sense that there is
+ such a kind of consciousness is an instance of cognitive illusion … The very idea that there is an
+ inner world of qualitative states must be illusory” (
Garfield, 2016).
+ On the other hand, there is rich tradition of Buddhist debate about perceptual
+ consciousness and representationalism: how inner perception articulates with external objects and
+ what we can know about the relationship. The Yogācāra school goes for idealism, “arguing that
+ since direct realism is incoherent, as is representationalism, the direct and only object of
+ conscious experience is an inner state,” while its worthy competitor, the Madhyamaka school,
+ “analyzes consciousness, as they analyze all phenomena, as a set of relations, not as an
+ independent phenomenon or characteristic.” In this deflationary account, “the illusion that there
+ is a special property or center of consciousness is resolved in favor of a network of processes”
+ (i.e., perceived object, sense organ, sensory
+ system, conceptual system) (Garfield, 2016).
+ From the Madhyamaka perspective, all that we lose is “the illusion that there is more in
+ conscious experience than the psychology and physiology of experience. In particular, reference to
+ internal representations, qualia, phenomenal properties and other such ghostly mediators of our
+ experience drop away.” Garfield argues that such a more naturalistic, more public (less private)
+ view “forces the theorist who takes something like the qualitative character of experience to be
+ real, and to be essential to consciousness, to defend and not to presuppose that view” (
Garfield, 2016).
+ To go deeper into Buddhist consciousness is to go “empty.” Emptiness is a foundational concept in
+ Buddhism and is easily misunderstood (and inappropriately ridiculed). Simply put, “Emptiness is the
+ lack of any intrinsic nature, not another intrinsic nature instead of those we naively superimpose
+ on entities.” Emptiness, Garfield stresses, is never “emptiness of existence” but rather “always
+ emptiness of some more determinate metaphysical property.” As Garfield explains the doctrine of the
+ “two truths,” illuminating Nāgārjuna (c.150 - c.250 CE), perhaps Buddhism's greatest
+ philosopher-saint (other than the Buddha, of course), “nothing turns out to be ultimately real,
+ everything is merely conventionally real, and the ultimate and conventional truths, while radically
+ different in one respect, are in fact identical in another. That is the profound doctrine of the
+ emptiness of emptiness” (
Garfield, 2016).
+ Applied to consciousness, if phenomenal consciousness, like everything else, is empty of
+ intrinsic nature, its claim of qualitative distinction from all other phenomena, its claim of
+ radical subjective experience as a nonpareil occurrence in the cosmos, would seem to weaken.
+ Moreover, though debate abounds, whereas Madhyamaka “takes all phenomena, including mind and the
+ external world, to be conventionally real but ultimately empty, and to be interdependent, Yogācāra
+ takes external objects to be mere appearances to mind, to be utterly non-existent, and takes mind to
+ be the substantially real subjective substrate of those representations,” confirming the Yogācāra
+ position as idealist (
Garfield, 2015).
+ That Buddhism rejects the self, asserting that we are persons, not selves, makes for fascinating
+ explorations (
Garfield, 2022). Debate has continued
+ whether the Buddhist “
Atman,” often translated self or soul, is permanent and unchanging, a
+ position that Buddhist traditions and texts largely reject. No matter. The nature of the Buddhist
+ non-self (or self) or the Buddhist person does not seem to much affect the deflationary nature of
+ Buddhist consciousness. Self, non-self, person—phenomenal consciousness is the same empty illusion.
+
+
+
+ 16.3. Dao De Jing's constant dao
+ Among my favorite lines in all philosophical literature are the deceptively simple opening lines
+ of the
Dao De Jing, the Chinese classic text that is the foundation of Daoism. “The
+ Dao [Ultimate Reality, Way] that can be spoken of [expressed] is not the Constant
+ [Eternal]
Dao; the Name that can be named [understood] is not the Constant [Eternal] Name”
+ (道可道非常道; 名可名非常名). “
Dao” (道) refers to “Ultimate Reality” but also means “Way” or “Path.”
+ “Constant” comes from “
Chang” (常), which also means “invariable” and may connote “eternal.”
+ “Name” comes from “
Ming” (名), which also means “to name,” and as a homophone of the
+ character “
Ming” (明), may connote “to understand.” The verses are nuanced, even vague,
+ perhaps deliberately so, allowing high variance in interpretive translation. The core sense,
+ however, seems to be that whatever you think the
Dao may be, it is not that, and whatever
+ you think the Name may be, it also is not that.
+ Sinologist and translator Joseph Pratt says it's hard to read those first lines and not think
+ that the
Dao is the source and manifestation of conscious experience or awareness and not
+ think that the Name is the related cognition or thoughts. Supporting evidence comes from the
Dao
+ De Jing's Chapter 42 cosmogenic process: “The
Dao begets the One, the One begets the
+ Two, the Two begets the Three, the Three begets the Ten Thousand Things” (which includes human
+ beings) (
Pratt, 2020).
+ In short, the Dao (or Consciousness) and the Name (or Cognition) are both “Constant” or
+ “Eternal” (常), giving rise to the YinYang of Consciousness and Cognition and eventually to the
+ individual phenomenological dynamic of Consciousness, including Cognition and Form/Thinghood. So, in
+ this ancient text, according to Pratt, consciousness is really the first thing and the last thing.
+
+ Moreover, the
Zhuangzi, the other of Daoism's main founding texts, refers frequently to
+ the ideal of a flow state, including in the context of armed combat. Though sometimes considered to
+ be an “unconscious” or “less conscious” condition, from the Daoist perspective a flow state is a
+ deeper state of consciousness. Both the
Zhuangzi and the
Dao De Jing could be
+ considered guides for cultivating such a condition (
Pratt, 2020,
2023).
+ Personally, my long interest in the
Dao De Jing's opening verses is rooted in my long
+ interest in Nothing, the metaphysics/ontology of Leibniz's haunting question, “Why is there
+ Something rather than Nothing?” “Why is there anything at all?” In my essay, “Levels of Nothing,” I
+ pose nine levels of increasing Nothingness (or decreasing Somethingness). If consciousness is not
+ fundamental, it would disappear at the most simplistic level of Nothing, Nothing Level 1. If
+ consciousness is fundamental, it wouldn't disappear until Nothing Level 7 (
Kuhn, 2013).
+
+
+ 16.4. Kastrup's analytic idealism
+ Philosopher Bernardo Kastrup's “analytic idealism” is “a consciousness-only ontology” that has
+ refocused attention, within the philosophical community and more broadly, on metaphysical idealism,
+ that is, an idealism that is grounded in philosophical argument as opposed to promoted by religious
+ tradition or spiritual belief. Kastrup's modern, analytic version of the ontology of idealism
+ asserts “(a) phenomenal consciousness, as an ontological category, is fundamental; and (b)
+ everything else in nature can ultimately be reduced to, or grounded in, patterns of excitation of
+ phenomenal consciousness.” (
Kastrup, 2019). Thus, he proposes
+ “there is only cosmic consciousness” (
Kastrup, 2018), in that “spatially
+ unbound consciousness is posited to be nature's sole ontological primitive” (
Kastrup, 2017).
+ In Kastrup's idealism, human beings, along with all other living organisms, are but “dissociated
+ alters of cosmic consciousness” (
Kastrup, 2018), that are “surrounded
+ like islands by the ocean of its mentation.” The inanimate universe we see around us, he says, is
+ “the extrinsic view of thoughts and emotions in universal consciousness. The living creatures we
+ share the world with are the extrinsic views of other dissociated alters of universal consciousness.
+ A physical world independent of consciousness is a mistaken intellectual abstraction” (
Kastrup, 2016a,
Kastrup, 2016b)
+ Evidence that consciousness is not reductionist-materialist, Kastrup argues, comes from,
+ among others, neuroimaging of brains in altered states induced by psychedelic substances. That
+ these “unfathomably rich experiential states” correlate with significantly reduced activity in
+ multiple brain areas is said to “contradict the mainstream metaphysics of physicalism for obvious
+ reasons: experience is supposed to be generated by metabolic neuronal
+ activity.” He dismisses “the best physicalist hypothesis to explain psychedelic experiences”
+ based on the idea that psychotomimetic drugs cause brain desynchronization, processes labeled
+ “brain entropy,” “complexity,” “diversity”—which Kastrup interprets as “very straightforward:
+ brain noise.” The “entropic brain hypothesis” (9.5.6), Kastrup says, is “a
+ linguistic charade,” leaving mainstream physicalism unsupported as a viable metaphysics of mind (
Kastrup, 2023).
+ (Neuropsychopharmacologist David Nutt contends that “we don't need to adopt an untestable
+ metaphysical worldview to explain the subjective richness of psychedelic experiences” and that
+ neuroscience and neuroimaging
+ research have resources to develop complete theories—for example, chaotic
+ cortical entropy may “release the usual brake” that the cortex holds on sub-cortical
+ structures, especially the emotion centers, liberating the amygdala
+ and hippocampus
+ from “top-down” inhibitory
+ control [Nutt, 2023]. Kastrup counters
+ that such disinhibition,
+ if it were the case, should itself correspond to increased brain activity somewhere in the brain,
+ which is not what is observed.)
+ How to explain, under idealism, the correlation between inner experience and brain states?
+ According to Kastrup, “the brain and its patterns of neuronal
+ activity are not the cause of inner experience, but the
image, the
+ extrinsic appearance of inner experience. In other words, brain activity is what inner experience
+
looks like when observed from the outside.” As such, he says, “the correlations ordinarily
+ observed between patterns of brain activity and inner experience are due to the trivial fact that
+ the appearance of a phenomenon correlates with the phenomenon.” And when this correlation is broken,
+ as observed in the psychedelic state, the reason is that, “unlike a
cause, the
+
appearance of a phenomenon doesn't need to be always
complete”
—it can
+ leave out much about the phenomenon it is an appearance of (
Kastrup, 2023).
+ Kastrup maintains that idealism's key challenge is “to explain how the seemingly distinct
+ phenomenal inner lives of different subjects of experience can arise within this fundamentally
+ unitary phenomenal field.” This is called the “decomposition problem” and it is the core problem
+ Kastrup needs to address. Other challenges include: “how to reconcile idealism with the fact that we
+ all inhabit a common external world; why this world unfolds independently of our personal volition
+ or imagination; why there are such tight correlations between measured patterns of brain activity
+ and reports of experience” (
Kastrup, 2019).
+ Kastrup's unabashed challenge to his metaphysical competitors is that an idealist ontology “makes
+ sense of reality in a more parsimonious and empirically rigorous manner than mainstream physicalism,
+ bottom-up panpsychism, and cosmopsychism” (
Kastrup, 2018). He argues that an
+ idealist ontology “offers more explanatory power than these three alternatives, in that it does not
+ fall prey to the hard problem of consciousness, the combination problem, or the decombination
+ problem, respectively.” (Panpsychists seem to be taking the challenge more seriously than do
+ physicalists
55 [
Kastrup, 2020b;
Goff, 2020].)
+ Given his consciousness-only ontology, Kastrup explores what might follow in two areas of high
+ interest and continuing controversy: foundations of quantum mechanics and prospects for life after
+ death.
+ Regarding quantum mechanics, he stresses the centrality of consciousness, making the startling
+ but perhaps coherent argument that “the dynamics of all inanimate matter in the universe correspond
+ to transpersonal mentation, just as an individual's brain activity—which is also made of
+ matter—corresponds to personal mentation” (
Kastrup et al., 2018).
+ Regarding life after death, Kastrup speculates that “the implication is that, instead of
+ disappearing, conscious inner life expands upon bodily death, a prediction that finds circumstantial
+ but [claimed] significant confirmation in reports of near-death experiences and psychedelic trances,
+ both of which can be construed as glimpses into the early stages of the death process” (
Kastrup, 2016a,
Kastrup, 2016b).
+ Say this for Kastrup's analytic idealism: it expands and enlivens the consciousness debate.
+
+
+ 16.5. Hoffman's conscious realism: the case against reality
+ Cognitive psychologist Donald Hoffman's “Case Against Reality” argues that our visual perceptions
+ are not veridical of ultimate reality because evolution selects for fitness to reproduce, not for
+ access to ontological truth (
Hoffman, 2019a). “This is
+ consistent with the interface theory of perception, which claims that natural
+ selection shapes perceptual systems not to provide veridical perceptions, but to serve as
+ species-specific interfaces that guide adaptive behavior” (Prakash et al., 2020).
+ Hoffman likens our perceptions of objects around us to “interfaces” constructed by natural
+ selection, taking as analogy the file icons on our computer screens, which may look like
+ little paper folders but are in truth written in the complex binary code of machine language.
+ Similarly, he says, evolution has shaped our perceptions, not as true depictions of an
+ animal-independent world, but rather as simplistic illusions to help us navigate the world around
+ us (Hoffman, 2019a).
+ Continuing his computer-screen interface analogy, he says, “The pixels are in the screen, still
+ part of the desktop interface. Similarly, tiny nuclei and electrons are in spacetime, still part of
+ our spacetime interface.” But “spacetime is not objective reality and does not resemble reality,
+ whatever reality might be” (
Hoffman, 2019b).
+ Hoffman's ultimate ontology is what he calls “conscious realism,” which states that the objective
+ world consists of conscious agents and their experiences. This means, fundamentally, that instead of
+ assuming that “particles in spacetime are fundamental, and somehow create consciousness when they
+ form neurons and brains,” he proposes the reverse: “consciousness is fundamental, and it creates
+ spacetime and objects.” He posits a mathematical theory of consciousness that “reality is a vast
+ social network of interacting ‘conscious agents,’ in which each agent has a range of possible
+ experiences, and each agent can act to influence the experiences of other agents.”
+ What follows for Hoffman is that “no object within spacetime is itself a conscious agent;
+ spacetime is simply a format for conscious experiences—an interface—employed by agents like us, and
+ physical objects are just icons in that interface” (
Hoffman, 2019b).
+ Remarkably, Hoffman reverses the arrow of causation for the abundance of experimental evidence
+ correlating mental states of the mind with physical states of the brain. These correlations arise,
+ he states, “because consciousness creates brain activity and indeed creates all objects and
+ properties of the physical world” (
Hoffman, 2008).
+ Hoffman is clear: “Consciousness is fundamental in the universe. It is not a product of space and
+ time or anything inside space and time. I think that efforts to derive consciousness from spacetime,
+ either by identity theories or causal theories, have proven ineffective, and I've been forced to
+ take the view that consciousness is actually fundamental in the universe” (
Hoffman, 2013).
+
+
+ 16.6. McGilchrist's relational, creative-process idealism
+ Psychiatrist, neuroscientist, and literary scholar Iain McGilchrist's idealist metaphysics has
+ consciousness as “irreducible, primordial and omnipresent.” But consciousness is “not a thing; it is
+ a creative process,” he says. “All that exists, exists in consciousness … consciousness is the stuff
+ of the cosmos.” Moreover, given “that consciousness is ‘the fundamental given natural fact’, it
+ clearly follows that it cannot be reduced to something more fundamental” (
McGilchrist, 2021b,
2021a, p. 1601).
+ Matter, to McGilchrist, is “a theoretical abstraction that no one has seen.” The term clearly has
+ meaning, he clarifies; “it refers to the qualities of certain elements within consciousness which
+ offer
relative resistance and
relative permanence as a necessary part of that
+ creative process” (
McGilchrist, 2021b). Matter is also
+ critical for individuality to arise.
+ Put another way, McGilchrist has matter as “a special case, or a phase of consciousness.” Matter
+ is not a separate thing, he says, any more than ice is separate from water; it's a phase of water;
+ it's neither less nor more than water; it's not separate from water; it's a kind of water.
+ And matter is a kind of consciousness—for a time—that has certain quite marked properties that are
+ different from the way we normally think of consciousness, just as water is transparent and flows
+ and all the rest, and ice is hard and opaque and can split your head open. So they're different but
+ they're part of the same ontology.” McGilchrist stresses that “consciousness and matter must be
+ distinguished”—but “there should be no need to set the one against the other.”
+ McGilchrist's consciousness turns on its relational nature. He holds that “everything is
+ relational, and that what we call things, the relata, are secondary to relationship.”
+ Consciousness, he argues, is always “of” something, then he asks: “what is the nature then of that
+ something that is both in part constitutive of, and in part constituted by, that
+ relationship?”
+ A consequence, counterintuitive to most, is that while some scientists consider a “Reality Out
+ There” to be independent of any consciousness whatsoever—naïve realism—McGilchrist says, “In
+ reality, we participate in the knowing: there is no ‘view from nowhere’” (
McGilchrist, 2021b).
+ Given that McGilchrist has consciousness as primordial and matter as a phase of consciousness,
+ how does he have the relationship between the brain and consciousness? He says, “I do not suggest
+ that the brain originates anything. I do not know that the brain ‘causes’ consciousness: it might or
+ might not.” He goes on to note, rightly, “I know of no way of proving the point one way or the
+ other, since the observable facts would look the same whether it [the brain] gave rise to, or simply
+ mediated, consciousness.” In other words, the same findings are equally compatible with the brain
+
emitting consciousness,
transmitting consciousness, or
permitting
+ consciousness. (The latter two options are similar, except that
permitting substitutes the
+ idea of a constraint that is creative, fashioning what it allows to come into being, replacing the
+ merely passive idea of
transmitting.)” McGilchrist argues that “it is the last of these
+ possibilities –
permitting – that is the most convincing” (
McGilchrist, 2021a, pp. 55, 1592).
+
+ Logically, McGilchrist's ontology would skew to the brain alone not causing consciousness and his
+ medical training would skew to the brain not being a mere passive receiver of consciousness. His
+ solution seems to be something like this: the brain structures, shapes and physically actualizes the
+ consciousness we experience so that it can be expressed and felt by a body.
+ It's worth noting that McGilchrist's consciousness-matter ontology has a kind of relationship to
+ his hemisphere hypothesis, which states that the brain's “two hemispheres have evolved so as to
+ attend to the world, and therefore bring into being the only world we
can know, in
+ two largely opposing ways: the left hemisphere paying narrowly targeted attention to a detail that
+ we need to manipulate; the right
+ hemisphere paying broad, open, sustained, vigilant, uncommitted attention to the rest of the
+ world while we focus on our desired detail” (McGilchrist, 2009,
2021a).
+ This means, he argues, that “each hemisphere brings into being a world that has different
+ qualities … In the case of the left hemisphere, a world of
things that are familiar,
+ certain, fixed, isolated, explicit, abstracted from context, disembodied, general in nature,
+ quantifiable, known by their parts, and inanimate. In the case of the right hemisphere, a world of
+
Gestalten, forms and processes that are never reducible to the already known or certain,
+ never accounted for by dissolution into parts, but always understood as wholes that both incorporate
+ and are incorporated into other wholes, unique, always changing and flowing, interconnected,
+ implicit, understood only in context, embodied and animate” (
McGilchrist, 2009,
2021a).
+ Most importantly, the world of the right hemisphere is the world that presences to us,
+ that of the left hemisphere a re-presentation: the left hemisphere a map, the right
+ hemisphere the world of experience that is mapped.” To McGilchrist, loosely associating the right
+ hemisphere with consciousness and the left hemisphere with matter may be more than metaphor.
+ Finally, McGilchrist sees “the cosmos as fundamentally relational, and the ground of Being as
+ driven to come to know itself in and through creating an evolving cosmos. The ground of Being and
+ the cosmos respond to each other. (So far this is in keeping with Whitehead.) What life does is to
+ increase by untold orders of magnitude the responsiveness of that cosmos. I, like Nagel, see that
+ ‘value is not just an accidental side-effect of life; rather, there is life because life is a
+ necessary condition of value.’” What life brings, McGilchrist maintains, “is not consciousness,
+ then—which, as I have argued, is present from the beginning—but the coming into being of the
+ capacity for value: thus, a mountain cannot value, though it can have value for creatures, like
+ ourselves, who value. And it is not just we, but all living creatures, that for the first time are
+ able to recognize value. Life vastly enhances the degree of responsiveness of, to and within the
+ world.” Indeed, “life could be seen as the very process of the cosmic consciousness continually both
+ discovering and furthering its beauty, truth, and goodness; both contemplating and (not separately
+ but in the same indivisible act) further bringing them into being: a process” (
McGilchrist, 2021a, pp. 1722, 1723).
+
+ Yet, the grounding of consciousness is not deterministic, McGilchrist says. It has none of the
+ characteristics of being pre-programmed by “an omnipotent and omniscient engineering God
+ constructing and winding up a mechanism. It is in the process of discovering itself through its
+ creative potential (one thing we all know directly from our own experience is that consciousness is
+ endlessly creative)” (
McGilchrist, 2021a). The cosmos has
+ purpose, McGilchrist says. “It has direction, but not direction of the hydraulic kind, being pushed
+ blindly from behind, rather of the kind that is drawn from in front, by attractors that call it ever
+ forward” (McGilchrist, personal communication).
+
+
+ 16.7. Chopra's only the whole is conscious
+ Holistic physician Deepak Chopra defines consciousness as “It is what makes experience possible.
+ It is what makes perception possible. It is what makes cognition possible. Everything we call
+ reality, consciousness makes possible. Consciousness is the ultimate reality” (
Chopra, 2013).
+ To Chopra, progress in cognitive neuroscience, such as brain
+ scans that translate electrical patterns in the brain into real words in synthesized speech,
+ are “false clues,” like tracking a fox in the snow only to find that the tracks have led you in a
+ circle. “This looks like progress,” he says, “and yet the progress is built up from false clues,
+ for the same reason that pertains to circular tracks in the snow. It is physically impossible for
+ brain cells to create the human mind. Brain cells are composed of the same basic organic chemicals
+ as any other cell in the body, and organic chemicals can't think. It doesn't matter how many
+ billions of neurons the human brain contains, or the quadrillions of synaptic connections between
+ them. Complexity doesn't get around the simple impossibility that chemicals aren't conscious, and
+ the brain is nothing but chemicals. The presence of electrical activity in the brain is also a
+ false clue, because electricity can't think, either” (Chopra, 2023a,
Chopra, 2023b). “If you want to
+ understand consciousness, then the last thing you want to be is a neuroscientist,” Chopra
+ half-jokes, referring to my/RLK background. “Because neuroscience doesn't give you a clue” (
Chopra, 2013).
+ Chopra's persistent claim is that there is only one way to get past every false clue in the hunt
+ for consciousness. “You must make it the ‘stuff’ of creation, a non-physical state from which
+ matter, energy, time, and space are created. It is not, he says, that every phenomenon we can
+ experience has consciousness or exhibits mind. It is that consciousness shapes itself into every
+ mode of knowing and experiencing reality.” In other words, Chopra says, “the ‘hard problem’ isn't a
+ problem at all. Consciousness, being our source and origin, explains everything by itself, needing
+ no outside explanation” (
Chopra, 2013).
+ According to Chopra, taking idealism to its logical extreme—some say to its simplest
+ condition—what's conscious is only the whole, not the parts like us. The entirety of reality, the
+ fullness of the cosmos, a multiverse of innumerable universes (if there are such), everything
+ everywhere all together, is the expression of a unitary consciousness.
+ In their essay, “Why You Aren't Conscious and Never Have Been,” Chopra and physicist Menas
+ Kafatos, after rejecting both materialism and panpsychism, seek to explain consciousness not by
+ trying to figure out how individuals are conscious, which they claim is doomed to failure, but
+ rather by assuming that all reality is conscious and individual instances of consciousness are
+ conscious only with respect to their being part of the whole. “When you arrive at the conclusion
+ that nothing material is conscious, bizarre as this sounds, you make a tremendous breakthrough. ‘I
+ am conscious’ misstates the reality, which is ‘I am consciousness itself’” (
Chopra and Kafatos, 2023).
+ “The way that humans are conscious is what matters,” the authors write. “Consciousness is
+ everywhere all the time embracing past, present and future. I am part of that reality. Therefore, I
+ am consciousness itself. Who I really am is beyond time.”
+ Nothing can be conscious on its own, Chopra and Kafatos claim; the only way to be conscious is to
+ be part of the “All and One.” As for where the All-and-One Consciousness comes from or came from,
+ the answer is the same as to “Who made God?” “Our origin story begins with absolute, pure awareness,
+ which has no explanation. It simply is” (
Chopra and Kafatos, 2023).
+
+
+ 16.8. How consciousness becomes the physical universe
+ Idealism works well as an explanation of creature consciousness, provided, of course, that one
+ accepts its foundational premise that consciousness, and consciousness alone, is fundamental
+ reality. One challenge for idealism is coming to consider what seems to be an odd, perhaps
+ outlandish, idea so alien to our life experiences: If all is consciousness, how does the physical
+ world come about?
+ The claim is made that quantum theory, which, unlike classical physics, assigns (in some
+ interpretations) a fundamental role to the act of observation, can bridge the explanatory gap
+ between idealism as foundational reality and the physical world as empirically apparent. Can quantum
+ theory, as its adherents believe, open the door “to a profoundly new vision of the cosmos, where
+ observer, observed, and the act of observation are interlocked,” thus hinting “at a science of
+ wholeness, going beyond the purely physical emphasis of current science?” Adherents look to
+ developments in the intersection of quantum theory, biology, neuroscience and the philosophy of
+ mind. Non-local interactions of the quantum universe are cited as evidence of the interconnectedness
+ of everything, supporting the idea that “consciousness and matter are not fundamentally distinct,
+ but rather are two complementary aspects of one reality, embracing the micro and macro worlds,”
+ ultimately founded on consciousness as the ultimate reality (
Kafatos et al., 2011).
+ There are elaborate theories that claim to explain how consciousness, once assumed to be
+ fundamental in nature and reality, generates or interacts with matter and energy and interfaces with
+ the brain. In one version, developed by computer science professional Mahendra Samarawickrama,
+ consciousness governs causation and creates energy and matter. The interplay of consciousness,
+ matter and energy underpins what we experience and observe in reality (
Consciousness Studies, Australia,
+ 2024). Consciousness itself is “a high-speed sequential process that leads
+ to awareness” (notwithstanding the brain's massive parallel-processing capability). “Like time,
+ consciousness is also subjected to relativity. When the observer is moving, both time and
+ consciousness dilate.” Further, “the electromagnetic energy of consciousness follows quantum
+ principles and wave-particle duality …. This interplay of consciousness with matter and energy makes
+ consciousness and reality interrelate and follows determinism, realism, and physicalism” (
Samarawickrama, 2023).
+ No surprise that none of this is taken seriously by a large majority of quantum physicists (
Rovelli, 2022) (11.16).
+
+
+ 16.9. Goswami's self-aware universe
+ Quantum physicist Amit Goswami proposes that consciousness, not matter, is the primary “stuff” of
+ creation, and indeed it is consciousness that creates the material world, not the other way around.
+ He uses quantum physics, particularly the Copenhagen interpretation (where an “observer” is required
+ for the collapse of the wave function), to disabuse us of the false notion that matter is simple,
+ solid and foundational. Consciousness, he says, “is the agency that collapses the wave of a quantum
+ object, which exists in potentia, making it an immanent particle in the world of manifestation” (
Goswami, 1993;
Woronko, 2020).
+ Goswami sees Idealism as not only the most parsimonious theory of consciousness but also
+ mitigating and perhaps solving the famous paradoxes of quantum mechanics, such as entanglement,
+ superposition and non-locality.
+ The key, Goswami offers, is that there is only one consciousness in the universe, one subject of
+ experience, in which we all (somehow) participate. The ego, he says “is constricted consciousness,
+ much like a localized object. You cannot understand consciousness without experiencing expanded
+ states of consciousness.”
+ Consciousness, according to Goswami, plays an active role in constructing physical reality
+ by “choosing” the results of a measurement. He views our mental activities, our thoughts and
+ feelings, as “mental objects” in a sense similar to material objects, subject to the same laws of
+ physics, particularly quantum mechanics. Thus, Goswami envisions the brain, not simply as a
+ passive measuring device that intervenes in the quantum world, but more significantly as an active
+ quantum system that selects and determines which unconscious
+ processes become conscious. Goswami concludes that all creation is interconnected, including
+ us (Goswami, 1993).
+
+
+ 16.10. Spira's non-duality
+ Spiritual teacher (and pottery artist) Rupert Spira espouses non-duality as “the recognition that
+ underlying the multiplicity and diversity of experience there is a single, infinite and indivisible
+ reality, whose nature is pure consciousness from which all objects and selves derive their
+ apparently independent existence.” He states, “The greatest discovery in life is that our essential
+ nature does not share the limits or the destiny of the body and mind” (Section:
Spira, n.d.).
+ To Spira, a non-dual understanding addresses two essential questions: one, “How may we be free of
+ suffering and find the lasting peace and happiness for which all people long above all else?”, and
+ two, “What is the nature of reality?” While the first is most meaningful to individuals and to the
+ global community, only the second is relevant for this Landscape.
+ Spira begins his non-dual teaching with an investigation into the essential nature of our self,
+ and it is this “clear knowledge of oneself,” he says, that is also the basis of the second aspect of
+ the non-dual understanding, “namely, the recognition that reality is an infinite, indivisible whole,
+ made of pure consciousness, from which all separate objects and selves borrow their apparently
+ independent existence.” Everything we know or experience, he states, “is mediated through the mind,
+ and therefore, the mind's knowledge of anything can only ever be as good as its knowledge of itself.
+ In order to know what anything truly is—that is, what reality truly is—the mind must first know its
+ own essential nature. Therefore, the investigation into the nature of the mind must be the highest
+ endeavor upon which any mind can embark, and the knowledge of its essence or nature the highest
+ knowledge.”
+ Spira suggests that approaching non-duality as a means of finding an answer to the ultimate
+ question about the nature of reality “is found at the heart of all the great religious and spiritual
+ traditions.” For instance, “In Christianity, it is said, ‘I and my Father are one’. That is, the
+ essence of our self and the ultimate reality of the universe are the same.” Similarly, “in the Sufi
+ tradition, ‘Whosoever knows their self knows their Lord’. That is, whoever knows the essential
+ nature of their self knows the ultimate reality of the universe.” And “in Buddhism, ‘Samsara and
+ Nirvana are one’, meaning the nature of the world and the essence of the mind are identical” (
Spira, n.d.).
+
+
+ 16.11. Nader's all there is
+ Transcendental
+ Meditation leader (and former neuroscientist) Tony Nader states “there is nothing other than
+ consciousness, and that matter and the multiplicity of loci of consciousness, us, for one, are
+ nothing but consciousness experiencing itself from limited perspectives that hide the true nature
+ of both the observer and the observed.” In a world of an infinite number of simultaneously
+ existing possibilities, Nader says “one fact seems undeniable: the fact of our own awareness …
+ Commonly, this awareness is called consciousness: the observer, the witness, the experiencer”
+ (Nader, n.d.).
+ Nader states formally, “Consciousness is all there is and does not create anything physical
+ outside itself; matter is real only in terms of consciousness or as an appearance within
+ consciousness.” While “Consciousness is all there is” and “Consciousness is One” are his foundation,
+ Nader acknowledges that “there are different kinds of consciousness: different flavors, states,
+ levels, and so on. The only way for these two statements to be simultaneously true, he says, is that
+ the one Consciousness has different flavors, states, and experiences of itself” (
Nader, 2015).
+ While acknowledging that other Idealism theorists suggest similar, Nader differentiates his
+ approach by providing “a carefully constructed and cogent model for how those limited perspectives
+ in all their subjective richness emerge within the singularity of consciousness.” He claims “a
+ monistic field theory of consciousness” as the most primordial field, which then can “potentially
+ solve enduring problems in other fields, including quantum field theory and the psychology of higher
+ states of consciousness” (
Nader, n.d.).
+ Nader's distinguishing proposal is to place consciousness “in a mathematical framework by
+ introducing fundamental axioms that are motivated by the experience and dynamics of consciousness.”
+ By systematizing how human awareness perceives, discriminates, organizes, and expresses its own
+ patterns of functioning,
mathematical
+ methods and mathematical modeling provide “one of the most useful and scientifically
+ manageable methods to study the interface between consciousness and physical phenomena.” Mathematics
+ is seen as “the precise abstract representation of consciousness at work.”
+ Nader claims “to test the
reasonableness
+ of these axioms in two ways: by deriving consequences from the axioms and comparing these
+ consequences to our experience of the world, and by verifying that heretofore unsolved problems can
+ be resolved with this new paradigm.” In particular, he ambitiously addresses how the physical
+ universe emerges from consciousness.
+ Nader introduces “the notion of a Bit of Consciousness as a triple of particular values of
+ Observerhood, Observinghood, and Observedhood,” with the understanding that “nothing can be said to
+ be real unless it is a triple with none of its components equal to 0. In other words, real existence
+ requires an observer, a process of observation, and an observed” (
Nader, 2015).
+ In Nader's consciousness model, it is not non-localized or localized objects that are the issue.
+ Rather, it is the idea of the very existence of objects as entities independent of Consciousness
+ that is the root of the problem. In his model, nothing exists outside the realm of observer,
+ observed, and process of observation (
Nader, 2015).
+
+
+ 16.12. Ward's personal idealism: souls as embodied agents created by God
+ Philosopher-theologian Keith Ward's “personal idealism” integrates his philosophical convictions
+ about consciousness and souls, idealism in Eastern traditions, and his Christian faith (
Ward, 2022). It's a heady brew.
+ Ward describes souls as “the embodied
+ agents which are created by God.” To build his case, he cites the “huge gap in modern
+ culture between neurophysiologists and old-fashioned philosophers” (musing, “We thought we were
+ very trendy in our time”). It's a fundamental, philosophical divide, he says, and from his
+ perspective, he begins from consciousness, puts consciousness first, because “this is where all
+ knowledge starts … your starting point is perception, a set of perceptions, a set of concepts. And
+ from that, you build up a picture of what the world is like” (Ward, 2006).
+ Ward stresses “you can never get rid of consciousness.” He is firm: “From where I sit, I can just
+ say whatever view you come up with, consciousness is not reducible to particles which are publicly
+ observable in space and time.” He is adamant: “I will just not give way on this—because it seems to
+ me so obvious; I don't see how anyone can deny it.” Responding to questions about the putative
+ illusion of conscious unity, Ward is dismissive (politely): “You're inventing a problem.”
+ Ward's idealism surfaces when contrasting dualism. His claim, even for explaining Descartes, is
+ not that mind and body/brain are separate substances that must somehow interact, but rather are
+ subject and object, the thinker and perceiver as the subject who is aware of its perceptions and
+ which is engaged in having its thoughts. “What you've got is a subject thinking. The subject is not
+ a different substance.”
+ Ward then rationalizes his idealism. “The whole world is actually a construct with perceptions
+ and feelings and thoughts. But the agent who is having these perceptions, the perceiver, the
+ thinker, is not another thing somewhere. So, subjects and objects are always together. There's no
+ subject without an object. There's no mind without some objectivity, some environment in which it's
+ embodied. That's why I see embodiment as an essential part of mentality, and of being a person. When
+ you're talking about the mind, you're talking about a subject, an embodied subject, who nevertheless
+ is not to be identified simply by physical facts which are publicly observable. I think that's what
+ the soul is: An embodied subject of intellectual and moral agency” (
Ward, 2006).
+
+
+ 16.13. Albahari's perennial idealism
+ Comparative philosopher Miri Albahari defends “Perennial Idealism” as a mystical solution to the
+ mind-body problem. She faces the “vicious dilemma” of subjects arising from unconditioned
+ consciousness. “If the manifest world of subjects is real, it irrevocably undercuts the purely
+ unconditioned nature of the ground by imposing boundaries between subjects and the ground. If only
+ the ground is real, we have the seemingly absurd consequence of denying reality to what seems
+ undeniably existent.” She finds resources in the modern mystic, Sri Ramana Maharshi, who was
+ recorded as saying, “Nothing exists except the one reality … The one unity alone exists ever. To
+ such as find it difficult to grasp this truth and who ask, ‘How can we ignore this solid world we
+ see all around us?’ the dream experience is pointed out and they are told, ‘All that you see depends
+ on the seer. Apart from the seer, there is no seen.’” (Ramana is expressing what is known in Advaita
+ Vedanta as the ajāta doctrine, which means “not created, not caused”.) (
Albahari, 2019a).
+ Albahari takes as evidence “first-person accounts from people who claim to have experienced and
+ indeed permanently established themselves in aperspectival or nondual consciousness,” mystics from
+ across traditions and centuries who came to believe that they “have directly ‘awoken’ to their
+ abiding nature as aperspectival consciousness, realizing it to be none other than the ultimate
+ ground of what we take to be the world.” The “central metaphysical content of this allegedly
+ recurring insight” has been termed by Aldous Huxley and others, “Perennial Philosophy” (
Huxley, 1946), from which Albahari's
+ “Perennial Idealism” denotes its philosophical parentage (
Albahari, 2019a).
+ Albahari posits her Perennial Idealism as “a radical new successor to Cosmopsychism,” which,
+ erroneously, she argues, “takes the entire externally specified cosmos to be an internally conscious
+ subject” (13.3). This brings “serious troubles for Cosmopsychism,” which not only “typically casts
+ the entire cosmos as a conscious subject” but also “in turn grounds the consciousness of subjects
+ such as ourselves” (
Albahari, 2019b). The most promising way
+ forward in the mind-body problem, she argues “is to renounce the pervasive panpsychist supposition
+ that fundamental consciousness must belong to a subject. This extends the reach and scope of
+ consciousness to ground not merely to the inner nature of the cosmos, but everything we take to be
+ the world, with its subjects and objects” (
Albahari, 2019a). This, Albahari
+ concludes, “offers a framework for thinking about how the world could be grounded in a universal
+ consciousness which, following Advaita Vedanta and the ‘Perennial Philosophy’, is not structured by
+ subject or object” (
Albahari, 2019b).
+
+
+ 16.14. Meijer's universal knowledge field
+ Biomedical scientist Dirk K. F. Meijer explains consciousness in the context of a “Universal
+ Knowledge Field” (UKF), the concept that a collective storage of all information that is present
+ and/or evolves in our universe can take a universal character and that all information is present in
+ a general knowledge field. Other names for the UKF, he says, include Universal Consciousness, Cosmic
+ Consciousness, Universal Mind, Universal Memory, Universal Intelligence, Holographic Memory,
+ Collective Consciousness, Implicate Order and the Plenum. The UKF is said to be consistent with
+ fundamental physics, cosmological and holographic models. In addition, universal consciousness can
+ be approached from transcendental human experience, including transpersonal and psi phenomena (
Meijer, 2018).
+ Meijer claims that integral information processing in the universe is based on a
+ generalized musical-scale of discrete electromagnetic field (EMF) frequencies and that the
+ biophysics literature reports the effects of similar EMF frequency patterns in a wide range of
+ animate and non-animate systems. This provides a conceptual bridge between living and non-living
+ systems, relevant for biophysics, brain research, and biological evolution. He proposes that the
+ pro-life EMF frequency bands may literally act in concert as a “tonal octave-based symphony” to
+ provide living systems, including the brain, with information embedded in such harmonic-like
+ resonance patterns. Such “tonal” projections, in a global manner, may organize synchronicity,
+ both spatially and temporally in essential organs in the body: heart and brain (Meijer et al, 2020, pp. 1–31).
+ Thus, if nature is guided by “a discrete pattern of harmonic solitonic waves,” since the whole
+ human organism, including brain, is embedded in this dynamic energy field, a comprehensive model for
+ human (self-) consciousness could be conceived. This implies an intrinsic cosmic connectivity that
+ is mirrored in the human brain. An assumed “hydrodynamic superfluid background field” is proposed to
+ guide the ongoing fabric of reality through a “quantum metalanguage” that is instrumental in the
+ manifestation of universal consciousness, of which human consciousness is an integral part (
Meijer et al, 2020, pp. 72–107).
+ Meijer proposes a “pilot-wave-guided supervenience” of brain function that may arise from a
+ “holofractal memory workspace” associated with, but not reducible to the brain, which operates as a
+ scale-invariant mental attribute of reality. This field-receptive workspace integrates past and
+ (anticipated) future events and may explain overall ultra-rapid brain responses, as well as the
+ origin of qualia (
Meijer et al, 2020, pp. 31–71).
+
+
+ 16.15. Idealism's imaginative expressions
+ As creator and host of
Closer To Truth, I receive ideas from viewers globally. These
+ unsolicited papers are often elaborate treatises, the majority of which focus on consciousness or
+ cosmology. I look at all of them, keep an open mind with at least one eye skeptical, learn some,
+ respond as I can. I marvel at the passion and respect the dedication.
56
+ Addressing the "ultimate questions" of cosmic existence and human sentience is the highest
+ calling of human beings, which is why I appreciate diverse ideas (
Kuhn, 2023). While I cannot agree with
+ many of the assumptions, and certainly not with most of the assertions, I see the scope of subjects
+ as exemplifying the kinds of issues and challenges that enliven the human spirit (small “s”).
+ To conclude this section on Idealism, I note several models of idealism I've received (among
+ many). The only judgment I pass is that consciousness in general, and idealism in particular, fire
+ the imagination as well as stir the passions.
+ Flip-Book Idealism (FBI), developed by neuroscientist Silvia Paddock and physicist Thomas
+ Buervenich
, agrees with other forms of idealism that spacetime is not primary
+ and that consciousness exists outside of it. According to FBI, observer/participants, who are individuations
+ of this consciousness, detect patterns in a facet of consciousness called the “Urgrund”—the
+ fundamental essence of existence—and shape this information into frames of experience by
+ translating complex signal patterns into qualia. One hallmark of FBI is that the generation of
+ experiential frames by consciousness creates the arrow of time. Its observer-based viewpoint of
+ reality aligns with quantum mechanics, such that wave-particle duality and entanglement (“spooky
+ action at a distance”) are no longer odd or mysterious. FBI distinguishes itself from other forms
+ of idealism by asserting that conscious agents primarily interact with one another through the
+ intermediary of the Urgrund in a kind of question-and-answer game and by proposing that spacetime
+ is a set of rules that consciousness needs to adhere to when creating experiential frames to allow
+ for the experienced world to be consistent. FBI does not solve the hard problem of consciousness
+ but attests to its significance (Paddock and Buervenich, 2023).
+ According to reviewer Jo Edwards, “The central idea is that our subjectivity is the inherently
+ conscious universe enjoying local snapshots in discrete time ‘frames’, set by brain interactions,
+ that are elided into a sense of movement and continuity, as for a cartoon flipbook.” He concludes
+ that the authors make “a nice case for these being fundamental time units that in the brain are a
+ few milliseconds long but elsewhere will follow rules of quantum field theory—perhaps as decoherence
+ intervals. I think this is the right direction to go in. It is nice to see mainstream quantum theory
+ rather than fringe interpretations or invocations of entanglement, tachyons, or dark matter. Like
+ genes, consciousness is likely to be based on kitchen sink biophysics” (
Edwards, 2024).
+ Rodrigues's C-Pattern Theory. Neuroscientist Pablo Rodriguez posits that the brain can
+ generate only c-patterns, no experiences, because experiences are qualitatively different from
+ matter. Experiences are thus regarded as created by the universe, in that c-patterns are constantly
+ “read” and converted to experiences. C-Pattern Theory has three basic points. First, the brain
+ doesn't generate conscious experiences; it generates c-patterns, which are complex geometric
+ three-dimensional structures composed of all action potentials from all of the brain's [relevant]
+ neurons firing at any given moment. The c-pattern's specific form and geometry is postulated as
+ being what fully defines any conscious experience. So, for every moment, there's a different
+ c-pattern and a corresponding experience defined by it. Second, an experience is defined by a
+ c-pattern's form, but each is created by the universe, not by the brain; rather, a c-pattern's
+ specific form and geometry encodes an experience as a discrete expressions of a universal geometric
+ experience language, which the universe understands perfectly and decodes into real, actual
+ experiences. Third, we are not body and brain; we are consciousness. If c-patterns are mere symbols
+ converted to experiences, then only consciousness can be what's having all experiences. And as we
+ are the ones experiencing, we are parts of consciousness. Different organisms have different
+ c-patterns, experiences, and levels of understanding reality. So, this world is just what our
+ c-patterns currently allow, until we manage to expand them to the next level. Thus, true human
+ progress is possible only if the experience language is deciphered and c-patterns are expanded
+ towards greater understanding (
Rodriguez, 2023).
+ The Meaning of Life. The primacy of consciousness explored via science and logic,
+ without leaping to faith or spiritual awakening. It dissects the mind-body-spirit conundrum and
+ provides a theory
+ of everything that posits that reality is an agreed-upon hallucination.
+ It includes the probative power of optical illusions, why linear time is a stubborn illusion,
+ and the roles that beauty, love, and creativity play to help shape reality (Forrest, 2021).
+ Is-Ness. All consciousness is one. Every human spirit is unique, with our singular
+ thoughts, perceptions and experiences, like a whirlpool in an infinite ocean of consciousness. While
+ universal consciousness is infinite in space and time, each conscious being experiences creation
+ from a unique perspective. The power of spirit does not come from its past achievements or future
+ aspirations, but from its existence in the present instant. This is the essence of our existence.
+ Awareness of this essence is the state of "Is-Ness” (
Koyoti, 2023).
+ Consciousness from Non-Self in Buddhism. Consciousness in the sense of qualia and
+ self-consciousness are not a two-tier, parallel relationship like that of the Cartesian Theatre or
+ “Cogito, ergo sum”, but a one-tier, serial relationship. The sense of self just emerges out of the
+ process of alternating “awareness” and “awareness of awareness.” This view on consciousness comes
+ from an interpretation of “non-self” in Buddhism. Conversely, it also provides insight into
+ consciousness-only and anatta (from “non-self” to “emptiness”) in Buddhism: in reality,
+ there is neither subject nor object of “awareness” (or “consciousness”). According to Yogācāra,
+ there is no object of awareness (or consciousness). Therefore, the mystery behind
+ “consciousness-only” should be how consciousness arises. However, according to Madhyamaka, there is
+ even no consciousness and everything is empty (Huang, n.d.).
+ Consciousness's Platonic Computation. Consciousness (the power to conceive, perceive and
+ be self-aware) is the most fundamental and irreducible existence. Creation of all else is rendered
+ by the “Platonic computer” that is made by, of, with and from Consciousness. The hypothesis of
+ “Platonic computation” offers a solution to the inverse hard problem of consciousness: how matter
+ arises out of consciousness (
Duan, n.d.).
+ Hawkins's Map of Consciousness. Psychiatrist and spiritual teacher David Hawkins claims
+ human consciousness comes arrayed with 17 levels and associated “energy fields,” with the
+ “frequency” or “vibration” of energy increasing with each rise in level, along with corresponding
+ implications for emotional tone, view of God, and view of life. Consciousness is pervasive,
+ connecting to God via “devotional nonduality” and enabling, at its higher levels, a beneficial and
+ healing effect on the world. Hawkins says his scientific framework elucidates the spiritual levels
+ delineated by saints, sages and mystics, with highest levels representing Self-realization, the
+ void, nothingness vs. allness, full enlightenment, and divine realization.
57 (
Hawkins, 2014;
Hawkins, n.d.).
+
+
+
+ 17. Anomalous and altered states theories
+ Can nonphysical consciousness (or realms) be revealed or accessed via anomalous, psi or paranormal
+ phenomena—extrasensory perception (ESP), out-of-the-body experiences (OBEs), near-death experiences
+ (NDEs), and the like? Psychical research beginning in the late 19th century and
parapsychology
+ in the mid-20th century sought to study the phenomena scientifically.
+ To those who believe in its existence—researchers and general public alike—the reality of
+ psi/paranormal phenomena leads directly to consciousness being nonphysical, as well as to nonphysical
+ modes of mental existence, whether as individual “spirits” or “souls” or in the broader sense of
+ nonphysical realms of parallel worlds (
Radin, 2007;
Schlitz, 2007;
Tart, 2007). There are innumerable
+ reports of ESP—telepathy, clairvoyance, precognition, psychokinesis—the vast majority anecdotal, some
+ research-based; believers (“sheep”) and skeptics (“goats”) remain equally adamant in their
+ convictions. Moreover, even among psi-sheep researchers, there are replicability problems and a
+ possible paradox of confounding interactions between the researcher (the observer) and the experiment
+ (the observed) (
Rabeyron, 2020).
+ For the record, I remain skeptical regarding the overwhelming majority of anecdotal paranormal
+ stories and circumspect regarding statistically significant research affirming psi. I consider likely
+ drivers to be illusion, delusion, fraud, imperfect experimental design, unwitting experimenter bias,
+ ex ante
sample
+ selection, ex post data selection, ex post reasoning, and/or plain-old wishful thinking.
+ Still, I have to say, I generally respect parapsychologists and their experimental designs, and I
+ cannot rule out all paranormal stories. This is why I must consider the profound implications for
+ theories of consciousness if
any claims of psi and the paranormal would turn out to be
+ veridical. (In context of my skepticism and consideration, and in the spirit of full disclosure, I
+ have a history.
58)
+ Parapsychologist Dean Radin distinguishes sharply between the words
paranormal and
+
psi. They are not synonymous, he stresses. “The paranormal is a tabloid trope that
+ encompasses Bigfoot, astrology, crystal healing, UFOs, the Bermuda Triangle, etc.,” he says. “Equating
+ paranormal with psi perpetuates the idea that psi is part of a great silliness, and this is one of the
+ many reasons why sober academics strictly avoid the topic.” By contrast, Radin points out, “psi refers
+ only to common aspects of human experiences reported throughout history and across all cultures, and
+ psi research studies such experiences.” Radin acknowledges, “Yes, 95% of these reports may have
+ mundane explanations, but 5% do not. And that 5% changes everything” (
Radin, 2024).
+ Psi research, Radin notes, was “designed explicitly to exclude the illusion, delusion, fraud,
+ p-hacking [misuse of data analysis to report false positives], and the like.” He asserts, “There is no
+ better way to demonstrate the current state of the evidence for psi than to read major pro-psi and
+ con-psi articles published in the APA's flagship journal,
American Psychologist (
Cardeña, 2018;
Reber and Alcock, 2020). The pro article
+ discusses meta-analyses of 10 classes of psi experiments reported in over 1000 individual studies. In
+ reply, the authors of the con article state up front that they would not address the evidence because
+ -- and they actually say this --
psi is impossible. That's the Spanish Inquisition approach
+ to ignoring uncomfortable facts, and yet that is the state of psi skepticism today” (
Radin, 2024).
+ Cardena's paper, “The experimental evidence for parapsychological phenomena: A Review,” clarifies
+ “the domain of psi, summarizes recent theories from physics and psychology that present psi phenomena
+ as at least plausible, and then provides an overview of recent/updated meta-analyses.” The evidence,
+ Cardena concludes, “provides cumulative support for the reality of psi, which cannot be readily
+ explained away by the quality of the studies, fraud, selective reporting, experimental or analytical
+ incompetence, or other frequent criticisms.” The evidence for psi, he says, “is comparable to that for
+ established phenomena in psychology and other disciplines, although there is no consensual
+ understanding of them” (
Cardeña, 2018).
+ Reber and Alcock's paper, “Searching for the impossible: Parapsychology's elusive quest,” presents
+ an opposing perspective to “the general claims of
psi (the umbrella term often used for
+ anomalous or paranormal phenomena).” The authors mount “a broad-based critique of the entire
+ parapsychology enterprise.”
+ Their position is straightforward: “Claims made by parapsychologists cannot be true. The effects
+ reported can have no ontological status; the data have no existential value.” Reber and Alcock base
+ their stark conclusion “on well-understood scientific principles. In the classic English adynaton,
+ ‘pigs cannot fly.’ Hence, data that suggest that they can are necessarily flawed and result from
+ weak methodology or improper data analyses or are Type I errors.59 So it must be with psi
+ effects.” What they find “particularly intriguing is that, despite the existential impossibility of
+ psi phenomena and the nearly 150 years of efforts during which there has been, literally, no progress,
+ there are still scientists who continue to embrace the pursuit” (
Reber and Alcock, 2020).
+ The vast anecdotal literature of near-death experiences (NDEs) and out-of-the-body experiences
+ (OBEs) (17.12), amplified by innumerable (supposed) communications with the dead, also some serious
+ but controversial research, gives rise to beliefs in a sentient afterlife, thus giving apparent
+ credence to non-materialistic theories of consciousness. There are even reports of auras and halos
+ around or emanating from people; some claim to witness, at the moment of death, the soul departing the
+ body. “Terminal lucidity”—unanticipated and unexplained changes in mental clarity, verbal
+ communication, and/or physical capability in the days and hours before death when each patient's
+ medical condition should not allow for such sudden improvements—suggests, to some, that there is
+ something nonphysical going on (
Roehrs et al., 2023). Credulous readers
+ will find an inexhaustible supply of NDE/OBE anecdotes and stories, but modest serious research of
+ sound design in which the extraordinary claims are supported unambiguously by extraordinary evidence
+ (to paraphrase Carl Sagan) (I acknowledge claims to the contrary.
60).
+ Perhaps the most common claim of “evidence” that consciousness is nonphysical comes from
+ out-of-the-body experiences (
Tart, 1987,
2007). Those having OBEs report their
+ experiential awareness to be as a nonphysical entity (spirit/soul) in a nonphysical world. It is all
+ sensorily or perceptibly real, vivid and stable, yet they sense not being in their earthly bodies and
+ not being in our earthly world. The more lucid quality of OBE consciousness (compared to dream
+ consciousness), which is typical of OBEs, convinces OBE adherents of the nonphysical nature of their
+ personal consciousness and the reality of nonphysical realms.
+ It is no surprise that psi researchers are more compelled by laboratory tests than by OBE/NDE
+ anecdotes. They also point to everyday phenomena that people experience, such as thinking of someone
+ and then getting a text or phone call from them, fueling the sense that it feels too unlikely to be a
+ coincidence.
+ To philosopher and parapsychologist Stephen Braude, the answer to the mind-body problem depends in
+ part on how much exotic data you are willing to entertain. “If you are willing to look seriously at
+ some of the data suggesting a persistence of personality after bodily death, after the body has
+ decomposed,” he says, “then certainly the conventional materialist, neurophysiological view goes out
+ the window” (
Braude, 2007a)
. (For
+ mathematician-astronomer Bernard Carr, paranormal
+ phenomena inform his views of consciousness and the nature of fundamental
+ reality—11.10.)
+ The fact of the matter—whether such psi/paranormal phenomena have credible claims on reality, or
+ whether they are purely and merely illusion, delusion, poor design or faulty analysis (those that
+ aren't already outright frauds)—is not for adjudication or even for assessment here. (But the wholly
+ skeptical view, personified engagingly by Susan Blackmore, does need voice [
Blackmore, 2002,
2007].)
+ Rather, if any of these psi/paranormal phenomena—even if a minuscule fraction of them—is real and
+ does challenge or defy the laws of physics as currently construed, then non-materialistic theories of
+ consciousness would have to be taken more seriously. This possibility, however remote or however
+ likely, justifies inclusion, at least for me, of psi-motivated theories of consciousness here on the
+ Landscape of possible explanations.
+ I largely agree with Alex Gomez-Marin: “The study of consciousness requires that we take seriously
+ the many flavors of human experience, particularly those that lie at the edges of what is typically
+ explored scientifically and discussed in public. From psychedelics and synchronicities, to lucid
+ dreaming and psychic phenomena, the ‘backdoors of perception’ have the potential to transform not just
+ neuroscience and physics but our very understanding of the nature of reality and our place in it” (
Gomez-Marin, 2023b). (I am, however,
+ modestly less optimistic that meaningful progress can be made.)
+ The more general “altered states of consciousness” subsumes diverse deviations from our normal
+ alert, waking consciousness as induced by various physiological, psychological, or pharmacological
+ actions or agents (
Altered state of consciousness, 2023).
+ Charles Tart, whose book,
Altered States of Consciousness, was the first comprehensive
+ treatment of the subject, focuses on the subjective nature of the experience: "Altered states of
+ consciousness are alternate patterns or configurations of experience, which differ qualitatively from
+ a baseline state," stressing “… such that the experiencer feels his consciousness is radically
+ different from the way it functions ordinarily” (
Tart, 1969).
+ Note that Anomalous and Altered States theories, strictly speaking, are generally not theories of
+ consciousness per se in that they are not theories of what consciousness is. Rather, they are
+ claimed as evidence of what consciousness is not—not reducible to neurobiological states
+ without residue. It is natural that those who interpret psi results favorably are also motivated to
+ accept (or to create) non-local theories of consciousness. Moreover, while advocates of Anomalous and
+ Altered States theories skew toward dualist or idealist theories, they espouse all the non-materialist
+ theories: quantum, panpsychism and monism as well as dualism and idealism. For example, Dean Radin
+ supports a “quantum oriented,” non-substance dualism (17.3), while Charles Tart supports an “emergent
+ interactionism” substance dualism (17.4). All the theories that follow are motivated, at least in
+ significant part, by anomalous, psi or paranormal phenomena (often NDEs and OBEs).
+
+ 17.1. Bergson's multiplicity, duration, perception, memory
+ Late 19th/early 20th century philosopher Henri Bergson's non-reductive consciousness is an
+ unapologetic, sophisticated challenge to Materialism Theories. In consciousness, he says, “we find
+ succeeding states without distinction; and, in space, simultaneities which, without succeeding, are
+ distinguished, in the sense that one is no longer there when the other one appears. Outside of us,
+ reciprocal exteriority without succession: within, succession without reciprocal exteriority” (
Bergson, 1889;
Pascal, 2023).
+ Bergson's consciousness, which “retains the past and anticipates the future,” is not easy to
+ categorize. It is the complex centerpiece of his grand philosophical system that highlights several
+ original concepts: multiplicity (heterogeneity and continuity, the immediate data of consciousness);
+ duration (no juxtaposition of events, no mechanistic causality, a qualitative multiplicity);
+ perception (pure, images are all we sense); memory (pure, personal)—each from Bergson's
+ idiosyncratic perspective (
Lawlor and Moulard-Leonard, 2021).
+
+ Bergson self-characterizes his own view as “frankly dualist,” because it “affirms both the
+ reality of matter and the reality of spirit,” though he recognizes (and thinks he can overcome) “the
+ theoretical difficulties which have always beset dualism.” Bergson rejects that “matter is a thing
+ that possesses a hidden power able to produce representations in us. There is no hidden power in
+ matter; matter is only images.” He critiques materialism by “showing that matter does not differ in
+ nature from representation … the image is less than a thing but more than a representation”
+ Moreover, Bergson's theory of “pure perception” posits that how we know things, in their pure
+ states, is representational, thus establishing a middle ground between realism and idealism (
Lawlor and Moulard-Leonard, 2021).
+
+ To Bergson, “That which perceives is consciousness, that is to say
the memory taken as a
+ whole because this consciousness, which we might call here human soul or human spirit, is a
+
continuous movement between pure perception and pure memory.” “The brain does not perceive:
+ it
transmits perception (pure or not) from the organ of perception to consciousness
+ (
sensory mechanism) and, conversely, it
transmits the nascent order of action from
+ consciousness to the appropriate motor organ to act in response to perception (
motor
+ mechanism) (
Bergson, 1896, 1990;
Pascal, 2023).
+ Continuing, Bergson puts memory at the heart of consciousness with pithy propositions. “Mind with
+ memory is consciousness and produces time. Mind without memory is the unconscious and produces
+ space.” “The phenomena of memory are at the juncture of consciousness and matter.” “Going from pure
+ perception to memory, we definitively leave matter behind for the mind.” “First the present becomes
+ past and
then the past becomes present. Thus, consciousness becomes
the bridge
+ between the present and the past which we call
the future. The future is being fabricated
+ at all times by a
free act called choice of consciousness” (
Bergson, 1896, 1990;
Pascal, 2023).
+ Bergson has consciousness as “unquestionably connected with the brain: but it by no means follows
+ that a brain is indispensable to consciousness.” The brain, he says, is not the generator of
+ consciousness, but a “filter” of consciousness, because unfiltered consciousness would be shattering
+ and stupefying. Our capacity to focus and act in the world is enabled by our brain acting as
+ barrier, shielding our personal awareness from the vast cacophony swirling in the great beyond (
Bergson, 1920).
+ Bergson's notion of consciousness is “a ceaselessly dynamic, inherently temporal substance of
+ reality” that might even allow for some sort of survival after death (
Barnard, 2011). Is Bergson a kind of
+ dualist, panpsychist or even idealist? No matter. Certainly, he is no materialist. He was president
+ of the Society for Psychical Research, which no doubt reflects his views and warrants his inclusion
+ in this category.
+ According to Alex Gomez-Marin, "The essential debate about the precise relationship between
+ thoughts and brains (solidarity versus equivalence, participation versus interaction, etc.) has
+ faded. But one can revisit Henri Bergson to find a lucid dose of common sense: ‘That there is a
+ close connection between a state of consciousness and the brain we do not dispute. But there is also
+ a close connection between a coat and the nail on which it hangs, for, if the nail is pulled out,
+ the coat falls to the ground. Shall we say, then, that the shape of the nail gives us the shape of
+ the coat, or in any way corresponds to it?’ What do brain data really show? The edifice of
+ twenty-first-century consciousness neuroscience stands on the foundations of the following candid
+ empirical fact: ‘change the brain, experience changes.’ The hard problem of wardrobes is to explain
+ why and how hangers give rise to clothes” (
Gomez-Marin, 2022).
+ Moreover, Gomez-Marin and Juan Arnau retrieve an argument by Bergson to expose, what they call
+ “the fundamental self-contradiction of parallelism: it forces the idealist to sustain that ‘the part
+ is the whole’, and the realist that ‘the part subsists when the remainder of the whole vanishes.’”
+ Bergson's image-movement theory (from
Matter and Memory) is then recast “to overcome the
+ conceptual dead-end of parallelism”—the point being that “Consciousness is real. So is its special
+ relation to the brain. Differentiating between solidarity (as lesions demonstrate) and equivalence
+ (as no data does) offers an alternative point of departure for an understanding of consciousness
+ that does not, from the outset, outlay a false problem” (
Gomez-Marin and Arnau, 2019).
+
+
+ 17.2. Jung's collective unconscious and synchronicity
+ Psychiatrist/psychoanalyst Carl Jung famously posits a “collective unconscious,” a hidden,
+ quasi-nonphysical aspect of reality with which each individual human subconsciousness is in some
+ sense connected. Prime features of the
collective
+ unconscious, according to Jung, are “archetypes” and “synchronicity:” archetypes are ancient
+ primal symbols, themes and images that are apparently universal and recurring and can impact
+ individual psyches; and synchronicity describes putative connections between physical and/or mental
+ events that are acausal and seemingly random but appear to be meaningfully related.
+ Synchronicity is properly controversial, because, according to the laws of physics, there should
+ be nothing of the sort. But if, perchance, synchronicity does exist and it does represent real
+ phenomena—if synchronous events are not mere chance masquerading as meaning—then synchronicity would
+ be a powerful probe of novel fundamental realities of mind and world, and it would, en passant, take
+ down classic materialism.
61
+ Jung had been intrigued by the ancient Chinese oracle
I Ching, whose 64 hexagram symbols
+ generated divinations “made by seemingly random numerical happenings for which the
I Ching
+ text gives detailed situational analysis.” Years later, Jung introduced synchronicity "to describe
+ circumstances that appear meaningfully related yet lack a causal connection." Other definitions Jung
+ used enriched synchronicity's non-normal vision of reality: "a hypothetical factor equal in rank to
+ causality as a principle of explanation," "an acausal connecting principle," "acausal parallelism,"
+ and the "meaningful coincidence of two or more events where something other than the probability of
+ chance is involved” (
Synchronicity, 2023).
+ Collaborating with physicist and Nobel laureate Wolfgang Pauli (Pauli Exclusion Principle), Jung
+ further developed the radical concept. Pauli contributed his intimate understanding of the common
+ sense-defying elements of quantum theory, such as complementarity, nonlocality, and the observer
+ effect, and their work together yielded what is now called the “Pauli–Jung conjecture”—which stands
+ for “a basic psychophysically neutral reality with its derivative mental and physical aspects and
+ the nature of the correlations that connect these aspects.” Jung and Pauli "offered the radical and
+ brilliant idea that the currency of these [synchronicity's] correlations is not (quantitative)
+ statistics, as in quantum physics, but (qualitative) meaning” (
Atmanspacher, 2020b;
Atmanspacher and Fuchs, 2014).
+ For his part, Pauli said that synchronicities were "corrections to chance fluctuations by
+ meaningful and purposeful coincidences of causally unconnected events," though he sought to move
+ away from “coincidence” and towards a "correspondence," "connection," or "constellation" of discrete
+ factors. Jung's and Pauli's position was that, “just as causal connections can provide a meaningful
+ understanding of the psyche and the world, so too may acausal connections” (
Synchronicity, 2023).
+ The speculative nexus between synchronicity and quantum physics turns on entanglement, where
+ there is absolute correlation but absolutely no transference of information. Thus, quantum
+ entanglement is said to be the physical phenomenon that most closely represents the concept of
+ synchronicity. As Harald Atmanspacher puts it. “Inspired by and analogous to entanglement-induced
+ nonlocal correlations in quantum physics, mind-matter entanglement is conceived as the hypothetical
+ origin of mind-matter correlations. This exhibits the highly speculative picture of a fundamentally
+ holistic, psychophysically neutral level of reality from which correlated mental and material
+ domains emerge” (
Atmanspacher, 2020a).
+ Atmanspacher probes for epistemic/ontic commonalities between synchronicity and entanglement. He
+ highlights “local realism” of empirical facts obtained from classical measuring instruments and a
+ “holistic realism” of entangled systems, arguing that “these domains are connected by the process of
+ measurement, thus far conceived as independent of conscious observers. The corresponding picture on
+ the mental side refers to a distinction between conscious and unconscious domains” (
Atmanspacher, 2020a).
+ A further claim concerns Jung's “depth psychology” conceptions, where these two domains of local
+ realism and holistic realism are connected by the emergence of conscious mental states from the
+ unconscious, analogous apparently to physical measurement. Crucially, famously, “Jung's unconscious
+ has a collective component, unseparated between individuals and populated by so-called archetypes.”
+ These archetypes are said to be “constituting the psychophysically neutral level comprising both the
+ collective unconscious and the holistic reality of quantum theory.” At the same time, Atmanspacher
+ says, “they operate as ‘ordering factors’, being responsible for the arrangement of their psychical
+ and physical manifestations in the epistemically distinguished domains of mind and matter” (
Atmanspacher, 2020a).
+ So, here's the axial question: Does the “acausal connection principle” in synchronicity
+ meaningfully parallel the “acausal correlation principle” in quantum entanglement? Is this apparent
+ parallelism revelatory or shoehorn forced, unveiling profound new realities, or overthinking
+ superficial similarities? Again, the axial question.
+ Why have I situated Jung's collective unconscious on this Landscape of Consciousness? The reason
+ is somewhat indirect, because, if valid as stated, a literal collective unconscious would falsify
+ many theories of consciousness, certainly defeat every strictly materialistic theory. Moreover, it
+ would be consistent with diverse nonphysical theories: Dualism, Panpsychism, and Idealism. Idealism
+ is most often associated with Jung's worldview.
+ While Jung is recognized as one of the most important psychologists in history, few scientists
+ take his concept of the collective unconscious as literally true. However, Jung's highlighting (and
+ coining) synchronicity does elicit from time to time far-reaching theories in both physics and
+ consciousness regarding anomalous cognition and events.
+
+
+ 17.3. Radin's challenge to materialism
+ Coming at consciousness from an empirical point of view, parapsychologist Dean Radin calls on
+ what he believes to be the overwhelming evidence for psi phenomena in order to infer that “intention
+ affects the physical world.” He characterizes his work as “a tiny part of a century-long legacy of
+ researchers who have reported studies, when meta-analyzed, provide strong evidence for psi” (
Radin, 2007).
+ Radin notes that non-local conscious experiences are commonly reported (prevalence rates
+ well above 10% and as high as 90%). Moreover, cognitive abilities can be retained when the brain
+ is seriously compromised. For example, in terminal lucidity patients with terminal
+ neurodegenerative conditions can display apparently normal cognitive function and mental clarity
+ during the short period preceding death; paradoxical lucidity can occur in dementia due to
+ advanced Alzheimer's
+ disease, brain
+ abscesses, tumors, strokes, and meningitis.62
+ Radin recruits the happy term “magic,” as in “real magic,” to facilitate public appreciation that
+ psi/paranormal phenomena are a natural aspect of reality (
Radin, 2018), and he claims strong
+ experimental or empirical evidence for three types of “real magic:” (i) “divination,” which in
+ today's world is perceiving through space and time and which is identical to clairvoyance, remote
+ viewing, precognition; (ii) “force of will,” which causes “psycho-kinetic effects,” the idea that
+ your mindful intention can affect aspects of the physical world beyond yourself; and (iii)
+ “theurgy,” by which Radin means the practice of engaging or communicating with spirits, entities
+ that are not human and invisible to most people (
Radin, 2022).
+ Then, Radin says, you start thinking like a scientist and ask how could these phenomena happen?
+ “Well, what are the ‘force beams’ coming out of the head? But we don't see any beams coming out. In
+ fact, even the evidence doesn't exactly look like it's a causal mechanism. These are weird
+ relationships that arise.” Next, Radin says, is to consider some kind of “downward causation”
+ effect. I suppose that's possible, he says, “but it just seems to make more sense if really at the
+ bottom is simply consciousness. There's some kind of ‘ocean of consciousness’ that gives rise to an
+ emergent property, which we may call energy, which gives rise to matter, and then the physical world
+ plays out in a way that we usually see it, except that really at the bottom is consciousness.” It's
+ much, much easier, Radin says, “to simply imagine that matter is ultimately composed of mind, that
+ mind and matter are ultimately the same thing, than to imagine the complex mechanisms of
+ mind-body/brain interactions” (
Radin, 2007).
+ Radin and colleagues point to specific non-local effects to support their proposal that
+ “post-materialistic models of consciousness may be required to break the conceptual impasse
+ presented by the hard problem of consciousness.” They review several alternative non-physicalist
+ theories: all of which purport to refute the central premise of physicalist theories that
+ consciousness is generated solely and purely by the brain and is only local to the brain. Most of
+ these theories have quantum or panpsychism pedigrees; some even propose that consciousness is more
+ fundamental than energy-matter and spacetime (
Wahbeh et al., 2022).
+ Radin and colleagues propose that “consciousness may not originate in the brain,” although many
+ aspects of human consciousness are obviously dependent on the brain. They also suggest that
+ awareness too extends beyond the brain. While they affirm with conviction that these non-physical,
+ non-local properties of consciousness are observable, they are less confident as to the underlying
+ mechanism of how they work. It may be, they say “due to a non-local material effect, to
+ consciousness being fundamental, or something else we have not yet discovered” (
Wahbeh et al., 2022).
+ Thus, Radin and colleagues propose “specific phenomena that we would expect to see if non-local
+ consciousness theories are correct:” Perceiving information about distant locations (clairvoyance,
+ including remote viewing); perceiving information from another person (telepathy); perceiving the
+ future (precognition); and apparent cognitive abilities beyond the experience/learning/skill of the
+ person exhibiting them (e.g., speaking a foreign language they do not know, i.e., speaking “in
+ tongues”) (
Wahbeh et al., 2022).
+ In defending their quantum-oriented approach to the mind-brain problem, Stuart Kauffman and Radin
+ cite as evidence for a nonlocal mind the predictions of two types of nonlocal experiences: “The mind
+ would have the capacity to extend beyond the mind-brain system, and the act of observing a distant
+ physical system would, to some degree, directly influence the behavior of that system.” Such
+ effects, they claim, would occasionally result in experiences “where minds interact with other
+ minds, where minds perceive hidden or distant objects or events, and where minds directly influence
+ aspects of the physical world” (
Kauffman and Radin, 2020).
+ The common terms for these psi phenomena are the following: “
telepathy for mind-to-mind
+ interactions;
clairvoyance for perceptions of inanimate things across space;
+
precognition for perceptions through time; and
psychokinesis for mental influence
+ of physical objects.” Kauffman and Radin stress that use of these different terms does not imply
+ that the underlying phenomena are different in kind; “they are just labels used to describe the way
+ the experiences seem to manifest” (
Kauffman and Radin, 2020).
+ While Radin's primary line of argument uses psi phenomena to corroborate a nonlocal mind of a
+ quantum-oriented nature, one can reverse the causal-explanatory direction such that a nonlocal mind
+ could provide a mechanism for psi phenomena (
Kauffman and Radin, 2020). (Note that
+ the arrow of causation or explanation can point in either direction, although not in both directions
+ in the same argument, which would be circular.)
+
+
+ 17.4. Tart's emergent interactionism
+ Consciousness explorer Charles Tart proposes “Emergent Interactionism” as a dualistic
+ theory of consciousness, based on his long work on altered
+ states of consciousness, transpersonal psychology, and multiple forms of parapsychology
+ (Tart, 1978a,
2007). He calls it “pragmatic
+ dualism,” in that it reflects the nature of things and recognizes the need to understand
+ consciousness in terms of two qualitatively different aspects of reality: a “B system” of brain and
+ body governed by physical law, and a “M/L system” of the mental and life aspects of reality.
+ Consciousness, Tart says, is a “system property,” an emergent from the auto-psi interaction of
+ the B and M/L systems. Ultimate understanding of consciousness, then, in addition to conventional
+ neuroscience, also requires increasing knowledge of psi/paranormal phenomena.
+ Tart claims that the veracity of psi phenomena is a clear-cut scientific demonstration of the
+ inadequacy of a materialistic view of mind and matter. The “psychoneural identity hypothesis,” he
+ says, is so widely accepted in science and so thoroughly discredited by ESP and parapsychology (
Tart, 1978a).
+ Tart's extraordinary hypothesis is that psi is being used much of the time in everyone's life,
+ but it is being used
internally. This means, he offers, we frequently use auto-clairvoyance
+ to read our own B system and auto-psychokinesis to affect our B systems. This is ordinary psi,
+ auto-psi. What we observe in parapsychological experiments, however, is non-ordinary psi, which is
+ taking a process ordinarily confined within a single organism and pushing it outside, making it
+ “allo-psi” (
Tart, 1978a, personal communication).
+
+ The Emergent Interactionist position allows for kinds of potential survival beyond bodily death,
+ Tart speculates, but it would not necessarily be the kind of postmortem survival we usually conceive
+ of. Our usual imagery of survival means survival of the basic pattern of our consciousness, our
+ experience of our mental life, our feelings of personal identity. But if consciousness, as Tart
+ proposes, is an emergent of the auto-psi interactions of the B and the M/L systems, an emergent of
+ constant patterning of each system upon the other, then if the B system ceases functioning in death,
+ the patterning influence of the B system upon the M/L system will cease, so how is ordinary
+ consciousness, as we know it, to survive? What is the emergent to emerge from?
+ One answer, according to Tart—and not the pleasant answer people would like—may be that personal
+ identity, which is so intimately intertwined with ordinary consciousness, does not survive death, at
+ least not for very long, and in any event it would likely be quite different from the original
+ person (
Tart, 1978a).
+ Moreover, Tart stresses, psi phenomena radicalize even further the nonphysical dimension of
+ dualism by showing how consciousness reveals or enables space and time to be flexible and mobile. He
+ proposes that an extended aspect of the mind, which is activated when psi abilities are used, has
+ two properties that differ from our ordinary consciousness. The first is that psi-engaged
+ consciousness is not spatially or temporally localized with respect to ordinary spatial and temporal
+ constraints on the physical body/brain, and so somehow can pick up information at spatial locations
+ outside the sensory range of the body/brain (
Tart, 1978b).
+ The second property of psi-engaged consciousness is that the center point of its experienced
+ present can be located at a different temporal location than the center point of the experienced
+ present of ordinary consciousness. That is, it may be centered around a time that, by ordinary
+ standards, is past or future. Furthermore, the duration of this extended dimension of the mind's
+ experienced present is wider than that of our ordinarily experienced present, such that the mind may
+ include portions of time that, from our ordinary point of view, are both past and future as well as
+ present (
Tart, 1978a).
+
+
+ 17.5. Josephson's psi-informed models
+ Nobel laureate physicist Brian Josephson approaches consciousness from the dual perspectives of
+ fundamental science and psi phenomena. He posits understanding the brain by “implementing the
+ demands of an appropriate collection of models, each concerned with some aspect of brain and
+ behaviour”—in particular, explaining “higher-level properties [e.g., phenomenology] in terms of
+ lower-level ones by means of a series of inferences based on these models” (
Josephson, 2004).
+ Josephson says that many scientists believe that psi is real but don't come out and say so due to
+ social pressures and career concerns. He considers the immense implications if, say, telepathy
+ exists. “All sorts of things would change if we accepted that paranormal things happen and that we
+ have such connections.” One simple example is playing music in an ensemble, where, using telepathy,
+ “they somehow lock into a single state and perform better” (
Josephson, 2012a).
+ As for how psi could work, Josephson posits quantum physics—Einstein's “spooky actions at a
+ distance”—but also recognizes that “we probably need to include new dimensions of reality.” He
+ points to biology, the emergence of life, as a “strange phenomenon” that “changes the whole game.”
+ Biology, he says, “involves principles that we don't have in physics, and these principles might be
+ able to unfold in quite dramatic ways, extending our understanding of the cosmos, perhaps because
+ biological principles lead to minds and minds can do things.”
+ Josephson sees biology and consciousness as fundamentally linked because “organisms deal with
+ information in a certain way and consciousness could fit into that.” There could be some kind of
+ “biological field,” analogous to the electric field, he says. The assumption that you can get to
+ some ultimate level, though, “may be incorrect.”
+ Josephson's “theory of everything” paradigm, informed by psi and based on “parallels between
+ spontaneously fluctuating equilibrium states and life processes,” envisions “an evolving ensemble of
+ experts [modules], each with its own goals but nevertheless acting in harmony with each other.” How
+ such an ensemble might function and evolve, he says, can affect fundamental physics such as symmetry
+ and symmetry breaking. Josephson says, “This picture differs from that of regular physics in that
+ goal-directedness has an important role to play, contrasting with that of the conventional view
+ which implies a meaningless universe” (
Josephson, 2021).
+ Moreover, advancing John Wheeler's proposal that “repeated acts of observation give rise to the
+ reality that we observe,” Josephson suggests that “nature has a deep technological aspect that
+ evolves as a result of selection processes that act upon observers making use of the technologies.”
+ He concludes that “our universe is the product of agencies that use these evolved technologies to
+ suit particular purposes” (
Josephson, 2015). Going for ultimates,
+ Josephson proposes that “something is happening behind the universe on a larger, possibly infinite
+ scale, that has this organization and is doing things—like bringing a universe into being, setting
+ up its laws, and perhaps directing its evolution” (
Josephson, 2012b).
+
+
+ 17.6. Wilber's Integral Theory
+ Charismatic, iconoclastic philosopher Ken Wilber puts forth “Integral Theory” as an
+ overarching metatheory
+ that seeks to harmonize numerous (100+), diverse philosophical and spiritual theories—including
+ consciousness studies, meditative traditions, religious traditions, psychology, transpersonal
+ psychology, parapsychology and sociology—into a single, coherent framework that accounts for the
+ human condition, broadly conceived. Integral Theory is founded on a developmental “spectrum of
+ consciousness,” an evolutionary account from ancient non-life-to-life proto-consciousness to
+ ultimate spirit/spiritual attainment or enlightenment. In New-Age intellectual circles, Integral
+ Theory is lauded as a pioneering, path-setting model for novel explorations of consciousness and
+ human futures (Section: Integral Theory/WIlber, 2024).
+ Wilber's core framework is a four-quadrant model—the AQAL (All Quadrants All Levels) model—the
+ simple-sounding 2x2 grid arraying interior-exterior with individual-collective. The ambitious claim
+ is that all essential theories, models and levels of individual psychology and spiritual
+ development, and of collective expressions of
social
+ organization, can be subsumed and discerned within Wilber's AQAL system. Moreover, according
+ to its proponents, all forms of knowledge and experience can be conceptualized as fitting and
+ flowing together within the model.
+ In his 1995 classic,
Sex, Ecology, Spirituality: The Spirit of Evolution, Wilber
+ combines sex and gender issues, ecological wisdom, and non-sectarian spirituality into what
+ adherents see as a prescient, coherent vision for contemporary times. Founded on the emergence of
+ mind and the evolution of human consciousness, and on combatting philosophical naturalism (which
+ he considers as a source of the world's ills), Wilber asks a critical question: Can spiritual
+ concerns be integrated with the modern
+ world? Wilber conceives of the “Kosmos” (not “cosmos,” which is too physicalist for him) as
+ consisting of several concentric spheres: matter (the physical universe); then life (the vital
+ realm); then mind (the mental realm); then soul (the psychic realm); and then finally Spirit (the
+ spiritual realm) (Wilber, 1995).
+ In his 1999 book,
Integral Psychology: Consciousness, Spirit, Psychology, Therapy,
+ Wilber seeks to reestablish spiritual consciousness in contemporary developmental
+ psychology by embracing “every legitimate aspect of human consciousness [Eastern and
+ Western, ancient and modern] under one roof.” Wilber's project is to legitimatize, within the
+ framework of modern science, the spiritual quest (Wilber, 1999).
+ What's the relationship between Wilber's project and this Landscape of theories of (phenomenal)
+ consciousness? It is direct in that if Wilber succeeds, Materialism Theories of consciousness are
+ obviously undermined and likely defeated. Although Wilber does not get much into the
+ consciousness-categories game, his core developmental process begins with a separation of individual
+ consciousness from a transcendental reality, and then his grand course of human development moves
+ toward restoring the primordial unity of human and transcendental consciousness (
Integral Theory/WIlber, 2024).
+
+
+ 17.7. Combs's chaotic attractor and autopoietic systems
+ Consciousness researcher and systems theorist Allan Combs uses nonlinear dynamics, and more
+ specifically chaos theory, to understand how all the elements of conscious experience “cling
+ together to form the many states and structures of consciousness that characterize the onflow of our
+ experiential lives.” (Section:
Combs, 2022). In doing so, Combs
+ channels William James, “This multitude of ideas, existing absolutely, yet clinging together, and
+ weaving an endless carpet of themselves, …like dominoes in ceaseless change, or the bits of glass in
+ a kaleidoscope—whence do they get their fantastic laws of clinging, and why do they cling in just
+ the shapes they do?” (
James, 1890).
+ “We live in a nonlinear universe,” Combs says, which means that “nothing turns out exactly as one
+ might expect based on projections from the past.” While this is true in physics and astronomy, it is
+ “even more true in the realms of biological systems and the mind.” What results is “the emergence of
+ novel interacting elements,” which is “an essential feature of countless real-world events.”
+ Moreover, in chaotic systems, like the weather, while there are recognizable general patterns, “it
+ is impossible to make precise predictions about future behavior”—local or moment-to-moment details
+ are always unpredictable.
+ The action of chaotic systems can be mapped topologically as
attractors, that is,
+ as recognizable mathematical patterns that repeat or almost repeat themselves indefinitely. But
+ systems that can be represented as chaotic attractors never repeat themselves precisely. “Many
+ complex systems of a biological nature, such as the metabolic rhythms of a living cell, EEG
+ responses to sensory
+ stimuli, and circadian sleep cycles, are in a strict sense always novel. That is, they are
+ never exactly the same twice.” Even the action of a healthy human heart shows variation from beat
+ to beat (Combs, 2022).
+ According to Combs, consciousness, the onflow of experience, “fits the bill nicely as a
+ chaotic-like attractor.” To begin with, it is always in motion, dynamic and ever-changing. Moreover,
+ like all chaotic attractors, it displays a recognizable pattern; yet, it is never exactly the same
+ during different cycles. Indeed, this unique feature of each person's onflow of experience is what
+ James considered to be the basic signature of an individual personality. “Each of us, for instance,
+ experiences unique patterns of thoughts, feelings, perceptions, memories, and so on, that replay in
+ roughly the same way day in and day out.” But never precisely the same. Thus, consciousness as a
+ chaotic attractor is ever-changing yet identifiable, “in a fashion that amounts to a distinct
+ signature of the individual's experiential life.”
+ Combs recruits the concept of “autopoiesis” to help explain consciousness. Autopoiesis means
+ capable of generating and maintaining itself by producing its own parts—“auto” meaning "self" and
+ “poiesis” meaning "creation” or “production” (Humberto and Varela, 1980)—a concept applied widely in
+ understanding biological systems, such as the self-maintaining biochemistry of living cells.
+ Assuming consciousness, as James had it, is “the onflow of thoughts, memories, and emotions
+ that recreate themselves as they go along, ‘clinging together, and weaving an endless carpet of
+ themselves’ … [then] this description fits the notion of a chaotic autopoietic attractor.” For
+ example, Combs cites how “joy, anger, and sadness tend to sustain themselves by creating their own
+ self-perpetuating internal conditions.” Emotional states self-propagate, he says, “thereby
+ creating coherent self-organizing streams of experience,” with each such state accompanied by its
+ own neurochemistry,
+ which also contributes to its resilience (Combs, 2022).
+ In addition, cognitive patterns by which we understand the world exemplify the mind as a complex,
+ self-creating autopoietic system. The mind also exhibits features of a chaotic system on the “edge
+ of chaos” or “the brink of change,” characterized by “periods of relative stability punctuated by
+ phases of instability, or increased chaotic behavior, after which they may return to their original
+ state, or transition (bifurcate) to a new attractor pattern” (
Combs, 2022).
+
+
+ 17.8. Schooler's resonance theory and subjective time
+ Experimental psychologist Jonathan Schooler outlines a theory of consciousness that combines two
+ novel ideas: “resonance theory,” where multiple levels of consciousness interact, and “subjective
+ time,” where consciousness arises with an observer's movement through objective time relative to a
+ currently unacknowledged dimension of subjective time (
Schooler, 2022a). Both ideas are
+ motivated by Schooler's research and thinking on meta-consciousness, mind wandering, and anomalous
+ cognition (i.e., psi/paranormal phenomena).
+ The first idea is what he calls meta-consciousness or meta-awareness. In addition to having
+ experiences, he says, “periodically, I check-in on what's going on in my mind. And I may notice
+ things that I hadn't noticed otherwise; for example, mind wandering while reading. We all have the
+ experience of reading along and suddenly realizing that, although our eyes are moving across the
+ page, we have no idea what we're reading. We're thinking about something completely unrelated. It's
+ as if we're waking up, but we were awake all along” (
Schooler, 2022a). Temporal
+ dissociations are revealed when an individual, who previously lacked meta-consciousness about the
+ contents of consciousness, directs meta-consciousness towards those contents (e.g., catching one's
+ mind wandering during reading) (
Schooler, 2002).
+ Appreciating the distinction between consciousness and meta-consciousness helps to clarify a
+ variety of phenomenal experiences. As Schooler notes, “when we're entering a moment of
+ meta-consciousness, when we recognize that we can have experience without being meta-aware of that
+ experience, it helps to open up the discussion about consciousness. We can have an emotion and not
+ realize that we're having it. We may not notice that we're angry. When people shout, ‘I'm not
+ angry,’ they are attempting to take stock of it, but they get it wrong. By recognizing this
+ distinction between experiential consciousness and meta-consciousness we can gain broader
+ perspectives on the varieties of consciousness and deeper understanding of the nature of
+ consciousness” (
Schooler, 2022a).
+ Meta-consciousness is said to correspond to conscious states in which the content of those states
+ includes an explicit characterization of what is currently being experienced. In other words, he
+ says, meta-consciousness is simply a kind of conscious experience in which the focus of thought is
+ turned on to itself. Thus, although conscious and unconscious mental processes are categorically
+ distinct, conscious and meta-conscious states differ only with respect to the type of content that
+ they entail (
Schooler and Mrazek, 2015).
+ “Resonance theory” leverages meta-consciousness by positing multiple levels or streams of
+ consciousness going on simultaneously. In the same way that the brain's left and right hemispheres
+ seem to carry on multiple streams of consciousness, Schooler says it's possible that lower levels or
+ “windows” may have their own, albeit circumscribed conscious experiences. And the way that these
+ windows are communicating with one another is through resonances of assorted kinds. Within a single
+ window, all can be happening in synchrony, and then, between levels, there is cross-frequency
+ coupling. And it is through these various kinds of resonances, both top-down and bottom-up circuits,
+ that multiple potentially sentient windows may be able to communicate with one another, thus
+ producing what we know as macroscopic consciousness (
Schooler, 2022a).
+ According to Schooler, the resonance theory of consciousness works via a shared resonance that
+ allows different parts of the brain to achieve a phase transition in the speed and bandwidth of
+ information flows between the constituent parts. This phase transition allows for richer varieties
+ of consciousness to arise, with the character and content of that consciousness in each moment
+ determined by the particular set of constituent neurons (
Hunt and Schooler, 2019).
+ Schooler recognizes that because the idea driving his resonance theory is that we may have
+ multiple levels of consciousness, he affirms what Daniel Dennett denies: a “Cartesian Theater” in
+ the brain. Whereas Dennett disparages the “Cartesian Theater” as imaginary, Schooler champions its
+ reality.
+ “I do think that, at any given moment, there is a vantage,” Schooler states, “but I also think
+ that it's just one of multiple vantages that are happening in the mind. We have multiple windows; we
+ have what we call ‘nested observer windows’. And so, we imagine that consciousness may actually be
+ these nested windows, windows upon windows, with each one resonating with the others. In this way,
+ through the shared resonance between different windows, at different levels of awareness, we may
+ construct an ever increasingly complex conscious experience.” Thus, Schooler conjectures that there
+ may be not just a single Cartesian Theater, but in fact a “Cartesian Multiplex” of multiple nested
+ observers (
Schooler, 2022a).
+ The second idea undergirding Schooler's theory of consciousness is the real possibility of
+ “anomalous cognition” (i.e., psi/paranormal phenomena). “I have a motto,” he says, “’entertaining
+ without endorsing’, meaning I see sufficient evidence such that psi phenomena deserve
+ consideration—hundreds of studies that have found positive results. But at the same time, the
+ failures to replicate, and the profound challenges in understanding how it could exist, if it does
+ exist, lead me to feel that we are far from being able to endorse it as being a real phenomenon” (
Schooler, 2022b;
Schooler et al., 2018).
+ For example, although accounts of precognition (i.e., the mind perceiving events that have not
+ yet occurred) have been prevalent across human history, Schooler and colleagues say it is no
+ surprise that these claims have been met with strong skepticism, but rather than dismissing the
+ claims, they call for more research to bridge the gap between skeptics and proponents (
Franklin et al., 2014).
+ While scientists on both sides may usefully vary in the criteria that they set for entertaining
+ and endorsing anomalous cognition, Schooler and colleagues argue that researchers should consider
+ adopting a liberal criterion for entertaining anomalous cognition while maintaining a very strict
+ criterion for the outright endorsement of its existence. Appreciating the justifiability of polar
+ opposite views on psi/paranormal phenomena, Schooler encourage humility on both the part of those
+ who present evidence in support of anomalous cognition and those who dispute the merit of its
+ investigation (
Schooler et al., 2018).
+ Schooler wonders whether there may be some aspects of existence that may forever elude full
+ scientific scrutiny. He relates two germane examples. “Just as it may never be possible to prove
+ objectively the single thing we know the best, which is our subjective experience of qualia, so it
+ may never be possible to reproduce anomalous cognition events with robust precision and effects” (
Schooler, 2022b).
+ Seeking potential mechanisms for anomalous cognition or psi/paranormal phenomena, if they were to
+ exist, Schooler speculates that explanations of consciousness and explanations of anomalous
+ cognition are going to be related. “If there is anything to anomalous cognition,” he says, “then it
+ has to do with unexplained aspects of the nature of consciousness itself” (
Schooler, 2022c).
+ Pondering what possible structures could explain both consciousness and anomalous cognition,
+ Schooler focuses on the failure of the prevailing third-person perspective of material reductionism
+ to account adequately for the first-person experience of subjectivity, the flow of time, and the
+ present. While acknowledging intrinsic differences among these three ideas, he posits a
+ meta-perspective that experience, the flow of time, and the unique quality of “now” might be
+ accommodated by a subjective dimension or dimensions of time (
Schooler, 2014). This new dimension of
+ existence, a subjective dimension of time, would be as real as spatial dimensions. It is this
+ subjective dimension, Schooler posits, that, while entirely overlooked by science, may be where the
+ possible realm of anomalous cognition resides as well as being an essential part of the deep
+ explanation of consciousness (
Schooler, 2022b).
+ Alluding to information theory, Schooler considers how a conjoined first-person/third-person
+ meta-perspective could conceptualize subjectivity, the present, and the flow of time within an
+ architecture that closely links information to an ever-changing now. Thus, “c
onsciousness arises
+ via the changing informational states associated with an observer's movement through objective
+ time relative to a currently unacknowledged dimension or dimensions of subjective time” (Schooler, 2014).
+ Perhaps most dramatically, certainly most controversially, the existence of an additional
+ temporal dimension could be consistent with precognition (knowing the future), which has a vast
+ anecdotal tradition and a serious (if challenged) research program. Schooler asserts that
+ “demonstrating robust findings of precognition could inform theories of how consciousness interfaces
+ with time in a manner not currently considered in modern science” (
Schooler, 2014).
+ Given his “resonance theory” and “subjective dimension of time,” what is Schooler's ultimate
+ ontology of consciousness? Wielding his motto, “entertaining without endorsing,” he picks out
+ panpsychism. “The magnitude of the challenge of how consciousness exists in physical reality, he
+ says, invites ambitious characterizations of how it might fit. And panpsychism, the idea that very
+ low-level consciousnesses integrate into higher levels, seems quite plausible” (
Schooler, 2022a).
+
+
+ 17.9. Sheldrake's morphic fields
+ Parapsychologist Rupert Sheldrake proposes “morphic fields” as a field of form or shape or
+ organization, “such that every entity has its own field: each ant colony, each termite nest, a flock
+ of birds, a pack of wolves and a herd of animals.” Social groups of people too, such as a family, a
+ tribe or a group, where “members of that group interact with each other within that [morphic] field.
+ When they go apart, that field, as it were, stretches. It doesn't break. The members remain
+ connected at a distance in a way analogous to quantum entanglement.” There is a huge diversity of
+ morphic fields. “Each self-organizing pattern of activity has its own morphic field, and a kind of
+ collective, inherent memory” (
Sheldrake, 2007a, n.d.a, n.d.b).
+ Morphic fields at all levels of complexity have the following characteristics: They are
+ self-organizing wholes; they have both a spatial and a temporal aspect, and organize spatio-temporal
+ patterns of vibratory or rhythmic activity; they attract the systems under their influence towards
+ characteristic forms and patterns of activity; they are a nested hierarchy or holarchy; they are
+ structures of probability, and their organizing activity is probabilistic; and they contain a
+ built-in memory that is cumulative and reinforcing (
Sheldrake, n.d.b).
+ Sheldrake's corollary concept of “morphic resonance” expresses this kind of collective memory
+ inherent in nature, the inference of similar prior patterns of activity on subsequent similar
+ patterns of activity—which, once they have occurred, can happen more easily anywhere. Morphic
+ resonance is rhythmic in nature, patterns of vibration in space and time that give rise to this kind
+ of memory. It is like a habit, he says, which depends on memory, usually unconscious memory.
+ Sheldrake posits that
morphogenesis
+ in biology depends on organizing fields. As the case in point, the fields organizing the activity of
+ the nervous system are inherited “through morphic resonance, conveying a collective, instinctive
+ memory. Each individual both draws upon and contributes to the collective memory of the species.
+ This means that new patterns of behavior can spread more rapidly than would otherwise be possible.”
+
+ Unabashedly controversial and mainstream rejected, morphic fields, Sheldrake says, underlie our
+ mental activity and our perceptions. He claims that the existence of these fields can be tested
+ experimentally, such as the sense of being stared at (a claim refuted by in-field scientists.) He
+ further claims that morphic fields of social groups “help provide an explanation for telepathy” and
+ that “telepathy seems to be a normal means of animal communication” (as with dogs [
Sheldrake, 2011])—all of which are
+ mainstream dismissed.
+ Sheldrake argues that “telepathy is normal not paranormal, natural not supernatural, and is also
+ common between people, especially people who know each other well,” adding, “The morphic fields of
+ mental activity are not confined to the insides of our heads. They extend far beyond our brain
+ through intention and attention”
63 (Sheldrake, n.d.a, n.d.b).
+
+
+
+ 17.10. Grinberg's syntergic/neuronal field theory
+ Iconoclastic neurophysiologist Jacobo Grinberg-Zylberbaum presents a psychophysiological theory
+ of consciousness—"The syntergic theory"— which postulates that “the human brain is able to create a
+ hypercomplex field of interactions that are the result of the activation of all its neuronal
+ elements.” He calls this interaction matrix the “neuronal field,” and “one of the effects of its
+ activation is the unification of neuronal activity.” Grinberg speculates that “the neuronal field
+ produces a distortion in the basic space-time structure and the reality of our percepts is the
+ perception of this distortion.” For the neuronal field to be activated, he says, “a structure as
+ complex as the brain is needed” and “this field is responsible for the interactions between brains
+ produced in emphatic non-verbal communication.” Consciousness, he states, “is closely connected to
+ the neuronal field” (
Grinberg-Zylberbaum, 1997).
+ Grinberg, who pursued fringe areas, such as shamanism,
+ and who vanished mysteriously at age 48, conceives of “Reality” as “an undifferentiated energetic
+ matrix” and “by means of the brain, this matrix is converted into neuronal activity and
+ experience.” Thus, “human experience is considered to constitute or ‘exists in' a dimension
+ different from that which is related to the localized physiological activity of the brain.”
+ Combining “cerebral electrochemical changes and the experiences themselves of light, sound, love,
+ fear, etc., energetic transformations of a qualitative nature must take place.” These hypothesized
+ transformations engender Grinberg's “syntergic theory” which, he says, concerns “the creation of
+ experience” (Grinberg-Zylberbaum, 1981). Grinberg
+ also claims to support “the brain's quantum nature at the macrolevel” by demonstrating “transferred
+ [evoked] potentials” between electrically insulated subjects situated 14.5 m apart (
Grinberg-Zylberbaum et al., 1994).
+
+ Moreover, the syntergic theory postulates that the brain's energetic field (the neuronal field)
+ “expands into space, interacts with the space-matter continuum, is able to change the informational
+ content of the latter, and thus affects other neuronal fields and physical forces.” According to
+ this theory, he says, “gravitation is a by-product of an alteration in the informational content of
+ the space-matter continuum, and human communication is based on neuronal field interactions.” In
+ short, the syntergic theory considers experience as “the interaction between the neuronal field and
+ the energetic (syntergic) organization of space." Grinberg claims that “this approach is the one
+ that contemporary physics requires in order to be able to incorporate experience into its realm and
+ thus expand its limits to include life and consciousness” (
Grinberg-Zylberbaum, 1982).
+
+
+ 17.11. Graboi's three-aspect model
+ Cognitive
+ neuroscientist Daniel Graboi, motivated by telepathy and clairvoyance being real and
+ nonphysical, proposes a “three-aspect model of consciousness”: matter, mind (nonphysical), and
+ pure awareness (an “absolute”). In his model, "pure awareness energy" interacts with a brain to
+ produce consciousness in the mind, which exists in a nonphysical dimension of reality. The
+ information produced by the activation pattern of neurons in the unique wiring structure of a
+ specific brain dissociates and is rendered into a "pure information" format which is universal and
+ available nonlocally to enter the contents of consciousness of any suitably receptive brain-mind
+ (Graboi, 2023).
+
+
+ 17.12. Near death experiences, survival, past lives
+ Near-death experiences (NDEs) command great popular interest but receive only modest discussion
+ here on the Landscape. Obviously, if even a minuscule fraction of this vast ocean of anecdotes were
+ actually true, it would instantly falsify every Materialism Theory and support (but not confirm) a
+ host of nonphysical theories.
+ NDEs are out-of-the-body experiences (OBEs) that are triggered during catastrophic physical
+ trauma that leads to “death” in terms of heart stoppages, and generally feature a cluster of common
+ characteristics: a feeling of floating above or beyond one's body; a sense of movement toward a
+ bright light with a benevolent aura; a capacity to commune with deceased loved ones; and the
+ presence of a spiritual Being or beings who radiate warmth and love (whose names or traits vary
+ according to the religion or culture of the NDE experiencer). NDEs have been recorded throughout
+ history and across cultures, often associated with mystical traditions.
+ Of all the requests we receive from viewers of
Closer To Truth, NDEs surely rank first,
+ and survival/past lives probably second. My response goes something like this: “I have followed NDE
+ accounts, both experiencers/advocates and skeptics/debunkers, but I do not find sufficient depth and
+ diversity, beyond the obvious confirming enthusiasm of the former and the obvious denying critique
+ of the latter, to warrant the kind of explorations we do on
Closer To Truth. We are not in
+ the business of adjudicating claims of NDEs and survival/past lives (as we are not with ESP). What
+ we do is to explore the implications or ramifications of such claims,
if they would be
+ true, from an ontological perspective and with critical thinking (which CTT does with ESP).”
+ (For a pioneering and exploratory exception,
Closer To Truth features the experimental work
+ of Sam Parnia, a medical scientist who explores NDEs under a new name, “Recalled Experiences of
+ Death [
Parnia et al., 2022;
Parnia, 2014].)
+ While popular accounts of NDEs, such as Eben Alexander's
Proof of Heaven: A Neurosurgeon's
+ Journey into the Afterlife, have widespread impact, they are generally not taken seriously by
+ the scientific or medical communities (
Alexander, 2014). Quite apart from the
+ blizzard of anecdotal accounts, there have been scientific studies of NDEs, survival and past lives.
+ Most notable, perhaps, is the work of the Division of Perceptual Studies (DOPS) at the University of
+ Virginia School of Medicine, which claims to have documented thousands of cases. Founded by Dr. Ian
+ Stevenson and advanced by Dr. Bruce Greyson, DOPS strives to challenge the “entrenched mainstream
+ view by rigorously evaluating empirical evidence suggesting that consciousness survives death and
+ that mind and brain are distinct and separable” and that science needs “to accommodate genuine
+ spiritual experiences without loss of scientific integrity” (
DOPS, n.d.; 17.13).
+ The Bigelow Institute for Consciousness Studies (BICS) was founded to support research into the
+ survival of human consciousness after physical death. (
Bigelow, 2023). BICS's essay contest to
+ “present evidence beyond reasonable doubt,” as if in a court of law, “for the survival of
+ consciousness after permanent physical death (‘life after death,’ or ‘the afterlife’)” attracted 204
+ essays and produced 29 winners.”
64
+ Jeffrey Mishlove, the host of a long-running TV and web series
New/Thinking Aloud,
+ who has a PhD in Parapsychology from Berkeley, won BICS first prize for his comprehensive
+ presentation of the pro-survival arguments. He begins by pointing out that “a belief in postmortem
+ survival of consciousness is common to every culture, nationality, religion, and linguistic group
+ in every region and historical period on Earth. Every single one!” For example, American belief in
+ life after death has been stable for 75 years at over 70%, even while religious
+ affiliation has been dropping. Mishlove's best evidence for postmortem survival is the big
+ picture of what he says are nine largely independent categories “all pointing to postmortem
+ consciousness:” near-death experience; after-death communications; reincarnation cases; peak in
+ Darian experiences (visions of dead people who are not known at the time to be dead); instrumental
+ trans communication (electronic devices for communication with the deceased; xenoglossy (the
+ ability to converse in a language one has never learned); possession; mental mediumship; and
+ physical mediumship (Mishlove, 2021).
+ Dr. Pim van Lommel, a cardiologist, won BICS second prize for his reporting on recent
+ scientific research on NDEs, especially in survivors of cardiac arrest, with “strikingly similar
+ results and conclusions.” His claim is that NDEs seem “to be an authentic experience which
+ cannot be simply reduced to imagination, fear of death, hallucination, psychosis,
+ the use of drugs, or oxygen
+ deficiency.” Using examples of nonlocal consciousness beyond the brain, for instance during
+ a period when the brain is either non-functioning or malfunctioning, he argues that “there are now
+ good reasons to assume that our consciousness does not always coincide with the functioning of our
+ brain: enhanced or nonlocal consciousness can sometimes be experienced separately from the body.”
+ The general conclusion of scientific research on NDE, he says, “is indeed that our enhanced
+ consciousness does not reside in our brain and is not limited to our brain. Our consciousness
+ seems to be nonlocal, and our brain facilitates rather than produces the experience of that
+ consciousness.” He concludes that “death, like birth, may be a mere passing from one state of
+ consciousness into another” (Van Lommel, 2022).
+ One intriguing parapsychological critique of NDE survival stories is “super-psi” or “living agent
+ psi” where information is gleaned via telepathy or clairvoyance not by post-mortem communications, a
+ position affirmed by
Braude (1992) and denied by
Mishlove (2021).
+ There are of course many physicalist, physiological and psychological critiques of NDEs,
+ OBEs, life-after-death stories, and all the survival arguments; such critiques are widely
+ available. While oxygen deprivation has been a common explanation for NDEs, more sophisticated
+ analysis suggests “a sort of blending of conscious states: waking, rapid-eye movement (REM) sleep
+ and non-REM sleep.” Neurologist Kevin Nelson posits, “The physiological balance between conscious
+ states is disrupted during the conditions of near-death, leading the brainstem
+ arousal system controlling conscious states to blend waking and rapid eye movement consciousness
+ into a hybrid state known as REM intrusion … [and] REM intrusion leads to many key features of
+ near-death, including lying still, visual activation, out-of-body, and the experience's narrative
+ qualities” (Freeman, 2023).
+ That NDEs are being taken more seriously by the scientific community was evidenced by
+ a conference held by The New York Academy
+ of Sciences, “Explorations in Consciousness: Death, Psychedelics, and Mystical
+ Experience.” Participants describe NDEs, which are sometimes called periods of “disconnected
+ consciousness,” as surprisingly common—according to one report, “15 percent of intensive
+ care unit patients and up to 23 percent of survivors of cardiac arrest reported having had
+ one” (Freeman, 2023).
+ The claim is that because more people survive cardiac arrests—due to substantially improved
+ resuscitation techniques—more NDEs are reported and the field has emerged as a legitimate one for
+ scientific inquiry. That NDEs can be emotionally transformative provides opportunity to examine mental
+ health issues, both the positive feelings of enhanced compassion or purpose and the
+ negative after-effects of bad dreams and persistent intrusive
+ thoughts. Calling evolutionary explanations for NDEs “just-so stories,” Christof Koch
+ said, “They may be true. They may be false. It just doesn't matter. But the fact that we do have
+ [these] experiences—that is the remarkable thing” (Freeman, 2023).
+ The fact that some NDE experiencers describe a reduced fear of death does not ipso facto mean,
+ obviously, that death is any less physically final and that consciousness is any less entirely
+ material. Moreover, it is difficult to imagine what kinds of observations or experiments could count
+ as scientifically dispositive that NDEs confirm post-mortem survival.
+
+
+ 17.13. DOPS's consciousness research and theory
+ The Division of Perceptual Studies (DOPS), a research unit within the Department of Psychiatry
+ and Neurobehavioral Sciences at the University of Virginia, has contributed both empirically and
+ conceptually to emerging nonphysical theories of consciousness, which picture mind as irreducible
+ and grounded in some sort of highest consciousness which forms the ontological foundation of
+ reality as a whole. DOPS cognitive scientist/parapsychologist Ed Kelly contends that “the
+ limitations of contemporary mainstream consciousness theorizing derive from the systematic
+ unwillingness of the physicalist camp to take difficult empirical phenomena such as psi and
+ mystical experience into account” (DOPS, n.d.; Kelly, 2024).
+ DOPS was founded in 1967 by psychiatrist Ian Stevenson and has been dedicated to research related
+ to the possibility of postmortem survival. According to Kelly, “Survival is a watershed issue
+ theoretically, in that demonstration of its occurrence as an empirical reality would immediately
+ rule out most if not quite all of the materialism theories. Clearly, if the prevailing physicalist
+ ‘production’ model of mind-brain relations is correct in claiming that mind and consciousness are
+ manufactured entirely by neurophysiological processes occurring in brains, then it follows logically
+ and inescapably that postmortem survival is impossible, period” (DOPS, n.d.
; Kelly, 2024).
+ DOPS staff have published hundreds of research papers in refereed journals, plus over a
+ score of books, on reincarnation, near-death experiences (NDEs) and other survival-related topics
+ such as crisis apparitions, mediumship, and after-death communications (DOPS, website). Stevenson
+ himself was the primary architect of a major project involving small children who begin at a very
+ early age to speak and act as though they are remembering, or expressing behaviorally, potentially
+ verifiable events that took place in the life of a recently deceased person. Most interestingly
+ are the relatively few cases in which the child's statements and behaviors were well documented
+ before the previous personality (PP) was identified. Stevenson found “cases of the reincarnation
+ type” (CORT) everywhere he looked, primarily but not exclusively in sociocultural settings where
+ their occurrence is not unexpected. He and various colleagues have so far investigated over 2500
+ cases, around 2000 of which have been deemed of sufficient quality to merit laborious encoding of
+ associated variables for inclusion in a cumulative database. Systematic properties include a very
+ high proportion of violent or premature
+ death in the PPs, which, DOPS researchers speculate, might relate to why some children
+ remember but others do not. Other findings include confusions surrounding gender in children who
+ report memories of a life as a person of the opposite sex. Stevenson paid special attention to a
+ subset of over 200 cases in which the child displays birthmarks
+ or birth
+ defects, often extremely unusual in form, corresponding to fatal injuries suffered by
+ the PP (Stevenson, 1997).
+ Another major line of research, spearheaded by psychiatrist Bruce Greyson, has focused on
+ NDEs. Greyson and colleagues have investigated a large number of such cases and created a second
+ DOPS database containing over a thousand what they consider good cases. Of special interest are
+ the hundreds of cases in which NDEs have occurred under extreme physiological conditions such as
+ deep general
+ anesthesia and/or cardiac arrest, conditions in which almost all contemporary
+ neuroscientists would expect that patients should report no conscious experience whatsoever, let
+ alone the most meaningful and transformative experiences of their lives—in effect, mystical
+ experiences occurring under life-threatening conditions. Numerous physiological explanations have
+ been offered for NDEs, but none, DOPS argues, can withstand scrutiny (Greyson et al., 2009).
+ Of particular interest here is the DOPS theoretical work opposing physicalism, led by Ed
+ Kelly and involving fifty or so scholars from diverse academic disciplines (over a period of more
+ than two decades). Motivated by DOPS's
+ empirical studies, DOPS's
+ theorizing in regard to the mind/brain relationship and consciousness are presented in three
+ books. The first is Irreducible Mind, which describes various
+ psychophysical phenomena that appear difficult or impossible to explain in conventional
+ physicalist terms. These include psi and survival data, along with other non-standard empirical
+ phenomena such as stigmata and hypnotically induced blisters; prodigious forms of memory and
+ calculation; psychological automatisms
+ and hidden or secondary centers of consciousness; near-death and out-of-body experiences,
+ emphasizing experiences occurring under extreme physiological conditions; genius-level creativity
+ such as that of the Indian mathematician Ramanujan; and mystical experiences, whether spontaneous,
+ pharmacologically induced, or occurring in conjunction with transformative practices such as an
+ intense meditative discipline of some sort (Kelly et al., 2007).
+ The main import of
Irreducible Mind, apart from its systematic empirical attack on
+ physicalism, Kelly says, is to marshal support for a model of the human psyche advanced by F. W.H.
+ Myers and developed philosophically by William James. Contrary to today's prevailing conception,
+ which views everyday consciousness as the only consciousness, generated entirely by physiological
+ processes in the nervous system, the Myers/James picture includes at least one level of normally
+ hidden and more comprehensive consciousness that exists independently of the organism and is
+ equipped with “adits and operations” of its own which provide access to wider and deeper parts of
+ the reality in which we find ourselves embedded (
Myers, 1903).
+ According to Kelly, this sort of “permission” or “transmission” or “filter” model of the psyche
+ (
James, 1900), in which everyday
+ consciousness takes forms dependent on interactions between a more inclusive and capacious
+ consciousness and an organism that serves mainly as a sensorimotor interface, may initially sound
+ strange to our modern ears, but, Kelly argues, “there is now a lot of evidence to support it.” It
+ also has strong affinities to views advanced by Bergson (17.1), Jung (17.2), and the Indian
+ philosophical tradition with its “subtle” mental and physical worlds interposed between everyday
+ experience and an ultimate consciousness of some sort (16.1, 16.7, 16.9, 16.10, 16.13). Ongoing
+ research seeks to identify conditions in the mind and body that encourage what Myers termed
+ “subliminal uprush”, or expression in everyday consciousness of information and capacities
+ normally confined to James's hidden “More”—for example, using functional
+ neuroimaging techniques for research on meditation and psychedelics.
+ The second book,
Beyond Physicalism, is more explicitly theoretical, seeking to identify
+ alternative conceptual frameworks, or worldviews, or metaphysical systems, that could permit the psi
+ or paranormal empirical phenomena catalogued in the first book to occur. These include a range of
+ theories: a modernized form of interactive dualism (15.8); process philosophy (13.12); quantum
+ theories of Henry Stapp (11.2), Harald Atmanspacher (14.7), Bernard Carr (11.10);
+ mystically-informed philosophies such as those of the Neoplatonists, Samkhya/Yoga, and Kashmiri
+ Shaivism, and Western philosophical figures including Leibniz, Peirce, and Whitehead (
Kelly et al., 2015).
+ Kelly argues that the central tendency is toward some sort of Idealism (16), most likely of the
+ type known as (evolutionary) panentheism (
Hartshorne and Reese, 2000). Kelly
+ stresses that “The precise form that an adequate theory will take is powerfully constrained by the
+ need for it to incorporate or at least respect the discoveries of modern physics, making it an
+ objective or realist idealism as opposed to a subjective idealism of the sort advocated by Bishop
+ Berkeley.” Several of Kelly's collaborators—Federico Faggin (11.12), Bernard Carr (11.10), and
+ Bernardo Kastrup (16.4)—are explicitly working in this direction, as is Mira Albahari (16.13) from
+ the perspective of Indian idealisms. All such theories, Kelly points out, can potentially make room
+ not only for “rogue” phenomena such as psi and survival, genius, and mystical experience, but also
+ for experiences of value, meaning and purpose so vital to real human life. Conversely, Kelly
+ believes that these metaphysical frameworks imply “poor prospects for artificial
general
+ intelligence and virtual immortality” (
Kelly, 2024).
+ The third book,
Consciousness Unbound (
Kelly and Marshall, 2021), has three
+ parts. The first part is empirical, summarizing the state-of-the-science for precognition, NDEs, and
+ CORT. The second part presents additional non-physicalist conceptual frameworks, including those of
+ Max Velmans (14.3), Bernardo Kastrup and Federico Faggin. The third part explores implications of
+ the emerging theoretical picture for consciousness research, the humanities, and the current
+ landscape of mind/brain metaphysics.
+
+
+ 17.14. Bitbol's phenomenological ontology
+ Philosopher of science Michel Bitbol suggests that a radical view of neurophenomenology
+ (9.6.5) amplifies “the available range of interpretations of altered
+ states of consciousness, from OBEs and NDEs to meditation and psychedelics, and which may
+ suggest a new ontological category. There are generally three such interpretations, he says: “two
+ objectivist-realist and one non-committal (mild) phenomenological interpretation.” According to
+ the objectivist-realist approaches, he says, “these states refer to worldly or other-worldly
+ objective processes. They refer either to an alteration of the brain's biochemical
+ balance, thus giving rise to hallucinations, or to a backstage supernatural (but ‘real’) world which
+ discloses itself to (say) dying people.”
+ In contrast, Bitbol says, “according to the non-committal phenomenological
+ approach, instead, these states are relevant by themselves, as transformative experiences
+ for those who live through them.” This latter approach, advocated by Evan Thompson as well as by
+ Bitbol, take “a decisive step beyond the sterile conflict between naturalism and super-naturalism.
+ It shows that despite their superficial disagreement, both positions share the same crucial but
+ disputable strategy: escaping one's own lived embodied situation and striving towards some
+ (natural or super-natural) transcendent realm of being” (Bitbol, 2015;
Thompson, 2014).
+ Bitbol sees a big vision here. “But the clarifying role of phenomenology is not bound to stop at
+ this point. One can take further advantage of a truly radical phenomenological approach, and thereby
+ endow the transformative experiences with additional significance. According to Merleau-Ponty (who
+ partly agreed with Heidegger and Sartre on this point), phenomenology, in its mature state, becomes
+ a new form of ontology: not a straightforward ontology of things facing an observer, however, but an
+ ‘oblique ontology’ of intertwining with what there is (Saint Aubert, 2006); not an ontology of
+ manifest beings, but an ontology of self-manifesting being. As Merleau-Ponty writes, radical
+ phenomenology does not yield a standard ‘exo-ontology,’ but rather an unexplored ‘endo-ontology.’
+ Merleau-Ponty here unambiguously alludes to an ontology expressed from the innermost recesses of the
+ process of being, rather than to an ontology of the external contemplation of beings” (
Bitbol, 2015).
+ This granted, Bitbol argues, “some altered
+ states of consciousness can be understood neither dismissively as illusions, nor neutrally
+ as enthralling experiences, but positively as revealing a state of being which happens to be
+ hidden by intellectual fabrications and by the impulse of intentional directedness.” Here, to
+ avoid misunderstandings, Bitbol clarifies that “unlike in super-naturalism, there is no question
+ here of reaching some remote domain of transcendent being, but only of self-disclosing an
+ exquisitely proximate mode of being, which is permanently present but usually neglected: perhaps
+ what Tibetan
+ Dzogchen practitioners call ‘the nature of mind,’ which, in this nondualist context, is likely to
+ be simultaneously the (self-experienced) nature of being” (Bitbol, 2015).
+
+
+ 17.15. Campbell's theory of everything
+ Consciousness researcher (and former nuclear physicist) Thomas Campbell presents “My Big TOE,”
+ his theory of everything: “Consciousness is the fundamental reality. The physical world is an
+ illusion, a virtual reality that only exists in our minds. We are Individuated Units of
+ Consciousness: immortal, interconnected parts of a Larger Consciousness System. We choose to be
+ players in the virtual reality game called life on Earth, set in a virtual universe computed by the
+ system to aid our consciousness evolution.… Our goal: to learn from the outcomes of our choices in
+ order to grow up and evolve the quality of our consciousness from fear to love. By evolving our
+ individual consciousness quality from one round of the game to the next, we advance the evolution of
+ the entire consciousness system” (Section:
Campbell, 2003/2007, n.d.).
+ Rejecting Dualism, Materialism and Idealism, Campbell claims all questions and objections are
+ answered and resolved “if we conceive of the physical universe as a virtual reality,” the core idea
+ of My Big TOE. Moreover, My Big TOE “provides entirely rational explanations for many phenomena
+ dismissed by mainstream science as ‘weird’ (quantum effects), ‘mysterious’ (consciousness),
+ ‘illusory’ (free will) or ‘delusions’ (paranormal experiences).” For example, paranormal phenomena
+ are natural artifacts of a virtual universe.
+ As for the hard problem of consciousness, it is supposedly “solved—or rather, dissolved—once we
+ drop our belief in a fundamental external reality.” The virtual reality model helps us do that,
+ Campbell says. In this view, “our subjective perception is not some ‘internal' representation of an
+ ‘external’ world: There is no objective world outside of us.”
+ But if our reality is a simulation, who or what is doing the simulating? Is this not just kicking
+ all the conundrums, such as consciousness, up a level? My Big TOE is ready with a “Larger
+ Consciousness System” (LCS) that computes virtual realities, noting, unlike the God of religions,
+ LCS “demands neither praise nor worship.”
+ In the very beginning, Campbell's big conjecture goes, “all that may have existed was an Absolute
+ Unbounded Oneness (AUO)—an undifferentiated, elementary consciousness with a potential to evolve
+ into the highly complex, unfathomably vast LCS of today. AUO was barely aware, but it did have the
+ potential to develop all the attributes of consciousness, including awareness, perception, cognition
+ and free-will choice-making.”
+ Driven, somehow, by an inherent drive towards complexity, “when AUO reached its evolutionary
+ limits as a monolithic block of consciousness, a single source of choosing, it made a crucial
+ decision: AUO split itself into unfathomably many interconnected but autonomous pieces, a process we
+ can imagine like partitioning a computer hard drive into multiple partitions. The idea was for all
+ the different pieces to build something more innovative and creative than a single mind would ever
+ be able to come up with.” At that fateful moment, Campbell says, “the One became the Many: the
+ Absolute Unbounded Oneness (AUO) turned into an Absolute Unbounded Manifold (AUM),” which led to the
+ genesis of the Larger Consciousness System,” which provides, according to My Big TOE, the
+ simulations of our virtual universe today (Campbell, 2003/2007, n.d.).
+
+
+ 17.16. Hiller's eternal discarnate consciousness
+ Maverick physicist Jack Hiller posits an “eternal discarnate consciousness” or, as he says,
+ in common parlance, the “soul”—which, “when freed from its hard attachment to the body, functions
+ in a Universal Field of Consciousness (UFC) which may also be characterized as the mind of God.”
+ The soul brings to the body the moral values that exist in the UFC and these values may often
+ conflict with, in Hiller's Freudian terms, “the Id and the Ego's
+ pleasure-seeking functions.” (Hiller, 2021). The theory hypothesizes
+ that the individual consciousness (spirit and soul) functions in this UFC, both in life and in
+ eternity, before and after an Earth life (
Hiller, 2019).
+ Hiller bases his theory on what he says are many thousands of out-of-body experiences (OBEs)
+ associated with near-death experiences, including many documented cases in which researchers were
+ able to verify accurate reporting about the activities observed during the OBE that could not be
+ accounted for by normal sense-perception (
Rivas et al., 2023). He stresses OBEs'
+ peculiar, nonphysical characteristics: time no longer has meaning, does not flow, and the past and
+ present, even some future events, are available to see and experience; visits may be made to Earth
+ locations distant from the body, or out to the cosmos; perception is radically enhanced, e.g.,
+ visual perception is 360°, with an ability to focus down to atomic particles or up to the cosmos;
+ everything appears to be made of light; thinking and movement by thinking are instantaneous; all
+ entities, inanimate as well as diverse animate, exude consciousness; individual consciousness,
+ souls, connect telepathically; the world experienced is multidimensional, more than space-time; by
+ existing in the universal field of consciousness, all knowledge is felt as available, and one feels
+ part of God and God's love for all (
Hiller, 2020). Hiller speculates that
+ if quantum entanglement can be conceptualized as some kind of signaling at infinite speed across any
+ distances, there could be a deep relationship between quantum mechanics and reported instances of
+ discarnate consciousness.
+
+
+ 17.17. Harp's universal or God consciousness
+ Physicist and “spiritual scholar” Dennis Harp, who seeks to unify theoretical physics and
+ spiritual teachings, claims that “each of us exists as consciousness attached to a mind and body,
+ making sense of the universe by experiencing individual states in a causal sequence.” Motivated by a
+ personal NDE as well as NDE research, Harp asserts that with contemplative practices, we can learn
+ (eventually) “to detach from the body and explore the universe in a non-physical manner. Finally, we
+ detach from the mind as well, and experience the entire universe at once in the shared view called
+ Universal, or God Consciousness. Thus, what we call consciousness is somehow the union of this
+ Universal or God Consciousness with our mind and body (
Harp, 2022).
+ To Harp, theoretical physics “is comfortable with the possibility of the infinite complexity of
+ infinite universes, along with universal waveform collapse and reinflation every instant in order to
+ explain causality.” However, he says, “causality is only necessary as long as the mind is
+ interpreting, or ‘making sense’ of the universe. Since consciousness can experience the universe
+ independent of the mind, beyond the realm of space and time, it experiences all quantum mechanical
+ states simultaneously, and no interactions occur at all. This static universe unifies theoretical
+ physics and mystical teachings” (
Harp, 2022).
+
+
+ 17.18. Swimme's cosmogenesis
+ Mathematician and integral studies professor Brian Swimme presents the cosmology of a creative
+ universe—cosmogenesis—in which human consciousness plays an essential role. He views the evolution
+ of the universe toward greater complexity and consciousness as “the ultimate aim of the universe.”
+ It is a creative universe that develops through time from plasma to galaxies to living planets to
+ human consciousness, “a universe that can intend something even before human consciousness emerges”
+ (
Swimme, 2022).
+ Swimme bases his ideas on the teachings of Thomas Berry, a Catholic priest, cultural
+ historian, and world religion scholar, who spoke of “the spirituality of the universe,” using “the
+ word ‘spirituality’ to correct a deformation in modern consciousness, that imagined the existence
+ of a ‘physical universe.’” Such a conception no longer made sense, Berry said, because in the 20th
+ century, “we discovered that the matter of this universe—the only matter we know of—constructs
+ life. There is no such thing, then, as ‘lifeless matter.’ Matter, in its very structure and dynamism,
+ generates life.” Consciousness, then, is built into the fundamental fabric of the universe. What
+ will happen, Swimme asks, “when we turn our consciousness around and realize that our awareness of
+ cosmogenesis is also the work of the universe? How will we change when we face the universe and
+ find the universe facing us?” (Swimme, 2022).
+
+
+ 17.19. Langan's cognitive-theoretic model of the universe
+ Independent thinker, autodidact Christopher Langan claims that what he calls the "
Cognitive-Theoretic Model of the
+ Universe" (CTMU) provides the logical framework of a true “Theory of
+ Everything.” It explains "the connection between mind and reality” (note “cognition” and “universe”
+ in the same phrase); and “proves the existence of God [as defined], the soul, and an afterlife” (
Langan, 2024).
+ CTMU posits information as the most fundamental constituents of reality. The universe is a vast
+ arrangement of digital information and the mathematical relationships between them. At the same
+ time, “it is only through consciousness that we can perceive or know anything at all. Thus, our
+ reality can just as well be conceived as a vast network of conscious experiences: perceptions and
+ the laws which govern them.” Because there is nothing outside reality, reality must contain all of
+ the conditions necessary for its own existence, and given sufficient time, “even mere possibility is
+ enough to ensure that it generates itself” (Section: CTMU Wiki, n.d.).
+ Although this kind of mind, which Langan calls God's mind, “sits in knowledge of itself in an
+ unchanging, eternal way, it contains within it all of the processes required for it to refine itself
+ into existence out of nothingness.” It is here, according to CTMU, that “consciousness is
+ stratified: the bottom stratum is the all-knowing mind of God,” within which “all of the more
+ superficial strata of consciousness” are contained. From God's perspective, God “is aware of all the
+ steps in its own creation.” However, from the perspective of these more superficial strata—of which
+ our human minds are pieces—the universe appears as a physical entity unfolding in physical space.
+ But because “our conscious minds are contained within God's consciousness … we retain the creative
+ power and freedom of God on a scale that is localized in time and space.”
+ CTMU describes reality as “a Self-Configuring Self-Processing Language, a reflexive intrinsic
+ language characterized not only by self-reference and recursive self-definition, but by full
+ self-configuration and self-execution” (
Langan, 2002). Embedding issues of
+ absolute morality and karma, “if we choose to act in a way that is in line with the telos, those
+ parts of our minds that match the mind of God get preserved and we basically move closer to the
+ all-knowing substratum, or the consciousness of God. If we act against the telos, what happens may
+ be that those elements of our minds that do not match the mind of God get recycled endlessly until
+ they properly refine themselves.”
+ In short, CTMU's reality “is a self-refining informational system which, due to its form, cannot
+ NOT exist. Even if there is nothingness, this system will exist and know itself and all of the
+ localized conscious minds within its creation process will experience its informational structure as
+ real, physical, etc. It is thus self-creating, as it requires nothing outside of itself to exist”
+ (CTMU Wiki, n.d.).
+
+
+ 17.20. Meditation and the brain
+ The scientific consciousness community generally recognizes that meditation can provide insights
+ into consciousness, at least enriching descriptions. But our question goes deeper: Can meditation
+ help discern the fundamental nature or essence of consciousness?
+ Deep meditation, especially as practiced by Eastern traditions, is an altered state of
+ consciousness that induces changes in the brain. Studies show that meditation, if done regularly,
+ can help relieve symptoms of chronic pain (
Trafton, 2011); and that mindfulness
+ meditation programs have moderate evidence of improved anxiety and depression as well as pain
+ relief65 (
Goyal et al, 2014). What is happening
+ in the brain?
+ Studies suggest that alpha
+ waves (∼7–14 Hz), which are modulated in primary sensory
+ cortex during selective attention, have a mechanistic role in perception. During
+ “mindfulness” meditation, a common practice requiring sustained attention to body and
+ breath-related sensations, people were better able to control their alpha rhythms, thereby
+ implicating “this form of enhanced dynamic neural
+ regulation in the behavioral effects of meditative practice” (Kerr et al., 2011). The idea is
+ that alpha
+ waves help suppress irrelevant or distracting sensory information, diminishing the
+ likelihood that extraneous stimuli “will grab your attention” and enhancing the likelihood that
+ you can better focus and “better regulate how things that arise will impact you” (Trafton, 2011).
+ In the highest meditative state possible in Theravada Buddhism—
nirodha-samāpatti,
+ translated roughly as “the cessation of thought and feeling”—overall brain synchronization is
+ reduced. This means that while during normal consciousness different parts of the brain are
+ communicating predictively with other parts, during
nirodha-samāpatti (i.e.,
+ the deepest trance-retreat into the mind, an utter absence of
+ sensation and awareness, with all mental activity temporarily suspended), the brain is
+ desynchronized, no longer functioning as an integrated unit. (Interestingly, similar brain
+ desynchronization occurs when people are given anesthetic doses of propofol
+ or ketamine,
+ but not during sleep) (Love, 2023).
+ It is clear that meditation, which alters consciousness, also alters specific brain wave
+ patterns, thereby giving support to various Materialism Theories (e.g., Brain Circuits and Cycles
+ Models, 9.2.11, and Electromagnetic Field Theories, 9.3). Moreover, the brain desynchronization that
+ accompanies the cessation of consciousness seems to support Global Workspace Theory (9.2.3), because
+ the brain activity seems no longer in the same sense “global,” and Integrated Information Theory
+ (12.), because the brain seems no longer in the same sense “integrated.” Obviously, these results do
+ not disprove nonphysical theories of consciousness, which could be consistent with this same set of
+ facts.
+
+
+ 17.21. Psychedelic theories of consciousness
+ Throughout human history, psychedelics have been used for spiritual purposes by inducing altered
+ conscious experiences dramatically different from the norm. Colors explode. Time slows, speeds up,
+ stops. Self shatters, dissolves. Magical creatures emerge. Spirit Beings appear. All is alive. All
+ is connected. All is One. Some attribute the advent of religion to the use of psychotomimetic or
+ hallucinogenic substances in rituals. In each culture or condition, interpretations of psychedelic
+ experiences were made. Mystics conjoined with cosmic consciousness. Indigenous traditions communed
+ with sentient beings from spirit worlds. Aldous Huxley saw the source of all mysticism and
+ spirituality, which he developed into the “perennial philosophy,” related to psychedelics.
+ Psychedelic missionaries in the 1960s sought short-cut insights into consciousness (
Philosophy of psychedelics, 2023).
+ Materialists like Sam Harris argue for a naturalized spirituality (
Explorations in Consciousness: Death Psychedelics and
+ Mystical Experience, 2023).
+ There is much to be gained from psychedelic research. Not included, as I see it now, is
+ independent support for non-materialist theories of consciousness. No matter how connected,
+ spiritual or other worldly psychedelic experiences may seem, no matter how intense the sense of
+ “Oneness with ultimate reality” may be, it is hard to imagine how psychedelic experiences could
+ unlock the door to new external realities, any more than how seeing stars from a blow to the head
+ could open the window to new vistas of the world. Other arguments perhaps can, but psychedelic
+ arguments probably can't. (Metzinger describes the psychedelic experience as "epistemically vacuous"
+ [
Metzinger, 2004]. But see
Kastrup, 2024.)
+ The best one could claim is that psychedelic or hallucinogenic visions would be “consistent with”
+ nonphysical theories of consciousness. On the other hand, psychedelic research may well selectively
+ advance various Materialism Theories of consciousness, of which there are many.
66 (Not a few viewers of
+
Closer To Truth have advised me: “If you
really want to get ‘closer to truth,’ you
+ really need to go psychedelic.”)
+ Psychedelic drugs “induce drastic changes in subjective experience, and provide a unique
+ opportunity to study the neurobiological basis of consciousness” (
Herzog et al 2023). By
+ administering psychedelic drugs to disrupt how the brain perceives and models the world while
+ we're awake, researchers seek to understand how the conscious brain works (Can psychedelic
+ drugs, 2022). In other words, assessing the neural mechanisms of how psychedelic drugs alter
+ consciousness might provide clues to the neural basis of normal consciousness. For example, LSD
+ and ketamine,
+ though targeting separate brain receptors, induce similar neural
+ oscillation patterns across the brain, indicating synchronized neural behavior. Such
+ “synchronized neural activity might be more linked to the psychedelic experience than the activity
+ of individual neurons” (Psychedelics Sync Neurons, 2023). If
+ so, this distinction could support Electromagnetic Field Theories (9.3).
+ Carhart-Harris and Friston formulate a theory of psychedelic action by integrating Friston's
+ free-energy principle (9.5.4) and Carhart-Harris's entropic brain hypothesis (9.5.6). They call this
+ formulation “relaxed beliefs under psychedelics (REBUS) and the anarchic brain, and it is founded on
+ the principle that—via their entropic effect on spontaneous cortical activity—psychedelics work to
+ relax the precision of high-level priors or beliefs, thereby liberating bottom-up information flow,
+ particularly via intrinsic sources such as the limbic system” (
Carhart-Harris and Friston, 2019).
+
+ Psychedelic drugs have been shown to trigger altered states of consciousness similar
+ to those seen in people experiencing near-death experiences (NDEs). Clinical evidence indicates
+ that psychoactive
+ agents can reduce emotional
+ distress in terminally
+ ill people, much as NDEs do after cardiac arrests. Dr. Anthony Bossis showed that “a
+ single treatment with psilocybin—a psychoactive compound found in some mushroom species that
+ humans have consumed for thousands of years—brought rapid reductions in depression, anxiety,
+ and hopelessness in people with terminal cancer.” The benefits of psilocybin
+ treatment, he said, were greatest among individuals who reported strong mystical experiences
+ during the sessions. “The more robust that mystical experience, the greater the outcome in terms
+ of reduction of depression,” Dr. Bossis said. “These aren't NDEs,” he added, “but they're
+ deathlike experiences with a similar phenomenology” (Freeman, 2023).
+ Psychedelic experiences can have profound impact on belief systems, especially regarding
+ religion, philosophy and ultimate reality (
Carhart-Harris and Friston, 2019).
+ Even a single such experience can catalyze a radical transformation. Moreover, a single
+ belief-changing psychedelic experience is said to be associated with increased attribution of
+ consciousness to living and non-living entities, even a sense that everything is alive (
Nayak and Griffiths, 2022). This seems
+ a significant result for the construction of belief systems, although any implications for theories
+ of consciousness per se would be at best indirect.
+ For a perspective more open-minded than mine, philosopher Sarah Lane Richie reports that
+ “emerging scientific and philosophical research on psychedelics … has attracted a growing body of
+ philosophical and theological work on the metaphysical and epistemological possibilities of such
+ experiences.” She discusses “the epistemic status of psychedelic experiences,” suggesting “there
+ exists a mutually reinforcing relationship between panpsychism and the metaphysical possibility of a
+ veridical interpretation of psychedelic states” (
Richie, 2021).
+ As noted, I have a strong predisposition to dismiss any notion that psychedelics reveal any sort
+ of veridical reality. Insights about brain-mind mechanisms, sure, but no ontological unveilings.
+ Richie and also philosopher Peter Sjöstedt-Hughes, who focuses on psychedelics and
+ consciousness/metaphysics, put a hairline fracture in my bone-strength worldview.
+ Sjöstedt-Hughes proposes that “Metaphysics should be used to integrate and understand
+ psychedelic-induced metaphysical experiences.” (This is not a tautology, he rightly states.) He
+ argues that “there is a potential extra benefit to patients in psychedelic-assisted therapy if they
+ are provided with an optional, additional, and intelligible schema and discussion of metaphysical
+ options at the integrative phase of the therapy.” (He offers a “metaphysical matrix” with five
+ columns—Physicalism Idealism, Dualism, Monism, Transcendent—and two special rows, Panpsychism and
+ Theism.) (
Sjöstedt-Hughes, 2023).
+ Sjöstedt-Hughes presents his case. “If the mind-matter relation is an unresolved problem, then
+ psychedelic induced intuitions and visions of alternate frameworks of reality within which to see
+ this problem should not be immediately dismissed as mere hallucination. We cannot judge what is
+ hallucinatory if we do not know what is real. Thus, the hard problem of consciousness bears directly
+ upon the hard problem of psychedelic consciousness—the problem of determining the truth or delusion
+ of certain psychedelic experiences.” He asks, “whether psychedelic experiences are
+
conditioned by one's culture or whether they
decondition one from one's culture
+ into a transcendent state.” He concludes, “the experiences that psychedelics can occasion might not
+ be mere delusion but may hold true insights about the nature of ourselves and the cosmos of which we
+ are parts” (
Sjöstedt-Hughes, 2022).
+ About ourselves? I agree totally. About the cosmos? I remain almost totally skeptical (but no
+ longer totally skeptical).
+ Psychedelic experiences are well worth researching, phenomenologically and neurobiologically. But
+ I'm not waiting for psychedelic breakthroughs in discerning the ultimate theory of consciousness.
+ Granted, according to psychedelic researchers Yaden et al., “psychedelic substances produce unusual
+ and compelling changes in conscious experience,” which “have prompted some to propose that
+ psychedelics may provide unique insights explaining the nature of consciousness.” Yet, they say, “At
+ present, psychedelics, like other current scientific tools and methods, seem unlikely to provide
+ information relevant to the so-called ‘hard problem of consciousness’” (
Yaden, 2021) (Could psychedelics,
+ however, shed light on the nature of subjectivity and selfhood, which are indirectly related to the
+ hard problem?) The authors are optimistic that psychedelic research can help solve “multiple ‘easy
+ problems of consciousness,’ which involve relations between subjectivity, brain function, and
+ behavior.” They conclude by calling for “epistemic humility” (
Yaden, 2021)—which is sage advice for
+ everyone working on consciousness, present company included.
+
+
+
+ 18. Challenge theories
+ The eight “Challenge Theories” that follow portray the profound depth and perhaps intractability of
+ the mind-body problem. They are long on diagnosing the explanatory disease—largely fallacies of
+ materialism theories of mind—but short on offering prescriptive solutions. They are long on hearty
+ speculation, short on confident conclusions. They are important signposts or benchmarks on the
+ Landscape of Consciousness, and appropriately, they come last, part of the take-away message.
+
+ 18.1. Nagel's mind and cosmos
+ Philosopher Thomas Nagel famously shook up the philosophy of mind with his seminal article,
+ “What is It Like to be a Bat?” He begins with the premise that “reduction euphoria,”
+ which aims to explain consciousness by “some variety of materialism, psychophysical
+ identification, or reduction” gets it “obviously wrong,” and he states upfront and repeats at the
+ conclusion, “we have at present no conception of what an explanation of the physical nature of a
+ mental phenomenon would be” (Nagel, 1974).
+ Nagel's essay focuses on the nature of subjective experience, which could differ widely among
+ different sentient creatures (hence the “bat” of the title). His point is that “It is like
+ something” to have a conscious experience; it is not like nothing. It is perhaps Nagel's footnote on
+ the phrase that has had the most lasting impact: “Therefore the analogical form of the English
+ expression "what it is like" is misleading. It does not mean "what (in our experience) it
+
resembles," but rather "how it is for the subject himself” (
Nagel, 1974).
+ Nagel does not conclude that physicalism with respect to consciousness is false. “Nothing is
+ proved by the inadequacy of physicalist hypotheses that assume a faulty objective analysis of mind.
+ It would be truer to say that physicalism is a position we cannot understand because we do not at
+ present have any conception of how it might be true” (
Nagel, 1974).
+ Thirty-eight years later, Nagel published the controversial
Mind & Cosmos:
Why
+ the Materialist Neo-Darwinian Conception of Nature Is Almost Certainly False, and he goes
+ further: “The failure of reductionism in the philosophy of mind has implications that extend beyond
+ the mind-body problem. Psychophysical reductionism is an essential component of a broader
+ naturalistic program, which cannot survive without it” (
Nagel, 2012). Thus, Nagel rejects
+ wholly physicalist/materialist explanations, not only for consciousness but also for all reality!
+
+ Nagel is no theist. (“It isn't just that I don't believe in God and, naturally, hope that I'm
+ right in my belief. It's that I hope there is no God! I don't want there to be a God; I don't want
+ the universe to be like that” [
Nagel, 1997].) As a comprehensive
+ worldview, he does not find theism any more credible than materialism. His interest is “in the
+ territory between them.” He asserts that “these two radically opposed conceptions of ultimate
+ intelligibility cannot exhaust the possibilities. All explanations come to an end somewhere. Both
+ theism and materialism say that at the ultimate level, there is one form of understanding. But would
+ an alternative secular conception be possible that acknowledged mind and all that it implies, not as
+ the expression of divine intention but as a fundamental principle of nature along with physical
+ law?” (
Nagel, 2012).
+ As a result, Nagel finds himself moving to a universal monism or panpsychism. “If we imagine an
+ explanation taking the form of an enlarged version of the natural order, with complex local
+ phenomena formed by composition from universally available basic elements, it will depend on some
+ kind of monism or panpsychism, rather than laws of psychophysical emergence that come into operation
+ only late in the game” (
Nagel, 2012).
+ Earlier, he had argued that panpsychism would follow from four premises: 1) All is material;
+ there is no spiritual existence, no disembodied souls. 2) Consciousness is not wholly reducible to
+ physical properties. 3) Consciousness is real; mental states exist. 4) Strong emergence is not
+ possible; all higher-order properties of matter can be derived from the properties of its
+ lower-order constituents (
Nagel, 1979).
+ Yet, I choose to classify Nagel under “Challenge Theories,” not under Panpsychism or Monism,
+ because he is more passionate to explicate the profundity of the problem than to promote even his
+ kind of solution.
+
+
+ 18.2. McGinn's ultimate mystery (mysterianism)
+ Philosopher Colin McGinn argues that the bond between the mind and the brain is “an
+ ultimate mystery, a mystery that human
+ intelligence will never unravel” (McGinn, 2000). In his classic paper,
+ “Can We Solve the Mind-Body Problem?” McGinn opens his case: “We have been trying for a long time to
+ solve the mind-body problem. It has stubbornly resisted our best efforts. The mystery persists. I
+ think the time has come to admit candidly that we cannot resolve the mystery.” He concludes his case
+ thus: “A deep fact about our own nature as a form of embodied consciousness is thus necessarily
+ hidden from us” (
McGinn, 1989).
+ For his fondness of the word “mystery” in the context of consciousness, McGinn was awarded the
+ appellation “mysterian”—not a label of his choosing—and he became an unvolunteered leader of the
+ “New Mysterians,” an ad hoc, though serious group of mostly philosophers and some scientists who
+ have come to believe that consciousness may never be explained completely
67 (
New mysterianism, 2023). They
+ are distinguished from the “old mysterians” who believed that consciousness is supernatural (from
+ God or the Cosmic Order). The New Mysterians are not dualists or idealists: just because human
+ intellect can never understand consciousness does not mean there is anything supernatural about
+ it. The mind-body problem is simply "the perimeter of our conceptual anatomy
+ making itself felt." McGinn describes his position as “existential naturalism.”
+ McGinn stresses that consciousness in our universe is contingent, not necessary, so it could have
+ been that while the physical laws obtained, no consciousness ever evolved. “Not every world has
+ consciousness in it, so our world might have been a world in which there was no consciousness.” This
+ is why, McGinn says, “I'm opposed to the idealist view, or the panpsychist view,” that “the physical
+ world itself is somehow inherently spiritual.” He says it is “incontestable that consciousness
+ arises solely from the material world” (
McGinn, 2007a).
+ What are possible deep mechanisms? “[Some] have to bring God in to explain how the mind comes
+ into existence,” a view that McGinn finds unacceptable. “You might hope you can jettison God from
+ the picture so you have a more scientific version of dualism.”
+ McGinn reveals a wild speculation that he once entertained, a bizarre idea that gives insight
+ into how profound the explanatory problem. “I once played with the idea that there were two
+ universes, which existed through all eternity,” McGinn muses. “There's a material universe and
+ there's a conscious universe; they were coarsely isolated, but at some point in universal history
+ there was a kind of causal breakthrough between the two.” With this mechanism, consciousness occurs
+ in this “conjoined double universe” because it had existed in the conscious universe for all
+ eternity. “That's a very far out theory,” McGinn smiles, “nobody's ever maintained that theory … not
+ even me. I brought it forward to explain what dualism would have to be like in order to even be
+ coherent.” (
McGinn, 2007b).
+ McGinn is not alone in wondering if humanity will ever truly understand consciousness. Martin
+ Rees, the UK Astronomer Royal, also questions the human cognitive capacity to discern consciousness
+ (
Rees, 2007). Mathematical physicist
+ and leading string theorist Edward Witten, who is optimistic that physics can solve nature's most
+ profound mysteries of fundamental structure and ultimate origins, is pessimistic about prospects for
+ a scientific explanation of consciousness. “I think consciousness will remain a mystery,” Witten
+ said, “I tend to think that the workings of the conscious brain will be elucidated to a large extent
+ … But why something that we call consciousness goes with those workings, I think that will remain
+ mysterious. I have a much easier time imagining how we understand the Big Bang than I have imagining
+ how we can understand consciousness …” (
Horgan, 2016).
+
+
+ 18.3. S. Harris's mystery of consciousness
+ Philosopher, author, and neuroscientist Sam Harris, who is not known for timidity in
+ offering opinions, does not offer his own theory of consciousness. Instead, he offers a mystery.
+ The problem, he says, “is that no evidence for consciousness exists in the physical world.” By
+ this he means that “physical events are simply mute as to whether it is ‘like something’ to be
+ what they are. The only thing in this universe that attests to the existence of consciousness is
+ consciousness itself; the only clue to subjectivity, as such, is subjectivity.” To Harris, it is
+ not an “explanatory gap; ” it's an unbridgeable gap (Section: Harris, 2011).
+ While Harris of course appreciates high correlations between mental states and brain states,
+ “absolutely nothing about a brain, when surveyed as a physical system,” he says, “suggests that it
+ is a locus of experience.” Consciousness seems the obvious fact about our world, but, “were we not
+ already brimming with consciousness ourselves, we would find no evidence of it in the physical
+ universe—nor would we have any notion of the many experiential states that it gives rise to.”
+ “While we know many things about ourselves in anatomical, physiological, and evolutionary
+ terms,” Harris continues, “we do not know why it is ‘like something’ to be what we are. The fact
+ that the universe is illuminated where you stand—that your thoughts and moods and
+ sensations have a qualitative character—is a mystery, exceeded only by the mystery that there
+ should be something rather than nothing in this universe. How is it that unconscious events can
+ give rise to consciousness? Not only do we have no idea, but it seems impossible to imagine what
+ sort of idea could fit in the space provided” (Harris, 2011).
+ Harris targets emergence as a false friend in the pursuit of consciousness. He recognizes that
+ “most scientists are confident that consciousness emerges from unconscious complexity.”
+ Nevertheless, “this notion of emergence” strikes Harris “as nothing more than a restatement of a
+ miracle. To say that consciousness emerged at some point in the evolution of life doesn't give us an
+ inkling of how it could emerge from unconscious processes, even in principle.” He stresses, “This
+ notion of emergence is incomprehensible,” then he doubles down: “The idea that consciousness is
+ identical to (or emerged from) unconscious physical events is, I would argue, impossible to properly
+ conceive—which is to say that we can think we are thinking it, but we are mistaken. We can say the
+ right words, of course—'consciousness emerges from unconscious information processing.’ We can also
+ say ‘Some squares are as round as circles’ and ‘2 plus 2 equals 7.’ But are we really thinking these
+ things all the way through? I don't think so.”
+ Harris asserts that “Consciousness—the sheer fact that this universe is illuminated by
+ sentience—is precisely what unconsciousness is not. And I believe that no description of unconscious
+ complexity will fully account for it … an analysis of purely physical processes will never yield a
+ picture of consciousness.” Does Harris then hedge? However, he says, “this is not to say that some
+ other thesis about consciousness must be true. Consciousness may very well be the lawful product of
+ unconscious information processing.” But his apparent hedge is a feint. “But I don't know what that
+ sentence means,” he declares, “and I don't think anyone else does either.”
+ Continuing, Harris asks, “Couldn't a mature neuroscience nevertheless offer a proper explanation
+ of human consciousness in terms of its underlying brain processes?” It's the common consensus among
+ most neuroscientists, which Harris unambiguously rejects. “Reductions of this sort are neither
+ possible nor conceptually coherent,” he says. “Nothing about a brain, studied at any scale (spatial
+ or temporal), even suggests that it might harbor consciousness. Nothing about
human
+ behavior, or language, or culture, demonstrates that these products are mediated by
+ subjectivity. We simply know that they are—a fact that we appreciate in ourselves directly and in
+ others by analogy.”
+ While Harris is hardly optimistic about science's long-future prospects “to dispel the
+ fundamental mystery of our mental life,” and he has little time for conventional religious
+ doctrines, he does see a role for introspection. “Many truths about ourselves will be
+ discovered in consciousness directly,” he says, “or not discovered at all” (Harris, 2011).
+
+
+ 18.4. Eagleman's possibilianism
+ Neuroscientist, technologist, and author David Eagleman labels himself a “possibilian” in that he
+ calls for “an openness in approaching the big questions of our existence” (
Eagleman, 2010). He embraces
+ “Possibilianism” as an overarching philosophy, rejecting a false dichotomy between either atheism
+ (denying the existence of God) or theism (wholly believing in God)—and he finds agnosticism passive
+ and uninteresting (
Possibilianism, 2022). Eagleman's
+ Possibilianism applies, with similar significance, to consciousness (
Eagleman, n.d.).
+ Eagleman says consciousness “rides on top of a massive amount of machinery … it's successive
+ levels of abstraction.” Even a basic movement like drinking a cup of coffee triggers a “lightning
+ storm of neural activity that underpins that act.” But “I'm not aware of any of that in my
+ consciousness. All I want is a very high-level abstract representation, which is, ‘Am I succeeding
+ or am I spilling it on myself?’” (
Eagleman, 2011a).
+ Eagleman draws the analogy between consciousness and the CEO of a large company. “He or she
+ doesn't understand much of anything about the machinery underneath.” The CEO's job is setting the
+ company's long-term vision and the plan to accomplish it. “If everything is running just fine, the
+ CEO doesn't even need to know … it's only when something surprising happens that the CEO has to sit
+ up and say, ‘OK, what's going on?’” It's exactly the same with consciousness, Eagleman says. “If
+ everything is going as expected, I don't have to be very conscious.”
+ “Why does it [consciousness] feel like something?” Eagleman asks. “That we don't know—and the
+ weird situation is that not only don't we have a theory, but we don't even know what such a theory
+ would look like. Because nothing in our modern mathematics says, well, ‘do a triple integral and
+ carry the two’ and then here is the taste of feta cheese.” We can see “this set of Christmas tree
+ lights [flash in the brain] when you're conscious of this or that—but it still leaves us feeling
+ quite empty as to why it feels that way” (
Eagleman, 2011a).
+ Can we ever, in principle, explain inner experience? “I don't see how,” Eagleman says, adding
+ quickly, “Now that is either (a) a limitation of my imagination or (b) … it might be materialism is
+ wrong.”
+ He explains, “The reason neuroscientists generally subscribe to materialism” is “because we have
+ a million examples where
brain
+ damage changes the person, changes their conscious state … there's this irrevocable
+ relationship between the biology and the conscious state, but that doesn't mean materialism has to
+ be true. There are alternative theories that could be the case.”
+ Eagleman stresses he is
not saying he subscribes to these alternative theories, but notes,
+ “let me just say, agnostically, they are perfectly possible.” No doubt, he concludes, “our mind is
+ integrally dependent on the brain.” But “whether this is all that's required or whether there's
+ something else that our science is too young to understand, that's the open question” (
Eagleman, 2011b).
+
+
+ 18.5. Tallis's anti-neuromania skepticism
+ Philosopher and humanist Raymond Tallis, a former geriatric
+ neurologist and clinical neuroscientist, has a baffling yet coherent and penetrating perspective
+ on consciousness (my highest compliment) (Tallis, 2011a). He is
+ anti-reductionist in principle, not just in practice, asserting, “We have failed to explain how
+ consciousness equates to neural activity inside the skull because the task is self-contradictory in
+ that we cannot access qualitative, subjective consciousness by means of an objective, often
+ quantitative approach.” There is an inevitable failure to explain consciousness in terms of neural
+ activity because there is nothing in such activity that can “explain the ‘aboutness’ of mental
+ entities, the simultaneous unity and multiplicity of the moments of consciousness, the explicit
+ presence of the past, the initiation of actions that point to an as yet non-existent future, the
+ construction of self” (
Tallis, 2010).
+ Nor can we explain “appearings,” Tallis argues, because we are constrained by “an objective
+ approach that has set aside appearings as unreal and which seeks reality in mass/energy that neither
+ appears in itself nor has the means to make other items appear. The brain, seen as a physical
+ object, no more has a world of things appearing to it than does any other physical object” (
Tallis, 2010).
+ Tallis dismantles “the notion that there is close correlation between neural activity and
+ aspects of consciousness.” The more carefully you look at it, he says, “the less impressive it is,
+ despite all the advances in recent neuroscience.” And correlation, anyway, does not amount to
+ causation or identity. “When you see neural activity in the brain, is that really identical with
+ conscious experience? Let me take a simple example. I'm looking at a yellow object. That will
+ correspond to neural activity in my occipital
+ cortex, at the back of the brain. That neural activity is quite unlike the phenomenal
+ appearance of a yellow object. Yet, according to those who believe in ‘neurophilosophy,’ the
+ actual phenomenal appearance of the yellow object—my experience of yellowness—is identical with
+ neural activity in the back of the brain. Now, if those two things really were identical, well, at
+ least you might expect them to look a little bit like each other, and of course, they don't. So,
+ to engender conscious experience, there must be something more than neural activity.” The brain is
+ no doubt necessary, according to Tallis, but it is certainly not sufficient (Tallis, 2011a).
+ Tallis runs down the list of potential explanations. He dismisses “naturalistic
+ explanations”—which ultimately means materialistic explanations—[because they] leave consciousness,
+ self-consciousness, the self, free will, the community of minds and the most human features of the
+ human world unexplained” (
Tallis, 2009).
+ What then is Tallis's solution to the mind-body problem? God? Dualism? Panpsychism?
+ As for supernatural explanations, they “simply parcel up our uncertainties into the notion of an
+ entity—God—that is not only unexplained but usually contradictory.” (
Tallis, 2009). Tallis is an
+ unrepentant atheist and does not subscribe to any known theory of consciousness. He thinks Cartesian
+ dualism is a lost cause and panpsychism fails to explain how universal mind-dust gathers itself up
+ into a conscious subject (
Tallis, 2011b).
+ “The foundations of phenomenal consciousness and knowledge elude us,” Tallis states. “So,
+ some kind of skepticism, justifying an inquiry that enables us to question the all-too-obvious,
+ the glass wall of our everyday thinking about everyday
+ life, seems entirely in order.” (Tallis, 2009). “We atheists have good
+ reason to be ontological agnostics and to believe that anything is possible” (
Tallis, 2011b).
+
+
+ 18.6. Nagasawa's mind-body problem in an infinitely decomposable universe
+ Philosopher Yujin Nagasawa poses the disruptive idea of what would happen to the mind-body
+ problem if there were no such thing as the deepest level of reality, because the universe is
+ infinitely decomposable? He argues that such a possibility would be devastating to theories of
+ consciousness because it would undermine all traditional responses to the mind-body problem, such as
+ physicalism, dualism, idealism and neutral monism. Attempts to rescue physicalism from such an
+ argument do not succeed, he argues, because “Physicalism (and any alternative to it) turns out to be
+ an unfalsifiable, unverifiable, and unstable metaphysical view” (
Nagasawa, 2012b).
+ However, “Their failures might motivate a unique form of monism that is radically different from
+ physicalism as commonly formulated.” It leads to a “priority monism” because “It motivates us to
+ seek fundamentality on the top, rather than on the bottom, level of reality.” The main difference
+ between priority monism and traditional micro-fundamentalism, Nagasawa says, is that “Priority
+ monism regards the whole universe, rather than its ultimate components, as most fundamental.
+ Locating the fundamental level at the top enables priority monism to secure a firm [if unusual]
+ metaphysical ground”—because then, the totality of everything, including all that we call physical
+ entities and mental entities, is the single fundamental entity, of which all of its components are
+ derivative.
+ Nagasawa concedes that while what he has is truly a monism, with exactly one fundamental entity,
+ it is neither monism nor dualism in the context of the mind-body problem. Rather, he suggests, it
+ “has an affinity with monism in Eastern traditions, which regard the totality as an organic whole in
+ which numerous entities are entangled” (
Nagasawa, 2012a).
+
+
+ 18.7. Musser's “is it really so hard?”
+ Science journalist George Musser explores the relationship between consciousness and physics with
+ two explanatory arrows pointing in opposite directions. In addition to the normal
+ using-science-to-explain-consciousness framework, he focuses on “why physicists are studying human
+ consciousness and AI to unravel the mysteries of the universe.” Must physics, to find its holy-grail
+ “theory of everything,” account for consciousness? Reciprocally, could such investigations provide
+ new insights into physics? (
Musser, 2023a,
Musser, 2023b).
+ Musser centers his inquiry at the intersection of fundamental physics, neuroscience, and rapidly
+ developing AI, and after examining diverse approaches, such as neural networks and quantum
+ computing, predictive coding and integrated information theory, he concludes with cautious optimism
+ that we humans do have a shot at comprehending our consciousness. “There is as yet no sign that
+ science has hit a wall,” Musser says. “Our minds evolved to understand the world, which requires
+ that the world be understandable. And we are of this world” (
Musser, 2023a,
Musser, 2023b, p. 251).
+ Musser wants to reject the “mysterian” position of Colin McGinn, Steven Pinker, Noam Chomsky, and
+ others, who think we might never grasp how consciousness works, even though they still have
+ consciousness as a product of the natural, physical world, “rather than an exotic add-on” (like
+ panpsychism) (
Musser, 2023a,
Musser, 2023b, p. 240). Although he
+ comes to no firm conclusion, Musser gives pride of place to explanations of consciousness that are
+ “perspectival” or “relational.” He approvingly quotes Carlo Rovelli (11.16) that the physical world
+ is “a web of relations … things have no properties in isolation, but acquire them only at their
+ point of contact with other things” (
Musser, 2023a,
Musser, 2023b, p. 148). Musser then
+ begins “to think about how qualia might be relational” (
Musser, 2023a,
Musser, 2023b, p. 243).
+ Musser and colleagues wonder whether the exponentially-growing power of AI could, at some future
+ point, devise or discover theories that a human mind could not, from foundations of quantum
+ mechanics to the essence of consciousness. Perhaps, Musser muses, “the machines will help us the
+ most when they are their most inscrutable” (
Musser, 2023a,
Musser, 2023b, p. 250). (Personally, I
+ would find it a very large surprise if AI, however successful at predicting protein structures and
+ checking mega-math proofs, could provide novel insight to the hard problem. AI might enjoy proving
+ me wrong.)
+
+
+ 18.8. Davies's consciousness in the cosmos
+ Physicist and polymath
+ Paul Davies asserts the heterodox view among scientists that consciousness is something very
+ significant in the evolution of the universe. “Although we see consciousness only in response to
+ some set of physical systems, nevertheless it seems to me to play an absolute and fundamental
+ role. Because at one level, all of science, our whole understanding of the universe, comes through
+ our own consciousness. It's actually the starting point of all inquiry” (Davies, 2006b).
+ But what of the minuscule place of consciousness amidst the unfathomably vast universe? Davies
+ muses: “Is consciousness on the surface of our planet just a little embellishment on the great
+ scheme of things or does it have fundamental role? I should also say that whether it's fundamental
+ or not, we surely have to explain it. It has got to fit into our scientific picture of the world,
+ but I don't think we've got a clue as to how to go about it because none of the concepts from
+ fundamental physics, like mass and momentum and charge, seem relevant at all.”
+ With respect to whether consciousness really matters to quantum physics, Davies says that
+ physicists are sharply split and that he himself has oscillated. “I used to think that consciousness
+ was just getting in the way of understanding. But because I'm convinced that consciousness is a
+ fundamental part of the universe, I'd like to find a place for it in physics. And the one place that
+ it has been ‘on again and off again’ is within the realm of quantum physics. So, consciousness could
+ enter quantum physics at the point of observation where the rules of the quantum game change as a
+ result of that observation or measurement” (
Davies, 2006b).
+ Davies is critical of the many-world interpretation (MWI) of the
Schrödinger
+ equation that governs the wave function of quantum mechanical systems. While MWI adherents
+ argue they are literalists, Davies counters that “it's a way of trying to get rid of consciousness
+ from playing a fundamental role in quantum physics.” He calls MWI a “missed opportunity,” because
+ “if we're going to actually incorporate consciousness into our description of physics it's at the
+ quantum level that we should attempt to do so.”
+ Can one then go from consciousness at the quantum level to consciousness at the universe level,
+ not just as metaphor but to actually explain reality? Davies focuses on the challenge of giving a
+ cosmic significance to consciousness because, as far as we know, there are so vanishingly few
+ conscious beings in the vast universe (
Davies, 2006b,
2006c).
+ Davies looks to the far future of the universe. “It seems entirely possible that human beings or
+ alien beings or any sort of conscious beings are going to spread out across the universe. We think a
+ universe of 13.8 billion years is old; in fact, it's exceedingly young. There's no reason why it
+ can't go on for trillions and trillions of years. There's absolutely plenty of time for it to become
+ full of minds, full of observers. And we can imagine a time in the far, far future when mind and the
+ universe in effect merge: they become one. And so the act of observation which at the moment is
+ limited to maybe a little corner of the universe could saturate the whole universe. The whole
+ universe could become self-known.”
+ But could what might happen in the future affect what has happened in the past? Davies explains:
+ “Part of the weirdness of quantum physics is that observations which are made now can affect the
+ nature of reality in the past.”
+ This is not “backward causation,” he stresses, but a selection among myriad alternate possible
+ histories, a developmental history of the universe that makes sense only in the quantum realm. This
+ is why Davies can say that “observations made in the very far future can affect the nature of
+ reality today and even back at the Big Bang.”
+ Davies concludes with the grand vision: “if you buy this whole quantum physics package and you
+ have this universe saturated by mind, saturated by observers, then indeed the whole character of the
+ universe, including the original emergence of its laws and the nature of its states, become
+ inextricably intertwined with its mentality, with its mindfulness” (
Davies, 2006b).
+
+
+
+ 19. Closer to truth views
+ Following are brief comments on consciousness from participants on
Closer To Truth
+ (arranged alphabetically). Perspectives are diverse. Quotes are from the Closer To Truth website –
www.closertotruth.com.
+ Tim Bayne: “We're not in a position to advance theories of any detail with any degree of
+ certainty. The science of consciousness is so immature and there are so many fundamental disputes. I
+ think what we should be looking for are constraints on theories, and once we've got those, then we're
+ going to be in a better position to discern the underlying theories … And there's a fundamental sense
+ in which we don't know what we're talking about. I think we need to be honest. But we can still make
+ progress” (
Bayne, 2007).
+ Susan Blackmore: “What we need to do and have totally failed to do so far, is have some kind
+ of true, nondual understanding of the world. What feels like an outside world of physical things, and
+ what feels like an inside world of my experience—we must somehow bring these together. Physicists are
+ trying at one level, psychologists at another, philosophers at still another … Nobody knows what
+ consciousness is” (
Blackmore, 2007).
+ Colin Blakemore: “The problem of brain and mind is that it's chalk and cheese. I know what a
+ brain is. It's a physical thing; I know what it looks like, what it contains. I can see brain sections
+ under the microscope. Then this other word, ‘mind’—and we all know what that means too, in a way. But
+ you can't put ‘mind’ under a microscope. We don't know what constitutes it. Mind is a useful word in
+ dialogue but it doesn't map onto something you can study easily experimentally. So, neuroscientists
+ have tended to simply put the concept to one side. It's not the mind we're working on; it's the brain.
+ How much of an animal's behavior can be explained just by studying its brains? You can go a long way,
+ a very long way” (
Blakemore, 2012b).
+ Stephen Braude: “It's not just that I'm an anti-physicalist, I'm an anti-mechanist. I don't
+ think we can give lower-level explanations, explanations by analysis, in terms of psychological
+ regularities or capacities. This takes us to new ways of understanding human behavior: not as if it's
+ emitted by a kind of behavior mechanism, but to see and understand human action as one of an
+ indefinitely large number of possibilities in a much grander action space” (
Braude, 2007b).
+ Hubert Dreyfus: “Nobody has any idea [about consciousness], and they should just keep quiet
+ until they do, because I think it is the hardest question: How in the world could ‘matter,’ which is
+ this third-person material stuff, ever produce consciousness? And AI and computers are not helping us
+ understand it one bit” (
Dreyfus, 2009).
+ Susan Greenfield: “I find unhelpful this notion that our brains are like satellite dishes,
+ and out there floating in the ether is consciousness, which our brains pick up” (
Greenfield, 2012).
+ Jaron Lanier: “The real drama of the question of consciousness—on which I have absolutely no
+ insight—is the possibility of an afterlife.” Post-mortem survival, Lanier says, is “the name of the
+ game for a lot of people who concern themselves with consciousness … I think the scientific community
+ ought not to tread on that territory unless it has something constructive to say.” It's “simply dumb,”
+ he says, for scientists to tell people, “Don't believe in that.” “Don't have any hope.” “Don't have
+ any faith.” It's not something we have evidence about, Lanier posits, then cautions, “Make your faith
+ disciplined so you don't get manipulated by people trying to build power bases or trying to sell silly
+ superstitions.” Lanier says that “hard attack on soft faith will backfire and is destructive.”
+ Moreover, “ultimately it isn't honest, because many of us do feel this consciousness thing inside, and
+ many of us wonder what it’s all about on some larger level. We just don't have the tools to do
+ anything but wonder” (
Lanier, 2007a,
2007b).
+ Massimo Pigliucci: “The only examples we have of consciousness are biological. That
+ doesn't mean that, in principle, it is not possible to build artificial consciousness, but we have
+ no idea how to do it. And we don't know whether, in fact, it is even possible. This truly is an open
+ question where I am entirely agnostic. But the fact of the matter is, in science, when you study
+ something, you start with what you have, not with what you might know in the future. And the thing
+ that we know about consciousness is that it is an evolved biological
+ phenomenon based on particular substrates” (Pigliucci, 2023a,
Pigliucci, 2023b.).
+ Alex Rosenberg: “I think that the available scientific evidence which drives us to atheism
+ should also drive us to a denial of free will, to a denial of the existence of absolute fundamental
+ ethical theories, to a physical materialism about the nature of consciousness, and to a denial that
+ the history or trajectory of our species' existence on the planet has any particular goal, or purpose,
+ or endpoint, or meaning” (
Rosenberg, 2022.).
+ Eric Schwitzgebel: “I don't rule out the possibility that we're not in fact physically
+ embodied in the way that we think we are. One possibility on my map, although not generally accepted
+ in contemporary philosophy, is idealism. On an idealist view, minds and bodies are just kind of
+ constructions of our minds. And so it would be misleading in a certain way to say that minds were
+ physically embodied. It would be more like bodies are ‘enminded’” (
Schwitzgebel, 2014).
+ Gino Yu: “The Western way of thinking, the Western framing of the world, is to try to
+ understand who or what I am by looking outward, rather than by looking inward, observing what is
+ happening …. Trying to understand the realm of the mind intellectually is like trying to scratch an
+ itch you cannot reach” (
Yu, Gino. 2013).
+ Samir Zaki: “Not a single sentence written about consciousness is worth reading. There's a
+ lot about how it's being made a subject worthy of scientific study—I don't think it will produce
+ anything too worthwhile, actually … Philosophical problems become philosophical problems by virtue of
+ the fact that there are no solutions to them. What new theories have been produced by consciousness?
+ They have been negligible” (
Zeki, 2019).
+ In addition, “Must the Universe Contain Consciousness?”—with Paul Davies, Leonard
+ Susskind, J. Richard Gott, Saul Perlmutter, Alan Guth, Leonard Mlodinow, Christof Koch, Brian
+ Josephson, Stuart Hameroff, Michael Shermer, and Deepak Chopra (Must the Universe Contain, n.d.).
+ Separately, physics-savvy filmmaker Curt Jaimungal offers a “layering” approach to consciousness,
+ in which successive levels (“layers”) of multiple theories reveal greater complexities and depth, much
+ as he does in expounding string theory on his “Theory of Everything” podcast (
Jaimungal, 2014a,
2014b). While more an epistemological
+ framework than an ontological theory, “layering” could facilitate novel ways to think about
+ consciousness.
+ Finallly, the elemental enigma of consciousness—the implicit failure of any of the myriad theories
+ to suffice—sugggests the inconvenient idea that perhaps the whole consciousness enterprise is
+ fundamentally flawed. For example, post-realist philosopher Hilary Lawson has reality as an
+ "unspecified other"—which he calls "Opennesss"—in principle inaccessible and unknowable—and what we do
+ is "Close" the Openness of the forever-hidden "real world" by taking parts and pieces into "our world"
+ of things and thoughts and properties. We "Close" via language, observation and reason, which is
+ required to engage and intervene, but in doing so we also limit or cut off untold realms of reality
+ (
Lawson, 2001). One could suppose this is
+ what we do with consciousness.
+
+
+ 20. Chalmers’s meta-problem of consciousness
+ We've got one more topic. It's not
on the Landscape. It's
about the Landscape.
+ It's the
meta-problem of consciousness. David Chalmers, its originator, explains: “The
+ meta-problem of consciousness is the problem of explaining why we think that there is a problem of
+ consciousness.” (
Chalmers, 2018). While the meta-problem
+ is not a theory or explanation of consciousness, it gives insight into the ways of thinking of leading
+ theorists and it probes the psychosocial structure of the field.
+ Chalmers continues: “The meta-problem is a problem about a problem. The initial problem is the hard
+ problem of consciousness: why and how do physical processes in the brain give rise to conscious
+ experience? The meta-problem is the problem of explaining why we think consciousness poses a hard
+ problem, or in other terms, the problem of explaining why we think consciousness is hard to explain.”
+ Equivalently, it is the problem of explaining why people have problem intuitions … including
+ metaphysical intuitions (“consciousness is non-physical”), explanatory intuitions (“physical processes
+ can't fully explain consciousness”), knowledge intuitions (“someone who knows all about the brain but
+ has never seen colors doesn't know what it’s like to see red”), and modal intuitions (“we can imagine
+ all these physical processes without consciousness”). There are also intuitions about the value of
+ consciousness, the distribution of consciousness, and more (
Chalmers, 2018).
+ In a special issue of the
Journal of Consciousness Studies dedicated to the meta-problem
+ of consciousness, 39 colleagues respond to Chalmers. Following are several whose own theories are
+ presented on the Landscape (
Journal of Consciousness Studies,
+ 2019).
+ Andy Clark, Karl Friston, Sam Wilkinson: “The meta-problem of consciousness is the problem
+ of explaining the behaviours and verbal reports that we associate with the so-called ‘hard problem of
+ consciousness’. These may include reports of puzzlement, of the attractiveness of dualism, of
+ explanatory gaps, and the like. We present and defend a solution to the meta-problem. Our solution
+ takes as its starting point the emerging picture of the brain as a hierarchical inference engine. We
+ show why such a device, operating under familiar forms of adaptive pressure, may come to represent
+ some of its mid-level inferences as especially certain. These mid-level states confidently re-code raw
+ sensory stimulation in ways that (they are able to realize) fall short of fully determining how
+ properties and states of affairs are arranged in the distal world. This drives a wedge between
+ experience and the world. Advanced agents then represent these mid-level inferences as irreducibly
+ special, becoming increasingly puzzled as a result” (
Clark et al., 2019).
+ Daniel Dennett: “David Chalmers underestimates the possibility that actually answering the
+ ‘hard question’ will make both the hard problem and the meta-problem of consciousness evaporate” (
Dennett, 2019).
+ Keith Frankish: “The meta-problem of consciousness prompts the meta-question: is it the only
+ problem consciousness poses? If we could explain all our phenomenal intuitions in topic-neutral terms,
+ would anything remain to be explained? Realists say yes, illusionists no. In this paper I defend the
+ illusionist answer. While it may seem obvious that there is something further to be
+ explained—consciousness itself—this seemingly innocuous claim immediately raises a further problem—the
+ hard meta-problem. What could justify our continued confidence in the existence of consciousness once
+ all our intuitions about it have been explained away? The answer would involve heavy-duty metaphysical
+ theorizing, probably including a commitment either to substance dualism or to the existence of a
+ mysterious intrinsic subjectivity. A far less extravagant option is to endorse the illusionist
+ response and conclude that the meta-problem is not a meta-problem at all but the problem of
+ consciousness” (
Frankish, 2019).
+ Nicholas Humphrey (who offers “A Soft Landing for Consciousness”): “Problem reports result
+ from several misunderstandings about the nature and functions of phenomenal consciousness. I discuss
+ some philosophical and scientific correctives that, taken together, can make the hard problem seem
+ less hard” (
Humphrey, 2019).
+ David Papineau: “I am glad that David Chalmers has now come round to the view that
+ explaining the ‘problem intuitions’ about consciousness is the key to a satisfactory philosophical
+ account of the topic. I find it surprising, however, given his previous writings, that Chalmers does
+ not simply attribute these intuitions to the conceptual gap between physical and phenomenal facts.
+ Still, it is good that he doesn't, given that this was always a highly implausible account of the
+ problem intuitions. Unfortunately, later in his paper Chalmers slides back into his misguided previous
+ emphasis on the conceptual gap, in his objections to orthodox a posteriori physicalism. Because of
+ this he fails to appreciate how this orthodox physicalism offers a natural solution to the challenges
+ posed by consciousness” (
Papineau, 2019).
+ Galen Strawson: “Many hold that (1) consciousness poses a uniquely hard problem. Why is this
+ so? Chalmers considers 12 main answers in ‘The Meta-Problem of Consciousness’ … This paper focuses on
+ number 11, and is principally addressed to those who endorse (1) because they think that (2)
+ consciousness can't possibly be physical. It argues that to hold (2) is to make the mistake of
+ underestimating the physical, and that almost all who make this mistake do so because they think they
+ know more about the physical than they do. When we see things right, we see that there is nothing in
+ physics nor in our everyday experience of the physical that gives us any good reason to hold (2). This
+ leaves us free to embrace the overwhelmingly strong reasons for accepting that (3) consciousness is
+ wholly physical. The correct general response is the same as the response to wave–particle duality:
+ acceptance without expectation of understanding” (
Strawson, 2019a).
+ Joseph Levine: “The key to understanding both consciousness itself and addressing the
+ meta-problem is to understand what acquaintance is and what its objects are …. First, treat conscious
+ experience as the holding of a basic, intentional relation of acquaintance between the conscious
+ subject and a virtual world of objects and properties. In a sense I would endorse the almost
+ universally deplored ‘Cartesian theatre’ model of experience. What it is to have conscious experience,
+ on this view, is just to stand in a primitive or basic acquaintance relation to the objects of
+ experience …. We still need a way of making the cognitive immediacy of experience explicable in the
+ nature of the relation between the cognitive states about acquaintance and the phenomenon of
+ acquaintance itself. One possible line of investigation is to employ the notion of cognitive
+ phenomenology (9.6.3, 9.6.4, 9.6.5). After all, it is when one is occurrently entertaining thoughts
+ about one's experience that one gains knowledge of this acquaintance relation … Unfortunately …, it is
+ unclear how our acquaintance with the contents of experience can serve as data for our theory of
+ conscious experience” (
Levine, 2019).
+ Chalmers responds to his respondents in-depth (
Chalmers, 2020a,
2020b,
2020c). Here is how he organizes his
+ responses. “The commentaries divide fairly neatly into about three groups. About half of them discuss
+ potential solutions to the meta-problem. About a quarter of them discuss the question of whether
+ intuitions about consciousness are universal, widespread, or culturally local. And about a quarter
+ discuss illusionism about consciousness and especially debunking arguments that move from a solution
+ to the meta-problem to illusionism … As a result, I have divided my reply into three parts, each of
+ which can stand alone. This first part is ‘How Can We Solve the Meta-Problem of Consciousness?’ The
+ other two parts are ‘Is the Hard Problem of Consciousness Universal?’ and ‘Debunking Arguments for
+ Illusionism about Consciousness’” (
Chalmers, 2020a).
+ “How can we solve the meta-problem? As a reminder, the meta-problem is the problem of explaining
+ our problem intuitions about consciousness, including the intuition that consciousness poses a hard
+ problem and related explanatory and metaphysical intuitions, among others. One constraint is to
+ explain the intuitions in topic-neutral terms (for example, physical, computational, structural, or
+ evolutionary terms) that do not make explicit appeal to consciousness in the explanation … I canvassed
+ about 15 potential solutions to the meta-problem. I expressed sympathy with seven of them as elements
+ of a solution: introspective models, phenomenal concepts, independent roles, introspective opacity,
+ immediate knowledge, primitive quality attribution, and primitive relation attribution …” (
Chalmers, 2020a).
+ How does Chalmers view developments in consciousness studies since he highlighted, or ignited, the
+ hard problem? “One thing that's really nice to see now is a lot of people are taking the problem a lot
+ more seriously. And there has been a panoply of ideas, left and right, philosophers and scientists
+ trying to address the problem of consciousness in a way that doesn't reduce consciousness to something
+ else or try to deflate it, whereas in the past, all the predominant approaches were reductionist. Now,
+ that's not the case” (
Chalmers, 2016b).
+ As for Chalmer's own thinking, he says, “I've gradually evolved toward trying to focus on
+ constructive theories of consciousness. For a while, it was a matter of fighting battles with
+ materialists; I still enjoy that, but I think we're at the point where it's more worthwhile to focus
+ on getting the details of constructive theory right. So, I've thought a lot about panpsychism, the
+ idea that consciousness is fundamental in the universe—and how you can overcome the problems for that
+ kind of view. I've thought about the idea that consciousness might play a role in quantum mechanics,
+ and how that might help provide a role for consciousness in the universe. In general, although my hair
+ has gotten shorter, my tolerance for wild ideas has gotten higher: I'm prepared to entertain all kinds
+ of crazy ideas when it comes to a theory of consciousness. I think one thing we've learned is that
+ we're just not going to have a good theory of consciousness without a wild idea or two in there. If
+ you try to make it all common sense, it's just not going to work. But I think we've also learned we
+ can be rigorous at the same time (
Chalmers, 2016b).
+
+
+ 21. Implications
+ That's it. The explanations and theories on the Landscape of Consciousness—currently. They will
+ change.
+ As promised, I shall not adjudicate among them, rank them in some order, critique this or that.
+ Nor, should I try, would I have much confidence in my own, idiosyncratic views.
+ Scanning through all of them, this blizzard of explanations and theories, I respect but resist
+ Colin McGinn's old admonition: “The mystery persists. I think the time has come to admit candidly that
+ we cannot resolve the mystery” (
McGinn, 1989).
+ We go on.
+ That's what it means to be human.
+ I'm asked by viewers of Closer To Truth why I don't take more stands and give more answers
+ to the big questions we pursue. I respond that if I knew, I'd tell—I'm keeping no secrets. Rather,
+ I've learned to luxuriate in the questions, with an agnosticism that is proactive and passionate.
+
+ Now the fun part. I turn to implications of the explanations or theories of consciousness with
+ respect to four big questions: (i) ultimate meaning/purpose/value (if any); (ii) AI consciousness;
+ (iii) virtual immortality; and (iv) survival beyond death.
+ What can be said? Most must be speculative, of course, but some general principles might hold.
68
+
+
+ 22. Meaning/purpose/value
+ Under Materialism Theories (9) (philosophical, neurobiological, electromagnetic fields,
+ computational and informational, homeostatic and affective, embodied and enactive, relational,
+ representational, language, phylogenetic evolution), I'd be hard-pressed to rationalize any ultimate
+ meaning or purpose, and probably no ultimate value, but recognize the humanistic meaning, purpose and
+ value that we create for ourselves. None can explain this better than physicist Steven Weinberg. Near
+ the end of his early book on cosmology, he wrote the indelible line, “The more the universe seems
+ comprehensible, the more it also seems pointless” (
Weinberg, 1977).
+ Some 30 years later, I asked Weinberg to reflect on his words. “Oh, I don't have any second
+ thoughts. I do think that as we've learned more and more about the universe, we've seen that there is
+ no point in nature. There is nothing in the laws of nature that refer to human beings. There's nothing
+ that gives us guidance. We do not discover that we are part of a cosmic drama in which we play a
+ central role” (
Weinberg, 2006).
+ However, Weinberg reflected further: “But I did have a following paragraph. I said that [even] if
+ we don't find a point in nature, we can at least make a point for ourselves. We can love each other
+ and find beauty in things. And one of the things that gives point to some of our lives is the process
+ of discovering nature, discovering the laws of nature. But whatever point there is, it is one that we
+ have to give to ourselves.” (I've said on Closer To Truth that if I were God, Steven Weinberg
+ would be my prophet.)
+ By contrast, almost all Dualism (15) and Idealism (16) theories offer some kind of ultimate
+ meaning/purpose/value (countless variations are imagined and on offer). Non-Reductive Physicalism
+ (10), Panpsychism (13), many Monisms (14), and some Quantum Theories (11) sit in the middle, with
+ possible ultimate meaning/purpose/value. John Leslie's theory of why there is a universe, not a blank,
+ has “Value” as its heart (
Leslie, 2013). Non-Reductive Physicalism
+ is taken up by some Christian philosophers who see God's purpose working toward a resurrection of the
+ dead, not toward a post-mortem heaven or hell (with no immediate state between moment of death and
+ moment of resurrection).
+ While Anomalous and Altered States theories distribute their support among Dualism, Quantum, and
+ Monism theories, they all envision an expanded reality with potential for new kinds or levels of
+ meaning, and almost all give credence to some kind of life or state of consciousness after death.
+
+ Integrated Information Theory may be the subtlest to interpret in that while its measurement and
+ analysis of consciousness convey no ultimate meaning/purpose/value, its speculative, innumerable nth
+ dimensional structures, each a conscious percept, is sufficiently novel to suspend judgment.
+
+
+ 23. Artificial intelligence (AI) consciousness
+ Whether artificial intelligence (AI) can be or become conscious, while long a question, has burst
+ into public discourse—due to the sudden impact of large language models such as ChatGPT, Gemini, and
+ others. AI consciousness has become a serious matter of global concern. The question has vast social,
+ moral and perhaps human-species-wide consequences.
+ A major multidisciplinary report, bringing together AI experts, philosophers, neuroscientists and
+ psychologists, argues for and exemplifies a rigorous and empirically grounded approach to AI
+ consciousness. The report surveys prominent scientific theories of consciousness, all of which are on
+ this Landscape, and derives “indicator properties” of consciousness, which are used to assess AI
+ systems. The conclusion is that no current AI system is conscious, but that there are no obvious
+ barriers to building AI systems that could be conscious (
Butlin, 2023).
+ It must be stressed that the report's working hypothesis is computational functionalism,
+ the thesis that performing computations of the right kind is necessary and sufficient for
+ consciousness. The report adopts this hypothesis for pragmatic reasons: unlike rival views, it entails
+ that consciousness in AI is possible in principle and that studying the workings of AI systems can
+ assess whether they are likely to be conscious. Though indeed a mainstream position in philosophy of
+ mind, computational functionalism is challenged by diverse rivals on the Landscape.
+ To philosopher John Searle, computer programs can never have a mind or be conscious in the human
+ sense, even if they give rise to equivalent behaviors and interactions with the external world. In
+ Searle's famous “Chinese Room” argument, a person inside a closed space can use a rule book to match
+
Chinese
+ characters with English words and thus appear to understand Chinese, when, in fact, she does
+ not. (There is dispute about the validity of Searle's Chinese Room argument [Cole, 2023].)
+ Nonetheless, Searle argues that just because brain processes cause consciousness and intentionality
+ (aboutness) does not imply that only brains can be conscious. The brain is a biological machine, and
+ we might build an artificial machine that was conscious. Because we do not know how the brain
+ generates consciousness, Searle says, is the reason we are not yet in a position to know how to do it
+ artificially (
Searle, 2007a,
2007b).
+ Rather, what Searle rejects is that a simulation of brain states, however detailed the
+ information and precise the representation, can achieve the subjective qualities of inner awareness.
+ What is required for consciousness, he says, is the same set or system of biological
+ processes that the brain uses (Searle, 2002;
Proust, 2003).
+ Will it ever be possible, with hyper-advanced technology, for non-biological intelligences to be
+ conscious in the same sense that we are conscious? Can computers have ‘inner experience’?
69
+ “It's like the question, ‘Can a machine artificially pump blood as the heart does?” Searle
+ responds. “Sure it can—we have artificial hearts. So, if we can know exactly how the brain causes
+ consciousness, down to its finest details, I don't see any obstacle, in principle, to building a
+ conscious machine. That is, if you knew what was causally sufficient to produce consciousness in human
+ beings and if you could have that [mechanism] in another system, then you would produce consciousness
+ in that other system. Note that you don't need neurons to have consciousness. It's like saying you
+ don't need feathers to fly. But to build a flying machine, you do need sufficient causal power to
+ overcome the force of gravity” (
Searle, 2007b.).
+ Searle cautions: “The one mistake we must avoid is supposing that if you simulate it, you duplicate
+ it. A deep mistake embedded in our popular culture is that simulation is equivalent to duplication.
+ But of course it isn't. A perfect simulation of the brain—say, on a computer—would be no more
+ conscious than a perfect simulation of a rainstorm would make us all wet.”
+ Robotics professor/entrepreneur Rodney Brooks agrees that consciousness can be created in
+ non-biological media, but disagrees on the nature of consciousness itself. “There's no reason we
+ couldn't have a conscious machine made from silicon,” he said. Brooks's position derives from his view
+ that the universe is mechanistic and that consciousness, which seems special, is an illusion. We “fool
+ ourselves,” he says, into “thinking our internal feelings are so unique.” (
Brooks, 2011).
+ AI expert Joscha Bach is bullish on AI consciousness, in part, because his theory (9.2.10) treats
+ “consciousness as a memory instead of an actual sense of the present”—which he says “resolves much of
+ the difficulty for specifying an AI implementation of consciousness: it is necessary and sufficient to
+ realize a system that remembers having experienced something, and being able to report on that memory”
+ (
Bach, 2019).
+ Can we ever really assess consciousness? “I don't know if you're conscious. You don't know if I'm
+ conscious,” says neuroscientist Michael Graziano. “But we have a kind of gut certainty about it. This
+ is because an assumption of consciousness is an attribution, a social attribution. And when a robot
+ acts like it's conscious and can talk about its own awareness, and when we interact with it, we will
+ inevitably have that social perception, that gut feeling, that the robot is conscious …. But can you
+ really ever know if there's ‘anybody home’ internally, if there is any inner experience?” he
+ continues. “All we do is compute a construct of awareness” (
Graziano, 2014).
+ Inventor and futurist Ray Kurzweil believes that “we will get to a point where computers will
+ evidence the rich array of emotionally subtle behaviors that we see in human beings; they will be very
+ intelligent, and they will claim to be conscious. They will act in ways that are conscious; they will
+ talk about their own consciousness and argue about it just the way you and I do. And so the
+ philosophical debate will be whether or not they really are conscious—and they will be participating
+ in the debate” (
Kurzweil, 2007).
+ Kurzweil argues that assessing the consciousness of other (possible] minds is not a scientific
+ question. “We can talk scientifically about the neurological correlates of consciousness, but
+ fundamentally, consciousness is this subjective experience that only I can experience. I should talk
+ about it only in first-person terms—although I've been sufficiently socialized to accept other
+ people's consciousness. There's really no way to measure the conscious experiences of another entity …
+ But I would accept that these non-biological intelligences are conscious. And that'll be convenient,
+ because if I don't, they'll get mad at me.”
+ Physiological psychologist Warren Brown stresses “embodied cognition, embodied consciousness,” in
+ that “biology is the richest substrate for embodying consciousness.” But he doesn't rule out that
+ consciousness “might be embodied in something non-biological.” On the other hand, Brown speculates,
+ “consciousness may be a particular kind of organization of the world that just cannot be replicated in
+ a non-biological system” (
Brown, 2014).
+ “I am a functionalist when it comes to consciousness,” says neuroscientist Christof Koch. "As long
+ as we can reproduce the same kind of relevant relationships among all the relevant neurons in the
+ brain, I think we will have recreated consciousness. The difficult part is, what do we mean by
+ ‘relevant relationships?’ Does it mean we have to reproduce the individual motions of all the
+ molecules? Unlikely. It's more likely that we have to recreate all the relevant relationships of the
+ brain's synapses and the brain's wiring (the ‘connectome’) in a different medium, like a computer. If
+ we can do all of this reconstruction at the right level, this entity, this software construct, would
+ be conscious” (
Koch, 2012c).
+ Koch stresses that “experience” requires new, perhaps radical, scientific thinking. “You need to
+ expand the traditional laws of physics. In physics there is space, time, energy, mass. Those by
+ themselves are sufficient to explain the physics of the brain. The brain is subject to the same laws
+ of physics as any other object in the universe. But in addition, there is something else. There is
+ experience. The experience of pain. The experience of falling in love. And to account for experience,
+ you need to enhance the laws of physics.”
+ In the context of Integrated Information Theory, would Koch be comfortable with nonbiological
+ consciousness? “Why should I not be? Consciousness doesn't require any magical ingredient.”
+ Over the years, Koch has refined his views. Against the grain, he says, “integrated
+ information theory radically disagrees with this functionalist view. It argues from first principles
+ that digital
+ computers can (in principle) do everything that humans can do, eventually even faster and
+ better. But they can never be what humans are. Intelligence is computable, but consciousness is not.
+ This is not because the brain possesses any supernatural properties. The critical difference between
+ brains and digital computers is at the hardware level, where the rubber meets the road—that is,
+ where action potentials are relayed to tens of thousands of recipient neurons versus packets of
+ electrons shuttled back and forth among a handful of transistors.” Koch primary point is that “the
+ integrated information of digital computers is negligible. And that makes all the difference. It
+ means that these machines will never be sentient, no matter how intelligent they become.
+ Furthermore, that they will never possess what we have: the ability to deliberate over an upcoming
+ choice and freely decide” (Koch, 2024, p. 20).
+ Theist philosopher Richard Swinburne says, “I don't see that it is in the least implausible
+ that a 'radically separate, non-physical substance' could come into existence as a result of a
+ non-biological process. There might be some law of nature stating that all sufficiently complicated
+ computer-like systems become conscious. But the problem is that the law could not state which
+ conscious being they would become, out of the innumerable possible individual conscious beings they
+ might become. And that, in my view, also applies to organisms produced by normal processes—there may
+ be a law determining that a person with a certain character emerges as a result of fertilization
+ of an egg, but the law could not determine which person that was; for the simple reason that laws
+ deal with the causation of states of affairs of certain kinds by other states of affairs of certain
+ kinds; and given that a duplicate of me isn't necessarily me, no law of nature could determine that
+ I would have been born from my actual parents” (Swinburne, 2016).
+ Now, for each of the categories of explanations of consciousness, a conjecture: In which could AI
+ become conscious?
+ Materialism Theories (9): Sure. For Materialism Theories (with all its subcategories) to be
+ consistent, AI consciousness must be in principle absolutely sure. There is no possibility that, given
+ materialism, AI consciousness would be forbidden. If one argues that consciousness must be embodied,
+ fine, then materialism will build a body. Remember, we are speaking in ultimate principle, not in
+ current practice, and there are no time limits. (Dehaene, Lau and Kouider assert that to build
+ machines that are conscious, novel machine architectures must be based on information-processing
+ computations similar to those of the human brain, especially global workspace and higher-order
+ theories [
Dehaene et al., 2017].)
+ If materialism explains consciousness entirely (without residue), then it would be certainly true
+ that non-biological intelligences with super-strong AI would eventually have the same kind of inner
+ awareness that humans do. Moreover, as AI would break through the singularity and become vastly more
+ sophisticated than the human brain, it would likely express forms of consciousness higher than we
+ today can even imagine. Though some speculatively reject that AI could ever become conscious (e.g.,
Reber, 2016;
Reber, 2018), if one takes a hard-core
+ physicalist position, an immutably skeptical outlook may not be warranted (and may not be coherent).
+
+ To the degree that language affects the deep essence of consciousness, this would make AI
+ consciousness more likely, given the exponential advances in AI language development. But language per
+ se is certainly not sufficient and likely not necessary.
+ Non-Reductive Physicalism (10). If Non-Reductive Physicalism is true, then it would be
+ almost certainly true that non-biological intelligences could eventually be conscious—although the
+ independent reality of mental states attenuates (slightly, unpredictably) the likelihood of inner
+ awareness—an argument that is itself countered by functionalism (if functionalism is true). However,
+ if strong emergence and top-down causation were required, then both would have to be enabled in
+ creating AI consciousness, a process that would require two orders of complexity (i.e., strong
+ emergence and top-down causation as real phenomena, and then their artificial creation).
+ Quantum Theories (11). If quantum mechanics is the key to consciousness, with its
+ exponential amplification of processing power and its vast parallel pathways working simultaneously,
+ Quantum Theories would be the lead category for generating AI consciousness. The one caveat, a
+ practical but not an in-principle obstacle, would be the physical constraints of manipulating myriad
+ quantum states, with their inherent indeterminacies
+ and environmental sensitivities, making the technology even more daunting. However, the technology
+ is accelerating with fervor and so if AI consciousness is to happen, by design or by default,
+ Quantum Theories is likely how and where it will happen.
+ Integrated Information Theory (12). If consciousness requires an independent, non-reducible
+ feature of physical reality—say, IIT's “qualia space”—then it would remain an open question whether
+ non-biological intelligences could ever experience true inner awareness. (It would depend on the deep
+ nature of the consciousness-causing feature in qualia space, and whether this feature could be
+ controlled by technology.)
+ Panpsychisms (13). If panpsychism explains consciousness such that proto-consciousness is a
+ non-reducible property of every elementary physical field and particle, then it would seem likely that
+ AI could experience true inner awareness (because consciousness would be an intrinsic part of the
+ fabric of reality). Panpsychism introduces more complexity than does materialism because panpsychism
+ must solve its combination problem (but this problem must be solved anyway in order for panpsychism to
+ be the winning theory). In addition, AI consciousness under panpsychism turns on whether the
+ micropsychic aspects can be manipulated by advanced technology.
+ Monisms (14). Monisms, almost by definition, should pose no problem for AI consciousness, as
+ everything everywhere is the same stuff. A possible exception would be if God or something like God
+ (if it exists) were involved.
+ Dualisms (15). The major holdout to AI consciousness, as I see it (at this particular
+ moment), would be if dualism were true and consciousness requires a radically separate, nonphysical
+ substance not causally determined by the physical world. It would then seem impossible that
+ non-biological intelligences, no matter how super-strong their AI, could ever experience true inner
+ awareness, at least the varieties of dualism where God or something like God was doing the creating
+ and/or allocating. Emergent dualism, where unfathomable but conceivable psychophysical laws generate
+ “souls” (or nonphysical components) based on certain principles of physical complexity, would be an
+ exception and could generate AI consciousness almost as surely as materialism, though requiring this
+ extra process.
+ Idealisms (16). As Idealism holds that everything everywhere is already consciousness in
+ some primitive sense, that fundamental consciousness is ultimate reality, then anything could be (or
+ is) conscious (whatever that may mean), including non-biological entities. However, the question turns
+ on how fundamental consciousness would be related to personal consciousness, and if so, could even
+ maximally advanced technology manipulate it? (Idealist philosopher Bernardo Kastrup, also a computer
+ scientist, says “Conscious AI is a fantasy,” though for reasons based mostly on current concepts of
+ computers [
Kastrup, 2023].)
+ Anomalous and Altered States Theories (17). Because Anomalous and Altered States theories of
+ consciousness require “something” beyond, or in addition to, materialism, that “something” would ipso
+ facto need to generate AI consciousness. While unknowable practically, it does not seem an
+ insurmountable barrier conceptually. For example, it could be the case that when a system is of a
+ sufficient kind of complexity it “automatically” taps into the “grid,” as it were, of another realm of
+ reality. Alternatively, Anomalous and Altered States theories may simply be taken, by their adherents,
+ as evidence of Quantum, Dualism or Idealism theories, in which case the theory of choice would
+ determine the possibility of AI consciousness.
+ To summarize, in assessing AI consciousness, here are my (tentative) conclusions for each category:
+ Materialism Theories: Yes. Non-Reductive physicalism: Likely. Quantum Theories: Yes (the lead
+ category). Integrated Information Theory: Uncertain. Panpsychism: Probably. Monism: Likely (some).
+ Dualism: No (mostly). Idealism: Likely. Anomalous and Altered States Theories: Possibly.
+ I agree that after super-strong AI exceeds some threshold, science could never distinguish, not
+ even in principle, actual inner awareness from apparent inner awareness. But I do not agree with what
+ often follows: that this everlasting uncertainty about inner awareness and conscious experience in
+ non-biological entities makes the question irrelevant. I think the question remains maximally
+ relevant.
+ In all aspects of behavior and communications, these non-biological intelligences, such as
+ super-strong AI robots, would seem to be equal to (or, more likely, superior to) humans. But if
+ super-strong AI robots did not, in fact, have the felt sense of inner experience, they would be
+ “zombies” (“philosophical zombies”), externally identical to conscious beings, but with no mental
+ content, nothing inside. Moreover, this difference between super-strong AI being conscious and merely
+ appearing conscious would become even more crucial if, by some objective standard, humanlike inner
+ awareness conveys some kind of “intrinsic worthiness” with moral rights and privileges.
+ Consider cosmos-colonizing robots driven by super-strong AI. The stark dichotomy between conscious
+ and non-conscious entities elicits a probative question about self-replicating robots, which, unless
+ we destroy ourselves or our planet, will eventually colonize the cosmos. Post-singularity, would
+ super-strong AI robots without inner awareness be in all respects as powerful as super-strong AI
+ robots with inner awareness, and in no respects deficient? That is, are there kinds of cognition that,
+ in principle or of necessity, require true inner felt experience?
+ Moreover, would conscious galaxy-traversing robots, with true inner felt experience, represent a
+ higher form of intrinsic worthiness and absolute value? I can argue that unless our robotic probes
+ were literally conscious, even if they were to colonize every object in the universe, the absence of
+ inner felt experience would mean a diminished intrinsic worth, and, by extension, a diminished
+ universe. For assessing the profound nature and value of robotic probes colonizing the cosmos, for
+ assessing what it means to colonize the cosmos, the question of consciousness is axial.
+
+
+ 24. Virtual immortality
+ Virtual immortality is the theory that the fullness of our first-person mental selves (our “I”) can
+ be uploaded with first-person perfection to non-biological media, so that when our mortal bodies die
+ and our brains dissolve, our mental selves will live on. I am all for virtual immortality and I hope
+ it happens (rather soon, too). Alas, I don't think it will (not soon, anyway). I'd deem it almost
+ impossible for centuries, if not millennia. Worse, virtual immortality could wind up being absolutely
+ impossible, forbidden in principle.
+ This is not the received wisdom of optimo-techno-futurists, who believe that the exponential
+ development of technology in general, and of AI in particular (including the complete digital
+ duplication of human brains), will radically transform humanity through two revolutions. The first is
+ the “singularity,” when AI will redesign itself recursively and progressively, such that it will
+ become vastly more powerful than
human
+ intelligence. The second, they claim, will be virtual immortality.
+ Virtual immortality would mark a startling, transhuman world that optimo-techno-futurists envision
+ as inevitable in the long run and perhaps just over the horizon in the mid run. They do not question
+ whether their vision can be actualized; they only debate when it will occur, with estimates ranging
+ from several decades to a century or so.
+ I'm skeptical. I think the complexity of the science is wildly unappreciated, and, more
+ fundamentally, I challenge the philosophical foundation of the claim. Consciousness is the elephant in
+ the room, though many refuse to see it. They assume, almost as an article of faith, that super-strong
+ AI (post-singularity) will inevitably be conscious (perhaps ipso facto). They may be correct, but to
+ make that judgment requires an analysis that is surely multifaceted and, I suspect, likely
+ inconclusive.
+ Whatever consciousness may be, it determines whether virtual immortality in the strong sense of
+ true first-person survival is even possible. That's why, here, to assess prospects of virtual
+ immortality, I do so in the context of the Landscape's diverse categories of the explanations or
+ theories of consciousness.
+ First, however, there are two other potential obstacles to virtual immortality. I consider them
+ briefly. One is sheer complexity. What would it take to duplicate the human brain such that our
+ first-person inner awareness, and all that it entails, would be not only indistinguishable from the
+ original but actually identical to it?
+ Consider some (very) rough data for the human brain: about 86 billion neurons; 500 to 1,000
+ trillion synapses; about 40–130 billion
glial cells
+ (traditionally assumed limited to metabolic support for neurons, now shown also to participate in
+ brain functions); up to 1,000 moments or “buckets” per second on every neuron for positioning action
+ potentials (the electrical sparks of information in neurons); 50 billion proteins per neuron (some of
+ which form memories); innumerable 3-dimensional structural forms for proteins and their geometric
+ interactions; various extra-cellular molecules (some of which are involved in brain functions). The
+ list goes on.
+ How much of all of this complexity is required for total virtual duplication such that the mental
+ fullness of the original person can be said to exist? Who knows?
+ Granted, much of the brain is not needed for consciousness and its contents; much of the machinery
+ of the brain is metabolic. The bodily control mechanisms, such as regulating breathing, heart rate and
+ digestion would be of no value in non-biological substrates. On the other hand, several theories of
+ consciousness suggest that bodily sense is needed for normal cognition (e.g., 9.6, Embodied and
+ Enactive Theories).
+ Take all the brain data together and consider all possible combinations and permutations that work
+ to generate the more than 100 billion distinct human personalities who have ever lived (each of whom
+ has distinct states from moment to moment over decades of life). I hesitate to estimate the number of
+ specifications that would be required. How could all these be accessed non-invasively, in sufficient
+ detail, in real time, and simultaneously? The technologies exceed my imagination. But in principle,
+ they are possible.
+ A second potential deterrent to virtual immortality is quantum mechanics, the inherent
indeterminacies
+ that could make creating a perfect mental duplicate problematic or even impossible. After all, if
+ quantum events (like radioactive decay) are in principle non-predictable, how then would it be
+ possible to duplicate a brain perfectly?
+ But quantum indeterminacies exist everywhere, in bricks just as well as in brains, so its special
+ applicability to brain function, and hence to virtual immortality, is questionable. The crux of the
+ issue is at which level in the hierarchy of causation, if any, does quantum mechanics make necessary
+ contributions to brain function and to consciousness? (11). Certainly, the vast majority of
+ neuroscientists think quantum mechanics works only at bedrock levels of fundamental physics, way too
+ low to play any special role at the higher levels where brains function and minds happen.
+ This means that while the sheer complexity of the brain would deter virtual immortality, and the
+ indeterminacy of quantum mechanics might be an insurmountable obstacle to perfect duplication, the
+ former would only delay its advent while the latter is probably not relevant. This leaves theories of
+ consciousness—that same elephant in the room—which optimo-techno-futurists ignore as they plan their
+ virtual afterlife.
+ This section on Virtual Immortality follows from the previous section on AI Consciousness. It is my
+ conjecture that unless humanlike, first-person inner awareness can be created in AI-empowered
+ non-biological intelligences, uploading one's neural patterns and pathways, however complete, could
+ never preserve the original, first-person mental self (the private “I”) and virtual immortality would
+ be impossible. To the extent that the case for AI consciousness can be made, the case for virtual
+ immortality strengthens. To the extent that the case for AI consciousness is weak, the case for
+ virtual immortality weakens. AI consciousness is a necessary but not sufficient condition for virtual
+ immortality. In other words, virtual immortality requires the same basic conditions as does AI
+ consciousness, but then must add (unknown) orders of magnitude of greater constraints and complexity.
+
+ What about well-known thought experiments where each neuron is replaced, one at a time, by silicon
+ chips that are perfect replicators. Everyone would agree that replacing one neuron (of 86 billion)
+ would not change phenomenal consciousness. What about replacing one billion neurons? Ten billion? All
+ of them? Would consciousness gradually fade and wink out? Or disappear all at once (unlikely)? Or not
+ change at all?
+ John Searle, who also used the silicon chip replacement thought experiment, thinks that “as the
+ silicon is progressively implanted into your dwindling brain, you find that the area of your conscious
+ experience is shrinking, but that this shows no effect on your external behavior” (
Searle, 1992). David Chalmers, who uses
+ “fading qualia” to probe consciousness, thinks silicon replacement would not change phenomenology (
Chalmers, 1995a). Michael Tye, who
+ offers four possibilities for what could happen to both phenomenology and belief, thinks that neither
+ would change (
Tye, 2019). Ned Block thinks
+ phenomenology depends on the nature of our biological machinery (
Block, 2023). I think theory of
+ consciousness matters.
+ In my view, the silicon replacement thought experiment poses another hurdle for virtual
+ immortality. Unless Chalmers and Tye are correct that there would be no change, virtual immortality
+ would be impossible.
+ Philosopher of mind and AI Susan Schneider warns would-be mind uploaders that “If one opts for
+ patternism, enhancements like uploading are not really ‘enhancements’; they can even result in death.”
+ Patternism, she says, is based on the computational theory of mind (9.4), which explains “cognitive
+ and perceptual capacities in terms of causal relationships between components, each of which can be
+ described algorithmically.” One common metaphor is that “the mind is a software program: That is, the
+ mind is the algorithm the brain implements.” Upload the software, you upload the mind? Not so fast.
+ Personal identity, Schneider says, requires “spatiotemporal continuity,” such that any uploaded entity
+ would not be your first-person self. It would be an “android,” she says, “an unwitting imposter.” (
Schneider, 2019a,
2019b).
+ According to Christof Koch, “Mind-uploading will only be achievable if computational
+ functionalism, the metaphysical assumption that computations, executed on a computer, are sufficient
+ for consciousness, holds. In this view, consciousness is simply a question of discovering the right
+ algorithm. Under a different metaphysical assumption, consciousness cannot be achieved by mere
+ computation as it is a structure associated with the physics of complex systems. If this is how
+ reality is structured, then uploading a ‘mind’ to a digital
+ computer will end up with a deep fake: all action without what we hold most precious,
+ subjective experiAs noted, virtual immortality ence” (Koch, 2024, p. 19; 12).
+ As noted, virtual immortality is a large leap beyond AI consciousness, in that AI consciousness
+ creates a new locus of consciousness whereas virtual immortality must not only create a new locus of
+ consciousness, it must also reproduce with exquisite perfection a prior locus of consciousness. This
+ is why virtual immortality would require far more advanced technology, the acquisition of which could
+ take centuries if not millennia or longer.
+ Whether virtual immortality is even possible has never changed, of course; always it has been
+ determined or constrained by the unchanging, actual explanation or theory of phenomenal consciousness.
+ We assess for each category.
+ Materialism Theories (9). If Materialism Theories explain consciousness entirely (without
+ remainder), then our first-person mental self would be uploadable and virtual immortality would be
+ attainable. The technology would take hundreds or thousands of years—not decades as
+ optimo-techno-futurists expect—but, barring human-wide catastrophe, virtual immortality would happen.
+ There is no in-principle prohibition.
+ If epiphenomenalism is true, then it is highly likely that virtual immortality would be attainable.
+ The inert “foam” of consciousness should have little impact.
+ To the degree that Language affects the deep essence of consciousness would make Virtual
+ Immortality more likely, given the exponential advances in AI language development—but it would still
+ be only a first step.
+ Relational and Representational Theories, if true, could guide research and facilitate the
+ technology for virtual immortality.
+ Non-Reductive Physicalism (10). If Non-Reductive Physicalism explains consciousness, then it
+ is also highly likely that virtual immortality would be attainable. The causative power of mental
+ states should not affect virtual immortality because a perfect duplication of the physical states
+ would ipso facto produce a perfect duplication of the mental states. But if there were some strong
+ emergence and/or top-down causation required, then those would also have to be duplicated in the
+ upload.
+ Quantum Theories (11). If Quantum Theories are the mechanism of consciousness, then it is
+ likely that virtual immortality would be attainable, because quantum mechanics is governed by highly
+ predictable regularities, although the technology to do so would be more challenging. However, the
+ indeterminacies, intrinsic probabilistics and strangeness of quantum physics add a degree of
+ uncertainty that cannot be evaluated. The test, as with all potential causes of consciousness, is
+ whether advanced technology can manipulate and control the cause of consciousness, and do so
+ comprehensively and precisely and without meaningful error. The quantum nature of consciousness, if
+ true, would introduce unpredictability and perhaps undermine perfect duplicability. For this reason,
+ quantum theories, compared to other theories of consciousness, would have relatively less success in
+ enabling virtual immortality than in generating AI consciousness (which is not to say it can do
+ either).
+ Stuart Hameroff thinks it is possible that “your consciousness can be downloaded into some
+ artificial medium as the singularity folks have been saying for years, but without any progress
+ whatsoever.” Referencing his and Roger Penrose's Orch OR theory of quantum conscious (11.1),
+ Hameroff says, “It could happen in an alternative medium that has the proper properties,” he said,
+ “perhaps artificial nanotubes
+ made of carbon fullerenes.
+ [Creating consciousness in non-biological media] can be done as long as you have enough mass
+ superposition to reach threshold in a reasonable time” (Hameroff et al., 2024).
+ Integrated Information Theory (12). If phenomenal consciousness requires an independent,
+ non-reducible feature that may take the form of a radically new structure or organization of reality,
+ perhaps a different dimension of reality—as IIT postulates—then virtual immortality could be possible,
+ but it would be remain an open question whether our first-person mental self could be uploaded. As we
+ do not understand this consciousness-causing structure, we could not now know whether it could be
+ manipulated by technology, no matter how advanced. If this qualia space could be directed by
+ activities in the brain, with predictable regularities, then virtual immortality would be more likely.
+
+ Whereas many neuroscientists assume that whole brain duplication can achieve, ultimately, virtual
+ immortality, Tononi and Koch do not grant to a digital simulacrum the same consciousness we grant to a
+ fellow human. According to IIT, they say, “this would not be justified, for the simple reason that the
+ brain is real, but a simulation of a brain is virtual.” Consciousness is a fundamental property of
+ certain physical systems, those that require having real cause–effect power, specifically the power of
+ shaping the space of possible past and future states in a way that is maximally irreducible
+ intrinsically.” Therefore, they conclude, “just like a computer simulation of a giant star will not
+ bend space–time around the machine, a simulation of our conscious brain will not have consciousness”
+ (
Tononi and Koch, 2015). What would most
+ likely happen, Tononi says, is, “you would create a perfect ‘zombie’—somebody who acts exactly like
+ you, somebody whom other people would mistake for you, but you wouldn't be there” (
Tononi, 2014c).
+ Panpsychisms (13). If Panpsychism is true and consciousness is an irreducible property of
+ each and every elementary physical field and particle, then it would seem probable that our
+ first-person mental self could be uploaded. There would be two reasons: (i) consciousness would be an
+ intrinsic part of the fabric of reality, and (ii) there would be regularities in the way particles
+ would need to be aggregated to produce consciousness—and if there are such regularities, then advanced
+ technologies could learn to control them. But the question turns, again, on whether the micropsychic
+ forces could be harnessed and manipulated by super-advanced technology, as can physical forces of
+ fundamental physics (with varying degrees of difficulty and precision).
+ Monisms (14): As with AI consciousness, monism's single-stuff reality should enable virtual
+ immortality—again, unless God or something like God (if it exists) were involved.
+ Dualisms (15). If Dualism is true and consciousness requires a radically separate,
+ nonphysical substance not causally determined by the physical world, then it would seem impossible to
+ upload our first-person mental self by duplicating the brain, because a necessary cause of our
+ consciousness, this nonphysical component, would be absent. (An exception, again, would be Emergent
+ Dualism [15.9], where unknown psychophysical laws would generate “souls” or nonphysical components
+ “automatically.” But whether the same radically-unknown psychophysical laws would work equally well
+ for virtual consciousness as for brain-based consciousness is a further complexity.)
+ Idealisms (16). If consciousness is ultimate reality, then consciousness would exist of
+ itself, primitive, without any physical prerequisites. But would the unique, comprehensive pattern of
+ a complete physical brain (derived, in this case, from consciousness) favor a duplication of a
+ specific segment of the cosmic consciousness (i.e., our unique first-person mental self)? It's not
+ clear, in Idealism's case, whether uploading would make much difference (or much sense). But, again,
+ like AI consciousness under Idealism, virtual immortality under Idealism would turn on whether
+ hyper-technology, maximally advanced, could harness and manipulate Idealism's fundamental
+ consciousness. I can argue both sides: on the one hand, we are already composed of the same
+ consciousness, so duplication is facilitated; on the other hand, the probability of being able to
+ manipulate fundamental consciousness does not feel high.
+ Anomalous and Altered States Theories (17). As with AI consciousness, because Anomalous and
+ Altered States theories of consciousness require “something” beyond, or in addition to, materialism,
+ that “something” would be necessary but not sufficient to enable virtual immortality. However, given
+ that almost every Anomalous and Altered States theory of consciousness already has ample (theoretical)
+ resources to provide its own form or forms of immortality (supposedly), virtual immortality under
+ Anomalous and Altered States theories would seem moot. After all, if you get the “real thing,” why
+ worry about “virtual?”
+ To summarize, in pursuit of virtual immortality, here are my (tentative) conclusions for each
+ category of theories of consciousness. Materialism Theories: Yes. Non-Reductive Physicalism: Likely.
+ Quantum Theories: Probably (with uncertainty). Panpsychism: Probably. Monism: Likely (some). Dualism:
+ No (mostly). Idealism: Likely. Anomalous and Altered States theories: Not needed.
+ Any theory, of course, would need to take on board all the brain-based complexities noted earlier,
+ much underappreciated by optimo-techno-futurists.
+ In trying to distinguish among these alternative theories of consciousness, and thus assess the
+ viability of virtual immortality, I am troubled by a simple observation. Assume that a perfect
+ duplication of my brain does, in fact, generate my first-person consciousness—which is the minimum
+ requirement for virtual immortality. This would mean that my first-person self and personal awareness
+ could be uploaded to a
new medium
+ (non-biological or even, for that matter, a new biological body). But here's the problem: If “I” can
+ be duplicated once, then I can be duplicated twice; and if twice, then an unlimited number of times.
+
+ What happens to my current first-person inner awareness? What happens to my “I”? Assume I do the
+ duplication procedure and it works perfectly—say, five times. Where is my first-person inner awareness
+ located? Where am I? Each of the five duplicates would state with indignant certainty that he is
+ “Robert Kuhn,” and no one could dispute any of them. (For simplicity of the argument, physical
+ appearances of the clones are neutralized.) Inhabiting my original body, I would also claim to be the
+ real “me,” but I could not prove my priority. (David Brin's novel
Kiln People is a thought
+ experiment about “duplicates,” and personal identity [
Brin, 2003].)
+ I'll frame the question more precisely. Compare my inner awareness from right before to right after
+ the duplication process. Will I, the original, feel or sense differently? Here are four duplication
+ scenarios, with their implications:
+ - 1.
+
I do not sense any difference in my first-person awareness. This would mean that the five
+ duplicates are like super-identical twins—they are independent conscious entities, such that
+ each, after his creation, begins instantly to diverge from the others. This would imply that
+ consciousness is the local expression or manifestation of a set of physical factors or
+ patterns. (An alternative explanation would be that the duplicates are zombies, with no inner
+ awareness—a charge, of course, they would angrily deny.)
+
+ - 2.
+
My first-person awareness suddenly has six parts—my original and the five duplicates in
+ different locations—and they all somehow merge or blur together into a single conscious frame,
+ the six conscious entities fusing into a single composite (if not coherent) “picture.” In this
+ way, the unified effect of my six conscious centers would be like the “binding problem” on
+ steroids.
70 This could mean that
+ consciousness has some kind of overarching presence or a kind of supra-physical structure.
+
+
+ - 3.
+
My personal first-person awareness shifts from one conscious entity to another, or
+ fragments, or fractionates. These states are logically (if remotely) possible, but only, I
+ think, if consciousness would be an imperfect, incomplete expression of evolution, devoid of
+ deep grounding.
+
+ - 4.
+
My personal first-person awareness disappears upon duplication; although each of the six
+ (five plus original) claims to be the original and really believes it, in fact none is. (This,
+ too, would make consciousness even more mysterious.)
+
+
+
+ For my money (or my life), I'd bet on Scenario 1. But if Scenario 1 is correct, then have “I,” the
+ original “I,” achieved virtual immortality? No. I have a bunch of super-identical twins, an enlarged
+ family, but no virtual immortality for “me.”
+ Suppose, after the duplicates are made, the original (me) is destroyed. What then? Almost certainly
+ my first-person awareness would vanish, although each of the five duplicates would assert unabashedly
+ that he is the real “Robert Kuhn” and would advise, perhaps smugly, not to fret over the deceased and
+ discarded original.
+ There's a further implication of virtual immortality, and an odd one, relating to the possibility
+ that super-strong AI, cosmos-colonizing robots could become conscious (see previous section). I can
+ make the case that such galaxy-traveling, consciousness-bearing entities could include you—yes,
+ you!—your first-person inner awareness exploring the cosmos virtually and (almost) forever. Here's the
+ argument. If AI consciousness and virtual immortality are possible, then human first-person
+ consciousness and personality can be uploaded (ultimately) into space probes and we ourselves
+ can colonize the cosmos!
+ If virtual immortality is possible, I'd see no reason why we couldn't choose where we would like
+ our virtual immortality to be housed, and if we choose a cosmos-colonizing robot, we could experience
+ the galactic journeys through robotic senses (while at the same time enjoying our virtual world,
+ especially during those eons of dead time traveling between star systems).
+ At some time in the (far) future, scientists will likely assure us that the technology is up and
+ running. If I were around, would I believe the scientists and upload my consciousness? Moreover,
+ entranced by what I assume will be AI-enhanced commercial
advertisements,
+ would I select a cosmos-colonizing robot as my medium of storage so that I could spend my virtual
+ immortality touring the galaxy? I might, if only I'd be confident that a theory of consciousness that
+ allows duplication is true and that the duplication procedure would not affect my first-person mental
+ self one whit. (I sure wouldn't let them destroy the original, though the duplicates may call for it.)
+
+ So, while all the duplicates wouldn't feel like me (as I know me), I'd kind of enjoy sending
+ “Robert Kuhn” out there exploring star systems galore.
+ There's more. If my consciousness is entirely physical and can be uploaded without degradation,
+ then it can be uploaded without degradation to as many cosmos-colonizing robots as I'd like—or can
+ afford. It gets crazy. Which makes me think there is something irreparably wrong with duplicates in
+ specific and perhaps with virtual immortality in general.
+ Whether non-biological entities such as robots can be conscious, or not, presents us with two
+ disjunctive possibilities, each with profound consequences. If robots can never be conscious, then
+ there may be a greater moral imperative for human beings to colonize the cosmos. If robots can be
+ conscious, then there may be less reason for humans, with our fragile bodies, to explore space—but
+ your personal consciousness could be uploaded into cosmos-colonizing robots, probably into innumerable
+ such galactic probes, and you yourself (or your mental clones) could colonize the cosmos.
+ My intuition, for what it’s worth, is that it’s all a pipedream. I deem virtual immortality for my
+ first-person inner awareness to be not possible as a practical matter (given any hyper-technology),
+ and perhaps to be never possible in principle. Does this commit me to a form of dualism? I'm not
+ comfortable with the pigeonhole. But confident in my conclusion, I am not.
+ While in the (far) future, we may find a way to convince ourselves that duplication really works,
+ for me for now, I'm convinced of only this: Virtual immortality, like AI consciousness, must face the
+ explanations and theories on the Landscape of Consciousness.
+
+
+ 25. Survival beyond death
+ This section is somewhat repetitive. The reason is not just because there is absence of real
+ knowledge about survival beyond death, which is obvious (to some), but also because what follows from
+ each explanation or theory of consciousness with respect to survival is reasonably clear (even if, in
+ some cases, ambiguous).
+ Materialism Theories (9). Death of the brain and body is death of the person, irrevocable
+ and permanent non-existence. The conventional-wisdom way to maintain post-mortem, first-person
+ subjectivity under Materialism Theories would be virtual immortality via hyper-advanced technology
+ (see the previous section). Another possibility comes from the four-dimensional block universe
+ interpretation of fundamental physics (the fourth dimension being time). As Albert Einstein wrote to
+ the family of his friend, Michele Besso, who had just died: “Now he has departed this strange world a
+ little ahead of me. That signifies nothing. For us believing physicists, the distinction between past,
+ present and future is only a stubbornly persistent illusion.”
+ Generic Subjective Continuity (9.8.13). Naturalistic conceptions of consciousness, personhood,
+ and self, tied to a physicalist picture of consciousness dependent on the brain, would seem to make
+ it impossible, even ludicrous, to sustain the hypothesis that one's particular personal
+ consciousness survives the dissolution of the brain upon death. Nevertheless, some (Clark, T., 1994) have proposed that at
+ death we should anticipate not the onset of oblivion or nothingness, but the continuation of
+ consciousness—however, not in the context of the person who dies. Such “generic subjective continuity”
+ suggests that consciousness, albeit tied to specific physical instantiations, never finds itself
+ absent. One might stretch to find resonances with aspects of some Eastern eschatologies. (That this
+ may or may not be welcomed by those facing death—many of whom have the hope of first-person-continuity
+ life after death, and some of whom may prefer the onset of oblivion, not the continuation of
+ experience in other contexts—is way beyond the scope of this Landscape.)
+ Non-Reductive Physicalism (10). Whereas death under Materialism/physicalism means total
+ extinction of mind and consciousness, under some forms of Non-Reductive Physicalism, with mind not
+ reducible, it is possible that God (if there is a God), or something like God, could bring the person
+ back to life, a radical process often labeled “resurrection” (10.3).
+ Quantum Theories (11). If consciousness comes about via specialized quantum processes, then,
+ at least superficially, death is still death as it is in materialism. However, looking deeper, the
+ strange, counterintuitive nature of quantum theory introduces the possibility of radically new levels
+ or realms of existence, such as the many-worlds interpretation and alternative world histories
+ selected by future events. It is still hard to imagine how any of this could provide first-person
+ survival beyond death to my inner “I” that feels and senses now.
+ Integrated Information Theory (12). If phenomenal consciousness requires a radically new
+ structure or organization of reality, perhaps a different dimension of reality, then what happens to
+ these inscrutable things cannot be imagined and their potential permanence in some sense cannot be
+ rejected. This does not mean that IIT espouses or even allows life after death. What it does is
+ highlight the mystery and importance of consciousness, which leaves the door to survival perhaps a
+ crack more open.
+ Panpsychisms (13). If all aspects of the world are infused with consciousness, then solving
+ the combination problem—how myriad microscopic panpsychic elements coalesce to form a macroscopic
+ consciousness—could enable novel ideas about what may happen when the process reverses, when the
+ macroscopic consciousness dissolves with the dissolution of the brain. It seems a long-long shot to
+ first-person survival, but for some kind of survival, not in principle impossible.
+ Monisms (14). Having one kind of fundamental stuff makes ultimate reality simpler,
+ suggesting perhaps that some kinds of monism may facilitate survival. For example, John Polkinghorne's
+ “dual-aspect monism” enables a resurrection.
+ Dualisms (15). With its nonphysical soul or spirit independent of the body being the “real
+ you,” dualism provides the clearest mechanism for survival beyond death. As such, dualism dominates
+ religious traditions and spiritual systems. In addition to resurrection (Abrahamic religions
+ of Judaism, Christianity, Islam) and reincarnation (Eastern traditions, especially Hinduism
+ and Buddhism), the vast majority of religious believers are sure that our individual soul or
+ first-person awareness will, post-mortem, immediately be resident in some other realm. Popularity does
+ not make truth, of course, but it is a data point. To reflect on dualism in reverse: If we knew
+ counterfactually that survival beyond death was indeed a true fact of the world, we would likely infer
+ that some kind of dualism is making it happen.
+ Idealism (16). Idealism allows survival beyond death because if everything fundamentally is
+ consciousness, and thus consciousness is the ground of all being, then a nexus between our individual
+ consciousnesses and the ultimate or cosmic consciousness can be readily imagined. (Parsimony is nice
+ but not dispositive.) Indeed, Eastern religions have survival as fundamental doctrine, usually in
+ forms and systems of reincarnation. However, survival under Idealism usually does not mean survival of
+ one's current first-person awareness, but rather some kind of consciousness expansion (
Kastrup, 2016a,
Kastrup, 2016b) or diffusion, like a
+ person's one drop of personal consciousness absorbed back into the infinite ocean of cosmic
+ consciousness from which it came. The issue of the afterlife in Indian philosophy is framed sharply by
+ the question whether we will “eat sugar” (maintain our first-person identity) or “be sugar” (absorbed
+ back into cosmic consciousness, lose our first-person identity) (
Medhananda, 2023).
+ Anomalous and Altered States Theories (17). Survival beyond death of personal
+ consciousness in some form is a prime feature of Anomalous and Altered States theories. Almost all
+ categories of psi/paranormal (i.e., NDEs, OBEs, ESP, parapsychology,
+ past lives) have “life after death”—if not as its central doctrine (which some do), then at least
+ as a major aspect. Whether “communicating” with dead relatives in séances or “remembering” past
+ lives via hypnosis,
+ survival gets attention. In fact, survival is a main motivating reason why people are attracted to
+ psi/paranormal phenomena in the first place.
+ To summarize, in pursuit of survival beyond death, here are my (tentative) conclusions for each
+ category of theories of consciousness: Materialism: No, with possible exceptions for virtual
+ immortality and a four-dimensional block universe. Non-Reductive physicalism: Unlikely (possible
+ exception: resurrection). Quantum Theories: Maybe (even if so, it would be in formal, abstract ways of
+ uncertain meaning). Panpsychism: Unlikely (long shot). Monism: Unlikely (possible exception:
+ resurrection). Dualism: Yes, with first-person consciousness preserved. Idealism: Yes, with
+ first-person consciousness blurred or banished. Anomalous and Altered States theories: Yes. Generic
+ subjective continuity: No, but consciousness survives death in a generic, not a personal sense.
+ I remain eagerly though skeptically open to speculation. I won't fool myself.
+
+
+ 26. Reflections
+ When I did my PhD in neurophysiology (mid-1960s), I felt somewhat embarrassed, as an apprentice
+ scientist, to be seen taking consciousness seriously. I'm now proud of it, though it's no longer
+ risky. There is today great interest in consciousness among scientists—some, in context of AI
+ potentially becoming conscious, calling the issue “urgent” (Lenharo, 2024).
+ I appreciate Christof Koch pioneering neural correlates of consciousness; David Chalmers
+ challenging conventional wisdom in philosophy of mind; and John Leslie, from whom I've learned much,
+ showing me new ways to think about ultimate matters. I admire two physicists who have long taken
+ consciousness seriously. Paul Davies suspects that the universe is “about” something and that
+ consciousness is no accident. Andrei Linde was advised to take the word “consciousness” out
+ of a cosmology manuscript so that fellow scientists wouldn't lose respect for him. Andrei responded,
+ “If I take ‘consciousness’ out, I'd lose respect for myself.”
+ Artist/philosopher Mariusz Stanowski, on seeing an early pre-proof of this paper, challenged my
+ statement that “whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded
+ in this Landscape of theories." He argues that “creativity is producing coherent structures/syntheses
+ as opposed to producing collections. Your article is such a collection of views on consciousness and
+ your comment doesn't change that. The solution lies outside this landscape.” (Stanowski's own “theory
+ of contrasts” offers “direct contact with reality” where coherent structures are built from simple
+ elements, gradually increasing in complexity,” such that “complexity means integration, value and
+ goodness” [
Stanowski, 2021]).
+ To be clear, I am
not saying that the ultimate theory is already here on the
+ Landscape, hidden in plain sight, but rather whatever the ultimate theory turns out to be, its
+ fundamental elements could be categorized according to Landscape structure, with family
+ resemblances to some current theories.
+ I turn again to Jerry Fodor and his pithy appraisal of consciousness theories: “Nobody has the
+ slightest idea how anything material could be conscious. Nobody even knows what it would be like to
+ have the slightest idea about how anything material could be conscious” (
Fodor, 1992).
+ Scanning the Landscape, I'd like to say we have progressed. I'm not sure I can.
+ Those who write about consciousness like to quote, with bemused irony, psychologist Stuart
+ Sutherland's cautionary words: “Consciousness is a fascinating but elusive phenomenon; it is
+ impossible to specify what it is, what it does, or why it evolved. Nothing worth reading has been
+ written on it” (
Sutherland, 1989).
+ Slyly, we all hope to be the exception. More likely we corroborate that Sutherland had us all
+ nailed.
+ Philosopher William Hirstein is more optimistic. In response to the early Landscape pre-proof, he
+ noted, “You cast a broad net (you even caught me!), which is exactly what's needed at this point.
+ Also, taken all together, it [Landscape] provides a fascinating look at the whole of human
+ intelligence coming up against a problem, one that is vital for us. The diversity of these views is
+ part of a larger point that, as a species, diversity is our strength: we each tackle problems in our
+ unique ways, and (hopefully) someone will win the lottery. Moreover, a goodly percentage of the views
+ are inter-consistent: just touching different parts of the same elephant” (
Hirstein, 2024).
+ Me, I just don't know … My own hunch, right here, right now—if I'm coerced to disclose it and for
+ what little it's worth—might be something of a Dualism-Idealism mashup.
71 (I can describe; I dare not
+ defend.)
+
+
+ Note to readers
+ Feedback is appreciated, critique too—especially explanations or theories of consciousness not
+ included, or not described accurately, or not classified properly; also, improvements of the
+ classification typology.
+ I look forward to providing updates and making revisions. This Landscape of Consciousness is a
+ work-in-process—permanently.
+
+
+ Acknowledgements
+ For over 25 years, Closer To Truth, public television series and global resource—the Closer
+ To Truth website and Closer To Truth YouTube channel—has been a central part of my life and Closer
+ To Truth interviews are a primary source for this Landscape of Consciousness. Peter Getzels is
+ the co-creator, producer and director of Closer To Truth and I am pleased to acknowledge him
+ first. Peter and I have been working together since 2006, producing and broadcasting over 300 TV
+ episodes (and counting) and over 5,000 web videos. It is hard to overstate the complexity of a
+ Closer To Truth TV episode, for which Peter is responsible: planning relevant and visually
+ interesting filming locations; organizing large crews (12–15 members) and complex equipment;
+ coordinating guest logistics; and managing the myriad steps in post-production hands-on. Most important,
+ Peter's creativity in the edit, integrating sophisticated knowledge of the content with engaging imagery
+ and music.
+ For astute comments and enhancing ideas for the Landscape, and for the superb graphic of the
+ Landscape (
Fig. 3), my special thanks to Alex
+ Gomez-Marin. For feedback on the manuscript, thanks to Thomas Clark, Philip Goff, George Ellis, Edward
+ Kelly, Sean Slocum, and Galen Strawson—and to a global band of volunteer proofreaders. For additional
+ theories, thanks to Moisés Alvarez, Alex Gomez-Marin, Kevin McLeod, and Uziel Awret. For technical
+ support, thanks to Joshua Favara and Sean Slocum. My appreciation to an anonymous reviewer for very
+ helpful suggestions. My appreciation to the superb Elsevier production team, led by journal manager
+ Sridhar Venkataraman.
+ I express deep appreciation to friends and colleagues, largely philosophers and scientists, who over
+ the years have enriched my appreciation and understanding of consciousness and all that relates to it,
+ including (alphabetically): Ned Block, David Chalmers, Paul Davies, Daniel Dennett, Christof Koch, John
+ Leslie, Colin McGinn, Marvin Minsky, Yujin Nagasawa, Roger Penrose, John Searle, Galen Strawson, Richard
+ Swinburne, Raymond Tallis, Peter van Inwagen. In addition (alphabetically): Scott Aaronson, W. Ross
+ Adey, David Albert, Nancy Andreasen, Robert Audi, Uziel Awret, Francisco Ayala, Julian Baggini, Philip
+ Bard, Deirdre Barrett, Justin Barrett, Roy Baumeister, Tim Bayne, Barry Beyerstein, Simon Blackburn,
+ Susan Blackmore, Colin Blakemore, Joseph Bogen, Nick Bostrom, Stephen Braude, Mary Brazier, David Brin,
+ Rodney Brooks, Leslie Brothers, Warren Brown, Bernard Carr, Sean Carroll, Gregory Chaitin, Anjan
+ Chatterjee, Noam Chomsky, Stephen Chorover, Patricia Churchland, Deepak Chopra, Andy Clark, Thomas
+ Clark, Philip Clayton, Carmine Clemente, Sarah Coakley, Eric Courchesne, William Lane Craig, Mihaly
+ Csikszentmihalyi, Antonio Damasio, Andrew Davis, Helen De Cruz, Terrence Deacon, David Deutsch, Diana
+ Deutsch, Edward de Bono, Helen De Cruz, Terrence Deacon, Hubert Dreyfus, John Duprey, Freeman Dyson,
+ David Eagleman, George Ellis, Robert Epstein, Christopher Evans, Edward Feser, Jerry Fodor, Jerome D.
+ Frank, Jay Garfield, George Geis, Marcello Gleiser, Peter Gobets, Peter Godfrey-Smith, Phillip Goff,
+ Rebecca Newberger Goldstein, Àlex Gómez-Marín, Alison Gopnik, Michael Graziano, Susan Greenfield,
+ Stephen Grossberg, Stuart Hameroff, David Bentley Hart, William Hirstein, Donald Hoffman, Jim Holt, John
+ Horgan, Nicholas Humphrey, Christopher Isham, Jenann Ismael, John Iversen, Michael James, Tao Jiang,
+ Brian Josephson, Menas Kafatos, Subhash Kak, Bernardo Kastrup, Stuart Kauffman, Edward Kelly, Lawrence
+ Krauss, Raymond Kurzweil, George Lakoff, Stephen Law, Joseph LeDoux, Brian Leftow, Bruce Levy, John
+ Liebeskind, Andrei Linde, Rodolfo Llinas, Elisabeth Lloyd, Peter Loewenberg, Barry Loewer, Elizabeth
+ Loftus, Andrew Ter Ern Loke, Uri Maoz, Elizabeth Margulis, Kelsey Martin, John Mazziotta, Ernan
+ McMullin, Patrick McNamara, Swami Medhananda, Alfred Mele, Michael Merzenich, Ken Mogi, James Mosso,
+ J.P. Moreland, Vernon Mountcastle, Nancey Murphy, Michael Murray, George Musser, Thomas Nagel, Seyyed
+ Hossein Nasr, Denis Noble, Alva Noë, Sherwin Nuland, Timothy O'Connor, Don Page, Derek Parfit, Sam
+ Parnia, Sudip Patra, Franklin Perkins, Sara Manning Peskin, Massimo Pigliucci, Alvin Plantinga, John
+ Polkinghorne, Dean Radin, V.S. Ramachandran, Varadaraja V. Raman, Martin Rees, Alex Rosenberg, Adina
+ Roskies, Michael Ruse, Robert Russell, John Sanfey, Swami Sarvapriyananda, Arnold Scheibel, John Schlag,
+ Marilyn Schlitz, Jonathan Schooler, Erin Schuman, Eric Schwitzgebel, Aaron Segal, Terrance Sejnowski,
+ Anil Seth, Alan Shapiro, David Shatz, Rupert Sheldrake, Michael Shermer, Eduard Shyfrin, Todd Siler,
+ Barry Smith, Huston Smith, Lee Smolin, Walter Sinnott-Armstrong, Henry Stapp, Robert Stickgold, Eleonore
+ Stump, Joshua Swamidass, James Tobin, Simone Schnall, Ganapathy Subramaniam, Charles Tart, Max Tegmark,
+ Paul Thagard, Neil Theise, Evan Thompson, William Irwin Thompson, Alan Tobin, Giulio Tononi, John
+ Torday, Mark Tramo, Robert Trivers, Peter Tse, Bas van Fraassen, David Wallace, Roger Walsh, Keith Ward,
+ Thalia Wheatley, Fred Alan Wolf, Stephen Wolfram, Yang Xiao, Yifa, Gino Yu, Hamza Yusuf, Eran Zaidel,
+ Carol Zaleski, Semir Zeki, Dean Zimmerman, among others—almost all of whom appear on Closer To
+ Truth.
+