From 29c06b157159d948d50f0904799bd1e5932f37f7 Mon Sep 17 00:00:00 2001 From: Danilo Znamerovszkij <31888918+danilo-znamerovszkij@users.noreply.github.com> Date: Fri, 7 Nov 2025 13:40:27 +0100 Subject: [PATCH] =?UTF-8?q?=F0=9F=93=9C=20add=20vite=20html=20inject=20plu?= =?UTF-8?q?gin=20&=20add=20/paper?= MIME-Version: 1.0 Content-Type: text/plain; charset=UTF-8 Content-Transfer-Encoding: 8bit --- index.html | 179 +- package-lock.json | 10 +- package.json | 3 +- paper.html | 33121 +++++++++++++++++++++++++++++++ src/pages/paper.scss | 262 + src/paper.ts | 3 + src/templates/logo.html | 97 + src/templates/shared-meta.html | 69 + vercel.json | 4 + vite.config.ts | 7 +- 10 files changed, 33577 insertions(+), 178 deletions(-) create mode 100644 paper.html create mode 100644 src/pages/paper.scss create mode 100644 src/paper.ts create mode 100644 src/templates/logo.html create mode 100644 src/templates/shared-meta.html diff --git a/index.html b/index.html index 2ab70c4..5421479 100644 --- a/index.html +++ b/index.html @@ -24,13 +24,8 @@ property="og:description" content="Explore 300+ theories of consciousness. The Consciousness Atlas is a free web app visualizing Robert Kuhn's Landscape of Consciousness—325+ theories of phenomenal consciousness in one interactive chart." /> - - - - + + - - - - - - - - - - - - - - - - - - - - + - - - - - - - - - - - - - - - - - - - - - - - + +
@@ -431,7 +267,6 @@ "A Landscape of Consciousness". The Atlas maps theories that address phenomenal consciousness - the subjective feel of experience, such as the redness of red. @@ -563,9 +398,7 @@ historical positions from classical thinkers. For the original academic context, see Kuhn's article on ScienceDirect: A Landscape of Consciousness.

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+ A Landscape of Consciousness: Toward a Taxonomy of Explanations and Implications by Robert Lawrence Kuhn +

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+ Published on ScienceDirect
+ Read the full research paper at https://doi.org/10.1016/j.pbiomolbio.2023.12.003
+ Keywords: Consciousness, Mind-body problem, Materialism, Monism, Dualism, Idealism +

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+

Abstract

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Diverse explanations or theories + of consciousness are arrayed on a roughly physicalist-to-nonphysicalist + landscape of essences and mechanisms. Categories: Materialism Theories (philosophical, + neurobiological, electromagnetic + field, computational and informational, homeostatic and affective, embodied and enactive, + relational, representational, language, phylogenetic + evolution); Non-Reductive Physicalism; Quantum + Theories; Integrated Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous + and Altered States Theories; Challenge Theories. There are many subcategories, especially for + Materialism Theories. Each explanation is self-described by its adherents, critique is minimal and + only for clarification, and there is no attempt to adjudicate among theories. The implications of + consciousness explanations or theories are assessed with respect to four questions: + meaning/purpose/value (if any); AI consciousness; virtual immortality; and survival beyond death. A + Landscape of Consciousness, I suggest, offers perspective.
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Explanations of consciousness abound and the radical diversity of theories is telling. Explanations, + or theories, are said to work at astonishingly divergent orders of magnitude and putative realms of + reality. My purpose here must be humble: collect and categorize, not assess and adjudicate.1 Seek insights, not answers. +
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Unrealistically, I'd like to get them all, at least all contemporary theories that are sufficiently + distinct with explanations that can surmount an arbitrary hurdle of rationality or conceivability.2 Falsification or verification is + not on the agenda. I'm less concerned about the ontological truth of explanations/theories3 than in identifying them and + then locating them on a “Landscape”4 to enable categorization and + assess relationships. Next, I assess implications of categories for “big questions.” Thus, this + Landscape is not about how consciousness is measured or evolved or even works, but about what + consciousness is and what difference it makes.
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It's the classic “mind-body problem:” How do the felt experiences in our minds relate to the neural + processes in our brains? How do mental states, whether sensory, cognitive, emotional, or even noumenal + (selfless) awareness, correlate with brain states? The Landscape of Consciousness explanations or + theories I want to draw is as broad as possible, including those that cannot be subsumed by, and + possibly not even accessed by, the scientific method. This freedom from constraint, as it were, is no + excuse for wooly thinking. Standards of rationality and clarity of argument must be maintained even more + tenaciously, and bases of beliefs must be specified even more clearly.
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I have two main aims: (i) gather and describe the various theories and array them in some kind of + meaningful structure of high-level or first-order categories (and under Materialism, subcategories); and + (ii) assess their implications, with respect to four big questions: meaning/purpose/value (if any); + artificial intelligence (AI) consciousness; virtual immortality; and survival beyond death.
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Theories overlap; some work together. Moreover, while a real-world landscape of consciousness, even + simplified, would be drawn with three dimensions (at least), with multiple kinds and levels of + nestings—a combinatorial explosion (and likely no closer to truth)—I satisfice with a one-dimensional + toy-model. I array all the theories on a linear spectrum, simplistically and roughly, from the “most + physical” on the left (at the beginning) to the “least physical” on the right (near the end).5 (I have two final categories + after this spectrum.) The physicalism assumed in Materialism Theories of consciousness is characterized + by naturalistic, science-based perspectives, while non-materialism theories have various degrees of + nonphysicalist perspectives outside the ambit of current science and in some cases not subject to the + scientific method of experimentation and replicability.
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Please do not ascribe the relative importance of a theory to the relative size of its description. + The shortest can be the strongest. It sometimes takes more words to describe lesser-known theories. For + each description I feel the tension between conciseness and completeness. Moreover, several are not + complete theories in themselves but ways to think about consciousness that strike me as original and + perhaps insightful.
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I have followed consciousness studies in its various forms for my entire life. My PhD is in + neurophysiology (thalamocortical evoked potentials).6 I am creator and host of + Closer To Truth,7 the long-running public + television series and web resource on science and philosophy, roughly one-third of which focuses on + consciousness and brain/mind topics.8 I have discussed consciousness + with over 200 scientists and philosophers who work on or think about consciousness and related fields + (Closer To Truth YouTube; Closer To Truth website).9
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I use these Closer To Truth discussions as resources. I want to give feel and flavor, as + well as propositions and arguments, for the astonishingly diverse attitudes and approaches to + consciousness coming from radically diverse perspectives and worldviews. That's why I use spontaneous + quotes from verbal conversations along with meticulous quotes from academic papers.
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In one early Closer To Truth episode, “What are the Big Questions of Science,” philosopher + Patricia Churchland gave the bluntest answer: “Out of meat, how do you get thought? That's the grandest + question.” She distinguishes two major questions. One is whether psychological states—our mental life of + remembering, thinking, creating—are really a subset of brain activity? The other is how do high-level + psychological processes come about from basic neurophysiological actions? “How do brain cells, organized + in their complex ways, give rise to my watching something move, or seeing color, or smelling a rose”(Churchland, 2000; Kuhn, 2000a, 2000b).
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Philosopher David Papineau distinguishes three questions related to consciousness: How?, + Where?, and What? “First, how does consciousness relate to other features of + reality? Second, where are conscious phenomena located in reality? And, third, what is + the nature of consciousness?” (Papineau, 2020a). Because this Landscape + is structured by theories of consciousness, not by philosophical questions, each theory sets its own + agenda for dealing with the three questions, mostly, of course, focusing on the How?
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Philosopher Thomas Nagel sees more a fundamental conundrum and he frames it crisply. “We have at + present no conception of how a single event or thing could have both physical or phenomenological + aspects, or how if it did they could be related” (Nagel, 1986). In his influential paper, + “What Is It Like to Be a Bat?,” Nagel offers, “Without consciousness the mind-body problem would be much + less interesting. With consciousness it seems hopeless” (Nagel, 1974).
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“Hopeless,” to me, is invigorating; I'm up for the “hopeless challenge.” Take all that follows as my + personal journey of consciousness; idiosyncratic, to be sure; not all for everyone, not set in cement. +
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+

1. Chalmers’s “hard problem” of consciousness

+
Philosopher David Chalmers famously characterized the core conundrum of explaining + consciousness—accounting for “qualia,” our qualitatively rendered interior experience of + motion-picture-like perception and cognitive awareness—by memorializing the pithy, potent phrase, “the + hard problem.” This is where most contemporary theories commence and well they should (Section: Chalmers, 1995b, 1996, 2007; 2014a; 2014b; 2016b).
+
It is no exaggeration to say that Chalmer's 1995 paper, “Facing up to the problem of consciousness” + (Chalmers, 1995b) and his 1996 book, + The Conscious Mind: In Search of a Fundamental Theory (Chalmers, 1996), were watershed moments + in consciousness studies, challenging the conventional wisdom of the prevailing + materialist-reductionist worldview and altering the dynamics of the field. His core argument against + materialism, in its original form, is deceptively (and delightfully) simple:
    +
  • 1. +
    In our world, there are conscious experiences.
    +
  • +
  • 2. +
    There is a logically possible world physically identical to ours, in which the positive + facts about consciousness in our world do not hold.
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  • 3. +
    Therefore, facts about consciousness are further facts about our world, over and above the + physical facts.
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    So, materialism is false.
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This is the famous “Zombie Argument” (infamous to some): whether creatures absolutely identical to + us in every external measure, but with no internal light, no inner subjective experience, are + “conceivable”—the argument turning on the meaning and implications of “conceivable” and the difference + between conceivable and possible. (It can be claimed that the Zombie Argument for consciousness being + nonphysical, like the Ontological Argument for God actually existing, sneaks the conclusion into one + of the premises.)
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Chalmers asks, “Why does it feel like something inside? Why is our brain processing—vast neural + circuits and computational mechanisms—accompanied by conscious experience? Why do we have this + amazing, entertaining inner movie going on in our minds?” (All quotes not referenced are from Closer + To Truth videos on www.closertotruth.com, including 2007, 2014a, 2014b, + 2016b.)
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Key indeed are qualia, our internal, phenomenological, felt experience—the sight of your newborn daughter, + bundled up; the sound of Mahler's Second Symphony, fifth movement, choral finale; the smell of garlic, + cooking in olive oil. Qualia—the felt qualities of inner experience—are the crux of the mind-body + problem.
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Chalmers describes qualia as “the raw sensations of experience.” He says, “I see colors—reds, + greens, blues—and they feel a certain way to me. I see a red rose; I hear a clarinet; I smell + mothballs. All of these feel a certain way to me. You must experience them to know what they're like. + You could provide a perfect, complete map of my brain [down to elementary particles]—what's going on + when I see, hear, smell—but if I haven't seen, heard, smelled for myself, that brain map is not going + to tell me about the quality of seeing red, hearing a + clarinet, smelling mothballs. You must experience it.”
+
Since qualia constitutes the core of the “hard problem,” and since the hard problem has come to so + dominate consciousness studies such that almost every theorist must confront it, seeking either to + explain it or refute it—and since the hard problem is a leitmotiv of this Landscape—I asked Dave about + its backstory.
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“I first remember presenting the hard problem in a talk at the first Tucson ‘Toward a Science + of Consciousness’ consciousness in 1994. When did I first use it? Did I use it in writing before + then? I’ve looked in my writing and have not found it [i.e., not prior to the 1994 talk]. The hard + problem was part of the talk. I remember speaking with some students beforehand, saying I’m going + to talk about ‘hard problems, easy problems.’ I had been already talking this way in my seminar + the previous year, so maybe it was already becoming part of my thinking. But I didn’t think about + it as an ‘insight.’ I just thought it a way of stating the obvious. ‘Yeah, there’s a really hard + problem here.’ So, as part of the first couple of minutes of my talk, I said something like + ‘everyone knows there is a hard problem’ …. And people took it and said ‘it’s this great insight’ + … Well, it did become a catchy meme; it became a way of encapsulating the problem of consciousness + in a way that made it difficult to ignore, and I’m grateful for that role. I had no idea at the + time that it would catch on, but it’s good because the problem of consciousness is really easy to + ignore or to sidestep, and having this phrase, ‘the hard problem,’ has made it difficult to do + that. There’s now just a very natural response whenever that happens. You say, ‘Well, that’s + addressing the easy problem, but it’s not addressing the hard problem.’ I think this helps in + getting both scientists and philosophers to take consciousness seriously. But I can’t take credit + for the idea. Everyone knew that consciousness was a hard problem way before me—my colleagues, Tom + Nagel and Ned Block; philosophers like C.D. Broad almost 100 years ago; Thomas Huxley back in the + 19th century; even Leibniz and Descartes—they all knew that consciousness was a hard problem” (Chalmers, 2016b).
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Over the years, while Chalmers has played a leading role in expanding and enriching the field of + consciousness studies (Chalmers, 2018), his overarching + views have not changed: “I don't think the hard problem of consciousness can be solved purely in + terms of neuroscience.” + As science journalist George Musser puts it, “By ‘hard,’ Chalmers meant impossible. Science as we + now practice it, he argued, ‘is inherently unable to explain consciousness’” (Musser, 2023a, Musser, 2023b).
+
This does not mean, of course, that Chalmers is making a case for “substance dualism,” some + nonphysical stuff (like the immortal souls of many religions). Chalmers is postulating a “naturalistic + dualism,” where perhaps “information” is the connective, because while information is not material, it + is embedded in the physical world. He notes, “We can also find information realized in our phenomenology.” + This is a “naturalistic dualism,” a kind of property dualism (15.1).
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To Chalmers, “It is natural to hope that there will be a materialist solution to the hard problem + and a reductive explanation of consciousness, just as there have been reductive explanations of many + other phenomena in many other domains. But consciousness seems to resist materialist explanation in a + way that other phenomena do not.” He encapsulates this resistance in three related arguments against + materialism: (i) The Explanatory Argument (“explaining structure and function does not suffice to + explain consciousness”); (ii) The Conceivability Argument (“it is conceivable that there be a system + that is physically identical to a conscious being, but that lacks at least some of that being's + conscious states”); (iii) The Knowledge Argument (“someone could know all the physical facts … and + still be unable to know all the facts about consciousness”) (Chalmers, 2003).
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“Physicalists, of course, resist these arguments,” says Philosopher Frank Jackson. “Some deny + the modal and epistemic claims the arguments use as premises. They may grant (as they should) the + intuitive appeal of the claim that a zombie physical duplicate of me is possible, but insist that, + when one looks at the matter more closely, one can see that a zombie physical duplicate of me is not + in fact possible. Any physical duplicate of me must feel pain when they stub their toe, have things + look green to them on occasion, and so on” (Jackson, 2023).
+
Philosopher Daniel Stoljar targets the conceivability argument (“CA”). Strictly speaking, he says, + “CA is an argument against the truth of physicalism. However, since it presupposes the existence of + consciousness, it may be regarded also as an argument for the incompatibility of physicalism and the + existence of consciousness.” Stoljar's epistemic view offers a two-part response. “The first part + supposes that there is a type of physical fact or property that is relevant to consciousness but of + which we are ignorant.” He calls this the ignorance hypothesis. The second part “argues that, + if the ignorance hypothesis is true, CA is unpersuasive” for reasons of logic (Kind and Stoljar, 2023, pp. 92, 95). +
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Philosopher Yujin Nagasawa calls “The Knowledge Argument” (Jackson, 1982, 1986, 1995, 1998) “among the strongest arguments (or + possibly the strongest argument) for the claim that there is [in consciousness] something beyond the + physical” (Nagasawa, 2012a). Based on a thought + experiment by Frank Jackson, it imagines “Mary, a brilliant scientist,” who lives entirely in + a black-and-white room, who acquires all physical, scientific knowledge about color—wavelengths of + light in all detail—“but it seems obvious that when she comes outside her room, she learns something + completely new, namely, what is like to see color.” Prior to seeing the color, “she doesn't have + phenomenal knowledge of conscious experience.” While Jackson himself no longer endorses the + argument, it is still regarded as one of the most important arguments against physicalism, though of + course it has its critics (Garfield, 1996). Nagasawa, who did his + PhD under Jackson, responds to critics of the argument (Nagasawa, 2010), but also offers his own + objections and novel proposals (Nagasawa, 2008).
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Frank Jackson himself has much of the contemporary literature on consciousness revolving around + three questions. “Does the nature of conscious experience pose special problems for physicalism? Is + the nature of conscious experience exhausted by functional role? Is the nature of conscious experience + exhausted by the intentional contents or representational nature of the relevant kinds of mental + states?” (Jackson, 1997).
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To philosopher Philip Goff, there are two aspects of consciousness that give rise to the hard + problem, qualitivity and subjectivity: qualitivity meaning that experiences involve sensory + qualities, whether in real-time or via memory recall; subjectivity meaning that there is a + subject who has those experiences, that “these experiences are for someone: there is something that + it’s like for me to experience that deep red.” Goff argues that these two aspects of consciousness + give rise to two “hard problems.” While either problem would be sufficient to refute materialism, he + says, the hard problem of qualitivity is more pronounced—or at least easier to argue for—because the + vocabulary of the physical sciences, which tell a purely quantitative story of causal structures, + cannot articulate the qualities of experience; the language of physics entails an explanatory + limitation (Goff, 2021).
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Philosopher Colin McGinn provides a culinary perspective: “Matter is just the wrong kind of thing + to give birth to consciousness … You might as well assert, without further explanation, that numbers + emerge from biscuits, or ethics from rhubarb” (McGinn, 1993).
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Philosopher Jerry Fodor put the problem into what he thought would be perpetual perspective. “[We + don't know], even to a first glimmer, how a brain (or anything else that is physical) could manage to + be a locus of conscious experience. This … is, surely, among the ultimate metaphysical mysteries; + don't bet on anybody ever solving it” (Fodor, 1998).
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2. Initial thoughts

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Consciousness has been a founding and primary theme of Closer To Truth, broadcast on PBS + stations since 2000 and now a global resource on the Closer To Truth website and Closer To Truth + YouTube channel. What is consciousness? What is the deep essence of consciousness? What is the deep + cause of consciousness? (These are not the same question.) Again, it is the core of the mind-body + problem—how thoughts in our minds and sensations of our experiences interrelate with activities in our + brains.
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What does the word “consciousness” mean? What is its referent? “Consciousness” has multiple + definitions, which has been part of the problem in its study. There are clear categories of + consciousness, uncontroversially recognized. For example, distinguishing “creature consciousness” + (the somatic + condition of being awake and responding to stimuli) and “mental state consciousness” (the cognitive + condition of experiential engagement with the environment and oneself). More importantly, + distinguishing “phenomenal consciousness” (“what it is like”) and “cognitive consciousness” + (Humphrey, 2023a, Humphrey, 2023b) or “access + consciousness”10 (Block, 2023), which are more about + function than phenomenology. +
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Philosopher Ned Block sees “the border between perception and cognition” as a “joint in nature,” + primed for exploration. He says he was drawn to this subject because of the realization that the + difference between what he calls “access consciousness (cognitive access to phenomenally conscious + states)” and what he calls “phenomenal consciousness (what it is like to experience)” was rooted “in a + difference between perception—whether conscious or unconscious—and cognitive access to perception” (Block, 2023).
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With respect to “information,” it is suggested that “the word ‘consciousness’ conflates two + different types of information-processing computations in the brain: the selection of information for + global broadcasting, thus making it flexibly available for computation and report,” and “the + self-monitoring of those computations, leading to a subjective sense of certainty or error” (Dehaene et al., 2017). But, again, the + issue is phenomenal consciousness, and to the extent that each type of consciousness comes with inner + experience, the same issues obtain.
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Artificial intelligence pioneer Marvin Minsky calls consciousness “a suitcase term,” meaning that + all sorts of separate or mildly related concepts can be packed into it. “Consciousness,” he says, “is + a clever trick that we use to keep from thinking about how thinking works. And what we do is we take a + lot of different phenomena and we give them all the same name, and then you think you've got it.” + Minsky enjoys dissecting consciousness: “When people use the word ‘consciousness,’ it's a very strange + idea that there's some wonderful property of the brain that can do so many different things—at least + four or five major things and dozens of others. For example, if I ask, ‘were you conscious that you + touched your ear?’ You might say ‘no, I didn't know I did that.’ You might say, ‘yes.’ If you say yes, + it's because some part of your mind, the part that talks, has access to something that remembers + what's happened recently with your arm and your ear.” Minsky notes “there are hundreds of kinds of + awarenesses. There's remembering something as an image. There's remembering something as a string of + words. There's remembering the tactile feeling of something” (Minsky, 2007a).
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Minsky says there is no harm in having consciousness as a suitcase term for social purposes. When a + word has multiple meanings, that ambiguity is often very valuable, he says. “But if you're trying to + understand those processes and you've put them all in one box, then you say, where in the brain is + consciousness located? There's a whole community of scientists who are trying to find the place in the + brain where consciousness is. But if it's ‘a suitcase’ and it's just a word for many different + processes, they're wasting their time. They should try to find out how each of those processes works + and how they're related” (Minsky, 2007a).
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Philosopher Massimo Pigliucci points out that “you do not need phenomenal consciousness in order to + react to the environment. Plants do it, bacteria do it, all sorts of stuff do it.” But when it comes + to emotion, he says, “Yes, you do need consciousness – in fact, that is what an emotion is. Emotion + implies some level of internal perception of what's going on, some awareness of the phenomenal + experience” (Pigliucci, 2023a, Pigliucci, 2023b).
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Suffice it to say that the hard problem refers to phenomenal consciousness. (This is not to say, of + course, that cognitive or access consciousness is an “easy problem.”)
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To Alex Gomez-Marin, a theoretical physicist turned behavioral neurobiologist, “Ask not + what neuroscience + can do for consciousness but what consciousness can do for neuroscience.” + He laments, “When it comes to serious proposals that offer an alternative to materialism, the + mainstream has its doors wide shut … I believe the underlying issue of this debate is a + tectonic clash + about the nature of reality … In other words, the dominant physicalist paradigm can tolerate many + things (including its own internal contradictions and empirical anomalies), but not panpsychism, + idealism, dual-aspect monism, or any other view … Any nonmaterialist whiff in the consciousness + hunger games is punished. Challenge the core foundations, and you shall be stigmatized; propose a + cutting-edge new color to the walls of the old building, you will be cheered (Gomez-Marin, 2023).
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On the other hand, philosopher Simon Blackburn cautions against overinflating consciousness as a + concept. “I wouldn't try to approach it by definition,” he said. “That's going to be just a can of + worms. Leibniz said that if we could blow the brain up to the size of a mill and walk around in it, we + still wouldn't find consciousness” (Blackburn, 2012).
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To Blackburn, the hard problem is not what Chalmers says it is. “I think the really hard + problem is trying to convince ourselves that this [consciousness problem] is, as it were, an + artifact of a bad way of thinking. The philosopher who did the most to try to persuade us of that + was Ludwig Wittgenstein; the central exhibit in his armory was a thing called the private language + argument [i.e., a language understandable by only one person is incoherent]. Wittgenstein said if + you think in terms of consciousness in that classical way, we meet the problem of other minds. Why + should I think that you're conscious? I know that I am, but what about you? And if consciousness in + some sense floats free, it + might sort of just come and go all over the place. As I say, the hard problem is getting rid of the + hard problem” (Blackburn, 2012).
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Physicist-visionary Paul Davies disagrees. “Many scientists think that life and consciousness are + just irrelevant byproducts in a universe; they're just other sorts of things. I don't like that idea. + I think we're deeply significant. I've always been impressed by the fact that human beings are not + only able to observe the universe, but they've also come to understand it through science and + mathematics. And the fact that we can glimpse the rules on which the universe runs—we can, as it were, + decode the cosmic code—seems to me to point to something of extraordinary and fundamental + significance” (Davies, 2006a).
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To computer scientist-philosopher Jaron Lanier, “Fundamentally, we know very little about + consciousness and the process of doing science is best served by humility. So, until we can explain + this subjective experience, I think we should accept it as being there” (Lanier, 2007a).
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I should note that the mind-body problem is hardly the only problem in consciousness studies: there + are myriad mind-related problems. Topping the list of others, perhaps, is the problem of mental + causation: How can mental states affect physical states? How can thoughts make actions?
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Physicist Uzi Awret argues that explaining how consciousness acts on the matter of the brain to + “proclaim its existence” is just as hard as explaining how matter can give rise to consciousness. In + fact, the two questions constrain each other. (For example, must panpsychists consider phenomenal + powers and dualists kinds of interactionism?) Awret makes the insightful point that one reason the two + questions should be conjoined is that they can be complementary in the sense that explaining one makes + it harder to explain the other (Awret, 2024).
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Mental causation is an issue for every theory of consciousness: a serious one for Dualism, less of + so for monistic theories—Materialism, Monisms, Idealisms, perhaps Panpsychism-—in that everything + would be made of the same stuff. Yet, still, mental causation needs explanation. But that is not my + task here.
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While precise definitions of consciousness are challenging, almost everyone agrees that the real + challenge is phenomenal consciousness. Phenomenal consciousness is the only consciousness in this + Landscape.
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3. Philosophical tensions

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Two types of philosophical tensions pervade all efforts to understand consciousness: (i) + epistemological versus ontological perspectives, and (ii) the nexus between correlation and causation. + The former distinguishes what we can know from what really exists; they can be the same, of course, + but that determination may not be a superficial one and in fact may not be possible, in practice or + even in principle. The latter has an asymmetrical relationship in that causation must involve + correlation whereas correlation does not necessarily involve causation; the dyadic entities that + correlate might each be caused by an unknown hidden factor that just so happens to cause each of them + independently.
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In addition, there are questions about the phylogenetic + evolution of consciousness (9.10). Is it a gradual gradient, from simple single-cells seeking + homeostasis + via stimulus-response to environmental pressures, relatively smoothly up the phylogenetic + tree to human-level consciousness (as is conventional wisdom)? Or is consciousness more like a + step-function with spurts and stops? Is there a cut-off, as it were? Others, of course, maintain + that consciousness is irreducible, even fundamental and primordial.
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I give “Philosophical Tensions” its own section, however short, to stress the explanatory burden of + which every theory + of consciousness must keep cognizant: the epistemology-ontology distinction and the + correlation-causation conundrum.
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4. Surveys & typologies

+
Philosopher Tim Bayne suggests three ways to think about what consciousness is: (i) + experience, awareness and their synonyms (Nagel's “what-its-like-to-be”); (ii) paradigms and + examples, using specifics to induce the general; and (iii) initial theories to circumscribe the + borders of the concept, such that a more complete definition falls out of the theory. Examples of + (iii) are conducting surveys and organizing typologies (see below) and constructing taxonomies + (which is the intent of this + paper) (Bayne, 2007).
+
To appreciate theories of consciousness, there are superb surveys and typologies, scientific and + philosophical, that organize the diverse offerings.
+
David Chalmers offers that “the most important views on the metaphysics of consciousness can be + divided almost exhaustively into six classes,” which he labels “type A” through “type F.” The first + three (A through C) involve broadly reductive views, seeing consciousness as a physical process that + involves no expansion of a physical ontology [Materialism Theories, 9]. The other three (D through F) + involve broadly nonreductive views, on which consciousness involves something irreducible in nature, + and requires expansion or reconception of a physical ontology [D = Dualism, 15; E = Epiphenomenalism, + 9.1.2; F = Monism, 14] (Chalmers, 2003).
+
PhilPapers (David Bourget and David Chalmers, general editors) feature hundreds of papers on + Theories of Consciousness, organized into six categories: Representationalism; Higher-Order Theories + of Consciousness; Functionalist Theories of Consciousness; Biological Theories of Consciousness; + Panpsychism; Miscellaneous Theories of Consciousness (including Eliminativism, Illusionism, Monisms, + Dualism, Idealism) (Bourget and Chalmers, + PhilPapers). In presenting a case for panpsychism, Chalmers arrays and assesses materialism, + dualism and monism as well as panpsychism (Chalmers, 2016a).
+
Neuroscientist Anil Seth and Tim Bayne gather and summarize a wide range of candidate theories of + consciousness seeking to explain the biological and physical basis of consciousness (22 theories that + are essentially neurobiological) (Seth and Bayne, 2022). They review + four prominent theories—higher-order theories; global workspace theories; reentry + and predictive + processing theories; and integrated information theory—and they assert that “the iterative + development, testing and comparison of theories of consciousness will lead to a deeper + understanding of this most central of mysteries.” However, Seth and Bayne intensify the mystery by + observing, “Notably, instead of ToCs [theories of consciousness] progressively being ‘ruled out’ + as empirical data accumulates, they seem to be proliferating.” This seems telling. +
+
An engagingly novel kind of survey of the mind-body problem is an insightful (and delightfully + idiosyncratic) book by science writer John Horgan (2018). Rejecting + “hard-core materialists” who insist “it is a pseudo-problem, which vanishes once you jettison + archaic concepts like ‘the self’ and ‘free will’,” Horgan states that “the mind-body problem is + quite real, simple and urgent. You face it whenever + you wonder who you really are.” Recognizing that we can't escape our subjectivity when we try to + solve the riddle of ourselves, he explores his thesis by delving into the professional and personal + lives of nine mind-body experts. (He admits it is odd to offer “my subjective takes on my subjects' + subjective takes on subjectivity.”) (Horgan, 2019).
+
While greater understanding of the biological (and material) basis of consciousness will no doubt + be achieved, the deeper question is whether such biological understanding will be sufficient to + explain, even in principle, the essence of consciousness, ever. While most adherents at both + ends of the Landscape of Consciousness—materialists and idealists—are confident of the ultimate + vindication of their positions, others, including me, take this deeper question as remaining an open + question.
+
My high-bar attempt here is to generate a landscape that is universally exhaustive, in that + whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded in this + Landscape of theories (perhaps in multiple places)—even if we have no way, now or in the foreseeable + future, to discern it from its cohort Landscapees.
+
+
+

5. Opposing worldviews

+
At the highest level of abstraction, there are two ways to frame competing theories of + consciousness. One way pits monism, where only one kind of stuff is fundamental (though manifest in + ostensibly different forms), against dualism, where both physical and mental realms are equally + fundamental, without either being reducible to the other.11
+
There are two kinds of monism, each sitting at opposite ends of the Landscape of Consciousness: at + one end, materialism or physicalism,12 where the only real + things are products of, or subject to, the laws of physics, and can be accessed reliably and + reproducibly only by the natural sciences; and at the other end, idealism, where only the mental is + fundamental, and all else, including all physical existence, is derivative, a manifestation of the + mental. (Nondualism, from philosophical and religious traditions originating on the Indian + subcontinent, avers that consciousness and only consciousness, which is cosmic, is fundamental + and primitive. 16.1.)
+
The second way to frame opposing explanations of consciousness is simply the classic physical vs. + nonphysical distinction, though certain explanations, such as panpsychism, may blur the boundary. +
+
+
+

6. Is consciousness primitive/fundamental?

+
A first foundational question is whether consciousness is primitive or fundamental, meaning that it + cannot be totally explained by, or “reduced” to, a deeper level of reality. (“Totally” is the + operative word, because consciousness can be explained by, or reduced to, neuroscience, biology, + chemistry and physics, certainly in large part, at least.)
+
If consciousness is primitive or fundamental, we can try to explore what this means, what + alternative concepts of ultimate reality may follow—though, if this were the case, there is probably + not much progress to be made.
+
On the other hand, if consciousness is not primitive or fundamental, there is much further work to + be done and progress to be made. To begin, there are (at least) three next questions:
+
First, is consciousness “real,” or, on the other hand, is it sufficiently an “illusion,” a brain + trick, as it were, which would render consternation over the conundrum moot, if not meaningless?
+
Second, if consciousness is real (and not primitive), then since in some sense it would be + emergent, would this emergence of consciousness be “weak,” meaning that in principle it could be + explained by, or reduced to, more fundamental science (even if in practice, it could not be, for a + long time, if ever)?
+
Third, if weak emergence has insufficient resources, would this emergence of consciousness be + “strong,” meaning that it would be forever impossible to totally explain consciousness, even in + principle, by reducing it to more fundamental levels of scientific explanation (9.1.4).
+
Finally, is there an intermediate position, where consciousness was not fundamental ab initio, but + when it evolved or emerged, consciousness came to become somehow inevitable, more than an accidental + byproduct of physical processes? Some see in the grand evolution of the cosmos a process where + elements in the cosmos—or more radically, the cosmos itself—work to make the cosmos increasingly + self-aware (13.8).
+
Some founders of quantum + theory famously held consciousness as fundamental. Max Planck: “I regard consciousness as + fundamental. I regard matter as derivative from consciousness. We cannot get behind consciousness. + Everything that we talk about, everything that we regard as existing, postulates consciousness” + (The Observer, 1931a). Erwin + Schrödinger: “Although I think that life may be the result of an accident, I do not think that of + consciousness. Consciousness cannot be accounted for in physical terms. For consciousness is + absolutely fundamental. It cannot be accounted for in terms of anything else” (The Observer, 1931b). Also, + “The total number of minds in the universe is one. In fact, consciousness is a singularity phasing + within all beings.” Arthur Eddington: “when we speak of the existence of the material universe we are + presupposing consciousness.” (The Observer, 1931c). Louis de + Broglie: “I regard consciousness and matter as different aspects of one and the same thing” (The Observer, 1931d). John von + Neumann (less explicitly): "Consciousness, whatever it is, appears to be the only thing in physics + that can ultimately cause this collapse or observation." John Stewart Bell: “As regards mind, I am + fully convinced that it has a central place in the ultimate nature of reality” (Mollan, 2007).
+
Of course, consciousness as fundamental would eliminate only Materialism Theories. Compatible would + be Panpsychisms, Monisms, Dualisms and Idealisms; also, some Quantum Theories and perhaps Integrated + Information Theory. (But Materialism has substantial resources, 9.)
+
+
+

7. Identity theory

+
I take special interest in identity theory (Smart, 2007), not because I subscribe to + the early mind-brain identity theory as originally formulated, but because its way of thinking is far + more pervasive and far more elucidating than often realized (though perhaps in a way not as sanguine + as some may have hoped).
+
In PhilPapers’ Theories of Consciousness, Mind-Brain Identity Theory is classified under Biological + Theories of Consciousness. Classic mind-brain identity theory is indeed the commitment that mental + states/events/processes are identical to brain states/events/processes (Aranyosi, PhilPapers).
+
I would want to generalize this. I would want to say that any theory of + consciousness, to be complete and sufficient, must make an identity claim. Bottom line, every theory + of consciousness that offers itself as a total explanation, necessary if not always sufficient—other + than those where consciousness is fundamental—must be a kind of identity theory. I mean identity + theory in the strong sense, in the same sense that the Morning Star and the Evening Star must both be + Venus, such that if you eliminate the Morning Star you cannot have the Evening Star. (David Papineau + makes a virtue of this necessity in his mind-brain identity argument for physicalism. It doesn't + matter which specific materialist or physicalist theory—all of them, in essence, are mind-brain + identity theories [Papineau, 2020b]—9.1.9.)
+
Here's the point. There is some kind of “consciousness identity” actually happening—it is always + happening and it never changes. Something happening or existing in every sentient creature just + is consciousness.
+
+
+

8. A landscape

+
As the title suggests, the purpose of this paper is to work toward developing a landscape of + consciousness, a taxonomy of explanations and implications. The focus is ontological: what is the + essence of our inner awareness of felt experience, our perceiving, our enjoying, what we call qualia. +
+
To get an overall sense of the entire Landscape, I have three Figures: +
+
I distinguish what consciousness is ontologically from how consciousness happens operationally. The + Landscape I present is populated primarily by claims of what consciousness actually is, not how it + functions and not how it evolved over deep time (although both how it functions and how it evolved may + well reflect what it is). This is not a landscape of how consciousness emerged or its purpose or its + content—sensations, perceptions, cognitions, emotions, language—none of these—although all of these + are recruited by various explanations on offer.
+
Mechanisms of consciousness are relevant here only to the extent that they elucidate a core theory + of consciousness. For example, the “neurogeographic” debate between the “front of the head” folks—the + Global Workspace (9.2.3) and Higher-Order (9.8.3) theorists—and the “back of the head” folks—the + Integrated Information (4) and Recurrent Processing (9.8.2) theorists—is essential for a complete + neurobiological explanation of consciousness (Block, 2023, pp. 417–418), but it is of + only mild interest for an ontological survey of the Landscape. If the Global Workplace suddenly + shifted to the back of the head, and Integrated Information to the front, would the “trading-places” + inversion make much ontological difference?
+
Traditionally and simplistically, the clash is between materialism/physicalism and dualism or + idealism; such oversimplification may be part of the problem—other categories and subcategories have + standing.
+
The alternative theories of consciousness that follow come about via my hundreds of conversations + and decades of readings and night-musings. I array 10 categories of explanations or theories of + consciousness; all but one present multiple specific theories; only Materialism has subcategories. + (There are many ways to envision a landscape, of course, and, as a result, many ways to array + theories. I claim no privileged view.)
+
Here are the 10 primary categories of explanations or theories: Materialism Theories (with many + subcategories); Non-Reductive Physicalism; Quantum + Theories; Integrated Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous + and Altered States Theories; Challenge Theories.
+
It is no surprise that Materialism Theories have by far the largest number of specific theories. It + is the only category with a three-level organization: there are 10 subcategories under Materialism, + each housing seven to 14 specific theories. This makes sense in that there are more ways to explain + consciousness with neurobiological and other physical models than with non-neurobiological and + non-physical models, and also in that the challenge for materialism is to account for how the physical + brain entails mental states (and there are increasingly innovative and diverse claims to do so).
+
There is obvious overlap among categories and among theories within categories, and it is often + challenging to pick distinguishing traits to classify theories in such a one-dimensional, artificial + and imposed typology. For example, one can well argue that Non-Reductive Physicalism, Quantum + Theories, and perhaps even Integrated Information Theory and Panpsychisms, are all, in essence, + Materialism Theories, in that they do not require anything beyond the physical world (whether in + current or extended form). I break out these categories because, in recent times, each has developed a + certain independence, prominence and credibility (at least in the sense of the credulity of + adherents), and because they differ sufficiently from classic Materialism Theories, exemplified by neurobiological + mechanisms.
+
In addition, the ideas of epiphenomenalism, functionalism and emergence, and the mechanisms of + prediction and language + models, while themselves not specific explanations of consciousness, represent core + concepts in philosophy + of mind that can affect some explanations and influence some implications.
+
Some would impose an “entrance requirement” on the Landscape, such that theories admitted need be + “scientific” in the sense that the scientific method should be applicable, whether in a formal + Popperian falsification sense or with a weaker verification methodology. I do not subscribe to this + limitation, although we must always distinguish between science and philosophy, along with other + potential forms of knowledge. (My quasi-“Overton Window” of consciousness—the range of explanatory + theories I feel comfortable presenting, if not propounding—may be wider than those of others, whether + physicalists or nonphysicalists13 [Birth, 2023]. One reason for my wider + window is the unsolicited theories of consciousness I receive on Closer To Truth, some of + which I find intriguing if not convincing.)
+
The Landscape itself, as a one-dimensional typology, is limited and imperfect decisions must be + made: which theories to include and which not; where to classify; what is the optimal order; whether + to append a possessive name to the theory's title; and the like. I've tried to include all the + well-known theories and an idiosyncratic selection of lesser-known theories that have some aspects of + originality, rationality, coherence, and, well, charm. In addition, a few theories reflect the beliefs + of common people, or the interests of Closer To Truth viewers, though largely dismissed by + the scientific and philosophical communities. Some theories some think bizarre, “fabulous” in the + original meaning of the word: “mythical, celebrated in fable.” All reflect the imaginations of the + human mind driven by a quest to know reality. Please do not take the unavoidable appearance of visual + equality among theories as indicating their truth-value equivalence (or, for that matter, my personal + opinion of them).
+
Neuroscientist Joseph LeDoux (9.8.5; 9.10.2), noting “the broad nature” of the Landscape (on + reviewing an early draft), suggests that “The Sniff Test” might be relevant. (He uses The Sniff Test + to assess the strong AI view substituting “consciousness” for “intelligence” [LeDoux, 2023a, p. 301.]) I'm all + for imposing an olfactory hurdle for theories of consciousness (recognizing that olfactory + bulbs do differ).
+
Readers may well have corrections and additions, which I welcome. The Landscape is a + work-in-process and I look forward to feedback so it can be extended and improved.
+
Once again, the rough flow of the theories arraying the Landscape of Consciousness—as per my + idiosyncratic approach—is on a rough, arbitrarily linear, physicalism-nonphysicalism spectrum from, to + begin with, most physical, and to end with, most nonphysical (or least physical) (Fig. 1, Fig. 2, Fig. 3).
+
+
+

9. Materialism theories

+
Materialism is the claim that consciousness is entirely physical, solely the product of biological + brains, and all mental states can be fully “reduced” to, or wholly explained by, physical + states—which, at their deepest levels, are the fields and particles of fundamental physics. In short, + materialism, in its many forms and flavors, gives a completely physicalist account of phenomenal + consciousness.
+
Overwhelmingly for scientists, materialism is the prevailing theory of consciousness. To them, the + utter physicality of consciousness is an assumed premise, supported strongly by incontrovertible + empirical evidence from neuroscience (e.g., brain impairment, brain stimulation). This is “Biological + Naturalism,” as exemplified by philosopher John Searle (Searle, 2007a, 2007b). It is a view, to a first + approximation, that promises, if not yet offers, a complete solution to Chalmers's hard problem.14
+
To neuroscientist Susan Greenfield, the nonmaterialist view that consciousness might be irreducible + is “‘a get-out-of-jail-for-free card’, that is to say, whatever I did, whatever I showed you, whatever + experiments I did, whatever theories I had in brain terms, you could always say ‘consciousness has the + extra thing,’ and this extra thing is the thing that really counts and is something that we brain + scientists can't touch.” She adds, “If reduction is a ‘dirty word,’ we can say explicable, + interpretable, or understandable,” but explaining consciousness must be always and solely in brain and + body terms (Greenfield, 2012).
+
Compared to some of the consciousness-as-primary theories that follow, Materialism Theories can be + counted as deflationary (which doesn't make them wrong, of course, or even unexciting). To physicist + Sean Carroll, consciousness is “a way of talking about the physical world, just like many other ways + of talking. It's one of these emergent phenomena that we find is a useful way of packaging reality, so + we say that someone is conscious of something that corresponds to certain physical actions in the real + world.” Carroll is unambiguous: “I don't think that there is anything special about mental properties. + I don't think there's any special mental realm of existence. I think it's all the physical world and + all the manifold ways we have of describing it” (Carroll, 2016).
+
Nobel laureate biologist Gerald Edelman agrees. He does not consider the real existence of qualia + to be an insurmountable impediment to a thoroughly materialistic theory of consciousness. “To expect + that a theoretical explanation of consciousness can itself provide an observer with the experience of + ‘the redness of red’ is to ignore just those phenotypic properties and life history that enable an + individual animal to know what it is like to be such an animal. A scientific theory cannot presume to + replicate the experience that it describes or explains; a theory to account for a hurricane is not a + hurricane. A third-person description by a theorist of the qualia associated with wine tasting can, + for example, take detailed account of the reported personal experiences of that theorist and his human + subjects. It cannot, however, directly convey or induce qualia by description; to experience the + discriminations of an individual, it is necessary to be that individual” (Edelman, 2003). While Edelman's honest + assessment may give Materialism Theories their best shot, many remain unpersuaded. After all, still, + we wonder: what are qualia? Literally, what are they!
+
Even among philosophers, a majority are physicalists (but just barely). In their 2020 survey of + professional philosophers, Bourget and Chalmers report 51.9% support Physicalism; 32.1%, + Non-physicalism; and 15.9%, Other (Bourget and Chalmers, 2023; Bourget and Chalmers, 2014).
+
Chalmers provides “roughly three ways that a materialist might resist the epistemic arguments” by + mitigating the epistemic gap between the physical and phenomenal domains, where “each denies + a certain sort of close epistemic relation between the domains: a relation involving what we can know, + or conceive, or explain.” According to Chalmers, “A type-A materialist denies that there is the + relevant sort of epistemic gap. A type-B materialist accepts that there is an unclosable epistemic + gap, but denies that there is an ontological gap. And a type-C materialist accepts that there is a + deep epistemic gap, but holds that it will eventually be closed” (Chalmers, 2003).
+
A subtle way to think about Materialism Theories recruits the concept of “supervenience” in that + “the mental supervenes on the physical” such that there cannot be a change in the mental without there + being a change in the physical. One such subtlety is the modal force of the connection or dependency, + parsing among logical necessity, metaphysical necessity, factual or empirical necessity, as well as + among explanation, entailment, grounding, reduction, emergence, ontological dependence, and the like. + For this Landscape of explanations of consciousness, we leave “supervenience” to others (McLaughlin and Bennett, 2021).
+
Similarly, the relationship between introspection and consciousness is an intimate one, linking the + epistemology of self-knowledge with the metaphysics of mind. For several theories of consciousness, + introspection is essential (e.g., neurophenomenology, 9.6.4 and 9.6.5), though for most, it is a + non-issue (Smithies and Stoljar, 2012).
+
Two major theories of consciousness are Integrated Information Theory and Global Workspace Theory. + Both are important, of course, and perhaps by situating them on the Landscape, they can be evaluated + from different perspectives. In what may reflect my personal bias, I situate Global Workspace Theory + under Materialism's Neurobiological Theories, while giving Integrated Information Theory its own + first-order category. (This reflects my sense of the nature of their mechanisms, not my opinion of the + truth of their claims.)
+
I group Materialism Theories into ten subcategories: Philosophical + Theories, Neurobiological Theories, Electromagnetic + Field Theories, Computational and Informational Theories, Homeostatic and Affective + Theories, Embodied and Enactive Theories, Relational + Theories, Representational Theories, Language Relationships, and Phylogenetic + Evolution.
+
While many of the following theories under Materialism Theories proffer to explain what happens in + consciousness, or what causes consciousness, in that they describe alternative critical processes in + generating consciousness, the question always remains, are they even acknowledging, much less + addressing, the question of what consciousness actually is?
+
In picking out multiple materialist theories and principles, many overlap or nest, obviously, but + by presenting them separately, I try to tease out emphasis and nuance. The list cannot be exhaustive. +
+
+

9.1. Philosophical Theories

+
Philosophical theories combine relevant fundamental principles for theories of consciousness with + framing of the mind-body problem and philosophical defenses of Materialism.
+
+

9.1.1. Eliminative materialism/illusionism

+
Eliminative Materialism is the maximalist physicalist position that our common-sense view of + the mind is misleading and that consciousness is in a kind of illusion generated by the brain—a + contingent, evolutionary, inner adaptation that enhanced fitness and reproductive success. This + deflationary view of consciousness is associated with philosophers Patricia Churchland (1986), Paul Churchland (1981), Daniel Dennett (1992), Keith Frankish (2022), and others, though + their views are often distorted and caricatured.
+
Paul Churchland defines “eliminative materialism” forcefully as “the thesis that + our common-sense conception of psychological + phenomena constitutes a radically false theory, a theory so fundamentally defective that + both the principles and the ontology of that theory will eventually be displaced, rather than + smoothly reduced, by completed neuroscience.” Our third-person understanding and even our + first-person introspection, Churchland says, “may then be reconstituted within the conceptual + framework of completed neuroscience, a theory we may expect to be more powerful by far than + the common-sense psychology it displaces” He applauds “the principled displacement of + folk + psychology … [as] one of the most intriguing theoretical displacements we can currently + imagine” (Churchland, 1981).
+
Patricia Churchland's path-setting 1986 book, Neurophilosophy, places the + mind-body problem within the wider context of the philosophy + of science and argues for a complete reductionist account of consciousness founded on + neurobiology + (Churchland, 1986). Indeed, + “neurophilosophy" is the proffered name of a new discipline that is to be guided by Churchland's + “unified theory of the mind-brain,” for which her "guiding aim” is to develop “a very general + framework” (Stent, 1987). She founds her + approach on two principles: the progress of neuroscience in addressing mental states, and the + recognition by many philosophers that philosophy is no longer “an a priori discipline in which + philosophers can discover the a priori principles that neuroscientific theories had better honor + on peril of being found wrong.”
+
That there remain philosophers who persist in arguing that the mind goes beyond the brain—they + reject reductionism “as unlikely—and not merely unlikely, but as flatly preposterous"—Churchland + attributes to persistent traditions of folk myths. To discover our true nature, she implores, “we + must see ourselves as organisms in Nature, to be understood by scientific methods and means” (Churchland, 1986). She rejects the + anti-reductionist weapon of “emergence” as being “of little explanatory value” (Stent, 1987).
+
Dennett argues that qualia—the qualitive features of phenomenal consciousness—which he notes + (with a smile) compel philosophers to develop outlandish theories, are illusory and incoherent + (9.4). To neuroscientist Michael Graziano, it's not that consciousness doesn't exist or that we + are fooled into thinking we have it when we don't. Instead, eliminative materialism likens + consciousness to the illusion created for the user of a human-computer interface such that the + metaphysical properties we attribute to ourselves are wrong15 (Graziano, 2014, 2019a, 2019c).
+
In spite of the word “illusion” (see below). its proponents do not actually deny the reality of + the things that compose what Wilfrid Sellars famously called “the manifest image”—thoughts, + intentions, appearances, experiences—which he distinguished from “the scientific image” (Sellars, 1962). The things we see + and hear and interact with are, according to Dennett, “not mere fictions but different + versions of what actually exists: real patterns” (Dennett, 2017). The + underlying reality, however—what exists in itself and not just apparently for us or for other + creatures—is truly represented only by the scientific image, which must be expressed + ultimately in the language of physics, chemistry, molecular + biology, and neurophysiology. +
+
Picking up on analogies in Dennett's work, as he puts it, Keith Frankish proposed the term + “illusionism,” which has been adopted for the view that consciousness does not involve awareness + of special “phenomenal” properties and that belief in such properties is due to an introspective + illusion. Frankish concludes: “Considered as a set of functional processes—a hugely complex + informational and reactive engagement with the world—it is perfectly real. Considered as an + internal realm of phenomenal properties or what-it-is-likenesses, it is illusory” (Frankish, 2022).
+
Although what we see and hear, for all the world, seems precisely what really exists, ringing + in our ears and stars in our eyes undermine our realist folk + psychology. (Personally, I have my own unambiguous proof. With my normal left eye, I + see a light bulb as a single point of light; with my right eye, afflicted with advanced keratoconus, + I see about 100 points of skewed, smeared light.)
+
Another approach claiming that there is no phenomenal consciousness draws on arguments + from Buddhist philosophy + of mind to show that the sense that there is this kind of consciousness is an instance of + cognitive illusion. As articulated by Jay Garfield, “there is nothing 'that it is like' to be + me. To believe in phenomenal consciousness or 'what-it's-like-ness' or 'for-me-ness' is to + succumb to a pernicious form of the Myth of the Given.” He argues that “there are no good + arguments for the existence of such a kind of consciousness” (Garfield, 2016).
+
The fact that some deny the existence of experience, says philosopher Galen Strawson, should + make us “feel very sober, and a little afraid, at the power of human credulity.” This particular + denial, he says with flourish, “is the strangest thing that has ever happened in the whole history + of human thought, not just the whole history of philosophy” (Strawson, 2009).
+
While dismissing eliminative materialism and illusionism might at first seem obviously right, a + prima facie case, I'd not so quickly jump to that conclusion: it could self-limit the awareness of + subtleties and the nature of boundaries in the hunt for consciousness.
+
+
+

9.1.2. Epiphenomenalism

+
In epiphenomenalism, consciousness is entirely physical, solely the product of biological + brains, but mental states cannot be entirely reduced to physical states (brains or otherwise), and + mental states have no causal powers. Constrained by the “causal closure of the physical,” the + mind, whatever else it might be, is entirely inert: our awareness of consciousness is real, but + our sense of mental causation is not. Consciousness is still a kind of illusion or trick in that + there is no “top-down causation”; our sense that our thoughts can cause things is mistaken. In + this manner, epiphenomenalism is a weaker form of non-reductive physicalism (10). All conscious + mental events, including conscious perceptions, involve unconscious processing. The classic + analogy for consciousness as an epiphenomenon is “foam on an ocean wave:” always there, apparently + active, but never really doing anything.
+
More formally, epiphenomenalism holds that phenomenal properties are ontologically distinct + from physical properties, and that the phenomenal has no effect on the physical. Physical states + cause phenomenal states, but not vice versa. The arrow of psychophysical causation points in only + one direction, from physical to phenomenal (Chalmers, 2003). This makes + epiphenomenalism a weak form of Dualism (15), but by affirming the complete causal closure of the + physical, it well deserves its spot in Materialism Theories.
+
Apparent support for consciousness epiphenomenalism comes from the famous Libet experiment, + which demonstrated that brain activity associated with a voluntary movement (“readiness + potential”) precedes conscious experience of the intention to make that movement by several + hundred milliseconds (Frith and Haggard, 2018). The + implication is that the brain, rather than conscious “free will”, initiates voluntary acts. + Studied extensively, the Libet readiness + potential data are reproducible and robust under diverse experiment designs. However, its + theoretical and methodological foundations have been challenged (Gholipour, 2019), particularly + with respect to stochastic noise in brain, the spontaneous fluctuations in neuronal + activity (Schurger et al., 2012).
+
Epiphenomenalism highlights the need to recognize that the search for a metaphysical theory of + consciousness must integrate a theory of mental causation, which in turn must deal with the + epistemic problem of self-knowledge. In epiphenomenalism, the integration is obvious because the + lack of mental causation is its primary feature. In other theories of consciousness, mental + causation will be less obvious but perhaps no less important.
+
Daniel Stoljar notes that if phenomenal consciousness would be “merely an epiphenomenon with no + causal force,” perhaps “this will end up being the best option for dualism 2.0 (15.10), despite + its being counterintuitive—after all, it certainly seems to us that our phenomenally conscious + states causally matter. But any view on the problem of consciousness is likely going to have to + embrace some counterintuitive result at some point” (Kind and Stoljar, 2023, p. 55). +
+
Parallelism, a similar but less popular theory than epiphenomenalism, holds that physical + events entirely cause physical events and mental events entirely cause mental events, but there is + no causal connection between physical and mental worlds in either direction. But if no connection, + what would maintain such perfect correspondences? It is no challenge to discern why parallelism is + less popular.
+
+
+

9.1.3. Functionalism

+
Functionalism in philosophy + of mind is the theory that functions are dispositive—activities, roles, results, + outputs—mediums are not. What's critical is how mental states work, not in what substrates + mental states are found (Levin, 2023). Mental states are not + dependent on their internal constitutions, what they are, but rather only on their outputs or + roles, what they do. As long as the functions (activities) are conducive to creating + consciousness, it does not matter whether the substrates are neural tissue or computer chips or + any form of matter that can instantiate information.
+
Ned Block defines functionalism as the theory that “mental states are constituted + by their causal + relations to one another and to sensory + inputs and behavioral outputs.” Functionalism can be appreciated, he says, by attending to + “artifact concepts like carburetor and biological concepts like kidney. What it is for something + to be a carburetor is for it to mix fuel and air in an internal combustion + engine—carburetor is a functional concept. In the case of the kidney, the scientific + concept is functional—defined in terms of a role in filtering the blood and maintaining certain + chemical balances” (Block, 1980; Block, 2007b).
+
Block gives the functionalist answer to the perennial question, “What are mental states?”, + stating simply that “mental states are functional states.” The significance of this simple + identity is precisely this simple identity. Thus, he says, “theses of metaphysical functionalism + are sometimes described as functional state identity theses” (Block, 1980; Block, 2007b).
+
Block explores the relationship between functionalism and reductive physicalism. “The + first step in a reductive physicalist enterprise,” + he says, “is to functionally characterize the property to be reduced and the second step is to + find the physical property that fills the functional role. Reductive physicalism is true for the + mind if both steps can always be carried out.” Block makes the at-first counterintuitive claim + that reductive physicalism and functionalism are “incompatible rivals,” explaining that when + understood as metaphysical theses, “appearances to the contrary stem from failure to + sufficiently appreciate the upshot of the difference between metaphysics and ontology”—in that + functionalism is agnostic on the existence of nonphysical substances (Block, 2008).
+
David Chalmers uses a silicon-chip-replacement thought + experiment to support a functional approach to consciousness.16 “When experience arises + from a physical system,” he says, “it does so in virtue of the system's functional + organization.” The thought experiment replaces brain neurons with microchips that can + duplicate 100% of the neuron's functions, and to do so slowly, even one by one. (That such + technology is fiendishly complex is irrelevant.) The question is, what happens to one's conscious + experience, one's qualia? Would it gradually wink or fade out? Chalmers says no: the conscious + experience, the qualia, would not change—there would be no difference at all. This result would + support Chalmers's “principle of organizational invariance, holding that experience is + invariant across systems with the same fine-grained functional organization” (Chalmers, 1995a). Not everyone + agrees, of course (Block, 2023; Van Heuveln et al., 1998).
+
Computational functionalism goes further and commits to the thesis that performing computations + of a particular, natural and likely discoverable kind is both necessary and sufficient for + consciousness in general and ultimately for human-level consciousness (and perhaps for speculative + higher forms of consciousness). Whether consciousness is indeed computational elicits probative + and profound debate (e.g., Penrose, 1999; 1996).
+
Functionalism with respect to consciousness is more an overarching principle, a way of + thinking, than a proffered model, a claimed explanation on its own. Functionalism can apply in + many Materialist Theories and it is often assumed as an a priori premise. Functionalism is the + theoretical foundation of “virtual immortality,” the theory that the fullness of our mental selves + can be uploaded with first-person perfection to non-biological media, so that when our mortal + bodies die our mental selves will live on (Kuhn, 2016a). (See Virtual + Immortality.)
+
+
+

9.1.4. Emergence

+
Emergence is the claim that qualitatively new, even radically novel properties in biological + systems and psychological states arise from physical properties governed entirely by the laws of + physics. The re-emergence of emergence in the sciences, where whole entities are, or seem to be, + more than the sum of all their parts, has been controversial, its assessment ranging from trivial + and distracting to radical and revolutionary (Clayton and Davies, 2008). Emergence + in the study of consciousness is especially foundational, more as a basic principle undergirding + and enhancing various theories than as a specific theory in its own right.
+
Emergence, according to Paul Davies, means that “at each level of complexity, new and often + surprising qualities emerge that cannot, at least in any straightforward manner, be attributed to + known properties of the constituents. ln some cases, the emergent quality simply makes no sense + when applied to the parts. Thus water may be described as wet, but it would be meaningless to ask + whether a molecule of H2O is wet” (Davies, 2008). Moreover, it could + seem astonishing that the properties of two common gases, hydrogen and oxygen, can combine to form + a liquid that is wet and a solid that expands when cooled. Yet, physics and physical chemistry can + explain all of this, in terms of atomic structures and bonding angles.
+
Emergence can be appreciated in contrast with its mortal conceptual rival: reductionism. + Reductionism is mainstream science, the bedrock assumption of the scientific method: All, in + principle, can be explained by physics, even if all, in practice, cannot be.
+
Davies defines “ontological reductionism” as the state of affairs where all reality “is, in the + final analysis, nothing but the sum of the parts, and that the formulation of concepts, theories, + and experimental procedures in terms of higher-level concepts is merely a convenience.” (He + distinguishes “methodological reductionism,” where reductionism is a “fruitful methodology,” from + “epistemological reductionism” where all we can know is that reductionism works by explaining one + scientific level in terms of lower or more fundamental levels, without making any claim on + ultimate reality.) (Davies, 2008).
+
But “for emergence to be accepted as more than a methodological convenience—that is, for + emergence to make a difference in our understanding of how the world works,” Davies argues that + “something has to give within existing theory.” Davies himself has been a leader in “a growing + band of scientists who are pushing at the straitjacket of orthodox causation to 'make room' for + strong emergence (see below), and although physics remains deeply reductionistic, there is a sense + that the subject is poised for a dramatic paradigm shift in this regard” (Davies, 2008).
+
To make sense of emergence, we distinguish between its “weak” and “strong” forms. In its weak + form, while it may not be apparent how the properties of one level can be entirely explained by + the properties of a lower, more fundamental level, in principle, they can be explained, and + ultimately, science will advance to explain them.
+
In its strong form, properties at one level can never be explained in terms of properties + of lower levels, not even in principle, no matter how ultimate the science. As Davies explains, + “Strong emergence is a far more contentious position, in which it is asserted that the + micro-level principles are quite simply inadequate to account for the system's behaviour + as a whole. Strong emergence cannot succeed in systems that are causally closed at the + microscopic level, because there is no room for additional principles to operate that are not + already implicit in the lower-level rules.” He posits only three “loopholes”: the universe is an + open system, non-deterministic quantum mechanics, and computational imprecision at fundamental + levels—all three have obvious problems, which is why they are “considered unorthodox departures + from standard physical theory” (Davies, 2008).
+
David Chalmers says that “a high-level phenomenon is strongly emergent with respect to + a low-level domain when the high-level phenomenon arises from the low-level domain, but truths + concerning that phenomenon are not deducible even in principle from truths in the + low-level domain.” He distinguishes a high-level phenomenon that is “weakly emergent with + respect to a low-level domain when the high-level phenomenon arises from the low-level domain, but + truths concerning that phenomenon are unexpected given the principles governing the low-level + domain” (Chalmers, 2008).
+
Strong emergence, Chalmers contends, has “radical consequences,” such that “If there are + phenomena that are strongly emergent with respect to the domain of physics, then our conception of + nature needs to be expanded to accommodate them. That is, if there are phenomena whose existence + is not deducible from the facts about the exact distribution of particles and fields throughout + space and time (along with other laws of physics), then this suggests that new fundamental laws of + nature are needed to explain these phenomena” (Chalmers, 2008).
+
By contrasting strong and weak emergence, Chalmers sets the stage to enact the grand epic of + consciousness. “In a way, the philosophical morals of strong emergence and weak emergence are + diametrically opposed. Strong emergence, if it exists, can be used to reject the physicalist + picture of the world as fundamentally incomplete. By contrast, weak emergence can be used to + support the physicalist picture of the world, by showing how all sorts of phenomena that might + seem novel and irreducible at first sight can nevertheless be grounded in underlying simple laws” + (Chalmers, 2008).
+
Chalmers is not shy: “I think there is exactly one clear case of a strongly emergent + phenomenon, and that is the phenomenon of consciousness.” He suggests that “the lawful connection + between physical processes and consciousness is not itself derivable from the laws of physics but + is instead a further basic law or laws of its own. The laws that express the connection between + physical processes and consciousness are what we might call fundamental psychophysical laws” (Chalmers, 2008).
+
The challenge of strong emergence, especially in consciousness, is a deep probe of not only how + the mind works but also how the world works. Its influence is felt all along the Landscape of + Consciousness.
+
+
+

9.1.5. Mind-brain identity theory

+
As noted, mind-brain identity theory holds that states and processes of the mind are identical + to states and processes of the brain (Smart, 2007) and as such can be + considered the exemplar of materialism. Early on, in the mid-20th century, mind-brain identity + theory had been a leader as an explanation of consciousness, but today, in its original form, it + is no longer a major contender. Though the original identity theory has evolved in a kind of arms + race with critics, it is generally considered undermined by various objections, the most common + being multiple realizability (Aranyosi, PhilPapers).
+
+
+

9.1.6. Searle's biological naturalism

+
“Biological Naturalism” is the name philosopher John Searle gave to a neurobiological solution + to the mind-body problem. His approach is to ignore the mind-body problem's philosophical history + and focus on “what you know for a fact.” He starts with a mundane, working definition of + consciousness: “Conscious states are those states of awareness, sentience or feeling that begin in + the morning when we wake from a dreamless sleep and continue throughout the day until we fall + asleep or otherwise become ‘unconscious’” (Searle, 2007b; Searle, 2014a).
+
Searle identifies four essential features of consciousness: “1. Conscious states, so defined, + are qualitative, in the sense that there is a qualitative feel to being in any particular + conscious state …. 2. Such conscious states are also ontologically subjective in the sense that + they only exist as experienced by a human or animal subject …. 3. Furthermore, a striking fact, at + any moment in your conscious life, all of your conscious states are experienced by you as part of + a single unified conscious field …. 4. Most, but not all, conscious states are intentional, in the + philosopher's sense that they are about, or refer to, objects and states of affairs.”17
+
Next is crucial: “The reality and irreducibility of consciousness: Conscious states, so + defined, are real parts of the real world and cannot be eliminated or reduced to something else.” + This means that one cannot do an ontological reduction of consciousness to more fundamental + neurobiological processes, because, as stated, consciousness has a subjective or a first-person + ontology, while the neurobiological causal basis of consciousness has an objective or third person + ontology (Searle, 2007b).
+
The causal reducibility of consciousness leads to Searle's major move: “The neuronal basis of + consciousness: All conscious states are caused by lower-level brain processes.” Not knowing all + the details of exactly how consciousness is caused by brain processes casts “no doubt that it is + in fact.” Searle asserts with confidence, “The thesis that all of our conscious states, from + feeling thirsty to experiencing mystical ecstasies, are caused by brain processes is now + established by an overwhelming amount of evidence (Searle, 2007b). (Others, of course, + disagree.)
+
Finally, Searle's two-point conclusion: (i) The neuronal realization of consciousness: All + conscious states are realized in the brain as higher level or system features, and (ii) The causal + efficacy of consciousness: Conscious states, as real parts of the real world, function causally + (Searle, 2007b).
+
Searle celebrates the fact that his approach to consciousness does not mention any of the + usual-suspect theories, such as dualism, materialism, epiphenomenalism, or any of the rest of + them. He argues that “if you take seriously the so-called ‘scientific worldview’ and forget about + the history + of philosophy,” the views he puts forth are “what you would come up with.”
+
Searle explains the name with which he “baptized this view,” Biological Naturalism. + “‘Biological’ because it emphasizes that the right level to account for the very existence of + consciousness is the biological level … [given] we know that the processes that produce it are + neuronal processes in the brain. ‘Naturalism’ because consciousness is part of the natural world + along with other biological + phenomena such as photosynthesis, + digestion or mitosis, and the explanatory apparatus we need to explain it we need anyway to + explain other parts of nature.”
+
Searle responds to critics of Biological Naturalism, striking at a key objection. “Sometimes + philosophers talk about naturalizing consciousness and intentionality, but by ‘naturalizing’ they + usually mean denying the first person or subjective ontology of consciousness. On my + view, consciousness does not need naturalizing: It already is part of nature and it is part of + nature as the subjective, qualitative biological part” (Searle, 2007a, 2007b).
+
+
+

9.1.7. Block's biological reductionism

+
Philosopher Ned Block represents a majority of philosophers (and a large majority of + scientists) who hold that “phenomenal consciousness is reducible to its physical basis.” (Block, 2023, p. 445; Block, 2007a). The best + candidates for this reduction, he says, involve neurobiology. + “For example, in the creatures that seem to have consciousness (e.g., primates, octopi), + neurons operate via electrical signals triggering the release of neurotransmitters, + and the neurotransmitters + in turn engender further electrical signals. Neurons operate in a chemical soup, with direct + effects from one neuron to another mediated by chemicals. The release of chemicals is not + confined to the synapse but can also happen in dendrites” (Block, 2023, p. 446).
+
These propagating neurophysiological sparks and diffusing neurochemical transmitters compose a + magnificently complex and integrated system that carries and conveys meaning. Block appeals to + “this electrochemical nature of known cases of consciousness as an example of a candidate for + neurobiological reduction of consciousness.”
+
To Block, “the border between seeing and thinking” provides insight into consciousness and + helps adjudicate best theories (Block, 2023). He + highlights this "joint in nature" between perception and cognition and advocates its study for + demystifying the mind. He argues against theories of consciousness that focus on prefrontal + cortex, arguing that perceptual consciousness does not require cognitive + processing.
+
+
+

9.1.8. Flanagan's constructive naturalism

+
To philosopher Owen Flanagan, “consciousness is neither miraculous nor terminally mysterious,” + and he argues that “it is possible to understand human consciousness in a way that gives its + subjective, phenomenal aspects their full due, while at the same time taking into account the + neural bases of subjectivity.” The result, he says, “is a powerful synthetic theory of + consciousness, a ‘constructive naturalism,’ according to which subjective consciousness is real, + plays an important causal role, and resides [without residue] in the brain” (Flanagan, 1993).
+
The “constructive naturalistic theory” that Flanagan sketches is “neurophilosophical” in + that “it tries to mesh a naturalistic metaphysic of mind with our still sketchy but maturing + understanding of how the brain works.” It pictures consciousness “as a name for a heterogeneous + set of events and processes that share the property of being experienced. Consciousness is taken + to name a set of processes, not a thing or a mental faculty.” The theory is neo-Darwinian, he + says, “in that it is committed to the view that the capacity to experience things evolved via + the processes responsible for the development of our nervous + system.” The theory, he stresses, “denies that consciousness is as consciousness seems at + the surface.” Rather, consciousness has a complex structure, and getting at it requires + “coordination of phenomenological, psychological, and neural analyses” (Flanagan, 1993).
+
Flanagan explains that “there is no necessary connection between how things seem and how they + are … [and] we are often mistaken in our self-reporting, including in our reporting about how + things seem.” This is why he cautions that phenomenology might do “more harm than good when it + comes to developing a proper theory of consciousness, since it fosters certain illusions about the + nature of consciousness” (Flanagan, 1993).
+
“The most plausible hypothesis,” Flanagan states, “is that the mind is the brain, a Darwin + machine that is a massively well-connected system of parallel processors interacting with each + other from above and below, and every which way besides.” It is no wonder, he says, that “meaning + holism is + true, that we somehow solve the frame problem, and that my belief that snow is white is realized + quite possibly in a somewhat different way in my brain than the same belief is realized in yours.” +
+
Flanagan addresses “the gap between the first-person way in which conscious mental life reveals + itself and the way it is, or can be described, from an objective point of view” by asserting + bluntly, “mind and brain are one and the same thing seen from two different perspectives. The gap + between the subjective and the objective is an epistemic gap, not an ontological gap.” Indeed, he + claims, “it is precisely the fact that individuals possess organismic integrity that explains why + subjectivity accrues first-personally” (Flanagan, 1993).
+
As a physicalist, Flanagan recognizes the role of emergence, that “there are emergent natural + properties that, despite being obedient to the laws of physics, are not reducible to physics" (Flanagan, 2003). He rejects + epiphenomenalism, where “conscious thought plays no role in the execution of any act.” The sense + that we control our actions is real, not illusion, but the mechanism is all brain-bound; for + example, an idea originating in the prefrontal + cortex that calls up information or memories from parietal association + cortex (Campbell, 2004).
+
To Flanagan, the “really hard problem” is finding “meaning in a material world” (Flanagan, 2007). To this end, + he explores “neuroexistentialism,” the condition “caused by the rise of the scientific authority + of the human + sciences and a resultant clash between the scientific and the humanistic image of persons" + (Flanagan and Caruso, 2018).
+
+
+

9.1.9. Papineau's mind-brain identity

+
Philosopher David Papineau argues for neurobiological physicalism with his theory of unabashed, + robust, fundamental mind-brain identity. It is an important argument, with implications for all + materialist theories (Papineau, 2020b).
+
In constructing the argument, one of Papineau's intuitions is that “there seems no immediate + reason why consciousness should be singled out as posing some special puzzle about its relation to + the rest of reality”—given that “reality contains many different kind of things, biological, + meteorological, chemical, electrical, and so on, all existing alongside each other, and all + interacting causally in various ways” (Papineau, 2020b).
+
One Papineau premise is that while we feel “conscious mind influences non-conscious matter, by + controlling bodily behaviour, and similarly that matter influences mind, giving rise to sensory + experiences, pains and other conscious mental states,” the “compelling argument … against this + kind of interactionist stance … derives from the so-called ‘causal closure of the physical’ … the + physical realm seems causally sufficient unto itself.”
+
Papineau notes that we remain puzzled about why brain states give rise to mental states “in a + way that we don't feel puzzled about why NaCl gives rise to salt, or electrical discharges to + lightning.” He attributes our puzzlement—the “explanatory gap” of consciousness—to the + psycho-social fact that “we find it hard to escape the spontaneous dualist thought that the + feeling and the physical state are not one thing, but two different states that somehow invariably + accompany each other” (Papineau, 2020b).
+
Given this, Papineau says, “our knowledge of mind-brain identities can only be based on some + kind of a posteriori abductive inference, rather than a principled a priori demonstration that a + certain physical state fills some specified role. For example, we might observe that pains occur + whenever prefrontal nociceptive-specific neurons fire, and vice versa; we might also note that, if + pains were the firing of nociceptive-specific neurons, then this would account for a number of + other observed facts about pain, such as that it can be caused by trapped nerves, and can be + blocked by aspirin; and + we might conclude on this basis that pains are indeed identical to the firing of + nociceptive-specific neurons.” Papineau singles out “the peculiarly direct nature of our concepts + of conscious states” as what “stops us deriving mind-brain identities a priori from the physical + facts.”
+
In exploring the basis of identity claims, Papineau states “it can only be on the basis of an + abductive inference from direct empirical evidence, such as that the two things in question are + found in the same places and the same times, and are observed to bear the same relations to other + things, not because we can deduce the identities a priori from the physical facts.” His examples + include “Cary Grant = Archie Leach”, and “that dog = her pet.” “Why shouldn't this same way of + thinking be applied to consciousness, he asks?” (Papineau, 2020b).
+
Because, he answers, “even after we are given all the abductive evidence, we still find + mind-brain identity claims almost impossible to believe. We cannot resist the dualist conviction + that conscious feelings and the physical brain states are two different things.” And this, in + Papineau's view, “is the real reason why we feel a need for further explanation. We want to know + why the neuronal + activity is accompanied by that conscious feeling, rather than by some + other, or by no feeling at all. Our dualist intuitions automatically generate a hankering for + further explanation.” Thus, Papineau concludes, “the demand for explanation arises, not because + something is lacking in physicalism, but because something is lacking in us.”
+
“If only we could fully embrace physicalism,” Papineau suggests, “the feeling of an explanatory + gap would disappear. If we could fully accept that pains are nociceptive-specific neuronal + firing, then we would stop asking why ‘they’ go together—after all, nothing can possibly come + apart from itself.”
+
To Papineau, this kind of robust physicalism can dissolve “the problem of consciousness”. The + move is to “simply deny that any puzzle is raised by the fact that it feels painful to be a human + with active nociceptive-neurons. Why shouldn't it feel like that? That's how it turns out. Why + regard this as puzzling?” (Papineau, 2020a).
+
An insight is the connotation of verbs used to describe the relation between mind and + brain. Brain processes are said to “generate”, or “yield”, or “cause”, or “give rise to” + conscious states. But this phraseology, + Papineau says, undermines physicalism from the start—even when used by physicalists. As he puts + it, “Fire ‘generates’, ‘causes’, ‘yields’ or ‘gives rise to’ smoke. But NaCl doesn't ‘generate’, + ‘cause’, ‘yield’ or ‘give rise to’ salt. It is salt. The point is clear. To + speak of brain processes as ‘generating’ conscious states, and so on, only makes sense if you are + implicitly thinking of the conscious states as separate from the brain states” (Papineau, 2020b). (But even if + consciousness as an “output” or “effect” of the brain were wrongheaded, why are only certain + sorts of neural activity identical with consciousness while others are not?)
+
To sustain his argument, Papineau must deal with zombies. Are zombies possible? “Could a being + share all your physical properties but have no conscious life?” Everybody's first thought is, he + says, “Sure. Just duplicate the physical stuff and leave out the feelings.”
+
That's the anti-physicalist “trap”: the physicalist has already lost. Papineau rightly states + that physicalists must deny that zombies are possible, “given that the mind is ontologically + inseparable from the brain.” If conscious states are physical states—radically + identical—then, he says, “the ‘two’ cannot come apart,” much like Marilyn Monroe cannot exist + without Norma Jean Baker. How could she exist without herself? That makes no sense, he says.18
+
Papineau rejects the anti-physicalist argument that phenomenal concepts are revelatory, in that + they reveal conscious states not to be physical. “Physicalists respond that there is no reason to + suppose that phenomenal concepts have the power to reveal such things … that experiences are + non-physical.” Why should introspection, he asks rhetorically, “be guaranteed to tell us about + all their necessary properties [of experience]?” (Papineau, 2020b).
+
Papineau is blunt: “I never viewed the so-called ‘hard problem’ as any problem at all.” The + obvious answer, he says, is that brain processes feel like something for the subjects that have + them. “What's so hard about that?.. How would you expect them to feel? Like nothing? Why? That's + how they feel when you have them.” The only reason that many people believe there is a problem, + Papineau stresses, is that “they can't stop thinking in dualist terms” (Papineau, 2020b).
+
As for the conventional materialist claim that ultimately neuroscience will uncover the + complete neurobiological basis of consciousness, Papineau is skeptical. He does not expect that + “there are definite facts about consciousness to which we lack epistemological access—that there + is some material property that really constitutes being in pain, say, but which we can't find out + about.” Rather, he argues, “our phenomenal concepts of conscious states are vague—nothing in the + semantic constitution of phenomenal concepts determines precisely which of the candidate material + properties they refer to” (Papineau, 2003).
+
Scientific research, he says, will identify “a range of material properties that correlate in + human beings with pain, say, or colors, or indeed being conscious at all. However, this won't + pinpoint the material essence of any such conscious state, for there will always be a plurality of + such human material correlates for any conscious property … It is not as if conscious properties + have true material essences, yet science is unable to discover them. Rather the whole idea of + identifying such essences is a chimera, fostered by the impression that our phenomenal concepts of + conscious states are more precise than they are” (Papineau, 2003).
+
+
+

9.1.10. Goldstein's mind-body problem

+
Philosopher-novelist Rebecca Newberger Goldstein centers the mind-body problem around the + nature of the person, with two distinct kinds of descriptions: our physical bodies and brains, + which science can, in principle, analyze completely; and our inner thoughts, perceptions, + emotions, dreams, which science can never access completely (Goldstein, 2011a, 2011b).
+
Goldstein thinks that the internal description of what it’s like to be a person—“what I try to + do in creating a character in a novel”—is “really about the body because ultimately there are no + nonmaterial states.”
+
Goldstein states that the kind of stuff underlining these intentional states or states of + feeling that we describe in terms of consciousness is entirely brain stuff. “Could we ever derive + the one description from the other? Could we ever know enough about the brain stuff so that we + could actually know everything there is to be a person, just by the description of the brain + stuff? I don't think so” Goldstein (2011a), 2011b).
+
Goldstein says that panpsychism (13) seems plausible and she understands why some are dualists, + where that internal point of view is something that is not the body, and could, in principle, + exist separate from the body. She appreciates why some people who hope for immortality hope + dualism is true. (She herself rejects dualism.)
+
+
+

9.1.11. Hardcastle's argument against materialism skeptics

+
Philosopher Valerie Gray Hardcastle argues that the points of division between materialists and + materialism-skeptics “are quite deep and turn on basic differences in understanding the scientific + enterprise.” This disagreement, “the rifts,” which she frames, in part, between David Chalmers and + herself, concerns whether consciousness is a brute fact about the world, which materialists deny + and its skeptics affirm. Rather, materialists believe that consciousness is part of the physical + world, just like everything else. “It is completely nonmysterious (though it is poorly understood) + [and materialists] have total and absolute faith that science as it is construed today will + someday explain this as it has explained the other so-called mysteries of our age” (Section: Hardcastle, 1996).
+
Hardcastle gives her clear-eyed assessment: “I am a committed materialist and believe + absolutely and certainly that empirical investigation is the proper approach in explaining + consciousness. I also recognize that I have little convincing to say to those opposed to me. There + are few useful conversations; there are even fewer converts.” She epitomizes the skeptics' + position: “Isolating the causal relations associated with conscious phenomena would simply miss + the boat, for there is no way that doing that ever captures the qualitative aspects of awareness. + What the naturalists might do is illustrate when we are conscious, but that won't explain + the why of consciousness.” Thus, she continues, whatever the neural correlate(s) of + consciousness may be, the naturalists would not have explained why it is that (or + those). Part of a good explanation, skeptics maintain, “is making the identity statement + (or whatever) intelligible, plausible, reasonable” and this is what materialists have not done and + thus have not closed the explanatory gap.
+
In response, Hardcastle is frank: “To them, I have little to say in defence of naturalism, for + I think nothing that I as an already committed naturalist could say would suffice, for we don't + agree on the terms of the argument in the first place.” The consciousness identity, whatever it + turns out to be, could be a brute fact about the world, just like the laws of physics. At some + point, in all theories, explanations must end. Hardcastle asks, “How do I make my identification + of consciousness with some neural activity intelligible to those who find it mysterious? My answer + is that I don't. The solution to this vexing difficulty, such as it is, is all a matter of + attitude. That is, the problem itself depends on the spirit in which we approach an examination of + consciousness.” In characterizing “consciousness-mysterians,” she states, “They are antecedently + convinced of the mysteriousness of consciousness and no amount of scientific data is going to + change that perspective. Either you already believe that science is going to give you a correct + identity statement, or you don't and you think that there is always going to be something left + over, the phenomenal aspects of conscious experience” (Hardcastle, 1996).
+
Hardcastle's advice to skeptics? “Consciousness-mysterians need to alter their concepts. To put + it bluntly: their failure to appreciate the world as it really is cuts no ice with science. Their + ideas are at fault, not the scientific method. Materialists presume that there is some sort of + identity statement for consciousness. (Of course, we don't actually have one yet, but for those of + us who are not consciousness-mysterians, we feel certain that one is in the offing.) Hence, the + skeptics can't really imagine possible worlds in which consciousness is not whatever we ultimately + discover it to be because they aren't imagining consciousness in those cases (or, they aren't + imagining properly). But nevertheless, what can I say to those who insist that they can imagine + consciousness as beyond science's current explanatory capacities? I think nothing …”
+
The fundamental difference between materialists and their skeptics, according to Hardcastle, is + that “Materialists are trying to explain to each other what consciousness is within current + scientific frameworks … If you don't antecedently buy into this project …, then a naturalist's + explanation probably won't satisfy you. It shouldn't. But that is not the fault of the + explanation, nor is it the fault of the materialists. If you don't accept the rules, the game + won't make any sense” (Hardcastle, 1996).
+
Hardcastle's own approach to consciousness includes: viewing it as a lower-level + dynamical structure underpinning our information + processing (Hardcastle, 1995); the relation + between ontology and explanation providing a framework for referring to mental states as being the + causally efficacious agents for some behavior (Hardcastle, 1998); a more + nuanced approach to the neural + correlates of consciousness (NCC) in that it “there might not be an NCC—even if we adopt a + purely materialistic and reductionistic framework for explaining consciousness (for example, + perhaps consciousness is located out in the world just as much as it is located inside the head) + (Hardcastle, 2018; Hardcastle and Raja, 1998); and + action selection and projection to help refine notions of consciousness from an embodied + perspective (Hardcastle, 2020).
+
+
+

9.1.12. Stoljar's epistemic view and non-standard physicalism

+
Philosopher Daniel Stoljar has long focused on physicalism, its interpretation, truth and + philosophical significance; his views are nuanced and largely deflationary (Stoljar, 2010). He defines + physicalism as the thesis that "every instantiated property is either physical or is + necessitated by some physical property," where physical property is described by “all and only + the following elements: it is a) a distinctive property of intuitively physical objects, b) + expressed by a predicate of physics, c) objective, d) knowable through scientific investigation, + and e) not a distinctive property of souls, ectoplasm, + etc.” (Montero, 2012). According to + Stoljar, "Physicalism has no formulations on which it is both true and deserving of the name"—but + this “does not entail that philosophical problems stated in terms of it [physicalism] have no + reasonable formulation” (Stoljar, 2010; Montero, 2012).
+
As everyone knows, the philosophical problem of phenomenal consciousness is the poster-child + test case for physicalism, the standard physicalist framework being that “consciousness can be + explained by contemporary physics, biology, neuroscience, and cognitive science” (Kind and Stoljar, 2023, p. i). To + Stoljar, the problem (or problems) of consciousness is “whether two big ideas can both be true + together. The first is the existence of consciousness. The second is a worldview (a picture of + everything that exists) that many people think you must believe if you hold a vaguely scientific + or rational approach to the world, namely, physicalism.” Stoljar calls it the “compatibility + problem”— “i.e., the problem of whether physicalism and claim that consciousness exists can both + be correct”—and he says that the solution is “right under our nose.” The solution to the + compatibility problem, Stoljar tells us, “is that we are missing something”—and the depth and + implications of this simple statement are surprisingly profound (Kind and Stoljar, 2023, pp. 64–65). +
+
What we are missing, according to Stoljar, “is a type of physical fact or property relevant to + consciousness. More than this, we are profoundly ignorant of the nature of the physical world, and + ignoring this ignorance is what generates the problem.” He calls “the idea that we are ignorant of + a type of fact or property that is relevant to consciousness the ignorance hypothesis” + and he calls “the idea that the ignorance hypothesis solves the compatibility problem the + epistemic view.” Stoljar contends that all arguments for the opposing view—i.e., + that physicalism and consciousness are incompatible—“fail, and for a single reason.” These + arguments, he says, “all presuppose that we have complete knowledge of the physical facts + relevant to consciousness. According to the epistemic view, that presupposition + is false, so the arguments [against physicalism-consciousness compatibility] don't work.” That + physicalism cannot be shown affirmatively to be true does not bother Stoljar, because, he says, + physicalism is an empirical truth, not an a priori argument. “What the epistemic view says is + that … there is no persuasive ‘here and now’ argument for incompatibility.” Thus, Stoljar + argues, the epistemic view helps us think about the problems of consciousness in a clearer way, + disentangling them from the compatibility problem (Kind and Stoljar, 2023, pp. 64–66). +
+
Stoljar is no traditional physicalist. He critiques “standard physicalism,” by which he means + “versions of physicalism that make no theoretical use of the ignorance hypothesis.” He conjectures + that there are properties of the physical world that go beyond the capacity of the physical + sciences to access and measure through its devices and instruments. Is this incapacity in + practice, as per current science, or in principle, such that ultimate truth is forever out of + reach? Who knows? Either way, he says, would support his ignorance hypothesis defense of + physicalism (Kind and Stoljar, 2023, p. 67). More + subtly, Stolar contends that the epistemic view does provide an “explanation of + consciousness,” at least in an abstract sense. “It tells us, for example, that conscious states + are not fundamental and so depend on other things, even if it leaves open what exactly they depend + on” (Kind and Stoljar, 2023, p. 112). +
+
Yet Stoljar believes it is possible to construct “a science of consciousness”—to study + “empirical laws between each conscious state and some physical system”— but he is skeptical of + “the attempt to provide systematic knowledge of such laws” which he rejects as “implausible on its + own terms.” Preferring “to understand the science in a more modest way,” Stoljar is ready to + accept “that we do not and may never have a complete theory of the world” (Kind and Stoljar, 2023, pp. 67–68). +
+
+
+
+

9.2. Neurobiological theories

+
Neurobiological theories are based primarily on known mechanisms of the brain, such as neuronal + transmission, brain circuits and connectome + pathways, electric fields, and, of course, neural correlates of consciousness.
+
+

9.2.1. Edelman's neural Darwinism and reentrant neural circuitry

+
Nobel laureate biologist Gerald Edelman presents a purely biological theory of + consciousness, founded on Darwinian natural + selection and complex brain morphology. His foundational commitment is that “the neural + systems underlying consciousness arose to enable high-order discriminations in a + multidimensional space of signals,” that “qualia are those discriminations” and that + “differences in qualia correlate with differences in the neural structure and dynamics that + underlie them” (Edelman, 2000, 2003, 2024).
+
Rejecting theories that the brain is like a computer or instructional system, Edelman + proposes that “the brain is a selectional system, one in which large numbers of variant circuits + are generated epigenetically, following which particular variants are selected over others + during experience. Such repertoires of variant circuits are degenerate, i.e., structurally + different circuit variants within this selectional system can carry out the same function or + produce the same output. Subsequent to their incorporation into anatomical repertoires during + development, circuit variants that match novel signals are differentially selected through + changes in synaptic + efficacy. Differential amplification of selected synaptic populations in groups of neurons + increases the likelihood that, in the future, adaptive responses of these groups will occur + following exposure to similar signals” (Edelman, 2003).
+
Edelman's way of thinking is motivated by his work on the immune system (for which he was + awarded the Nobel) and his theory is developed in two domains: Neural Darwinism + (neural group selection) and Dynamic Core (reentrant neural circuitry).
+
Neural Darwinism is “the idea that higher brain functions are mediated by developmental + and somatic + selection upon anatomical and functional variance occurring in each individual animal” + (Edelman, 1989). Neural + Darwinism has two aspects: (i) development selection, which controls the gross + anatomy and microstructure of the brain, allowing for great variability in the neural + circuitry; and (ii) experiential selection, especially of the synaptic structure where + functional plasticity is essential given the vast number of synapses (estimated at over 100 + trillion, possibly 600 trillion or more). Edelman notes that a child's brain contains many more + neural connections than will ultimately survive to maturity—estimates go as high as 1000 + trillion—and he argues that this redundant capacity, this functional plasticity, is needed + because “neurons are the only cells in the body that cannot be renewed and because only those + networks best adapted to their ultimate purpose will be selected as they organize into neuronal + groups” (Edelman, 2024). According to + Edelman's theory of neuronal group selection (TNGS), “selectional events in the brain are + necessarily constrained by the activity of diffuse ascending value systems. The activity of these + systems affects the selectional process by modulating or altering synaptic thresholds” (Edelman, 2003).
+
Dynamic Core is Edelman's term encompassing reentrant neural circuitry, the ongoing + process of recursive signaling among neuronal groups taking place across networks of massively + parallel reciprocal fibers, especially in the connections between thalamus + and cerebral + cortex. This dynamic, relentless activity in thalamocortical circuits generates a + continuing sequence of different metastable states that change over time, yet each of which has + a unitary phenomenology at any given moment. Edelman asserts "there is no other object in the + known universe so completely distinguished by reentrant circuitry as the human brain" (Edelman, 2003, 2024).
+
Edelman stresses that reentry + is “a selectional process occurring in parallel” and that “it differs from feedback, which is + instructional and involves an error function that is serially transmitted over a single + pathway.” As a result of the correlations that reentry imposes on diverse, interacting + neuronal groups, “synchronously active circuits across widely distributed brain areas are + selectively favored.” This, Edelman suggests, “provides a solution to the so-called binding + problem: how do functionally segregated areas of the brain correlate their activities in the + absence + of an executive program or superordinate map?” Binding of the outputs of every sensory + modality, each generated by segregated cortical areas, is essential for our commonly perceived + but underappreciated unity of consciousness (Edelman, 2003).
+
It is worth noting the close relationship between the Dynamic Core and Global Workspace (9.2.3) + hypotheses, as jointly suggested by the authors of each, Edelman and Baars—each hypothesis having + been put forward, independently, “to provide mechanistic and biologically plausible accounts of + how brains generate conscious mental content.” Whereas “the Dynamic Core proposes that reentrant + neural activity in the thalamocortical system gives rise to conscious experience,” the “Global + Workspace reconciles the limited capacity of momentary conscious content with the vast repertoire + of long-term memory.” The close relationship between the two hypotheses is said to allow “for a + strictly biological account of phenomenal experience and subjectivity that is consistent with + mounting experimental evidence.” The authors suggest that “there is now sufficient evidence to + consider the design and construction of a conscious artifact” (Edelman et al., 2011).
+
The theory of neuronal group selection (TNGS), pioneered by Edelman (1987), has come to + undergird a cluster of theories. As Anil Seth explains, “According to the TNGS, primary (sensory) + consciousness arose in evolution when ongoing perceptual categorization was linked via reentry to + a value-dependent memory creating the so-called ‘remembered present’ (Edelman 1989). Higher-order + consciousness, distinguished in humans by an explicit sense of self and the ability to construct + past and future scenes, arose at a later stage with reentrant pathways linking value-dependent + categorization with linguistic performance and conceptual memory (Edelman 2003; Seth, 2007).
+
As Edelman's mechanism for consciousness is based on the TNGS, he first distinguishes primary + from higher-order consciousness. “Animals with primary consciousness can integrate perceptual and + motor events together with memory to construct a multimodal scene in the present”—what James + called the “specious present” and which Edelman calls “the remembered present” (Edelman, 1989). Such an animal + with primary consciousness, Edelman says, “has no explicit narrative + capability (although it has long-term memory), and, at best, it can only plan to deal with the + immediate scene in the remembered present” (Edelman, 2003).
+
As for higher-order consciousness, Edelman is mainstream: “It emerges later in evolution and is + seen in animals with semantic capabilities such as chimpanzees. It is present in its richest form + in the human species, which is unique in possessing true language made up of syntax and semantics. + Higher-order consciousness allows its possessors to go beyond the limits of the remembered present + of primary consciousness. An individual's past history, future plans, and consciousness of being + conscious all become accessible” (Edelman, 2003).
+
How did the neural mechanisms underlying primary consciousness arise during evolution? + Edelman's proposal is as follows. “At some time around the divergence of reptiles into mammals and + then into birds, the embryological development of large numbers of new reciprocal connections + allowed rich reentrant activity to take place between the more posterior brain systems carrying + out perceptual categorization and the more frontally located systems responsible for + value-category memory. This reentrant activity provided the neural basis for integration of a + scene with all of its entailed qualia … [which] conferred an adaptive evolutionary advantage” (Edelman, 2003).
+
In summary, according to Edelman, “consciousness arises as a result of integration of + many inputs by reentrant interactions in the dynamic core. This integration occurs in periods of + <500 ms. Selection occurs among a set of circuits in the core repertoire; given their + degeneracy, a number of different circuits can carry out similar functions. As a result of the + continual interplay of signals from the environment, the body, and the brain itself, each + integrated core state is succeeded by yet another and differentiated neural state in the core … + The sequences and conjoined arrays of qualia entailed by this neural activity are the + higher-order discriminations that such neural events make possible. Underlying each quale are + distinct neuroanatomical structures and neural dynamics that together account for the specific + and distinctive phenomenal property of that quale. Qualia thus + reflect the causal sequences of the underlying metastable neural states of the complex dynamic + core” (Edelman, 2003).
+
Finally, Edelman addresses the hard problem. “The fact that it is only by having a phenotype + capable of giving rise to those qualia that their ‘quality’ can be experienced is not an + embarrassment to a scientific theory of consciousness. Looked at in this way, the so-called hard + problem is ill posed, for it seems to be framed in the expectation that, for an observer, a + theoretical construct can lead by description to the experiencing of the phenomenal quality being + described. If the phenomenal part of conscious experience that constitutes its entailed + distinctions is irreducible, so is the fact that physics has not explained why there is something + rather than nothing. Physics is not hindered by this ontological limit nor should the scientific + understanding of consciousness be hindered by the privacy of phenomenal experience.” Edelman is + confident. “At the end of our studies, when we have grasped its mechanisms in greater detail, + consciousness will lose its mystery and be generally accepted as part of the natural order” (Edelman, 2003).
+
Personally, I like analogizing the something/nothing ontological limit in physics to the + phenomenal consciousness psychophysical privacy limit in neuroscience—the two ultimate questions + of existence and sentience. But I hesitate to draw the analogy too tightly. Something/nothing is a + kind of historical question of what happened, that is, explaining the hypothetical + process. For example, it could be that nothing is in principle impossible. Phenomenal + consciousness is a clearly contemporary question of what is, that is, explaining the + actual thing. Moreover, I agree that even with its something/nothing ontological limit, + physics can do its work, as with its phenomenal consciousness privacy limit, neuroscience can do + its work. But that work, remember, constitutes the “easy problems.”
+
+
+

9.2.2. Crick and Koch's neural correlates of consciousness (NCC)

+
The neural correlates of consciousness (NCC) is defined as the minimum activities in the + brain jointly sufficient (and probably necessary) for any one specific conscious perception, + and, extended, for subjective experience in general, the inner awareness of qualia. Originally + applied to sleep and wakefulness (i.e., the reticular + activating system in the brain stem), the NCC were formally proposed by Francis Crick and + Christof Koch as a scientific approach to what had been believed to be the vague, metaphysical + and somewhat discredited idea of consciousness (Crick and Koch, 1990), a program + then championed by Koch (Koch, 2004, Closer To + Truth) and others (though Koch has become something of a “romantic reductionist” [Koch, 2012a]).
+
While there are complex methodological issues, NCC mechanisms include + neuronal electrophysiological action potentials (spikes), their frequencies and sequences; + neurochemical transmitter flows in the synapses between neurons; and recurrent brain + circuits in specific brain areas. An example is clusters of neurons that underlie + wakefulness in the brainstem connecting to clusters of neurons in the thalamus, + hypothalamus, + basal + ganglia and cerebral + cortex related to awareness/consciousness (Wong, 2023).
+
Similarly, a "default ascending arousal network" (dANN) has been proposed, with + subcortical nodes in the brainstem, hypothalamus, + thalamus, and basal + forebrain (Edlow, 2024). While necessary for + conscious arousal and wakefulness, the dANN is not sufficient for phenomenal conscioiusness and is + not what this Landscape is about.
+
As an example of the NCC way of thinking, an early NCC candidate was the claustrum, + which receives input from almost all regions of cortex and projects back to almost all + regions of cortex, and which, Crick and Koch speculated, could give rise to “integrated + conscious percepts.” They used the analogy of the claustrum + to a “conductor” and the cortex to an “orchestra,” such that the claustrum as a conductor + ‘coordinates a group of players in the orchestra, the various cortical regions.” Without the + conductor, as they build the analogy, “players can still play but they fall increasingly out + of synchrony with each other. The result is a cacophony of sounds.” In the absence of the + claustra in both cerebral + hemispheres, attributes such as sensory modalities “may not be experienced in an + integrated manner and the subject may fail to altogether perceive these objects or events or + only be consciously aware of some isolated attribute.” This would mean, they suggest, “that + different attributes of objects … are rapidly combined and bound in the claustrum” (Crick and Koch, 2005).
+
A more recent candidate for full and content-specific NCC is located in the posterior cerebral + cortex, in a temporo-parietal-occipital hot zone (Koch et al., 2016), though no one is + yelling “Eureka” and the search continues. Even so, while everyone knows that even strong + correlation is not causation, strong correlation is still something. NCCs can be considered + macroscopic materialism.
+
It was in 1998 that Christof Koch made the now legendary 25-year bet with philosopher David + Chalmers—they are long-time friends—that neuroscientists would discover a “clear” NCC by 2023. No + surprise that the bet paid off in Chalmers’ favor. (Koch presented Chalmers with a case of 1978 + Madeira wine.) As Chalmers said, notwithstanding neuroscience's great progress, “It's clear that + things are not clear,” while Koch, feigning chagrin, agreed (Horgan, 2023).
+
Koch was down but not out: he may have lost this consciousness battle, but the consciousness + war would still be waged. Koch offered to re-up: another bet, another 25 years to achieve that + “clear” NCC, another case of wine. “I hope I lose,” Chalmers said, smiling, taking the new bet, + “but I suspect I'll win.”
+
The smart money is again on Chalmers, although I have a different issue. What would a “clear” + NCC mean? Suppose a specific group of neurons were proven to be both necessary and sufficient for + a particular conscious experience, a direct correlation that no other group of neurons could + claim? Koch would rightly win the bet, but would consciousness have been explained? Still, the + perennial question: How can action potentials zipping along neurons and chemicals flowing between + neurons literally be the phenomenal consciousness of inner experience? By what magic? +
+
+
+

9.2.3. Baars's and Dehaene's global workspace theory

+
Proposed originally by Bernard Baars (Baars, 1988, 1997, 2002), extended with neuroimaging and + computer modeling by Stanislas Dehaene (Dehaene and Naccache, 2000), the + core claim of Global Workplace Theory (GWT) is brain-wide presence and broad accessibility of + specific multi-sensory, multi-cognitive information, the total package being what constitutes + conscious awareness. GWT is founded on the concept of an inner “theater of consciousness,” where + the mental spotlight of awareness shines on sequential sets of integrated perceptions that are + dominant, at least momentarily. (The global workspace “Theater of Consciousness” is said not to + contradict Dennett's rejected “Cartesian Theater,” because the former is not dualistic and does + not reside in only one location in the brain; rather, the Theater of Consciousness is passive not + active and is spread across much of the brain.)
+
GWT holds that conscious mental states are those which are “globally available” to a wide range + of brain processes including attention, perception, assessment, memory, verbal description, and + motor response. Which sets of integrated perceptions become dominant, move to centerstage, and + thus leap into conscious awareness? It's a competition. Diverse data flows originating both within + the brain (e.g., memories) and from external stimuli (i.e., sensory information) are in constant + competition, such that the “winner” is broadcast broadly (i.e., globally) in the brain and becomes + accessible throughout the brain, which is how we become aware of it as the content of our + consciousness.
+
This brain-wide focus on a particular phenomenological package integrates all the relevant + sensory and cognitive streams by recruiting all the relevant brain areas into an organic + whole—while inhibiting other, extraneous, conflicting data flows—such that what resides in the + global workspace is perceived as consciousness “snapshots” in continuous, movie-like motion. This + means that while our conscious awareness may seem unified and seamless, in fact it is neither. +
+
Whereas GWT started in the 1980s as a purely psychological theory of conscious cognition, it + has become a “family” of theories adapted to today's far more detailed understanding of the brain. + The brain-based version of GWT is called Global Workspace Dynamics because the cortex is viewed as + a “unified oscillatory machine”. GWT, therefore, according to its advocates, joins other theories + in taking consciousness as the product of highly integrated and widespread cortico-thalamic + activity, including evidence that the prefrontal cortex participates in the visual conscious + stream. Cortex is extraordinarily flexible in its dynamic recruitment of different regions for + different tasks. Therefore, an arbitrary division between prefrontal and other neuronal regions is + said to be misleading. Consciousness requires a much broader, more integrative view (Baars et al., 2021).
+
In a pioneering set of “adversarial collaboration” experiments to test hypotheses of + consciousness by getting rival researchers to collaborate on the study design,19 preliminary results did + not perfectly match GWT's prediction that consciousness arises when information is broadcast to + areas of the brain through an interconnected network. The transmission, according to GWT, happens + at the beginning and end of an experience and involves the prefrontal cortex, at the front of the + brain. But independent “theory-neutral” researchers found that only some aspects of consciousness, + but not all of them, could be identified in the prefrontal cortex. Moreover, while they found + evidence of brain broadcasting, the core of GWT, it was only at the beginning of an experience—not + also at the end, as had been predicted. Further experiments are to come, but revisions to GWT are + believed likely (Lenharo, 2023a, Lenharo, 2023b, 2024).
+
+
+

9.2.4. Dennett's multiple drafts model

+
In his intellectual memoirs, I've Been Thinking, philosopher Daniel Dennett highlights + two fundamental questions on which his career is founded—the two related philosophical problems he + set himself to solve. “First, how can it be that some complicated clumps of molecules can be + properly described as having states or events that are about something, that have meaning + or content. And second, how can it be that at least some of these complicated clumps of molecules + are conscious—that is, aware that they are gifted with states or events that are about something?” + (Dennett, 2023a, 2023b).
+
In dealing with these questions, Dennett realized, way back in his PhD dissertation in + 1965, that “the best—and only—way of making sense of the mind and consciousness is through + evolution by natural + selection on many levels.” Dennett's core insight subsuming biological evolution in + general and the development of mind in particular is concise: reasons without a reasoner, design + without a designer, and competence without comprehension (Dennett, 2007).
+
Dennett's theory of consciousness is distinguished by four ideas: (i) there is no “Cartesian + Theater,” no inner witness viewing the consciousness show; (ii) different brain regions or modules + develop different kinds of content, which Dennett calls “multiple drafts”; (iii) the multiple + drafts compete with one another for attention, the winner of the winner-take-all competition + occupying the entirety of the conscious moment, which Dennett calls “fame in the brain”; and (iv) + the collection of all these conscious moments coalesces into a kind of life story, the emergence + of a sense of “self,” which Dennett describes as a “center of narrative gravity.”
+
In Consciousness Explained, Dennett presents his multiple drafts model of + consciousness (Dennett, 1992). He states that + all varieties of perception, thought, or mental + activity are processed in the brain via parallel, multitrack interpretations and + elaborations, subject to continuous "editorial revision.” These “yield, over the course of time, + something rather like a narrative stream or sequence, the product of continual + editing by many processes distributed around the brain.” Dennett has the brain consisting of a + "bundle of semi-independent agencies," and his metaphor “fame in the brain” tells us what it takes + for competing ideas to determine the content of consciousness at any given moment.
+
In supporting his theory, Dennett needs to undermine what we take to be common sense. He + challenges the verisimilitude of inner experience, which he calls more like theorizing than like + describing. He rejects the notion of a single central location (his "Cartesian theater") where + conscious experience can be “viewed.” He dissolves the idea of the “self” as the central character + of stories made up by content fixation and propagation in the brain. Moreover, he argues that the + properties of qualia are incompatible and therefore incoherent, thus obviating the need to solve + Chalmers's hard problem.20 Dennett needs all four + of these counterintuitive yet deeply probative assertions; the package is admirably coherent, but + buying it is a tall order.
+
Of Dennett's four assertions, his desired demolition of qualia is perhaps his most critical + move. Here is how he defends it. “Qualia are user-illusions, ways of being informed + about things that matter to us in the world (our affordances) because of the way we and the + environment we live in (microphysically) are. They are perfectly real illusions! They just + aren't what they seem to be; they are not intrinsic, unanalyzable properties of mental states; + they are highly structured and complex activated neural + networks that dispose us to do all sorts of things in response—such as declare that we're + seeing something blue. The key move is to recognize that we have underprivileged + access to the source or cause of our convictions about what we experience” (Rosenberg and Dennett, 2020).
+
Ironically, while Dennett calls as evidence “user illusions” in his case to deflate + consciousness and support materialism, cognitive psychologist Donald Hoffman calls as evidence + “user illusions” in his case to inflate consciousness and deny materialism. (16.5). This + contrasting interpretation of precisely the same data by two first-rate thinkers is fascinating, + perhaps telling.
+
Dennett is not shy in asserting that people still underestimate by a wide margin the challenges + that the brain-in-vat thought experiment raises for views of consciousness other than Dennett's + own. The key fact is that “you don't know anything ‘privileged’ about the causation of your + own thoughts. You cannot know ‘from the inside” what events cause you to think you see + something as red or green, for instance, or cause you to push button A instead of button B.” In + short, to truly understand consciousness, Dennett says “you need to go outside yourself and adopt + the ‘third-person point of view’ of science” (Dennett, 2023a, 2023b).
+
Dennett stresses the importance of treating subjects' beliefs about their own + consciousness as “data to be explained, not necessarily as true accounts of mental reality.” He + states, “This is the major fault line in philosophy of mind today, with John Searle, Tom + Nagel, David Chalmers, Galen Strawson, and Philip Goff [all represented in this paper], among + others, thinking they can just insist they know better. They don't. Those who object, who hold out + for some sort of ‘first-person science of consciousness,’ have yet to describe any experiments or + results that are trustworthy but unobtainable by heterophenomenology” (the term Dennett coined for + the third-person method, the phenomenology of other minds, which is standard procedure in + cognitive science). Dennett says his meeting with leading scientific researchers on consciousness + enabled him “to begin to form at least vague ideas of how mechanisms of the brain might do all the + work,” but only, he insists, “if we deflated some of the overconfident pronouncements of + introspectors about the marvels of the phenomena” (Dennett, 2023a, 2023b).
+
In describing his early book, Content and Consciousness, where he puts content before + consciousness, Dennett differentiates himself from John Searle, who puts consciousness before + content. Although Searle and Dennett are both biological naturalists and both, for example, eschew + panpsychism, Dennett believes that by prioritizing content, the mystery of consciousness is + mitigated.
+
Dennett has had a long, friendly, though surely adversarial relationship with Chalmers. “Even + expert scientists have been fooled by Chalmers' ‘the Hard Problem’ into thinking + that there's one big mysterious fact that needs explaining, when in fact there are hundreds of + lesser problems that can be solved without any scientific + revolutions, and when they are all solved, the so-called Hard Problem will evaporate” + (Dennett, 2023a, 2023b).
+
It is worth noting the more general case of a multiple module way of thinking, which posits + separate if not independent cognitive components of the mind rooted in the brain (though not + needing to correspond to identifiable brain structures). (9.2.5.)
+
+
+

9.2.5. Minsky's society of mind

+
Artificial intelligence pioneer Marvin Minsky calls the multiple semi-independent modules in + the human mind, generated by physically locatable modules in the human brain, The Society of + Mind (not coincidentally the name of his book). It is a model of human + cognition constructed, step by step, from the nonconscious interactions of simple mindless + elements he calls “agents” (Minsky, 1986).
+
“What does it mean to say you're aware of yourself?” Minsky asks. It would be impossible “for + any one part of the brain to know what's happening in all the other parts of the brain because + there's just too much. Each part of the brain has connections to other parts of the brain and can + get some ideas, but there's no place that knows everything” (Minsky, 2007b).
+
“The Society of Mind,” according to Minsky, is the end product of a vast evolutionary history, + beginning with just clumps of neurons. Because neurons evolved early and had to keep their + physiological integrity, progress was made by neurons gathering together, which led to the first + small brains, and when these small brains began to specialize as well as to associate, “mind” + began to develop (Minsky, 2007b).
+
Minsky is as blunt as he is insightful. “While many neuroscientists focus on how brain cells + [neurons] work, to me, that's pretty much like trying to understand a computer from how + transistors work. The neurons and synapses are maybe six levels of organization below the thoughts + that you're actually aware of, the important things that distinguish a human from a crayfish. + These high-level descriptions are what counts, and each of them has to be understood by itself. + Any particular thing that happens in Level 5 can be understood as a combination of maybe 20 or 50 + things that happen in Level 4 and so forth. But you can't understand Level 5 even if you know + everything about how neurons and synapses work. The difference between a human and a crayfish is + that a human has these multiple levels of brain organization that the earlier animals did not + have” (Minsky, 2007b).
+
Actually, Minsky says, “I'm interested in how this piece of machine, the brain, can do things + like decide that what it’s doing isn't working. How does it develop new goals? How does it develop + new methods for achieving its goals? And, most important, how does it make a model of itself as a + being in a world and think high-level stuff about its own past and its future?”
+
It has been known for well over 100 years that the brain has many different parts. Minsky + envisions something “like a great network of computers, each of which is specialized. It's not + that it’s a society of little people, but rather a society of biological machines, say 400 or more + of these, each with different top-level functions, including the capacity to imagine planning + proposals and counterfactual histories.”
+
Minsky speculates that cortical + columns of related neurons, which are intermediate in complexity, can store things for a + certain period without any changes in probability or conductions. We evolved these structures, + he says, “so we could have reliable short-term memories that represent knowledge in many + different ways. In context, Minsky advises studying “insulation theory.” He + says, “Theorists called ‘connectionists’ say what's important about the brain is how things are + connected to each other. You could argue that it’s even more important to know how things are + insulated from each other—why you don't get a big traffic jam because there's too many + connections” (Minsky, 2007b).
+
+
+

9.2.6. Graziano's attention schema theory

+
Advanced by neuroscientist Michael Graziano, attention schema theory asserts that for the brain + to handle a profusion of information it must have developed a quick and dirty model, a simplified + version of itself, which it then reports “as a ghostly, non-physical essence, a magical ability to + mentally possess items” (Graziano, 2019a, 2019b). He likens the attention + schema to “a self-reflecting mirror: it is the brain's representation of how the brain represents + things, and is a specific example of higher-order thought. In this account, consciousness isn't so + much an illusion as a self-caricature.”
+
Graziano claims that this idea, attention schema theory, gives a simple reason, straight + from control engineering, for why the trait of consciousness would evolve, namely, to monitor + and regulate attention in order to control actions in the world. Thus, Graziano argues that “the + attention schema theory explains how a biological, information + processing machine can claim to have consciousness, and how, by introspection (by + assessing its internal data), it cannot determine that it is a machine whose claims are based on + computations” (Graziano, 2019a, 2019b).
+
+
+

9.2.7. Prinz's neurofunctionalism: how attention engenders experience

+
Philosopher Jesse Prinz accounts for consciousness with two main claims: first, consciousness + always arises at a particular stage of perceptual processing, the intermediate stage; and second, + consciousness depends on attention. “Attention” is Prinz's focus in that it “changes the flow of + information allowing perceptual information to access memory systems.” Neurobiologically, he says, + “this change in flow depends on synchronized neural firing. Neural synchrony is also implicated in + the unity of consciousness and in the temporal duration of experience” (Prinz, 2012).
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What Prinz calls “attention” is a particular process of making an integrated representation of + a stimulus' multiple properties, as perceived from a given point of view, available to working + memory—and it is this process, and only this process, that generates consciousness. + “Intermediateness,” as Prinz's term of art, locates the critical transformation when + representations are “integrated into a point-of-view-retaining format that gets made available by + this 'attention process'” to working memory. This is why Prinz's theory earns the appellation, + “Attended Intermediate Representation Theory” (Mole, 2013). [Note: Prinz's theory + could be classified under Representational Theories.]
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In exploring the limits of consciousness, Prinz states, “We have no direct experience of our + thoughts, no experience of motor commands, and no experience of a conscious self.” His strong + assertion is that “All consciousness is perceptual, and it functions to make perceptual + information available to systems that allow for flexible behavior.” Thus, Prinz provides “a + neuroscientifically grounded response to the leading argument for dualism,” and he argues that + “materialists need not choose between functional and neurobiological approaches, but can instead + combine these into neurofunctional response to the mind-body problem” (Prinz, 2012).
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Prinz encourages a direct, head-to-head competition, as it were, between his neurofunctionalism + and David Chalmers's hard problem (Mole, 2013). “Where he [Chalmers] + sought to synthesize two decades of dualist argumentation, I [Prinz] try here to synthesize two + decades of empirical exploration” (Prinz, 2012; Mole, 2013). Whereas Chalmers + famously declares that “no explanation given in wholly physical terms can ever account for the + emergence of conscious experience.”). Prinz counters that there is now “a satisfying and + surprisingly complete theory [contained entirely within materialism] of how consciousness arises + in the human brain” (Prinz, 2012).
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9.2.8. Sapolsky's hard incompatibilism

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Neuroendocrinologist and biological anthropologist Robert Sapolsky counts himself as a “hard + incompatibilist,” affirming the truth of determinism (i.e., all events and actions are the product + of prior events and actions) and denying the existence of free will. There is no possibility, he + says, “of reconciling our being biological organisms built on the physical rules of the universe + with there being free will, a soul, a ‘Me’ inside there which is somehow free of biology. You have + to choose one or the other and, philosophically, I am completely in the direction of us being + nothing more or less than our biology (and its interactions with the environment)” (Sapolsky, 2023b).
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Sapolsky's target is free will, not consciousness, but to deal with free will, he must deal + with consciousness—after all, free will, if it exists, would be a product of consciousness, not + the reverse.
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But Sapolsky is a reluctant consciousness warrior. Introducing a section of his book labeled + “What Is Consciousness?”, he enjoys some self-deprecation. “Giving this section this ridiculous + heading,” he says, seemingly smiling, “reflects how unenthused I am about having to write this + next stretch. I don't understand what consciousness is, can't define it. I can't understand + philosophers' writing about it. Or neuroscientists', for that matter, unless it's ‘consciousness’ + in the boring neurological sense, like not experiencing consciousness because you're in a coma” + (Sapolsky, 2023a).
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Referencing the Libet experiments (9.1.2), which purport to dissociate conscious + awareness from brain decision-making, Sapolsky argues that “three different techniques, + monitoring the activity of hundreds of millions of neurons down to single neurons, all show that + at the moment when we believe that we are consciously and freely choosing to do something, the + neurobiological die has already been cast. That sense of conscious intent is an + irrelevant afterthought.” In another context with another metaphor, he calls consciousness “an + irrelevant hiccup” (Sapolsky, 2023a).
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Yet Sapolsky is not prepared to dismiss consciousness as “just an epiphenomenon, an illusory, + reconstructive sense of control irrelevant to our actual behavior.” This strikes me, he says, “as + an overly dogmatic way of representing just one of many styles of neuroscientific thought on the + subject” (Sapolsky, 2023a).
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Pushed to state what he believes consciousness is, Sapolsky demurs. “Consciousness is + beyond me to understand—every few years I read a review from the people trying to understand it on + a neurobiological level, and I cannot understand a word of what they are saying. For me, + consciousness arises as a ‘complex emergent property’—which explains everything and nothing” (Sapolsky, 2023b).
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9.2.9. Mitchell's free agents

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While neuroscientist Kevin Mitchell argues, contra many scientists and philosophers, that free + will, or agency, is not an illusion—that “we are not mere machines responding to physical forces + but agents acting with purpose”—he still asserts, "you cannot escape the fact that our + consciousness and our behavior emerge from the purely physical workings of the brain” (Mitchell, 2023, p. 3).
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Mitchell mounts an evolutionary case for how living beings capable of choice arose from + lifeless matter, stressing “the emergence of nervous systems provided a means to learn about the + world,” thus enabling sentient animals to model, predict, and simulate. These faculties reach + their peak in humans with our capacities “to imagine and to be introspective, to reason in the + moment, and to shape our possible futures through the exercise of our individual agency” (Mitchell, 2023).
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Normally, there is high correlation between those who deny “real” (libertarian) free will with + the commitment that consciousness is entirely physical, and conversely, those who affirm “real” + (libertarian) free will, are more likely to opt for nonphysical theories. Mitchell is significant + in that he defends “real” free will, but unambiguously has consciousness as entirely physical. He + describes creaturely acts of what he considers “free will” before consciousness even evolved. + “Thoughts are not immaterial,” he says; “they are physically instantiated in patterns of neural + activity in various parts of the brain … There's no need to posit a ‘ghost in the machine’—you're + not haunting your own brain. The ‘ghost’ is the machine at work” (Mitchell, 2023, pp. 267–268).
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9.2.10. Bach's cortical conductor theory

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Cognitive scientist Joscha Bach posits a functional explanation for phenomenal + consciousness, the cortical conductor theory (CTC), where “cortical structures are the result of + reward-driven learning, based on signals of the motivational system, and the structure of the + data that is being learned.” Critical is the “conductor,” which is “a computational structure + that is trained to regulate the activity of other cortical functionality. It directs attention, + provides executive + function by changing the activity and parameterization and rewards of other cortical + structures, and integrates aspects of the processes that it attended to into a protocol. This + protocol is used for reflection and learning” (Section: Bach, 2019).
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Bach has CTC's “elementary agents” as columns in the cerebral cortex that “self-organize into + the larger organizational units of the brain areas as a result of developmental reinforcement + learning. The activity of the cortical orchestra is highly distributed and parallelized, and + cannot be experienced as a whole.” However, its performance is coordinated by the conductor, which + is not a homunculus, “but like the other instruments, a set of dynamic function approximators” + (situated in prefrontal cortex21). Whereas most + cortical instruments, he says, “regulate the dynamics and interaction of the organism with the + environment (or anticipated, reflected and hypothetical environments), the conductor regulates + the dynamics of the orchestra itself.” The process is based on signals of the motivational + system and it provides executive + function, resolves conflicts between cortical agents, and regulates their activities + (Bach, 2019).
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“The conductor is the only place where experience is integrated,” Bach states. “Information + that is not integrated in the protocol cannot become functionally relevant to the reflection of + the system, to the production of its utterances, the generation of a cohesive self model, and it + cannot become the object of access consciousness.” Without the conductor, he asserts, our brain + can still perform most of its functions, but we would be “sleepwalkers, capable of coordinated + perceptual and motor action, but without central coherence and reflection.”
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Memories empower Bach's theory. “Memories can be generated by reactivating a cortical + configuration via the links and parameters stored at the corresponding point in the protocol. + Reflective access to the protocol is a process that can itself be stored in the protocol, and by + accessing this, a system may remember having had experiential access.” For phenomenal + consciousness, Bach claims “it is necessary and sufficient that a system can access the memory of + having had an experience—the actuality of experience itself is irrelevant.”
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Phenomenal consciousness, according to Bach, “may simply be understood as the most recent + memory of what our prefrontal cortex attended to. Thus, conscious experience is not an experience + of being in the world, or in an inner space, but a memory. It is the reconstruction of a dream + generated [by] more than fifty brain areas, reflected in the protocol of a single region. By + directing attention to its own protocol, the conductor can store and recreate a memory of its own + experience of being conscious” (Bach, 2019).
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Unlike Integrated Information Theory (12), Bach says CTC is a functionalist model of + consciousness, with similarity to other functionalist approaches, such as the ones suggested by + Dennett (9.2.4) and Graziano (9.2.6) (Bach, 2019).
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9.2.11. Brain circuits and cycles theories

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Brain circuits and cycles as mechanisms of consciousness are older explanations, no + longer considered sufficient in themselves, having evolved into more sophisticated theories. + Brain circuits cover the following kinds of large-scale brain structures: lateral pathways + across the cerebral cortex linking diverse cortical areas (e.g., especially in the prefrontal, + cingulate and parietal regions of the cortex, which are involved in higher-level activities such + as planning and reasoning); the reticular + activating system focusing attention, shaping behaviors, and stimulating motivation; + and vertical thalamocortical + radiations mediating sensory and motor systems.22 Brain cycles cover + electroencephalogram (EEG) waves over broad regions of the cerebral cortex, the product of massive + numbers of neurons firing synchronously (e.g., gamma waves at 40 Hz).
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A contemporary explanation recruits bidirectional information transfer between the cortex + and the thalamus—recurrent corticothalamic and thalamocortical pathways—which are said to + regulate consciousnesss. Evidence suggests "a highly preserved spectral channel of + cortical-thalamic communication that is present during conscious states, but which is diminished + during the loss + of consciousness and enhanced during psychchedlic states" (Toker et al., 2024).
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Dendritic + Integration Theory (DIT), linking neurobiology and phenomenology, relates cellular-level + mechanisms to conscioius experience by leveraging "the intricate complexities of dendritic + processing" in brain circuits. Jaan Aru et al. propose that "consciousness is heavily + influenced by, or possibly even synonymous with, the functional integration of two streams of + cortical and subcortical information that impinge on different compartments of cortical + layer 5 pyramidal (L5p) cells" (Aru, 2023). The biophysical + properties of pyramidal + cells "allow them to act as gates that control the evolution of global actiatation + patterns," such that "In conscious states, this cellular mechanism enables complex sustained + dynamics withn the thalamocortical system, whereas during unconscious states, such signal + propagation is prohibiited," Aru et al. suggest that the DIT "hallmark of conscious processing + is the flexible integration of bottom-up and top-down data streams at the cellular level" + (Aru, 2023, 2020).
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9.2.12. Northoff's temporo-spatial sentience

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Psychiatrist and neuroscientist Georg Northoff postulates what he calls “sentience” as “a more + basic and fundamental dimension of consciousness,” and he proposes that sentience arises via + “temporo-spatial mechanisms”—characterized by brain activity, spatiotemporal relationship, and + structure—with which “the brain constructs its own spontaneous activity [that] are key for making + possible the capacity to feel, namely sentience.” Northoff's model is based on his supposition + that “in addition to the level/state and content of consciousness, we require a third dimension of + consciousness, the form or structure or organization of consciousness.” Thus, his “temporo-spatial + theory of consciousness” leads him to posit “specific neuro-ecological and neuro-visceral + mechanisms that are, in their most basic nature, intrinsically temporospatial.” We have this + capacity to feel and thus for sentience, he says, “because our brain continuously integrates the + different inputs from body and environment within its own ongoing temporo-spatial matrix” (Northoff, 2021).
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Northoff distinguishes “spatiotemporal neuroscience” from cognitive + neuroscience and related branches (like affective, social, etc.) in that spatiotemporal + neuroscience focuses on brain activity (rather than brain function), spatiotemporal relationship + (rather than input-cognition-output relationship), and structure (rather than stimuli/contents). + In this sense, spatiotemporal neuroscience “allows one to conceive the neuro-mental relationship + in dynamic spatiotemporal terms that complement and extend (rather than contradict) their + cognitive characterization” (Northoff et al., 2020).
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Finally, Northoff and colleagues feel “the need to dissolve the mind-body problem (and replace + it by the world-brain relation).” They also address other philosophical issues like assuming “time + (and space) to be constructed in different scales, small and long, with all different scales being + nested (like the different Russian dolls) within each other.” For example, “a mental feature may + be characterized by an extremely short and restricted spatiotemporal scale which, if abstracted + and thereby detached from its underlying longer and more extended scale may seem to be non-dynamic + and thus a re-presentation of an event or object. This is like taking one smaller Russian doll out + and consider it in isolation from all the others (and, even worse, forgetting that any of the + others were ever present).” If, in contrast, they suggest, “one conceives the spatiotemporal scale + of mental features in the larger context of other spatiotemporal scales, one can take into view + their nestedness.” In this view, Northoff has mental features as “nothing but a small Russian doll + that is nested within the longer and more extended scales of the brain's spontaneous activity + (which, by itself, is nested within the yet much larger spatiotemporal scales of body and world)” + (Northoff et al., 2020).
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9.2.13. Bunge's emergent materialism

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Philosopher and physicist Mario Bunge rejects any “separate mental entity,” calling it “a + stumbling block to progress.” It is “unwarranted by the available data and the existing + psychological models,” he says, and it collides “head-on with the most fundamental ideas of all + modern science.” Rather, Bunge argues that the mind-body problem requires a psychobiological + approach, based on the assumption that behavior is an external manifestation of neural + processes—an approach that also abandons ordinary language in favor of a “state space language, + which is mathematically precise and is shared by science and scientific philosophy” (Bunge, 1980; + 2014). More broadly, he presents a + systematic model of mankind as a “biopsychosocial entity” and he favors “the multilevel approach” + over “the holistic, the analytic, and the synthetic approaches” (Bunge, 1989).
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Upfront, Bunge defines his idiosyncratic position: ‘‘I am an unabashed monist’’—his objective + is “to reunite matter and mind”—and ‘‘I am a materialist but not a physicalist.’’ By the latter + distinction, Bunge means that while the material world is all there is (i.e., there are no + nonmaterial substances), the laws of physics cannot explain all phenomena (i.e., “physics can + explain neither life nor mind nor society”) (Bunge, 2011; Slezak, 2011).
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Bunge calls his theory, or more precisely, his “programmatic hypothesis,” about the + mind-body problem “emergent materialism”—his core concept being that “mental states form a + subset (albeit a very distinguished one) of brain states (which in turn are a subset of the + state space of the whole animal).” The hypothesis is unambiguously materialist, even though + “biosystems, including their mental states, have properties that are not reducible to their + physical and chemical properties.” Mind, according to Bunge, “is just a collection of functions + (activities, events) of an extremely complex central + nervous system.” Mental states are distinguished from brain states broadly in that mental + states reflect only those brain states that exhibit neural plasticity, especially learning, in + contrast to brain states that are more phylogenetically fixed (Bunge, 1980; 2014).
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Approaching the mind-body problem as a general systems theorist, Bunge shows, in + particular, “how the concept of a state space can be used to represent the states and changes of + state of a concrete thing such as the central + nervous system.” He stresses the concept of emergence—he defines an emergent + property as “a property possessed by a system but not by its components.” He then focuses on + the level where such emergence occurs, arguing that “the mental cannot be regarded as a level + on a par with the physical or the social.” The upshot, he says, is “a rationalist and + naturalist pluralism.” + While he rejects Dualism (15) as both untestable and contradictory to science, he also + rejects Eliminative Materialism (9.1.1) and reductive materialism (9.1.7) “for ignoring the + peculiar (emergent) properties of the central nervous + system.” He opts for “emergentist materialism” as a variety of “psychoneural monism,” + but cautions that it needs detailed mechanisms, especially mathematical ones + (Bunge, 1977).
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Bunge trains his delightfully acerbic guns on choice theories: computationalism (“a + sophisticated version of behaviorism,” “brainless cognitive science”); studying higher level + mental phenomena rather than neuroscience and ‘‘objective brain facts’’ (“Cartesian mind-body + dualism,” “psychoneural dualism”); philosophical zombies (‘‘responsible people do not mistake + conceptual possibility, or conceivability, for factual possibility or lawfulness; and they do not + regard the ability to invent fantasy worlds as evidence for their real existence’’); and + panpsychism (‘‘illustrates the cynical principle that, given an arbitrary extravagance, there is + at least one philosopher capable of inventing an even more outrageous one’’) (Slezak, 2011; Bunge, 2011).
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Bunge also criticizes that “the division of scientific labor has reached such a + ridiculous extreme that many workers in neuroscience and psychology tend to pay only lip + service to the importance of studies in development and evolution for the understanding of + their subject.” Such neglect of development and evolution, he says, has had at least three + undesirable consequences: 1) overlooking the biological maturation of the central nervous + system (e.g., the corpus + callosum takes up to a decade to develop); 2) exaggerating leaps at the expense of + graduality (particularly of the information-processing variety); and conversely, 3) exaggerating + continuity at the expense of quantitative novelty (animal psychologists who claim that human + mental abilities differ only in degree from prehuman ones) (Bunge, 1989).
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In sum, to explain behavior and mentation in scientific terms, Bunge calls for a synthesis or + merger of neuroscience and social science, rather than for a reduction, “even though the + behavioral and mental processes are neurophysiological.” Put philosophically, “this is a case of + ontological reduction without full epistemological reduction” (Bunge, 1989).
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9.2.14. Hirstein's mindmelding

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William Hirstein argues that it is “the assumption of privacy”—the deep, metaphysical + impossibility for one person to ever experience the conscious states of another—that has led + philosophers and scientists to claim wrongly that the conscious mind can never be explained in + straightforwardly physical terms and thus to “create vexing dualisms, panpsychisms, views that + would force changes in our current theories in physics, views that deny the reality of + consciousness, or views that claim the problem is insoluble.” Hirstein seeks to undermine “the + assumption of privacy” by the thought experiment of “mindmelding”: connecting one person's + cerebral cortex control network to another person's cerebral cortex visual attention network. This + would entail inter-brain rather than the normal intra-brain coupling. Then the first person might + correctly say, “Wow, I am experiencing your conscious visual states. Did you know you are color + blind?” The control network functions as a referent for “I”—the subject of the visual states—and + the other person's conscious visual states are the referent for “your conscious visual states.” As + such, mindmelding would support phenomenal consciousness as entirely physical, realizable in terms + of neurobiology, which would be both necessary and sufficient (Hirstein, 2012).
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9.3. Electromagnetic field theories

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Electromagnetic (EM) Field Theories treat minds as identical to, or derivative from, the broader, + brain-spanning EM fields generated by the cumulative aggregate of multiple, specific neural + currents. The brain is packed with an intricate three-dimensional web of these EM fields—the + question is what functions do these EM fields serve (if any), and whether these fields in any way + relate to consciousness?
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Diverse studies are said to support an EM field theory. For example, + “transient periods of synchronization of oscillating neuronal + discharges in the frequency range 30–80 Hz (gamma oscillations) have been proposed to act as + an integrative mechanism that may bring a widely distributed set of neurons together into a + coherent ensemble that underlies a cognitive act.” Transitions between the moment of perception + and the motor response are marked by periods of strong desynchronization, which suggests “a + process of active uncoupling of the underlying neural ensembles that is necessary to proceed from + one cognitive state to another” (Rodriguez, 1999).
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The stability of working memory is said to emerge at the level of the electric fields that + arise from neural activity, more than from the specific neural activity itself, as “the exact + neurons maintaining a given memory (the neural ensemble) change from trial to trial.” In the face of this + “representational drift,” electric fields carry information about working memory content, enable + information transfer between brain areas and “can act as ‘guard rails’ that funnel higher + dimensional variable neural activity along stable lower dimensional routes” (Pinotsis and Miller, 2022).
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Electric fields, applied externally, have been shown to modulate pharmacologically evoked + neural network activity in rodent hippocampus + and to enhance and entrain physiological neocortical neural network activity (i.e., neocortical + slow oscillation) in vitro as a model system. Both show the neural efficacy of weak sinusoidal and + naturalistic electric fields (Fröhlich and McCormick, 2010).
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Neuroinformatics/EEG neuroscientists Andrew and Alexander Fingelkurts formulate a framework of + “Operational Architectonics (OA) of Brain-Mind Functioning,” where “consciousness is an emergent + phenomenon of coherent but dynamic interaction among operations produced by multiple, relatively + large, long-lived and stable, but transient neuronal assemblies in the form of spatiotemporal + patterns within the brain’s electromagnetic field.” OA’s architectural structure is “characterized + by a nested hierarchy of operations of increasing complexity: from single neurons to synchronized + neuronal assemblies and further to the operational modules of integrated neuronal assemblies.” + Conscious phenomena are “brought to existence” by the brain generating a “dynamic, highly + structured, extracellular electromagnetic field in spatiotemporal domains and over a wide frequency + range.” Neurophysiological substrates of single operations (standing electromagnetic fields), + produced by different neuronal assemblies, “present different qualia or aspects of the whole + object/scene/concept.” At the same time, “the wholeness of the consciously perceived or imagined is + a result of synchronized operations (electromagnetic fields) of many transient neuronal assemblies + in the form of dynamic and ever-increasing spatiotemporal patterns termed Operational Modules + (OM)”—where new OM configurations generate an almost infinite number and complexity of phenomenal + qualities, patterns, and objects (Fingelkurts, 2024; Fingelkurts et. al., 2019, 2020).
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Adding credence to electromagnetic field theories are recent discoveries of + large-scale, cerebral cortex-wide interacting spiral + wave patterns of brain waves that are said to underlie complex brain dynamics and are + related to cognitive + processing. That the human brain exhibits rich and complex electromagnetic patterns, + with brain spirals propagating across the cortex and giving rise to spatiotemporal activity + dynamics with non-stationary features and having functional correlates to cognitive + processing, would be consistent with their role in consciousness (Xu et al., 2023).
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9.3.1. Jones's electromagnetic fields

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Philosopher Mostyn Jones gathers, explains and classifies various electromagnetic-field + theories, each with its own theoretical foundation: computationalist, reductionist, dualist, + realist, interactionist, epiphenomenalist, globalist, and localist. He uses three questions to + classify the field theories: 1. How do minds exist relative to fields? 2. Are minds unified by + global or local fields? 3. How extensively do fields and neurons interact? (Jones, 2013).
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The claim is made that electromagnetic fields in the brain can solve the “binding + problem,” where distinct sensory modules combine to give a unified sense of phenomenal + experience—say, melding the red and roundness of a balloon into a single percept. For example, + there doesn't seem to be a single synthesizing brain area into which all visual circuits feed, + nor any well-known cortical circuits that bind (unite) color and shape to form unified images. + However, perceptual + binding does seem to involve the synchronized firing of circuits in unified lockstep (with + a temporal binding code) for specific sensory modalities (e.g., shape), but neurons in color and + shape circuits don't synchronize. Mostyn states that “while binding involves synchrony, binding + seems to be more than synchrony,” thus giving field theories the opening to unify visual + experience via a single field, not by a single brain area or by synchrony (yet synchrony does + amplify field activity) (Jones, 2013).
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Mostyn claims that evidence is mounting that unified neural electromagnetic fields interact + with neuronal cells and circuits to explain correlations and divergences between synchrony, + attention, convergence, and unified minds, and that the simplest explanation for the unity of + minds and fields is that minds are fields (Jones, 2017). Moreover, some + electromagnetic-field theorists even put qualia itself on the explanatory agenda (Jones, 2013).
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Jones poses “neuroelectrical panpsychism” (NP) as “a clear, simple, testable mind–body + solution” based on the conjunction of its two component theories: (i) “everything is at least + minimally conscious,” and (ii) “electrical activity across separate neurons creates a unified, + intelligent mind.” According to Jones, NP is bolstered by neuroelectrical activities that generate + different qualia, unite them to form perceptions and emotions, and help guide brain operations. He + claims, ambitiously, that “NP also addresses the hard problem of why minds accompany these neural + correlates.” He offers the radical identity that “the real nature of matter-energy (beyond how it + appears to sense organs) is consciousness that occupies space, exerts forces, and unites + neuroelectrically to form minds.” He also has NP solving panpsychism's combination problem “by + explaining how the mind's subject and experiences arise by electrically combining simple + experiences in brains” (Jones, 2024).
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9.3.2. Pockett's conscious and non-conscious patterns

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Psychologist Susan Pockett's electromagnetic field theory of consciousness proposes that “while + conscious experiences are identical with certain electromagnetic patterns generated by the brain” + have always been acknowledged, it is critical to “specify what might distinguish conscious + patterns from non-conscious patterns … the 3D shape of electromagnetic fields that are conscious, + as opposed to those that are not conscious.” She calls this “a testable hypothesis about the + characteristics of conscious as opposed to non-conscious fields” (Pockett, 2012).
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Moreover, Pockett argues that the central dogma of cognitive + psychology that “consciousness is a process, not a thing” is “simply wrong.” All + neural processing is unconscious, she asserts. “The illusion that some of it is conscious + results largely from a failure to separate consciousness per se from a number of unconscious + processes that normally accompany it—most particularly focal attention. Conscious + sensory experiences are not processes at all. They are things: specifically, spatial + electromagnetic (EM) patterns, which are presently generated only by ongoing unconscious + processing at certain times and places in the mammalian brain, but which in principle could be + generated by hardware rather than wetware” (Pockett, 2017).
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9.3.3. McFadden's conscious electromagnetic information theory

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Molecular geneticist Johnjoe McFadden proposes conscious electromagnetic information (CEMI) + field theory as an explanation of consciousness. His central claim is that “conventional theories + of consciousness (ToCs) that assume the substrate of consciousness is the brain's neuronal matter + fail to account for fundamental features of consciousness, such as the binding problem,” and he + posits that the substrate of consciousness is best accounted by the brain's well-known + electromagnetic (EM) field (McFadden, 2023).
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Electromagnetic field theories of consciousness (EMF-ToCs) were first proposed in the early + 2000s primarily to account for the experimental discovery that synchronous neuronal firing was a + strong neural correlate of consciousness (NCC) (McFadden, 2002). While McFadden has + EMF-ToCs gaining increasing support, he recognizes that “they remain controversial and are often + ignored by neurobiologists and philosophers and passed over in most published reviews of + consciousness.” In his own review, McFadden examines EMF-ToCs against established criteria for + distinguishing between competing ToCs and argues that “they [EMF-ToCs] outperform all conventional + ToCs and provide novel insights into the nature of consciousness as well as a feasible route + toward building artificial consciousnesses” (McFadden, 2023).
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McFadden references the neurophysiology + of working memory in support of CEMI theory. He states that “although the exact neurons (the + neural ensemble) maintaining a given memory in working memory varies from trial to trial, what + is known as representational drift, stability of working memory emerges at the level of the + brain's electric fields as detected by EEG.” This means, he argues that “since working memory is + considered to be, essentially, conscious memory,” consciousness “resides in the brain's + electromagnetic fields rather than in its neurons, acting as the brain's global workspace.” He + asserts that “the higher level of correlation between the contents of working memory and the + brain's EM fields, rather than the state of the brain's matter-based neurons, is a considerable + challenge to all neural-ToCs” (McFadden, 2023).
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McFadden positions CEMI field theory (or EMF-ToCs) as providing “an objective criterion for + distinguishing conscious from non-conscious EM fields. This arises from the requirement that, to + be reportably conscious, a system must be able to generate (rather than merely transmit) thoughts + as gestalt (integrated) information—our thoughts—that can be communicated to the outside world via + a motor system” (McFadden, 2023).
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In distinguishing CEMI field theory from Integrated Information Theory (12), McFadden + argues that “nearly all examples of so-called ‘integrated information’, including neuronal information + processing and conventional computing, are only temporally integrated in the sense that + outputs are correlated with multiple inputs: the information integration is implemented in time, + rather than space, and thereby cannot correspond to physically integrated information.” He + stresses that “only energy fields are capable of integrating information in space” and he + defines CEMI field theory whereby “consciousness is physically integrated, and causally active, + [with] information encoded in the brain's global electromagnetic (EM) field.” Moreover, he + posits that “consciousness implements algorithms in space, rather than time, within the brain's + EM field,” and he describes CEMI field theory as “a scientific dualism that is rooted in the + difference between matter and energy, rather than matter and spirit” (McFadden, 2020).
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9.3.4. Ephaptic coupling

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An ephaptic coupling theory of consciousness leverages the idea that neurons, being + electrogenic, produce electric fields, which, if sufficiently strong and precisely placed, can + influence the electrical excitability of neighboring neurons near-instantaneously (Chen, 2020). Assuming that ephaptic + coupling occurs broadly in the brain, it could support, or even help constitute, an + electromagnetic field theory of consciousness.
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Experiments show that a neural network can generate “sustained + self-propagating waves by ephaptic coupling, suggesting a novel propagation mechanism for + neural activity under normal physiological conditions.” There is clear evidence that “slow + periodic activity in the longitudinal hippocampal + slice can propagate without chemical synaptic + transmission or gap + junctions, but can generate electric fields which in turn activate neighboring cells.” + These results “support the hypothesis that endogenous electric fields, previously thought to be + too small to trigger neural activity, play a significant role in the self-propagation of slow + periodic activity in the hippocampus” (Chiang et al, 2019).
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Ephaptic coupling of cortical neurons, independent of synapses, has been demonstrated by + stimulating and recording from rat cortical pyramidal neurons in slices. Results showed that + extracellular fields, despite their small size, “could strongly entrain action potentials, + particularly for slow (<8 Hz) fluctuations of the extracellular field,” indicating that + “endogenous brain activity can causally affect neural function through field effects under + physiological conditions” (Anastassiou et al., 2011).
+
Mesoscopic ephaptic activity in the human brain has been explored, including its trajectory + during aging, in a sample of 401 realistic human brain models from healthy subjects aged 16–83. + “Results reveal that ephaptic coupling … significantly decreases with age, with higher involvement + of sensorimotor regions and medial brain structures. This study suggests that by providing the + means for fast and direct interaction between neurons, ephaptic modulation may contribute to the + complexity of human function for cognition and behavior” (Ruffini et al., 2020).
+
+
+

9.3.5. Ambron's local field potentials and electromagnetic waves

+
Biologist and pain researcher Richard Ambron suggests that understanding the specific + consciousness of pain might help to understand the mechanism of consciousness in general. Pain is + ideal for studying consciousness, he says, because it receives priority over all other sensations, + reflecting its criticality for survival (Ambron, 2023a, 2023b; Ambron and Sinav, 2022).
+
Pain starts at the site of injury where damaged cells release small molecular compounds that + bind to the terminals of peripheral neurons and trigger action potentials which encode information + about the injury. The greater the severity of the injury, the greater the number and frequency of + action potentials, and the greater the intensity of pain.
+
The pain + pathway is well documented: from periphery to spinal cord to the thalamus, where we + first become aware of the injury but do not feel the affect of onerous pain. Rather, the region + for feeling the hurtfulness of pain is the anterior + cingulate cortex (ACC), where input from the thalamus activates a complex neuronal + circuit. Essential are the pyramidal neurons, which have a triangular cell + body and a long dendrite with many branches that are vital for experiencing + pain.
+
Because information transmitted between neurons must traverse the minuscule space between + them—the synapse—axons from thalamic neurons transmit to dendrites of ACC neurons by releasing a + neurotransmitter that traverses the gap, binds to the dendritic endings and triggers action + potentials. When there is prolonged activity at the synapse in response to a serious injury, the + synapses become “hyperresponsive” and strengthened. This strengthening, called long-term + potentiation (LTP), sensitizes the synapse so that it takes fewer action potentials to cause pain. + This is why even a gentle touch to the site of an injury will hurt (Ambron, 2023a, 2023b; Ambron and Sinav, 2022).
+
In addition to housing circuits for pain, the ACC receives information from other brain + regions. For example, inputs from the amygdala + can increase the intensity of the pain due to anxiety or fear, whereas those from the nucleus + accumbens can reduce the pain if the reward for bearing the pain is considered worthwhile. + Thus, what we experience as pain depends on interactions among several areas of the brain.
+
To maintain electro-neutrality after an injury, there is an efflux of positive ions from the + cell body that forms a local field potential (LFP) and creates electromagnetic (EM) waves in the + extracellular + space around the pyramidal neurons. In Ambron's novel move, he posits that these EM waves + now contain the information about the pain that was previously encoded in the action potentials. + In other words, the pain information was transferred from action potentials to LFPs to EM waves, + which could influence nearby circuits, such as those for attention.
+
Ambron speculates that these EM waves contribute to consciousness. Assuming information from + other senses is also transformed into EM waves, it also might help solve the “binding/combination + problem,” because integrating information from all the waves could explain how individual sensory + inputs combine to create “a unified, coherent version of the world.” Unlike most theories of + consciousness, Ambron believes his hypothesis can be tested (Ambron, 2023a, 2023b).
+
+
+

9.3.6. Llinas's mindness state of oscillations

+
Neuroscientist Rodolfo Llinas's theory of the “mindness state” is centered on the concept + of oscillations. Many neurons possess electrical activity, manifested as oscillating variations + in the minute voltages across the cell membrane. On the crests of these oscillations occur + larger electrical events that are the basis for neuron-to-neuron communication. Like cicadas + chirping in unison, a group of neurons oscillating in phase can resonate with a distant group of + neurons. This simultaneity of neuronal + activity, Llinas maintains, is the neurobiological root of cognition. Although the + internal state that we call the mind is guided by the senses, it is also generated by the + oscillations within the brain. Thus, in a certain sense, Llinas would say that reality is not + all "out there," but is a kind of virtual reality (Llinas, 2002, 2007).
+
+
+

9.3.7. Zhang's long-distance light-speed telecommunications

+
Synaptic neuroscientist Ping Zhang suggests that “the long-time puzzle between brain and mind” + might be solved by “a light-speed telecommunication between remote cells that are arranged in + parallel.” He bases his theory on “the law of synchronization,” where “all the individuals are + connected to each other rigidly (or in a light-speed momentum network), energy radiated from one + individual will be propagated to and conserved in all other individuals in light speed” (Zhang, 2019).23
+
In explaining “how a ‘school’ of neurons in human brain behaves like a light-speed rigid + network and concentrates on a task,” Zhang cites his own observation of “the traveling electrical + field mediated transmission of action potentials between excitable cells with the cell-cell + distance more than 10 mm (an anatomically astronomical distance in cortex).” Moreover, “when + longitudinal cells are arranged in parallel separately, the action potential generated from one + cell can ‘jump’ to other cells and cause all the cells to fire action potentials in concert. If + two cells fire action potentials spontaneously and have their own rhythm, they tend to ‘learn’ + from each other, adjust their own pace, eventually lock their phases, and ‘remember’ this common + rhythm for a long while” (Zhang, 2019).
+
Zhang notes, “unlike synaptic neuronal network, which is a physiological transmission with the + velocity of 0.2–120 m/s (synaptic delay period is not included), traveling electrical field + mediated transmission … [has] the velocity of light speed.” In a cortical circuit, he says, “the + synaptic elements provide delicate and precise connections; while the traveling electrical field, + may provide transient, rapid, flexible rather than fixed connections to synchronize rhythmic + action potentials fired from axons which are arranged in parallel and are well insulated by + dielectric media.”
+
How does “this invisible ‘tele’ bridge-linked synchronization or harmony” work? According to + Zhang, neural action potentials in human brain circuits produce clusters of traveling electrical + fields. Those with similar frequency tend to be synchronized. Integration, imagination, + remembering, creating, etc. require considerable energy, and if these processes are simply + synchronizations between different brain regions, the energy conserving property of sync + facilitates performing these mental activities.
+
Having worked on synaptic + transmission for 20 years, Zhang muses: “Glutamate receptors, for instance, are + found in both human and crayfish synapses. Human receptors are not any ‘smarter’ than those of + crayfish.” It would be very narrow minded, he says, “to study human synapses, which evolved + from those of squid and + crayfish, hoping to find a magic thinking molecule.” If there is no super-highway (light + speed) above the traditional synaptic networks, he concludes, “I just cannot imagine how + people can be an intelligent life-form” (Zhang, 2019).
+
+
+
+

9.4. Computational and Informational Theories

+
Computation and Information Theories feature advanced computational structures, resonance + systems, complex + adaptive systems, information-theory models, and mathematical models, all of which are held, + in whole or in part, as theories of consciousness.
+
+

9.4.1. Computational theories

+
Computational theories + of mind developed organically as the processing power of computers expanded + exponentially to enable the emulation of mind-like capabilities such as memory, knowledge + structure, perception, decision-making, problem solving, reasoning and linguistic + comprehension (especially with the advent of human-like large + language models like ChatGPT). The growing field of cognitive + science owes its development to computational theories (Rescorla, 2020).
+
There is a reciprocal, recursive, positive-feedback relationship as computational theories + of mind seek both to enhance the power and scope of computing and to advance + understanding of how the human mind actually works. Classical computational theories + of mind, which exemplify functionalism (9.1.3), are based on algorithms, which are + routines of systematic, step-by-step instructions, and on Turing machines, which are abstract + models of idealized computers with unlimited memory and time that process one operation at a + time (with super-fast but not unlimited speed).
+
Artificial intelligence adds logic, seeking to automate reasoning—deductive at first, then + inductive and higher-order forms. Neural networks, with a connectionism construct, were a + step-function advance. For example, chess computers have reigned supreme since 1997 when Deep Blue + defeated the world chess champion, Gary Kasparov. But whereas the process has been literally + massive brute-force calculations—hundreds of millions of “nodes” per second (a “node” is a chess + position with its evaluation and history)—recent advances in algorithmic theory are dramatically + improving capabilities. The implications go way beyond chess and are apparent.
+
Philosopher-futurist Nick Bostrom espouses a computational theory of consciousness, which is + consistent with his view that there is a distinct possibility that our world and universe, our + total state of affairs, is a computer simulation (Bostrom, 2003, 2006). The logic is almost a + tautology: A computer simulation would require, by definition, that our consciousness, and the + consciousnesses of all sentient creatures, would be, ipso facto, computational consciousness. Of + course, Bostrom does not argue that we are living in a simulation, so his + computationalism as a theory of consciousness is motivated by other factors, including + computational neuroscience. In fact, one could make the case that the arrow of causal explanation + points in the reverse direction: Consciousness as computational would need to be a condition + precedent, necessary but not sufficient, for the simulation argument to be coherent.
+
Computer/AI scientist James Reggia explains that efforts to create computational models of + consciousness have been driven by two main motivations: “to develop a better scientific + understanding of the nature of human/animal consciousness and to produce machines that genuinely + exhibit conscious awareness.” He offers three conclusions: “(1) computational modeling has become + an effective and accepted methodology for the scientific study of consciousness; (2) existing + computational models have successfully captured a number of neurobiological, cognitive, and + behavioral correlates of conscious information processing as machine simulations; and (3) no + existing approach to artificial consciousness has presented a compelling demonstration of + phenomenal machine consciousness, or even clear evidence that artificial phenomenal consciousness + will eventually be possible” (Reggia, 2013).
+
Computer scientist Kenneth Steiglitz argues that all available theories of consciousness + “aren't up to the job” in that “they don't tell me how I can know whether a particular candidate + is or is not phenomenally conscious.” Moreover, he says, we will never be able to answer the + question of AI consciousness—because “it is simply not possible to test for consciousness.” This + presents, Steiglitz worries, dangers of two kinds: (1) damaging or even destroying our own + consciousness, and (2) bringing about new consciousness that will not be treated with proper + respect and quite possible suffer (Steiglitz, 2024).
+
Steiglitz states three principles of what we think we know about consciousness—the dual nature + of mind and body, the dependence of mind on body, and the dependence of mind on computation—and he + calls them all absurd, because “these do not follow from physics, biology, or logic.” He + muses, “I wish I had a theory to account for consciousness—but I don't see how any theory could” + (Steiglitz, 2024).
+
Philosophy-savvy attorney Andrew Hartford proposes an EP (Eternal Past) Conjecture such that + “If there ever is something there always was something, because no-thing comes from + Nothing,” and that “the always existor exists before all time, process or computation.” What + follows, he says, is that while “it remains to be seen whether artificial consciousness is in the + domain of all possibilities, we should not presume that we will necessarily build computational + consciousness” (Hartford, 2014).
+
The mildly dismissive critique is that the computational theory of mind follows the historical + trend of analogizing the mind to “the science of the day,”.24
+
+
+

9.4.2. Grossberg's adaptive resonance theory

+
To computational neuroscientist Stephen Grossberg, "all conscious states are resonant states." + The conscious brain is the resonant brain where attentive consciousness regulates actions that + interact with learning, recognition, and prediction (Grossberg, 2019). Grossberg's idea + is that the mind is an activity, not a thing, a verb not a noun—it's what you do, not what you + have or use. His theoretical foundation is “Adaptive Resonance Theory” (ART), a cognitive and + neural concept of how the brain autonomously learns to consciously attend, learn, categorize, + recognize, and predict objects and events in a changing world (Grossberg, 2013). Central to ART's + predictive power is its ability to carry out fast, incremental, and stable unsupervised and + supervised learning in response to external events.
+
ART specifies mechanistic links in advanced brains that connect processes regulating + conscious attention, seeing, and knowing, with those regulating looking and reaching. + Consciousness thus enables learning, expectation, attention, resonance, and synchrony during + both unsupervised and supervised learning. These mechanistic links arise from basic properties + of brain design principles such as complementary computing, hierarchical resolution of + uncertainty, and adaptive resonance. These principles, recursively, require conscious states to + mark perceptual and cognitive + representations that are complete, context sensitive, and stable enough to control + effective actions (Grossberg, 2019).
+
Foundational to Grossberg's way of thinking is the idea that all biological + processes, notably our brains, self-organize, and that all cellular systems illustrate + variations of a universal developmental code. All these processes are regulated using physically + different instantiations of mechanistically similar laws of short-term memory or activation, and + long-term memory or learned memory, that are conserved across species, including in our brains + (Grossberg, 2021).
+
Resonance in the brain comes about via bottom-up patterns interacting with learned top-down + expectations, leading to a persistent resonant state that can also lead to conscious awareness + when it includes feature-selective cells that represent qualia. In this way, Grossberg uses ART to + explain many mind and brain data about how humans consciously see, hear, feel, and know things (Grossberg, 2023).
+
At the risk of oversimplification, Grossberg's unified theory of mind has three “laws” of + consciousness: (i) All conscious states are resonant states; (ii) only resonant states with + feature-based representations can become conscious; (iii) multiple resonant states can resonate + together. He believes that the varieties of brain resonances and the conscious experiences that + they support make progress towards solving the hard problem of consciousness (Grossberg, 2017).
+
+
+

9.4.3. Complex adaptive systems models

+
A complex adaptive system (CAS) is a dynamic network of interactions whose collective + behavior may not be predictable from its component behaviors and that can “adapt” or alter its + individual and collective behavior, creating novelties. A CAS works, broadly, via kinds of + mutation and self-organizing principles related to change-initiating events at different levels + of its organizational + structure (from micro to collective), motivated in a loose sense by kinds of rules or + trophisms (Complex Adaptive System, 2023). +
+
The application of CAS to consciousness can be argued from two perspectives. First, because the + brain is a classic CAS in that it is the most complex system in the known universe—the brain has + roughly (order of magnitude) 100 billion neurons and one quadrillion (1015) connections—with + constant adaptations and emergences of novel functions or activities, and because consciousness is + the output of the brain, therefore consciousness is a CAS.
+
Second, characteristics of consciousness per se are characteristics of a CAS: interactions are + non-linear and chaotic in that small changes in inputs can cause large changes in outputs (e.g., + minor physical or psychological stimuli can trigger major behavioral responses); histories are + relevant for current and future evolution of the system; thresholds are critical for initiating + new actions; interactions can be recursive and unpredictable; and the system is open such that + boundaries may not be definable (Rose, 2022).
+
Understanding consciousness as an intelligent CAS may affect how we assess its impact on + its environment; for example, how anthropology + conceives of culture (Laughlin, 2023). Consciousness may + be modeled as an intelligent CAS where intelligence means solving problems by mediating between + sensory input and behavioral output. Evolution of an intelligent CAS is said to result in emergent + properties.
+
+
+

9.4.4. Critical brain hypothesis

+
According to biophysicist John Beggs, the Critical Brain Hypothesis “suggests that neural + networks do their best work when connections are not too weak or too strong.” This + intermediate “critical” case avoids “the pitfalls of being excessively damped or amplified.” In + criticality, the brain capacity for transmitting more bits of information is enhanced (Beggs, 2023).
+
The hypothesis posits that the brain operates optimally near the critical point of phase + transitions, oscillating between subcritical, critical, and modestly supercritical conditions. + “The brain is always teetering between two phases, or modes, of activity,” Beggs explains; “a + random phase, where it is mostly inactive, and an ordered phase, where it is overactive and on + the verge of a seizure.” + The hypothesis predicts, he says, that “between these phases, at a sweet spot known as the + critical point, the brain has a perfect balance of variety and structure and can produce the + most complex and information-rich activity patterns. This state allows the brain to optimize + multiple information processing tasks, from carrying out computations to transmitting and + storing information, all at the same time” (Beggs, 2023).
+
The Critical Brain Hypothesis traces its origin to physicist Per Bak, who suggests that “the + brain exhibits ‘self-organized criticality,’ tuning to its critical point automatically. Its + exquisitely ordered complexity and thinking ability arise spontaneously … from the disordered + electrical activity of neurons.” Founding his ideas on statistical mechanics, Bak hypothesizes + that, “like a sandpile, the network balances at its critical point, with electrical activity + following a power law. So when a neuron fires, this can trigger an ‘avalanche’ of firing by + connected neurons, and smaller avalanches occur more frequently than larger ones” (Ouellette, 2018).
+
The same sense of a critical brain being “just right,” Beggs says, also explains why + information storage, which is driven by the activation of groups of neurons called assemblies, can + be optimized. “In a subcritical network, the connections are so weak that very few neurons are + coupled together, so only a few small assemblies can form. In a supercritical network, the + connections are so strong that almost all neurons are coupled together, which allows only one + large assembly. In a critical network, the connections are strong enough for many moderately sized + groups of neurons to couple, yet weak enough to prevent them from all coalescing into one giant + assembly. This balance leads to the largest number of stable assemblies, maximizing information + storage” (Beggs, 2023).
+
Beggs claims that “experiments both on isolated networks of neurons and in intact brains + have upheld many of these predictions” derived from networks operating near the critical point, + especially in the cortex of different species, including humans. For example, it is possible to + disrupt the critical point. “When humans are sleep deprived, their brains become supercritical, + although a good night's + sleep can move them back toward the critical point.” It thus appears, he suggests, that + “brains naturally incline themselves to operate near the critical point, perhaps just as the + body keeps blood pressure, temperature and heart rate in a healthy range despite changes to the + environment” (Beggs, 2023).
+
Two challenges are identified: (i) how is criticality maintained or “fine-tuned” in a + biological environment (Ouellette, 2018), and (ii) + “distinguishing between the apparent criticality of random noise and the true criticality of + collective interactions among neurons” (Beggs, 2023).
+
+
+

9.4.5. Pribram's holonomic brain theory

+
Neurosurgeon/neuroscientist Karl Pribram's Holonomic Brain Theory is the novel idea that + human consciousness comes about via quantum effects in or between brain cells such that the + brain acts as a holographic storage network (building on theories of holograms + formulated by Dennis Gabor). (“Holonomic” refers to representations in a Hilbert phase space + defined by both spectral and space-time coordinates.) (Section: Holonomic brain theory, 2023).
+
Holograms are three-dimensional images encoded on two-dimensional surfaces and Pribram's claim + is that this counterintuitive capacity is fundamental in explaining consciousness. (There is + precedent in that the holographic principle in quantum cosmology describes black hole entropy and + information, with applications in string theory and quantum gravity [Holographic principle, 2024].)
+
Holograms are generated from patterns of interference produced by superimposed wavefronts, + created by split beams of coherent radiation (i.e., lasers) that are recorded and later + re-constructed. A prime characteristic is that every part of the stored information is distributed + over the entire hologram. Even if most parts of the hologram are damaged, as long as any part of + the hologram is large enough to contain the interference pattern, that part can recreate the + entirety of the stored image (but if the image is too small it will be noisy, blurry)
+
The application of holographic models to consciousness was inspired by this non-locality + of information storage within the hologram. It was Karl Pribram who first noted the similarities + between an optical hologram and memory storage in the human brain, extrapolating what + psychologist Karl Lashley had discovered about the wide distribution of memory in the cerebral + cortex of rats following diverse surgical lesions. Pribram had worked with Lashley on Lashley's + engram + experiments, which sought to determine exact locations of specific memories in primate brains by + making small lesions. The surprising result was that these targeted extirpations had little + effect on memory. In contrast, removing large areas of cortex caused multiple serious deficits + in memory and cognitive function. The conclusion was a milestone in neuroscience: Memories are + not stored in a single circuit or exact location, but were spread over the entirety of a neural + network. Thus, according to Holonomic Brain Theory, memories are stored in holographic-like + fashion within certain general regions, but stored non-locally within those regions. This + enables the brain to maintain function and memory even after it is damaged. (This can explain + why some children retain normal intelligence when large portions of their brains—in some cases, + half—are removed.) (Holonomic brain theory, 2023).
+
More fundamentally, Holonomic Brain Theory conjectures that consciousness is formed by + quantum events within or between neurons. This early theory of quantum consciousness, which + Pribram developed initially with physicist David Bohm, combines quantum biology with holographic + storage. Pribram suggests these processes involve electric oscillations in the brain's + fine-fibered dendritic webs, which differ from the commonly accepted action potentials along + axons and traversing synapses. These oscillations are waves and create wave interference + patterns in which memory is encoded such that a piece of a long-term memory is similarly + distributed over a dendritic arbor. The remarkable result is that each part of the dendritic + network contains all the information stored over the entire network—a mechanism that maps well + onto laser-generated holograms. Thus, Holonomic Brain Theory is said to enable distinctive + features of consciousness, including the fast associative + memory that connects different pieces of stored information and the non-locality of memory + storage (a specific memory is not stored in a single location; there is no dedicated group or + circuit of specific neurons) (Holonomic brain theory, 2023).
+
Although Holonomic Brain Theory has not come to threaten mainstream neuroscience, it has + intriguing features that should be explored. I don't hold it against the theory that it has + stimulated unusual and creative speculations; for example, holographic duality and the physics of + consciousness (Awret, 2022); holographic principle + of mind and the evolution of consciousness (Germine, 2018); and quantum + hologram theory of consciousness as a framework for altered + states of consciousness research (Valverde et al., 2022). In fact, for + a theory to have a shot at explaining consciousness, if it does not stimulate strange + ideas, it probably doesn't have the disruptive firepower that is surely required.
+
For example, physicist Uziel Awret's dual-aspect information theory of + consciousness—holographic-duality—is motivated by certain anti-physicalist problem intuitions + associated with representational content and spatial location and attempts to provide these with a + topic neutral, consciousness-independent explanation—which, he says “is ‘hard’ enough to make a + philosophical difference and yet ‘easy’ enough to be approached scientifically.” This is achieved + by, “among other things, showing that it is possible to conceive of physical scenarios that + protect physicalism from the conceivability argument without needing to explain all the other + anti-physicalist problem intuitions.” Awret argues that “abstract algorithms are not enough to + solve this problem and that a more radical ‘computation’ that is inspired by physics and that can + be realized in ‘strange metals’ may be needed” (Awret, 2022).
+
+
+

9.4.6. Doyle's experience recorder and reproducer

+
“Information Philosopher” Bob Doyle proposes the “Experience Recorder and Reproducer + (ERR)” as an information model for the mind. He says that the mind, like software, is immaterial + information, a human + being “is not a machine, the brain is not a computer, and the mind is not + processing digital information.” His proposal is that “a minimal primitive mind + would need only to ‘play back’ past experiences that resemble any part of current experience, + because “remembering past experiences has obvious relevance (survival value) for an organism.” + However, beyond its survival value, “the ERR evokes the epistemological ‘meaning’ of information + perceived in that it may be found in the past experiences that are reproduced by the ERR, when + stimulated by a new perception that resembles past experiences in some way” (Section: Doyle, n.d.b).
+
Without prior similar experience, new perceptions will be "meaningless." A conscious + being is constantly recording information about its perceptions of the external world and most + importantly for ERR, it is simultaneously recording its feelings. Experiential data such as + sights, sounds, smells, tastes, and + tactile sensations are recorded in a sequence in association with emotional states, such as + pleasure and pain, fear and comfort levels, etc. This means that when the experiences are + reproduced (played back in a temporal sequence), the accompanying emotions are once again felt, + in synchronization. The capability of reproducing experiences is critical to + learning from past experiences, so as to make them guides for action in future + experiences.
+
The ERR biological model has information stored in “neurons that have been wired together.” + (Neuroscientist Donald Hebb said that "neurons that fire together wire together.”) The stored + information does not get recalled or retrieved (as computers do) to create a representation that + can be viewed. Doyle prefers to call the reproduction a “re-presentation” in that the ERR is + simply presenting or “re-presenting" the original experience in all parts of the conscious mind + connected by the neural assembly. Humans are conscious of our experiences because they are + recorded in (and reproduced on demand from) the information structures in our brains. Mental + information houses the content of an individual (Doyle, n.d.b).
+
ERR, Doyle says, also solves the "binding problem,” the unification of experience, + because the sensory components are bound together when initially stored in the ERR (together with + the accompanying emotion). They remain bound on playback. “They do not have to be assembled + together by an algorithmic scheme.”
+
Consciousness, Doyle says, can be defined in information terms as a property of an entity + (usually a living thing but can also include computers and artificial intelligence) that reacts + appropriately to the information (and particularly to changes in the information) in its + environment. In the context of information philosophy, Doyle posits that the Experience Recorder + and Reproducer can provide us with “information consciousness.”
+
The treatment of information is said to link the physical and the phenomenal. Wherever there is + a phenomenal state, it realizes an information state, which is also realized in the cognitive + system of the brain. Conversely, for at least some physically realized information spaces, + whenever an information state in that space is realized physically, it is also realized + phenomenally. This leads Doyle to suppose that “this double life of information spaces corresponds + to a duality at a deep level.” He even suggests that this “double realization” of information is + the key to the fundamental connection between physical processes and conscious experience. If so, + Doyle concludes, we might develop a truly fundamental theory of consciousness. And it may just be + that information itself is fundamental (Doyle, n.d.b).
+
+
+

9.4.7. Informational realism and emergent information theory

+
Philosopher/theologian/mathematician William Dembski argues that “informational realism,” + understood properly, can “dissolve the mind-body problem.” Information realism “asserts that the + ability to exchange information is the defining feature of reality, of what it means, at the most + fundamental level, for any entity to be real.” It does not deny, he says, the existence of things + (i.e., entities or substances). Rather, it defines things as “their capacity for communicating or + exchanging information with other things,” such that “things make their reality felt by + communicating or exchanging information.” This means that information is “the relational glue that + holds reality together” and “thus assumes primacy in informational realism” (Dembski, 2021, 2023).
+
A key move in dissolving the mind-body problem, according to Dembski, is to substitute + information for perception under an informational realism framework, thereby giving the mind + direct access to fundamental properties (9.8.10). Moreover, he says, informational realism is + “able to preserve a common-sense realism that idealism has always struggled to preserve” because + all things simply communicate information to their “immediate surroundings, which then ramifies + through the whole of reality, reality being an informationally connected whole” (Dembski, 2021, 2023).
+
Engineering professor Jaime Cardenas-Garcia links consciousness with “infoautopoiesis” + (i.e., the process of self-production of information) and seeks to “demystify” both. + Infoautopoiesis, he says, “allows a human organism-in-its-environment to uncover the + bountifulness of matter and/or energy as expressions of their environmental spatial/temporal + motion/change, i.e., as information or Batesonian differences which make a difference.” Thus, + “individuated, internal, inaccessible, semantic + information is the essence of consciousness,” and neither self-produced information nor + consciousness is “a fundamental quantity of the Universe” (Cardenas-Garcia, 2023).
+
Independent researcher Daniel Boyd presents Emergent Information Theory (EIT) to bridge the + mind-body gap by considering biological and technological information systems as a possible + mechanism of “non-material mind” (as defined in an informational context) influencing the physical + body. EIT uses the term “information” as exemplified by computer binary “values.” While associated + with a physical state (e.g., a magnetic polarity) they are distinct from it. The system design + allows the “value” to be deduced from the state. However, being not composed of matter or energy + the value itself, as defined, cannot interact with or be detected by any device. Yet it is these + values that underlie the computer's function. EIT proposes that brain function is based on + comparable primitive information associated with neuronal states (Boyd, 2020).
+
These basic units of information are of no use individually. In computers they are combined to + form hierarchical levels of organization—bytes, subroutines and programs—which cannot be observed, + but can be deduced using the coding systems used to create them. Each level has properties that do + not exist in underlying levels: the “emergence” referred to in EIT. Brain functions are based on + equivalent hierarchical, emergent phenomena which are equally non-detectable. This applies not + just to consciousness, but to all functional brain phenomena. That, in an organic system, this + generic approach can result in the remarkable properties of consciousness should come as no + surprise. Based on the top-down causation that is common in strongly emergent systems, EIT + provides a mechanism for the influence of non-material mind over the physical body (Boyd, 2020). +
+
+
+

9.4.8. Mathematical theories

+
Mathematics can apply to consciousness in two ways. The first approach involves methods, models + and simulations that are increasingly rigorous and sophisticated, describing and explaining + essential features and mechanisms of conscious experience, primarily its structure, level, content + and dynamics (Labh, 2024). Here mathematics + supports various headline theories. Integrated Information Theory (12) relies on a mathematical + determination of consciousness. Friston's Free-Energy Principle formalizes and optimizes the + representational capacities of physical/brain systems (9.5.4). Hoffman's Conscious Realism + (Idealism) utilizes a mathematical formulation of consciousness (16.5).
+
The second approach posits deep claims that mathematical structures form the foundations of + consciousness, much as mathematical structures form the foundations of quantum mechanics. In a + sense, the first way, clear and common, is epistemological; the second, highly speculative, is + ontological.
+
As for mathematics as ontology, Max Tegmark has the entire universe, all reality, as a + fundamental mathematical structure (Tegmark, 2014a). Roger Penrose has + the Platonic world of perfect forms as primary such that physical and mental worlds are its + “shadows.” We “perceive mathematical truths directly,” Penrose says, in that “whenever the mind + perceives a mathematical idea, it makes contact with Plato's world of mathematical concepts” (Penrose, 1996). Both visions, + certainly controversial, would be consistent with mathematical constructions of consciousness, + suggesting that consciousness is “made of’ mathematics.
+
Initiatives to link the abstract formal entities of mathematics, on the one hand, and the + concreta of conscious experience, on the other hand, have proliferated, the challenge being to + “represent conscious experience in terms of mathematical spaces and structures.” But what is “a + mathematical structure of conscious experience?” (Kleiner and Ludwig, 2023).
+
Mathematicians Johannes Kleiner and Tim Ludwig seek a general method to identify and + investigate structures of conscious experience—quality, qualia or phenomenal spaces—to perhaps + serve as a framework to unify approaches from different fields. Their prime criterion is that for + a mathematical structure to be literally of conscious experience, rather than merely a tool to + describe conscious experience, “there must be something in conscious experience that corresponds + to that structure.” In simple terms, they say, such a mathematical structure consists of two + building blocks: the first brings in one or more sets called the ‘domains’ of the structure, where + the elements of sets correspond to aspects of conscious experiences. The second are relations or + functions which are defined on the domains. The authors claim that this definition does not rely + on any specific conception or aspects of conscious experience. Rather, it can work with any theory + of consciousness in that “every conscious experience comes with a set of aspects,” whether + holistic, irreducible approaches to qualia and phenomenal properties, or theories built on + atomistic conceptions of consciousness such as multiple mind modules (Kleiner and Ludwig, 2023).
+
Mathematician Yucong Duan proposes a mathematically based “bug” theory of consciousness in + that, with respect to consciousness, a bug is “not only a limitation in information processing, + but also an illusion that leads human beings to create abstract and complete semantics and use + them as tools” (Duan and Gong, 2024a). He + calls mathematics as “the language of consciousness,” required to find patterns, periodicity, + relevance and other characteristics in consciousness, to reveal causal relationships and + interactions among them, and to understand the structure, dynamics and functions of + consciousness.” For example, “dynamic system theory can describe the evolution track and stable + state of consciousness, and information theory can quantify the information flow and entropy + value in consciousness, thus revealing the dynamic characteristics and information processing + mechanism of consciousness.” Moreover, Fourier + transform can “decompose complex consciousness signals into simple frequency components + and reveal the laws and mechanisms of consciousness activities through frequency domain + analysis, filtering and time-frequency analysis”—combining to yield “new perspectives of + consciousness regularities.” Duan does recognize the limitations of mathematics (Duan and Gong, 2024b).
+
+
+
+

9.5. Homeostatic and affective theories

+
Homeostatic and Affective Theories stress predictive, homeostatic, free-energy (active + inference), equilibrium, and emotion-related theories, and have become increasingly recognized as + important theories of consciousness.
+
+

9.5.1. Predictive theories (Top-down)

+
Top-down predictive theories highlight brain-based, central-to-peripheral, efferent influence + on sensory + organs more than peripheral-to-central, afferent sensory perceptions—and while top-down + predictive models may or may not be themselves explanations of consciousness, they give insight + into the nature of consciousness and its evolutionary development. Top-down is a fundamental + principle of how brains work and it would be surprising if it were not relevant for understanding + consciousness.
+
According to Anil Seth and Tim Bayne, there are two general approaches to understanding + consciousness via the centrality of top-down signaling in shaping and enabling conscious + perception. The first is reentry theories where recurrent, reentrant pathways are in some sense + conscious perceptions—and thus reentry theories are theories of consciousness per se. The second + approach, broadly described as predictive + processing, starts instead from a foundation principle of how the brain works—in terms of + prediction as a core principle underlying perception, action, and cognition, and therefore does + not directly specify theories of consciousness. Nonetheless, the “core claim of reentry theory + and predictive processing (PP) is that conscious mental states are associated with top-down + signaling (reentry, thick arrows) that, for PP, convey predictions about the causes of sensory + signals (thin arrows signify bottom-up prediction errors), so that continuous minimization of + prediction errors implements an approximation to Bayesian inference” (Seth and Bayne, 2022).
+
Cognitive philosopher Andy Clark puts it succinctly: Rather than your brain perceiving reality + passively, your brain actively predicts it. Your brain is a powerful, dynamic prediction engine, + mediating our experience of both body and world. From the most mundane experiences to the most + sublime, reality as we know it is the complex synthesis of predictive expectation and sensory + information, “sculpting” all human experience. Thus, the extraordinary explanatory power of the + predictive brain (Clark, 2023).
+
Leveraging the work of Karl Friston (9.5.4), Clark states that in predictive processing, + perception is structured around prediction, which he suggests is the fundamental operating + principle of the brain (Musser, 2023a, Musser, 2023b). While the + rudimentary evolutionary driver of the predictive brain is simply survival, staying alive, the + emergence of consciousness can be seen as facilitating the predictive capabilities in terms of + awareness, responsiveness, and conformity to external realities.
+
Clark stresses that even though biological brains are increasingly cast as “prediction + machines” this should not constrain us “to embrace a brain-bound ‘neurocentric’ vision of the + mind.” The mind, such views mistakenly suggest, consists entirely of the skull-bound activity of + the predictive brain, an inference from predictive brains to skull-bound minds that Clark rejects. + Predictive brains, he argues, can be apt participants in larger cognitive circuits. The path is + thus cleared for a new synthesis in which predictive brains act as entry-points for extended minds + (9.7.1), and embodiment and action contribute constitutively to knowing contact with the world (Clark, 2017a; 2017b.)
+
Cognitive psychologist Richard Gregory pioneered conceptualizing the brain as actively shaping + perception, not the assumed inert receptacle of sensory signals. (Gregory himself credited Herman + von Helmholtz for realizing that “perception is not just a passive acceptance of stimuli, but an + active process involving memory and other internal processes.”) Gregory's key insight was that + “the process whereby the brain puts together a coherent view of the outside world is analogous to + the way in which the sciences build up their picture of the world, by a kind of + hypothetico-deductive process.” Although timescales differ, Gregory advocated the guiding + principle that perception shares processes with the scientific method. In particular, Gregory + incorporated “explicitly Bayesian concepts” into our understanding of how sensory data is combined + with pre-existing beliefs ("priors") to modify and mold perceptions. Consciousness evolved, + according to Gregory, to enable rapid comparisons between real-world events and counterfactual + simulations in order to make optimum decisions (Gregory, 2023).
+
Neuroscientist Rudolfo Llinas traces the evolution of the "mindness state" to enable predictive + interactions between mobile creatures and their environment, arguing that the nervous system + evolved to allow active movement in animals. Because a creature must anticipate the outcome of + each movement on the basis of incoming sensory data, the capacity to predict is most likely the + ultimate brain function. Llinas even suggests that Self is the centralization of prediction (Llinas, 2002).
+
+
+

9.5.2. Seth's “beast machine” theory

+
Neuroscientist Anil Seth extends top-down predictive theories with his neuroscience-informed + “beast machine” theory that conscious experiences can be understood as forms of brain-based + perceptual prediction, within the general framework of predictive processing accounts of brain + perception, cognition, and action. More specifically, his theory proposes that phenomenological + properties of conscious experiences can be explained by computational aspects of different forms + of perceptual prediction. A key instance of this is in the ability to account for differences + between experiences of the world and experiences of the self. The theory also proposes that the + predictive machinery underlying consciousness arose via a fundamental biological imperative to + regulate bodily physiology, namely, to stay alive. We experience the world around us, and + ourselves within it, with, through, and because of our living bodies (Seth, 2021a, 2021b).
+
Seth says that our conscious experiences of the world and the self are forms of + brain-based prediction—which he labels “controlled hallucinations.”25 He asks, how does + the brain transform what are inherently ambiguous, electrical sensory signals into a coherent + perceptual world full of objects, people, and places? The key idea is that the brain is a + “prediction machine,” and that what we see, hear, and feel is nothing more than the brain's + “best guess” of the causes of its sensory inputs. Because perceptual + experience is determined by the content of the (top-down) predictions, and not by + the (bottom-up) sensory signals, we never experience sensory signals themselves, we only ever + experience interpretations of them. Thus, “what we actually perceive is a top-down, inside-out + neuronal fantasy that is reined in by reality, not a transparent window onto whatever that + reality may be.” Taking this idea seriously and seeking its implications, Seth proposes that + the contents of consciousness are a kind of waking dream—the “controlled hallucination”—that + is both more than and less than whatever the real world really is. He offers slyly the insight + that “you could even say that we're all hallucinating all the time. It's just that when we + agree about our hallucinations, + that's what we call reality” (Seth, 2021a, 2021b).
+
+
+

9.5.3. Damasio's homeostatic feelings and emergence of consciousness

+
Neuroscientist Antonio Damasio's perspective on consciousness is distinctive in a variety of + ways. Crucially, the root process behind consciousness, he argues, is that of feelings related to + the interior of complex organisms endowed with nervous systems. These feelings, which Damasio + calls “homeostatic” to distinguish them from the feelings of emotions, continuously represents the + ongoing state of the life of an organism in terms of how close or how far that state is from + ideal, that ideal being homeostasis + (Damasio and Damasio, 2023, 2024; Damasio, 1999).
+
Neuroanatomically, the homeostatic feeling representations are achieved by + the interoceptive system which collects signals—via interoceptive axons in peripheral + nerves and spinal and brainstem nuclei—from the entire spectrum of viscera, + from smooth musculature to end organs. Interoception + is distinct from exteroception in a number of ways, but quite importantly because it + pertains to an internal, animated landscape. Feelings represent evolving, active states but + the “describer”—the nervous system—happens to be located inside the organism being + “described”, with the consequence that the describer and described can interact. Moreover, + the interaction is facilitated by the fact that the interoceptive nervous system is + especially open, given its primitive nature, which includes neurons without myelin, + whose axons are open to receiving signals at any point in their course, away from synapses + (Damasio and Damasio, 2023, 2024).
+
Other reasons why homeostatic feelings are distinct, according to Damasio, include (1) the fact + that they are naturally, spontaneously, informative; and (2) that the + information they provide is used to adjust the life process such that it may best correspond to + ideal conditions. In brief, homeostatic feelings are regulatory because their spontaneous + consciousness is used to achieve homeostasis and guarantee the continuation of life.
+
Homeostatic feelings are the natural source of experiences. When they are combined + with images generated by exteroceptive channels such as vision, they produce + subjectivity.
+
Thus, according to Damasio, homeostatic feelings are the core phenomena of consciousness. They + are spontaneously conscious processes of hybrid nature, combining mental features and + bodily features. Their presence informs the rest of the mind, e.g., the images that correspond to + current perceptions or to perceptions retrieved from memory, that (1) life is ongoing inside a + specific body/organism, and that (2) the life process is (or is not) operating within a range + conducive to the continuation of life. Feelings offer spontaneous guidance on this specific issue + and are thus a key to life regulation and survival (Damasio and Damasio, 2023, 2024).
+
Damasio recounts that “the approach to the nature and physiology of consciousness has taken two + distinct paths. One of those paths, by far the most frequent, has tied consciousness to cognitive + processes, mainly exteroception, and most prominently, to vision. The other path has related + consciousness to affective processes, specifically to feeling. ‘The cognitive path’ has seen + consciousness as a complex and late arrival in biological history. It culminates in cognition writ + large, e.g. exteroceptive processes, memory, reasoning, symbolic languages, and creativity. The + ‘affect path’ has located the emergence of consciousness far earlier in biological history, and + interoceptive processes provide the key” (Damasio and Damasio, 2021b, 2023, 2024; Damasio, 2019).
+
In making his argument, Damasio explains “how and why consciousness entered biology through the + avenue of affect. The feelings that translate fundamental homeostatic states—hunger, thirst, + malaise, pain, well-being, desire—offer organisms a new layer of life regulation because of their + inherent conscious status. Consciousness spontaneously delivers valuable knowledge into the + decision-making mental space. Consciousness allows organisms to act deliberately and knowingly, + rather than acting or failing to act, automatically and blindly. Consciousness is what makes + deliberate life regulation possible. The intrinsic conscious nature of feelings is their grace and + was their passport into natural selection. Their conscious nature is not a neutral trait.” Damasio + assumes that “the emergence of consciousness occurred when homeostatic feelings first arose, there + and then, and naturally provided knowledge concerning life” (Damasio, 2019, 2021a; Damasio, 2019).
+
+
+

9.5.4. Friston's free-energy principle and active inference

+
Theoretical neuroscientist Karl Friston conceptualizes consciousness as the natural outcome of + his “free-energy principle for action and perception (active inference),” which stresses the + primacy of minimizing in all organisms the difference between perceptual expectations (required + for homeostasis) and real-time sensory inputs (Friston et al, 2017). In this + mechanism, human brains seek to minimize the difference—reduce the “surprise,” as it were—by + generating internal models that predict the external world.
+
As a physicist and psychiatrist, Friston says: “I find it difficult to engage with + conversations about consciousness. My biggest gripe is that the philosophers and cognitive + scientists who tend to pose the questions often assume that the mind is a thing, whose existence + can be identified by the attributes it has or the purposes it fulfills.” The deeper question, he + asks, is “what sorts of processes give rise to the notion (or illusion) that something exists?” + Thus, Friston treats consciousness “as a process to be understood, not as a thing to be defined.” + Simply put, his argument is that “consciousness is nothing more and nothing less than a natural + process such as evolution or the weather” (Friston, 2017).
+
Friston's perspective on process leads him to “an elegant, if rather deflationary, story about + why the mind exists.” It focuses on “inference,” which Friston characterizes as “actually quite + close to a theory of everything—including evolution, consciousness, and life itself.” We are + processes and processes can only reason towards what is “out there” based on “sparse samples of + the world; ” hence, the criticality of inference. This view, Friston says, “dissolves familiar + dialectics between mind and matter, self and world, and representationalism (we depict reality as + it is) and emergentism (reality comes into being through our abductive encounters with the world)” + (Friston, 2017).
+
But how did inert matter ever begin the processes that led to consciousness? It starts with + complex systems that are self-organizing because they possess “attractors,” which are “cycles of + mutually reinforcing states that allow processes to achieve a point of stability, not by losing + energy until they stop, but through what's known as dynamic equilibrium. An intuitive example is + homeostasis ….” (Friston, 2017).
+
It's at this point that Friston focuses on inference, “the process of figuring out the best + principle or hypothesis that explains the observed states of that system we call ‘the world.’” + Every time you have a new experience, he says, “you engage in some kind of inference to try to fit + what's happening into a familiar pattern, or to revise your internal states so as to take account + of this new fact.”
+
That's why attractors are so crucial, he stresses, “because an attracting state has a low + surprise and high evidence.” A failure to minimize surprise means “the system will decay into + surprising, unfamiliar states” – which would threaten its existence. “Attractors are the product + of processes engaging in inference to summon themselves into being,” he says. “In other words, + attractors are the foundation of what it means to be alive” (Friston, 2017).
+
Friston applies the same thinking to consciousness and suggests that consciousness must + also be a process of inference. “Conscious processing is about inferring the causes of sensory + states, and thereby navigating the world to elude surprises … This sort of internalization + of the causal structure of the world ‘out there’ reflects the fact that to predict one's own + states you must have an internal model of how such sensations are generated” (Friston, 2017).
+
Learning as well as inference, Friston continues, relies on minimizing the brain's free + energy. “Cortical responses can be seen as the brain's attempt to minimize the free energy + induced by a stimulus and thereby encode the most likely cause of that stimulus. Similarly, + learning emerges from changes in synaptic + efficacy that minimize the free energy, averaged over all stimuli encountered” (Friston, 2005).
+
In short, consciousness is the evolved mechanism for simulating scenarios of the world. It is + the internal emergent model that monitors and minimizes the free energy principle, the difference + between internal perceptual expectations and real-time sensory input that reflects the external + world. Friston proposes that “the mind comes into being when self-evidencing has a temporal + thickness or counterfactual depth, which grounds the inferences it can make about the consequences + of future actions.” Consciousness, he contends, “is nothing grander than inference about my + future” (Friston, 2017).
+
Friston's consciousness as active inference leads to its metaphysical stamp as “Markovian + monism,” which, he says, rests upon the information geometry induced in any system whose internal + states can be distinguished from external states—such that “the (intrinsic) information geometry + of the probabilistic evolution of internal states and a separate (extrinsic) information geometry + of probabilistic beliefs about external states that are parameterized by internal states.” Friston + calls these information geometries intrinsic (i.e., mechanical, or state-based) and extrinsic + (i.e., Markovian, or belief-based). He suggests the mathematics may help frame the origins of + consciousness (Friston et al., 2020).
+
Several theories of consciousness build on the free-energy paradigm, including Solms's Affect + (9.5.5), Carhart-Harris's Entropic Brain (9.5.6) and Projective Consciousness Model (9.5.11). +
+
+
+

9.5.5. Solms's affect as the hidden spring of consciousness

+
Neuroscientist and psychoanalyst Mark Solms applies Friston's free energy principle to the hard + problem of consciousness. He identifies the elemental form of consciousness as affect and locates + its physiological mechanism (an extended form of homeostasis) in the upper brainstem. Free energy + minimization (in unpredicted contexts) is operationalized “where decreases and increases in + expected uncertainty are felt as pleasure and unpleasure, respectively.” He offers reasons “why + such existential imperatives feel like something to and for an organism” (Solms, 2019).
+
A physicalist, Solms argues that the brain does not “produce” or “cause” consciousness. + “Formulating the relationship between the brain and the mind in causal terms,” he says, “makes the + hard problem harder than it needs to be. The brain does not produce consciousness in the sense + that the liver produces bile, and physiological processes do not cause—or become or turn + into—mental experiences through some curious metaphysical transformation” (Solms, 2019).
+
Objectivity and subjectivity are observational perspectives, he says, not causes and effects. + “Neurophysiological events can no more produce psychological events than lightning can produce + thunder. They are dual manifestations of a single underlying process. The cause of both lightning + and thunder is electrical discharge, the lawful action of which explains them both. Physiological + and psychological phenomena must likewise be reduced to unitary causes, not to one another. This + is merely a restatement of a well-known position on the mind–body problem: that of dual-aspect + monism”26 (Solms, 2021b). (6.)
+
Given the centrality of affect in Solms’ theory of consciousness, he must argue that emotion is + the most efficient mechanism, perhaps the only effective mechanism, to optimize survival. His + reasoning applies the free energy principle (9.5.4) in neurobiology such that feelings would + uniquely enable humans to monitor interactions with unpredictable environments and modify their + behaviors accordingly.
+
Solms explains that “complex organisms have multiple needs, each of which must be met in + its own right, and, indeed, on a context-dependent basis, they cannot be reduced to a common + denominator. For example … fear trumps sleepiness + in some contexts but not in others.” So, he says, the needs of complex organisms like + ourselves must be coded as categorical variables, which are distinguished qualitatively, not + quantitatively. Thirst feels different from sleepiness + feels different from separation distress feels different from fear, etc., such that their + combined optimized resolution must be computed in a context-dependent fashion, which would + lead to “excessively complex calculations,” a “combinatorial explosion.” In terms of time + spent and energy expended, the invention of affect, emotion, feeling is a much more efficient + algorithm. Moreover, Solms adds, since “the needs of complex organisms which can act + differentially, in flexible ways, in variable contexts, are ‘color-coded’ or ‘flavored,’ this + provides at least one mechanistic imperative for qualia” (Solms, 2021a, 2021b).
+
Solms seeks to demystify consciousness by showing that “cortical functioning is accompanied by + consciousness if and only if it is ‘enabled’ by the reticular activating system of the upper + brainstem. Damage to just two cubic millimeters of this primitive tissue reliably obliterates + consciousness as a whole.” He rejects arguments that the reticular activating system generates + only the quantitative “level” of consciousness (consciousness in a waking/comatose sense) and not + its qualitative “contents” (consciousness as experience). This is affect, Solms says, and it is + supported by “overwhelming” evidence. Therefore, since cortical consciousness is contingent upon + brainstem consciousness, and since brainstem consciousness is affective, Solms concludes that + “affect is the foundational form of consciousness. Sentient subjectivity (in its + elementary form) is literally constituted by affect” (Solms, 2021a).27
+
Solms distinguishes between information processing models in cognitive science, which seem to + lack question-askers, and self-organizing systems, which are obliged to ask questions—“their very + survival depends upon it. They must chronically ask: ‘What will happen to my free energy if I do + that?’ The answers they receive determine their confidence in the current prediction.” This is why + Solms states “not all information processing (‘integrated’ or otherwise) is conscious; sentience + appears to be a property of only some information processing systems with very specific + properties, namely those systems that must ask questions of their surrounding world in relation to + their existential needs” (Solms, 2021a)
+
In summary, Solms claims that the functional mechanism of consciousness can be reduced to + physical laws, such as Friston's free-energy law, among others. These laws, he says, “are no less + capable of explaining how and why proactively resisting entropy (i.e., avoiding oblivion) feels + like something to the organism, for the organism, than other scientific laws are capable of + explaining other natural things. Consciousness is part of nature, and is mathematically + tractable.”
+
As a corollary, with respect to Crick's research program on the neural correlates of + consciousness, Solms declares that there can be no objects of consciousness (e.g. visual ones) in + the absence of a subject of consciousness. To Solms, the subject of consciousness is literally + constituted by affect (Solms, 2021a).
+
Regarding AI consciousness, Solms posits that if his theory is correct, “then, in principle, an + artificially conscious self-organizing system can be engineered.” The creation of an artificial + consciousness would be, he says, “the ultimate test of any claim to have solved the hard problem.” + But, he warns, “we must proceed with extreme caution.”
+
+
+

9.5.6. Carhart-Harris's entropic brain hypothesis

+
Psychopharmacologist Robin Carhart-Harris proposes the Entropic Brain Hypothesis in + which the entropy of spontaneous brain activity indexes the informational richness of + conscious states (within upper and lower limits, after which consciousness may be lost). A + leading psychedelic + researcher, Carhart-Harris reports that the entropy of brain activity is elevated in the + psychedelic state, and there is evidence for greater brain “criticality” under psychedelics. + (“Criticality … is the property of being poised at a ‘critical’ point in a transition zone + between order and disorder where certain phenomena such as power-law scaling appear.”) He + argues that “heightened brain criticality enables the brain to be more sensitive to intrinsic + and extrinsic perturbations which may translate as a heightened susceptibility to ‘set’ and + ‘setting.’” Measures of brain entropy, he suggests, can inform the treatment of psychiatric + and neurological conditions such as depression and disorders + of consciousness (Carhart-Harris, 2018).
+
The “entropy” in the Entropic Brain Hypothesis is defined as “a dimensionless quantity + that is used for measuring uncertainty about the state of a system but it can also imply + physical qualities, where high entropy is synonymous with high disorder.” Entropy is then + applied in “the context of states of consciousness and their associated neurodynamics, with a + particular focus on the psychedelic state … [which] is considered an exemplar of a primitive or + primary state of consciousness that preceded the development of modern, adult, human, normal + waking consciousness.” Based on neuroimaging data with psilocybin, + a classic psychedelic + drug, Carhart-Harris argues that “the defining feature of ‘primary states’ is elevated + entropy in certain aspects of brain function, such as the repertoire of functional + connectivity motifs that form and fragment across time. Indeed, since there is a greater + repertoire of connectivity motifs in the psychedelic state than in normal waking + consciousness, this implies that primary states may exhibit ‘criticality’” (Carhart-Harris, 2018).
+
Significantly, “if primary states are critical, then this suggests that entropy is suppressed + in normal waking consciousness, meaning that the brain operates just below criticality.” This + leads to the idea that “entropy suppression furnishes normal waking consciousness with a + constrained quality and associated metacognitive functions, including reality-testing and + self-awareness.” Carhart-Harris and colleagues also propose that “entry into primary states + depends on a collapse of the normally highly organized activity within the default-mode network” + (DMN—a set of regions more active during passive tasks than tasks requiring focused external + attention, Buckner, 2013),28 thus maintaining + the brain's homeostasis and “a decoupling between the DMN and the medial + temporal lobes (which are normally significantly coupled)” (Carhart-Harris et al., 2014).
+
Increased entropy in spontaneous neural activity is one of the most notable neurophysiological + signatures of psychedelics and is said to be relevant to the psychedelic experience, mediating + both acute alterations in consciousness and long-term effects. While overall entropy increases, + entropy changes are not uniform across the brain: entropy increases in all regions, but the larger + effect is localized in visuooccipital regions. At the whole-brain level, this reconfiguration is + related closely to the topological properties of the brain's anatomical connectivity (Herzog et al 2023). (For how + psychedelic experiences and mechanisms may or may not inform theories of consciousness, see + 18.21.)
+
Computational neuroscientist Gustavo Deco uses the concept of equilibrium in physics to explore + consciousness. Since a physical system is in equilibrium when in its most stable state, the + question is how close to equilibrium are the electrical states of the brain while people perform + different tasks? Using a sophisticated mathematical theorem to analyze neuroimaging data, “they + found that the brain is closer to a state of equilibrium when people are gambling than when they + are cooperating,” suggesting that “there are many shades of consciousness” (Callaghan, 2024).
+
+
+

9.5.7. Buzsáki's neural syntax and self-caused rhythms

+
Neuroscientist György Buzsáki presents the brain as “a foretelling device that interacts + with its environment through action and the examination of action's consequence,” restructuring + its internal + rhythms in the process. In his telling, “our brains are initially filled with nonsense + patterns, all of which are gibberish until grounded by action-based interactions. By matching + these nonsense ‘words’ to the outcomes of action, they acquire meaning.” Once brain circuits are + “calibrated” or trained by action and experience, “the brain can disengage from its sensors and + actuators, and examine ‘what happens if’ scenarios by peeking into its own computation, a + process that we refer to as cognition.” Buzsáki stresses that “our brain is not an + information-absorbing coding device, as it is often portrayed, but a venture-seeking explorer + constantly controlling the body to test hypotheses.” Our brain does not process information. He + says, our brain “creates it” (Buzsáki, 2019).
+
Buzsáki focuses on "neural syntax", which segments + neural information and organizes it via diverse brain rhythms to generate and support + cognitive functions. One expression is the “hierarchical organization of brain rhythms of + different frequencies and their cross-frequency coupling.” Buzsáki shows that “in the absence of + changing environmental signals, cortical circuits continuously generate self-organized cell + assembly sequences”—clusters of neurons acting as focused functional units—that are the neuronal + assembly basis of cognitive functions. He also shows “how skewed distribution of firing rates + supports robustness, sensitivity, plasticity, and stability in neuronal networks” (Buzsáki, + Wikipedia).
+
Buzsáki's foundational idea is that “spontaneous neuron activity, far from being mere noise, is + actually the source of our cognitive abilities,” and that “self-emerged oscillatory timing is the + brain's fundamental organizer of neuronal information." The perpetual interactions among these + multiple network oscillators, he says, “keep cortical systems in a highly sensitive ‘metastable’ + state and provide energy-efficient synchronizing mechanisms via weak links” (Buzsáki, 2011).
+
Taken together, Buzsáki coins his “inside-out” view. “The brain,” he says, “is a self-organized + system with preexisting connectivity and dynamics whose main job is to generate actions and to + examine and predict the consequences of those actions”. Brains draw from and interact with the + world, rather than detect it. “In other words, rather than the world filling in the brain with + information, the brain fills out the world with action.” Flipping the brain–world relationship, + Buzsáki posits that brain activity is fundamentally self-caused (Gomez-Marin, 2021).
+
Brain rhythms are Buzsáki's key mechanisms. “Spanning several orders of magnitude, and + organized in nested frequency bands, these fascinating neuronal oscillations support neuronal + syntax.” As Buzsáki puts it, “activity travels in neuronal space, much like waves in a pond.” + Cognition is merely internalized action, and it arises when the brain disengages from the world. + He thus recasts “the cognitive into the neural by means of action as a kind of ultimate cognitive + source. It is action all the way in, all the way out, and all the way down” (Gomez-Marin, 2021).
+
Still, Buzsáki must explain how endogenously produced neural syntax acquires its meaning, and + to do so, he reaches outside the brain. Semantics are selected by the world, he stresses, and + here's how it works. External inputs, sequences of perceptions that constitute wholes or fragments + of meaning, engage and modify self-organized neural patterns so that they become meaningful and + useful (broadly). Similarly, Buzsáki has learning as a matching process. “Existing, spontaneous + neural patterns are selected rather than constructed anew. The brain is not a blank slate but one + filled with syntactically correct gibberish that progressively acquires meaning via the pruning of + the arbitrariness that the world affords” (Gomez-Marin, 2021).
+
Related, Buzsáki and Tingley explain cognition, including memory, “by exaptation + and expansion of the circuits and algorithms serving bodily functions.” They explain how + “Regulation and protection of metabolic and energetic processes require time-evolving brain + computations enabling the organism to prepare for altered future states.” The exaptation + of such circuits, according to the authors, was likely exploited for exploration of the + organism's niche, giving rise to “a cognitive map,” which in turn “allows for mental travel + into the past (memory) and the future (planning)” (Buzsáki and Tingley, 2023). + Moreover, Buzsáki's “two-stage model of memory trace consolidation, demonstrates how + neocortex-mediated information during learning transiently modifies hippocampal networks, followed + by reactivation and consolidation of these memory traces during sharp wave-ripple patterns of + sleep” (Buzsáki, 2024).
+
While explaining that cognition is not the same thing as explaining phenomenal consciousness, + Buzsáki's theory of cognition can develop into its own theory of consciousness. Moreover, it can + help select among other theories of consciousness, as it aligns more consistently with some + Neurobiological Theories (9.2), such as Brain Circuits and Cycles (9.2.11); possibly + Electromagnetic Field Theories (9.3); and certainly Homeostatic and Affective Theories (9.5), + especially Top-Down Predictive Theories (9.5.1).
+
+
+

9.5.8. Deacon's self-organized constraint and emergence of self

+
Neuroanthropologist Terrence Deacon, whose research combines human evolutionary biology and + neuroscience, asserts that the origins of life and the origins of consciousness both depend on the + emergence of self: the organizational core of both is a form of self-creating, self-sustaining, + constraint-generating processes (Deacon, 2011a, 2011b).
+
Deacon characterizes consciousness as “a matter of constraint,” focusing as much on what + isn't there as on what is. He goes beyond complexity + theory, non-linear dynamics and information theory to what he calls "emergent dynamics" + theory where constraints can become their own causes, how constraints become capable of + maintaining and producing themselves. This, he says, is essentially what life accomplishes. But + to do this, life must persistently recreate its capacity for self-creation. What Deacon means by + self “is an intrinsic tendency to maintain a distinctive integrity against the ravages of + increasing entropy as well as disturbances imposed by the surroundings” (Deacon, 2011a, 2011b).
+
The nexus to consciousness is the emergence of self: “this kind of reciprocal, self-organizing + logic (but embodied in neural signal dynamics) must form the core of the conscious self.” + Conceiving of neuronal processes in emergent dynamical terms, Deacon reframes aspects of mental + life; for example, the experience of emotion relates to the role metabolism plays in regulating + the brain's self-organizing dynamics, which are triggered whenever a system is perturbed away from + its equilibrium, a process that shifts availability of energy in the brain. Thus, Deacon suggests + that “conscious arousal is not located in any one place, but constantly shifts from region to + region with changes in demand” (Deacon, 2011a, 2011b).
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+

9.5.9. Pereira's sentience

+
Neuroscientist Antonio Pereira, Jr. hypothesizes that cognitive consciousness depends on + sentience. He distinguishes “two modalities of consciousness: sentience, in the sense of being + awake and capable of feeling (e.g., basic sensations of hunger, thirst, pain) and, second, + cognitive consciousness, i.e. thinking and elaborating on linguistic and imagery + representations.” He proposes that the physiological correlates of sentience are “the systems + underpinning the dynamic control of biochemical + homeostasis,” while the correlates of cognitive consciousness are “patterns of bioelectrical + activity in neural + networks. His primary point is that “cognitive consciousness depends on sentience, but + not vice versa” (Pereira, 2021).
+
Pereira applies his concept of sentience as a theory of consciousness to the medical + sciences, especially neurology + and psychiatry, + for both diagnostics and therapy. This implies that “medical practice should also address the + physiological correlates of sentience in the diagnostics and therapy of disorders of + consciousness.” The minimal requirement, he says, “for considering a person minimally conscious is + … if she can feel basic sensations such as hunger, thirst, and pain. The capacity for feeling is + conceived as closely related to the capacity of dynamically controlling the physiological + processes of homeostasis.”
+
In applying theories of consciousness to medical care, Pereira posits that higher-level + capacities “such as verbal or imagery thinking, the retrieval of episodic + memories, and action planning (e.g. imagining playing tennis, a technique for assessing + residual consciousness in vegetative states), may not be adequate as a general + standard for medical diagnosis of prolonged disorders of consciousness, since … in many + cases the person may not be able to perform these tasks but still be able to consciously + experience basic sensations” (Pereira, 2021).
+
Taking general + anesthesia as an example, Pereira states that “if the main criterion is not being + able to feel pain, the goal of the procedure would be broader than the loss of cognitive + consciousness. In some cases, the neural correlates of cognitive + representations may not be the main target of treatment, since they correspond to a + high-level specific ability that is not necessary for lower-level sentient experiences, which + also deserve attention for proper medical and also bioethical reasons” (Pereira, 2021).
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9.5.10. Mansell's perceptual control theory

+
Clinical psychologist Warren Mansell proposes Perceptual Control Theory (PCT) in which + “reorganization is the process required for the adaptive modification of control + systems in order to reduce the error in intrinsic systems that control essential, + largely physiological, variables.” It is from this system, he says, that primary [phenomenal] + consciousness emerges and “is sustained as secondary [access] consciousness through a number + of processes including the control of the integration rate of novel information via + exploratory behavior, attention, imagination, and by altering the mutation + rate of reorganization.” Tertiary [self-awareness] consciousness arises when “internally + sustained perceptual information is associated with specific symbols that form a parallel, + propositional system for the use of language, logic, and other symbolic systems” + (Mansell, 2022).
+
Mansell's objective is to give an “integrative account of consciousness,” which “should build + upon a framework of nonconscious behavior in order to explain how and why consciousness + contributes to, and addresses the limitations of, nonconscious processes.” Such a theory, as + noted, “should also encompass the primary (phenomenal), secondary (access), and tertiary + (self-awareness) aspects of consciousness,” and “address how organisms deal with multiple, + unpredictable disturbances to maintain control.” Such categories of consciousness come about, + according to PCT, because of “purposiveness,” which is “the control of hierarchically organized + perceptual variables via changes in output that counteract disturbances which would otherwise + increase error between the current value and the reference value (goal state) of each perceptual + variable” (Mansell, 2022).
+
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+

9.5.11. Projective consciousness model

+
The Projective Consciousness Model (PCM) is a mathematical model of embodied consciousness that + “relates phenomenology to function, showing the computational advantages of consciousness.” It is + based on “the hypothesis that the spatial field of consciousness (FoC) is structured by a + projective geometry and under the control of a process of active inference.” The FoC in the PCM is + said to combine “multisensory evidence with prior beliefs in memory” and to frame them “by + selecting points of view and perspectives according to preferences.” This “choice of projective + frames governs how expectations are transformed by consciousness. Violations of expectation are + encoded as free energy. Free energy minimization drives perspective taking, and controls the + switch between perception, imagination and action” (Rudrauf et al, 2017).
+
Founding assumptions of the PCM include: consciousness as an evolved mechanism that optimizes + information integration and functions as an algorithm for the maximization of resilience; relating + the free energy principle (9.5.4) to perceptual inference, active inference and (embodied) + conscious experience; an integrative predictive system projecting a global 3-dimensional spatial + geometry to multimodal sensory information and memory traces as they access the conscious + workspace; and emphasis on the embodied nature of consciousness (9.6.1), without reducing + consciousness to embodiment. A pivotal idea is that embodied systems have “an evolutionary + advantage of developing an integrative cognition of space in order to represent, simulate, + appraise and control spatially distributed information and the consequences of actions” (Rudrauf et al, 2017).
+
Much is made of “the lived body,” because “in contrast to most contents of consciousness, the + lived body is normally always present in the conscious field … a proxy for the integrity of the + actual body … an anchor point for our efforts at preserving autonomy and + well-being.” The lived body, therefore, is “a kind of inferential representation of the real body + in physical space … a sort of virtual ‘user interface’ for the representation and control of the + actual body.”
+
Thus, the PCM claims to account for fundamental psychological phenomena: the spatial + phenomenology of subjective experience; the distinctions and integral relationships between + perception, imagination and action; and the role of affective processes in intentionality. The PCM + suggests that brain states becoming conscious “reflect the action of projective transformations” + (Rudrauf et al, 2017).
+
+
+

9.5.12. Pepperell's organization of energy

+
Artist and perceptual scientist Robert Pepperell suggests that while energetic activity is + fundamental to all physical processes and drives biological behavior, consciousness is a specific + product of the organization of energetic activity in the brain. He describes this energy, along + with forces and work, as “actualized differences of motion and tension,” and believes that + consciousness occurs “because there is something it is like, intrinsically”—from the intrinsic + perspective of the system—“to undergo a certain organization of actualized differences in the + brain” (Pepperell, 2018).
+
Pepperell laments that “energy receives relatively little attention in neuroscientific and + psychological studies of consciousness. Leading scientific theories of consciousness do not + reference it, assign it only a marginal role, or treat it as an information-theoretical quantity. + If it is discussed, it is either as a substrate underpinning higher level emergent dynamics or as + powering neural information processing.” He argues that “the governing principle of the brain at + the neural level is not information processing but energy processing,” although the + information-theoretic approach can complement the energetic approach. Pepperell puts “information + in the biological context as best understood as a measure of the way energetic activity is + organized, that is, its complexity or degree of differentiation and integration.” While + “information theoretic techniques provide powerful tools for measuring, modeling, and mapping the + organization of energetic processes,” he says, “we should not confuse the map with the territory” + (Pepperell, 2018).
+
In comparison with mainstream brain organization frameworks at the global level or localized, + Pepperell offers, as an alternative or complementary way of thinking, how the energetic activity + in the brain is organized. The challenge for the model is why energetic processing is associated + with consciousness in the brain but not in other organs, like the liver or heart. Pepperell claims + that energetic activity in the brain efficiently actuates differences of motion and + tension that make the difference, perhaps via dynamic recursive organization – the “appropriate + reentrant intracortical activity.”
+
“If we are to naturalize consciousness,” Pepperell concludes, "then we must reconcile energy + and the mind.” Treating the brain as a difference engine that serves “the interests of the + organism is a natural approach to understanding consciousness as a physical process” (Pepperell, 2018).
+
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+

9.6. Embodied and enactive theories

+
Embodied and Enactive Theories emphasize the importance of the body and its interaction with the + environment as an integral part of what consciousness is, not only what consciousness does. It also + includes neurophenomenology, unifying two disparate ways of studying consciousness.
+
+

9.6.1. Embodied cognition

+
Embodied Cognition is the concept that what makes thought meaningful are the ways + neural + circuits are connected to the body and characterize embodied experience, and that + abstract ideas and language are embodied in this way as well. While cognition and + consciousness are not the same, cognitive linguist + George Lakoff argues that the mind is embodied, in that even pure mentality depends on the + body's sensorimotor + systems and emotions and cannot be comprehended without engaging them (Lakoff, 2007, 2012).
+
In their classic book on the embodied mind, Philosophy in the Flesh, Lakoff and Mark + Johnson stress three points: "The mind is inherently embodied. Thought is mostly unconscious. + Abstract concepts are largely metaphorical. Much of the subject matter of philosophy, they claim, + such as the nature of time, morality, causation, the mind, and the self, relies heavily on basic + metaphors derived from bodily experience. Thought requires a body, they assert, “not in the + trivial sense that you need a physical brain with which to think, but in the profound sense that + the very structure of our thoughts comes from the nature of the body” (Lakoff and Johnson, 1999).
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9.6.2. Enactivism

+
Enactivism + is the way of thinking that posits to explore mental activities, one must examine living systems + interacting with their environments. Cognition is characterized as embodied activities. A mind + without a body would be as if incoherent.
+
“Enaction” was the term introduced in The Embodied Mind, the 1991 book by Varela, + Rosch and Thompson (Varela et al., 1991). The enactive + view is that cognition develops via dynamic, bidirectional exchanges between an organism and its + surroundings. It is not the case that an organism seeks optimum homeostasis in a static + environment, but rather that the organism is shaping its environment, and is being shaped by its + environment—actively, iteratively, continuously—all mediated by that organism's sensorimotor + processes. Thus, organisms are active agents in the world who affect the world and who are + affected by the world. (Section: Hutto, 2023; Enactivism, 2024).
+
Enactivists would harbor no hope of understanding mentality unless it were founded on histories + of such bidirectional organism-environment interactions because that's the core concept of how + minds arise and work. Organisms are self-creating, self-organizing, self-adapting, self-sustaining + living creatures who regulate themselves and in doing so can change their environments, which + then, iteratively, recycles the whole process.
+
The scientific consensus is that phenomenal consciousness evolved via stages of cognition + and proto-consciousness selected by fitness-enhanced traits in challenging environments. + Although focused on cognition, enactivism enriches the consciousness-generating conditions by + adding interactive dynamism + between the organism and the environment. (Enactment is also said to be “a genuinely + metaphysical idea” and “an ontological breakthrough” in that “Something is the + case if and only if it is enacted” [Werner, 2023].)
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9.6.3. Varela's neurophenomenology

+
Neuroscientist and philosopher Francisco Varela proposes what he calls “neurophenomenology,” + which seeks to articulate mutual constraints between phenomena present in experience, inspired by + the style of inquiry of phenomenology, and the correlative field of phenomena established by the + cognitive sciences (Varela Legacy, 2023). He starts with + one of Chalmers's basic points: first-hand experience is an irreducible field of phenomena. He + claims there is no “theoretical fix” or “extra ingredient” in nature that can possibly bridge this + gap. Instead, the field of conscious phenomena require a rigorous method and an explicit + pragmatics. It is a quest, he says, to marry modern cognitive science and a disciplined approach + to human experience, thereby placing himself in the lineage of the continental tradition of + phenomenology (Varela, 1996).
+
Varela calls for gathering a research community armed with new tools to develop a science of + consciousness. He claims that no piecemeal empirical correlates, nor purely theoretical + principles, will do the job. He advocates turning to a systematic exploration of the only link + between mind and consciousness that seems both obvious and natural: the structure of human + experience itself.
+
Varela's phenomenological + approach starts with the irreducible nature of conscious experience. Lived + experience, he says, is “where we start from and where all must link back to, like a + guiding thread.” From a phenomenological standpoint, “conscious experience is quite at variance + with that of mental content as it figures in the Anglo-American philosophy of mind.” He + advocates examining, “beyond the spook of subjectivity, the concrete possibilities of a + disciplined examination of experience that is at the very core of the phenomenological + inspiration.” He repeats: “it is the re-discovery of the primacy of human experience and its + direct, lived quality that is phenomenology's foundational project” (Varela, 1996).
+
Varela's key point is that by emphasizing a co-determination of both accounts—phenomenological + and neurobiological—one can explore the bridges, challenges, insights and contradictions between + them. This means that both domains have equal status in demanding full attention and respect for + their specificity. It is quite easy, he says, to see how scientific accounts illuminate mental + experience, but the reciprocal direction, from experience towards science, is what is typically + ignored.
+
What do phenomenological accounts provide? Varela asks. “At least two main aspects of the + larger picture. First, without them the firsthand quality of experience vanishes, or it becomes a + mysterious riddle. Second, structural accounts provide constraints on empirical observations.” He + stresses that “the study of experience is not a convenient stop on our way to a real explanation, + but an active participant in its own right.” And while phenomenal experience is at an irreducible + ontological level, “it retains its quality of immediacy because it plays a role in structural + coherence via its intuitive contents, and thus keeps alive its direct connection to human + experience, rather than pushing it into abstraction” (Varela, 1996).
+
This makes the whole difference, Varela argues: The “hardness” and riddle become an open-ended + research program with the structure of human experience playing a central role in the scientific + endeavor. “In all functionalistic accounts what is missing is not the coherent nature of the + explanation but its alienation from human life. Only by putting human life back in, will that + absence be erased” (Varela, 1996). (The common thread + said to run through Varela's extensive and heterogenous body of work is “the act of + distinction”—distinctions as processes, distinctions in ways of distinguishing—“the aim of which + was to address and supersede the challenges inherent in the dualist [modernist] thought style, + especially the infamous two-pronged problem of the bifurcation and disenchantment of nature” [Vörös, 2023].)
+
In the quarter century since Varela's neurophenomenology paper was published, its research + program has made some advances and encountered some tensions; for example, investigating the + experience of boundaries of the self, both phenomenologically and neurobiologically. The biggest + challenge remains first-person reporting and interpretation, such as subtle aspects of + self-consciousness. The continuing hope is that neurophenomenology can inform the science of + consciousness, that the ongoing interaction between human experience and neuroscience becomes “an + act of art, a deep listening, an improvisational dance, which slowly develops into a skillful + scientific dialogue” (Berkovich-Ohana et al., 2020).
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9.6.4. Thompson's mind in life

+
Philosopher Evan Thompson heralds “the deep continuity of life and mind.” His foundational idea + is “Where there is life there is mind, and mind in its most articulated forms belongs to life,” + and his organizing principle is “Life and mind share a core set of formal or organizational + properties, and the formal or organizational properties distinctive of mind are an enriched + version of those fundamental to life.” More precisely, he says, “the self-organizing features of + mind are an enriched version of the self-organizing features of life. The self-producing or + ‘autopoietic’ organization of biological life already implies cognition, and this incipient mind + finds sentient expression in the self-organizing dynamics of action, perception, and emotion, as + well as in the self-moving flow of time-consciousness” (Thompson, 2002; Maturana and Varela, 1980).29
+
From this perspective, Thompson sees mental life as bodily life and as situated in the world. + The roots of mental life lie not simply in the brain, he says, “but ramify through the body and + environment. Our mental lives involve our body and the world beyond the surface membrane of our + organism, and therefore cannot be reduced simply to brain processes inside the head.”
+
With this framework, Thompson seeks to reduce (if not bridge) the so-called “explanatory gap” + between consciousness and world, mind and brain, first-person subjectivity and third-person + objectivity (i.e., the hard problem of consciousness). He works to achieve this (to oversimplify) + by having the same kinds of processes that enable the transition from nonlife to life to enable + the transition from life to mind. (I'd think he would rather eliminate the concept of “transition” + altogether and consider life-mind as a unified concept—perhaps like, in cosmology, the once + apparent independent dimensions of space and time now unified by a single physical concept, + spacetime.)
+
As a pioneer of enactivism (9.6.2), Thompson posits that “the enactive approach offers + important resources for making progress on the explanatory gap” by explicating “selfhood and + subjectivity from the ground up by accounting for the autonomy proper to living and cognitive + beings.” He extends the idea with "embodied dynamism,” a key concept that combines dynamic systems + and embodied approaches to cognition. While the former reflects enactivism, the latter is the + enhancement (Thompson, 2002).
+
According to Thompson, the central idea of the dynamic systems approach is that cognition is an + intrinsically temporal phenomenon expressible in “the form of a set of evolution equations that + describe how the state of the system changes over time. The collection of all possible states of + the system corresponds to the system's ‘state space’ or ‘phase space,’ and the ways that the + system changes state correspond to trajectories in this space.” Dynamic-system explanations, he + says, consist of “the internal and external forces that shape such trajectories as they unfold in + time. Inputs are described as perturbations to the system's intrinsic dynamics, rather than as + instructions to be followed, and internal states are described as self-organized compensations + triggered by perturbations, rather than as representations of external states of affairs” (Thompson, 2002).
+
To make real progress on the explanatory gap, Thompson says, “we need richer phenomenological + accounts of the structure of experience, and we need scientific accounts of mind and life informed + by these phenomenological accounts.” My aim, he says, “is not to close the explanatory gap in a + reductive sense, but rather to enlarge and enrich the philosophical and scientific resources we + have for addressing the gap.”
+
Calling on the philosophical tradition of phenomenology, inaugurated by Edmund Husserl + and developed by others, primarily Maurice Merleau-Ponty, Thompson seeks to “naturalize” + phenomenology by aligning its investigations with advances in biology and cognitive science and + to complement science and its objectification of the world by reawakening basic experiences of + the world via phenomenology. His main move is for cognitive science “to learn from the analyses + of lived experience accomplished by phenomenologists + …. which thus needs to be recognized and cultivated as an indispensable partner to the + experimental sciences of mind and life” (Thompson, 2002).
+
The deeper convergence of the enactive approach and phenomenology, Thompson says, is that “both + share a view of the mind as having to constitute its objects.” He stresses that “constitute” does + not mean fabricate or create, but rather “to bring to awareness, to present, or to disclose.” + Thus, “the mind brings things to awareness; it discloses and presents the world. Stated in a + classical phenomenological way, the idea is that objects are disclosed or made available to + experience in the ways they are thanks to the intentional activities of consciousness.” Thompson + argues that weaving together the phenomenological and neurobiological can “bridge the gap between + subjective experience and biology, which defines the aim of neurophenomenology (9.6.4), an + offshoot of the enactive approach” (Thompson, 2002).
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9.6.5. Frank/Gleiser/Thompson's “The Blind Spot

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Astrophysicist Adam Frank, theoretical physicist Marcello Gleiser, and philosopher Evan + Thompson elevate and promote “the primacy of consciousness” in that “There is no way to step + outside consciousness and measure it against something else. Everything we investigate, including + consciousness and its relation to the brain, resides within the horizon of consciousness.” Lest + they be misunderstood, the authors reject any inference that “the universe, nature, or reality is + essentially consciousness or is somehow made out of consciousness,” because “this does not + logically follow.” Such “a speculative leap,” they say, goes beyond what we can know or establish + on the basis of “consciousness as experienced from within and as an irreducible precondition of + scientific knowledge.” Furthermore, “this speculative leap runs afoul” of what they call “the + primacy of embodiment,” which “is as equally undeniable as the primacy of consciousness” (Frank et al., 2024, pp. 186, 188). +
+
What now confronts us, Frank/Gleiser/Thompson say, is “a strange loop,” where “horizonal + consciousness subsumes the world, including our body experienced from within, while embodiment + subsumes consciousness, including awareness in its immediate intimacy.” The authors stress that + “the primacy of consciousness and the primacy of embodiment enfold each other.” They call for + unveiling and examining this strange loop, which normally disappears from view and is forgotten in + what they call The Blind Spot. They describe the Blind Spot as “humanity's lived + experience as an inescapable part of our search for objective truth” (Frank et al., 2024, p. 189), and + they seek “to reclaim the central place of human experience in the scientific enterprise by + invoking the image of a ‘Blind Spot’” (Gomez-Marin, 2024). In other + words, they reject the way of thinking that “we can comprehend consciousness within the + framework of reductionism, physicalism, and objectivism + or, failing that, by postulating a dualism of physical nature versus irreducible consciousness + that we could somehow grasp outside the strange loop.” This is why they label the hard problem + of consciousness an “artifact of the Blind Spot.” It is “built into blind-spot metaphysics, and + not solvable in its terms” because “it fails to recognize the ineliminable primacy of + consciousness in knowledge” (Frank et al., 2024, p. 192).
+
Frank/Gleiser/Thompson see “only a few options for trying to deal with consciousness within the + confines of the blind-spot worldview,” and that “ultimately, they're all unsatisfactory, because + they never come to grips with the need to recognize the primacy of consciousness and the strange + loop in which we find ourselves.” They argue that the three major options—neural correlates of + consciousness (9.2.2); metaphysical bifurcation of physical reality and irreducible mental + properties (whether naturalistic dualism, substance dualism or panpsychism—13, 15); and + illusionism (9.1.1)—are all “within the ambit of the Blind Spot” (Frank et al., 2024, p. 196).
+
What Frank/Gleiser/Thompson offer is “a radically different approach beyond the Blind Spot.” + They reference papers by astrophysicist Piet Hut and cognitive psychologist Roger Shepard (Hut and Shepard, 1996), and + neuroscientist Francisco Varela (1996), making the case + for “a major overhaul of the science of consciousness based on recognizing the primacy of + experience.” They note “we inescapably use consciousness to study consciousness,” such that + “unless we recover from the amnesia of + experience and restore the primacy of experience in our conception of science, we'll never be + able to put the science of consciousness on a proper footing.” A science of consciousness can + work, all say, only if “experience really matters” (Frank et al., 2024, p. 218).
+
The key, according to the authors, is “recognizing [both] the primacy of consciousness and the + primacy of embodiment,” which, they claim “changes how we think about the problem of + consciousness.” The problem for neuroscience “can no longer be stated as how the brain generates + consciousness.” Rather, “the problem is how the brain as a perceptual object within consciousness + relates to the brain as part of the embodied conditions for consciousness, including the + perceptual experience of the brain as a scientific object. The problem is to relate the primacy of + consciousness to the primacy of embodiment without privileging one over the other or collapsing + one onto the other. The situation is inherently reflexive and self-referential: instead of simply + regarding experience as something that arises from the brain, we also have to regard the brain as + something that arises within experience. We are in the strange loop” (Frank et al., 2024, pp. 219–220). +
+
Frank/Gleiser/Thompson support Varela's neuroscience + research program, “neurophenomenology” (9.6.3), based on “braiding together first-person + accounts of consciousness with third-person accounts of the brain within the I-and-you + experiential realm.” They advocate that phenomenology and neuroscience “become equal partners in + an investigation that proceeds by creating new experiences in a new kind of scientific workshop, + the neurophenomenological laboratory. First-person experiential methods for refining attention + and awareness (such as meditation), together with second-person qualitative methods for + interviewing individuals about the fine texture of their experience, are used to produce new + experiences, which serve as touchstones for advancing phenomenology. This new phenomenology + guides investigations of the brain, while investigations of the brain are used to motivate and + refine phenomenology in a mutually illuminating loop” (Frank et al., 2024, pp. 219–220). + The authors call neurophenomenology “probably the strongest effort so far to envision a + neuroscience of consciousness beyond the Blind Spot (Frank et al., 2024, p. 221). + Consciousness, particularly human consciousness, is “an expression of nature and is a source of + nature's self-understanding.”
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9.6.6. Bitbol's radical neurophenomenology

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Philosopher of science and phenomenologist Michel Bitbol promotes a “radical + neurophenomenology” in which a “tangled dialectic of body and consciousness” is the “metaphysical + counterpart” and whose goal is to advance Varela's neurophenomenology project (9.6.3) of + criticizing and dissolving the “hard problem” of consciousness (Bitbol, 2021a). Bitbol claims that + the neurophenomenological approach to the “hard problem” is underrated and often misunderstood; + indeed, “in its original version, neurophenomenology implies nothing less than a change in our own + being to dispel the mere sense that there is a problem to be theoretically solved or dissolved. + Neurophenomenology thus turns out to be much more radical than the enactivist kinds of + dissolution” (9.6.2) (Bitbol and Antonova, 2016).
+
Did Varela himself have a theory to solve the hard problem? No, Varela declared (in Bitbol's + report) “only a ‘remedy”—the point being that “there exists a stance (let's call it the Varelian + stance) in which the problem of the physical origin of primary consciousness, or pure experience, + does not even arise.” The implications, according to Bitbol, are that “the nature of the ‘hard + problem’ of consciousness is changed from an intellectual puzzle to an existential option.” The + “constructivist content,” he says, is that “The role of ontological prejudice about what the world + is made of (a prejudice that determines the very form of the ‘hard problem’ as the issue of the + origin of consciousness out of a pre-existing material organization) is downplayed” (Bitbol, 2012).
+
Bitbol blames “the standard (physicalist) formulation of this problem” for both generating it + and turning it into “a fake mystery.” But he recognizes that dissolving the hard problem is very + demanding for researchers, because “it invites them to leave their position of neutral + observers/thinkers, and to seek self-transformation instead.” Bitbol's approach “leaves no room + for the ‘hard problem’ in the field of discourse, and rather deflects it onto the plane of + attitudes.” This runs the risk, he says, of “being either ignored or considered as a dodge” (Bitbol, 2021a).
+
Bitbol's method is “a metaphysical compensation for the anti-metaphysical premise of the + neurophenomenological dissolution of the ‘hard problem.’” This can be achieved, he says, by + designing this alternative metaphysics “to keep the benefit of a shift from discourse to ways of + being, which is “the latent message of neurophenomenology” (Bitbol, 2021a). In its most radical + version, “neurophenomenology asks researchers to suspend the quest of an objective solution to the + problem of the origin of subjectivity, and clarify instead how objectification can be obtained out + of the coordination of subjective experiences. It therefore invites researchers to develop their + inquiry about subjective experience with the same determination as their objective inquiry.” + Bitbol proposes a methodology to explore lived experience faithfully (via microphenomenological + interviews retrieving or “evoking past experiences”) and thereby “addresses a set of traditional + objections against introspection” (Bitbol and Petitmengin, 2017).
+
Bitbol gives neuroscience no privilege, priority or pride of place. “The effective primacy of + lived experience should be given such prominence that every other aspect, content, achievement, + distortion, and physicalist account of consciousness, is made conditional upon it.” From a + (radical) phenomenological standpoint, he says, “one must not mistake objectivity for reality. + Reality is what is given and manifest, whereas objectivity is what is constituted by extracting + structural invariants from the given experience. Along with this phenomenological approach, an + objective science is not supposed to disclose reality as it is beyond appearances, but only to + circumscribe some intersubjectively recognized features of the appearing reality.” Having said + that, Bitbol stresses that “neuroscientific data should not be granted a higher ontological status + than phenomenological descriptions; they should not be given the power to render a compelling + verdict about what is real and what is deceptive in our experience.” Thus, he sums up: “from a + phenomenological standpoint, the neuro-phenomenological correlation is plainly perceived as an + extension of the lived sense of embodiment, not as a sign that some naturalistic one-directional + ‘fundamental dependence’ of consciousness on the bodily brain is taking place” (Bitbol, 2015).
+
Bitbol's affirmative solution is to formulate a “dynamical and participatory conception of the + relation between body and consciousness … with no concession to standard positions such as + physicalist monism and property dualism.” Bitbol's conception is based on Varela's formalism of + “cybernetic dialectic,” “a geometrical model of self-production,” and it is “in close agreement + with Merleau-Ponty's ‘intra-ontology’: an engaged ontological approach of what it is like to be, + rather than a discipline of the contemplation of beings” (Bitbol, 2021a).
+
Bitbol's approach to quantum physics complements his “radical phenomenology,” such that quantum + mechanics becomes more a "symbolism of atomic measurements,” rather than “a description of atomic + objects.” He supports the notion that “quantum laws do not express the nature of physical objects, + but only the bounds of experimental information.” Similarly, Bitbol supports QBism, where the wave + function's probabilities are said to be, shockingly (to me), Bayesian probabilities, + which means they relate to prior subjective degrees of belief about the system, paralleling some + ideas in phenomenology (Bitbol, 2023).
+
Bitbol calls out “three features of such non-interpretational, non-committal approaches to + quantum physics” that “strongly evoke the phenomenological epistemology.” These are: “their + deliberately first-person stance; their suspension of judgment about a presumably external domain + of objects, and subsequent redirection of attention towards the activity of constituting these + objects; their perception-like conception of quantum knowledge.” Moreover, Bitbol claims that + these new approaches of quantum physics go beyond phenomenological epistemology and “also make + implicit use of a phenomenological ontology.” He cites Chris Fuch's “participatory realism” that + “formulates a non-external variety of realism for one who is deeply immersed in reality,” adding, + “but participatory realism strongly resembles Merleau-Ponty's endo-ontology, which is a + phenomenological ontology for one who deeply participates in Being” (Bitbol, 2020; Gefter, 2015).
+
QBist theorists assert that “quantum states are ‘expectations about experiences of pointer + readings,’” rather than expectations about pointer positions. Their focus on lived experience, not + just on macroscopic variables, is tantamount to performing the transcendental reduction instead of + stopping at the relatively superficial layer of the life-world reduction.” Bitbol believes that + “quantum physics indeed gives us several reasons to go the whole way down to the deepest variety + of phenomenological reduction … not only reduction to experience, or to ‘pure consciousness,’ but + also reduction to the ‘living present’” (Bitbol, 2021b).
+
+
+

9.6.7. Direct perception theory

+
Direct Perception Theory is the idea that “the information required for perception is + external to the observer; that is, one can directly perceive an object based on the properties + of the distal stimulus alone, unaided by inference, memories, the construction of + representations, or the influence of other cognitive processes” (APA, website). Philosopher Ned + Block describes non-mainstream views of phenomenal consciousness that take it to work via this + kind of “a direct awareness relation to a peculiar entity like a sense datum [i.e., that which + is immediately available to the senses] or to objects or properties in the environment.” This + direct awareness would seem to have to be “a primitive unanalyzable acquaintance relation that + is not a matter of representation.” According to these direct realist or naïve realist theories + of consciousness, “the phenomenal character of a perceptual experience is object-constituted in + the sense that a perceptual experience of a tomato depends for its existence and individuation + on the tomato. Any experience that is of a different tomato will have a different phenomenal + character, even if it is phenomenally indistinguishable and even if the different tomato is + exactly the same in all its properties and causes exactly the same activations in the brain.” + Even subjectively indistinguishable hallucinatory experience would have to be different in + phenomenal character as well (Block, 2023).
+
+
+

9.6.8. Gibson's ecological psychology

+
Experimental psychologist James J. Gibson proposes an “embodied, situated, and + non-representational” approach to perception (which, while not a surrogate for phenomenal + consciousness, has features in common). Gibson attacks both behaviorism and cognitivism + (e.g., information processing), arguing for direct perception and direct realism. Gibson calls + his overarching theory, “Ecological Psychology,” and while his specific aim is “to offer a third + way beyond cognitivism and behaviorism for understanding cognition,” an extension to + consciousness can be cautiously inferred (Lobo et al., 2018; Gibson, 2024).
+
Gibson maintains that there is far more information available to our perceptual systems + than we are consciously aware of. He posits that “the optical information of an image is not so + much an impression of form and color, but rather of invariants. A fixated form of an object only + specifies certain invariants of the object, not its solid form.” Perceptual + learning is said to be “a process of seeing the differences in the perceptual field around + an individual” (Gibson, 2014, 2024).
+
Gibson rejects “the premise of the poverty of the stimulus, the physicalist conception of the + stimulus, and the passive character of the perceiver of mainstream theories of perception.” + Rather, he has the main principles of ecological psychology as “the continuity of perception and + action” and the “organism-environment system as unit of analysis” (Lobo et al., 2018).
+
Significantly, Gibson develops the original idea of “affordances” (he coins the term), which + are the ways the environment provides opportunities for and motivates actions of animals—human + examples include steep slopes inspiring the design of stairs and deposits of hydrocarbons + encouraging drilling. Gibson defends the radical idea that “when we perceive an object we observe + the object's affordances and not its particular qualities” because it is both more useful and + easier, which would mean that affordances are the objects of perception (Gibson, 2024; Lobo et al., 2018).
+
If perception is direct, and affordances provide the possibilities, then affordances are a kind + of state space of the mind. That environmental affordances may have enabled or selected for + consciousness would be consistent with embodied and enactive theories of consciousness.
+
+
+
+

9.7. Relational theories

+
Relational Theories of consciousness are those explanations whose distinctive feature is some + kind of active or transformative connection with something other than brain circuits and pathways + themselves.
+
+

9.7.1. A. Clark's extended mind

+
The extended mind, according to philosopher Andy Clark, features an “active externalism,” based + on the participatory role of the environment in driving cognitive processes. He asserts that when + the human organism is linked with an external entity in a two-way interaction, a “coupled system” + is created that can be conceptualized as a cognitive system in its own right (independent of the + two components). This is because all the components in the system play an active causal role, and + they jointly govern behavior in the same sort of way that cognition in a single system (brain) + usually does. To remove the external component is to degrade the system's behavioral competence, + just as it would to remove part of its brain. Clark's thesis is that this sort of coupled process + counts equally well as a cognitive process, whether or not it is wholly in the head (Clark and Chalmers, 1998).
+
Clark concludes his book, Supersizing the Mind, by inviting us “to cease to + unreflectively privilege the inner, the biological, and the neural … The human mind, viewed + through this special lens, emerges at the productive interface of brain, body, and social and + material world.” He marvels that “minds like ours emerge from this colorful flux as surprisingly + seamless wholes” (Clark, 2010).
+
According to Owen Flanagan, “Walking, talking and seeing are all things the enactive, embodied, + extended (code words for this hip new view) mind does in the world.” Clark “provides the best + argument I've seen for the idea that minds are smeared over more space than neuroscience might + have us believe, and that mind will continue spreading to other nooks and crannies of the universe + as cognitive prostheses proliferate” (Flanagan, 2009).
+
+
+

9.7.2. Noë’s “out of our heads” theory

+
Philosopher Alva Noë argues that + only externalism about the mind and mental content, which requires active and continuous + engagement between the brain and its environment, body and beyond, can succeed as a theory of + consciousness (Noë, 2010). He uses his + attention-alerting phrase “Out of Our Heads” as descriptor, not as metaphor, and he applies it + literally. His hypothesis is that expanding the locus of where consciousness occurs may help + explain its essence and mechanism. What does this actually mean?
+
Noë takes issue with both dualism and materialism; attacking the weaknesses of each is not hard + going. “We have no better idea how the actions of cells in the head give rise to consciousness + than we do how consciousness arises out of immaterial spiritual processes.” So, brain science, he + says, while it has the imprimatur of the scientific worldview, is not really going anywhere. It's + like trying to understand what makes a dance “a dance” by studying the movement of muscles (Noë, 2007).
+
He challenges the assumption that an event in the brain is alone sufficient for consciousness. + “We spend all our lives, not as free-floating brains; we're embodied, we're environmentally + embedded; we're socially nurtured from the very beginnings of our lives.” His idea is that “The + world shows up for us,” with “multiple layers of meaning.”
+
Noë offers an alternative framework, a novel way of thinking. “There are lots of discrete + processes going on inside the head. But that's not where we should look for consciousness. We + occupy a place in the world—all sorts of things are going on around us—and consciousness is that + activity of keeping tabs, keeping touch, paying attention to, interacting with the world.”
+
But what does it mean to say consciousness “is” that activity? “Is” as … “part of the process?” + Or “enabling,” “bringing about” or “causing”? Or, in the strong sense of “is” as identity theory? +
+
Noë distinguishes the meaning and purposes of consciousness, which take place “out of our + heads,” from the mechanical locus of consciousness, the substrate on which its symbols are + physically encoded and manipulated.
+
Noë uses dreams as corroborating evidence that consciousness occurs outside of the brain. He + distinguishes dreams from real-life experiences, in that the latter has greater density, detail + and robustness. “You can't experience in a dream everything that you can experience outside of a + dream” (Noë, 2007).
+
Consciousness to Noë means “How the world shows up for us depends not only on our brains and + nervous systems but also on our bodies, our skills, our environment, and the way we are placed in + and at home in the world.” This does not happen automatically, passively, done to the organism, + but it is what the organism must do deliberately, proactively. “We achieve access to the world. We + enact it by enabling it to show up for us.… If I don't have the relevant skills of literacy, for + example, the words written on the wall do not show up for me” (Noë, 2012).
+
He stresses that consciousness isn't just a matter of events triggered inside us by things + outside us because things are triggered inside us all the time by all sorts of things outside of + us and they don't rise to consciousness. Much depends on context, interest, knowledge and + understanding.
+
Thus, consciousness is what happens when sentient creatures interact with their environment via + their brains; consciousness is not what their brains are doing to them. A science of + consciousness, Noë says, must explain the role the brain is playing in a dynamic active + involvement. It's not just that consciousness happens in the brain; it's not like that. “We are + not our brains” (Noë, 2012).
+
+
+

9.7.3. Loorits's structural realism

+
Philosopher Kristjan Loorits's Structural Realism posits that “conscious experiences are fully + structural phenomena that reside in our brains in the form of complex higher-order patterns in + neural activity.” He claims that the structural view of consciousness solves both the hard problem + and the problem of privacy (Loorits, 2019).
+
On the hard problem, according to Loorits, while some properties of our conscious experiences + seem to be qualitative and nonstructural—qualia—“these apparently nonstructural properties are, in + fact, fully structural.” He conjectures that qualia are “compositional with internal structures + that fully determine their qualitative nature” (Loorits, 2019), that “qualia are the + structures of vast networks of unconscious associations, and that those associational structures + can be found in our neural processes.” He makes the ambitious prediction that “with the proper + brain-stimulating technology, it should be possible to reveal the structural nature of qualia to + the experiencing subject directly” (Loorits, 2019). Loorits concludes + that “consciousness as a whole can be seen as a complex neural pattern that misperceives some of + its own highly complex structural properties as monadic and qualitative. Such neural pattern is + analyzable in fully structural terms and thereby the hard problem is solved (Loorits, 2014). (As for “the notion + of structure,” Loorits's Structural Realism has some structures existing in the world in an + objective sense and has conscious experiences among such structures [Loorits, 2019].)
+
On the privacy problem, according to Loorits, while our “powerful intuition” is that “the + content of my consciousness is directly accessible only to me”—a brain-bound internalist approach + to consciousness, which comports well with neurobiological theories—some argue that “we can only + talk about phenomena whose defining properties are known to us from the public realm.” According + to this externalist approach, “if our conscious experiences were entirely private, we could not + talk or theorize about them”—a way of thinking that suggests “conscious experiences should be + understood in terms of an organism's relationship to its socio-physical environment” (Loorits, 2019).
+
In defending internalism as the “location” of consciousness, Loorits argues that “structural + phenomena are describable and analyzable in public terms even if those phenomena themselves are + private.” Moreover, “the structure of our consciousness is always present in our neural processes + and only sometimes (additionally) in an extended system that includes elements of the environment” + (Loorits, 2018).
+
Loorits offers modest support to illusionists who propose that “the apparently non-structural + features of consciousness are in fact fully structural and merely seem to be non-structural.” He + argues that “such a position is tenable, but only if the non-structural ‘seemings’ are interpreted + as perspectival phenomena and not as theorists' fictions or absolute nothingness” (Loorits, 2022).
+
When George Musser was musing that qualia might be relational (9.7), he met with Loorits, and + to Musser's surprise, Loorits “had gone off the idea.” The disjunction is between third and + first-person perspectives, where the former is how qualia is explained relationally and the latter + is precisely the hard problem. According to Musser, Loorits's current thinking was that “qualia + may well be relational behind the scenes, but as long as they feel intrinsic to us, they still + elude scientific description.” Loorits concluded, “There is still a hard problem in a sense that + we seem to be able to experience qualia without being aware of their relational components” (Musser, 2023a, Musser, 2023b). (I tip my hat when a + philosopher changes their mind.)
+
+
+

9.7.4. Lahav's relativistic theory

+
Physicist Nir Lahav characterizes consciousness as a physical phenomenon that is relative to + the measurements of a "cognitive frame of reference." Just as different observers can have + different measurements of velocity in a relativistic context, the same is true for consciousness. + Two people can have different cognitive frames of reference, experiencing conscious awareness for + themselves but only measuring brain activity for the other. The brain doesn't create conscious + experiences through computations; rather, conscious experiences arise due to the process of + physical measurement. Different physical measurements in different frames of reference manifest + different physical properties, even when measuring the same phenomenon. This leads to different + manifestations of conscious experience and brain activity in separate cognitive frames (Lahav and Neemeh, 2022).
+
+
+

9.7.5. Tsuchiya's relational approach to consciousness

+
Neuroscientist Nao Tsuchiya's relational approach to consciousness is not so much a theory of + consciousness per se but more a fresh methodology, “an alternative approach to characterize, and + eventually define, consciousness through exhaustive descriptions of consciousness's relationships + to all other consciousnesses.” His approach is founded in category theory (i.e., mathematical + structures and their relations), which is used to characterize the structure of conscious + phenomenology as a category and describe the interrelationships of members with mathematical + precision. Tsuchiya proposes several possible definitions of categories of consciousness, both in + terms of level and contents—the objective being for these conceptual tools to clarify complex + theoretical concepts about consciousness, which have been long discussed by philosophers and + psychologists, and for such conceptual clarification to inspire further theoretical and empirical + research. To the extent that the project is successful, it will support relational theories of + consciousness (Tsuchiya and Saigo, 2021).
+
+
+

9.7.6. Jaworski's hylomorphism

+
Philosopher William Jaworski argues that the hard problem of consciousness arises only if + hylomorphism is false. Hylomorphism is the claim that structure is a basic ontological and + explanatory principle, and is responsible for individuals being the kinds of things they are, and + having the powers or capacities they have. As Jaworski explains, “A human is not a random + collection of physical materials, but an individual composed of physical materials with a + structure that accounts for what it is and what it can do—the powers it has. What is true of + humans is true of their activities as well.” Structured activities, he says, include perceptual + experiences, which means that everything about a perceptual experience, including its phenomenal + character, can be explained by describing the perceiver's structure: perceptual subsystems, the + powers of those subsystems, and the coordination that unifies their activities into the activity + of the perceiver as a whole. Conscious experiences, Jaworski concludes, “thus fit + unproblematically into the natural world—just as unproblematically as the phenomenon of life” (Jaworski, 2020).
+
According to Jaworski, from a hylomorphic perspective, “mind-body problems are byproducts of a + worldview that rejects structure, and which lacks a basic principle which distinguishes the parts + of the physical universe that can think, feel, and perceive from those that can't. Without such a + principle, the existence of those powers in the physical world can start to look inexplicable and + mysterious.” But if mental phenomena are structural phenomena, he says, then they are part of the + physical world and thus “hylomorphism provides an elegant way of solving mind-body problems” (Jaworski, 2016).
+
While hylomorphism exemplifies a suite of arguments purporting to undermine the hard problem, + its own challenge seems two-fold: (i) by defining structure as primitive and fundamental, it + almost embeds the desired conclusion in the definitional premise; and (ii) by not distinguishing + kinds of structure, all structure holds the same level of ultimate explanation, which may not fit + consciousness.
+
+
+

9.7.7. Process theory

+
A process theory of consciousness is founded on process philosophy, the metaphysical idea that + fundamental reality is dynamic, change, shift—the action of becoming.30 With respect to + consciousness, process philosophy has refused to bifurcate human experience from nature, and as a + consequence, process philosophy holds to a “panexperientialist” ontology where experience goes all + the way down in nature, and consciousness genuinely emerges as an achievement of the evolution of + experience through time. Only in the case of God (if God exists, of course) does consciousness + belong to nature as an ontological primitive. (Davis, 2020, 2022; Faber, 2023).
+
David Ray Griffin suggests that “panexperientialist physicalism,” by allowing for “compound + individuals” and thereby a “nondualistic interactionism” that combines these strengths, can + provide a theory that overcomes the problems of materialist physicalism (Griffin, 1997). + Panexperientialist physicalism, he says, portrays the world as comprised of creative, + experiential, physical-mental events. His process-type panexperientialism agrees with + materialism that there is only one kind of stuff, but enlarges “energy” to “experiential + creativity” (thus distinguishing it from panpsychism, 13.12). Process panexperientialists assume + that it lies in the very nature of things for events of experiential creativity to occur—for + partially self-creative experiences to arise out of prior + experiences and then to help create subsequent experiences. The process by which our + (sometimes partly conscious) experiences arise out of those billions of events constituting our + bodies at any moment is simply the most complex example of this process—and the only one the + results of which we can witness from the inside.
+
+
+
+

9.8. Representational theories

+
Representational Theories of consciousness elevate the explanatory power of mental + representations, which are inner-perceived notions or imagery of things, concrete or abstract, that + are not currently being presented to the senses. Representational theories seek to explain + consciousness in terms of mental representations rather than simply as neural or brain states. + Mental representations utilize cognitive symbols that can be manipulated in myriad ways to describe, + consider and explain an endless variety of thoughts, ideas, and concepts (Mental representation, 2024. + Wikipedia). According to strict representationalism, conscious mental states have no mental + properties other than their representational properties (Van Gulick, 2019).
+
According to philosopher Michael Tye, “representationalism is a thesis about the phenomenal + character of experiences, about their immediate subjective ‘feel’. At a minimum, the thesis is one + of supervenience: necessarily, experiences that are alike in their representational contents are + alike in their phenomenal character. So understood, the thesis is silent on the nature of phenomenal + character. Strong or pure representationalism goes further. It aims to tell us what phenomenal + character is.” In this view, “phenomenal character is one and the same as representational content + that meets certain further conditions” (Tye, 2002).
+
Philosopher Fred Dretske's "Representational Thesis" is the claim that: (1) All mental facts are + representational facts, and (2) All representational facts are facts about informational functions + (Dretske, 2023).
+
Philosopher Amy Kind observes that “as philosophers of mind have begun to rethink the sharp + divide that was traditionally drawn between the phenomenal character of an experience (what it’s + like to have that experience) and its intentional content (what it represents), representationalist + theories of consciousness have become increasingly popular” (Kind, 2010).
+
While almost all theories of consciousness have representational features, the representational + theories themselves, including those that follow, are distinguished by the more robust claim that + their representational features are what explain consciousness (Van Gulick, 2019). A hurdle for all + theories is the need to explain phenomenology in terms of intentionality, the “aboutness” + of mental states, under the assumption that intentionality must be represented (Lycan, 2019).
+
This is Jerry Fodor's challenge: “I suppose that sooner or later the physicists will complete the + catalog they've been compiling of the ultimate and irreducible properties of things. When they do, + the likes of spin, charm, and charge will perhaps appear on their list. But aboutness surely won't; + intentionality simply doesn't go that deep” (Fodor, 1989).
+
+

9.8.1. First-order representationalism

+
First-order representationalism (FOR) seeks to account for consciousness in terms of, or by + reducing to, external, world-directed (or first-order) intentional states (Gennaro, n.d.). In other words, + consciousness can be explained, primarily, by understanding how the directedness of our mental + states at objects and states of affairs in the world is generated directly by those objects and + states of affairs (Searle, 1979).
+
Fred Dretske asserts that “the phenomenal aspects of perceptual experiences are one and + the same as external, real-world properties that experience represents objects as having.” He + argues that “when a brain state acquires, through natural selection, the function of carrying + information, then it is a mental representation suited (with certain provisos) to being a state + of consciousness.” (In contrast, “representations that get their functions through being + recruited by operant + conditioning, on the other hand, are beliefs.”) (Dretske, 1997).
+
As philosopher Peter Carruthers explains, “the goal [of FOR] is to characterize all of the + phenomenal—‘felt’—properties of experience in terms of the representational contents of + experience (widely individuated). On this view, the difference between an experience of red and an + experience of green will be explained as a difference in the properties represented—reflective + properties of surfaces, say—in each case. And the difference between a pain and a tickle is + similarly explained in representational terms—the difference is said to reside in the different + properties (different kinds of disturbance) represented as located in particular regions of the + subject's own body” (Carruthers, 2000).
+
Carruthers recounts his unusual transition from higher-order theory to first-order theory.31 He originally explained + phenomenal consciousness in terms of “dispositionalist higher-order thought theory,” which he + characterized as “a certain sort of intentional content (‘analog’, or fine-grained), held in a + special-purpose short-term memory store in such a way as to be available to higher-order thoughts + … all of those contents are at the same time higher-order ones, acquiring a dimension of + seeming or subjectivity” (Carruthers, 2000). (One of his + goals, he says, is “to critique mysterian [10.2] and property-dualist accounts of phenomenal + consciousness … [by] defending the view that consciousness can be reductively explained in terms + of active non-conceptual representations.” He sought to “disarm (and explain away the appeal of) + the various ‘hard problem’ thought experiments (zombies, explanatory gaps, and the rest)” (Carruthers, 2017).
+
The later Carruthers concludes that the earlier Carruthers had “rejected first-order + representational theories of consciousness on inadequate grounds.” As a result, “since there is + extensive evidence that conscious experience co-occurs with the global broadcasting of first-order + non-conceptual contents in the brain [9.2.3], and since this evidence is most easily accommodated + by first-order representationalism, the latter is preferable to any form of higher-order account” + (Carruthers, 2017).
+
Philosopher Neil Mehta and anesthesiologist George Mashour describe FOR as + consisting of “sensory representations directly available to the subject for action selection, + belief formation, planning, etc.” They posit a neuroscientific framework, according to which + neural correlates of general consciousness include prefrontal cortex, posterior + parietal cortex, and non-specific thalamic nuclei, while neural correlates of specific + consciousness include sensory + cortex and specific thalamic nuclei” (Mehta and Mashour, 2013).
+
FOR's core philosophical idea, Mehta and Mashour state, is that “any conscious state is a + representation, and what it’s like to be in a conscious state is wholly determined by the + content of that representation. By definition, a representation is about something, and + the content of a representation is what the representation is about. For instance, the word + ‘dolphins’ (representation) is about dolphins (content).” But, they clarify, “a representation is + not identical to its content.” The English word “dolphins” has eight letters, but dolphins + themselves do not have any letters. “Conversely, dolphins swim, but the word ‘dolphins’ does not + swim.”
+
This distinction leads to the strong view that neural states seem to have very different + properties than conscious perceptions. “For instance, when someone consciously perceives the color + orange, normally there is nothing orange in that person's brain. First-order representationalists + explain this by holding that a conscious perception of orange is a representation of orange, and + (as the ‘dolphin’ example shows) the properties of a representation can be very different from the + properties of its content” (Mehta and Mashour, 2013).
+
FOR's core neurobiological idea is that “each specific type of conscious state corresponds to a + specific type of neural state.” Ned Block seeks to “disentangle the neural basis of phenomenal + consciousness from the neural machinery of the cognitive access that underlies reports of + phenomenal consciousness.” He argues that, in a certain sense, “phenomenal consciousness overflows + cognitive accessibility.” He posits that “we can find a neural realizer of this overflow if we + assume that the neural basis of phenomenal consciousness does not include the neural basis of + cognitive accessibility and that this assumption is justified (other things being equal) by the + explanations it allows” (Block, 2007c).
+
Block hypothesizes that the conscious experience of motion is a certain kind of + activation of visual area V5, which suggests that sensory + systems are the neural correlates of sensory consciousness. He further speculates that + what's required for consciousness in general are connections between these cortical regions and + the thalamus, “which suggests that sensory and perhaps post-sensory systems … are the neural + correlates of general consciousness, as well” (Block, 2007c).
+
Block says he favors the first-order point of view, and if it is right, he says, “It may be + conscious phenomenology that promotes global broadcasting, something like the reverse of what the + global workspace theory of consciousness supposes. First-order phenomenology may be a causal + factor in promoting global broadcasting; but according to the global workspace theory, global + broadcasting constitutes consciousness rather than being caused by it” (Block, 2023, pp. 8–9).
+
With a pungent example, Block compares first-order representationalism with higher-order + representationalism (9.8.3), higher-order theories (HOT). “We have two perceptions that equally + satisfy the descriptive content of the HOT, but one and not the other causes the HOT. But that + gives rise to the problem of how a thought to the effect that I am smelling vomit could make a + perception of crimson a conscious perception. The perception of crimson could cause the HOT while + a simultaneous first-order smell-representation of vomit does not cause any higher-order state. + The consequence would be that the perception of crimson is a conscious perception and the + perception of vomit is not, even though the subject experiences the perception of crimson as if it + were the perception of vomit.” Block concludes that “a descriptivist view based on content is + inadequate,” and that “the difficulty for the HOT theory is that it is unclear what relation has + to obtain between a HOT and a perception for the perception to be conscious” (Block, 2023, pp. 425–426).
+
+
+

9.8.2. Lamme's recurrent processing theory

+
Neuroscientist Victor Lamme proposes Recurrent Processing Theory, which stresses brain sensory + systems that are massively interconnected and involve feedforward and feedback connections, as + being necessary and sufficient for consciousness. The visual system provides a case where “forward + connections from primary visual area V1, the first cortical visual area, carry information to + higher-level processing areas, and the initial registration of visual information involves a + forward sweep of processing.” Moreover, many feedback connections link visual areas with other + brain regions, which, later in processing, are activated and thereby yield dynamic activity within + the visual system (Wu, 2018).
+
Lamme proposes four stages of visual processing: Stage 1: Visual signals are processed locally + within the visual system (i.e., superficial feedforward processing). Stage 2: Visual signals + travel further forward in the processing hierarchy where they can influence action (i.e., deep + feedforward processing). Stage 3: Information travels back into earlier visual areas, leading to + local recurrent processing (i.e., superficial recurrent processing). Stage 4: Information + activates widespread brain areas (i.e., widespread recurrent processing) (Wu, 2018).
+
According to Lamme, it is the recurrent processing in Stage 3, which is a first-order theory + and can occur in both sensory and post-sensory areas, that he claims to be necessary and + sufficient for consciousness. In other words, “for a visual state to be conscious is for a certain + recurrent processing state to hold of the relevant visual circuitry” (Wu, 2018).
+
Ned Block calls Recurrent Processing Theory “basically a truncated form of the global + workspace account: It identifies conscious perception with the recurrent activations in the back + of the head without the requirement of broadcasting in the global workspace.” Block points out + that “first-order theories do not say that recurrent activations are by themselves sufficient + for consciousness. These activations are only sufficient given background conditions. Those + background conditions probably include intact connectivity with subcortical + structures.” What then is “enough for conscious perceptual phenomenology” is “the active + recurrent loops in perceptual areas plus background conditions.” Block concludes: “So long as + high-level representations participate in those recurrent loops, conscious high-level content is + assured” (Block, 2023, pp. 8–9).
+
Lamme critiques Global Workspace Theory [9.2.3] as “all about access but not about seeing” + (even though his Stage 4 is consistent with global workspace access). The crucial distinction is + that Global Workspace Theory has recurrent processing at Stage 4 as necessary for consciousness, + while Recurrent Processing Theory has recurrent processing at Stage 3 as sufficient. The latter + would enable phenomenal consciousness without access by the global neuronal workspace (Wu, 2018).
+
Overall, Lamme avers that “neural and behavioral measures should be put on an equal footing” + and that “only by moving our notion of mind towards that of brain can progress be made” (Lamme, 2006). He depicts “a notion + of consciousness that may go against our deepest conviction: ‘My consciousness is mine, and mine + alone.’ It's not,” he says (Lamme, 2010).
+
+
+

9.8.3. Higher-order theories

+
According to Higher-Order Theories of consciousness, what makes a perception conscious is the + presence of an accompanying cognitive state about the perception. This means that phenomenal + consciousness is not immediate awareness of sensations. Rather, it is the higher-level sensing of + those sensations, a product of second-order thoughts about first-order perceptions or mental + states—a two-level process. Higher-Order Theories are distinguished from other cognitive accounts + of phenomenal consciousness which assume that first-order perceptions or mental states can + themselves be directly conscious—a one-level process (9.8.1, 9.8.2) (Carruthers, 2020, Higher-order theories of consciousness, + 2023).
+
According to Peter Carruthers, “humans not only have first-order non-conceptual and/or + analog perceptions of states of their environments and bodies, they also have second-order + non-conceptual and/or analog perceptions of their first-order states of perception.” This + higher-order perception theory holds that “humans (and perhaps other animals) not only have + sense-organs that scan the environment/body to produce fine-grained representations, but they + also have inner senses which scan the first-order senses (i.e. perceptual experiences) to + produce equally fine-grained, but higher-order, representations of those outputs.” Hence, + Higher-Order Theories are also called “inner-sense theory.” Notably, “the higher-order approach + does not attempt to reduce consciousness directly to neurophysiology + but rather its reduction is in mentalistic terms, that is, by using such notions as thoughts and + awareness” (Cardenas-Garcia, 2023).
+
The main motivation driving higher-order theories of consciousness, according to Carruthers, + “derives from the belief that all (or at least most) mental-state types admit of both conscious + and unconscious varieties … And then if we ask what makes the difference between a conscious and + an unconscious mental state, one natural answer is that conscious states are states that we are + aware of.” This translates into the view that conscious states are states “that are the objects of + some sort of higher-order representation—whether a higher-order perception or experience, or a + higher-order thought” (Cardenas-Garcia, 2023).
+
Various flavors of higher-order theories can be distinguished, including the following (Cardenas-Garcia, 2023):
    +
  • +
    Actualist Higher-Order Thought Theory (championed by David Rosenthal): A phenomenally + conscious mental state is a state that is the object of a higher-order thought, and which + causes that thought non-inferentially.
    +
  • +
  • +
    Dispositionalist Higher-Order Thought Theory: A phenomenally conscious mental state is + a state that is available to cause (non-inferentially) higher-order thoughts about itself + (or perhaps about any of the contents of a special-purpose, short-term memory store). +
    +
  • +
  • +
    Self-Representational Theory: A phenomenally conscious mental state is a state that, at + the same time, possesses an intentional content, thereby in some sense representing + itself to the person who is the subject of that state.
    +
  • +
+
+
According to Ned Block, there are two approaches to higher-order thought (HOT) theories of + consciousness. The “double representation” approach says that the HOT involves a distinct coding + of the perceptual content, such that a conscious perception will be “accompanied” by a thought of + that experience, giving two representations of the conscious experience, one perceptual, one + cognitive and conceptual. He considers it “mysterious” how a perception can be conscious. The + second version of HOT has a thought or at least a cognitive state that makes a perception + conscious but that thought does not itself have any perceptual content. Block refers to Hakwan + Lau, who sometimes describes the higher-order state as a “pointer” to a first-order state. The + pointer theory is cognitive in that the pointer is a thought, but it is not conceptualist since it + involves no concept of a conscious experience involved in the thought that is supposed to make a + perception conscious (Block, 2023, pp. 425–426).
+
Lau himself argues that the key to characterizing consciousness lies in its connections to + belief formation and epistemic justification on a subjective level (Lau, 2019a); he describes + consciousness as “a battle between your beliefs and perceptions” (Lau, 2019b). A clue, he + suggests—at least at the level of functional anatomy—is that the neural mechanisms for conscious + perception and sensory metacognition are similar, sensory metacognition meaning the monitoring + of the quality or reliability of internal perceptual signals. Both mechanisms involve neural + activity in the prefrontal and parietal + cortices, outside of primary sensory regions (9.8.4).
+
Reflexive theories, which link consciousness and self-awareness, are either a sister or a + cousin of Higher-Order Theories. They differ in that reflexive theories situate self-awareness + within the conscious state itself rather than in an independent meta-state focusing on it. The + same conscious state is both intentionally outer-directed awareness of external perceptions and + intentionally inner-directed awareness of self-sense. A strong claim is that this makes reflexive + awareness a central feature of conscious mental states and thereby qualifies as a theory of + consciousness. Whether reflexive theories are variants of Higher-Order Theory (“sister”) or a + “same-order” account of consciousness as self-awareness (“cousin”) is in dispute (Van Gulick, 2019).
+
Social psychologist Alexander Durig claims that our two brain hemispheres, operating as two + brains, aware of each other and interacting with each other, exist in a system of “interactive + reflexivity,” and it is this reflexivity, while being perpetually aware of the world and each + other's perception of the world, that is the foundation of consciousness (Durig, 2023).
+
+
+

9.8.4. Lau's perceptual reality monitoring theory

+
Cognitive + neuroscientist Hakwan Lau introduces Perceptual Reality Monitoring Theory, which he says + is an empirically-grounded higher-order theory of conscious perception. He proposes that + conscious perception in an agent occurs “if there is a relevant higher-order representation with + the content that a particular first-order perceptual representation is a reliable + reflection of the external world right now. The occurrence of this higher-order + representation gives rise to conscious experiences with the perceptual content represented by the + relevant first-order state.” This structure allows us to distinguish “reality from fantasy in a + generally reliable fashion” (Lau, 2019a).
+
The agent is not conscious of the content of this higher-order representation itself, Lau says, + “but the representation is instantiated in the system in such a way to allow relevant inferences + to be drawn (automatically) and to be made available to the agent (on a personal level, in ways + that make the inferences feel subjectively justified)” (Lau, 2019a). It is a + subpersonal process. “That is, we don't have to think hard to come up with this + higher-order representation. It's not a thought in that sense.” Rather, “this higher-order + representation serves as a tag or label indicating the suitable epistemic status of the sensory + representation, and functions as a gating mechanism to route the relevant sensory information for + further cognitive processing” (Lau, 2022, p. 28).
+
This structural mechanism, Lau asserts, sets his view “apart from global theories” (9.8.3). + This is because, he says, “such further processing is only a potential consequence, but not a + constitutive part of the subjective experience … In other words, consciousness is neither + cognition nor metacognition. It is the mechanistic interface right between perception and + cognition.” Lau believes that “such higher-order mechanisms likely reside within the mammalian + prefrontal cortex, where the functions of perceptual metacognition are also carried out” (Lau, 2022, p. 28).
+
But can we ask what happens when higher-order representation is missing? Wouldn't + subjective experience also be missing? This explains, Lau says, “why sometimes sensory + representations alone do not lead to conscious experiences at all, as in conditions like blindsight, + where, because of brain + damage, a person (or an animal) is able to respond accurately to visual + stimuli while denying any conscious awareness of them” (Lau, 2022, pp. 35–36).
+
Blindsight, in fact, is a litmus test for any theory of consciousness and Lau claims his theory + offers the most coherent explanation: Blindsight “occurs when a first-order representation occurs + without the corresponding higher-order representation … That's why the perceptual capacity is + there (due to the first-order representations), but the phenomenology of conscious perception is + missing” (Lau, 2019b).
+
Lau says his theory is a functionalist account. As such, he says, “some animals may not be + conscious. And yet, perhaps even a robot or computer program could be.” He highlights “the role of + memory in conscious experience, even for simple percepts. How an experience feels depends on + implicit memory of the relationships between different perceptual representations within the + brain” (Lu et al., 2022).
+
Lau critiques both the global view of consciousness (9.2.3) and the local view (9.8.1 and + 9.8.2) as “polar extremes,” arguing that his own intermediate or centrist position is superior (Lau, 2022, pp. 25, 26, 130). As part + of his model, he takes from artificial intelligence the idea of a “discriminator,” which can + distinguish between “real” and “self-generated” images (Lau, 2022, p. 142). Applied to human + consciousness, an analogous “discriminator” “distinguishes between true perceptions of the world, + memory, fantasy, and neuronal noise. For conscious perception of an object to occur, this + discriminator must confirm that the early sensory information represents the object. This model, + Lau asserts, accounts for sensory richness, because higher-order representations access richer, + lower-level perceptions of first-order representations (Stirrups, 2023). Bottom line, Lau strikes + the ambitious claim that his theory explains the subjective “what-it-is-like-ness” of first-person + experience—why it “feels like something” to be in a particular brain state, say with a + sharp pain—mediated by higher-order representations in the brain (Lau, 2022, p. 197).
+
Enhancing his model, Lau proposes that “because of the way the mammalian sensory cortices are + organized, perceptual signals in the brain are spatially ‘analog’ in a specific sense,” which + enables “computational advantages.” Given this analog nature, “when a sensory representation + becomes conscious, not only do we have the tendency to think that its content reflects the state + of the world right now, also determined is what it is like to have the relevant + experience—in terms of how subjectively similar it is with respect to all other possible + experiences.” Lau submits that this addresses the hard problem, “better than prominent alternative + views” (Lau, 2022, p. 29).
+
+
+

9.8.5. LeDoux's higher-order theory of emotional consciousness

+
Neuroscientist Joseph LeDoux's Higher-Order Theory of Emotional Consciousness combines his + approach to higher-order representationalism (9.8.3) and his commitment to the centrality of + emotion. His thesis is that “the brain mechanisms that give rise to conscious emotional feelings + are not fundamentally different from those that give rise to perceptual conscious experiences.” + Both, he proposes, “involve higher-order representations (HORs) of lower-order information by + cortically based general networks of cognition” (GNC). The theory argues that GNC and + “self-centered higher-order states are essential for emotional experiences” (Ledoux and Brown, 2017).
+
LeDoux challenges the traditional view that emotional states of consciousness (emotional + feelings) are “innately programmed in subcortical areas of the brain,” and are “as different from + cognitive states of consciousness, such as those related to the perception of external stimuli.” + Rather, LeDoux argues that “conscious experiences, regardless of their content, arise from one + system in the brain” and that “emotions are higher-order states instantiated in cortical + circuits.” In this view, all that differs in emotional and nonemotional states are “the kinds of + inputs that are processed.” According to LeDoux, “although subcortical circuits are not directly + responsible for conscious feelings, they provide nonconscious inputs that coalesce with other + kinds of neural signals in the cognitive assembly of conscious emotional experiences.”
+
For understanding the emotional brain, LeDoux focuses on “fear,” defining it as “the + conscious feeling one has when in danger.” In the presence of a threat, he says, “different + circuits underlie the conscious feelings of fear and the behavioral responses and physiological + responses that also occur.” But it is the “experience of fear,” the conscious emotional + feeling of fear, that informs LeDoux's theory of consciousness, which he explains as follows. “A + first-order representation of the threat enters into a higher-order representation, along with + relevant long-term memories—including emotion schema—that are retrieved. This initial HOR + involving the threat and the relevant memories occurs nonconsciously. Then, a HOROR [i.e., a + third-order state, a HOR of a representation, a HOR of a HOR] allows for the conscious noetic + experience of the stimulus as dangerous. However, to have the emotional autonoetic experience of + fear, the self must be included in the HOROR” (Ledoux and Brown, 2017).
+
Advancing his theory, LeDoux explores “introspection,” the term given by higher-order theorists + to this third level of representations, that is, “to be aware of the higher-order state (to be + conscious that you are in that state).” LeDoux proposes “a more inclusive view of introspection, + in which the term indicates the process by which phenomenally experienced states result.” + Introspection, he says, “can involve either passive noticing (as, for example, in the case of + consciously seeing a ripe strawberry on the counter) or active scrutinizing (as in the case of + deliberate focused attention to our conscious experience of the ripe strawberry).” Both kinds of + introspection lead to phenomenal experience, in LeDoux's view (Ledoux and Brown, 2017).
+
HOROR theory states that “phenomenal consciousness does not reflect a sensory state (as + proposed by first-order theory) or the relation between a sensory state and a higher-order + cognitive state of working memory (as proposed by traditional HOT). Instead, HOROR posits that + phenomenal consciousness consists of having the appropriate HOR of lower-order information, where + lower-order does not necessarily mean sensory, but instead refers to a prior higher-order state + that is rerepresented.” He says, “This second HOR is thought-like and, in virtue of this, + instantiates the phenomenal, introspectively accessed experience of the external sensory + stimulus. That is, to have a phenomenal experience is to be introspectively aware of a + nonconscious HOR.” He distinguishes ordinary introspective awareness, which is the passive kind of + “noticing” that he postulates is responsible for phenomenal consciousness, “from the active + scrutinizing of one's conscious experience that requires deliberate attentive focus on one's + phenomenal consciousness.” Active introspection, he stresses, “requires an additional layer of HOR + (and thus a HOR of a HOROR).”
+
In studies of human patients, LeDoux and his PhD adviser, Michael Gazzaniga, “concluded that + conscious experiences are the result of cognitive interpretation situations in an effort to help + maintain a sense of mental unity in the face of the neural diversity of non-conscious behavioral + control systems in our brain” (LeDoux, 2023b).
+
Rejecting the notion of the “self,” and certainly mind-body dualism, LeDoux positions + “consciousness” as the fourth and final “realm of existence” for animal life, the four realms + being “bodily, neural, cognitive, and conscious.” LeDoux replaces the self with an “ensemble of + being” that “subsumes our entire human existence, both as individuals and as a species” (LeDoux, 2023a).
+
LeDoux's views continue to develop. In particular, he picks out two overarching perspectives. + First, his multi-state hierarchical model of consciousness, which features an + intricate anatomical framework evincing the complexity of higher-order processing via + redundancy. The multi-state hierarchical model of consciousness, he says, “replaces the + traditional volley between the sensory + cortex and the lateral PFC [prefrontal cortex] with a more complex anatomical + arrangement consisting of a hierarchy of structures, each of which creates different kinds + of states that are re-represented/re-described by circuits of sub-granular and granular PFC + and that contribute to higher-order mental modeling and conscious experience. The states + that constitute the functional features of the multi-state hierarchical higher-order theory + of consciousness, and the brain areas that are associated with these states, include primary + lower-order states (areas of the sensory cortex); secondary lower-order states (memory areas + and other convergence zones in the temporal and parietal lobes); sub-higher-order states + (meso-cortical areas of sub-granular PFC, including the anterior cingulate, orbital, + ventromedial, prelimbic, and insula + PFC); and higher-order states that re-represent/re-describe/index the various other states + to construct mental + models in working memory (granular PFC)” (LeDoux, 2023a, p. 234).
+
LeDoux's second overarching perspective is the dual mental hypothesis that shows the + interplay between preconscious and conscious states and the role of narratives in driving them. In + the dual mental-model hypothesis, he says, “explicit consciousness of complex events emerges from + interactions between granular and sub-granular PFC states. Lower-order non-PFC states, while often + involved as inputs to the PFC, are not necessary for such higher-order conscious experiences. In + other words, a thought, which is a higher-order state constructed by a pre-conscious mental model, + is sufficient to populate the conscious higher-order state via the second mental model.” The + output of the conscious mental model, he says, “much like the output of the pre-conscious mental + model, is an abstract mentalese narrative (albeit a conscious one) that feeds distributaries + flowing to motor circuits that control overt behavior and verbal expression.” LeDoux senses that + “this implies that we have conscious agency, which you may know of as free will”—adding, “the + question of whether we actually make conscious choices is a matter of debate” (LeDoux, 2023a, pp. 296–297).
+
+
+

9.8.6. Humphrey's mental representations and brain attractors

+
Neuropsychologist Nicholas Humphrey employs an evolutionary framework, combining mental + representations with what he calls “attractor states in the brain,” to develop a novel + materialistic theory of phenomenal consciousness, which he sees as a late and not ubiquitous + evolutionary development. His multi-discipline argument follows (Section: Humphrey, 2023a, Humphrey, 2023b, 2022, 2024; Humphrey, 2023a, Humphrey, 2023b).
+
Sensations, he says, are ideas we generate: mental representations of stimuli arriving at our + sense + organs and how they affect us. Their properties are to be explained, therefore, not + literally as the properties of brain-states, but rather as the properties of mind-states dreamed + up by the brain. Remarkably, we (and presumably other sentient creatures) represent what's + happening as having “phenomenal properties”, or “qualia”, that fill the “thick time” of the + subjective present. The result is we come to have a psychologically impressive sense of self—a + “phenomenal self” that is semi-independent of our physical bodies. This idea of “what it’s like to + be me” may be in some respects “fake news”; but Humphrey's point is that, to us as the subjects, + it's big news!
+
When it comes to how sensations are generated in the brain, Humphrey points out this has to be + a two-stage process: first the gathering of sensory information, which is the sensory text, then + the interpretation of this information, which is the conscious reading. This two-stage process + generates our subjective take on what this is like for us. Phenomenal properties arise only at the + interpretative stage. This, Humphrey stresses, is “a point often lost on researchers looking for + the neural correlates of consciousness, who assume the properties of the brain activity must map + onto the phenomenal properties of conscious experience.” He calls the hard problem “the wrong + problem” (Humphrey, 2022).
+
Humphrey believes that our best approach to explaining sentience (which is how he labels + phenomenal consciousness) will be “forward engineering”—reconstructing the steps by which natural + selection could have invented it. He proposes that sensations originated in primitive animals as + evaluative responses to stimulation at the body surface. Thus, sensations started out as something + the animal did about the stimulation rather than something it felt about it. Early on, however, + animals hit on the trick of monitoring these responses—by means of an “efference copy” of the + command signals—to yield a simple representation of what the stimulation is about. In short, a + feeling (Humphrey, 2023a, Humphrey, 2023b).
+
Humphrey's story quickens, as that feeling became privatised, resulting in activity in neural + feedback loops, which became recursive and stretched out in time, taking on complex higher-order + properties. It was then refined and stabilised to generate mathematically complex attractor + states, which would give rise—“out of the blue”—to the apparently unaccountable qualities of + sensory qualia. Quite possibly, he says, phenomenal experience involves the brain generating + something like an internal text, which it interprets as being about phenomenal properties. The + driving force behind these later developments was the adaptive benefits to the animal of the + emergence of the phenomenal self.
+
This is why Humphrey takes phenomenal consciousness as a relatively late evolutionary + invention, having evolved only in animal species that (a) have brains capable of entertaining + and enjoying these fancy mental representations, and (b) lead lives in which having this bold + sense of self can give them an edge in the fitness game. Thus, Humphrey challenges conventional + wisdom that phenomenal consciousness in the animal kingdom is a gradient; his “hunch” is that + only mammals and birds make the cut. Chimpanzees, dogs, parrots have it. Lobsters, lizards, + frogs do not (Humphrey, 2023a, Humphrey, 2023b).
+
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9.8.7. Metzinger's no-self representational theory of subjectivity

+
Philosopher Thomas Metzinger presents a representationalist and functional analysis of + subjectivity, the consciously experienced first-person perspective (Metzinger, 2004). What has been + traditionally called “conscious thought,” he argues, is actually “a subpersonal process, and only + rarely a form of mental action. The paradigmatic, standard form of conscious thought is + non-agentive, because it lacks veto-control and involves an unnoticed loss of epistemic agency and + goal-directed causal self-determination at the level of mental content.” Conceptually, Metzinger + states, “conscious thought … must be described as an unintentional form of inner behaviour” (Metzinger, 2015).
+
A starting assumption is that phenomenal consciousness (subjective experience), “rather than + being an epiphenomenon, has a causal role in the optimisation of certain human behaviours” (Frith and Metzinger, 2016). A + leitmotif of Metzinger's models is that there are no such things as “selves”; selves do not exist + in the world: “nobody ever had or was a self.” All that exists, he argues, are “phenomenal selves, + as they appear in conscious experience. The phenomenal self, however, is not a thing but an + ongoing process; it is the content of a ‘transparent self-model’” (Metzinger, 2004).
+
Metzinger employs empirical research to support his deflationary no-self model, showing + how “we are not mentally autonomous subjects for about two thirds of our conscious lifetime, + because while conscious cognition is unfolding, it often cannot be inhibited, suspended, or + terminated.” This means that “the instantiation of a stable first-person perspective as well as + of certain necessary conditions of personhood + turn out to be rare, graded, and dynamically variable properties of human beings” (Metzinger, 2015).
+
Drawing on a large psychometric + study of meditators in 57 countries—more than 500 experiential reports—Metzinger focuses on + “pure awareness” in meditation—the simplest form of experience there is—to illuminate, as he + puts it, “the most fundamental aspects of how consciousness, the brain, and illusions of self + all interact.” Metzinger explores “the increasingly non-egoic experiences of silence, + wakefulness, and clarity, of bodiless body-experience, ego-dissolution, and nondual awareness” + in order to assemble “what it would take to arrive at a minimal model explanation for conscious + experience and create a genuine culture of consciousness” (Metzinger, 2024).
+
Metzinger uses an interdisciplinary, multi-layer analysis of phenomenological, + representationalist, informational-computational, functional, and physical-neurobiological kinds + of descriptions. His representationalist theory analyzes its target properties—those aspects of + the domain to be explained. He seeks to make progress “by describing conscious systems as + representational systems and conscious states as representational states” (Metzinger, 2000). He argues that + “individual representational events only become part of a personal-level process by being + functionally integrated into a specific form of transparent conscious self-representation, the + ‘epistemic agent model’ (EAM).” The EAM, he suspects, “may be the true origin of our consciously + experienced first-person perspective” (Metzinger, 2015).
+
Metzinger's resolution of the mind-body problem follows directly: our Cartesian intuitions that + subjective experiences, phenomenal consciousness, “can never be reductively explained are + themselves ultimately rooted in the deeper representational structure of our conscious minds” (Metzinger, 2004).
+
A corollary of Metzinger's work concerns individual behavior and collective culture, based on + our perception of the experience of being an agent that causes events in the world and the belief + that we “could have done otherwise” (the test of libertarian free will). This experience and + belief enable us “to justify our behaviour to ourselves and to others and, in the longer term, + create a cultural narrative about responsibility.” Metzinger concludes that “conscious experience + is necessary for optimizing flexible intrapersonal interactions and for the emergence of + cumulative culture” (Frith and Metzinger, 2016).
+
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+

9.8.8. Jackson's diaphanous representationalism and the knowledge argument

+
Philosopher Frank Jackson develops a representationalist view about perceptual experience. + “That experience is diaphanousness (or transparent) is a thesis about the phenomenology of + perceptual experience. It is the thesis that the properties that make an experience the kind of + experience it is are properties of the object of experience.” In other words, “accessing the + nature of the experience itself is nothing other than accessing the properties of its object” (Jackson, 2007).
+
Jackson uses his Diaphanous Representationalism theory to undermine his own prior argument + against materialism/physicalism based on the famous thought experiment of Mary the brilliant + neurophysiologist who is forced to investigate the world from a black and white room via a black + and white television monitor, and who acquires all the physical information there is to obtain + about what goes on when we see colors. “What will happen when Mary is released from her black and + white room or is given a color television monitor? Will she learn anything or not? It + seems just obvious that she will learn something about the world and our visual experience of it. + But then it is inescapable that her previous knowledge was incomplete. But she had all + the physical information. Ergo there is more to have than that, and Physicalism is false” + (Jackson, 1982).
+
Jackson argues that “although the diaphanousness thesis alone does not entail + representationalism, the thesis supports an inference from a weaker to a stronger version of + representationalism. On the weak version, perceptual experience is essentially representational. + On the strong version, how an experience represents things as being exhausts its experiential + nature.” This means that there is nothing else needed to bring about phenomenal consciousness + (qualia). Hence, according to Jackson, “strong representationalism undermines the claim that Mary + learns new truths when she leaves the room”—which would defeat the defeater of + materialism/physicalism (Jackson, 2007).
+
Philosopher Torin Alter disagrees, arguing that representationalism provides no basis for + rejecting the knowledge argument, because even if representational character exhausts phenomenal + character, “the physicalist must still face a representationalist version of the Mary challenge, + which inherits the difficulty of the original” (Alter, 2003).
+
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+

9.8.9. Lycan's homuncular functionalism

+
Philosopher William Lycan defends a materialist, representational theory of mind that he calls + “homuncular functionalism” and which posits that “human beings are ‘functionally organized + information-processing systems’ who have no non-physical parts or properties.” Lycan does + recognize “the subjective phenomenal qualities of mental states and events, and an important sense + in which mind is ‘over and above’ mere chemical matter” (Lycan, 1987). But he defends + materialism in general and functionalist theories + of mind in particular by arguing for what he calls the "hegemony of representation," in + that “there is no more to mind or consciousness than can be accounted for in terms of + intentionality, functional organization, and in particular, second-order representation of one's + own mental states” (Lycan, 1996).
+
Reviewing “an explosion of work” in consciousness studies by philosophers, psychologists, and + neuroscientists, Lycan is “struck by an astonishing diversity of topics that have gone under the + heading of “consciousness”—he lists more than 15, only six of which, he says, deal with + “phenomenal experience,” that is, qualia and the explanatory gap. From this he draws “two morals.” + First, he says, “no one should claim that problems of phenomenal experience have been solved by + any purely cognitive or neuroscientific theory.” (Here Lycan finds himself in “surprising + agreement with Chalmers.”) Second and perhaps more importantly, he says, some of “the theories + cannot fairly be criticized for failing to illuminate problems of phenomenal experience”—because + that is not what they intend to do, that is, “they may be theories of, say, awareness or of + privileged access, not theories of qualia or of subjectivity or of ‘what it’s like’” (Lycan, 2004).
+
Lycan defends “the Representational theory of the qualitative features of apparent phenomenal + objects: When you see a (real) ripe banana and there is a corresponding yellow patch in your + visual field, the yellowness ‘of’ the patch is, like the banana itself, a representatum, an + intentional object of the experience. The experience represents the banana and it represents the + yellowness of the banana, and the latter yellowness is all the yellowness that is + involved; there is no mental patch that is itself yellow. If you were only hallucinating a banana, + the unreal banana would still be a representatum, but now an intentional inexistent; and so would + be its yellowness. The yellowness would be as it is even though the banana were not real” (Lycan, 2004).
+
Lycan agrees that the “explanatory gap” is real. But this is for two reasons, he argues, + “neither of which embarrasses materialism.” First, he says, “phenomenal information and facts of + ‘what it’s like’ are ineffable. But one cannot explain what one cannot express in the first place. + (The existence of ineffable facts is no embarrassment to science or to materialism, so long as + they are fine-grained ‘facts,’ incorporating modes of presentation.)” Second, he says, “the Gap is + not confined to consciousness in any sense or even to mind; there are many kinds of intrinsically + perspectival (fine-grained) facts that cannot be explained” (without first conceding a + pre-existing identity) (Lycan, 2004).
+
In their review, Thomas Polger and Owen Flanagan describe Lycan's view as, roughly, that + “conscious beings are hierarchically composed intentional systems, whose representational powers + are to be understood in terms of their biological function.” They call the view “teleological + functionalism” or “teleofunctionalism” and state “the homuncular part, for which Lycan and Daniel + Dennett argued convincingly, is now so widely accepted that it fails to distinguish Lycan's view + from other versions of functionalism. This, by itself, is a testament to the importance of Lycan's + work” (Polger and Flanagan, 2001).
+
In his review, Frank Jackson explains that when Lycan argues “there is no special problem for + physicalism raised by conscious experience,” he is rightly distinguishing two questions. “Does + consciousness per se raise a problem? And: Do qualia pose a special problem?” Lycan answers the + first question on consciousness by defending an “inner sense account of consciousness,” holding + that "consciousness is the functioning of internal attention mechanisms directed at lower-order + psychological states and events." Jackson is less satisfied by Lycan's rejection of the knowledge + argument, which Jackson calls “the most forceful way of raising the problem posed by qualia for + physicalism.” (Jackson says this “as someone who no longer accepts the argument”) (Jackson, 1997).
+
According to Jackson, Lycan is confident that phenomenal nature is exhausted by functional + role. In other words, “for Lycan, it is very hard for functional nature to fail to exhaust + phenomenal nature. Almost anything you might cite as escaping the functional net is, by his + lights, functional after all.” Moreover, Lycan has “the nature of conscious experience exhausted + by the intentional contents or representational nature of the relevant kinds of mental states” in + that “the representational facts which make up a package [is] sufficient to capture in full the + perceptual experience” (Jackson, 1997).
+
Lycan attacks neurobiological conventional wisdom in that “all too often we hear it suggested + that advances in neuroscience will solve Thomas Nagel's and Frank Jackson's conceptual problem of + “knowing what it’s like.” To Lycan, “this is grievously confused. For Nagel's and Jackson's claim + is precisely that there is an irreducible kind of phenomenal knowledge that cannot be revealed by + science of any kind. Nagel's and Jackson's respective ‘Knowledge Arguments’ for this radical + thesis are purely philosophical; they contain no premises that depend on scientific fact.” Lycan + now presses his sharp point. “Either the arguments are unsound or they are sound. If they are + unsound, then so far as has been shown, there is no such irreducible knowledge, and neither + science nor anything else is needed to produce it. But if the arguments are sound, they show that + no amount of science could possibly help to produce the special phenomenal knowledge. Either way, + neither neuroscience nor any other science is pertinent.”
+
Lycan seems sure that the “what it’s like to be” and knowledge arguments are unsound and he can + go about formulating his Representational theory of mind standing squarely in the materialist + camp. (I am not so sure. It is my uncertainty that motivates this Landscape of Consciousness.) +
+
+
+

9.8.10. Transparency theory

+
Transparency theory makes the argument that because sensory (e.g., visual) experience + represents external objects and their apparent properties, experience has no other properties that + pose problems for materialism. We “see right through” perceptual states to external objects and + take no notice that we are actually in perceptual states; the properties we perceive in perception + are attributed to the objects themselves, not to the perception (Lycan, 2019). If we look at a tree + and try to turn our attention to the intrinsic features of our visual experience, the only + features there to turn our attention to are features of the actual tree itself, including + relational features of the tree from the perspective of the perceiver (Harman, 1990).
+
To make the argument, at a minimum, an additional premise is needed: If a perceptual state has + mental properties over and above its representational properties, they must be “introspectible.” + But “not even the most determined introspection ever reveals any such additional properties.” This + is the transparency thesis proper (Lycan, 2019).
+
Philosopher Amy Kind cites experiential transparency as a major motivation driving + representational theories of consciousness, which view phenomenal character as being reduced to + intentional content. Assuming experience is transparent in that we “look right through” experience + to the objects of that experience, “this is supposed to support the representationalist claim that + there are no intrinsic aspects of our experience” (Kind, 2010).
+
Philosopher Michael Tye states that one important motivation for the theory that “phenomenal + character is one and the same as representational content” is “the so-called ‘transparency of + experience.’” He addresses introspective awareness of experience and one problem case for + transparency, that of blurry vision (Tye, 2002). A similar theory is + “intentionalism,” the view that the phenomenal character of experience supervenes on intentional + content (Pace, 2007).
+
Philosopher Dirk Franken characterizes “the transparency of appearing” as follows: "The + phenomenal quality of a particular state of appearing is fully exhausted by the sensible + properties present to the subject of the state and their distribution over the respective field of + appearance.” Starting “from the assumption that the transparency of appearing is a purely + phenomenological feature,” Franken describes his “Transparency Thesis” with several propositions: + “There are no other properties, next to the sensible properties, that have any bearing on the + phenomenal quality of a state of appearing. The presentation of sensible properties is just all + there is to the phenomenal quality of a state of appearing. No properties of the subject (insofar + as it is the subject of this state) or of the state itself contribute to this phenomenal quality.” + He defends “surprising consequences” of the Transparency Thesis. First, “one has to give up the + idea of the first-person-perspective as a kind of inner seeming or appearing directed onto mental + states (at least, if the relevant states are states of appearing).” Next, two assumptions entailed + in numerous popular accounts of phenomenal consciousness are negated: (i) “phenomenal qualities + are properties of states of appearing that are independent or partly independent of the (sensible) + properties presented in these states; ” and (ii) “there can be phenomenally conscious states of + appearing even though there is nothing that is presented to their subjects” (Franken, n.d.).
+
+
+

9.8.11. Tye's contingentism

+
Philosopher Michael Tye proposes a theory of consciousness he calls “contingentism,” which is a + kind of identity theory (i.e., phenomenal states and physical/brain states are literally the same) + but with a novel twist: while the identity is indeed true in our world, it is not metaphysically + true in all possible worlds. “Scenarios in which the relevant physical processing is present and + consciousness is missing are easily imaginable (and thus metaphysically possible), but this is + irrelevant if it is only a contingent fact that consciousness is a physical phenomenon” (Tye, 2023).32
+
Contingentism, Tye states, “finds its origins in the views of Feigl, Place and Smart in the + 1950s and 1960s. These philosophers held that sensations are contingently identical with brain + processes, where sensations are understood to be conscious states such as pain or the visual + experience of red.” The identity here was taken to be contingent, in part, because “it was taken + to be clear that scientific type-type identities generally are contingent.” Smart's example was + that he could imagine that lightning is not an electrical discharge. (These claims are mistaken, + Tye says; “If in actual fact lightning is an electrical discharge, it could not have been + otherwise.”) (Tye, 2023).
+
Tye says, “the contingentist about consciousness agrees with the above remarks concerning + lightning and is happy to extend them to many other scientific identity statements. But the + contingentist holds that the case of conscious mental states—states such that there is something + it is like to undergo them—is different. Here the claim is not that such states are + contingently identical with brain processes, but that such states are contingently identical with + physical states of some sort or other, where the notion of a physical state is to be understood + broadly to include not only neurophysiological states but also other states that are grounded in + microphysical states, including functional states or states of the sort posited by + representationalism, for example. For conscious states, the identities are contingent since we can + easily imagine their having not obtained. For example, we can easily imagine a zombie undergoing + the physical state with which the experience of fear is to be identified and yet not experiencing + fear at all. Similarly, we can easily imagine someone experiencing fear without undergoing the + given physical state” (Tye, 2023).
+
The solution, Tye suggests, “lies with the realization that it is a mistake to model the + consciousness case on that of physical-physical relationships. Qualitative character Q is + identical with physical property R, if physicalism is true. But this is a contingent identity + (even though the designators ‘Q’ and ‘R’ are rigid). So, we can imagine Q without R (and R without + Q), but the fact that we can do so is not an indicator of an explanatory gap. A creature could + indeed have been in a state having Q without being in a state having R and vice-versa” (Tye, 2023).
+
Might things have been different in the actual world? Indeed, they might, Tye says. “The + physical processing might have gone on just as it does, the information processing might have been + just the same, the cognitive machinery might have functioned as it does, and yet along with all of + this, Q might not have been present in experience. That is certainly intelligible to us. But it + creates no explanatory puzzle; for that is only a metaphysically possible world. It is not the + actual world. As far as the actual world goes, there is nothing puzzling or problematic, nothing + left to explain … No mystery remains” (Tye, 2023).
+
This is because “in the actual world,” consciousness is physical, according to the physicalist, + “since it is only on the hypothesis of physicalism with respect to the actual world that problems + of emergence and causal efficacy can be handled satisfactorily, or so the physicalist believes.” +
+
Thus, Tye concludes, “once we become contingentists, the hard problem has a straightforward and + satisfying solution.”
+
In support of his views, Tye turns to “vagueness” in assessing consciousness in the + hierarchical taxonomy of life and in the process of evolution (Tye, 2021). According to Tye, + “The two dominant theories of consciousness argue it appeared in living beings either suddenly, + or gradually. Both theories face problems. The solution is the realization that a foundational + consciousness was always here, yet varying conscious states were not, and appeared gradually.” + Given that it is hardly obvious how to discern which organisms are conscious, and, if so, their + kind or level + of consciousness, borderline cases of consciousness can make no sense. As David Papineau + reviews Tye, “But this isn't because a sharp line is found somewhere as we move from + non-conscious physical systems to conscious ones. Rather [according to Tye] it's because no such + line exists at all. Even the most basic constituents of physical reality are already endowed + with consciousness” (Papineau, 2022). Thus, Tye + transitions from his traditional physicalism to a form of panpsychism, though differing from those + of mainstream panpsychists (13).33
+
In admirable full disclosure, + Tye states that his contingentism “is written from the perspective of the reductive physicalist + (understood broadly to include functionalists and representationalists),” and that he believes + contingentism presents “the best hope for a defense of reductive physicalism.” However, he adds, + “I myself am no longer a thoroughgoing reductive physicalist. I now believe that there is an + element in our consciousness that cannot be captured via higher level reductions” (Tye, 2023).
+
In addition, Tye suggests that, from the representationalist perspective and supporting its + views, “history matters crucially to phenomenology. What it is like for an individual at a given + time is fixed not just by what is going on in the individual at that time but also by what was + going on in the individual in the past. Two individuals can be exactly alike intrinsically at a + time and yet differ in the phenomenal character of their mental life at that time” (Tye, 2019).
+
Tye concludes that “once we think of experiences in a representationalist and broadly + reductionist way,” we can better appreciate phenomenology, including its presence or absence, such + as in thought experiments where “a person slowly acquires a silicon chip brain” (see Virtual + Immortality, 25).
+
+
+

9.8.12. Thagard's neural representation, binding, coherence, competition

+
Philosopher Paul Thagard poses big questions upfront. “Why do people have conscious experiences + that include perceptions such as seeing, sensations such as pain, emotions such as joy, and + abstract thoughts such as self-reflection? Why is consciousness central to so much of human life, + including dreams, laughter, music, religion, sports, morality, and romance? Are such experiences + also possessed by other animals, plants, and robots?” (Thagard, 2024).
+
Thagard's theory of consciousness “attributes conscious experiences to interactions of four + brain mechanisms: neural representation, binding, coherence, and competition.” It distinguishes + itself from current theories in several respects, he says. “The four brain mechanisms described + are empirically plausible and clearly stated. Conscious experiences emerge from their interactions + in areas across the brain.” The mechanisms, he argues, “explain not only ordinary perceptual + experiences such as vision, but also the most complex kinds of conscious experience including + self-valuation, dreams, humor, and religious awe.” Moreover, he adds, “A crucial but often + neglected aspect of consciousness is timing, but the four mechanisms fit perfectly with recent + neuroscientific findings about how time cells enable brains to track experiences” (Thagard, 2024).
+
Thagard's founds his theory on strict, empirically based neuroscience. His way of thinking is + exemplified by his “Attribution Procedure,” an eight-step process for using what he calls + “explanatory coherence” as a touchstone to establish “whether or not an animal or machine has a + mental state, property, or process.” (Thagard, 2021, pp. 13–14). For + example, he offers twelve features of intelligence (i.e., problem solving, learning, + understanding, reasoning, perceiving, planning, deciding, abstracting, creating, feeling, acting, + communicating) and eight mechanisms to explain these features (i.e., images, concepts, rules, + analogies, emotions, language, intentional action, consciousness). “All eight of these mental + mechanisms can be carried out by a common set of neural mechanisms, many of which have been + modeled computationally.” This account of twelve features and eight mechanisms, Thagard says, + “yields a twenty-item checklist for assessing intelligence in bots and beasts.” A similar way of + thinking he applies to consciousness, stating that consciousness results from competition among + neural representations (Thagard, 2021, pp. 3–4, 50, 49). +
+
Claiming that his theory of consciousness possesses “the accuracy and breadth of application to + mark a solid advance in the grand task of explaining how and why consciousness is so central to + human life,” Thagard highlights an empirically supported explanation of consciousness resulting + from the four brain mechanisms (i.e., neural representation, binding, coherence, and competition); + application to a broad range of conscious experiences including smell, hunger, loneliness, + self-awareness, religious experience, sports performance, and romantic chemistry; use of these + four brain mechanisms to generate novel theories of dreaming, humor, and musical experience; a new + theory of time consciousness; assessment of consciousness in non-human animals and machines, + including the new generative AI models such as ChatGPT (Thagard, 2024).
+
Working together, these four brain mechanisms, Thagard says, “explain the full range of + consciousness in humans and other animals, and show why plants, bacteria, and ordinary things lack + consciousness.” No current computers are conscious, he asserts, using a checklist of features and + mechanisms of consciousness, “but the new generative models in artificial intelligence have + similar mechanisms to humans that might enable some degree of consciousness.” He concludes with + high physicalist confidence: “Consciousness does not need to be a mystery once we understand how + brains build it” (Thagard, 2024).
+
+
+

9.8.13. T. Clark's content hypothesis

+
Philosopher Thomas Clark posits phenomenal consciousness as the representational + content of a cognitive system's sufficiently structured representational processing (Clark, T., 2019). Conscious + experience exists only for the conscious system, so is categorically subjective, and its basic + elements are irreducibly qualitative. As a general rule, he says, we don't find representational + content in the world it participates in representing, which can help explain subjectivity. + Moreover, following Metzinger's concept of an “untranscendable object,” a representational system + must have epistemic primitives that resist further representation on pain of a metabolically + expensive representational regress. This can help explain the non-decomposable, monadic character + of basic sensory qualities such as red, sweet, pain, etc. Developments in the science of + representation and representational content, he says, may (or may not) vindicate the Content + Hypothesis. Clark says that his model is consistent with Integrated Information Theory, Global + Workspace Theory, and Predictive Processing, all of which involve representation (Clark, T., 2019, 2024).
+
Clark, a proponent of naturalism as a worldview (Clark, T., 2007), believes that a + materialist can see that “consciousness, as a strictly physical phenomenon instantiated by the + brain, creates a world subjectively immune to its own disappearance … it is the very finitude of a + self-reflective cognitive system that bars it from witnessing its own beginning or ending, and + hence prevents there being, for it, any condition other than existing” (Clark, T., 1994). While this sounds + odd, almost an oxymoron, Clark develops the idea of “generic subjective continuity" based on a + thought experiment inspired by the work of philosopher Derek Parfit. Clark argues in that at death + we shouldn't anticipate the onset of nothingness or oblivion—a common secular intuition—but rather + the continuation of experience, just not in the context of the person who dies. The end of one's + own consciousness, he offers, “is only an event, and its non-existence a current fact, from other + perspectives.” After death we won't experience non-being, he says, we won't ‘fade to black’. + Rather, as conscious being we continue “as the generic subjectivity that always finds itself here, + in the various contexts of awareness that the physical universe manages to create” (Clark, T., 1994).
+
+
+

9.8.14. Deacon's symbolic communication (human consciousness)

+
Neuroanthropologist Terrence Deacon asserts that symbolic communication has radically altered + the nature of human consciousness, whereas consciousness broadly is coextensive with the + development of brains in animals that regulate their movement with the aid of long-distance + senses, such as vision, because of the predictive capacity this affords and requires. However, + symbolic communication has given humans the capacity of being conscious of a virtual realm that + has become untethered from physical contiguity and immediacy (Deacon, 1998, 2024).34
+
Moreover, by virtue of the way that symbolic communication allows us indirect access to others’ + thoughts and experiences, we have become a symbolically eusocial species that derives our personal + identities and ability to think from a physically and temporally extended shared mentality. Some, + he says, have referred to this structure as “Extended Mind.”
+
Deacon sees this symbolic mode of cognition as enabling the emergence of novel kinds of + remembering and unprecedented forms of emotional experience, as well as unprecedented forms of + value, such as ethical norms and aesthetic sense. This is also, he says, the source of our feeling + of incompleteness and need to find Meaning.
+
+
+
+

9.9. Language relationships

+
Language Relationships discern connections, causal and other, between consciousness and language. + Language obviously enriches the content of consciousness, perhaps provides a framework for human + consciousness, but is there a deeper relationship? Does consciousness require language, in + that if there is no language capability there can be no inner experience? Conversely, does language + require consciousness, in that if there is no inner experience, there can be no language + capability? (Note that while language does not generate theories of consciousness per se, it + features in some and is rejected in others, both of which are worth exploring.)
+
Much depends on careful definitions. To take the consciousness-requires-language causal paradigm, + if by consciousness we mean phenomenal consciousness, raw inner experience only, then if we claim + that language is required, then our claim would limit phenomenal consciousness, inner experience, to + human beings and would exclude all (or at least almost all) other animals. Argue this to a happy dog + owner and you will confront an angry dog owner.
+
To take the language-requires-consciousness causal paradigm, with a definition of language + sufficiently loose to subsume computer languages or communications between paramecia or signals + between embryonic + stem cells, consciousness would not be required.
+
The philosophical debate regarding whether language is necessary for consciousness has a long and + meandering history. Many argue that consciousness does not at all require language; others, that + consciousness is facilitated by language or even is not possible without it. A contemporary + consensus is building around the idea that increasing levels of consciousness, ranging from + unconsciousness to highly conscious reflective self-awareness, requires increasing use of language. + What follows would be that language is not needed for pure phenomenal consciousness, a general state + of awareness, or in responding to external stimuli—such as in preverbal infants—but phenomenal + consciousness would be needed for complex expressions of consciousness, like self-awareness, + information integration, and metaconsciousness, which are based on language-powered capacities, + especially inner speech (Ivory Research, 2019).
+
Because we sense that many animal species are conscious—much like we assume that other humans are + conscious like we are conscious—and we know that language is much more restricted, to humans and, in + a lesser sense, some other animals (e.g., primates, cetaceans, birds), this would seem to weaken the + consciousness-language nexus. Moreover, language seems to be a much more recent evolutionary + emergent than consciousness (Berwick and Chomsky, 2016).
+
Philosopher Rebecca Goldstein maintains that language does not exhaust all that there is in + consciousness. She calls as evidence infants prior to or in the early stages of acquiring language, + where “it's clear how much consciousness goes on before there is language” (Goldstein, 2014).
+
Neuroscientist Colin Blakemore sees an intimate relationship between the structure of language + and the high-level aspects of consciousness, especially consciousness of self, the consciousness of + intention—“the concept that I am the helmsman of myself, carrying myself around the world, making + decisions.” He calls the grammatical forms of language “intentional in their style” and argues that + our conscious representation of self is a meta-representation of what's really doing the work down + below, and that the reason “our brains go to the trouble of building this false representation of + how we really are is to implement and to support language” (Blakemore, 2012a).
+
Blakemore speculates that we don't come pre-programmed to be conscious; that we learn to be + conscious and our consciousness develops and changes over time. Recognizing that the term + “consciousness” can refer to diverse forms of subjectivity, and that even a newborn baby + has “a kind of brute awareness of the world, sensory experiences,” he suggests that the nature of + subjectivity grows through individual experience and that the complexities of the internal + representation of the self is mediated by language.
+
Experimental psychologist Jeremy Skipper hypothesizes that language, with an emphasis on inner + speech, generates and sustains self-awareness, that is, higher-order consciousness. He develops a + “HOLISTIC” model of neurobiology of language, inner speech, and consciousness. It involves a “core” + set of inner speech production regions that take on affective qualities, involving a largely + unconscious dynamic “periphery,” distributed throughout the whole brain. He claims that the “model + constitutes a more parsimonious and complete account of the neural correlates of consciousness’” (at + least of self-consciousness) (Skipper, 2022).
+
Ned Block points to a related distinction between consciousness and cognition. Cognition doesn't + have to be linguistic, he says, because non-linguistic animals have some cognition. But then there + are animals that seem to have little or no cognition, just perception. Block concludes, “We can see + consciousness at its purest in perceptual consciousness, and it has nothing to do, or little to do, + with language” (Block, 2014).
+
While the overwhelming contemporary consensus is that consciousness does not require language, + human consciousness is obviously and fundamentally affected or even framed by language. We explore + several approaches to the consciousness-language nexus.
+
+

9.9.1. Chomsky's language and consciousness

+
Philosopher and linguist Noam Chomsky revolutionized the theory of language, and although + language-related theory of consciousness has not been a focus of his contributions, its relevance + remains. Chomsky famously posited linguistic capacity, especially syntactic knowledge, as at least + partially innate and mostly (if not entirely) unique to human beings. Thus, language acquisition + in all human children is somewhat instinctual and surprisingly rapid, conditioned by + language-specific features of diverse languages. Chomsky labels this core set of inherited + grammatical rules “universal grammar” and characterizes these inborn, subconscious capabilities as + “deep structure”.
+
Does Chomsky's universal grammar with its deep structure carry implications for consciousness? + How does Chomsky approach the hard problem of phenomenal consciousness? His views are complex, not + easily categorized (Section: Chomsky, 2022a, 2022b; Feser, 2010, 2022b).
+
Chomsky is an aggressive critic of behaviorism—it makes no sense, he says, to study internal + phenomena by observing external manifestations. The study of language is entirely inconsistent + with behaviorist principles. “Nothing there,” he says. To understand it, one must examine internal + processes. Thus, the connection between the deep structure of language and the essence of + consciousness.
+
Chomsky is also a critic of the hard problem, labeling it a “pseudo-problem.” Some questions, + by their simple structures, are not real questions, he says, in that there is no logical way to + answer them. His example question “Why do things happen?” cannot be answered in the general, while + a similar-sounding question, say, “Why did this earthquake happen?” can be answered in the + specific. Chomsky believes that the hard problem of consciousness is an example of the former and + therefore is not a genuine question (while the “easy” problems of consciousness, discovering + neural correlates, are examples of the latter).
+
Exemplifying Chomsky's unorthodox approach to consciousness, even though he commits to a + materialism/physicalism ontology that the mind is generated only in the brain, rather than + deflating the ontological status of the mental, his contrarian position is to challenge the + ontological status of the physical—arguing that science does not know what matter really is. To + Chomsky, matter, not mental, is the main mystery.
+
As Chomsky says, “The mind-body problem can be posed sensibly only insofar as we have a + definite conception of body. If we have no such definite and fixed conception, we cannot ask + whether some phenomena fall beyond its range” (Chomsky, 1987). Moreover, “The + mind-body problem can therefore not even be formulated. The problem cannot be solved, because + there is no clear way to state it. Unless someone proposes a definite concept of body, we cannot + ask whether some phenomena exceed its bounds.”
+
As for clarifying the concept of the body, the physical, matter, Chomsky states, “the material + world is whatever we discover it to be, with whatever properties it must be assumed to have for + the purposes of explanatory theory. Any intelligible theory that offers genuine explanations and + that can be assimilated to the core notions of physics becomes part of the theory of the material + world, part of our account of body.”
+
To Chomsky, a mechanical model of the world, developed in early modern philosophy and inchoate + science, could never account for aspects of the mental. Thus, while he understands Descartes' + motivation to postulate a separate, nonphysical “thinking substance,” he rejects Descartes’ + classic dualism and trains his analytic guns on the mechanical model in particular and on matter + in general.
+
Chomsky feels no pressure to devise his own theory of consciousness. If anything, he shuns + grand solutions. “There seems to be no coherent doctrine of materialism and metaphysical + naturalism, no issue of eliminativism, no mind-body problem (Chomsky, 2020). In short, as Edward + Feser notes, “if the problem has no clear content, neither do any of the solutions to it” (Feser, 2022b). Chomsky is content to + allow science to do its work, advancing knowledge of the brain and of the mind, leaving to the + future the construction of proper theories of consciousness irrespective of current notions of the + physical and matter.
+
One may infer that Chomsky contemplates an expanded view of the physical, with matter having + features now unknown, which then would “naturally” subsume the mental. (Note: Chomsky rejects + panpsychism.) However, in an overarching sense, he remains unsure whether human beings have the + capacity to solve what he believes are genuine mysteries about the nature of reality, but he is + also unsure whether consciousness will prove to be an ultimate mystery.
+
+
+

9.9.2. Searle's language and consciousness

+
To philosopher John Searle, language is crucial for consciousness, just as consciousness is + crucial for language, because much of our consciousness is shaped by language and because the + parts of language that are most important to us are precisely those that are conscious (Searle, 2014b).
+
Searle contrasts human and animal consciousness: “My dogs have a kind of consciousness which is + incredibly rich. They can smell things I can't smell and they have a kind of inner life that I + don't have, but all the same, there are all kinds of conscious experiences they simply cannot + have. My doggy lying there may be thinking about chasing other dogs but he's not thinking about + doing his income tax or writing his next poem or figuring out how he's going to have a better + summer vacation next year.”
+
Searle stresses how language gives us enormous power in shaping consciousness. A favorite + quotation is from the French philosopher La Rochefoucauld: “Very few people would ever fall in + love if they never read about it.” Searle's point is that language shapes experience; there are + all kinds of experiences you just can't have without language.
+
As for how language and consciousness articulate and developed over time, Searle envisions an + evolutionary “boot-strapping effect.” It starts off with pre-linguistic consciousness, and then + develops linguistic meaning and communication, which enrich consciousness. The result is an + elaborate structure of language, which makes for a more elaborate structure of consciousness, + which then enables you to enrich your language. There is a continuous reinforcing and compound + effect (Searle, 2014b).
+
Non-linguistic animals can't do this, Searle continues: “My doggie can think somebody is at the + door, but he cannot think I wish 17 people were at the door, or I hope we get more people at the + door next week. Because to do that, he has got to be able to shuffle the symbols in a way that + human beings can with their inner syntax.”
+
Although animals do not form or express their beliefs in a symbolic language, Searle attributes + to them intentional states, and because intentional states require consciousness, it follows that + consciousness does not require symbolic language. He cites as evidence that animals “correct their + beliefs all the time on the basis of their perceptions” (Searle, 2002; Proust, 2003).
+
+
+

9.9.3. Koch's consciousness does not depend on language

+
Neuroscientist Christof Koch asserts without ambiguity, “consciousness doesn't depend on + language,” and he offers vivid clinical cases of brain trauma or insult where language is + obviously lost and consciousness is obviously retained. Koch is especially exercised by the claim + that “only humans experience anything,” that other animals have no sentience, a belief he calls + “preposterous, a remnant of an atavistic desire to be the one species of singular importance to + the universe at large. Far more reasonable and compatible with all known facts is the assumption + that we share the experience of life with all mammals” (Koch, 2019).
+
Koch recounts and rejects how “Many classical scholars assign to language the role of kingmaker + when it comes to consciousness. That is, language use is thought to either directly enable + consciousness or to be one of the signature behaviors associated with consciousness.” He + concludes, “language contributes massively to the way we experience the world, in particular to + our sense of the self as our narrative center in the past and present. But our basic experience of + the world does not depend on it” (Koch, 2019).
+
+
+

9.9.4. Smith's language as classifier of consciousness

+
Philosopher Barry Smith states that while we think of consciousness as “moments of experience,” + the way we capture what's similar or different in our experiences over time is via language. The + “passing show,” he says, “gets assembled into larger, more meaningful groups when we use language + to classify and categorize.” How do we do this? How do we connect up these bits of consciousness + with something stable? How do we classify the world, not just our own experience, and communicable + between experiencers? The answer is language, he says, which he calls a species-specific property + of human beings. With language, we codify our own experience, represent the content of our own + minds, and compare it with the contents of other minds (Smith, 2012).
+
Distinguishing consciousness from language, Smith tells of someone who lost all of their words + for fruit and vegetables, and only those words. They could use language normally and they had + conscious awareness of fruits and vegetables, but they could not use, pronounce or even recognize + words for fruit and vegetables. “It's as if a whole shelf of meanings had been taken away.”
+
Smith relates grades of consciousness to grades of language. One can lose the word for an + object but can still recognize the object (a form of aphasia). Deeper, one can not only lose the + word as a piece of sound representing an object, but also not recognize the object either and lose + the whole meaning (a form of agnosia). He describes stroke patients who, for example, can't use + the word “glove”. “What is that?” “Can't say.” Perhaps just the word is missing, because if they + are asked, “Is there a glove on the table?”, they answer, “Yes.” But other stroke patients answer, + “I've no idea.” And if you show them a glove and ask, “What's this for?”, they say, “I don't know, + maybe it's for keeping coins.”
+
Smith suggests that words are ways that our visual consciousness categorizes and structures the + world. And perhaps a deeper loss of language can lead to a dissolution of the very categories that + we use to classify our perceptual experiences. So, it's not just that I can't name or categorize + some object, but without language the actual conscious experience of that object is radically + different. If so, language is responsible, at least in part, for organizing consciousness (Smith, 2012).
+
+
+

9.9.5. Jaynes's breakdown of the bicameral mind

+
Psychohistorian Julian Jaynes's 1976 book, The Origin of Consciousness in the Breakdown of + the Bicameral Mind, proposes that consciousness, particularly "the ability to introspect," + is a learned behavior rooted in language and culture and arises from metaphor; consciousness is + neither innate nor fundamental. To Jaynes, language plays a central role in consciousness; + language is “an organ of perception, not simply a means of communication” (Jaynes, 1976; Bicameral Mind, 2024).
+
Jaynes defines consciousness idiosyncratically by distinguishing it from sensory awareness and + cognition; as such it more closely resembles “introspective consciousness,” as he calls it, than + it does phenomenal consciousness, which is the target of this Landscape. Nonetheless, it is + helpful to work through Jaynes's definitions and arguments, clarifying how to avoid what could be + confounding or muddled thinking about consciousness. While Jaynes's consciousness is not + phenomenal consciousness, his careful parsing of his definition gives insight into the subtleties + of the parsing process. Moreover, appreciating the flow of Jaynes's arguments as well as the + substance of his claims sharpens our view of the entire Landscape.
+
In Jaynes's words, “Consciousness is not a simple matter and it should not be spoken of as if + it were.” He starts with what his consciousness is not. (i) Not the “many things that the nervous + system does automatically for us. All the variety of perceptual constancies … all done without any + help from introspective consciousness.” (ii) Not what he calls “preoptive” activities, such as how + we sit, walk, move. “All these are done without consciousness, unless we decide to be conscious of + them.” (iii) Not even speaking, where “the role of consciousness is more interpolative than any + constant companion to my words.” Consciousness, he stresses, is not sense perception; it does not + copy experience; it is not necessary for learning; it is not even necessary for thinking or + reasoning; and it has only an arbitrary and functional location (Jaynes, 1987).
+
To Jaynes, consciousness, or what he refines as “subjective conscious mind,” is an analog of + the real world. “It is built up with a vocabulary or lexical field whose terms are all metaphors + or analogs of behavior in the physical world … It allows us to short-cut behavioral processes and + arrive at more adequate decisions. Like mathematics, it is an operator rather than a thing or a + repository. And it is intimately bound with volition and decision … Every word we use to refer to + mental events is a metaphor or analog of something in the behavioral world” (Jaynes, 1987).
+
Jaynes says that the primary feature of his consciousness is an “associated spatial quality + that, as a result of the language used to describe such psychological events, becomes, with + constant repetition, this spatial quality of our consciousness or mind-space …. It is the + space which you preoptively are introspecting on at this very moment.”
+
The second most important feature of Jaynes' consciousness is the subject of the introspecting, + the introspective “I”. Here Jaynes uses analogy, which differs from metaphor in that the + similarity is between relationships rather than between things or actions. “As the body with its + sense organs (referred to as I) is to physical seeing,” he says, “so there develops automatically + an analog ‘I’ to relate to this mental kind of ‘seeing’ in mind-space.”
+
A third feature of Jaynes' consciousness is narratization, “the analogic simulation of + actual behavior.” Consciousness, he says, “is constantly fitting things into a story, putting a + before and an after around any event.” Other features of Jaynes' consciousness include: + “concentration, the ‘inner’ analog of external perceptual attention; + suppression, by which we stop being conscious of annoying thoughts, the analog of turning + away from annoyances in the physical world; excerption, the analog of how we sense only + one aspect of a thing at a time; and consilience, + the analog of perceptual assimilation.” Jaynes “essential rule” is that “no operation goes on in + consciousness that was not in behavior first. All of these are learned analogs of external + behavior” (Jaynes, 1987).
+
Definition in hand, Jaynes asks, “When did all this ‘inner’ world begin?”, which he calls “the + most important watershed in our discussion.”
+
Jaynes famously introduces the hypothesis of the "bicameral mind", a non-conscious + mentality supposedly prevalent in early humans that featured a kind of auditory + hallucinations. He argued that relatively recent human ancestors as late as the ancient + Greeks did not consider emotions and desires as stemming from their own minds but rather as the + actions of external gods (Bicameral mentality, 2024).
+
Jaynes takes the oldest parts of the Iliad and asks, “Is there evidence of consciousness?” The + answer, he thinks, is no. “People are not sitting down and making decisions. No one is. No one is + introspecting. No one is even reminiscing. It is a very different kind of world” (Jaynes, 1987).
+
Who, then, makes the decisions? Whenever a significant choice is to be made, Jaynes suggests + that “a voice comes in telling people what to do. These voices are always and immediately obeyed. + These voices are called gods.” To Jaynes, this is the origin of gods. He regards them as “auditory + hallucinations” similar to, although not the same as, “the voices heard by Joan of Arc or William + Blake. Or similar to the voices that modern schizophrenics + hear.”
+
Jaynes coins the “bicameral mind” using the metaphor of a bicameral legislature. It simply + means that human mentality at this time was in two parts, a decision-making part and a follower + part, and neither part was conscious in the sense in which Jaynes has described it (above) (Jaynes, 1987).
+
The theory posits that the human mind once operated in a state in which cognitive functions + were divided between one part of the brain which appears to be "speaking", and a second part which + listens and obeys—the bicameral mind—and that the breakdown of this division gave rise to + consciousness in humans.
+
Jaynes supports his theory with historical texts and archaeological evidence. He places the + origin of consciousness around the 2nd millennium BCE and suggests that the transition from the + bicameral mind to consciousness was triggered by the breakdown of the bicameral system of society + (Bicameral mentality, 2024).
+
Jaynes describes bicameral societies as “strict and stable hierarchies,” including bicameral + theocracies, where “everything went like clockwork providing there was no real catastrophe or + problem.” But such a system is precarious, especially as society grows in population and + complexity, such that “given a time of social and political instability, bicamerality can break + down like a house of cards.” Whereas all significant decisions previously had been based on the + bicameral mind, after its breakdown, after the hallucinated voices no longer told people what to + do, a new way of making decisions had to develop, which was a kind of proto-consciousness (Jaynes, 1987).
+
There is an obvious, perhaps tempting, neurobiological correlate: the two cerebral + hemispheres, especially based on the pioneering split-brain research of Michael Gazzaniga and + Roger Sperry, which explained functional brain lateralization and how the cerebral hemispheres + communicate with each another. Jaynes puts it simply: “the right + hemisphere was ‘talking’ to the left, and this was the bicameral mind” (Jaynes, 1987).
+
Although Jaynes's physicalist, deflationary theory of consciousness continues to intrigue, it + is not accepted by consciousness experts. Nevertheless, Jaynes's ideas and arguments can inform + our view of the Landscape.
+
+
+

9.9.6. Parrington's language and tool-driven consciousness

+
Biologist John Parrington proposes that a qualitative leap in consciousness—“human + self-conscious awareness”—occurred during human + evolution as “our capacity for language and our ability to continually transform the world + around us by designing and using tools” transformed our brains. His challenge is to distinguish + human language and use of tools from analogous activities of animals, particularly other + primates, as contemporary research uncovers more complex animal capacities (Parrington, 2023).
+
Regarding language, Parrington stresses the “highly distinctive feature of human language” as + “an interconnected system of abstract symbols, linked together by grammar.” This is why, he says, + “only human beings are able to use language to convey complex ideas like past, present and future, + individual versus society, location in space and even more abstract concepts.” (Parrington, 2023, p. 22). He defends + his view of human consciousness as language-dependent by stressing our capacity for “inner speech, + or more generally inner symbols, as central to human thought” (Parrington, 2023, p. 55).
+
Regarding use of tools, Parrington argues that “tool use by other species tends to be both + occasional and also very limited in the type of tools that are created. In contrast, a unique + feature of our species is that practically all of our interactions with the world are through + tools that we have created.” Moreover, “we are continually in a process of inventing new types of + tools and technologies” (Parrington, 2023, p. 19).
+
Parrington's theory focuses on human brains, which are “not just much bigger than those of + other primates, but radically different in structure and function” (a claim that hangs on + “radically”) (Parrington, 2023, p. 20). He + references different brain regions, highlighting the cerebellum, + long thought limited to coordinating repetitive movements but now shown to play a role in human + creativity and imagination (Parrington, 2023, p. + 47), and the prefrontal cortex, greatly expanded in humans, the locus of reasoning, planning, + decision + making, control of social + behavior and some aspects of language, all of which relate to human uniqueness (Parrington, 2023, p. 126). He has + brain waves of different frequencies conveying specific sensory signals and combining together + into a unified conscious whole, thus explaining how we bind together different aspects of + experience into a seamless experience (Parrington, 2023, p. 19).
+
Parrington argues that “the effect of language and other cultural tools” have transformed human + consciousness, which “provides another level of binding.” This surely means, he says, that “our + sense of self is not an illusion, but rather a very real phenomenon based on the binding role of + brain waves and the extra element of unity based on conceptual thought” (Parrington, 2023, p. 147). Rejecting + what he calls “outdated models of the brain as a hard-wired circuit diagram,” he argues that + meaning is created within our heads through a dynamic interaction of oscillating brain waves. +
+
Parrington believes that “in some ways” he has addressed the hard problem and “hopefully + demonstrated that there is nothing magical about human consciousness” (Parrington, 2023, p. 196). He frames + his theory, as he must, within an evolutionary context, seeking to explain inner speech, thought, + and self-conscious awareness in terms of the evolved neural circuitry that undergirds these + uniquely human capacities, especially as manifest in language and tools. While Parrington's goal, + as Susan Blackmore puts it, is to develop “a material explanation of human consciousness”—and “he + has done a great job of exploring material explanations of thought, perception, + self-representation and behavioral control”—but none of this, Blackmore concludes, “gets at the + deeper questions about subjective experience” (Blackmore, 2023).
+
+
+
+

9.10. Phylogenetic evolution

+
Phylogenetic + Evolution, the phylogenetic evolution of consciousness, at first blush, is not a specific theory of + consciousness per se. Rather, it is recruited as the mechanistic process for many (but not all) of + the theories on the Landscape. Yet, is there a sense in which phylogenetic evolution can become a + prime explanation in its own right?
+
Certainly, according to Dennett (9.10.1), LeDoux (9.10.2) and Ginsburg/Jablonka (9.10.3), + consciousness exemplifies Theodosius Dobzhansky famous adage, "Nothing in biology makes sense except + in the light of evolution” (Dobzhansky, 1973).
+
Neuroscientists and writers Ogi Ogas and Sai Gaddam present a step-by-step simulation of how + evolution produced consciousness. It is a tale of eighteen “increasingly intelligent minds,” as they + say, from the simple stimulus-response of microbes interacting with their environments to the + limitless creativity of humankind (and beyond). Leveraging the “resonance” theories of Stephen + Grossberg (9.4.2), their mentor, they tell a story of what each “new” mind could do that previous + minds could not (Ogas and Gaddam, 2022).
+
To physicist Lawrence Krauss, “consciousness is a slippery quality because it exists on a + spectrum in the evolutionary development of life that is very difficult to measure or quantify” (Krauss, 2023, p. 195). He stresses + “the phenomenon of consciousness is the one area I know of in science where the forefront + discussions seem to be made by philosophers equally as often as they are made by experimental + cognitive scientists,” which, he says softly, is “an indication of a science in its early stages” + (Krauss, 2023, pp. 193–194).
+
Amidst the surfeit of competing neurobiological theories, Krauss is most comfortable pursuing + “the possible distinct evolutionary advantages that consciousness might endow humans with.” He + follows the thread that “feelings emerged as ever more complex systems evolved to incorporate + higher-order cognitive processing to issues of survival and homeostasis” (9.5.). Consciousness, + through introspection, he says, “could build on the nervous system monitoring of basic internal body + conditions to produce novel, rather than innate, survival strategies. The ability to use internal + representations of goals, whether from cognitive maps or stored memories, to flexibly respond to the + changing environmental conditions, was a huge evolutionary leap, and has been noted to probably + exist only in some mammals and perhaps in birds” (Krauss, 2023, pp. 211–212).
+
Philosophers David Buller and Valarie Hardcastle offer an alternative to the strong + evolutionary claim that “the mind contains ‘hundreds or thousands’ of ‘genetically specified’ + modules, which are evolutionary adaptations for their cognitive functions.” They argue that “while + the adult human mind/brain typically contains a degree of modularization, its ‘modules’ are + neither genetically specified nor evolutionary adaptations. Rather, they result from the brain's + developmental + plasticity, which allows environmental task demands a large role in shaping the brain's + information-processing structures.” They maintain that “the brain's developmental plasticity is + our fundamental psychological adaptation, and the ‘modules’ that result from it are adaptive + responses to local conditions, not past evolutionary environments” (Buller and Hardcastle, 2000).
+
Questions remain. What creatures are conscious and to what degree? How low on the phylogenetic + scale must one descend to wink out anything resembling human consciousness? For example, does an + octopus have phenomenal consciousness? Philosopher (and scuba-diver) Peter Godfrey-Smith not only + affirms octopus higher intelligence, he also traces the evolution of mental properties in the + primordial seas, claiming that “evolution built minds not once but at least twice (Godfrey-Smith, 2016).
+
Appreciating Godfrey-Smith's work, Carlo Rovelli uses the “complex intellectual abilities” of + octopuses as “a valuable case study” of consciousness. In recent decades, he observes, “the phrase + ‘the problem of the nature of consciousness’ has taken the place of what in the past used to be the + problem of the meaning of soul, spirit, subjectivity, intelligence, perception, understanding, + existing in the first person, being aware of a self …” Consciousness is neurobiological, Rovelli + asserts, and one way to tackle the issue is to observe our non-human cousins and even octopuses, an + extremely distant relative. The octopus, he offers, “is the extraterrestrial that we have been + looking for in order to study a possible independent realization of consciousness” (Rovelli, 2020).
+
Raymond Tallis questions the entire enterprise of assuming “the [evolutionary] advantage of being + a conscious organism rather than a self-replicating bag of chemicals innocent of its own existence.” + His skeptical argument against “what seems like a no-brainer” is “not to start near + the end of the story, with complex, sophisticated organisms such as higher mammals … [whose] life + depends on conscious navigation through the world.” No, he says, “we must begin at the beginning: + by asking, for example, what survival value is conferred on a photosensitive + cell in virtue of its organism being aware of the light incident upon it. + And the answer appears to be: ‘none.’” Tallis argues, “If there's no reason to believe that the + sentience of primitive organisms would give them an edge over the competition, there is no starting + point for the evolutionary journey to the sophisticated consciousness we see in higher organisms + like you and me.” The mystery of consciousness, he concludes, “remains intact” (18.4) (Tallis, 2023).
+
Most experts, scientists and philosophers who study the evolution of mind, support a gradual, + incrementalistic theory of mental development, much like Dennett, Godfrey-Smith, and Ogas/Gaddam. + There are dissenting voices: for example, Nicholas Humphrey (9.8.6) and perhaps Noam Chomsky + (9.9.1).
+
Here's the point. In considering the multifarious theories on the Landscape of Consciousness, one + should overlay each theory with its putative phylogenetic evolutionary development. Ask, “What was + the process that brought it about?”
+
+

9.10.1. Dennett's evolution of minds

+
Daniel Dennett delights us with the wondrous and sometimes counterintuitive power of + evolution in the development of consciousness (or, more generally, “minds”), notably in his psychohistory + journey, From Bacteria to Bach and Back: The Evolution of Minds (Dennett, 2017). Even if one doesn't + wholly subscribe to Dennett's own explanations of consciousness (9.2.4)—which I don't—everyone's + understanding of consciousness can be enriched by Dennett's probative and insightful way of + thinking (Dennett, 2007, 2023a, 2023b). Dennett describes evolution + as a “universal acid” that “eats through just about every traditional concept, revolutionizing + world-views” (Dennett, 1995).
+
“How come there are minds?” is Dennett's big evolutionary question, “And how is it possible for + minds to ask and answer this question?” His short answer is that “minds evolved and created + thinking tools that eventually enabled minds to know how minds evolved, and even to know how these + tools enabled them to know what minds are … We know there are bacteria; dogs don't; dolphins + don't; chimpanzees don't. Even bacteria don't know there are bacteria. Our minds are different. It + takes thinking tools to understand what bacteria are, and we're the only species (so far) endowed + with an elaborate kit of thinking tools” (Dennett, 2017).
+
Dennett reflects that he has been struggling through the “thickets and quagmires” of the mind + question for over fifty years, and he has found a path, built on evolution, that “takes us all the + way to a satisfactory—and satisfying—account of how the ‘magic’ of our minds is accomplished + without any magic, but it is neither straight nor easy” (Dennett, 2017).
+
+
+

9.10.2. LeDoux's deep roots of consciousness

+
Neuroscientist Joseph LeDoux argues that the key to understanding human consciousness and + behavior lies in viewing evolution through the prism of the first living organisms. He tracks + the evolutionary timeline to show how even the earliest single-cell organisms had to solve the + same problems we and our cells have to solve, and how the evolution + of nervous systems enhanced the ability of organisms to survive and thrive and have + brought about the emergence of consciousness (LeDoux, 2019).
+
Motivated by his long-standing interest in how organisms detect and respond to danger, LeDoux + found in evolution the “deep roots” of human abilities, hence the “deep roots” of consciousness, + which “can be traced back to the beginning of life.” LeDoux argues that what we have inherited + from our long chain of biological ancestors is not a fear circuit but rather “a defensive survival + circuit that detects threats, and in response, initiates defensive survival behaviours and + supporting physiological adjustments.” Fear, on the other hand, from LeDoux perspective, is a + recent expression of cortical cognitive circuits. Danger and survival have a deep history; + consciousness, a shallower one (LeDoux, 2021).
+
+
+

9.10.3. Ginsburg and Jablonka's associative learning during evolution

+
Neurobiologist Simona Ginsburg and evolutionary theorist Eva Jablonka propose that + learning during evolution has been “the driving force” in the transition to basic or minimal + consciousness. They identify the evolutionary marker as “a complex form of associative + learning, which they term “unlimited associative learning” and which “enables an organism + to ascribe motivational value to a novel, compound, non-reflex-inducing stimulus or action, and + [to] use it as the basis for future learning” (Ginsburg and Jablonka, 2019).
+
Associative learning, Ginsburg and Jablonka argue, “drove the Cambrian explosion and its + massive diversification of organisms.” They suggest that “consciousness can take many forms and is + found even in such animals as octopuses (who seem to express emotions by changing color) and bees + (who socialize with other bees)” (Ginsburg and Jablonka, 2022). As for + the evolutionary transition to human rationality, they propose “symbolic language as a similar + type of marker” (Ginsburg and Jablonka, 2019).
+
+
+

9.10.4. Cleeremans and Tallon-Baudry's phenomenal experience has functional value

+
Cleeremans and Tallon-Baudry propose that “subject-level experience—'What it feels like’—is + endowed with intrinsic value, and it is precisely the value agents associate with their + experiences that explains why they do certain things and avoid others.” Because experiences have + value and guide behavior, they argue, “consciousness has a function” and that under “this + hypothesis of ‘phenomenal worthiness’ … conscious agents ‘experience’ things and ‘care’ about + those experiences” (Cleeremans and Tallon-Baudry, 2022). +
+
The authors note that “the function of consciousness” has been “addressed mostly by + philosophers,” yet “surprisingly few things have been written about [it] … in the neuroscientific + or psychological literature.” The reason, they surmise, is the “classical view” that “subjective + experience is a mere epiphenomenon that affords no functional advantage." They reject such + “consciousness inessentialism” by appealing to “how the concept of value has been approached in + decision-making, emotion research and consciousness research” and by arguing that “phenomenal + consciousness has intrinsic value”—such as it being “the central drive for the discovery and + creation of new behaviours.” They conclude that consciousness “must have a function” (Cleeremans and Tallon-Baudry, 2022). +
+
Under their hypothesis, “consciousness would have evolved and been selected because it adds an + important degree of freedom to the machinery of reward-based behaviour: behaviour that seems + purposeless from a purely functional perspective nevertheless has intrinsic value. But this, + crucially, only holds when associated with conscious experience.” Phenomenal experience, they + speculate, “might act as a mental currency of sorts, which not only endows conscious mental states + with intrinsic value but also makes it possible for conscious agents to compare vastly different + experiences in a common subject-centered space”—a feature, they claim, that “readily explains the + fact that consciousness is ‘unified.’” They offer the “phenomenal worthiness hypothesis” as a way + to make “the ‘hard problem’ of consciousness more tractable, since it can then be reduced to a + problem about function”—an offering unlikely to persuade nonmaterialists (Cleeremans and Tallon-Baudry, 2022). +
+
+
+

9.10.5. Andrew's consciousness without complex brains

+
Philosopher Kristin Andrews, an expert on animal minds, argues that progress in consciousness + studies has been hampered by prevailing conventional wisdom that for an organism to be conscious, + a complex brain is required. She advocates moving “past a focus on complex mammalian brains to + study the behavior of ‘simpler’ animals” (Andrews, 2023).
+
In forming her argument, Andrews rehearses how Crick and Koch helped turn consciousness studies + into a real science by supposing that “higher mammals” possess some essential features of + consciousness (9.2.2), by setting aside the still-common Cartesian view that language is needed + for conscious experience, and by assuming that a nervous system is necessary for consciousness. + She recruits the Cambridge Declaration on Consciousness, which states that “there is sufficient + evidence to conclude that ‘all mammals and birds, and many other creatures, including octopuses’ + experience conscious states.” The Declaration, she notes, identifies five consciousness markers + (not all of which would be necessary): “homologous brain circuits; artificial stimulation of brain + regions causing similar behaviours and emotional expressions in humans and other animals; neural + circuits supporting behavioural/electrophysical states of attentiveness, sleep and + decision-making; mirror self-recognition; and similar impacts of hallucinogenic drugs across + species” (Andrews, 2023).
+
But Andrews posits that “emphasis on the neurological … may be holding the science back,” + and that animal + research suggests “multiple realizability—the view that mental capacities + can be instantiated by very different physical systems.” If neuroscience looks only at + slightly different physical systems (say, just other primates or even mammals), she says, + “we may be overlooking the key piece to the consciousness puzzle.”
+
Andrews asks, “What might we learn if our anthropocentrism + didn't lead us to focus on the brain as the relevant part of physiology needed for + consciousness, but instead led us to examine the behaviours that are associated with + experiences?” She advocates studying “the nature of consciousness by looking at bees, octopuses + and worms as research subjects. All these animals have a robust profile of behaviours that + warrant the hypothesis that they are conscious. Moving away from painful stimuli, learning the + location of desirable nutrients, and seeking out what is needed for reproduction is something we + share widely with other animals.” By studying simple animals, she offers, we can simplify + research on consciousness (Andrews, 2023).
+
Andrews likens studying consciousness to studying the origin of life on earth and searching for + life on other planets. For each, there is only one confirmed instance. It's the “N = 1 problem.” + “If we study only one evolved instance of consciousness (our own),” she says, “we will be unable + to disentangle the contingent and dispensable from the essential and indispensable.” She offers + “good news” in that “consciousness science, unlike the search for extraterrestrial life, can break + out of its N = 1 problem using other cases from our own planet.” Typically, consciousness + scientists study other primates (e.g., macaque monkeys) and, to a lesser extent, other mammals, + such as rats. “But the N = 1 problem still bites here. Because the common ancestor of the primates + was very probably conscious, as indeed was the common ancestor of all mammals—we are still looking + at the same evolved instance (just a different variant of it). To find independently evolved + instances of consciousness, we really need to look to much more distant branches of the tree of + life” (Andrews and Birch, 2023).
+
Andrews speculates that “sentience has evolved only three times: once in the arthropods + (including crustaceans and insects), once in the cephalopods (including octopuses) and once in the + vertebrates.” But she cannot rule out “the possibility that the last common ancestor of humans, + bees and octopuses, which was a tiny worm-like creature that lived more than 500 million years + ago, was itself sentient—and that therefore sentience has evolved only once on Earth.”
+
In either case, she argues, “If a marker-based approach does start pointing towards sentience + being present in our worm-like last common ancestor, we would have evidence against current + theories that rely on a close relationship between sentience and special brain regions adapted for + integrating information, like the cerebral cortex in humans. We would have grounds to suspect that + many features often said to be essential to sentience are actually dispensable” (Andrews and Birch, 2023). Conversely, + it could mean that sentience is related to some unknown feature(s).
+
To Andrews, the philosophy of animal minds addresses profound questions about the nature + of mind as they cut across animal cognition and philosophy of mind. Key topics include the + evolution of consciousness, tool use + in animals, animal culture, mental representation, belief, communication, theory of mind, animal + ethics, and moral psychology (Andrews, 2020a). Andrews outlines + “the scientific benefits of treating animals as sentient research participants who come from their + own social contexts” (Andrews, 2020b).
+
Andrews concludes: “Just as Crick and Koch pushed back on the popular view of their time that + language is needed for consciousness, today we should push back on the popular view of our time + that a complex brain is needed for consciousness.” She also speculates: “If we recognize that our + starting assumptions are open to revision and allow them to change with new scientific + discoveries, we may find new puzzle pieces, making the hard problem a whole lot easier” (Andrews, 2023).
+
In essence, then, Andrews reverses the traditional “neurocentric” argument of consciousness. + Whereas the common assumption is that consciousness is (somehow) related to the complexity of the + nervous system, but because all neurobiological advances, collectively, have not progressed in + solving the hard problem, then perhaps the common assumption is not correct and the generation of + consciousness can be found outside the nervous system. Thus, rather than assuming that organisms + without complex nervous systems cannot be conscious, perhaps a radical new approach might be to + consider that these organisms are (in a way) conscious and focus research on how such “lower” or + “primitive” consciousness might come about.
+
Finally, regarding our current obsession with discerning AI sentience, Andrews claims that + “without a deep understanding of the variety of animal minds on this planet, we will almost + certainly fail” (Andrews and Birch, 2023).
+
Neuroscience/consciousness writer Annaka Harris goes further, questioning our potentially false + but deeply ingrained intuition that “systems that act like us are conscious, and those that don't + are not.” Plants and philosophical zombies, she says, indicate that this human-centric intuition + “has no real foundation.” (A. Harris, 2020, 2019). Consciousness may not even + require a brain (A. Harris, 2022).
+
+
+

9.10.6. Reber's cellular basis of consciousness

+
Cognitive psychologist Arthur Reber dubs his theory of the origins of mind and + consciousness the Cellular Basis of Consciousness (CBC), arguing that “sentience emerged with + life itself.” He states, “The most primitive unicellular species of bacteria are conscious, + though it is a sentience of a primitive kind. They have minds, though they are tiny and limited + in scope.” He rejects that “minds are computational and can be captured by an artificial + intelligence.” He develops CBC using standard models of evolutionary biology, leveraging the + “remarkable repertoire of single-celled species that micro- and cell-biologists have discovered + … Bacteria, for example, have sophisticated sensory and perceptual systems, learn, form + memories, make decisions based on information about their environment relative to internal + metabolic states, communicate with each other, and even show a primitive form of altruism.” + All such functions, Reber contends, “are indicators of sentience” (Reber, 2016, 2018).
+
Reber's model is based on a simple, radical axiom: “Mind and consciousness are not unique + features of human brains. They are grounded in inherent features present in simpler forms in + virtually every species. Any organism with flexible cell walls, a sensitivity to its surrounds and + the capacity for locomotion will possess the biological foundations of mind and consciousness.” In + other words, “subjectivity is an inherent feature of particular kinds of organic form. + Experiential states, including those denoted as ‘mind’ and ‘consciousness,’ are present in the + most primitive species” (Reber, 2016).
+
Reber founds his model on several principles: “Complexity has its roots in simplicity. + Evolution has a pyramidal schema. Older forms and functions lie at the base, the more recently + evolved ones toward the zenith …. In virtue of the nature of pyramidal systems, the older + structures and the behaviors and processes that utilize them will be relatively stable, showing + less individual-to-individual and species-to-species variation. They will also, in virtue of their + foundational status, be robust and less likely to be lost. Adaptive forms and functions are not + jettisoned; they are modified and, if the selection processes are effective, they will become more + complex and capable of greater behavioral and mental flexibility and power” (Reber, 2016).
+
Reber claims that his model has several conceptual and empirical virtues, among them: “(a) it + (re)solves the problem of how minds are created by brains—the "Hard Problem"—by showing that the + apparent difficulty results from a category error; (b) it redirects the search for the origins of + mind from complex neural structures to foundational biomechanical ones; and (c) it reformulates + the long-term research focus from looking for ‘miracle moments’ where a brain is suddenly capable + of making a mind to discovering how complex and sophisticated cognitive, emotional and behavioral + functions evolve from more primitive ones” (Reber, 2016).
+
In addressing the hard problem, Reber argues that the reason it looks “hard” is “because it + assumes that there is some ‘added’ element that comes from having a mind.” However, he + says, “from the CBC perspective the answer is easily expressed. Organisms have minds, or the + precursors of what we from our philosophy of mind perspective think of as minds, because they are + an inherent component of organic form. What gets ‘added’ isn't ontologically novel; it's a gradual + accretion of functions that are layered over and interlock with pre-existing ones” (Reber, 2016).
+
In the CBC framework, “All experience is mental. All organisms that experience have minds, all + have consciousness.” Reber contends that this way of thinking repositions the problem, from how + brains create consciousness (i.e., the hard problem) to how all experience is consciousness. + “Instead of trying to grasp the neuro-complexities in brains that give rise to minds, we can + redirect the focus toward understanding how particular kinds of basic, primitive organic forms + came to have the bio-sensitivity that is the foundation of subjectivity.” Reber recognizes that + “this argument requires a commitment to a biological reductionism.” It would also undermine + Functionalism (9.1.3) in that mental states would be “intrinsically hardware dependent” + (Reber, 2016).
+
+
+

9.10.7. Feinberg and Mallatt's ancient origins of consciousness

+
Neurologist/psychiatrist Todd Feinberg and evolutionary biologist Jon Mallatt propose + that consciousness appeared much earlier in evolutionary history than is commonly assumed, and + therefore all vertebrates and perhaps even some invertebrates are conscious. By assembling a + list of the biological and neurobiological features that seem responsible for consciousness, and + by juxtaposing the fossil + record of evolution, the authors argue that about 520–560 million years ago, “the great + ‘Cambrian explosion’ of animal diversity produced the first complex brains, which were + accompanied by the first appearance of consciousness; simple reflexive behaviors evolved into a + unified inner world of subjective experiences” (Fineberg and Mallatt, 2016).
+
Doing what they call “neuroevolution,” Feinberg and Mallatt put forth the even more + unconventional idea that the origin of consciousness goes back to the origin of life, in that + single-cell creatures respond to stimuli from the environment, whether attracted to food sources + or repelled by harmful chemicals. The authors call this process “sensory consciousness” [but which + others may call stimulus-response patterns unworthy of the “consciousness” appellation]. In + addition, the cell membrane distinguishes self from non-self, which becomes another baby step on + the long evolutionary journey to human consciousness. A crucial developmental step, they say, was + the evolution of “hidden layers” of clusters of intermediary nerve cells that process and relay + internal signals between sensory-input and motor-output nerve cells. Driven by evolutionary + pressures, these clusters would go on to evolve into primitive and then more complex brains (Fineberg and Mallatt, 2016; Rose, 2017).
+
If indeed these were the historical facts, it would naturally follow that “all vertebrates are + and have always been conscious—not just humans and other mammals, but also every fish, reptile, + amphibian, and bird.” Moreover, Feinberg and Mallatt find that many invertebrates—arthropods + (including insects and probably crustaceans) and cephalopods (including the octopus)—"meet many of + the criteria for consciousness.” Their proposal challenges standard-model theory that + “consciousness evolved simultaneously but independently in the first vertebrates and possibly + arthropods more than half a billion years ago.” Combining evolutionary, neurobiological, and + philosophical approaches enables Feinberg and Mallatt to cast a broader group of animals that are + conscious, though it is less clear how their theory offers—as the marketing claims, the authors + less so—“an original solution to the ‘hard problem’ of consciousness” (Fineberg and Mallatt, 2016).
+
+
+

9.10.8. Levin's technological approach to mind everywhere

+
Developmental and synthetic biologist Michael Levin introduces “a framework for understanding + and manipulating cognition in unconventional substrates,” which he calls ‘TAME—Technological + Approach to Mind Everywhere.” He asserts that creating “novel embodied cognitive systems + (otherwise known as minds) in a very wide variety of chimeric architectures combining evolved and + designed material and software”—via synthetic biology and bioengineering—“are disrupting familiar + concepts in the philosophy of mind, and require new ways of thinking about and comparing truly + diverse intelligences, whose composition and origin are not like any of the available natural + model species.” TAME, Levin says, “formalizes a non-binary (continuous), empirically-based + approach to strongly embodied agency,” and it “provides a natural way to think about animal + sentience as an instance of collective intelligence of cell groups, arising from dynamics that + manifest in similar ways in numerous other substrates” (Levin, 2022).
+
By focusing on cognitive function, not on phenomenal or access consciousness, Levin takes + “TAME's view of sentience as fundamentally tied to goal-directed activity,” noting carefully that + “only some aspects of which can be studied via third-person approaches.” Provisionally, Levin + suggests that consciousness “comes in degrees and kinds (is not binary),” for the same reasons he + argues for continuity of cognition: “if consciousness is fundamentally embodied, the plasticity + and gradual malleability of bodies suggest that it is a strong requirement for proponents of phase + transitions to specify what kind of ‘atomic’ (not further divisible) bodily change makes for a + qualitative shift in capacity consciousness” (Levin, 2022).
+
Although Levin takes the null or default hypothesis to be the relatively smooth continuity of + consciousness across species and phylogenetically, he hedges that “the TAME framework is not + incompatible with novel discoveries about sharp phase transitions.” He points to future, radical + brain-computer interfaces in human patients as “perhaps one avenue where a subject undergoing such + a change can convince themselves, and perhaps others, that a qualitative, not continuous, change + in their consciousness had occurred.”
+
In a radical implication of TAME, Levin argues that “while ‘embodiment’ is critical for + consciousness, it is not restricted to physical bodies acting in 3D space, but also includes + perception-action systems working in all sorts of spaces.” This implies, he says, “counter to many + people's intuitions, that systems that operate in morphogenetic, transcriptional, and other spaces + should also have some (if very minimal) degree of consciousness. This in turn suggests that an + agent, such as a typical modern human, is really a patchwork of many diverse consciousnesses, only + one of which is usually capable of verbally reporting its states (and, not surprisingly, given its + limited access and self-boundary, believes itself to be a unitary, sole owner of the body).”
+
Levin remains “skeptical about being able to say anything definitive about consciousness per se + (as distinct from correlates of consciousness) from a 3rd-person, objective perspective.” Yet, he + muses, “The developmental approach to the emergence of consciousness on short, ontogenetic + timescales complements the related question on phylogenetic timescales, and is likely to be a key + component of mature theories in this field” (Levin, 2022).
+
+
+

9.10.9. No hard problem in William James's psychology

+
Writer Tracy Witham argues that William James flipped the paradigm in which the hard problem + arises, because James viewed consciousness through a problem he believed it solves by selecting + for adaptive responses to specific environmental situations (James, 1890). Essentially, James + believed that a brain complex enough to support a proliferation of options for responding to + environmental situations is more likely to obscure than to identify the best option to use, unless + that brain also has a selection mechanism for choosing adaptive over less, non-, and maladaptive + options. But the question remains, Witham says, whether consciousness is, at least, a good prima + facie fit, to address what can be called “the selection problem.”
+
The hypothesis that underlies James's view, she says, is that consciousness increases an + organism's fitness by “bringing … pressure to bear in favor of those of its performances which + make for the most permanent interests of the brain's owner …” (James, 1890, p. 140).
+
Specifically, the role James gave to consciousness must be understood only in the context of + the formation of de facto ends which he believed form when preferred sensations are recalled in + their absence (James, 1890, p. 78). This context is + crucial, because it is consciousness that confers the preferences for some sensations over others + and thereby serves as the source of the ends. But to understand why James gave consciousness that + role, Witham says we need to understand his two-word phrase, "cerebral reflex," (James, 1890, p. 80). which implies a + stimulus-and-response schema is the basis for the ends-and-means couplings that form cerebral + reflexes. However, there is a problem with the implication. For this to work, ends must stand in + for stimuli, arising in interactions between organisms and their environments.
+
The problem is solved, Witham says, if consciousness just is what it seems to be: the means by + which we reflect on our interactions with our environments to sense whether the interactions are + favorable or not. So, what consciousness seems to be fits James's hypothesis perfectly, that its + role is to "bring … pressure to bear [in favor of] those of our performances" that are adaptive. + Reflective experience, in short, makes it possible to identify experiences of our environmental + interactions that contain adaptive behaviors and retain them as cerebral reflexes for future use. + But then, as the means to solve the selection problem, consciousness becomes an adaptive + adaptation in the sense of being an adaptation selecting for adaptive behaviors. And it does so by + being, indeed, what it seems to be: an adaptive adaptation that is a marvelous source of + solutions, not a confounding source of problems.
+
The critical question, however, is whether a zombie-like black box of sufficient complexity + could perform environmentally driven, fitness enhancing, evolutionarily successful activities, and + if so, why then the radical advent of something so startlingly novel in the universe: inner + experience? In other words, while the question of why consciousness was favored and selected by + evolution is important, it is not the question of what consciousness actually is, which + of course is the hard problem.
+
+
+
+
+

10. Non-reductive physicalism

+
Non-Reductive Physicalism takes consciousness to be entirely physical, solely the product of + biological brains, but mental states or properties are irreducibly distinct from physical states or + properties such that they cannot be entirely explained by physical laws, principles or discoveries (in + brains or otherwise) (Macdonald and Macdonald, 2019).
+
Non-reductive Physicalism was, in part, a response to conceptual problems in the early identity + theories of physicalism where mental properties or kinds were literally the same thing as physical + properties or kinds. This was challenged by several conceptual conundrums: the multiple realizability + of the same mental properties or kinds by different physical properties or kinds (Hilary Putnam); the + intentional essence of mental phenomena, which seems so radically different from physical laws or + things (Donald Davidson's “Anomalous Monism,” 14.2); and the apparent unbridgeable gap between physics + and the special sciences (Jerry Fodor) (Macdonald and Macdonald, 2019).
+
While mental states are generated entirely by physical states (of the brain), non-reductive + physicalism maintains that they are truly other than physical; mental states are ontologically + distinct.
+
This would seem to make Non-Reductive Physicalism a form of property dualism (15.1) in that both + recognize real mental states and yet only one kind of substance, matter—but, as expected, some + adherents of each reject the claims of the other. If Non-Reductive Physicalism is indeed a form of + property dualism, it would be perhaps the predominant contemporary kind.
+
A core mechanism of Non-Reductive Physicalism is emergence, where novel properties at higher levels + of integration are not discernible (and perhaps not even predictable, ever) from all-you-can-know at + lower or more fundamental levels. A prime feature of Non-Reductive Physicalism is often “top-down + causation,” where the content of consciousness is causally efficacious—qualia can do real work (contra + Epiphenomenalism, 9.1.2).
+
Some Christian philosophers, such as Nancey Murphy (10.2), who seek greater consonance between + contemporary science and the Christian faith, look to Non-Reductive Physicalism as a nondualistic + account of the human person. It does not consider the "soul" an entity separable from the body, such + that scientific statements about the physical nature of human beings would be referring to exactly the + same entity as theological statements concerning the spiritual nature of human beings (Brown et al., 1998). The structure of + Non-Reductive Physicalism is said to enhance the Judeo-Christian concept of “resurrection of the dead” + as opposed to what is said to be the non-Judeo-Christian doctrine of an “immortal soul” (Van Inwagen, 1995).
+
On the other hand, Christian philosopher J.P. Moreland takes dualism to be “the clear + teaching of Scripture” that “overwhelmingly sets forth a dichotomy of + soul and body” and he decries those Christian thinkers who deny this conclusion, especially + adherents of Non-Reductive Physicalism (Moreland, 2014).
+
Philosopher Jaegwon Kim's objections to Non-Reductive Physicalism, based on causal closure and + overdetermination, highlight its three principles: the irreducibility of the mental to the physical; + some version of mental-physical supervenience; and the causal efficaciousness of mental states. The + problem, according to Kim, is that when these three commitments are combined, an inconsistency is + generated that entails the causal impotence of mental properties (Kim, 2024).
+
I've always been puzzled by Non-Reductive Physicalism in that I can well understand how, under + physicalism, consciousness is non-reductive in practice, but how non-reductive in principle? + Conversely, if indeed consciousness is in principle non-reductive—impossible for science ever to + explain how it works in terms of fundamental physical constituents—it would seem to require the + ontological reality of non-physical properties (at least by current boundaries), which would seem to + embed a contradiction. Or else, by what mechanisms could such higher-level non-reducible “laws” work? + Perhaps by something analogous to quantum fields but operating at higher levels? Occam is sharpening + his Razor.
+
+

10.1. Ellis's strong emergence and top-down causation

+
Mathematical physicist George Ellis approaches consciousness by combining non-reductionist strong + emergence and top-down causation in the context of “possibility spaces” (Ellis, 2017a). While he calls + consciousness “the biggest unsolved problem in science,” he sees the larger vision that + consciousness transforms the nature of existence itself such that existence is quite different than + it might have been had there been only nonconscious matter (Ellis, 2006).
+
Ellis begins with four kinds of entities, or “Worlds,” whose existence requires explanation: + matter and forces, consciousness, physical and biological possibilities, and mathematical reality. + An adequate explanation of what exists, he says, must encompass all four kinds of entities, in two + forms: generic forms of the kinds of entities that might exist, and specific instantiations of some + of these possibilities that actually occur or have occurred in the real universe. The first are + possibilities, and the second are actualizations of those possibilities (Ellis, 2015).
+
“Possibility spaces,” then, show what is and what is not possible for entities of whatever kind + we are discussing. For example, the possibility space for classical physics is all possible states + of the system; for quantum physics, the state spaces for the system wave function are Hilbert + spaces.
+
For consciousness, possibility spaces include separate subspaces for all possible thoughts, all + possible qualia, all possible emotions—each with its own character. Ellis says, “The rationale is + always the same: if these aspects of consciousness occur, then it is possible that they occur; and + that possibility was there long before they ever occurred, and so is an abstract feature of the + universe. The physical existence of brains enables their potential existence to be actualized” (Ellis, 2015).
+
Ellis embeds his theory of consciousness in the presence and power of strong emergence, where + properties of a system are impossible to predict in terms of the properties of its constituents, + even in principle; and of top-down causation, where higher hierarchical levels exert causal force on + lower levels, even though the higher levels are comprised only of the lower levels. Strong + emergence, according to Ellis, works throughout the physical world, particularly in biology where + the whole is more than just the sum of its parts (Ellis, 2017b, 2019).
+
He explains that “emergence is possible because downward causation takes place right down to the + lower physical levels, hence, arguments from the alleged causal completeness of physics and + supervenience are wrong. Lower levels, including the underlying physical levels, are conscripted to + higher level purposes; the higher levels are thereby causally effective, so strong emergence occurs. + No violation of physical laws is implied. The key point is that outcomes of universally applicable + generic physical laws depend on the context when applied in specific real world biological + situations … including the brain” (Ellis, 2019).
+
Continuing to focus on emergence and downward causation, Ellis “considers how a classification of + causal effects as comprising efficient, formal, material, and final causation can provide a useful + understanding of how emergence takes place in biology and technology, with formal, material, and + final causation all including cases of downward causation; they each occur in both synchronic and + diachronic forms.” Taken together, he says, the four causal effects “underlie why all emergent + levels in the hierarchy of emergence have causal powers (which is Noble's principle of biological + relativity) and so why causal closure only occurs when the upward and downward interactions between + all emergent levels are taken into account, contra to claims that some underlying physics level is + by itself causality complete” A key feature, Ellis adds, is that “stochasticity at the molecular + level plays an important role in enabling agency to emerge, underlying the possibility of final + causation occurring in these contexts” (Ellis, 2023).
+
Ellis's two points here, if veridical and representing reality, would have extraordinary impact + on theories of consciousness, and the two bear repeating: (i) emergence has causal powers at all + levels in biology, and (ii) top-down causation as well as bottom-up causation is necessary for + causal closure. At once, almost every Materialism Theory—maybe every Materialism Theory + (more than 90 at last count)—would be shown insufficient to explain consciousness (even if one or + more were still necessary to do so).
+
Ellis highlights questions that he claims reductionists cannot answer: “Reductionists cannot + answer why strong emergence (unitary, branching, and logical) is possible, and in particular why + abstract entities such as thoughts and social agreements can have causal powers. The reason why they + cannot answer these questions is that they do not take into account the prevalence of downward + causation in the world, which in fact occurs in physics, biology, the mind, and society” (Ellis 2017b, 2019).
+
David Chalmers distinguishes strong downward causation from weak downward causation. “With strong + downward causation, the causal impact of a high-level phenomenon on low-level processes is not + deducible even in principle from initial conditions and low-level laws. With weak downward + causation, the causal impact of the high-level phenomenon is deducible in principle, but is + nevertheless unexpected. As with strong and weak emergence, both strong and weak downward causation + are interesting in their own right. But strong downward causation would have more radical + consequences for our understanding of nature.” However, Chalmers concludes, “I do not know whether + there is any strong downward causation, but it seems to me that if there is any strong downward + causation, quantum mechanics is the most likely locus for it … The question remains wide open, + however, as to whether or not strong downward causation exists” (Chalmers, 2008).
+
+
+

10.2. Murphy's non-reductive physicalism

+
Christian philosopher Nancey Murphy, reflecting increasing Christian scholarship calling for + acceptance of physicalism, argues that the theological workability of physicalism depends on the + success of an argument against reductionism. She takes Non-Reductive Physicalism, a common term in + philosophy of mind, to “signal opposition to anthropological dualisms of body and either mind or + soul, as well as to physicalist accounts that reduce humans to nothing but complex + animals.” She sets herself the task of showing that “non-reductive physicalism is + philosophically defensible, compatible with mainstream cognitive + neuroscience, and is also acceptable biblically and theologically”—a task made more + difficult because she must be able to explain “how Christians for centuries could have been wrong + in believing dualism to be biblical teaching” (Murphy, 2017, 2018).
+
To Murphy, part of the answer lies in translation. She focuses on the Septuagint, a Greek + translation of the Hebrew scriptures that dates from around 250 BC. This text translated Hebrew + terminology into Greek, and “it then contained terms that, in the minds of Christians influenced + by Greek philosophy, referred to constituent parts of humans. Later Christians have + obligingly read and translated them in this way.” A key instance, she says, is “the Hebrew word + nephesh, which was translated as psyche in the Septuagint and later into English + as ‘soul’ … In most cases the Hebrew or Greek term is taken simply to be a way of referring to the + whole living person” (Murphy, 2018).
+
Murphy is impressed by how many capacities or faculties of the soul, as attributed by + Thomas Aquinas, are now well explained by cognitive + science and neurobiology. + She is moved by “localization studies—that is, research indicating not only that + the brain is involved in specific mental operations, but that very specific regions are.”
+
That gives her the physicalism—the easy part, I'd say. What about the non-reductive—the hard + part?
+
An obvious answer to the problem of neurobiological reductionism, Murphy says, would be the + presence and power of downward causation or whole-part causation. That is, if causal reductionism is + the thesis that all causation is from part to whole, then the complementary alternative causation + would be from whole to part. If we describe a more complex system, such as an organism, as a + higher-level system than the simple sum of its biological parts, then causal reductionism is + bottom-up causation, and the alternative, causal anti-reductionism, or causal non-reductionism, is + top-down or downward causation (Murphy, 2017).
+
To support Non-reductive Physicalism by undermining reductionist determinism, Murphy recruits + contemporary concepts in systems theory, such as chaos theory, non-linear dynamics, complex + adaptive systems, systems probabilities, and systems biology. Thus, Murphy posits, an + understanding of downward causation in complex systems allows for the defeat of neurobiological + reductionism.
+
Finally, Murphy muses that “non-reductive physicalism, while it is the term most often used + in philosophy, is perhaps not the best for purposes of Christian anthropology, + because, at least by connotation, it places disproportionate stress on the aspect + of our physicality.” She quotes theologian Veli-Matti Kärkkäinen in proposing a replacement: + “multi-aspect monism” (Murphy, 2018).
+
+
+

10.3. Van Inwagen's Christian materialism and the resurrection of the dead

+
Christian philosopher/metaphysician Peter van Inwagen combines a wholly materialist ontology of + the human person (Van Inwagen, 2007a) with a committed + belief in the resurrection of the dead as the Christian hope of eternal life. His thesis is that + “dualism is a Greek import into Christianity and that the Christian resurrection of the dead does + not presuppose dualism” (Van Inwagen, 1995, 2007b).
+
He states, “Most Christians seem to have a picture of the afterlife that can without too much + unfairness be described as ‘Platonic.’ When one dies, one's body decays, and what one is, what one + has been all along, an immaterial soul or mind or self, continues to exist”—a picture and a doctrine + that Van Inwagen finds “unsatisfactory, both as a Christian and as a philosopher” (Van Inwagen, 1995).
+
He reflects, “when I enter most deeply into that which I call myself, I seem to discover that I + am a living animal. And, therefore, dualism seems to me to be an unnecessarily complicated theory + about my nature unless there is some fact or phenomenon or aspect of the world that dualism deals + with better than materialism does” (which he does not find). As for the argument from phenomenal + consciousness, he admits, “It is a mystery how a material thing could have sensuous properties + [phenomenal consciousness],” but then retorts, “simply and solely because it is a mystery how + anything could.”
+
Van Inwagen rejects dualism biblically as well as philosophically. After examining biblical texts + in the Old Testament, Van Inwagen finds “little to support dualism in the Old Testament, and much + that the materialist will find congenial.” His analysis of New Testament texts requires more + elaborate (some may say more convoluted) exegesis: “twisting and turning, impaled on intransigent + texts,” in Van Inwagen's own self-deprecating words. For example, Jesus's parable of the “Rich Man” + and his words to the “Good Thief” on the cross (“Today you shall be with me in Paradise.”). + Moreover, Paul's repeated representation of death as “sleep” cannot be discounted.
+
An important philosophical argument for Christian dualism, Van Inwagen says, is that the doctrine + of the Resurrection of the Dead seems to presuppose dualism. “For if I am not something immaterial, + if I am a living animal, then death must be the end of me. If I am a living animal, then I am a + material object. If I am a material object, then I am the mereological sum of certain atoms. But if + I am the mereological sum of certain atoms today, it is clear from what we know about the + metabolisms of living things that I was not the sum of those same atoms a year ago” (Van Inwagen, 1995).
+
For the materialist who believes in the biblical resurrection of the dead as a literal future + event, as Van Inwagen does, the fact that the atoms of which we are composed are in continuous flux + is a “stumbling block.” He asks, “How shall even omnipotence bring me back—me, whose former atoms + are now spread pretty evenly throughout the biosphere?” This question does not confront the dualist, + who will say that there is no need to bring me back because I have never left. But what shall the + materialist say?” (Van Inwagen, 1995).
+
Van Inwagen challenges Divine power: “For what can even omnipotence do but reassemble? + What else is there to do? And reassembly is not enough, for I have been composed of different atoms + at different times.” This leads to the conundrum of myriad duplicates.
+
In the end, Van Inwagen concludes, “there would seem to be no way around the following + requirement: if I am a material thing, then, if a man who lives at some time in the future is to be + I, there will have to be some sort of material and causal continuity between this matter that + composes me now and the matter that will then compose that man.” Van Inwagen finds this requirement + looking very much like Paul's description of the resurrection: “when I die, the power of God will + somehow preserve something of my present being, a gumnos kókkos [bare/naked grain/kernel35], which will + continue to exist throughout the interval between my death and my resurrection and will, at the + general resurrection, be clothed in a festal garment + of new flesh” (Van Inwagen, 1995).
+
While van Inwagen would be the first to admit that “oddly enough,” few Christian dualists have + been persuaded by his arguments against a Christian immortal soul, I (for one) consider his + arguments probative, disruptive, insightful (if not dispositive) (Van Inwagen, 2007b).
+
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+

10.4. Nagasawa's nontheoretical physicalism

+
Philosopher Yujin Nagasawa interrelates central debates in philosophy of mind (phenomenal + consciousness) and philosophy + of religion (existence of God) to construct a unique metaphysical thesis, which he calls + “nontheoretical physicalism,” by which he claims that although this world is entirely physical, + there are physical facts that cannot be captured even by complete theories of the physical + sciences (Nagasawa, 2008). This is no defense of + traditional Non-Reductive Physicalism, but it is consistent with some of its distinguishing + features.
+
Nagasawa's unique methodology, moving from epistemology to ontology, draws heretofore + unrecognized parallels between fundamental arguments in philosophy of mind and philosophy of + religion, using in the former the Knowledge Argument that Mary cannot know what it is like to see + color in her black-and-white room, and in the latter atheistic arguments that God cannot know what + it is like to be evil or limited due to his perfections. From what Nagasawa takes as the failures of + traditional arguments against physicalism, yet in still rejecting a physicalist approach to + phenomenal consciousness, he constructs his “nontheoretical physicalism” (Nagasawa, 2023).
+
What Nagasawa means by “nontheoretical” is an explanation of physicalism that is entity-based, + not theory-based, which is consistent with his view that even with complete and final physical + theories all reality cannot be explained (Nagasawa, 2008).
+
+
+

10.5. Sanfey's Abstract Realism

+
Medical doctor John Sanfey's Abstract Realism (AR) claims to bridge the mind-matter explanatory + gap with two arguments suggesting a complementarity between first and third-person + perspectives, with each perspective containing an equivalent observer function. The first argument + posits that science must use abstract devices integrating past and future moments of continuous + time that reflect first-person perception. The second argument tackles the hard problem by + examining phenomenal simultaneity, where no time separates experiencer from experienced (Sanfey, 2023).
+
In “something it is like to experience redness,” the experiencer knows they are not + simultaneously causing the redness; one cannot consciously cause something without being conscious + of doing so, obviously. But an intelligent system not experiencing conscious presence cannot be + certain it is not causing what it perceives because its observing self must reside in the same + physical systems that may or may not be producing illusions. This suggests, to Sanfey, that + experiencing presence is sufficient to create logical possibilities such as disembodied mind or + idealism. Rooted in phenomenal simultaneity, these causal mechanics of consciousness are + unobservable in principle, he says, making consciousness indistinguishable from strong emergence. + Proven causal power means that consciousness can be produced by physical systems even synthetic + ones without introducing new physics. (In Sanfey's AR, the brain generates consciousness when two + information systems, two electromagnetic + fields [9.3], interact bi-directionally, causally, and with sufficient complexity such that + one is the observing reference for the other.) (Sanfey, 2023).
+
Simultaneous causation cannot happen, but experiential simultaneity is certain, and with causal + power, consciousness can be integrated with physics within a Non-Reductive Physicalism + paradigm—without appealing to psycho-identity, panpsychism, idealism, or reductive physicalism. + Matter, defined as that which behaves according to physical laws independently of conscious mind, is + always either a sensory or conceptual model, a complementarity of first and third-person + perspectives, each containing an equivalent observer function (Sanfey, 2023).
+
+
+

10.6. Northoff's non-reductive neurophilosophy

+
Northoff frames his views on consciousness (1.2.12) as “non-reductive neurophilosophy,” which, he + says, is “primarily a methodological approach,” a particular strategy that takes into account + “certain phenomena which otherwise would remain outside our scope [consciousness studies].” He deems + “the link of conceptual models and ontological theories with empirical data to be key in providing + insight into brain-mind connection and its subjectivity” (Northoff, 2022).
+
Paraphrasing Kant, Northoff says that “brain data without brain-mind models are blind, brain-mind + models without brain data are empty.” Thus, Northoff has non-reductive neurophilosophy allowing for + “a systematic and bilateral connection of theoretical concepts and empirical data, of philosophy and + neuroscience.” His emphasis is on “systematic,” by providing and defining “different steps in how to + link concepts and facts in a valid way without reducing the one to the respective other.” Taken in + such sense, Northoff considers non-reductive neurophilosophy “a methodological strategy of analyzing + the relationship of concepts and facts just like there are specific methods of logical analyses in + philosophy and empirical data analysis in neuroscience.” In other words, “non-reductive + neurophilosophy is a methodological tool at the interface of philosophy and neuroscience. As such it + can be applied to problems in both philosophy and neuroscience” (Northoff, 2022).
+
+
+
+

11. Quantum theories

+
Quantum theories of consciousness take seriously the idea that quantum mechanics plays a necessary, + if not sufficient role, in the specific generation of phenomenal consciousness in certain physical + entities like brains—beyond the general application of quantum mechanics in all physical entities. The + kinds of quantum theories or models on offer differ radically.
+
Philosopher of science Paavo Pylkkänen explores whether the dynamical and holistic features of + conscious experience might reflect “the dynamic and holistic quantum physical processes associated + with the brain that may underlie (and make possible) the more mechanistic neurophysiological processes + that contemporary cognitive neuroscience is measuring.” If so, he says, “these macroscopic processes + would be a kind of shadow, or amplification of the results of quantum processes at a deeper + (pre-spatial or ‘implicate’) level where our minds and conscious experience essentially live and + unfold.” At the very least, Pylkkänen says, “a quantum perspective will help a ‘classical’ + consciousness theorist to become better aware of some of the hidden assumptions in his or her + approach.” What quantum theory is all about, he stresses, is “learning, on the basis of scientific + experiments, to question the ‘obvious’ truths about the nature of the physical world and to come up + with more coherent alternatives” (Pylkkänen, 2018).
+
There is certainly growing interest in the putative quantum-consciousness nexus. For example, + Quantum and Consciousness Revisited, with papers the product of two conferences, present + various philosophical approaches to quantum paradoxes including further considerations of the + Copenhagen Interpretation and alternatives with implications for consciousness studies, mathematics + and biology. Topics include observation and measurement; collapse of the wave function; and time and + gravity. All the papers, the editors write, “reopen the questions of consciousness and meaning which + occupied the minds of the early thinkers of quantum physics” (Kafatos et al., 2024).
+
In his technical review article, “Quantum Approaches to Consciousness,” theoretical physicist + Harald Atmanspacher describes three basic approaches to the question of whether quantum theory can + help understand consciousness: (1) consciousness as manifestation of quantum processes in the brain, + (2) quantum concepts elucidating consciousness without referring to brain activity, and (3) matter and + consciousness as dual aspects of one underlying reality (Atmanspacher, 2020a).
+
For example, one approach considers how quantum field theory can describe why and how + classical behavior + emerges at the level of brain activity. The relevant brain states themselves are properly considered + as classical states. The idea, Atmanspacher says, is “similar to a classical thermodynamical + description arising from quantum statistical mechanics,” and works “to identify different regimes of + stable behavior (phases, attractors) and transitions between them. This way, quantum field theory + provides formal elements from which a standard classical description of brain activity can be + inferred” (Atmanspacher, 2020a).
+
Atmanspacher reports applications of quantum concepts to mental processes, focusing on + complementarity, entanglement, dispersive states, and non-Boolean logic. These involve + quantum-inspired concepts to address purely mental (psychological or cognitive) phenomena, without + claiming that actual quantum mechanics is necessary to make it work. This includes research groups + studying quantum ideas in cognition (Patra, 2019). While the term “quantum cognition” has gained + acceptance, Atmanspacher says that a more appropriate characterization would be “non-commutative + structures in cognition,” and he questions whether it is “necessarily true that quantum features in + psychology imply quantum physics in the brain?” (Atmanspacher, 2020a).
+
After reviewing major quantum theories of consciousness (several are discussed below), Atmanspacher + suggests that progress is more likely made by investigating “mental quantum features without focusing + on associated brain activity” (at least to begin with). Ultimately, he says, “mind-matter entanglement + is conceived as the hypothetical origin of mind-matter correlations. This exhibits the highly + speculative picture of a fundamentally holistic, psychophysically neutral level of reality from which + correlated mental and material domains emerge” (Atmanspacher's Dual-Aspect Monism, 14.7.).
+
To position quantum theories of consciousness, consider each as representing one of two forms: (i) + quantum processes, similar to those in diverse areas of biology (e.g., photosynthesis), that uniquely + empower or enable the special activities of cells, primarily neurons, to generate consciousness; and + (ii) the more radical claim that these two great mysteries, consciousness and quantum theory, are + intimately connected such that the solution to both mysteries can be solved only together.
+
Physicist Carlo Rovelli disagrees. Consciousness and quantum mechanics, he says, have no special, + intimate relationship. With respect to quantum mechanics, Rovelli says, “Consciousness never played a + role … except for some fringe speculations that I do not believe have any solid ground. The notion of + ‘observer’ should not be misunderstood. In quantum physics parlance an ‘observer’ can be a detector, a + screen, or even a stone. Anything that is affected by a process. It does not need to be conscious, or + human, or living, or anything of the sort” (Rovelli, 2022).
+
Philosopher of physics David Wallace sees “potentially intriguing connections between consciousness + and quantum mechanics, tied partly to the idea that traditional formulations of quantum mechanics seem + to give a role to measurement or observation—and, well, what is that?” He says, “the natural + hypothesis is that measurement or observation is conscious perception,” which somehow implies “a role + of a conscious observer.” Although this would be “extremely suggestive for connecting the + two”—consciousness and quantum mechanics—"but you can connect them in a lot of ways.” Some, Wallace + says, might try to explain consciousness reductionistically in terms of quantum mechanical processes. + But, “In my view, that works no better than explaining consciousness in terms of classical processes.” + However, “Another way is not try to reduce consciousness, but find roles for consciousness in quantum + mechanics. That's one of the big questions about consciousness. What does it do? What is it here for? + How can it affect the physical world? So, I'm at least taking seriously the idea that maybe + consciousness plays a potential role in quantum mechanics. It's a version of the traditional idea that + consciousness collapses the wave function. It's not an especially popular idea among physicists these + days, partly because it takes consciousness as fundamental—but if, like me, you think there are + independent reasons to do that, then I think it's an avenue worth looking at” (Wallace, 2016b).
+
Chalmers and McQueen readdress the question of whether consciousness collapses the quantum wave + function. Noting that this idea was taken seriously by John von Neumann and Eugene Wigner but is now + widely dismissed, they develop the idea by combining a mathematical theory of consciousness + (Integrated Information Theory, 12) with an account of quantum collapse dynamics (continuous + spontaneous localization). In principle, versions of the theory can be tested by experiments with + quantum computers. The upshot is not that consciousness-collapse interpretations are clearly correct, + but that there is a research program here worth exploring (Chalmers and McQueen, 2022).
+
Physicist Tim Palmer argues that our ability for counterfactual thinking—the existence of + alternative worlds where things happen differently—which is both an exercise in imagination and a key + prediction of quantum mechanics—suggests that “our brains are able to ponder how things could have + been because in essence they are quantum computers, accessing information from alternative worlds” (he + recruits the Many Worlds Interpretation of quantum mechanics). Consciousness (along with understanding + and free will), he states, “involves appealing to counterfactual worlds” and thus “quantum computing + is the key to consciousness” (Palmer, 2023).
+
At the very least, for quantum processing to play a content or informational role in the + brain it would require some mechanism that stores and transports quantum information in qubits for + sufficiently long, macroscopic times. Moreover, the mechanism would need to entangle vast numbers of + qubits, and then that entanglement would need to be translated into higher-level chemistry in order + to influence how neurons trigger action potentials (Ouellette, 2016). Experiments with + anesthetics and brain organoids + hint that quantum effects in the brain may be in some way involved in consciousness (Musser, 2024).
+
Although most physicists and neuroscientists have not taken quantum theories of consciousness + seriously, such theories are proliferating, becoming more sophisticated and mainstream, and are + increasingly backed up by claims of experimental evidence. Personally, I started out an incorrigible, + utter skeptic about quantum consciousness; I'm still a skeptic, though no longer so incorrigible, no + longer so utter.
+
+

11.1. Penrose-Hameroff's orchestrated objective reduction

+
Penrose-Hameroff's quantum consciousness, which they call Orchestrated Objective Reduction + (OrchOR), is the claim that consciousness arises in the fundamental gap between the quantum and + classical worlds. Formulated by mathematician + and Nobel laureate Roger Penrose (Penrose, 2014; 1996; Penrose, 2014, 2023), and developed by + anesthesiologist Stuart Hameroff (Hameroff, 2014a, 2014b), consciousness is + non-computational, yet still explained by the physics of neurons, but a physics distinct from and + broader than that which we currently understand.
+
Penrose claims that only a non-computational physical process could explain consciousness. He is + not saying that consciousness is beyond physics, rather that it is beyond today's physics. + “Conscious thinking can't be described entirely by the physics that we know,” Penrose said, + explaining that he “needed something that had a hope of being non-computational.”36 He focuses on “the + main gap in physics”: the contradiction between the continuous, probabilistic evolution given by + the Schrödinger + equation in quantum mechanics and the discrete, deterministic events when you make + measurements in classical physics—“how rules like Schrödinger's cat being dead and alive at the + same time in quantum mechanics do not apply at the classical level” (Penrose, 2014, 2023),
+
Penrose argues that the missing physics that describes how the quantum world becomes the + classical world “is the only place where you could have non-computational activity.” But he admits + that it’s “a tall order” to sustain quantum information in the hot, wet brain, because “whenever + quantum systems become entangled with the environment, ‘environmental decoherence’ occurs and + information is lost.”
+
“Quantum mechanics acting incoherently is not useful [to account for consciousness],” Penrose + explains; “it has to act coherently. That's why we call [our mechanism] ‘Orch OR’, or ‘orchestrated + objective reduction’—the ‘OR’ stands for objective reduction, which is where the quantum state + collapses to one alternative or another, and ‘Orch’ stands for orchestrated. The whole system must + be orchestrated, or organized, in some global way, so that the different reductions of the states + actually do make a big difference to what happens to the network of neurons” (Penrose, 2014, 2023),
+
So how can the hot, wet brain operate a quantum information system? Hameroff proposed a + biological mechanism utilizing microtubules in neurons. As an anesthesiologist who had shepherded + thousands of conscious-unconscious-conscious transitions, Hameroff, together with Penrose, developed + their quantum theory of consciousness.
+
“Objective reduction in the quantum world is occurring everywhere,” Hameroff recognizes, “so + proto-conscious, undifferentiated moments are ubiquitous in the universe. Now in our view when + orchestrated objective reduction occurs in neuronal microtubules, the process gives rise to rich + conscious experience” (Hameroff, 2014b).
+
In Hameroff's telling, microtubules are cylindrical polymers of the protein tubulin capable + of information processing, with fundamental units being states of a billion tubulins per neuron. + Microtubules in all cells enact purposeful spatiotemporal activities, and in the brain, + microtubules establish neuronal shape, create and regulate synapses, and are proposed to underlie + memory, cognition and consciousness. Tubulin is the brain's most prevalent protein, so the brain + is largely made of microtubules, each with unique, high frequency vibrational and quantum + properties from non-polar aromatic ring pathways. The claim is made that experimental evidence + shows that anti-depressants, psychedelics + and general anesthetics, which selectively alter or block consciousness, all act via microtubules + (Brophy and Hameroff, 2023).
+
Some evidence suggests that entangled states can be maintained in noisy open quantum systems at + high temperature and far from thermal equilibrium—for example, counterbalancing decoherence by a + “recoherence” mechanism—such that, “under particular circumstances, entanglement may persist even in + hot and noisy environments such as the brain” (Atmanspacher, 2020a). Moreover, Anirban + Bandyopadhyay describes experiments with the tubulin protein in microtubules where conductivity + resistance becomes so low it's almost a macroscopic quantum-like system (Bandyopadhyay, 2014).
+
Penrose's ontology requires basic conscious acts to be linked to gravitation-mediated reductions + of quantum states, with “real quantum jumps” related to conscious thoughts and, by extension, to neural + correlates of consciousness. A complete theory seems to require a robust theory of quantum + gravity, long the holy grail of physics.
+
As noted, the Orch OR theory proposes that consciousness arises from orchestrated (Orch) quantum + state objective reductions (OR) in microtubules within brain neurons, which connect, adherents say, + to the fine-scale structure of spacetime geometry. Adherents posit that Orch OR accounts for + cognitive binding, real-time conscious causal action (through non-computable Penrose OR and + retroactivity), memory encoding, and, ambitiously, the hard problem of phenomenal experience. + Moreover, consciousness as a non-local quantum process in spacetime geometry provides potentially + plausible mechanism for near-death and out-of-body experiences, pre-cognition, afterlife and + reincarnation (Brophy and Hameroff, 2023). Quite the + claim, that.
+
Hameroff makes the striking statement that “consciousness came before life.” Based on + observations of extraterrestrial organic material, in context of the Penrose-Hameroff quantum theory + of consciousness, Hameroff challenges the conventional wisdom that consciousness evolved after life, + posing that “consciousness may have been what made evolution and life possible in the first place” + (Hameroff et al., 2024).
+
For years, Penrose-Hameroff stood largely alone, defending their quantum consciousness model + against waves of scientific critics (Baars and Edelman, 2012), + some of whom largely dismissed the notion as fanciful and fringy. Then, as quantum biology began + emerging as a real science with broad applications—with quantum mechanisms shown to play + essential roles in photosynthesis, + vision, olfaction, + mitochondria, DNA + mutations, magnetoreception, etc.—a larger community began taking quantum consciousness + more seriously.
+
Today, while Penrose-Hameroff Orch OR remains the most well-known quantum theory of + consciousness, with increasing interest, there are other, diverse theories of how quantum processes + are essential in consciousness. Their numbers are growing.
+
+
+

11.2. Stapp's collapsing the wave function via asking “questions”

+
Mathematical physicist Henry Stapp argues for the quantum nature of consciousness by relying on a + traditional interpretation of quantum mechanics, where quantum wave functions collapse only when + they interact with consciousness in an act of measurement. He envisions a “mind-like” wave-function + collapse that exploits quantum effects in the synapses between neurons, generating consciousness, + which he believes is fundamental to the universe (Stapp, 2011, 2023, 2007.)
+
Stapp founds his theory on the transition from the classical-physics conception of reality to von + Neumann's application of the principles of quantum physics to our conscious brains (Stapp, 2006; Von Neumann, 1955/1932). Von Neumann + extended quantum theory to incorporate the devices and the brain/body of the observers into physical + theory, leaving out only the stream of conscious experiences of the agents. According to von + Neumann's formulation, “the part of the physically described system being directly acted upon by a + psychologically described ‘observer’ is the brain of that observer” (Stapp, 2011).
+
The quantum jump of the state of an observer's brain to the ‘Yes’ basis state (vector) then + becomes the representation, in the state of that brain, of the conscious acquisition of the + knowledge associated with that answer ‘Yes,’ which constitutes the neural correlate of that person's + conscious experience. This fixes the essential quantum link between consciousness and neuroscience + (Stapp, 2006).
+
To Stapp, this is the key point. “Quantum physics is built around ‘events’ that have both + physical and phenomenal aspects. The events are physical because they are represented in the + physical/mathematical description by a ‘quantum jump’ to one or another of the basis state vectors + defined by the agent/observer's choice of what question to ask. If the resulting event is such that + the ‘Yes’ feedback experience occurs then this event ‘collapses’ the prior physical state to a new + physical state compatible with that phenomenal experience” (Stapp, 2006).
+
Thus, in Stapp's telling, mind and matter thereby become dynamically linked in a way that is + causally tied to an agent's free choice of how to act. “A causal dynamical connection is established + between (1) a person's conscious choices of how to act, (2) that person's consciously experienced + increments in knowledge, and (3) the physical actualizations of the neural correlates of the + experienced increments in knowledge” (Stapp, 2006).
+
More colloquially, Stapp argues that given the perspective of classical physics, where all is + mechanical, where the physical universe is a closed system, “there's nothing for consciousness to do + … and so it must be some sort of an illusion.” Why would there have been consciousness at all, he + asks? Under classical physics, “consciousness is just sitting there inert, a passive observer of the + scene in which it has no function; it does nothing. So, it's a mystery why consciousness should ever + come into existence” (Stapp, 2007).
+
In stark contrast, Stapp says, the way quantum mechanics works, in order to get consequences, + predictions, there must be a question posed. It's like “20 questions,” yes-or-no questions. A + question is posed in the quantum mechanical scheme; then there is an evolution according to the + Schrodinger equation, and then nature gives an answer (which is statistically determined).
+
The axial idea, Stapp says, is that there is nothing in quantum mechanics that determines what + decides the questions. This means that there's a gap, a critical causal gap in quantum mechanics. + And the way it's filled in practice is that an observer, on the basis of reasons or motivations or + with rules, sets up a certain experiment in a certain way. For example, putting a Geiger + counter or some other detector in the path of particles.
+
This yields Stapp's concept of quantum consciousness. Nobody denies that thoughts exist, he says, + but how do they do something? And that's the place where quantum consciousness has causal impact. +
+
The crux of quantum mechanics is what questions are going to be asked. There is nothing in + classical physics that asks such questions. But in quantum mechanics questions are answered by the + psychological process of the experimenter, who is interested in learning something. And because + there is nothing in the way quantum mechanics works that explains the choice of the question, there + is an opening for the injection of mental events into the flow of physical events. The choice of the + question is not determined by the laws as we know them (Stapp, 2007).
+
This means we need another process, which is consciousness. And this gives consciousness an + actual role to play and allows it to do things causally. And if consciousness can act causally and + do things, Stapp says, then classic materialism is out.
+
Niels Bohr had a famous quote: “one must never forget that in the drama of existence we are + ourselves both actors and spectators.” In the classical worldview, Stapp says, “we were just + spectators; always we would just watch what's happening but couldn't do anything. In the quantum + mechanical worldview, we are actors. We are needed to make the theory work.”
+
Moreover, Stapp says, “this mental process cannot just be the product of the brain, because the + brain, like all physical things, evolves via quantum mechanical rules. While quantum mechanics + describes the evolution of potentialities for events to happen, that's all they describe, only + potentialities—they do not describe what chooses the events that are going to happen, the actual + events. Something must ask the questions, something outside of quantum mechanics—quantum mechanics + forces that process.” The only candidate, Stapp says, must be the independent existence of + consciousness (Stapp, 2007).
+
Stapp's conclusions are as bold as they are controversial. First, the ontological foundations of + consciousness and quantum mechanics are inextricably linked. Second, classical materialism is + defeated (Stapp, 2007).
+
Philosopher of physics David Wallace is sympathetic with the idea that consciousness with respect + to quantum physics has to be taken somehow as fundamental and irreducible, but there are two + different ways that could go. “There's the dualist way, where you have physics and you have + consciousness as two separate things, and there's the panpsychist idea, where consciousness + underlies all of physics and is present at the most fundamental level of every physical process. + Those are two different ideas” (Wallace, 2016a, 2016b).
+
When Wallace thinks about consciousness collapsing the wave function, as in quantum mechanics, he + says, “That's the dualist half of my head. You've got physics, you've got a wave function, and + you've got consciousness, which is observing the wave function. And somehow consciousness is + something distinct from the physical wave function and every now and then affecting it in this + interesting phenomenon of collapse. In a way, it's an updated version of Rene Descartes's dualism: + there's mind and then there's body; they're separate and they interact.”
+
Wallace says one could try to combine dualism and panpsychism with respect to the relationship + between consciousness and quantum mechanics, “but I don't think they'd combine all that well,” he + said. “If consciousness is everywhere and consciousness collapses the wave function, then the wave + function would be constantly collapsing and we know that doesn't happen because you get interference + effects in double slit experiments. So, I think these two ideas, panpsychism and consciousness + collapsing the wave function, should be pursued on separate tracks (Wallace, 2016a; 2016b; 2016c.)
+
+
+

11.3. Bohm's implicate-explicate order

+
Quantum physicist David Bohm, colleague of Einstein, famously introduced the idea of “implicate + order” and “explicate order” as ontological implications of quantum theory to explain two radically + opposed perspectives of the same phenomenon—something seems to be needed to account for the + bizarrely divergent ways of conceiving reality, quantum and classical, both of which seemed + undeniably correct.
+
Bohm is a big thinker, leveraging the counterintuitive concepts of quantum mechanics to try to + see reality as it really is. He envisions matter and mind as intertwined. He worked with Karl + Pribram to develop “Holonomic Brain Theory” (9.4.5). He explored the essence of thought with Indian + philosopher Jiddu Krishnamurti. Of particular import is what he calls “undivided wholeness,” meaning + that the subject actively participates with the object, rather than being a detached observer. Bohm + developed his “wholeness” as innately dynamic, alive, and open-ended (Gomez-Marin, 2023a).
+
According to Bohm, everything is in a state of process or becoming (folding and unfolding)—Bohm + calls it the "universal flux". All is dynamic interconnected process. In the same manner, Bohm says, + “knowledge, too, is a process, an abstraction from the one total flux, which latter is therefore the + ground both of reality and of knowledge of this reality” (Section: Bohm, 1980; Bohm, Wise Insights + Forum, website).
+
Now, regarding “implicate order,” Bohm means “order which is enfolded (the root meaning of + ‘implicate’) and later unfolded or made explicate.” Relating the enfolding-unfolding universe to + consciousness, Bohm contrasts mechanistic order with implicate order. In mechanistic order, which is + inherent to classical physics, “the principal feature of this order is that the world is regarded as + constituted of entities which are outside of each other, in the sense that they exist + independently in different regions of space (and time) and interact through forces that do not bring + about any changes in their essential natures. The machine gives a typical illustration of such a + system of order …. By contrast, in a living organism, for example, each part grows in the context of + the whole, so that it does not exist independently, nor can it be said that it merely ‘interacts’ + with the others, without itself being essentially affected in this relationship” (Bohm, 1980; Bohm, n.d.).
+
Bohm contends, “the implicate order applies both to matter (living and non-living) and to + consciousness, and that it can therefore make possible an understanding of the general relationship + between these two”—yet he recognizes “the very great difference in their basic qualities.” Still, he + believes that because both consciousness and matter are extensions of the implicate order, a + connection is possible.
+
To Bohm, the explicate order, which is “the order that we commonly contact in common experience,” + has room “for something like memory”, with the fact that “memories are first enfolded and then + unfolded during recall” being consistent with Bohm's concepts of implicate and explicate order. + “Everything emerges from and returns to the Whole” (Bohm, n.d.).
+
Confirming his non-materialist status, Bohm proposes, “the more comprehensive, deeper, and more + inward actuality is neither mind nor body but rather a yet higher-dimensional actuality, which is + their common ground and which is of a nature beyond both.” What we experience consciously, Bohm + offers, is a projection of a higher-dimensional reality onto our lower-dimensional elements. “In the + higher-dimensional ground the implicate order prevails,” he says. “Thus, within this ground, + what is is movement which is represented in thought as the co-presence of many phases of + the implicate order …. We do not say that mind and body causally affect each other, but rather that + the movements of both are the outcome of related projections of a common higher-dimensional ground” + (Bohm, 1980; Bohm, n.d.).
+
+
+

11.4. Pylkkänen's quantum potential energy and active information

+
Philosopher Paavo Pylkkänen proposes a view in which “the mechanistic framework of classical + physics and neuroscience is complemented by a more holistic underlying framework in which conscious + experience finds its place more naturally” (Pylkkänen, 2007). Recognizing that it + is “very likely that some radically new ideas are required if we are to make any progress” on the + hard problem, he turns to quantum theory “to understand the place of mind and conscious experience + in nature.” In particular, Pylkkänen and physicist Basil Hiley focus on the ontological + interpretation of quantum theory proposed by David Bohm and Hiley (1993) and make “the + radical proposal that quantum reality includes a new type of potential energy which contains active + information. This proposal, if correct, constitutes a major change in our notion of matter” (Hiley and Pylkkänen, 2022).
+
Pylkkänen and Hiley's intuition is that the reason “it is not possible to understand how and why + physical processes can give rise to consciousness is partly the result of our assuming that physical + processes (including neurophysiological processes) are always mechanical.” However, they say, if “we + are willing to change our view of physical reality by allowing non-mechanical, organic and holistic + concepts such as active information to play a fundamental role,” this might make it possible to + understand the relationship between physical and mental processes in a new way (Hiley and Pylkkänen, 2022). For + example, the human brain could operate in some ways like a “quantum measuring apparatus” (Pylkkänen, 2022).
+
Philosophically, according to Pylkkänen, that the physical domain is causally closed has left “no + room for mental states qua mental to have a causal influence upon the physical domain, leading to + epiphenomenalism and the problem of mental causation.” One road to a possible solution is called + “causal antifundamentalism:” causal notions cannot play a role in physics, because the fundamental + laws of physics are radically different from causal laws.” While “causal anti-fundamentalism seems + to challenge the received view in physicalist philosophy of mind and thus raises the possibility of + there being genuine mental causation after all,” Pylkkänen rejects it in favor of the ontological + interpretation of quantum theory imparting active information (Pylkkänen, 2019).
+
+
+

11.5. Wolfram's consciousness in the ruliad

+
Physicist and computer scientist Stephen Wolfram seeks “to formalize issues about consciousness, + and to turn questions about consciousness into what amounts to concrete questions about mathematics, + computation, logic or whatever that can be formally and rigorously explored” (Wolfram, 2021b). He begins by + embedding consciousness in what he calls the “ruliad” (neologism from “rules”), which he defines as + “the entangled limit of everything that is computationally possible: the result of following all + possible computational rules in all possible ways.” The ruliad, he says, is “a kind of ultimate + limit of all abstraction and generalization,” encapsulating “not only all formal possibilities but + also everything about our physical universe” (Wolfram, 2021a). The ruliad is crucial + for formalizing the “rules” of consciousness, he argues, because “everything we experience can be + thought of as sampling that part of the ruliad that corresponds to our particular way of perceiving + and interpreting the universe” (Wolfram, 2021b).
+
Consciousness, Wolfram says, is not about the general computation that brains can do. “It's about + the particular feature of our brains that causes us to have a coherent thread of experience.” And + this invokes the ruliad, which “has deep consequences that far transcend the details of brains or + biology.” It defines (what we consider to be) the laws of physics (Wolfram, 2021b).
+
While consciousness involves computational sophistication, Wolfram says, “its essence is not so + much about what can happen as about having ways to integrate what's happening to make it somehow + coherent and to allow what we might see as ‘definite thoughts’ to be formed about it.” Surprisingly, + “rather than consciousness being somehow beyond ‘generalized intelligence’ or general computational + sophistication,” he instead sees consciousness “as a kind of ‘step down’—as something associated + with simplified descriptions of the universe based on using only bounded amounts of computation.” In + addition, “for our particular version of consciousness, the idea of sequentialization seems to be + central” (Wolfram, 2021b).
+
Wolfram probes consciousness by asking, “Why can't one human consciousness ‘get inside’ another?” + It's not just a matter of separation in physical space, he says, “It's also that the different + consciousnesses—in particular by virtue of their different histories—are inevitably at different + locations in rulial space. In principle they could be brought together; but this would require not + just motion in physical space, but also motion in rulial space” (Wolfram, 2021a).
+
Quantum mechanics is involved in Wolfram's + consciousness, but with more than its usual putative mechanisms. Considering the foundations of + quantum mechanics in context of the ruliad—quantum mechanics emerges “as a result of trying to + form a coherent perception of the universe”—Wolfram offers a sharp epigram to describe + consciousness: “how branching brains perceive a branching universe” (Wolfram, 2021b).
+
To Wolfram, to grasp the core notion of consciousness goes beyond explicating consciousness per + se because it “is crucial to our whole way of seeing and describing the universe—and at a very + fundamental level it's what makes the universe seem to us to have the kinds of laws and behavior it + does.” The richness of what we see, he says, reflects computational irreducibility, “but if we are + to understand it we must find computational reducibility in it.” This is how consciousness “might + fundamentally relate to the computational reducibility we need for science, and might ultimately + drive our actual scientific laws” (Wolfram, 2021a).
+
+
+

11.6. Beck-Eccles's quantum processes in the synapse

+
Sir John Eccles, Nobel laureate for his seminal work on the synapse, the small space + between neurons across which neurochemicals flow to excite or inhibit contiguous neurons, was a + pioneer in early efforts to construct a “quantum neurobiological” theory of consciousness. In + their formulation, Beck and Eccles applied concrete quantum mechanical features to describe how, + in the cerebral + cortex, incoming nerve + impulses cause the emission of transmitter molecules in presynaptic neurons (i.e., + exocytosis) via information transfer and “quantal selection” with a direct relationship with + consciousness (i.e., influenced by mental actions) (Beck and Eccles, 1992).
+
Beck and Eccles propose that “the quantum state reduction, or selection of amplitudes, + offers a doorway for a new logic, the quantum logic, with its unpredictability for a single + event.” Because conscious action (e.g., intention) is a dynamical process which forms temporal + patterns in relevant areas of the brain (cerebral cortex), they propose how regulating the myriad + synaptic switches between innumerable neurons in those relevant areas can be regulated effectively + by a quantum trigger (based on an electron + transfer process in the synaptic membrane). Thus, they conclude, “conscious action is + essentially related to quantum state reduction” (Beck and Eccles, 1998).
+
Stapp supports the hypothesis that quantum effects are important in brain dynamics in connection + with cerebral exocytosis. Exocytosis is instigated by a neuronal action potential pulse that + triggers an influx of calcium ions through ion channels into a nerve terminal, such that, due to the + very small diameter of the ion channel, the quantum wave packet that describes the location of the + ion spreads out to a size much larger than the trigger site. This means that “one must retain both + the possibility that the ion activates the trigger, and exocytosis occurs, and also the possibility + that the ion misses the trigger site, and exocytosis does not occur” (Stapp, 2006).
+
As Beck and Eccles hypothesize, “the mental intention (the volition) becomes neurally effective + by momentarily increasing the probability of exocytosis in selected cortical areas” (Beck and Eccles, 1992). If so, this + fundamental indeterminism of the nature of each specific quantum state collapse is said to open + opportunity for mental powers to affect brain states, with supposed implications for conscious + intervention and even for free will.
+
+
+

11.7. Kauffman's mind mediating possibles to actuals

+
Theoretical biologist Stuart Kauffman posits the following: (i) Quantum measurement converts Res + potentia—ontologically real Possibles—into Res extensa - ontologically real Actuals. (ii) + Brain/mind/consciousness cannot be purely classical physics because no classical system can be an + analog computer whose dynamic behavior can be isomorphic to “possible uses”, and therefore, + brain/mind/consciousness must be partly quantum. (iii) Res potentia and Res extensa suggest a role + for mind/consciousness in collapsing the wave function converting Possibles to Actuals, because no + physical cause can convert a Possible into an Actual. (iv) Our brain/mind/consciousness entangles + with the world in a vast superposition and we collapse the wave function to a single state which we + experience as qualia, allowing “seeing” or “perceiving” of X to accomplish Y (Kauffman, 2019, 2023; Kauffman and Roli, 2022)37
+
As Kauffman and parapsychologist Dean Radin put it, “We propose a non-substance dualism theory, + following a suggestion by Heisenberg (1958), whereby the world + consists of both ontologically real Possibles that do not obey Aristotle's law of the excluded + middle, and ontologically real Actuals, that do obey the law of the excluded middle.” Measurement, + they say, is what converts Possibles into Actuals” (Kauffman and Radin, 2020).
+
The “culprit” at the root of the mind-body problem, according to Kauffman and Radin, is the + causal closure of classical physics. “We ask mind to act causally on the brain and body, + but in classical physics all of the causes are already determined.” Because of this, they conclude, + no form of substance dualism can work while quantum mechanics as the foundational mechanism of + consciousness should be taken seriously—which, they say, would lead to “the intriguing possibility + that some aspects of mind are nonlocal, and that mind plays an active role in the physical world” + (Kauffman and Radin, 2020). (9.)
+
+
+

11.8. Torday's cellular and cosmic consciousness

+
Developmental physiologist John Torday offers an original cellular-based explanation of + consciousness that embeds quantum mechanics (Torday, 2022a, 2022b, 2023, 2024). He describes + consciousness as a two-tiered-system, derivative from physiology, having been “constructed” from + the environment via factors in the environment that have been assimilated via symbiogenesis and + integrated as cell physiology—the cell semi-permeable membrane being the first tier, and the + compartmentation and integration of cell physiologic data as cell-cell communication as the second + tier. Basing his model on both classical Newtonian and quantum mechanical principles, he proposes + that consciousness is stored within and between our cells based on control mechanisms, referencing + the “First Principles of Physiology", that is, negative entropy, chemiosmosis and homeostasis, and + consciousness is retrieved from them via the central + nervous system as the “algorithm” for translating + local and non-local cellular physiologic memories into thought (Torday, 2022a).
+
He claims that quantum entanglement is integral to our physiology, and that it links our + local consciousness with the non-local consciousness of the cosmos, distinguishing causation from + coincidence based on science. Moreover, he posits that local physiologic memories are paired with + non-local memories that dwell in cosmic consciousness and that all cellular memories are on a + continuum of local and non-local properties, and that under certain conditions we may be more + locally or non-locally conscious. He speculates that as we evolve, we move closer to the non-local + by transcending the local. He maintains that we can take advantage of certain experiences in order + to attain a transcendent level + of consciousness: lucid dreaming, near-death experiences, out-of-body experiences, Maslow + peak experiences, runner's high (Torday, 2022a).
+
Torday's main point is that “the quantum” is native to our physiology (Torday, 2022a, 2022b, 2023, 2024). Moreover, “since our physiology + derives from the Cosmos based on Symbiogenesis,” he hypothesizes that “the cell behaves like a + functional Mobius Strip, having no ‘inside or outside’ cell membrane surface—it is continuous with + the Cosmos, its history being codified from Quantum Entanglement to Newtonian Mechanics, affording + the cell consciousness and unconsciousness-subconsciousness as a continuum for the first time” (Torday, 2024).
+
+
+

11.9. Smolin's causal theory of views

+
Physicist Lee Smolin approaches the question of how qualia fit into the physical world in the + context of his “relational and realist completion of quantum theory, called the causal theory of + views” (Smolin, 2020).
+
Smolin has long focused on a “realist” double completion of quantum mechanics and general + relativity that would give a full description of, or explanation for, all individual physical + processes, independent of our knowledge or interventions. Such a completion is required for unifying + gravity, spacetime, and cosmology into the rest of physics. His common theme has been that of a + relational “hidden variables” theory: a realist description of precisely what goes on in each + individual event or process, which reduces to quantum mechanics in a certain limit and averaging + procedure.
+
In Smolin's theory, the first key idea is that “the universe is constructed from nothing but a + collection of views of events, where the view of an event is what can be known about that event's + place in the universe from what can be seen from that event.” In other words, “the beables of this + theory [‘beable’ is short for ‘maybe-able,’ i.e., anything that could possibly be, in any + superimposed quantum states] are views from events, the information available at each event from its + causal past, such as its causal predecessors and the energy and momentum they transfer to the + event." Smolin calls this the “view” of an event—that is, “a causal universe that is composed of a + set of partial views of itself.” Within such an ontology of views, Smolin says it's “natural to + propose that instances or moments of conscious experience are aspects of some views. That is, an + elementary unit of consciousness is not a single qualia, but the entire of a partial view of the + universe, as seen from one event” (Smolin, 2020.)
+
Smolin's second key idea restricts the views that are associated with consciousness to within a + very small set. Most events and their views are common and routine, he says, in that they have many + near copies in the universe within their causal pasts. He proposes that these common and routine + views have no conscious perceptions. Then, “there are a few, very rare views which are + unprecedented, which are having their first instance, or are unique, in that they have no copies in + universal history.” Smolin proposes it is “those few views of events, which are unprecedented, + and/or unique, and are hence novel, [i.e., they are not duplicates of the view of any event in the + event's own causal past] which are the physical correlates of conscious perceptions.”
+
This addresses, he says, “the problem of why consciousness always involves awareness of a bundled + grouping of qualia that define a momentary self. This gives a restricted form of panpsychism defined + by a physically based selection principle which selects which views have experiential aspects.” +
+
To summarize, Smolin bases his theory on two concepts: First, the beables of a relational + theory to be the views of events. Second, the possibility of making a physical distinction + between common and routine states, on the one hand, and novel and unique states, on the other. “A + relational theory that incorporates both ideas offers a possible setting for bringing qualia and + consciousness into physics. The physical correlates of consciousness would be the novel or unique + views of events” (Smolin, 2020.)
+
+
+

11.10. Carr's quantum theory, psi, mental space

+
Mathematician-astronomer Bernard Carr speculates that “mental space,” an unknown aspect of + reality, may be the ultimate foundation of consciousness. “Even if you believe that consciousness + collapses the wave function,” he says, “that doesn't really accommodate consciousness within + physics. It's saying that quantum theory is weird and therefore maybe it can explain consciousness, + which is also weird—but that is illogical because it's just explaining one mystery in terms of + another. We need to get consciousness into physics in a more fundamental way” (Carr, 2016a).
+
Carr notes that most physicists take the view that “consciousness is just an epiphenomenon + produced by the brain, independent of physics, and that as physicists they don't have to confront + the problem of consciousness because, after all, physics has a third-person perspective, objects in + the outside world, whereas consciousness has a first-person perspective. In other words, clearly + brains exist and brains are physical systems, but consciousness is simply beyond the domain of + physics. The real issue is how can physics ever accommodate that first-person perspective?” (Carr, 2016b).
+
Carr considers the radical view that “consciousness actually is more fundamental, that the + brain's role is to limit your experience. So, when you see the world through your eyes and hear it + through your ears, the brain is limiting your experience—which, on the face of it, might seem a + completely bizarre thing to say, but that, at least, is an alternative view, that consciousness is + not actually generated by the brain, but merely encounters the world through the brain” (Carr, 2016c).
+
“The only way I can see this,” Carr poses, is a state of affairs “where consciousness is primary, + a fundamental aspect of reality. In other words, consciousness is not just generated as a result, as + the endpoint, of physical processes. In some sense, it's there from the beginning” (Carr, 2016c).
+
As to the relationship between consciousness and mathematics, Carr sees them “on a par because I + feel that the final picture of the world must marry matter and mind. They come together. Which is + primary? I'm not sure the question even makes sense, because I prefer a picture in which matter and + mind co-exist right from the beginning.” Carr is careful to clarify what he means by “mind.” He + says, “When I use the word ‘mind’ in this context, I'm using ‘Mind’ with an upper-case ‘M’, rather + than mind with a lower-case ‘m’, which is generated by the brain. ‘Mind’ with a big ‘M’ is like + consciousness with a big ‘C’” (Carr, 2016c).
+
In forming his theory, Carr sees support from psi or the paranormal. While he recognizes that psi + “encompasses a multitude of sins,” there are some aspects, such as telepathy and clairvoyance, which + he takes seriously, whereas other aspects, such as precognition and psychokinesis, less so. Still, + he regards even these psi phenomena as possible because of potential deep interactions between + consciousness and physics. Thus, psi is another reason why, he says, “We need a theory of physics + that accommodates consciousness.” (Carr stresses that he gives no credence to many aspects of psi or + the paranormal.) (Carr, 2016d).
+
Carr's “favorite view,” he says, is that “the way to explain this link between minds, and indeed + between minds and the physical world, is to say that there is in some sense a ‘bigger space’ and + this bigger space in some sense links your mind and my mind.” He labels this bigger space “mental + space.” He says, “Just as there's a physical world that reconciles innumerable observations of the + physical world, there is this ‘mental space’ that allows connections between different minds and + between minds and the physical world—because, remember, the physical world is also part of this + bigger space.”
+
Carr offers another category of explanations for psi which involves quantum theory, where + entanglement can connect spatially separated objects and events. “Maybe we're all entangled in some + weird quantum mechanical way. Now, that's probably the view which is currently the most popular + among parapsychologists.” However, that's not Carr's own view. “As noted, my own favorite view is + that there is this bigger space, this mental space, that in some sense links minds and perhaps + matter as well.”
+
Carr discerns the relationship between quantum theory and this mental space. “If you want + consciousness to come into physics, quantum theory is going to play a role. All I'm saying is I + don't think that quantum theory alone can explain all the phenomena. You need some form of mental + space to accommodate these psi or paranormal + phenomena (if you believe in these phenomena, of course, which most of my colleagues do + not).” Carr stresses, rightly I think, that psi or paranormal phenomena are worth taking seriously + (17), because even with a minimalist view that the probability of these phenomena being real is + small, their significance for a final theory of physics would be huge” (Carr, 2016d).
+
+
+

11.11. Faggin's quantum information-based panpsychism

+
Physicist/inventor Federico Faggin postulates “with high confidence” that “consciousness and free + will are properties of quantum systems in pure quantum states” because they depend on quantum + entanglement, a nonlocal property that cannot exist in any classical, deterministic universe (Faggin, 2023). The kind of information + involved in consciousness needs to be quantum for multiple reasons, he says, “including its + intrinsic privacy and its power of building up thoughts by entangling qualia states.” As a result, + Faggin comes to a “quantum-information-based panpsychism” (QIP) (D'Ariano and Faggin, 2022).
+
The essence of QIP is that “a quantum system that is in a pure quantum state is conscious of its + own state, that is, it has a qualia experience of its state.” Faggin calls this “a highly plausible + postulate” because “a qualia experience is definite (integrated, not made of a mixture of separable + parts) and private since it can only be known by the experiencer.”
+
More formally, the theory says that a quantum state is an effective mathematical representation + of a conscious experience because it possesses the same crucial characteristics of what it + represents: the definiteness and privacy of the experience. “Within QIP, quantum information + describes the subjective inner reality of quantum systems, a reality that is private for each + system” (Faggin, 2023).
+
But this mathematical description of an experience (a vector in Hilbert space), Faggin stresses, + is not the experience itself. Quantum information is non-cloneable and thus can be only + partially objectified with classical information. Moreover, “the nature of that private knowing is + not numeric but qualitative and subjective, because a conscious system ‘knows’ its + own state by feeling it through qualia.”
+
Faggin says his hypothesis has creative possibilities, which are the foundation of imagination, + intuition, vision, creativity, comprehension, and inventiveness, emerging “from the quantum level of + reality, since a classical world is deterministic, that is, algorithmic and predictable, and thus + incapable of real creativity.” True creativity, Faggin says, like free will and consciousness, “are + non-algorithmic properties that can only exist in a fundamental layer of the universe ruled + by quantum physics.” Because quantum consciousness is not reproducible, Faggin predicts that no + machine can ever have it or create it (it is not reducible to mechanisms) and, he says, it could + continue to exist after the death of the body (Faggin, 2023).
+
+
+

11.12. Fisher's quantum cognition

+
Condensed matter physicist Matthew Fisher proposes that quantum processing with nuclear spins + might be operative in the brain and key to its functioning. He identifies “phosphorus as the unique + biological element with a nuclear spin that can serve as a qubit for such putative quantum + processing—a neural qubit—while the phosphate ion is the only possible + qubit-transporter.” He suggests the “Posner molecule” (calcium phosphate clusters, + Ca9(PO4)6) as “the unique molecule that can protect the neural + qubits on very long times and thereby serve as a (working) quantum-memory” (Fisher, 2015).
+
To be functionally relevant in the brain, he says, “the dynamics and quantum entanglement of the + phosphorus nuclear spins must be capable of modulating the excitability and signaling of + neurons”—which he takes as a working definition of “quantum cognition”. Phosphate uptake by neurons, + he says, might provide the critical link.
+
Because quantum processing requires quantum entanglement, Fisher argues that “the enzyme + catalyzed chemical reaction which breaks a pyrophosphate + ion into two phosphate ions can quantum entangle pairs of qubits,” and that “Posner molecules, + formed by binding such phosphate pairs with extracellular calcium ions, will inherit the nuclear + spin entanglement.” Continuing the explanatory sequence, Fisher says “Quantum measurements can + occur when a pair of Posner molecules chemically bind and subsequently melt, releasing a shower + of intra-cellular calcium ions that can trigger further neurotransmitter + release and enhance the probability of post-synaptic neuron firing. Multiple entangled Posner + molecules, triggering non-local quantum correlations of neuron firing rates, would provide the + key mechanism for neural quantum processing” (Fisher, 2015).
+
The possible centrality of quantum processing in the brain is supported by the emerging field of + quantum biology. It can be called, “quantum neuroscience” (Ouellette, 2016). Fisher's proposal, + even if incorrect in its specifics, is useful in identifying the kinds of processes and sequences of + explanatory steps required if quantum processing is to be fundamental for brain function in general + and for consciousness in particular.
+
+
+

11.13. Globus's quantum thermofield brain dynamics

+
Psychiatrist-philosopher Gordon Globus seeks to link two seemingly independent discourses: An + application of quantum field theory to brain functioning, which he calls “quantum brain dynamics,” + and the continental postphenomenological tradition, especially the work of Martin Heidegger and + Jacques Derrida. Underlying both, he says, “is a new ontology of non-Cartesian dual modes whose rich + provenance is their between" (Globus 2003).
+
The key issue, in Globus's + telling, is that of primary “closure”—the nonphenomenality of quantum physical reality—and the + action that brings “dis-closure.” Dis-closure of the phenomenal world, he argues, “can be + understood within the framework of dissipative quantum thermofield brain dynamics without any + reference to consciousness” (Globus, 2011). He posits to + “deconstruct” the field of consciousness studies by combining “two persistently controversial + areas: the hard problem of qualia and the measurement problem in quantum physics …. within the + framework of dissipative quantum thermofield brain dynamics: disclosure.” + His claim is that “the problematics of consciousness/brain, qualia, and measurement in quantum + physics are resolved by substituting disclosure for perceptual consciousness and distinguishing + the phenomenal brain-p from the macroscopic quantum object brain-q” (Globus, 2013).
+
Metaphysically, Globus conceives the world as a “continual creation” on the part of each + quantum thermofield brain in parallel, which is “triply tuned”: by sensory + input, memory and self-tuning. Such a brain, he says, “does not primarily process + information—does not compute—but through its multiple tunability achieves an internal match in + which a world is disclosed, even though there is no world out there, only objects under quantum + description at microscopic, mesoscopic and macroscopic scales.” Globus claims his “unconventional + formulation revives a version of monadology via quantum brain theory” (Globus, 2022).
+
Globus decries how “philosophers have said some rather naive things by ignoring the extraordinary + advances in the neurosciences in the 20th century. The skull is not filled with green cheese!” On + the other hand, he criticizes “the arrogance of many scientists toward philosophy and their faith in + the scientific method,” which he calls “equally naïve,” asserting that “scientists clearly have much + to learn from philosophy as an intellectual discipline” (Globus, 2012).
+
+
+

11.14. Poznanski's dynamic organicity theory

+
Neuroscientist Roman Poznanski proposes a Dynamic Organicity Theory (DOT) of consciousness, a + quantum biological theory based on a multiscale interpretation of type-B materialism.38 DOT utilizes a multiscalar + temporal-topological framework to include quantum biological effects in the sense of what happens to + macroscopic systems upon interaction with quantum potential energy that exists when a living + negentropic39 state of the brain imposes + thermodynamic constraints (Section: Poznanski, 2024).
+
DOT does not deal with quantum consciousness or assume quantum brain dynamics. However, according + to Poznanski, a Schrödinger-like equation describes the quantum effects within the multiscale + complexity, where multiscale complexity is both functional and structural through changeable + boundary conditions (resulting in the topology being a holarchical modularity). This is made + possible by treating time consciousness, i.e., “consciousness-in-the-moment,” on a nonlinear + temporal scale and implicitly grounding space to the contingency of changing boundary conditions. + The approach is based on the dynamics of functional relations (not to be confused with + functionalist or relational theories of consciousness). It is a nonspatial topological framework + (not the mathematical study of “space” in a general sense of topological spaces) associated with the + temporal aspect of the functionality. Here, functionality refers to the biological realization of + the physical as those features of usefulness that exist subjectively. Therefore, Poznanski says, it + rules out functionalism and focuses on the qualitativeness of brain functioning. As noted, the + approach is type-B materialism (Chalmers, 2003), where + consciousness is a physical process, but epistemic objectivism + alone does not define physicalism (Shand, 2021). This means that + functionality as the quality of usefulness only refers to physical properties assessed subjectively, + which can be possible only through quantum biological effects.
+
Moreover, the functional capability of the negentropic state changing over time must satisfy the + following necessary condition for consciousness to arise: the functionality of multiscale complexity + must exceed the functionality of maximum complexity, i.e., FMultiComplexity > + FMaxComplexity. This means that consciousness arises when the functionality of multiscale + complexity reaches above the functionality of maximum complexity. This required increase in + functionality of multiscale complexity is derived from an additional degree of freedom made possible + by quantum biology40 beyond that of the + functionality of maximum complexity as derived from brain structure, dynamics, and function. + FMaxComplexity is an insufficient measure of consciousness. FMultiComplexity + provides an epistemically subjective approach to dynamic organicity, including self-referential + dynamic pathways that give an extra quality of energy-negentropy exchange for path selection as + realization relations. FMultiComplexity is not a step-function but a gradual ascendance + to plateaus accounting for different degrees of consciousness. (Whether this condition is sufficient + is beyond DOT to decipher; something with an equivalent topology could cause consciousness in other + systems.) (Poznanski, 2024).
+
Poznanski states that “the act of understanding uncertainty is the main qualifier of + consciousness” and “the ’act’ connotes the experienceable form, which is, in essence, a precursor of + the experience of acting.” The process entails the potential for understanding “meaning” through + self-referential dynamical pathways “instead of recognizing (cf. introspection) sensory information + through perceptual channels, forming the basis of understanding uncertainty without relying on + memory recall.” It is not, he says, “coming into existence” because “quantum-thermal fluctuations + are irreducible, yet the process as a whole comes ‘to exist’ perhaps not instantaneously but appears + spontaneously. Its output is intentionality as an instruction to act in path selection.”
+
The self-reference principle, which Poznanski says can replace emergence and self-organization + when dealing with functionality rather than structure, “establishes dynamical pathways from the + microscale to the macroscale (this includes nonlocal pathways), in which diachronic causation and + how the disunity of causal order in the redundancy creates a weak unity of consciousness through its + temporal structure,” the inferred purpose giving rise to “a sense of self.”
+
Poznanski avoids discussing phenomenological properties of consciousness, such as qualia, + because, he says, they do “not apply to conscious reality when considered in the context of + functional-structural realism, an offshoot of structuralism, without relying on introspection.” + Phenomenological consciousness, he says, “appears like a black box of ‘being’ instead of ‘doing.’” + However, functional interactions that entail self-referential dynamics “are uniquely fathomed and, + hence, not phenomenally equivalent in other functional systems.”
+
Thus, Poznanski concludes, “a living negentropic state that supports biological function is a + dynamic state of being organic representing an additional degree of freedom for intrinsic + information to be structured, which makes it possible for a dynamic organicity theory of + consciousness to take shape in the material brain” (Poznanski, 2024).
+
+
+

11.15. Quantum consciousness extensions

+
The following theories of consciousness are not quantum theories per se in that they do not have + quantum mechanics as the essence or generator of consciousness. Rather, each reflects how quantum + mechanics could facilitate or interact with other theories of consciousness. All are highly + speculative.
+
Computer scientist Terry Bollinger enjoys speculating about possible mechanisms of quantum + consciousness; these include, non-linear soliton Schrödinger wave models in sensory neural + networks; neural dendrites as antennas for wave collapses; how warm brains might actively + maintain and manipulate quantum wave functions; and how “quasiparticles” might enable quantum + consciousness by quantizing classical data transfers between neurons (Bollinger, 2023).
+
Complexity theorist Sudip Patra posits that mathematical tools used in quantum + science (information theory included) can be also used to describe cognition; for example, + Hilbert space modeling of cognitive states might provide better descriptions of different + features like contextuality + in decision + making, or even exploring ‘entanglement-like’ features of mental states (Patra, 2023; Rooney and Patra, 2022). Though Patra + is agnostic about any underlying physics of consciousness, he works with Kauffman (11.7) to + construct a non-local theory of consciousness outside the constraints of physical space-time.
+
New-age physician-author Deepak Chopra explains “the intricate relationship between consciousness + and the quantum field” by applying the same word “field” to both. Consciousness isn't individual, he + says. “Instead, it is a vast field that individuals share in. This field encompasses myriad + possibilities. It is the source from which thoughts, sensations, images, and feelings emerge and + then dissolve back into, just as subatomic particles do in the quantum field. Mental experiences and + quanta are transient, shaped by uncertainty, and are, in essence, energetic fluctuations within the + consciousness field.” Chopra points to the infinite nature of the quantum and the consciousness + fields, and to the essential entanglement within each, such that local realism—i.e., the world of + isolated physical objects and mental thoughts—is “out the window” for both physical and mental + phenomena. This entanglement, he says, “suggests that physical objects are intertwined with + perception and consciousness, blurring the boundaries between the observer and the observed.” Chopra + proposes “a drastic paradigm shift” in which “consciousness comes first, being the field that is the + origin of creation, acting in concert with the quantum field” (Chopra, 2023a, Chopra, 2023b).
+
Philosopher Emmanuel Ransford proposes “quantum panpsychism” where matter is richer “with an + extra content or dimension”—he calls it “holomatter,” composed of “holoparticles”—and consciousness + is “a nonmaterial content of the world.” It assumes two types of causality: “out-causation,” + causation from outside, out of reach and deterministic; and “in-causation,” causation from within, + unpredictable and “self-willed,” a kind of randomness. Holoparticles, Ransford offers, also have two + parts: one obvious, deterministic and out-causal; the other hidden, random-looking and in-causal. + This hints, he says, that “the randomness of some quantum events is a smoking-gun evidence of + in-causation.” He adds the “im-im hypothesis,” where “im-im” stands for immaterial and + immanent, and his claimed insight is that the brain is a catalyst of the mind. “It is + a biological ‘lamp’ of sorts that pours out untold sparks of consciousness instead of untold + sparks of light (or photons) in the case of ordinary lamps.” Indeed, the brain spawning + large flows of active and entangled in-causal holoparticles within the im-im framework would + underpin ordinary consciousness—holoparticles linking quantum and consciousness. This is why + “consciousness, albeit immaterial, needs a physical structure to ‘catalyze’ it into being” + (Ransford, 2023).
+
Theoretical engineer Edward Kamen proposes that “the human soul is a type of quantum + field,” which interacts with only certain fields in the physical universe, and not directly with + matter. The claim is made that “fields that interact with the soul field include electromagnetic + waves,” citing as evidence “near-death experiences where events that could + not have been seen through the eyes of the individual are verified.” Extending the theory, Kamen + speculates that because “electric fields and electromagnetic fields have the same quanta consisting + of photons, electric fields may also interact with the soul field.” This could result in the + transfer of information, he says, from working memory to the soul through electric fields produced + by neural ensembles in the human brain. Further, the soul field may also affect neurons on the + molecular level, perhaps via electric fields and cytoelectric coupling (Kamen and Kamen, 2023).
+
Quantum consciousness: a growth market.
+
+
+

11.16. Rovelli's relational physics

+
Physicist Carlo Rovelli focuses on “the profoundly relational aspect of physics, manifest in + general relativity, but especially in quantum mechanics.” 20th century physics, he says, “is not + about how individual entities are by themselves. It is about how entities manifest themselves to one + another. It is about relations.” This vindicates, he offers, “a very mild form of panpsychism,” but + “this same fact may undermine some of the motivations for more marked forms of panpsychism” (Rovelli, 2021).
+
“Although there is nothing specifically psychic or mental in the relational properties of a + system with respect to another system,” Rovelli says “there is definitely something in common with + panpsychism, because the world is not described from the outside: it is always described relative to + a physical system. So, physical reality is, in our current physics, perspectival reality” (Dorato, 2016).
+
Rovelli takes a deflationary view of the hard problem: “If our basic understanding of the + physical world is in terms of more or less complex systems that interact with one another and + affect one another, the discrepancy between the mental and the physical seems much less dramatic.” + He concludes, “It is a world where physical systems—simple and complex—manifest themselves to + other systems—single and complex—in a way that our physics describes. I see no reason to believe + that this should not be sufficient to account for stones, thunderstorms, + and thoughts” (Dorato, 2016).
+
According to George Musser, one way to argue that relationalism could solve the hard problem is, + first, to recognize that “third-person physics isn't up to the task of explaining first-person + experience and, specifically, its qualitative aspect (qualia).” Then, Rovelli's approach is to say + that “physics is not, in fact, third-person; it is specific to each of us, just as each of us has + our own private stream of consciousness.” Thus, “the two sides are not so mismatched after all.” + However, Musser adds, “although physics may well be relational, subjective experience doesn't seem + to be” (Musser, 2023a, Musser, 2023b).
+
+
+
+

12. Integrated information theory

+
Integrated Information Theory (IIT), developed by neuroscientist Giulio Tononi and supported by + neuroscientist Christof Koch, is an original, indeed radical model that states what experience is and + what types of physical systems can have it (Tononi and Koch, 2015). IIT is grounded + in experience, the phenomenology of consciousness, and it features mathematical description, + quantitative measurement, scientific testability, broad applications, and nonpareil, intrinsic, + cause-effect “structures.” In other words, “IIT addresses the problem of consciousness starting from + phenomenology—the existence of my own experience, which is immediate and indubitable—rather than from + the behavioral, functional, or neural correlates of experience” (Tononi et al., 2022). Controversial to + be sure, IIT has become a leading theory of consciousness.41
+
IIT accounts for consciousness in the following way. First, introspection and reason identify the + essential properties of consciousness—the axioms of phenomenal existence. Then, each axiom is + accounted for terms of cause–effect power; that is, “translating” a “phenomenal property into an + essential property of the physical substrate of consciousness” [PSC]—yielding the postulates of + physical existence. In this way, IIT claims to “obtain a set of criteria that a physical substrate of + consciousness (say, a set of cortical neurons) must satisfy” (Tononi et al., 2022).
+
IIT asserts that distinct conscious experiences are in a literal sense distinct + kinds of conceptual structures in a radical and heretofore unknown kind of “qualia space.” IIT says + (and introduced the idea) that for every conscious experience, there is a corresponding mathematical + object such that the mathematical features of that object are isomorphic to the properties of + the experience.
+
“Integrated information theory means that you need a very special kind of mechanism organized in a + special kind of way to experience consciousness,” Tononi says. “A conscious experience is a maximally + reduced conceptual structure in a space called ‘qualia space.’ Think of it as a shape. But not an + ordinary shape—a shape seen from the inside.” Tononi stresses that simulation is “not the real thing.” + To be truly conscious, he said, an entity must be “of a certain kind that can constrain its past and + future—and certainly a simulation is not of that kind” (Tononi, 2014b).
+
Christof Koch envisions how IIT could explain experience—how consciousness arises out of matter. + “The theory makes two fundamental axiomatic assumptions,” Koch explains. “First, conscious experiences + are unique and there are a vast number of different conscious experiences. Just think of all the + frames of all the movies you've ever seen or movies that will ever be made until the end of time. Each + one is a unique visual experience and you can couple that with all the unique auditory experiences, + pain experiences, etc. All possible conscious experiences are a gigantic number. Second, at the same + time, each experience is integrated—what philosophers refer to as unitary. Whatever I am conscious of, + I am conscious of as a whole. I apprehend as a whole. So, the idea is to take these two axioms + seriously and to cast them into an information theory framework. Why information theory? Because + information theory deals with different states and their interrelationships. We don't think the stuff + the brain is made out of is really what's critical about consciousness. It's the interrelationship + that's critical” (Koch, 2012b).
+
IIT starts from phenomenology itself—a point that Tononi stresses cannot be overstressed—with + axioms that are deemed to be unequivocally and universally true for all instances of consciousness, + such that whatever systems manifest these axioms will ipso facto manifest consciousness.
+
It is at this point that IIT seeks a mathematical expression of the fundamental properties of + experience. It is not the reverse: IIT does not start from mathematics hoping to explain + phenomenology; rather it starts with phenomenology and ends with mathematics (Tononi, 2014a). Because IIT's + consciousness is a purely information-theoretic property of systems, not limited to brains or even to + biology, Tononi constructs a mathematical function φ (phi) to measure a system's informational + integration, with levels of φ covarying with degrees of consciousness (Van Gulick, 2019).
+
In IIT, each experience, each conscious percept, has clear characteristics: it is specific: it is + what it is by how it differs from alternative experiences; it is unified: irreducible to + noninterdependent components; it is unique: it has its own one-off borders and a particular + spatio-temporal grain (Oizumi et al., 2014; Haun and Tononi, 2019).
+
These pillar concepts, all grounded in experience, are expressed by five phenomenological axioms: + intrinsic existence, composition, information, integration and exclusion. These axioms are then + formalized into postulates that prescribe how physical mechanisms, such as neurons or logic gates, + must be configured to generate experience (phenomenology). The postulates are used to define + integrated information as information specified by a whole that cannot be reduced to that specified by + its parts (Tononi and Koch, 2015).
+
Each of IIT's five postulates defines and constrains the properties required of physical mechanisms + to support consciousness (Tononi and Koch, 2015).
    +
  • (i) +
    Intrinsic Existence. Consciousness exists of its own inherent nature: each + experience is real, and it exists from its own inherent perspective; to account for + experience, a system of mechanisms in a state must exist intrinsically and it must have + cause–effect power.
    +
  • +
  • (ii) +
    Composition. Consciousness is structured: each experience is composed of + phenomenological distinctions; the system must be structured: subsets of system elements + (composed in various combinations) must have cause–effect power upon the system.
    +
  • +
  • (iii) +
    Information. Consciousness is specific: each experience is the particular way it is; + the system must specify a cause–effect-enabling structure that is the particular way it is; + the system has a set of specific cause–effect repertoires that distinguishes it from all other + possible structures (differentiation).
    +
  • +
  • (iv) +
    Integration. Consciousness is unified: each experience is irreducible to + noninterdependent subsets of phenomenal distinctions; the cause–effect structure specified by + the system must be unified: it must be intrinsically irreducible.
    +
  • +
  • (v) +
    Exclusion. Consciousness is definite, in content and spatio-temporal grain: each + experience has the set of phenomenal distinctions it has, not less or more, and flows at the + speed it does, not faster or slower; the cause–effect structure specified by the system must + be definite and is maximally irreducible intrinsically (“conceptual structure”).
    +
  • +
+
+
It is this conceptual structure that is especially intriguing. Maximally irreducible intrinsically, + it is also known as a “quale” (plural: qualia). Its arguably infinite varieties are formed when + higher-order mechanisms specify concepts, with the constellation of all concepts specifying the + overall form or shape of the quale. On this basis, Tononi and Koch formulate the central identity of + IIT quite simply: an experience is identical to a conceptual structure that is maximally + irreducible intrinsically (Tononi and Koch, 2015).
+
Questions that IIT seeks to address: Why the cerebral cortex gives rise to consciousness but the cerebellum + does not, though the latter has even more neurons and appears to be just as complex? Is consciousness + present in coma patients, preterm infants, non-mammalian species? Can computers, artificial + intelligence (e.g., large language models) become conscious as humans are conscious?
+
Most relevant to our Landscape is IIT's fundamental ontology. Put simply, it begins with “the + ontological primacy of phenomenal existence.” The proper understanding of consciousness, IIT states, + is “true existence, captured by its intrinsic powers ontology: what truly exists, in physical terms, + are intrinsic entities, and only what truly exists can cause” (Tononi et al., 2022).
+
Seeking to embed its theory of consciousness within a coherent metaphysical framework, IIT + introduces its “0th postulate” or “principle of being.” To exist physically, IIT states, “means to + have cause–effect power—being able to take and make a difference. In other words, physical existence + is defined purely operationally, from the extrinsic perspective of a conscious observer, with no + residual ‘intrinsic’ properties (such as mass or charge). Furthermore, physical existence should be + conceived of as cause–effect power all the way down—namely down to the finest, ‘atomic’ units that can + take and make a difference” (Tononi et al., 2022).
+
IIT deep conclusion is that “only a substrate that unfolds into a maximum of intrinsic, structured, + specific, irreducible cause–effect power—an intrinsic entity—can account for the essential properties + of phenomenal existence in physical terms.” IIT goes on to claim that “only an intrinsic entity can be + said to exist intrinsically—to exist for itself, in an absolute sense. By contrast, if something has + cause–effect power but does not qualify as an intrinsic entity, it can only be said to exist + extrinsically—to exist for something else—say, for an external observer—in a relative sense. And + intrinsic, absolute existence is the only existence worth having—what we might call true existence. + Said otherwise, an intrinsic entity is the only entity worth being.”
+
In a crucial move, according to Tononi and colleagues, “IIT asserts an explanatory + identity: an experience is identical to a Φ-structure. In other words, the phenomenal + properties of an experience—its quality or how it feels—correspond one-to-one to the physical + properties of the cause–effect structure unfolded from the physical substrate of consciousness. Thus, + all the contents of an experience here and now—including spatial extendedness; temporal flow; objects; + colors and sounds; thoughts, intentions, decisions, and beliefs; doubts and convictions; hopes and + fears; memories and expectations—correspond to sub-structures in a cause–effect structure (Ф-folds in + a Ф-structure)” (Tononi et al., 2022).
+
This means that “all contents of experience correspond to sub-structures within a maximally + irreducible cause–effect structure—to Φ-folds within a Φ-structure. This applies not only to the + experience of space, time, and objects, but also to conscious thoughts and feelings of any kind … + Conscious alternatives, too, are Φ-folds within the Φ-structure corresponding to an experience.
+
Fundamentally, then, it is IIT's claim that when one is conscious, “what actually exists is a large + Ф-structure corresponding to my experience, and it exists at its particular grain. No subsets, + supersets, or parasets of that Ф-structure also exist, just as no other grains also exist. Moreover, + what actually exists is only the Ф-structure corresponding to my experience, not also an associated + physical substrate. Crucially, any content of my experience, including alternatives, reasons, and + decisions, corresponds to a sub-structure [i.e., Φ-folds] within my Ф-structure, not to a functional + property emerging from my [neural] substrate (Tononi et al., 2022).
+
Because “IIT starts from phenomenal existence and defines physical existence operationally in terms + of cause–effect power ‘all the way down,’ with no intrinsic residue, such as mass and charge … a + physical substrate should not be thought of as an ontological or ‘substantial’ basis—an ontological + substrate—constituted of elementary particles that would exist as such, endowed with intrinsic + properties.”
+
This means, according to IIT, “because I actually exist—as a large intrinsic entity—the neurons of + my substrate as such but the Ф-structure expressing its causal powers … Moreover, because my + alternatives, reasons, and decisions exist within my experience—as sub-structures within an intrinsic + entity—the neuronal substrates of alternatives, reasons, and decisions cannot also exist.” If this + picture is correct, IIT claims controversially, “it leaves no room for emergence or dualism of any + sort” (Tononi et al., 2022).
+
As a defining corollary to its radical theory of consciousness, IIT claims that true free will + exists, based on “the proper understanding of experience as true existence and on the intrinsic powers + view: what truly exists, in physical terms, are intrinsic entities, and only what truly exists can + cause.” In contrast, in materialistic theories, with ontological and causal micro-determination, much + of the debate about free will has revolved not around existence but around determinism/indeterminism, + so that true free will is incompatible (Tononi et al., 2022).
+
In the same set of “adversarial collaboration” experiments that tested Global Workspace Theory + (9.2.3), IIT was also subjected to the putatively rigorous protocols (Templeton World Charity + Foundation, n.d.). “The specific IIT prediction examined was that + consciousness is a kind of “structure” in the brain formed by a particular type of neuronal + connectivity that is active for as long as a given experience, say, seeing an image, is occurring. + This structure is said to be in the posterior cortex (the occipital, parietal, and temporal + cortices in the back part of the brain). Preliminary results indicate that while “areas in + the posterior cortex do contain information in a sustained manner”—which could be taken as + evidence that the “structure” postulated by the theory is being observed—the independent + “theory-neutral” researchers didn't find sustained synchronization between different areas of the + brain, as had been predicted. Preliminary brain-scanning data to calculate φ for simplified models + of specific neural networks within the human brain, such as the visual + cortex, seem to correlate with states of consciousness (Lenharo, 2023a, Lenharo, 2023b, 2024). Scanning the brain as people + “slip into anesthesia” is said to offer support for IIT by calculating phi “for simplified models of + specific neural networks within the human brain that have known functions, such as the visual cortex” + (Wilson, 2023)—though, by all accounts, + the empirical neuroscience of IIT is still rudimentary.
+
More recently, Koch defines IIT’s consciousness as “unfolded intrinsic causal power, the ability to + effect change, a property associated with any system of interacting components, be they neurons or + transistors. Consciousness is a structure, not a function, a process, or a computation.” He calls out + “the theory’s insistence that consciousness must be incorporated into the basic description of what + exists, at the rock-bottom level of reality”—a claim that “has also drawn considerable fire from + opponents.” He explains that IIT “quantifies the amount of consciousness of any system by its + integrated information, characterizing the system’s irreducibility. The more integrated information a + system possesses, the more it is conscious. Systems with a lot of integration, such as the adult human + brain, have the freedom to choose; they possess free will” (Koch, 2024, p. 16).
+
Personally, I see IIT operating in three dimensions. First, measurement: IIT is a test of + consciousness, assessing what things are conscious, and in those things that are, quantifying the + degree of consciousness (e.g., coma patients). Second, mechanism: IIT can predict brain structures and + functions involved in consciousness. Third, ontology (the most controversial): IIT speculates that the + conceptual structures of qualia are “located” in some kind of “qualia space” (13.5).
+
The first two dimensions, IIT's measurement and mechanism, could sit comfortably in the Materialism + Theories area of the Landscape. The third, IIT's ontology of qualia, is radically distinct, its + classification unclear—which is part of the reason why I have given IIT its own category on the + Landscape.42
+
IIT claims that integrated information is both necessary and sufficient for consciousness: + necessary seems uncontroversial; sufficient is the rub to many. But what I especially like about IIT's + “conceptual structures” in “qualia space” is that IIT makes a stake-in-the-ground commitment to what + consciousness per se may literally be—an appreciated rarity on the Landscape of consciousness + (which does not mean that I subscribe to it).
+
+

12.1. Critiques of integrated information theory

+
IIT has its critics, of course, as should every scientific theory. Some like to highlight IIT's + “anti-common sense” predictions imputing consciousness to objects and things that just do not in any + way seem to be conscious. The early exchange between theoretical quantum computer scientist Scott + Aaronson and Giulio Tononi is illuminating (Aaronson, 2014a, 2014b, 2014c; Tononi, 2014a).
+
More sensational, though not necessarily more illuminating, is the open letter from 124 + neuroscientists and philosophers, including leading names, that characterizes IIT as + “pseudoscience,” a damning descriptor that relegates IIT with the likes of astrology, alchemy, flat + Earth and homeopathy. The impact is such that one can no longer discuss IIT without referencing the + letter (Fleming et al., 2023).
+
The letter is titled “The Integrated Information Theory of Consciousness as Pseudoscience” and it + expresses concerns that the media, including both Nature and Science magazines + “celebrated” IIT as “a ‘leading’ and empirically tested theory of consciousness”—prior to + peer-review. Moreover, the letter criticizes the large-scale adversarial collaboration project as + testing only “some idiosyncratic predictions made by certain theorists, which are not really + logically related to the core ideas of IIT.” The letter concludes, “As researchers, we have a duty + to protect the public from scientific misinformation”—thereby igniting a firestorm in consciousness + studies (Fleming et al., 2023).
+
Nature called it an “uproar” (Lenharo, 2023a, Lenharo, 2023b). Responding, Christof + Koch said, “IIT is a theory, of course, and therefore may be empirically wrong,” but it makes its + assumptions very clear—for example, that consciousness has a physical basis and can be + mathematically measured.
+
David Chalmers was quick to comment: “IIT has many problems, but ‘pseudoscience’ is like dropping + a nuclear bomb over a regional dispute. It's disproportionate, unsupported by good reasoning, and + does vast collateral damage to the field far beyond IIT. As in Vietnam: ‘We had to destroy the field + in order to save it’” (Chalmers, 2023).
+
Hakwan Lau, one of the lead co-authors of the open letter, writes in an extended response to the + “uproar” that “it is already false to characterize IIT, a panpsychist theory, as being empirically + tested at all in a meaningful way.” He argues that the entire field, including his own theory, is + not at the stage where predictions can logically apply, stating “the advertised goal of really + testing and potentially falsifying theories is unrealistic, given where the field is at the moment.” + Lau concludes by doubling down: “The world has now seen the nature of the conflicts and problems in + our field, which can no longer be unseen. As a matter of fact, a sizable group of researchers think + that IIT is pseudoscience” (Lau, 2023).
+
To physicist-neuroscientist Alex Gomez-Marin, “IIT ticks too many nonmaterialist boxes. There is + academic hate for nonphysicalist speech … Cancel culture has unfortunately landed in the sciences, + and just now in neuroscience. Using the pseudo-word is a pseudo-argument akin to name-calling to get + rid of people … We have the responsibility to tell the truth, to the best of our ability” (Gomez-Marin, 2023).
+
My own view straddles the barbed fence. On one side, I agree that IIT has more weight than + warrant in the pop-sci and even scientific communities, and that the results of the adversarial + collaboration experiments, even if they could achieve their preset objectives, would not, perhaps + could not, justify the core IIT theory. Moreover, the one-on-one adversarial experiments in general, + with their high publicity, give the inappropriate impression that the two protagonists are the + finalists in a theory-of-consciousness “run off,” as it were, when in fact there are many dozens of + other theories, nonphysical as well as physical, still in the game.
+
On the other side, I do not sign on to the “pseudoscience” branding; just because IIT may not be + subject to traditional kinds of scientific methodologies, such as falsification, does not ipso facto + force it out of bounds. (The multiverse in cosmology faces similar kinds of criticism.43) It could be that + discerning consciousness escapes traditional science methodologies, as would a majority of + theory-categories on this Landscape (not that discerning truth is a democratic process).
+
+
+

12.2. Koch compares integrated information theory with panpsychism

+
Neuroscientist Christof Koch states that Integrated Information Theory (IIT) shares many + intuitions with panpsychism (13), in particular that “consciousness is an intrinsic fundamental + property of reality, is graded, and can be found in small amounts in simple physical systems.” + Unlike panpsychism, Koch continues, IIT “articulates which systems are conscious and which ones are + not [partially] resolving panpsychism's combination problem and why consciousness can be adaptive.” + The systemic weakness of panpsychism, or any other-ism, he says, “is that they fail to offer a + protracted conceptual, let alone empirical, research program that yields novel insights or proposes + new experiments” (Koch, 2021).
+
While uncertainty in theoretical development and inconceivability of empirical experiments are + indeed weaknesses, should they ipso facto disqualify the theory? Experimental verification of string + theory seems impossible because the energy levels required are many orders of magnitude larger than + instrumentation could ever be built, and while some argue that this incapacity to be falsified + should indeed disqualify string theory as a scientific theory, many string theorists disagree, + betting their careers on it.
+
Koch's comparing IIT with panpsychism provides insight into both. Although admitting “I've always + had a secret crush on the singular beauty of panpsychism,” Koch counts himself among those surprised + by its resurgence. He claims that IIT addresses several major shortcomings of panpsychism—“it + explains why consciousness is adaptive, it explains the different qualitative aspects of + consciousness (why a ‘kind of blue’ feels different from a stinky Limburger cheese), and it head-on + addresses the combination problem”—per IIT's exclusion postulate, only systems with a maximum of Φ + have intrinsic existence and are conscious” (Koch, 2021).
+
The exclusion postulate, Koch explains, “dictates whether or not an aggregate of entities—ants in + a colony, cells making up a tree, bees in a hive, starlings in + a murmurating flock, an octopus with its eight semi-autonomous arms, and so on—exist as a unitary + conscious entity or not.”
+
Koch claims that IIT “offers a startling counter-example to Goff's claim that qualitative aspects + of conscious experience cannot be captured by quantitative considerations”—“a detailed, mathematical + account of how the phenomenology of two-dimensional space, say an empty canvas, can be fully + accounted for in terms of intrinsic causal powers of the associated physical substrate, here a very + simple, grid-like neural network” (Koch, 2021, quoting Huang, ). Integrated Information + Theory may well be wrong, Koch says, but it “provides proof-of-principle for how quantitative + primary qualities (here intrinsic causal power of simple model neurons that can be numerically + computed; it doesn't get more quantitative than that) correspond to secondary qualities—the + experience of looking at a blank wall” (Koch, 2021). (For Goff's response, + 13.8.)
+
+
+
+

13. Panpsychisms

+
Panpsychism is the theory that phenomenal consciousness exists because physical ultimates, + fundamental physics, have phenomenal or proto-phenomenal properties. This means that the essence of + mentality, awareness, experience is a primitive, non-reducible feature of each and every part or + aspect of physical reality, similar to the fundamental fields and particles in physics. Everywhere + there is energy-matter, perhaps everywhere there is even spacetime, panpsychism says there is also + something of consciousness. Everything that exists has a kind of inherent “proto-consciousness” which, + in certain aggregates and under certain conditions, can generate inner awareness and experience. + Panpsychism has multiple forms, nuances, and variants, as one would expect.
+
Panpsychism is one of the oldest theories in philosophy of mind, going back to pre-modern animistic + religions, the ancient Greeks, Leibniz's monads, and a host of 19th century thinkers (Goff et al., 2022). Of late, in reaction + to the seemingly intractable hard problem of consciousness, panpsychism has been gathering adherents + and gaining momentum, especially among some analytic philosophers.
+
Panpsychism has strong non-Western roots, not often explored. In particular, the ideas and + arguments from Indian philosophical traditions—especially Vedānta, Yogācāra Buddhism, and Śaiva + Nondualism—can enrich contemporary debates about panpsychism (Maharaj, 2020).
+
Panpsychism is also finding new supporters. Take “Kabbalah Panpsychism,” an interpretation of + the Jewish mystical + tradition that understands consciousness to be holographically and hierarchically organized, + relativistic, and capable of downward causation (Schipper, 2021).
+
Yujin Nagasawa provides a careful critique of panpsychism, arguing that although it seems + promising, it reaches “a cognitive dead end” in that “even if it's true, we can't prove it.” He + challenges so-called constitutive Russellian panpsychism (14.1), which many consider to be the most + efficacious panpsychist approach to the hard problem of consciousness, by arguing that it “seems + caught in a deadlock: we + are cognitively unable to show how microphenomenal properties can aggregate to yield macrophenomenal + properties (or how cosmophenomenal properties can be segmented to yield macrophenomenal properties)” + (Nagasawa, 2021).
+
Panpsychism's revival, indeed its flourishing, has left some philosophers (as well as scientists) + dumbfounded and dismayed. (I'd feel remiss if I did not make an exception and at least recognize + panpsychism's critics.) When I asked John Searle about panpsychism's increasing scholarly acceptance, + he said, “I don't think that's a serious view. If you've got panpsychism, you know you've made a + mistake. And the reason is that consciousness comes in discrete units. There has to be a place where + my consciousness ends and your consciousness begins. It can't just be spread over the universe like a + thin veneer of jam. Panpsychism has the result that everything is conscious, and you can't make a + coherent statement of that” ( Searle, 2014a).
+
To physicist Sean Carroll, “our current knowledge of physics should make us skeptical of + hypothetical modifications of the known rules, and that without such modifications it's hard to + imagine how intrinsically mental aspects could play a useful explanatory role.” Part of the reason is + the “causal closure of the physical” such that “Without dramatically upending our understanding of + quantum field theory, there is no room for any new influences that could bear on the problem of + consciousness.” Other than materialism/physicalism, Carroll characterizes all theories of + consciousness, including panpsychism, thus: “To start with the least well-understood aspects of + reality and draw sweeping conclusions about the best-understood aspects is arguably the tail wagging + the dog” (Carroll, 2021).
+
Here I array the nature and kinds of panpsychism on offer. I then summarize the perspectives of + several well-known panpsychists.
+
+

13.1. Micropsychism

+
Proponents position panpsychism as a solution to the vexing problems of both materialism and + dualism: replacing materialism's apparent impotence to account for consciousness and avoiding + dualism's sharply bifurcated reality (Goff et al., 2022). The challenge, + according to Chalmers, is how microphysical properties, characterized by a completed physics, relate + to phenomenal (or experiential) properties, the most familiar of which is simply the property of + phenomenal consciousness (Chalmers, 2013).
+
If panpsychism is correct, Chalmers says, there is microexperience and there are microphenomenal + properties, which are obviously very different from human experience. Though a proper panpsychist + theory of consciousness is currently lacking, some progress can be made.
+
Chalmers posits “constitutive panpsychism” as the thesis that macroexperience is (wholly or + partially) grounded in microexperience. It is the thesis that microexperiences somehow add up to + yield macroexperience. “Nonconstitutive panpsychism” holds that microexperience does not ground the + macroexperience; rather, macroexperience is strongly emergent from microexperience and/or from + microphysics (Chalmers, 2013).
+
In either case, traditional panpsychism is micropsychism, the position that all facts of + panpsychism are formed at the micro-level. Two forms are distinguished, based on which aspect of + mentality is privileged to be fundamental and ubiquitous: thought (pancognitivism) and + consciousness (panexperientialism).
+
Panpsychism's thorniest problem, long recognized, is the “combination problem”: How could + micro-level entities with their own very basic forms of conscious experience somehow come together + in brains to constitute human and animal conscious experience? The problem is severe: How could + minuscule conscious subjects of rudimentary experience somehow coalesce to form macroscopic + conscious subjects with complex experiences? (Goff et al., 2022).
+
+
+

13.2. Panprotopsychism

+
Panprotopsychism is distinguished from panpsychism in that the most basic protophenomenal + properties are not themselves forms of consciousness, but rather must combine to generate forms of + consciousness. Panprotopsychism would then be a kind of “emergent panpsychism,” with the “phenomenal + magic” requiring actions at two levels. Such emergence could be weak or strong, depending on whether + one could in principle explain with perfection, solely from all the relevant facts about + protophenomenal properties, all the relevant facts about phenomenal properties as manifest in + conscious creatures (Goff et al., 2022).
+
“Panqualityism” is the view that protophenomenal properties are thin unexperienced qualities, + whereas our conscious experience is thick with experienced qualities. Their challenge is to explain + how such unexperienced qualities come to be experienced (Goff et al., 2022).
+
+
+

13.3. Cosmopsychism

+
Cosmopsychism reverses the standard explanatory ontology that facts about big things are grounded + in facts about small things. It posits that facts about little things are grounded in facts about + big things. In other words, all things ultimately exist and are the way they are because of certain + facts about the universe as a whole. Following the argument to its logical conclusion, there would + be one and only one fundamental thing: the universe (Goff et al., 2022).
+
The minimal commitment of cosmopsychism is that the universe is in some sense “conscious.” But + just as micropsychism can have quantum particles with experience but no thought, so cosmopsychism + can have the universe with some kind of experience, but without thought or agency.
+
Philip Goff makes a grander case. He develops a form of cosmopsychism, according to which + the universe is a value-responding agent, an ultimate explanation motivated to account for the + fine-tuning of the laws of physics and for the emergence of life and mind. He states that assuming + fine-tuning needs explanation (it is not “an implausible fluke”), then there are three prime + categories to evaluate: theism, + multiverse, and “agent cosmopsychism.” He argues that “agentive cosmopsychism is more + theoretically virtuous than theism” because “God” would require “a commitment to both physical and + non-physical kinds, and to both necessary and contingent kinds.” Similarly, on the multiverse, he + argues that “its structural complexity is realized by an astronomical number of distinct + individuals” that “we cannot directly observe,” whereas on agentive cosmopsychism, “the structural + complexity is realized by the properties of a single individual,” so there is no need to + “postulate a single new individual.” Goff reasons that agentive cosmopsychism is more parsimonious + in that it requires “only one causal capacity rather than multiple” (Goff, 2019a, Goff, 2019b). In his book, Why? + The Purpose of the Universe, Goff calls this third way “teleological cosmopsychism”—some kind + of conscious cosmos with some kind of goal-directed intent (Goff, 2023).
+
Thus, Goff rejects both theism and multiverse as explanations of fine-tuning, claiming that each + has prediction errors and insurmountable problems. He focuses on the one universe that we have and + know to be real, “merely” adding some new properties. “The universe is a conscious mind,” he + concludes, “with purposes of its own” that are “still unfolding” (Goff, 2023).
+
Yujin Nagasawa makes a novel case for cosmopsychism by drawing parallels between the + relationship between mind and body in philosophy of mind and the relationship between God and + cosmos in philosophy + of religion. In analyzing articulations between panpsychism and cosmopsychism in philosophy + of mind, and between polytheism and pantheism in philosophy of religion, he argues that by + replacing divinity with phenomenality in pantheism we can derive cosmopsychism, and that doing so + undercuts the combination problem (panpsychism's greatest challenge). He claims that using a + top-down approach (with which he derives polytheism from pantheism) in conjunction with endorsing + cosmopsychism, “the consciousness of the cosmos is ontologically prior to the consciousnesses of + individuals like us.” This, he says, avoids the combination problem (Nagasawa, 2019).
+
Sophisticated arguments for cosmopsychism come from Indian philosophy. Swami Vivekananda, the + 19th century Indian monk who introduced Hinduism and Vedānta to the West, champions (with his + followers) a distinctive form of cosmopsychism, a panentheistic cosmopsychism, according to which + the sole reality is Divine Consciousness, which manifests as everything and everyone in the universe + (Medhananda, 2022).
+
+
+

13.4. Qualia force

+
In the theory of Qualia Force, consciousness is a deep feature of physical reality that emerges + from the fields and particles of fundamental physics, perhaps in the strong emergence sense that it + cannot be explained by fundamental physics, even with knowledge beyond the current, even in + principle. This qualia force differs from traditional panpsychism, where consciousness is + co-fundamental with the deepest laws of physics. Although in some sense derivative from the + fundamental laws of physics, this qualia force sustains its own faculties and capacities.
+
+
+

13.5. Qualia space

+
In the theory of Qualia Space, consciousness is an independent, non-reducible feature of reality + that exists in addition to the deepest laws of fundamental physics (i.e., the four forces, + spacetime, mass-energy). This heretofore unknown qualia-space aspect of the world may take the form + of a radically new structure or organization of reality, perhaps a different dimension of reality. +
+
The clearest current example would be Integrated Information Theory's (IIT) “conceptual + structures” in qualia space (12). While this radically novel feature might suggest that IIT should + be classified as a Panpsychism variant, I prefer to keep IIT independent but recognize the implicit + connection by including “qualia space” here under Panpsychism. Note that IIT makes no claim that + IIT's qualia space is ubiquitous in reality, as it would need be for IIT to be classic panpsychist + in nature (Tononi and Koch, 2015). I can imagine + other, distinct, non-IIT theories of consciousness founded on qualia-space.
+
In addition, the Qualia Research Institute's (QRI) “State-Space Consciousness Via Qualia + Formalism and Valence Realism” holds that phenomenal properties are a fundamental feature of the + world and aren't spontaneously created only when a certain computation is being performed” (Qualia Research Institute, n.d.). + Although it “mostly fits well with a panpsychist view,” QRI members prefer to classify themselves as + a dual-aspect or neutral monism (6).
+
+
+

13.6. Chalmers's panpsychism

+
Panpsychism's renaissance can be attributed, at least in part, to philosopher David Chalmers, who + has long entertained panpsychism as a possibly viable theory of consciousness (Chalmers, 1996; 2007; 2014a; 2014b; 2016c). “To find a place for + consciousness within the natural order,” he wrote, “we must either revise our conception of + consciousness, or revise our conception of nature” (Chalmers, 2003). This sentence + prepares the way, as it were, because if one is unwilling to deflate consciousness (as a kind of + illusion), then one has no choice but to expand nature.
+
In his early work, Chalmers raised panpsychism, tentatively, in the context of his kind of + dualism. “I resisted mind-body dualism for a long time, but I have now come to the point where I + accept it, not just as the only tenable view but as a satisfying view in its own right. It is always + possible that I am confused, or that there is a new and radical possibility that I have overlooked; + but I can comfortably say that I think dualism is very likely true. I have also raised the + possibility of a kind of panpsychism. Like mind-body dualism, this is initially counterintuitive, + but the counterintuitiveness disappears with time. I am unsure whether the view is true or false, + but it is at least intellectually appealing, and on reflection it is not too crazy to be acceptable” + (Chalmers, 1996; Doyle, n.d.a).
+
While Chalmers's initial considerations of panpsychism were perhaps motivated by a + “when-all-else-fails” perspective, his more recent papers address complex philosophical issues + inherent in panpsychism (Chalmers, 2013).
+
Chalmers divides the most important views on the metaphysics of consciousness “almost + exhaustively into six classes,” three involving broadly reductive views, “seeing consciousness as a + physical process that involves no expansion of a physical ontology,” and three involving broadly + nonreductive views, “on which consciousness involves something irreducible in nature, and requires + expansion or reconception of a physical ontology.” Chalmers's sixth class embeds panpsychism44 (Chalmers, 2003).
+
Panpsychism, more formally, is the theory that “consciousness is constituted by the intrinsic + properties of fundamental physical entities: that is, by the categorical bases of fundamental + physical dispositions. On this view, phenomenal or protophenomenal properties are located at the + fundamental level of physical reality, and in a certain sense, underlie physical reality itself” (Chalmers, 2003).
+
In one line of argument, channeling Hegel, Chalmers starts with the thesis of materialism and the + antithesis of dualism, and reaches the synthesis of panpsychism. This synthesis encounters the + antithesis of panprotopsychism (13.2), from which he reaches the new synthesis of Russellian monism + (14.1). This synthesis encounters the new antithesis of the combination problem, and whether there + can be a new synthesis, Chalmers avers, remains an open question. Still, he argues that there is + “good reason to take both panpsychism and panprotopsychism very seriously,” and he concludes boldly: + “If we can find a reasonable solution to the combination problem for either, this view would + immediately become the most promising solution to the mind-body problem” (Chalmers, 2016a).
+
Chalmers has explored all the major non-materialism theories, including Quantum Theories (Chalmers and McQueen, 2022) and + Idealism (Chalmers, 2020d) as well as + Panpsychism, not wholly committing to any one. Although he favors Panpsychism, he recognizes its + problems (Chalmers, 1996; 2007; 2014a; 2014b; 2016c).
+
+
+

13.7. Strawson's panpsychism

+
Philosopher Galen Strawson calls panpsychism “the most parsimonious, plausible and indeed + ‘hard-nosed’ position that any physicalist who is remotely realistic about the nature of reality can + take up in the present state of our knowledge” (Strawson, 2008, 2011). Conversely, he calls the denial + of “conscious experience, the subjective character of experience, the ‘what-it-is-like’ of + experience,” in his words, “the silliest claim ever made” (Strawson, 2018).
+
Strawson is a sophisticated (and unabashed) champion of panpsychism, yet I decided to classify + his theory under Monism (14), the next category, not here under Panpsychism. The reason is the + prominence of his argument to subsume panpsychism under his enlarged understanding of “materialism” + or “physicalism”—amplified by his insistence that, in essence, committing to panpsychism makes one a + “real materialist” or “real physicalist” (Strawson, 2009) (14.4.). Strawson's + social constructivist view: “Panpsychism is not a new theory, but it is newly popular, and it is + still widely held to be ‘absurd’. It remains to be seen whether it will ever advance to ‘obvious’”45 (Strawson, 2019b).
+
+
+

13.8. Goff's panpsychism

+
Philosopher Philip Goff starts from the premise “one thing that science could never show is that + consciousness does not exist” and he mounts a vigorous, rigorous case for panpsychism, the + staggering idea (at least initially) that “consciousness is a fundamental and ubiquitous feature of + the physical world.” He positions consciousness as “fundamental to what we are as human beings,” + “the source of much that is of value in existence,” “the ground of our identity and a source of + great value,” and “the only thing we know for certain is real.” He sets up the explanatory tension: + “Nothing is more certain than consciousness, and yet nothing is harder to incorporate into our + scientific picture of the world” (Goff, 2019a, Goff, 2019b).
+
Goff sets out to undermine materialism's traditional argument that neuroscience has both + made enormous advances, evincing its power, and it has a long way to go, explaining its lack of + success. None of the neuroscientific advances, Goff says, “has shed any light on how the brain + produces consciousness” and while many neuroscientists take this as evidence that one day + neuroscience will “crack the mystery of consciousness,” Goff turns their argument around and + claims it is evidence that the cause of consciousness differs in kind from the causes of other + scientific problems. “Explaining consciousness will require a change in our understanding of what + science is,” he argues; this is because “the scientific + revolution itself was premised on putting consciousness outside of the domain of scientific + inquiry” (i.e., Galileo's Error). “If we ever want to solve the problem of + consciousness,” he declares, “we will need to find a way of putting it back” (Goff, 2019a, Goff, 2019b).
+
Goff positions panpsychism as conceding that “there is an element of truth” in each of the claims + of naturalistic dualism, that immaterial minds are part of the natural order, and materialism, that + the physical world will ultimately explain inner experience. No doubt, as Goff states, “An + increasing number of philosophers and even some neuroscientists are coming around to the idea that + it [panpsychism] may be our best hope for solving the problem of consciousness” (Goff, 2019a, Goff, 2019b). It's fascinating to + explore why.
+
Targeting each of the major competing theories of consciousness, Goff claims to show their + inadequacies—which, given the challenge of explaining consciousness, is not the most difficult of + tasks. Goff defends panpsychism, stressing arguments from simplicity and parsimony. Panpsychism, + obviously, has its own problems—especially the pesky combination problem—which Goff gamely + addresses. His debates with intellectual opponents are probative (Kastrup, 2020a, 2020b).
+
Goff responds to Christof Koch's “startling counter-example to Goff's claim that qualitative + aspects of conscious experience cannot be captured by quantitative considerations” (4.2). But while + Goff voices “no doubt that we can in principle map out the quantitative structure of visual + experience in mathematical language,” he denies that such a mathematical description can fully + capture the qualities that fill out that structure. If it could, he says, “we could use the + mathematical description to explain to a colorblind neuroscientist what it’s like to see color,” + which, he says, is absurd. Purely quantitative language entails an “explanatory limitation,” Goff + contends, and “if a purely quantitative theory can't even convey the qualities of experience, then + it certainly can't reductively account for them” (Goff, 2021).
+
In a special issue of the Journal of Consciousness Studies dedicated to Goff's + panpsychism, Goff responds extensively to commentators and critics (Journal of Consciousness Studies, + 2021). He frames his argument broadly: “The problem of consciousness is + rooted in the philosophical foundations of science” such that “we can't account for the qualities of + consciousness in the purely quantitative language of physical science” (Goff, 2021).
+
In his multifaceted replies to scientists, Goff stresses science's explanatory limitation and he + is not persuaded that the various arguments, such as Rovelli's relational or perspectival approach + (11.16), can solve the “two aspects of consciousness that give rise to a hard problem: qualitivity + and subjectivity”46—either, in Goff's view, + would be “sufficient to refute materialism” (Goff, 2021).
+
In his multifaceted replies to philosophers, Goff focuses on panpsychism's combination problem + and offers a form of “hybrid panpsychism,” which distinguishes sharply “between subjects and their + experiences, holding that the former are ‘strongly emergent’ (i.e., they can't be reductively + explained) whilst the latter are ‘weakly emergent’ (i.e., they can be reductively explained, in + terms of consciousness at the level of physics)” (Goff, 2021).
+
Thus, Goff addresses the challenge that strong emergent panpsychism, which postulates + fundamental psychophysical + laws of nature, suffers problems similar to those of dualism, and weak emergent panpsychism, + without such extra laws, suffers problems similar to those of physicalism. He argues that this + "new hybrid of the strong and weak emergentist forms of panpscyhism"—where "subjects of experience + are strongly emergent but their phenomenal properties are weakly emergent"—is a form of + cosmopsychism rather than micropsychism (Goff, 2024).
+
In his multifaceted replies to theologians, Goff disputes the notion that “the case for + panpsychism should also lead one to theism,” because, for one, a “self-explainer” can be the + universe itself; God is not the only choice here (Goff, 2021).
+
+
+

13.9. A. Harris's panpsychism as fundamental field

+
Neuroscience/consciousness writer Annaka Harris posits that “consciousness isn't self-centered” + and that we should “think of consciousness like spacetime—a fundamental field that's everywhere.” In + Conscious, her “meditation on the self, free will, and felt experience,” she wonders + whether “we've been thinking about the problem backward. Rather than consciousness arising when + non-conscious matter behaves a particular way, is it possible that consciousness is an intrinsic + property of matter—that it was there all along?” (A. Harris, 2020, 2019).
+
Harris argues that contemporary panpsychism, the idea that “all matter is imbued with + consciousness in some sense,” differs significantly from its earlier versions, now “unencumbered by + any religious beliefs … [and] informed by the sciences and fully aligned with physicalism and + scientific reasoning.” She carefully distinguishes between consciousness and thought, so that if + some primitive consciousness does inhabit all matter, this does not mean that inanimate objects, + like rocks, have experiences or “points of view.” Only certain complex systems, like humans and + other animals, have such (A. Harris, 2020).
+
Harris has a disarmingly simple solution for panpsychism's vexing combination problem. “We run + into a combination problem,” she says, “only when we drag the concept of a ‘self’ or a ‘subject’ + into the equation. The solution to the combination problem is that there is really no ‘combining’ + going on at all with respect to consciousness itself.” It all depends on “the arrangement of the + specific matter in question” (A. Harris, 2020).
+
As for “the correct resolution to the mystery of consciousness,” Harris says she personally “is + split between a brain-based explanation and a panpsychic one. So while I'm not convinced that + panpsychism offers the correct answer, I am convinced that it is a valid category of possible + solutions that cannot be easily dismissed.” She prefers, however, a more neutral term, such as + “intrinsic nature theory” or “intrinsic field theory” (A. Harris, 2020).
+
+
+

13.10. Sheldrake's self-organizing systems at all levels of complexity

+
Iconoclastic biologist Rupert Sheldrake's radical views on the nature of reality inform theories + of consciousness in two ways. One, covered here, envisions self-organizing systems at all levels of + complexity as a robust form of panpsychism. A second, covered later, is how “morphic fields” relate + to consciousness (17.9) (Sheldrake, n.d.a).
+
Sheldrake sees no “sharp separation of consciousness in physical reality; ” rather, “our + consciousness and our physical reality go hand in hand.” He says, “I am certainly not a dualist,” + but he does posit “a kind of mind or consciousness at all levels of nature”—in atoms and molecules, + cells and organisms, plants and animals—and, astonishingly, “in the earth, in the sun, in the + galaxy, and in the whole universe” (Sheldrake, 2007a). Motivated in part + by “the recent panpsychist turn in philosophy,” Sheldrake suggests that “self-organizing systems at + all levels of complexity, including stars and galaxies, might have experience, awareness, or + consciousness” (Sheldrake, 2021).
+
Sheldrake defines consciousness, idiosyncratically, as “largely about making choices, considering + alternative possibilities.” He states, “Consciousness is about choice. It's about choosing among + possibilities.” What then does consciousness do?” he asks. “It enables different possibilities to be + held together and chosen among”—yielding his non-mainstream postulate that “any system in nature + that has possibilities that are not fixed would have some measure of consciousness.” A key to + Sheldrake's consciousness is how “physical reality at any moment opens up into the future through a + range of possibilities … And it's those future possibilities which are the realm in which + consciousness operates.” All things that have consciousness are in this same state (Sheldrake, 2007b).
+
Referencing the indeterminate nature of quantum mechanics, Sheldrake says, “even a hydrogen atom + and an electron has a whole realm of possibility open to it, of which only a small fraction is + realized … [but] to what extent it's making real choices, to what extent consciousness [occurs] in + something as simple as an electron, is arguable and probably undecidable.”
+
He then makes his even more startling move: “I think it gets much more interesting when we look + at larger systems like the sun or the galaxy.” Here's Sheldrake's argument: “If consciousness + emerges from patterns of electrical activity in our brains, as materialists would assume, the sun + has vastly more complex patterns of electrical activity than our brains. So why shouldn't that be + associated with consciousness? Why shouldn't the sun have a mind? And if the sun has a mind, why not + all the stars? If all the stars have minds, what about huge collections of stars in galaxies, linked + up by vast plasma currents of electricity surging across trillions of miles of galactic space, with + rhythmic patterns connecting all parts” (Sheldrake, 2007b).
+
Sheldrake goes ultimate: “Maybe the entire universe has a mind. Why not? There may be many, many + levels of consciousness.” Sheldrake's consciousness is a nesting of consciousnesses at all levels of + organization resident in reality. (Actually, Sheldrake would prefer the term “mind” or “mind-like + aspects” than “consciousness,” because from our perspective these nonbiological “minds” might be + considered “unconsciousness” or “nonconscious.”)
+
Sheldrake clarifies that these kinds of nonbiological consciousnesses would be totally different + from human consciousness. Just as human consciousness differs from dog consciousness, he says, “sun + consciousness’ differs from “earth consciousness,” and so on. If the sun is conscious, “it may be + concerned with the regulation of its own body and the entire solar system through its + electromagnetic activity, including solar flares and coronal mass ejections. It may also communicate + with other star systems within the galaxy” (Sheldrake, 2021).
+
“It's hard for us to imagine other forms of consciousness,” Sheldrake stresses. Nonetheless, he + suggests, “there's mind-like organization at all levels of the universe and in nature,” including a + mind-like organization of the entire universe.”
+
Sheldrake suggests that “the electrical fields of organized or self-organizing systems are a good + candidate for an interface between consciousness and the physical structure”—whether cells, animals, + humans or stars. Note that in Sheldrake's system the electrical fields are not the consciousness per + se, which he describes as “matters of possibilities.” Rather, the electrical fields mediate between + physical and consciousness (as defined).
+
Sheldrake concludes that all levels or kinds of organization in nature have their own kind of + mind, mediated by electrical fields, and that the entire universe as a whole also has some kind of + consciousness or mind, which would play an important part in what happens as the universe evolves + (Sheldrake, 2021, n.d.a).
+
+
+

13.11. Wallace's panpsychism inside physics

+
To philosopher of physics David Wallace, one way to motivate panpsychism is as a kind of + synthesis of materialism (consciousness is just reducible to the physical) and dualism + (consciousness is separate from the physical). Each, he says, has major advantages and major + disadvantages. “Materialism seems like it can't adequately explain consciousness. Dualism can't give + an adequate causal role to consciousness.” Wallace envisions panpsychism “as a way of getting the + best features of both materialism and dualism without their disadvantages,” which is why he + envisions “panpsychism potentially as the synthesis of materialism and dualism” (Wallace, 2016a).
+
Wallace starts with dualism, where “consciousness is real and fundamental, existing at the + bottom-most level of nature”—but dualism, he stresses, has a serious problem: “How can dualism play + a causal role in physics, because physics looks to be closed and autonomous?” This is where Wallace + has panpsychism playing the critical causal role by looking to the intrinsic nature of physics. + “Physics tells us how fields and particles relate to each other, but it doesn't tell us about what + they really are in themselves. According to panpsychism, consciousness is right there inside the + physical world, as its intrinsic nature, and thus when one field or particle affects another, it's + really consciousness which is doing the causing. So, you get a causal role for consciousness in + physics and you get consciousness as real and fundamental.” That's a set of advantages, Wallace + argues, “that no other theory has—and it motivates panpsychism” (Wallace, 2016a).
+
Wallace explains that when physics gives a mathematical theory of how all fundamental physical + entities relate to one another quantitatively, it doesn't tell us what these entities actually are. + This gives room, he says, for panpsychism to offer a hypothesis about what these entities actually + are. However, Wallace stresses that the intrinsic relationship among all these entities, + non-conscious and conscious, must be as described by the laws of physics. There is no need to + postulate a fifth kind of force or feature as the carrier of panpsychic consciousness, he says; + rather, the need is, as Stephen Hawking put it, “What is it that breathes fire into the equations?” + That would be the fundamental nature of the reality that physics is describing (Wallace, 2016a, 2016b). Regarding consciousness + itself, Wallace would have it not so much as requiring an extra force or feature in the physical + world (as panpsychists sometimes imply), but rather as the underlying nature of the processes that + physics is describing mathematically.
+
+
+

13.12. Whitehead's process theory

+
Although Process Theory is already classified under Materialism Theories/Relational, motivated by + Griffin's “panexperiential physicalism” (9.7.7), I am making the odd decision to classify it also + here under Panpsychism, motivated by process philosopher Matthew Segall's bringing Alfred North + Whitehead's Philosophy of Organism “into conversation with the recent panpsychist turn in analytic + philosophy of mind.” According to Segall, “Whitehead's unabashedly metaphysical project broadly + aligns with recent critiques of reductive physicalism and the turn toward a conception of experience + as basic to Nature.” Whitehead's panexperientialism, he says, attempts to take consciousness at face + value, resisting inflationary accounts toward absolute idealism and deflationary toward eliminative + materialism (Segall, 2020).
+
Segall distinguishes Whitehead's process-relational panexperientialism from the dominant + substance-property variants of panpsychism, arguing that Whitehead's version avoids many of + panpsychism's conceptual difficulties. To begin, “Whitehead's process-relational rendering doesn't + claim that experience is a ‘primary attribute’ or ‘intrinsic property’ of matter. This is because in + Whitehead's view, physics has moved beyond the substantialist view of matter, and talk of essential + or accidental properties only made sense given such an [archaic] ontology … While there was an + ‘essential distinction between [substantial] matter at an instant and the agitations of experience,’ + with this conception of matter having been swept away, a door is opened to analogies between + energetic activity and concrete experience.” Thus, “Experiences, like energy vectors, are + intrinsically process-relational in that they always involve transition beyond themselves: They + manifest in a ‘specious present’ [Whitehead] as a tension between the actualized facts of an + inherited past and the potential forms of an anticipated future” (Segall, 2020).
+
While Segall has “the philosophical payoff of panpsychism” dissolving the hard problem of + consciousness by “giving experience its proper place in Nature without undermining the scientific + image of the universe.” Regarding substance-property panpsychism's combination problem, Segall says + that Whitehead's process-relational approach “doesn't so much solve this problem as it does reframe + the problem's presuppositions.” + Whitehead does this not by “struggling to understand how abstract little bits of extended matter + with mental intrinsic properties might combine to form bigger bits of minded matter,” but rather by + starting “with a more concrete conception of energetic activity that is more easily analogized to + agitations of experience. Neither ‘matter’ nor ‘mind’ is composed of simply located bits or states.” + Thus, “the ongoing composition of the cosmos is achieved not through the summation of tiny parts, + nor through subtraction from some larger whole (as cosmopsychists would have it), but by a dipolar + relational process with both a stability providing material pole and a novelty inducing mental + pole.”
+
According to Segall, “Whitehead is neither a micropsychist nor a cosmopsychist exclusively. He + tries to have it both ways. There is a universal soul, a psyche of the cosmos, a primordial + actuality or God of this world, and there are countless creatures creating in concert with it. + Creativity transcends both God and finite actualities; it is the source of all co-evolving parts, + wholes, bodies, and souls. Whitehead's account of process includes moments of combination and + decombination, conjunction and disjunction. For Whitehead the combination problem becomes a logic of + concrescence [i.e., ‘the production of novel togetherness’], a feature and not a bug, a way of + thinking change as more than just the rearrangement of pre-existing parts or the fragmentation of a + pre-existing whole but as genuine becoming, as an ‘emergent evolution’ or ‘creative + advance’ where neither wholes nor parts pre-exist their relations … and in each act of creation the + past is not destroyed but re-incarnated in the novel occasion … Concrescence is thus a cumulative + process and not a merely additive one” (Segall, 2020).
+
Some call Whitehead's defense of a panpsychist philosophy the theory's most significant + development in the 20th century. Whitehead radically reforms “our conception of the fundamental + nature of the world, placing events (or items that are more event-like than thing-like) and + the ongoing processes of their creation and extinction as the core feature of the world, + rather than the traditional triad of matter, space and time. His panpsychism arises from the idea + that the elementary events that make up the world (which he called occasions) partake of + mentality in some—often extremely attenuated—sense, metaphorically expressed in terms of the + mentalistic notions of creativity, spontaneity and perception” (Goff et al., 2022).
+
This makes Whitehead an emergentist rather than a constitutive panpsychist. “A given moment of + conscious experience is not reducible to nor simply identical with its constituent parts.” It is “a + creative repetition of the past rather than a combination of parts” (Segall, 2020).
+
+
+
+

14. Monisms

+
Monism is the theory that all of reality consists of exactly one concrete object or thing, and + everything that exists is, in some sense, that one concrete object or thing (or part of it) (Schaffer, 2018). Because monisms seek to + account for both mental and physical aspects of reality, avoiding the metaphysical difficulties of + dualism and overcoming the explanatory weakness of materialism, it follows that monisms are also + theories of consciousness. In one way or another, monisms must cover or contain everything we call + mental as well as everything we call physical. (The existence of various kinds of monisms does not + much affect how monisms are theories of consciousness.)
+
There is substantial and obvious articulation, or overlap, between Monism and Panpsychism. Both are + motivated by the need to integrate consciousness into the deep nature of reality; thus, monism + theories have panpsychism features and panpsychism theories can be seen as monisms (to first + approximations). Perhaps it is simply the case of each reinforcing the other in what are merely + different perspectives, historical and theoretically, on essentially the same stance regarding the + fundamental nature of ultimate reality. However, they are not entirely the same in that panpsychism + has phenomenal or protophenomenal properties as a part or aspect of some larger, fundamental entity, + while monism has only one fundamental entity that encompasses everything (although it is not + intuitively obvious that this distinction makes much of a difference). Separate categories for monism + and panpsychism are certainly justified, yet the boundary can be fuzzy.
+
Some of the theories or ways of thinking that follow are categorized under Monism because all other + categories seem less appropriate, imposing a belief system that should not apply. (I hope each of + these theories feels less uncomfortable in Monisms.)
+
+

14.1. Russellian Monism

+
Russellian Monism, based on the insights of philosopher Bertrand Russell, is a view that + phenomenal consciousness and the physical world are deeply intertwined (Alter and Nagasawa, 2012). It + characterizes the fundamental essence of matter as beyond that which can be accessed by empirical + science or described by mathematical models. The claim is that the conundrum of consciousness, and + how it fits into the physical world, is so critical that integrating consciousness (or + proto-consciousness) into fundamental reality could suggest that the elements integrated are + distinct from the ones revealed as a result of integration, thus shadowing if not revealing hidden, + deep, intrinsic features of the physical world (Goff et al., 2022).
+
Three core concepts conjoin to generate Russellian monism: (i) structuralism about + physics (describing the world in terms of its spatiotemporal/relational structure and + dynamics); (ii) realism about quiddities (or inscrutables) (there are + quiddities/inscrutables, which underlie but are not limited by the structure and dynamics + physics describes); and (iii) quidditism (or “inscrutinism”) about consciousness + (at least some quiddities/inscrutables are either phenomenal or protophenomenal properties + and are thereby relevant to the essence of consciousness) (Alter and Nagasawa, 2012; Alter and Pereboom, 2019).
+
Daniel Stoljar presents four different accounts of the inscrutables: “(i) Phenomenal monism: The + inscrutables are phenomenal in nature. (ii) Protophenomenal monism: The inscrutables are not + themselves phenomenal in nature but they are a precursor to phenomenal properties. (iii) Physical + monism: The inscrutables are physical in nature, though they are outside the domain of physics. (iv) + Neutral monism: The inscrutables are neither phenomenal nor physical but rather have a nature that + is neutral between the two” (Kind and Stoljar, 2023).
+
To Russellian monists, if the intrinsic nature of fundamental matter is itself infused by + phenomenal properties that express consciousness, then the model is “Russellian panprotopsychism.” + Either way, the claim is that Russellian Monism bests dualism by avoiding problematic + physical-nonphysical causation and bests materialism by taking consciousness seriously and grounding + it in ultimate reality (Goff et al., 2022).
+
Philip Goff explains that “Russellian monism comes in both smallest and priority monist forms. + For the smallest, fundamental categorical properties are instantiated by micro-level physical + entities, perhaps electrons and quarks. For the priority monist, the most fundamental categorical + properties are instantiated by the universe as a whole.” Each of the categories can be matrixed by + whether its properties are “consciousness evolving” or “not consciousness evolving,” yielding four + categories of Russellian monism (Goff, 2019a, Goff, 2019b).
+
+
+

14.2. Davidson's anomalous monism

+
Anomalous Monism, developed by philosopher Donald Davidson, holds that mental properties and + events must have a physical ontology, but that psychology cannot be reduced to physics. As such, + Anomalous Monism is a form of property dualism (15.1) and shares features with Non-reductive + Physicalism (10). As Davidson writes, “anomalous monism holds that mental entities (particular time- + and space-bound objects and events) are physical entities, but that mental concepts are not + reducible by definition or natural law to physical concepts” (Davidson, 1993).
+
Anomalous Monism is distinguished from other theories of consciousness by the intersection of + three propositional claims: (i) Mental events have genuine causal powers and cause physical events. + (ii) All causal relationships are backed by natural laws. (iii) There are no natural laws connecting + mental phenomena with physical phenomena. While each claim has adherents, it is the conjunction of + the three claims, taken together, that gives Anomalous Monism its distinctive look, because at first + glance there surely appears to be inconsistency (if not contradiction) (Silcox, n.d.).
+
To appreciate Anomalous Monism's originality and subtleties, it needs to be unpacked. A + foundational principle is that “psychology cannot be a science like basic physics, in that it cannot + in principle yield exceptionless laws for predicting or explaining human thoughts and actions + (mental anomalism).” And it is “precisely because there can be no such strict laws governing mental + events that those events must be identical to physical events” (Yalowitz, 2021).
+
How to make sense of this? What may seem like a non sequitur is in fact the heart of the + argument. If the physical is the only existent, then ipso facto the mental (like everything else) + must come from the physical with robust regularities. But how do the mental and physical articulate? + What is this connection?
+
Here's the flow of the argument. Given that the mental has causal powers (claim 1), and that all + causal relationships require natural law (claim 2), because there are no natural (psychophysical) + laws that connect the mental and the physical (claim 3), therefore there is only one logical way to + connect mental events and physical events—now denied a causal relationship (combining claims 2 and + 3): they must be literally the same thing, the mental and the physical must be in the + strong sense identical.
+
As identity theories of consciousness are a leitmotif, and a touchstone, for comprehending the + Landscape, we go deeper. Earlier identity theories held that “claims concerning the identity of + particular mental and physical events (tokens) depended upon the discovery of lawlike relations + between mental and physical properties (types) … Token-identity claims thus depended upon + type-identity.”
+
But Anomalous Monism, almost by its founding premise, does not depend on such psychophysical + laws. “Davidson's position is dramatically different … It in effect justifies the token-identity of + mental and physical events through arguing for the impossibility of type-identities between mental + and physical properties” (Yalowitz, 2021).
+
Now of course this argument proves that the mental and the physical are identical only to the + extent that the three premises are all accepted as valid, because the conclusion is embedded (or + “hidden”) within the premises (as are all deductive arguments structured in this way). Anomalous + Monism differs from other theories especially in claiming that there are no natural laws connecting + mental phenomena with physical phenomena. Other theories assume there are laws or ways to connect + the mental and the physical, or laws or ways where the mental and the physical are part of, or + derived from, the same stuff.
+
+
+

14.3. Velmans's reflexive monism

+
Psychologist Max Velmans describes Reflexive monism as “a dual-aspect theory” (in the tradition + of Spinoza) which argues that the one basic stuff of which the universe is composed has the + potential to manifest both in physical forms and as conscious experience. According to the theory, + in the universe's “evolution from some primal undifferentiated state,” it differentiates into + “distinguishable physical entities, at least some of which have the potential for conscious + experience, such as human beings” (Velmans, 2008).
+
Velmans's “Monism” is straightforward: “the view that the universe, at the deepest level of + analysis, is one thing, or composed of one fundamental kind of stuff.” His “Reflexive” is more + complex: “Each human participates in a process whereby the universe differentiates into parts and + becomes conscious in manifold ways of itself, making the entire process reflexive.”
+
Velmans focuses on “the ontological status and seeming ‘out-thereness’ of the phenomenal world + and to how the ‘phenomenal world’ relates to the ‘physical world’, the ‘world itself’, and + processing in the brain.” He seeks both to bridge the materialist-dualist gap and to differentiate + Reflexive Monism from “both dualism and variants of physicalist and functionalist reductionism, + focusing on those aspects of the theory that challenge deeply rooted presuppositions in current + Western thought.” Within Reflexive Monism, he says, “the brain is simply what the human mind looks + like when it is viewed from an external (third-person) perspective, and neither the observations of + external observers nor those of subjects have a privileged status” (Velmans, 2008).
+
Central to Velmans's argument is that in terms of their phenomenology, “experiences of the + external world are none other than the physical world-as-experienced, thereby placing aspects of + human consciousness in the external phenomenal world, rather than exclusively within the head or + brain” (Velmans, 2023). His reflexive + model also makes the strong claim—the radical claim—that, “Insofar as experiences are anywhere, + they are roughly where they seem to be.” For example, “A pain in the foot is in the + experienced foot, and this perceived print on this visible page really is out here on this visible + page. Nor is a pain in the foot accompanied by some other, additional experience of pain in + the brain, or is this perceived print accompanied by some additional experience of print in the + brain. In terms of phenomenology, this perceived print, and my experience of this print are one + and the same.” Technically, he says, this is a form of phenomenological externalism + (Velmans, 2008).
+
To understand how experienced objects and events might really be (roughly) where they are + experienced to be, Velmans looks closely at “the way that phenomenal space relates to ‘real’ + space. No one doubts that physical bodies can have real extension and location in space.” But we + “find it hard to accept that experiences can have a real, as opposed to a ‘seeming’ location and + extension.” We do not doubt, he says, that a physical foot has a real location and extension in + space, but a pain in the foot can't really be in the foot, as we are “committed to the view that + it is either nowhere or in the brain.” Although this common understanding that “location in + phenomenal space is not location in real space,” according to Reflexive Monism, “this ignores the + fact that, in everyday + life, we take the phenomenal world to be the physical world. It also ignores the pivotal + role of phenomenal space in forming our very understanding of space, and with it, our + understanding of location and extension in measured or ‘real’ space” (Velmans, 2008).
+
Velmans says that Reflexive Monism provides a different perspective on the hard problem of + consciousness by viewing physical and experiential aspects of mind as arising from a common + “psychophysical ground.” Thus, he argues, of the competing views of consciousness on offer, + Reflexive Monism, being a non-reductionist dual-aspect theory, “most closely follows the contours of + ordinary experience, the findings of science, and common sense” (Velmans, 2008).
+
+
+

14.4. Strawson's realistic monism and real materialism

+
In defining an all-pervading materialism, encompassing all mental as well as all physical + properties and objects, philosopher Galen Strawson espouses his kind of monism, “Realistic Monism,” + as he calls it (Strawson, 2009). “I'm attracted to the + thing-monist view,” he says, “according to which the universe is a single thing in some non-trivial + sense” (Strawson, 2020a). His principal thesis + is “the primacy of panpsychism” and he claims “compelling reasons for favoring panpsychism above all + other positive substantive proposals about the fundamental nature of concrete reality” (Strawson, 2020b).
+
Strawson deconstructs the concept and use of the term “materialism,” showing that, historically, + it had nothing to do with denial of the existence of consciousness, but rather that consciousness is + wholly material. He laments that the words “materialism” and “physicalism” have come to be treated + as synonymous and to involve denial of the existence of consciousness. It is, he says, ironic that + these two words have “been used to name a position in the philosophy of mind that directly rejects + the heart of materialism and is certainly false” (Strawson, 2011).
+
Strawson asserts that physicalism (or materialism47), that is, “real + physicalism” (or “real materialism”), entails panexperientialism or panpsychism, on one assumption: + it entails panpsychism given the impossibility of “radical” emergence. Moreover, given that all + physical stuff is energy, in one form or another, we may suppose that “all energy is an + experience-involving phenomenon” (Section: Strawson, 2003, 2009, 2015; 2020a; Strawson and Russell, 2021; Strawson, 2011).
+
Strawson happily admits, “This sounded crazy to me for a long time, but I am quite used to it, + now that I know that there is no alternative …” It may also sound odd to use “physical” to + characterize mental phenomena like experiential phenomena, but real physicalism, realistic + physicalism, entails panpsychism, and whatever problems are raised by this fact, he exhorts, are + problems a real physicalist must face.
+
Strawson defines physicalism to be the view that “every real, concrete phenomenon in the universe + is … physical.” It is a view about the actual universe, and that he assumes it is true. But then + comes the “Strawsonian Twist.”
+
What does it take to be a “realistic physicalist” or a “real physicalist?” He makes one thing + absolutely clear. “You're certainly not a realistic physicalist, you're not a real physicalist, if + you deny the existence of the phenomenon whose existence is more certain than the existence of + anything else: experience, ‘consciousness’, conscious experience, ‘phenomenology’, experiential + ‘what-it's-likeness’, feeling, sensation, explicit conscious thought as we have it and know it at + almost every waking moment.”
+
All materialists hold that every concrete phenomenon in the universe is physical, and they are + neither sensible nor realistic, Strawson says, if they have any inclination to deny the concrete + reality of mental phenomena like experiential phenomena. He concludes by taking no prisoners: “Full + recognition of the reality of experience, then, is the obligatory starting point for any remotely + realistic version of physicalism … It is the obligatory starting point for any theory that can + legitimately claim to be ‘naturalistic’ because experience is itself the fundamental given natural + fact” (Strawson, 2008).
+
As a “real physicalist,” in his definition, Strawson holds that the mental/experiential is + physical, and he is happy to say, along with many other physicalists, that experience is ‘really + just neurons firing’, at least in the case of biological organisms like ourselves. But when he + says these words he means something radically different from what almost all physicalists mean. He + does not mean that all characteristics of what is going on, in the case of experience, can be + described by physics and neurophysiology + (or any non-revolutionary extensions of them). His claim is stunningly different. It's that + experiential phenomena “just are” physical, so that there is a lot more to neurons than physics + and neurophysiology + account for (or can account for). No one who disagrees with this, he + says, is a “real physicalist.” This is Strawson's challenge.
+
Reviewing Strawson's book subtitled, “Does Physicalism Entail Panpsychism?”, philosopher Jerry + Fodor shares Strawson's intuition that the hard problem is “not going to get solved for free” and + “views that we cherish will be damaged in the process.” Fodor concludes, “If you want an idea of + just how hard the hard problem is, and just how strange things can look when you face its hardness + without flinching, this [Strawson's book] is the right book to read” (Fodor, 2007).
+
+
+

14.5. Polkinghorne's dual-aspect monism

+
To mathematical physicist and Anglican priest John Polkinghorne, the psychosomatic + nature of human persons is best understood in terms of a “dual-aspect monism,” in which matter and + mind are complementary aspects of a unitary being (Polkinghorne, 2009). He is sure that + we're not simply matter, that reality is more than just ideas, and that none of the classical + solutions seem to correspond to our experience.
+
In fact, Polkinghorne argues that classical materialism, idealism and Cartesian dualism all + exhibit a bankruptcy + in the face of the many-layered, and yet interconnected, character of our encounter with reality. + This recognition encourages the search for some form of dual-aspect monism—similar theories are + called “double-aspect theories”—an account that would acknowledge the fundamental distinction + between experience of the material and experience of the mental but which would neither impose on + reality a sharp division into two unconnected kinds of substance nor deny the psychosomatic unity + of human beings (Polkinghorne, 2001).
+
Dual-aspect monism is designed to take seriously both our mental experiences and the material + world. It claims that they are related in a very deep and complementary way in that there is only + one stuff in the world. Dual-aspect monism seeks to avoid devaluing or subordinating either side. + Polkinghorne rejects the charge that dual-aspect monism is a subtle form of materialism, because, he + says, “It doesn't treat the mental as being just an epiphenomenon of the material” (Harris, 1998).
+
To give physical systems the kind of freedom and top-down control that he desires, + Polkinghorne recruits complexity + theory, with its dualities of parts/whole and energy/information. The intrinsic + unpredictabilities present in nature, he states, afford the metaphysical opportunity to consider + dissipative systems as exhibiting top–down causality (Polkinghorne, 2009).
+
Given that in dual-aspect monism there cannot be a nonphysical soul, much less an immortal soul, + how does Polkinghorne account for the eschatological requirements of his strong Christian faith, + especially the biblical resurrection of the dead? How might resurrecting the body and reconstituting + the “soul” work?
+
Speaking on Closer To Truth, Polkinghorne asks, "Can you make credible understanding of + a destiny beyond death for human beings?" From his theological perspective, he sets two equal and + opposite requirements for the afterlife of a soul: continuity, in that the same person must live + after death, and discontinuity, in that the afterlife-person must live on forever (Section: Polkinghorne, 2007).
+
“There is not much point in making Abraham, Isaac and Jacob alive again if they are going to die + again,” he says. “So, you must have both continuity and discontinuity. Now when you think about the + continuity side, what could make those people the same as the ones who lived on earth before? The + traditional answer has been the soul, often understood in platonic terms—there is some sort of + spiritual bit of us liberated at death that exists and carries on.”
+
Polkinghorne has none of that. “I think that's a mistake,” he says. “We are animated bodies, not + animated souls. We're not apprentice + angels; we are embodied human beings. But if we've lost our ‘spiritual soul’ [as a resource], have + we lost our continuity? I don't think so, but we have to reconceive the soul.”
+
Polkinghorne focuses on the carrier of continuity for a person in this life. “It's quite + difficult,” he says; “here am I, an aging, balding academic—what makes me the same person as that + little boy with the shock of black + hair in the school photograph + of many years ago? It's not atomic-material continuity: the atoms in my body are totally different + than the atoms in that schoolboy's body.”
+
“It cannot be the atoms,” he continues, “but it is the pattern of how some of those atoms are + organized, in some extraordinary, elaborate, and complex way.” That, Polkinghorne states, is “what I + think the human soul is. The soul is the information-bearing pattern; that's the real me” (Polkinghorne, 2007).
+
Thus, Polkinghorne reconceives the “soul” as an information-bearing pattern that is encoded by + and carried in the body/brain, and which is dissolved at death along with the dissolution of the + body. However, this unique pattern, this real me, is retained in the divine memory for re-embodiment + at the resurrection of the dead (Polkinghorne, 2003). During this + post-death, pre-resurrection state, this (reconceived) “soul” has no consciousness and no awareness. +
+
“God will remember the pattern, not lose it,” Polkinghorne says, and ultimately, God “will + reconstitute that pattern in an act of resurrection.”
+
That's the continuity side of things. The discontinuity side, Polkinghorne says, “is that I'm not + made alive again in order to die again, so while I'm going to be embodied, I must be embodied in + some new form of matter. And it is perfectly coherent to believe that God can bring into being such + a new form of matter” (Polkinghorne, 2007).
+
To Richard Swinburne, the idea of afterlife existence germinating from a renewed instantiation of + the pattern of information that we had when living on Earth is problematic. "The trouble is not + merely how could God, if God so chose, bring into [renewed] existence a being with a specific + pattern of information, but rather that God could [therefore] bring into existence a few thousand + such beings. But because only one of them could be me, a pattern of information provides no + additional criterion for distinguishing which one that would be. And whatever the extra criterion + is, it would have to be such that there [logically] could only be one instance of it at one time. + And if we have such a criterion, then what need is there for the pattern of information to be the + same as a previous pattern?" (Swinburne, 2016; Kuhn, 2016b).
+
+
+

14.6. Teilhard de Cardin's evolving consciousness

+
The Jesuit philosopher/theologian and paleontologist Pierre Teilhard de Chardin envisioned the + evolution of consciousness as axial in a grand cosmic system of continuing complexification where + consciousness becomes planetized and even “God” is an emergent in a process of “theogenesis” (Delio, 2020). Teilhard helped coin the + concept of a “noosphere,” describing “the layer of mind, thought and spirit within the layer of life + covering the earth” (Teilhard de Chardin, 1964).
+
According to theologian (and former neuroscientist) Ilia Delio, Teilhard has the total + material universe "in movement toward a greater unified convergence” such that “as life systems + unite and form more complex relationships, consciousness rises.” Teilhard, she says, “speaks of + evolution as the rise of consciousness toward a hyper-personalized organism, what he called an + irreversible personalizing universe.” He speaks of “the human person as a co-creator. God evolves + the universe and brings it to its completion through the human person.” Now the computer, + according to Teilhard, “has evoked a new level of shared consciousness, a level of cybernetic + mind giving rise to a field of global mind through interconnecting pathways” (foreshadowing the + internet) (Delio, 2021).
+
Teilhard was a dual-aspect monist. He “considered matter and consciousness not as two substances + or two different modes of existence, but as two aspects of the same cosmic stuff.” Mind and matter + “are neither separate nor is one reducible to the other, and yet neither can function without the + other.” From the Big Bang onward, Delio says, Teilhard has “a ‘withinness’ and ‘withoutness,’ or + what he called radial energy and tangential energy. Consciousness is, in a sense, the withinness or + ‘inside’ of matter, and attraction is the ‘outside’ of matter; hence, the energy of matter is both + attractive (tangential) and transcendent (radial).” The complementarity of mind and matter is said + “to explain both the rise of biological complexity and the corresponding rise of consciousness.” + Teilhard identifies “the core energy of the universe as love, which both unifies and transcends by + way of consciousness. The greater the exterior levels of physical complexity, the greater the + interior levels of consciousness” (Delio, 2021).
+
To Teilhard, evolution describes “the dynamic impulse in life toward more being and + consciousness” and that which drives evolution is consciousness. In short, “evolution is the rise of + consciousness.” Following Julian Huxley, he writes that the human person “is nothing else than + evolution become conscious of itself”—and adds, “The consciousness of each of us is evolution + looking at itself and reflecting upon itself” (Teilhard de Chardin, 1959). The human + person is “the point of emergence in nature, at which this deep cosmic evolution culminates and + declares itself” (Delio, 2021).
+
Moreover, “the presence of mind in matter and the openness of matter to greater wholeness + is the religious phenomenon of nature.” Radically unorthodox, Teilhard sees this reality as the + incarnation of God, where “God and world are in a process of becoming a new reality together.” + Simply put, Delio says, “we cannot speak of God apart from human + evolution, an idea that led Teilhard to state that God and world form a complementary pair. + God and world are entangled with one another to the extent that talk of God is impossible apart + from talk about nature and creative change, and talk of nature makes no sense apart from God” + (Delio, 2021).
+
In summary, Teilhard describes “matter as the matrix of consciousness.” He posits “the law of + complexity-consciousness” as a fundamental principle of evolution, and conversely, “evolution is + fundamentally the rise of consciousness.” Moreover, the human person is “evolution become conscious + of itself,” with the ultimate goal of “the maximization of thought” whereby consciousness radiates + “throughout the whole, in every aspect of the cosmos,” and then of “self-reflective consciousness,” + whereby “the human person can stand apart from the world and reflect on it” (Delio, 2023, pp. 30–32).
+
Finally, the foundation of Teilhard's paradigm is “Omega,” which he sees as the “prime mover of + evolution,” the unifying power in evolution. Omega works its guiding magic from the very beginning + of things, “acting on pre-living cosmic elements,” moving into consciousness as it emerged as the + goal toward which evolution complexifies and converges. “Omega is the absolute whole,” making + “wholeness in nature not only possible but also intensely personal. Teilhard identifies Omega with + God” (Delio, 2023, p. 35).
+
+
+

14.7. Atmanspacher's dual-aspect monism

+
Physicist-philosopher Harald Atmanspacher presents mind and matter, mental and material domains + of reality, as manifestations, or aspects, of one underlying, fundamental reality in which mind and + matter are inseparable. He distinguishes between the epistemic discernment of both the separate + domains and the underlying reality, and the ontic existence of the “psychophysically neutral domain” + (Atmanspacher, 2020a).
+
He also distinguishes two classes of dual-aspect theories based on “the way in which the + psychophysically neutral domain is related to the mental and the physical.” In Russellian monisms, + “the compositional arrangements of psychophysically neutral elements decide how they differ + with respect to mental or physical properties. As a consequence, the mental and the physical are + reducible to the neutral domain” (Atmanspacher, 2020a).
+
Whereas in decompositional dual-aspect theories, “the basic metaphysics of the + psychophysically neutral domain is holistic, and the mental and the physical (neither reducible to + one another nor to the neutral) emerge by breaking the holistic symmetry or, in other words, by + making distinctions. This framework is guided by the analogy to quantum holism …. + [which is] based on speculations that clearly exceed the scope of contemporary quantum + theory.”
+
Atmanspacher establishes connections between the ontic and epistemic domains of dual-aspect + theory and David Bohm's famous notions of implicate and explicate order (11.3). “Mental and physical + states emerge by explication, or unfoldment, from an ultimately undivided and psychophysically + neutral implicate, enfolded order.” This order is dynamic, not static, as in Whitehead's process + philosophy (Atmanspacher, 2020a). + Atmanspacher finds dual-aspect potency in the conjecture by quantum physicist Wolfgang Pauli and + analytical psychologist Carl Jung on the concept of synchronicity + and draws on dual-aspect elements from the two disciplines (17.2; Double-aspect theory, 2023)
+
In other words, Atmanspacher's dual-aspect theory hypothesizes that mental and material + manifestations may inherit mutual correlations because they are jointly caused by the + psychophysically neutral level. Such correlations, he says, would be “remnants reflecting the lost + holism of the underlying reality” (Atmanspacher, 2020a).
+
Atmanspacher and philosopher of physics Dean Rickles extend the metaphysical position of + dual-aspect monism by aligning “the deep structure of meaning” as “a fundamental feature of the + nature of reality,” stressing that “the decompositional version of dual-aspect monism considers the + mental and the physical as two aspects of one underlying undivided reality that is psychophysically + neutral.” Crediting their forerunners (Wolfgang Pauli, Carl Jung, Arthur Eddington, John Wheeler, + David Bohm, and Basil Hiley), the authors “reconstruct the formal structure of these approaches, and + compare their conceptual emphases as well as their relative strengths and weaknesses.” Their intent + is to establish dual-aspect monism as a scientifically and philosophically robust alternative to + physicalism, dualism and idealism (Atmanspacher and Rickles, 2022).
+
+
+

14.8. Ramachandran's new physics and neuroscience

+
Neuroscientist V.S. Ramachandran states that the question of consciousness cannot be answered “in + any obvious terms.” Most neuroscientists don't think about the question of consciousness, as it + doesn't typically arise in neuroscience or in physics. But, he says, the ancient Vedic texts of + India do address the problem of consciousness, the problem of qualia (Section: Ramachandran, 2019).
+
“Physics, by definition, is a third-person description of the world; its laws have no subjective + quality at all.” Physics has different wavelengths of electromagnetic + radiation, but “you see colors: where does these come from? Consciousness emerges only in a + first-person description of the world. I see red; not red is seen by me. I see red!”
+
“How can physics, including neuroscience, be a complete description of the world if it excludes + my primary sensory experience, if it does not admit a first-person perspective?” Ramachandran asks. + (He considers neuroscience a branch of physics.) “That I'm looking at the cosmos from here now has + no privileged status in science. For me, I have a privileged status. How is that possible? That's + the problem.”
+
“We need a new hybrid discipline, physics and neuroscience, that includes consciousness,” + Ramachandran asserts. “Consciousness is part of reality, but how it entwines with physical laws + needs to be explored” (Ramachandran, 2019).
+
+
+

14.9. Tegmark's state of matter

+
Physicist Max Tegmark speculates that “the subjective experience that we call consciousness is + the way information feels when being processed in certain complex ways,” and he comes to this strong + physicalist view because his starting point is that “It's all physics.” This means, he says, “I'm + not allowed to have any extra ‘secret sauce’ to add to the physical world and brain. Thus, + explaining consciousness is much harder for me, but at the same time, it [i.e., the physicalist + constraint] limits or focuses my work to or on very concrete problems” (Tegmark, 2014a).
+
Clearly, Tegmark says, “there must be some additional principle about information processing in + nature that distinguishes between the conscious kind and the unconscious kind.” “I would love to + find it,” he continues, “not just because it's philosophically fascinating, but because it's + important. Assessing consciousness is a critical need, whether in caring for comatose patients or in + communicating with super-advanced AI” (Tegmark, 2014a).
+
Tegmark examines the hypothesis that consciousness can be understood as a “state of matter,” + “perceptronium", as he coins it, with distinctive information-processing abilities (Tegmark, 2015). Assuming that + consciousness is a property of certain physical systems, with no “secret sauce" or non-physical + elements, and given that the key difference between a solid, a liquid and a gas lies not in the + types of atoms, but in their arrangement, he conjectures that consciousness can be understood as yet + another state of matter. Just as there are many types of liquids, he says, there are many types of + consciousness.
+
To distinguish conscious matter from other physical states of matter, Tegmark explores four basic + principles: “the information, integration, independence, and dynamics principles.” These principles + may identify conscious entities, account for our three-dimensional world, even involve the emergence + of time. Tegmark's approach generalizes Giulio Tononi's Integrated Information Theory (12) for + neural-network-based consciousness as well as for arbitrary quantum systems.
+
Founded on his concept that mathematics is the ultimate nature of reality (Tegmark, 2014b, 2014c, 2014d), Tegmark's quest is to better + understand the internal reality of our mind and the external reality of our universe, such that they + will hopefully co-explain or at least assist each other. This view sits somewhat apart from most + materialist theories of consciousness, in which the emergence of consciousness is a contingency of + evolution.
+
+
+

14.10. Qualia Research Institute's state-space, qualia formalism, valence realism

+
The Qualia Research Institute (QRI), a not-for-profit pursuing unique approaches to the science + of consciousness, stresses “Qualia Formalism,” the hypothesis that the internal structure of our + subjective experience can be represented precisely by mathematics, and “Valence Realism,” the + central importance of emotion/affect, that is, valence (how good or bad an experience feels) as a + real and well-defined property of conscious states (Qualia Research Institute). Within the + formalism, symmetry is said to play a significant compositional, functional, and aesthetic role. It + is called the Symmetry Theory of Valence (proposed by philosopher Michael Edward Johnson): the + symmetry of an information geometry of mind corresponds with how pleasant or unpleasant it is to be + (or have) that experience. (“The biggest mystery hiding in plain sight is what gives experiences + valence.”) (Johnson, 2023).
+
The key QRI move (or assumption) is that every distinct state of conscious experience is unique + and can be described mathematically; the number of such states, a “combinatorial explosion of + unexpected phenomena,” is an unimaginably vast (but not infinite) “state-space of consciousness,” + which is an independent, quasi-dimensional aspect of reality that grows “supergeometrically.” It is + the specific geometry of each state-space of consciousness that is the conscious percept; + each experience would correspond to a single point in the state-space of consciousness; the set of + all possible experiences are organized in such a way that the similarities between experiences are + encoded in the geometry of the state-space; and the degrees of symmetry or lack of symmetry of the + geometry reflect the balance of positive and negative valence, both reflecting brain harmonics which + somehow interact with the quasi-dimensional state-space and its symmetries (Shinozuka, 2020). (The “state-space of + consciousness” resonates with a similar kind of structure in Integrated Information Theory, 12.) +
+
QRI says its position is close to dual-aspect monism or neutral monism. It is committed to an + extended physicalism in the sense that extended laws of physics ultimately must describe fields of + qualia. Included is the idea that emotional valence (the pleasantness/unpleasantness of an + experience) is a natural kind, a real division of the world carved at its joints, which is said to + provide substantial information about phenomenology (Qualia Research Institute, n.d.).
+
QRI rejects functionalism as creating confusion but considers exotic states of consciousness as + important data points for reverse-engineering the underlying formalism for consciousness. As noted, + QRI is most compatible with, but not synonymous with, Integrated Information Theory (12), which QRI + calls the first mainstream theory of consciousness to satisfy a Qualia Formalist account of + experience. QRI leverages the idea from Integrated Information Theory that for every conscious + experience, there is a corresponding mathematical + object such that the mathematical features of that object are isomorphic to the properties of + the experience, and that without this idea, no matter the neurobiological theory, we cannot solve + the hard problem of consciousness (Qualia Research Institute, n.d.).
+
+
+

14.11. Bentley Hart's monism: consciousness, being, God

+
Philosopher, theological scholar, and intellectual provocateur, David Bentley Hart, constructs an + ultimate unified monism, first by showing that consciousness/mind and being/existence are profoundly + inseverable. He argues that “rational thought and coherent order are two sides of a single reality,” + and that only by embracing God “as the absolute unity of consciousness and being,” can the one + ontological reality be confirmed (Hart, 2022b). In a sense, it is a + higher-order monism. Oversimplified, an idealist form of panpsychism (Hart, 2021a).
+
Hart is not a timorous monist: “At the end of the day, I'm a monist as any sane person is … any + metaphysics that is coherent is ultimately reducible to a monism” (Hart, 2024).
+
Unsurprisingly, Hart is a fierce critic of materialism (Hart, 2019a): “The incommensurability + between physical causation and mental events is so vast that one can confidently assume that no + purely physical explanation of their relation will ever succeed” (Hart, 2021a). He argues that it would + be very odd to claim that physiology and mental agency can be characterized within the same + “mereological hierarchy.” Far from being inverse descriptions of one and the same causal structure, + he says, “the causal description peculiar to each sphere—the material and the mental—is not even + vaguely similar to that peculiar to the other. If the mental merely supervened physically upon the + material, in the way the shape of the wheel supervenes upon the wheel's iron molecules, it is + impossible coherently to conceive of that miraculous conjugation as merely a structural extension of + inherent physical propensities. Here each level operates in ways radically disparate from—even + contrary to—the ways in which the other operates. Material structures and forces, if the + reductionist picture of nature is correct, are composite, fragmentable, non-purposive, + non-intentional, and essentially third-person; mental agency, by contrast, is indivisibly unified, + physically infrangible, thoroughly teleological, inherently intentional, and irreducibly + first-person (that is, conscious)” (Hart, 2019a, 2022a, 2022d).
+
Hart is certain that “nothing like an actual science of mental reality will ever be conceivable + (much less practicable) so long as the culture of the sciences clings to a belief in the principle + of the ‘causal closure of the physical’” (Hart, 2021b). He rejects irreducible + emergence as “logical nonsense; whatever properties appear in an effect, unless imposed + adventitiously, are already implicit in its ‘lower’ causes, even if only as a kind of virtual + intentionality.” He avers that “‘Strong emergence’ is either a myth, a category error, or a truth so + bizarre as to suggest that truth as such is impenetrable to reason; to invoke such a principle is to + say nothing” (Hart, 2022a). He recommends + reconsidering “something like causal language proposed in Aristotelian tradition” (Hart, 2022b).
+
Hart's intuition is that “The conditions necessary for knowledge of the world and the conditions + necessary for the world's existence as an object of knowledge at any number of vital points seem + insensibly to merge into a single reality, a single act,” a simplicity and an ultimacy, he says, + that cannot be found within nature as a closed totality and cannot be consistent with any + physicalist theory of the world. It becomes impossible not to wonder, he continues, “whether the + only properly empirical approach to the question of mental reality should begin with a radically + different kind of methodological bracketing: one that suspends every presupposition regarding a real + distinction between epistemology and ontology.”
+
He continues, “At least, we should never refuse to reflect upon the ancient metaphysical quandary + of whether being and consciousness are ever truly severable from one another.” To exist fully, he + says, is “to be manifest to consciousness,” and “there is no such thing as ontological coherence + that is not a rational coherence,” such that the irreducibility of mind to physical causes and the + irreducibility of being to physical events are one and the same irreducibility. There is a point + then, Hart argues, “at which being and intelligibility become conceptually indistinguishable” and + “being in itself is pure intelligibility” (Hart, 2022b).
+
Given that “world and mind really are open to one another,” Hart accords “a certain causal + priority to mind over matter in our picture of reality” in that materialism would have more + difficulty to account for consciousness than consciousness would for matter.
+
Hart invokes Bernard Lonergan's argument that the “unrestricted intelligibility” of reality leads + to God as the one “unrestricted act of understanding.” The ascent towards ever greater knowledge is, + Hart says, “an ascent towards an ultimate encounter with limitless consciousness, limitless reason, + a transcendent reality where being and knowledge are always already one and the same, and so + inalienable from one another” (Hart, 2022b).
+
“A restricted instance of that unrestricted act,” Hart says, is his “best definition of mind.” He + then goes to God, reasoning that “every act of conscious, unified, intentional mind is necessarily + dependent upon infinite mind—which is to say, God.” God, then, is “the logical order of all reality, + the ground both of the subjective rationality of mind and the objective rationality of being …. the + one ontological reality of reason as it exists both in thought and in the structure of the universe” + (Hart, 2019b, 2022b).
+
The final step in forming Hart's ultimate monism will seem strange to most, blasphemous to some: + taking consciousness and being, already one and the same, and unifying it with God, to become, all + together, the ultimate one and the same. This is not pantheism (or panentheism), but based on Hart's + Orthodox Christian convictions, a Christological monism. He quotes Maximus the Confessor, who says, + “in the union with God, we ultimately are destined to become uncreated.” In Hart's ultimate monism, + “God doesn't become God, but God in those who are becoming God” (Hart, 2022c).
+
+
+

14.12. Leslie's consciousness inside an infinite mind

+
Philosopher John Leslie suggests that ethical requirements, when not overruled by stronger + ethical requirements, are creatively effective. The cosmos they create is a collection of infinitely + many minds, each infinite mind eternally conscious of all that's worth contemplating. Our universe + is a structure inside one such mind, its reality consisting simply in its being contemplated. + (Infinitely many finer universes might join our universe in that mind's consciousness, but it does + at least deserve its place there.) (Leslie, 2001).
+
How, though, would one's own consciousness fit into this scenario? Well, each infinite mind is “a + single existent” in this sense, that its ingredients stand to it somewhat as a ruby's shape and its + redness stand to the ruby; they couldn't exist independently, any more than could the particles in + the Bose-Einstein condensates described by quantum physics. But despite how all the parts of each + universe which any such mind contemplated would exist—remember, solely through entering into that + mind's contemplations—some of those parts could each have consciousness of its own. They could be + conscious brains, or conscious computers. Being inside the existential unity of that mind wouldn't + make these know that it was there that they existed, or what other things existed there. Conscious, + when it contemplated us, of every quark and electron of your brain and mine, that mind could leave + us in ignorance even of each other's existence (Leslie, 2001).
+
Similarly, our lives from birth to death could be eternally present to that mind's awareness + whereas we could only guess what would fill our next few hours. Still, one's consciousness might + itself be existentially unified at any given moment, perhaps thanks to quantum-physical processes. + This could explain how the entirety of a painting, for instance, can be known in a single glance. + Brains without regions that featured quantum computations, computers which weren't quantum + computers, might be incapable of such knowledge.
+
Leslie concludes, “Innumerable further things worth contemplating would exist inside each + infinite mind, many of them quite unlike our universe and its living beings. Examples could be + utterly lifeless universes; universes very unlike ours in their physical laws, or obeying no laws at + all; countless things of interest or of beauty, each not forming part of any universe” (Leslie, 2001).
+
+
+
+

15. Dualisms

+
Dualism is the theory of consciousness that requires two radically distinct parts: a physical + brain, obviously, but also in addition, a separate, nonphysical substance that is not only independent + of the brain but also not of the physical world (as presently conceived). This would mean that reality + consists of (at least) two ontological categories—physical and nonphysical, whether substances, + properties, aspects, dimensions or planes of existence. Dualism is often called “substance dualism,” + to distinguish it from “property dualism,” which is ontologically different (15.1). In general usage, + “dualism” means substance dualism.
+
For dualism to be true, what follows must be that the physical world, at its most fundamental level + of fields and forces, is not in some way causally closed, and that mental properties play a causal + role in affecting the physical world. This perspective, often called interactionism, provides + that physical states cause phenomenal states, and phenomenal states cause physical states, and + whatever psychophysical laws there may be will operate in both directions (Chalmers, 2003; 15.8).
+
Common forms of dualism identify the essence of the person with a nonphysical “soul,” generally an + immortal soul. This kind of “soul-centered dualism” is also the theory of consciousness most widely + believed by the vast majority of the world's population, largely implicitly via acculturation to + belief systems, whether organized religion or folk traditions. Dualism (substance dualism), certainly, + is the default doctrine in the Abrahamic religions of Judaism, Christianity and Islam.
+
Dualism is largely rejected by philosophers, at least by most professional philosophers in the + West48 (PhilPapers Survey, 2009, 2020). Dualism has fallen out of + philosophical favor for at least four reasons. (i) No Interactions: given the scientific understanding + that the physical world is a causally closed system in that every event has a prior, physically + efficient cause, how could anything outside such a closed system affect it? (Goff, 2020). (ii) Not Parsimonious: two + kinds of world stuffs seem excessively complex; Occam's razor cuts unnecessary entities in + explanations. (iii) No Knowledge: souls are slippery; how to know anything about how they work? (iv) + Fading Divine Creator: With God less prominent in academia, there seems one less way to create or + allocate souls.
+
In trying to characterize souls (assuming for a moment that souls do exist), we ask questions. Are + all souls exactly the same, as all electrons in the electron quantum field are the same? Are souls + undifferentiated (everyone gets the same “starter kit”), or specially tailored to each individual? Are + souls created by God? Or are souls the inevitable, automatic product of a set of deep psychophysical + laws; in other words, given specific, complex structures of atoms, do souls pop into existence? Or are + souls always existing, part of a cosmic consciousness—journeying, reincarnating, transitioning, + transforming, reincarnating ….?
+
Notably, because consciousness, under dualism, would require both a non-physical substance and a + physical brain (somehow working together), it is conceivable, following the death of the body and the + dissolution of the brain, that this nonphysical substance by itself could maintain some kind of + existence, conscious or otherwise. (Although this nonphysical substance is traditionally called a + “soul”—a term laden with theological burdens—a soul is not the only kind of thing, or form, that such + a nonphysical substance could be.)
+
Philosopher Dean Zimmerman reviews “a spectrum of dualisms,” resulting from different meanings of + “nonphysical”. Are souls simple, with no parts, or composite, with internal components (whether fixed + or flexible)? To pose an extreme, could souls be abstract objects, outside of space and time, + necessary existents? Most dualists would have souls as concrete, nonphysical objects. Some would even + have souls extended in space, sharing the same special coordinate system as bodies (Zimmerman, 2005).
+
David Bentley Hart welcomes confrontation by claiming that most early modern scientists were better + able to understand the mind-body problem than are many in the sciences today. The 17th century + solution to the seeming irreconcilability of mind and matter was “to adopt a casual and contented + dualism, allowing the mental and the physical each its own discrete autonomous sphere: nature, not + being teleological or intentional in any way, is nothing like mind; mind, not being composite, + purposeless, and impersonal, is nothing like nature.” The two can somehow interact, probably, Hart + suggests, through the sheer power of God, but “neither is reducible or even qualitatively similar to + the other.” Hart recognizes the inherent problems in describing “any kind of coherent ontological, + causal, or epistemological continuity between the two spheres”—Hart himself is a monist (14.11)—“it + [dualism] was nowhere near so magnificent a disaster as the later, materialistically monistic attempts + to reduce mental events to mechanical [processes] have so far proved” (Hart, 2019a, 2021a).
+
To Galen Strawson, “Dualists who postulate two distinct substances while holding that they interact + causally not only face the old and seemingly insuperable problem of how to give an honest account of + this interaction. They also face the (even more difficult) problem of justifying the claim that there + are two substances.” To think that dualism has anything in its favor, Strawson asserts, “is simply to + reveal that one thinks one knows more about the nature of things than one does—and it has Occam's + razor (that blunt, sharp instrument) against it” (Strawson, 2008). The dualism theories + that follow in this section challenge this denial.
+
Jaron Lanier says, “You've got two choices. Either you know everything [about consciousness], or + you organize your ignorance in some intelligent and organized manner. Dualism is the most honest + manner of organizing your ignorance, okay?” (Lanier, 2007b).
+
As noted, Closer To Truth viewers regularly send me diverse theories related to + consciousness, some just ideas, some elaborate systems, and occasionally they are hard to classify. + For example, a consciousness system operating independently of the central nervous + system, constituted by “a Material B” (exhibiting “coupling properties” beyond the boundaries + of physics) and explored by “memory-related thought processes” and “illogical + nonlinear-thinking”49 (Ma et al., 2023).
+
It is well known that mental causation is a vexing problem for dualists. By what conceivable + mechanism could nonphysical stuff effect physical stuff? This is not a primary issue for this + Landscape (15.8), but it is for Dualism.
+
Again, the purpose of this section on Dualisms as a theory of consciousness is to describe various + kinds of dualism, not to argue in favor or against (a self-imposed hurdle on which I occasionally + trip).
+
+

15.1. Property dualism

+
Property Dualism is the idea that while there is only one kind of substance in the world, + physical substance, there are two kinds of properties, mental and physical properties, such that + mental properties cannot be reduced to or explained by physical properties alone, even though both + kinds of properties are generated by the same physical thing, namely brains. More specifically, + property dualism maintains that human persons are entirely physical objects, composed wholly by the + constituents of fundamental physics and subject only to the laws of physics, but also they have, at + the same time and equally inherent, non-physical properties or aspects, namely mental properties or + aspects (thoughts, concepts, ideas) that are not reducible to, and not explainable by, the + properties of fundamental physics (and its special science derivatives)—even though all of property + dualism's properties must come from those constituents of fundamental physics. Simply, human persons + would have nonphysical properties but no nonphysical parts.
+
According to Dean Zimmerman (following Chalmers), property dualism means that, “For at least some + mental states, it is not possible to define, in terms of microphysical properties alone, a physical + property common to all individuals in that mental state, and only to them.” Property dualism, then, + would be the failure of supervenience, which states that “among all the possible individuals in all + the possible worlds, there is no pair with all the same microphysical properties but different + mental properties” (Zimmerman, 2005).
+
Zimmerman applies property dualism to two famous questions in philosophy of mind: “It seems easy + to imagine physically indiscernible zombies (animate human bodies with no consciousness) or people + whose spectrum of color experiences is the reverse of one's own. If genuinely possible, these + scenarios show that the mental does not supervene upon the physical” (Zimmerman, 2005).
+
But in a wholly physical world, how could the mental not supervene upon the physical? How could + different mental states arise from precisely the same microphysical states (down to the most + fundamental physics)? If mental states can so arise, mustn't something be missing, or arbitrary, in + the physical world? If mental states cannot so arise, what then of property dualism?
+
To oversimplify, property dualism is dualistic only in its deep epistemology, not in its deep + ontology, which remains entirely materialistic—consciousness remains wholly the product of brain + function. Under property dualism, the mind still comes entirely from the brain, without residue. + When super-advanced neuroscience accounts for all that can be known about the brain—though obviously + it would be fiendishly complex—will there be nothing left over to explain about the mind?
+
Yet, property dualism has some mental properties as irreducible, a move that perhaps help blunt + attacks on materialist theories of consciousness. (Property dualism shares features with + Non-Reductive Physicalism, 10.) But what does this really mean? How irreducible? Irreducible in + practice, for sure. But irreducible in principle? What would an absolute complete science, from + fundamental physics to neuroscience, not capture?
+
Philosopher Ralph Weir evaluates the common preference in philosophy of mind for varieties of + property dualism over other alternatives to physicalism and certainly over substance dualism. He + argues that the standard motivations for property dualism “lead directly to nonphysical substances + resembling the soul of traditional metaphysics.” Using the conceivability of modal arguments for + zombies and ghosts and critiquing Russellian monist forms of property dualism, he concludes that “if + you posit nonphysical properties in response to the mind-body problem, then you should be prepared + to posit nonphysical substances as well” (Weir, 2023).
+
Property dualism is the first subcategory under dualism because it is the most materialistic, the + least dualistic, of the bunch. While I appreciate its important role in the development of + philosophy of mind, I must admit that I've never had it near top-of-list in the marketplace of + fundamental theories.
+
Peter van Inwagen muses that “‘property dualism’ is a very odd name to give it.” His + argument clarifies the essence of dualism itself. “If there are non-physical substances, then + physical and non-physical substances (a cat and an angel, for example) are clean different kinds + of thing. Although they are both substances right enough, the division of the category ‘substance’ + into the sub-categories ‘physical’ and ‘non-physical’ is an ontologically significant division. We + call Descartes and Plato dualists + because they think there are substances in both sub-categories. I would suppose that ‘property + dualists’ call themselves dualists because they think that the division of properties into + physical and non-physical properties is an ontologically significant division of the category + ‘property’, a division as significant as the physical/non-physical division of the category + ‘substance’. If this is so, I think that the self-chosen description ‘property dualist’ indicates + a metaphysical confusion in the way property dualists conceive of properties” (Van Inwagen, 2007b).
+
Nonetheless, unlike much-disparaged substance dualism, property dualism remains a respectable + position within philosophy of mind (Zimmerman, 2005).
+
+
+

15.2. Historical and traditional dualisms

+
Dualism is the oldest and most ubiquitous theory of consciousness in the sense that nonphysical + aspects of the world and mind, such as animism and ancestor worship, had long seemed the default + assumption of millennia of pre-modern human groups and cultures. Plato's description of immortal + souls in ancient Greece, where the person was entirely immaterial, and the profound ruminations + about consciousness in ancient + India, debating individual and cosmic varieties, were consistent with common intuitions and + thus readily accepted.
+
On the other hand, biblical accounts of the nature of the person, especially in the Hebrew + scriptures, stress human physicality and mortality, with no obvious assertions about immortal souls + (Van Inwagen, 1995). In Genesis, humans + became (were not inherently) “a living soul” (Gen. 2:7). Ezekiel writes, “The soul that + sinneth, it shall die” (Ezek. 18:20). Paul, in the New Testament, has “the wages of sin is death” + (Rom. 6:23). Granted, theologians can interpret “death,” as, say, a soul that is separated from God. + But the Psalmist is clear, saying of humans, “His breath goeth forth, he returneth to his earth; in + that very day his thoughts perish” (Ps. 146:4). And Solomon is unambiguous, “the dead know + nothing” (Eccles. 9:5).
+
Nonetheless, the overwhelming majority of adherents to the Abrahamic religions of Judaism, + Christianity and Islam, along with most of their religious teachers, assume that human beings are, + in essence, a soul and that the soul has some kind of future beyond death.
+
John Leslie describes the historical understanding of souls as “existentially unified,” noting, + "When the parts of a soul were viewed as existentially unified at each particular instant, it wasn't + thought that God, when manufacturing unified souls, had to do some kind of special mixing involving + many separate steps. It was believed simply that souls had, from the moment of their creation by + God, the property of being complex yet existentially unified. Many distinguishable elements of such + complexity were present when a soul had a thought or an experience, but still, a soul remained + existentially unified at each instant and remained the very same soul at successive instants" (Leslie, 2006).
+
+
+

15.3. Swinburne's substance dualism

+
Christian philosopher Richard Swinburne is a leading advocate of substance dualism (Swinburne, 2013). "If you want to tell + the whole story of the world, you must say what objects there are in the world, what substances + there are, and what properties they have at different times," Swinburne said on Closer to + Truth. "Of course, that will include all the physical objects, all the tables and chairs and + planets and atoms. But, of course, that won't tell the whole story. You will also have to tell the + story of conscious life, which is associated with each body." Swinburne asserts that in order to + tell "the whole story of the world," one must "pick out subjects of experience—not just by the + experiences they have, not just by the physical bodies with which they are associated" but also with + "separate mental entities for which the natural word is 'soul' … If you can't bring 'soul' into the + account of the world, you will not tell the whole story of the world, because you will not tell who + has which conscious life" (Swinburne, 2007; Swinburne, 2006).
+
"If the only things were physical objects, including bodies and brains, we would not be able to + distinguish a case where you have the body which is presently yours and I have the body which is + presently mine, from the case where you have the body which is presently mine and I have the body + which is presently yours," he adds. "If physical properties and mental properties were just + properties of bodies there would be no difference between these cases; " but because there are + obvious differences between "you" and "me," Swinburne claims that "there must be another essential + part of me which goes where I go, and this we can call my 'soul.'" Truths about persons, Swinburne + stresses, are not truths about brains or bodies (Swinburne, 2007).
+
Swinburne's argument for the existence of a soul—that "souls constitute personal identity and the + continued existence of me will consist in the continued existence of my soul"—"is quite apart from + what might happen in the world to come." Moreover, Swinburne's arguments for the reality of a + nonphysical soul do not depend, he says, on theological revelation or his own religious convictions + (Swinburne, 2016; Kuhn 2016b).
+
+
+

15.4. Composite dualism

+
Modern dualism in philosophy of mind begins with Descartes who famously divides the world between + the physical and the mental. He was motivated by the obvious distinction that the mind has thought + but no extension while the body has extension but no thought. Yet body and mind both seem needed to + have a human person.
+
Composite dualists require both body and mind to constitute a person, where “body” generally + denotates brain and “mind” generally denotates soul. There are of course variations and problems (Zimmerman, 2005). A key question is + whether the nonphysical part, the soul, has mental states independent from the body/brain? To most + dualists, both historical and contemporary, the soul does indeed.
+
As to the relationship between the body and the soul, Swinburne is ambivalent. "Maybe, of course, + a soul can't function on its own," he said. "Maybe it can only function when associated with a body. + In that case, my continued existence would consist in it being joined to a body again, perhaps an + entirely new body. I think a soul could exist on its own, but not a great deal turns on that." A + body is required, Swinburne said, because "for us to interact with others, to recognize others, we + need different public characteristics” (Swinburne, 2016; Kuhn 2016b).
+
I asked Swinburne to speculate on the essence or composition of such a soul. Is it a + differentiated substance? What's to prevent your soul from getting mixed up with my soul?
+
"The difference between souls is ultimate, unanalyzable by anything else," Swinburne responded. + "A soul has no extension. It is an 'immaterial particular', to use an old-fashioned philosophical + term. It does, of course, have characteristics, properties. It has thoughts, feelings, attitudes, + and so on. But the way we distinguish in practice between souls is in terms of the bodies with which + they are associated because the difference between your soul and my soul, being ultimate, does not + consist in their relations to our respective bodies. There is of course nothing paradoxical about + the difference between souls being unanalyzable, because some differences must be ultimate; if you + can analyze 'a' by 'b' and 'b' by 'c' and so on, you eventually get to things which you can't + analyze, and the differences between human souls in my view are one of those things. This is why the + only way souls can have a public presence is through their attachment to bodies” (Swinburne, 2007, 2016).
+
+
+

15.5. Stump's Thomistic dualism

+
The influential Christian scholastic philosopher St. Thomas Aquinas gives an account of the soul + that is non-Cartesian in character, according to Catholic philosopher Eleonore Stump, who has + Aquinas taking the soul to be something essentially immaterial or configurational but nonetheless + realized in material components. This suggests, she argues, not only that Cartesian dualism isn't + essential to Christianity but also that the battle lines between dualism and materialism are + misdrawn (Stump, 1995).
+
Stump recognizes that because Cartesian dualism is widely regarded (among philosophers) as false, + and because “it is also the case that the major monotheisms have traditionally been committed to + dualism of a Cartesian sort, then in the view of many philosophers the apparent or putative falsity + of Cartesian dualism becomes an embarrassment for those religions.”
+
In building his alternative to a Cartesian sort of dualism (in historical context, to + Plato's account of the soul), Aquinas is guided by “two complex, culturally conditioned sets of + intuitions,” each of which relates to a biblical passage. The first is "dust thou art, and unto + dust shalt thou return" (Gen. 3:19), conveying that a human + being is a material object, “made out of the same sort of constituents as the earth is,” and + the second is "Then shall the dust return to the earth as it was, and the spirit shall return to + God who gave it" (Eccles.12:7), conveying that a human person survives death, “because her spirit + or soul continues to exist after the dissolution of her body.” Stump has Aquinas accommodating + both sets of intuitions with his account of the human soul (Stump, 1995).
+
Famously, Aquinas takes the soul to be the form of the body, but, as Stump points out, “the soul + not only is the form that makes this matter a living human body but also is the form that makes the + matter this human being.” And when, after death, all that is left of a human being is the soul, + “individuality persists on Aquinas's account.”
+
“Soul” is a larger category for Aquinas, his generic term for the substantial forms of all + material objects that are living. Plants have souls, not in the human sense, but in that they enable + “a configuration of matter which allows for nutrition, growth, reproduction.” Animals, too, have + souls, since they, too, are living things; but the configuration of their matter also allows them + perception. The forms that constitute human beings allow a more distinctive set of capacities, + namely, intellective processes. Aquinas tends to call the human soul “the intellective soul” or “the + rational soul”.
+
Aquinas's soul is created directly by God and infused into matter. The soul is the act of the + body, “because it is in virtue of the soul that something is actually a living human body.” + Moreover, because the soul is the form of the body, it has a spatial location; while the body is + alive, the soul is located where the body is.
+
As for the post-mortem, disembodied soul, while it does persist, it is not the complete human + being who was the composite but only a part of that human being. A separated soul does exist on its + own after death, but it nonetheless isn't a substance in its own right. Disembodied existence isn't + natural to the soul.
+
Stump sums up: “The soul is an essentially configurational state which is immaterial and + subsistent, able to exist on its own apart from the body. On the other hand, the soul is the form + that makes the living human body what it is. While it is possible with divine help for the soul to + exist and exercise cognitive function on its own, apart from the body, that state is unnatural to + it. In the natural condition, human cognitive functions are to be attributed to the whole + composite and not to the soul alone, although the composite exercises cognitive functions by means + of the soul.” In Stump's view, the real lesson of Aquinas's account of the soul is to show that + the dichotomy + between materialism and dualism is misleading (Stump, 1995).
+
+
+

15.6. Feser's neo-Thomistic, neo-Aristotelian, common-sense dualism

+
Catholic philosopher Edward Feser's account of consciousness combines a neo-Thomistic view that + some mental faculties are immaterial and a neo-Aristotelian view that we perceive the world actually + as it appears to be (i.e., direct realism, such that color and sound are properties of external + objects as real as size and shape) (Section: Feser, 2012a; 2012b; 2012c; 2022a; 2022b).
+
As Feser explains, Aristotelians and Thomists use the term “intellect” as that faculty by which + we grasp abstract concepts, make judgments and reason logically. Intellect is to be distinguished + from “imagination,” the faculty by which we form mental images (visual, auditory, etc.), and from + sensation, the faculty by which we perceive the external material world and the internal world of + the body. Feser argues that the irreducibility of intellect to imagination and sensation is + undeniable (e.g., the intellect's concepts are universals while mental images and sensations are + particulars). He also argues that “the reason why intellectual activity cannot in principle be + reduced to sensation or imagination is, as it happens, related to the reason why intellectual + activity cannot in principle be reduced to, or entirely supervenient upon, or in any other way + explicable in terms of material processes of any sort” (Feser, 2012a).
+
To explain intellectual activity entirely in terms of material processes, Feser says, is to + inevitably deny the existence of some essential aspect of the intellectual activity. If you identify + thought with material processes, you are necessarily committed to denying, implicitly or explicitly, + that our thoughts really ever have any determinate or unambiguous content. According to Feser, some + materialists have seen this, including Quine and + Dennett, and decided “to bite the bullet and accept that the content of all thought and language is + inherently indeterminate.”
+
Feser asserts that such claims are indefensible because it would contradict making sense of + mathematics and logic, and hence of empirical science, all of which presupposes that we have + determinate concepts. “Anyone who thinks that thought can even in principle be entirely material,” + he says, “hasn't thought carefully enough about the nature of thought” (Feser, 2012a).
+
But Feser's dualism is not Descartes's dualism, which makes assumptions about the nature of + matter as much as or more than assumptions about the nature of mind, and thus is responsible, in + part, for generating the mind-body problem. The key point, Feser says, is that by characterizing + matter in purely quantitative, mathematical terms, Descartes left no place in it for qualitative + features like color, odor, taste, sound, + smell, heat and cold as common sense understands them. Accordingly, he treated these qualitative + features—as Galileo before him and countless others after him did—as entirely mind-dependent, + existing only in our conscious experience of the world but not in the world itself (Feser, 2012b).
+
This means that if these qualitative features as common sense understands them exist only in the + mind and not in the material world, it follows that these features cannot themselves be material. A + kind of dualism follows, Feser claims, precisely from the materialist conception of matter. The + so-called “qualia problem” that contemporary philosophers of mind fret over, he argues, “is the + inevitable result of the conception of matter to which modern scientists in their philosophical + moments have wedded themselves” (Feser, 2012b).
+
In Feser's reading, Descartes and other moderns had an austere concept of nature as inherently + devoid of the qualitative features we know from conscious experience (e.g., color, sound, heat, + cold) as well as of meaning or purpose of any kind. Thus, they conceived of the human mind as an + immaterial substance that somehow interacts with those parts of the natural world we call human + bodies and brains. This spawns Descartes's novel form of dualism, which is notoriously problematic + (i.e., the interaction problem) such that modern materialists throw out Descartes's immaterial + substance while holding on to his view of the material world. (But their own position, Feser adds, + is even more problematic, since it leaves them with no place at all to locate qualitative features + or meaning.) (Feser, 2012c).
+
Moreover, because Descartes took the human body as just one entirely mathematically definable bit + of the material world among others, entirely devoid of qualitative features, and took all + consciousness to reside in the res cogitans, which he regarded as immaterial, Descartes's + position implies that sensation and imagination are immaterial. Hence if sensation and imagination + turn out to be material after all, it is understandable how some would infer that all operations of + the res cogitans, all mental + activity, might be susceptible to materialist explanation as well (Feser, 2012b).
+
But, Feser argues, the Aristotelian tradition has always regarded sensation and imagination as + corporeal faculties, and as having nothing essentially to do with the reasons why our distinctively + intellectual activities are incorporeal, in that strictly intellectual activity on the one hand and + sensation and imagination on the other, differ in kind, not merely in degree, so that to establish + the corporeal nature of the latter is irrelevant to the question of whether the former is corporeal. +
+
Aristotle and the Scholastic tradition that built on his thought took the common-sense view that + the natural world is filled with irreducibly different kinds of objects and qualities: people; dogs + and cats; trees and flowers; rocks, dirt, and water; colors, odors, sounds; heat and cold; meanings + and purposes (Feser, 2012c). The founders of modern + philosophy and science overthrew Aristotelianism, and, on Feser's view, common sense along with it. + On the new view of nature inaugurated by Galileo and Descartes, the material world is comprised of + nothing more than colorless, odorless, soundless, meaningless, purposeless particles in motion, + describable in purely mathematical terms. The differences between dirt, water, rocks, trees, dogs, + cats, and human bodies are on this view superficial.
+
Common sense, Feser says, takes ordinary physical objects to have both (a) size, shape, motion, + etc. and (b) color, sound, heat, cold, etc. Early modern philosophers and scientists characterized + features of type (a) as “primary qualities” and features of type (b) as “secondary qualities,” and + they argued that the latter are not genuine features of matter as it is in itself, but reflect only + the way conscious awareness presents matter to us. What exists in mind-independent reality + is nothing more than particles in motion. Color, sound, taste, odor, etc. exist only in the mind's + experiences of that reality (Feser, 2022a).
+
But, Feser argues, to draw a sharp distinction between primary and secondary qualities is much + more difficult than it at first appears. The Aristotelian philosopher who defends common sense would + say that this is a good reason to think that secondary qualities are, after all, as objective as + primary qualities.
+
The more common approach, however, was to try to make some version of the primary/secondary + quality distinction work, which made a Cartesian sort of dualism an inevitable consequence of the + primary/secondary quality distinction. For if color, sound, heat, cold, etc. as common sense + understands them don't exist in matter, then they don't exist in the brain or the + rest of the body (since those are material). And if they do nevertheless exist in the mind, + then we have the dualist conclusion that the mind is not identical with the brain or with any other + material thing.
+
Feser claims that the very conception of matter that modern materialism has committed itself to + is therefore radically incompatible with materialism. Attempting to develop a materialist account of + consciousness while at the same time presupposing the conception of matter inherited from + Galileo and Co. is like trying to square the circle. “It is a fool's errand,” Feser opines, “born of + conceptual confusion and neglect of intellectual history” (Feser, 2022a).
+
To Feser, the hard problem of consciousness is a pseudo-problem. It arises only if we follow + Galileo and his successors in holding that color, odor, sound, heat, cold, and other “secondary + qualities” do not really exist in matter in the way common sense supposes them to, but instead exist + only in the mind (as the qualia of conscious experience) and are projected by us onto external + reality. If you take this position, Feser says, you are stuck with a conception of matter that makes + it impossible to regard consciousness as material.
+
The solution, Feser offers, is simply not to go along with this assumption in the first place, + but to return to the Aristotelian-Scholastic view the early moderns reacted against, and which is + compatible with the commonsense view of matter. The so-called hard problem of consciousness then + dissolves (Feser, 2022b).
+
Feser highlights Gilbert Ryle's critical characterization of Descartes's dualism as the theory of + the “ghost in the machine.” It is often supposed that modern philosophy and science after Descartes + preserved his mechanical model of matter while getting rid of the “ghost” of the Cartesian mind. To + Feser, the haunting problem is not the “ghost” but the mechanical model of matter (Feser, 2022b).
+
+
+

15.7. Moreland's Christian soul

+
Christian philosopher J.P. Moreland defines a robust “generic substance dualism” as the view + according to which “(i) there is a substantial soul (self, ego, I, substantial form) that is wholly + immaterial; (ii) the soul is not identical to its physical body; and (iii) the soul is that which + grounds personal identity for human persons” (Moreland, 2023). He defends a + Thomistic-like dualism, taking the body to be an ensouled, spatially extended, physical structure, + and the soul to be a substantial, unified reality that informs (gives form to) its body, animates it + and makes it human. Thus, a body requires a soul to be a body, and this is why a body is of value. A + body without a soul in it is just a corpse. In contrast to a body, a corpse is of little intrinsic + value (Moreland, 2014).
+
Similarly, a soul requires a body to be fully realized; for a soul to have a body is its natural + state. By analogy, the soul is to the body like God is to space—it is fully “present” at each point + within the body. Breaking the analogy, Moreland's soul and body relate to each other in an informing + and cause-effect way (Moreland, 2014).
+
Moreland argues that the unity of consciousness cannot be explained if a person is a brain, + because a brain is just an aggregate of different physical (separable) parts. He accepts constituent + realism regarding properties (and relations), according to which properties (and relations) are + universals that, when exemplified (they need not exist), become constituents of the ordinary + particulars that have them. Moreover, he asserts that whereas a physicalist may claim a unified + awareness of one's visual field consists of combining several different physical parts of the brain + each terminating a different wavelength, each of which is aware of only part (not the whole) of the + complex view, “this cannot account for the single, unitary awareness of the entire visual field” (Moreland, 2018).
+
Offering “a comprehensive defense of contemporary substance dualism,” Christian philosophers + Brandon Rickabaugh and J.P. Moreland present arguments that they claim support substance dualism and + defeat those that deny it. These include: introspection, self-awareness and intentionality; the + fundamental unity of conscious beings (e.g., mereological essentialism and the diachronic endurance + of the soul); and updated arguments from modality and libertarian freedom (e.g., problems of causal + interaction, neuroscientific objections, and causal closure of the physical) (Rickabaugh and Moreland, 2023).
+
+
+

15.8. Interactive dualism

+
The primary problem of Dualism—many would say the defeater of Dualism—is how nonphysical + substances could possibly interact with physical substances, especially given the common assumption + that the physical world is a closed system. Also called the "pairing problem," how could an + immaterial thing, the mind, interact with a material thing, the body (or brain)? Notwithstanding our + folk perception that the physical world affects my mind through my senses and my mind affects the + physical world through my actions, most scientists and philosophers deny this is what is in fact + happening. There would be no commonalities between physical and nonphysical substances, no means of + exchange—the problem of mental causation on steroids. Moreover, if nonphysical substances could + somehow affect and alter physical substances, wouldn't that require a transference of energy, and + wouldn't such an addition violate the sacrosanct physical law of the conservation of energy? + (Section: Robinson, 2023; Interactionism, 2023).
+
Advocates of Interactive Dualism (not that there are many among scientists and philosophers) say + they have resources. They reject the weak dualism of Epiphenomenalism where the physical affects the + mental but the mental does not affect the physical (9.1.2). They can claim that the interaction + problem is founded on archaic 19th century, billiard-ball physics, where causation requires hard + substances to be in physical contact, to touch one another, as it were. Quantum mechanics, on the + other hand, allows for various, albeit speculative ways, for the mental to affect the physical, even + beyond the classic but controversial view that an “observer” is needed to “collapse” the wave + function. Moreover, because quantum mechanics introduces fundamental uncertainty into the universe, + and if by this indeterminism holds, nonphysical substances might enjoy “wiggle room” to effect + causation.
+
Advocates can also appeal to different kinds of ethereal forces or energy transference systems. + Perhaps mental powers can influence the distribution but not the quantity of energy in the + brain (“a little more here, a little less there” does seem a bit of a cheat). Perhaps each + individual brain is not a causally closed system so that the conservation of energy need not apply. + Perhaps causal closure for the entire universe is also a 19th century invention, based on classical + thermodynamics and statistical mechanics, which are now superseded by quantum mechanics, general + relativity, dark matter, dark energy, and who knows what else? (I can make up another. Since string + theory offers, depending on flavor, 10, 11 or 26 “compactified” extra dimensions, why couldn't + nonphysical substances work via these extra dimensions? I can conceive of a precedent for this. To + account for the “hierarchy problem” in physics, where gravity is vastly weaker than the other + fundamental forces, some postulate that gravity “leaks” or “bleeds” into these extra dimensions.) It + gets crazy.
+
That's not all. Perhaps, one could just blow away the interaction problem by just asserting that + in systems that have minds, the law of conservation of energy is false. Perhaps because downward + causation goes to the lower physical levels and emergence is enabled, the causal completeness of + physics is wrong (Ellis, 2019). Further, because the + whole idea of a closed physical system is based on the assumption that there are no nonphysical + forces involved, wouldn't this assumption undermine the argument against interaction by making it + circular? Then there is “overdetermination,” where mental and physical factors can each, + independently, affect actions—an approach that, while possibly solving one problem, creates other + problems (Robinson, 2023; Interactionism, 2023).
+
Finally, there is always a theological solution. God can help. God could have created souls with + powers, especially since “real” (i.e., libertarian) free will is an essential part of “God's plan,” + such that neither conservation of energy nor determinism holds, at least with respect to minds. (It + is challenging how even God could make this coherent.)
+
Christian philosopher William Lane Craig describes himself as a “dualist-interactionalist” in + that “the brain is itself part of... the physical reality with which the soul immediately interacts + (Craig, 2015). He argues that + even though souls do not have spatial locations, “the question becomes why we should think that + only spatial + relations can pair a cause with its effect. Prima facie this seems overly restrictive” + (Craig, 2023).
+
I mustn't forget “Occasionalism,” the idea that created substances, physical and nonphysical, + cannot be efficient causes of events in themselves and that all events are caused directly by God. + This would mean that while mind and body appear to interact, in fact it is God that is changing each + separately and ceaselessly. While Occasionalism is dismissed (often ridiculed), there is a kind of + logic here. If God acts as intermediary, as it were, between nonphysical and physical substances, + then because God would have created both in the first place, this would make the apparent causal + connection between nonphysical and physical substances not especially troublesome for God to bring + about. This way of thinking—all these possible mechanisms for Interactive Dualism—reflects the depth + of Dualism's problem.
+
+
+

15.9. Emergent dualism

+
Emergent dualism is the idea that while mind or consciousness is not fundamental in reality, it + comes into existence “naturally” when a certain kind of complex arrangement of physical atoms come + together, say, in biological neurons. The resultant new substance that emerges would be nonphysical, + generated by some meta-psychophysical processes or laws, and it would become the first-person + subject of the mind or consciousness. This freshly emergent nonphysical substance, to take the + extremes, could be either entirely dependent on the brain for continued existence or take on + independent ontological existence in some strong sense (though the latter, to me, would seem a + rather odd way for reality to be).
+
For some philosophers, emergent dualism is a softer-sell “dualism-light,” because souls + would then be a normal part of the physical world, however extended, where these as-yet-unknown + “natural” meta-psychophysical laws would determine their automatic manifestation from complex + structures, especially from brains (perhaps only from brains). Dualism's “pairing problem”—how can + nonphysical substances (“souls”) have causal + relations with physical substances (brains) with zero tolerance for failure?—would be + reduced under emergent dualisms because (i) souls would seem in a way tethered in space (Zimmerman, 2005), and (ii) souls would + have been generated by physical substances (brains) in the first place.
+
As a theist, Richard Swinburne holds the creationist position that God creates anew each new + soul. But, if he came to believe that this position was mistaken, then, as a theist, he would hold + the view that God had already built into atoms their propensity to produce souls (Swinburne, 2016).
+
Out-of-body and near-death experiences (OBEs and NDEs) are said to support emergent dualism, in + that if one starts by assuming OBEs and NDEs to be actual disembodied conscious experiences (17.12), + then emergent dualism is said to be a candidate to explain them. And once this nonphysical substance + (soul) comes into existence, it is then logically possible for this “soul” to become independent of + its progenerating physical substance (brain) and to maintain its existence beyond the dissolution of + the physical (Kopel, 2023).
+
Finally, there would be no necessity that the kind of meta-psychophysical laws that generate + emergent dualism should be restricted to complex arrangements of atoms in biological entities or + contexts. Thus, under emergent dualism, AI consciousness would not be impossible, as it would be + under traditional forms of dualism (AI Consciousness, 24).
+
+
+

15.10. Kind's dualism 2.0

+
Philosopher Amy Kind defends dualism 2.0, “a thoroughly modern version of dualism … decoupled + from any religious or non-scientific connotations.” Her argument is direct and forceful: “A + physicalist framework cannot adequately capture the full reality of our conscious experience”—which + has a “qualitative nature.” However physicalism is defined, she says, “whether it's in terms of + current physics or future physics, or some other way entirely—we should see the theory as committed + to an important constraint: Physicalism can be true only if the phenomenality is not a primitive + aspect of the world” (Kind and Stoljar, 2023, pp. 4, 58). +
+
She analyzes and rejects Materialist Theories of Representationalism (9.8) and High-order + Theories (9.8.3), and Russellian Monism (14.1), and she deflects the counterattack that “rejecting + physicalism is tantamount to believing in ghosts, or fairy dust, or magic.” She stresses that “the + claim that consciousness is not a physical thing does not commit one to the existence of spooky + stuff. Rather, it should be seen as perfectly consistent with an adoption of a broadly naturalistic + conception of the world and our place in it.” She calls Dualism 2.0 “a rebooted version of dualism … + what it looks like to adopt this kind of view from the vantage point of the 21st century” (Kind and Stoljar, 2023, p. 5).
+
Kind's claim is a simple one: “Just as physical states, events, and processes are an + irreducibly real part of the world, so too are phenomenal states, events, and processes an + irreducibly real part of the world” (jointly, “activity”). Given “the existence of both phenomenal + activity and physical + activity, and further, in virtue of its claim that these two kinds of activity cannot be + reduced to one another,” she declares that “the view is appropriately characterized as dualistic.” + Immediately, however, she stresses that “this duality need not be thought of in terms of mental + substances. We can have duality of activity without duality of entities” (Kind and Stoljar, 2023, p. 53).
+
While obviously distinct from physicalism, Kind's dualism 2.0 distinguishes itself from + Russellian Monism (and Panpsychism, 13), because, although the “claim that phenomenality (or + protophenomenality) can be found at the fundamental level of reality … is consistent with dualism + 2.0 … it is not required by it.” Dualism 2.0, she says, “need not take mass and charge to be the + appropriate model for phenomenality.” Nor does dualism 2.0 “commit itself to the ubiquity of + phenomenality,” nor “to anything spooky.” Just because “something cannot be reduced to the physical” + does not mean, ipso facto, “that it is magical or mystical.” Her example is mathematics (Kind and Stoljar, 2023, pp. 53–54). +
+
What about the physicalist argument that specifying the putative phenomenal laws seems a project + from nowhere? Kind reminds her critics of their lack of progress “in giving precise physical or + functional specifications of phenomenally conscious states”—and she concludes that “dualism 2.0 is + not here in any worse shape than its competitors.” She holds out hope for “a better and broader + understanding of the nature of causation” that could enable us “to accommodate mental causes and + thus affirm the causal efficacy of the phenomenal … without those seeming either mysterious or + spooky” (Kind and Stoljar, 2023, pp. 55–56). +
+
+
+

15.11. Soul in the Hebrew Bible and Jewish philosophy

+
If one wants to pay attention to the nature of consciousness or soul in the Hebrew scriptures + (which is recognized as foundational by traditional Christianity and Islam as well as by Judaism), + there are two essential words to consider: “nephesh” (נֶפֶשׁ), often translated as “soul,” + and “ruach” (רוּחַ), often translated “spirit.” Neither word is translated consistently, + nor does either map cleanly unto modern meanings of soul or consciousness.
+
The essential verse for nephesh is Genesis 2:7: “God formed man from the dust of the + ground, and breathed into his nostrils the breath of life,” and “the man became a living being (or + soul, nephesh).” If nephesh is translated “soul,” that “soul” was not immortal (in + that it had to be described as “living”); it was not a nonphysical substance given to the + man, but rather it was what the man became. Nephesh applies to all sentient + creatures, not just to humans, and although mostly translated “soul”, it is elsewhere translated as + life, person, creature, mind, heart (emotions), desires. There are several places where the context + seems to require that nephesh be translated “dead”—it would be an odd coupling, indeed, for + nephesh to be an immortal soul and at the same time be dead.
+
The first use of ruach in the Hebrew bible is Genesis 1:2, where it is the “spirit” + (ruach) of God that is hovering in the darkness over the surface of the waters of a + formless and desolately empty earth. But ruach is elsewhere translated “wind” (many + verses), as well as vigor, courage, anger, disposition, patience, desire, even mind as the seat of + mental acts or moral courage. Ruach is used in “holy spirit” as well as in God's spirit. While + neither nephesh nor ruach means soul or consciousness, ruach seems closer + to a mental designator and nephesh closer to a living body designator.
+
Philosopher and rabbi Aaron Segal offers a defense of a traditional Judaic view that there are + souls and that they exist long before being embodied. Responding to the materialist challenge that + it's very surprising that none of us remembers anything from before we were born, he proposes that + each of us has “been in existence for a very long time" but "only came to be a thinking + thing at a certain point in the development of her body (or brain).” Other respectable metaphysical + views, he argues, “have us existing for just as long and undergoing transformations no less radical + than this. For example, according to one prominent view, anything that ever exists, always existed + and always will exist. Nothing really goes into or out of existence. What looks like going into and + out of existence is just a matter of going from being abstract (with no causal powers and no + location, like a feature) to being concrete (with causal powers and a particular location, like a + person), and back again. An immaterialist who goes this route need not maintain that any of us has + undergone a transformation so radical as from the abstract to the concrete: just from unthinking to + thinking” (Olson and Segal, 2023; Segal, 2023).
+
Segal then moves to a view he calls “closer to home”: animalism—a prominent version of + materialism that each of us is a human organism. “Quite plausibly,” he says, “animalism has as a + consequence that each of us was once an unthinking fetus. So, according to that prominent version of + materialism, each of us has undergone a transformation from an unthinking thing to a thinking + thing.”
+
Physicist/businessman Eduard Shyfrin, who has developed a “Kabbalah of Information” + framework that integrates information theory with the Jewish + mystical tradition, calls the Kabbalah soul “the information entity with the dimension of self + that is structurally part of the informational foundations of the worlds (The Tree of Sefirot)” + (Shyfrin, n.d.).
+
The Kabbalah of Information, Shyfrin says, holds that God created only information, nothing else, + as the building blocks of all reality. Thus, there is no fundamental difference between material and + spiritual. Creation is an information space (“infospace”), composed of concepts of different + complexity and dimensionality. The distance between concepts in infospace is measured by the + likeness of their meaning, generating a form of hierarchy of concepts or “worlds”—as determined by + the Kabbalah Law of Likeness. Moreover, all the worlds are structurally invariant; the Tree of + Sefirot has a fractal structure. The transfer from one concept to another is incremental; it takes + place when information change reaches an “error threshold” (Shyfrin, 2019).
+
Based on the above, Shyfrin explains that the “soul” is the information structure similar to the + structure of the “worlds” (Tree of Sefirot), with the additional dimension of “self.” This + structural similarity allows for the smooth interaction between the soul and the Tree of Sefirot. + Souls can “move” in infospace, which, for example, is the process of learning and thinking. All + souls intrinsically have the same kinds of concepts in general, but in particular, souls are + distinguished by their taking concepts from different parts of the hierarchy of concepts. This + process determines the “DNA” of the soul and all its potential functions (i.e., intellect, memory, + etc.) (Shyfrin, 2019).
+
In addition, according to Shyfrin, because “according to the Torah the soul is in the blood” + (hence the Judaic prohibition against eating blood), "the information content of part of the soul's + hierarchy may be structurally similar to that of DNA.” Perhaps, at the moment of the soul's + creation, "G-D chooses its complexity and dimensionality, which have hierarchies of structure and + which entail the soul's intellectual potential."50
+
+
+

15.12. Soul in the New Testament and Christian philosophy

+
Almost all Christian denominations feature an immortal soul as essential doctrine and it is + conventional wisdom that the immortal soul is supported by passages in the New Testament. Yet there + are opposing views; for example, Peter van Inwagen's “Christian materialism” (10.3) (Van Inwagen, 1995).
+
Biblical scholar James Tabor points out that although many assume that the New Testament abandons + the Hebrew view of the “soul” (nephesh) as simply a “living being,” referring in Genesis 1 + to all breathing creatures, such is not the case. The Greek term usually translated “soul” (ψυχή + psykhḗ/psychi) essentially means “life,” and thus refers to a living “breathing” being; so + that rather than having souls, humans are souls. The central concept is that of + breathing or not breathing—which equates to being alive or dead. Thus “soul” is most often used for + the “self,” which is the “whole” being and it can be destroyed along with the body (Matthew 10:28). + Thus, we read of “fear coming upon every soul” meaning every individual (Acts 2:23) or Jacob's + children numbering “seventy-five souls”—or persons (Acts 7:14). The Apostle Paul metaphorically + speaks of the dead as “asleep”—no longer conscious or breathing, so that resurrection is an + “awakening” in a new transformed body. Without the resurrection they would “perish” (1 Corinthians + 15:18). Likewise, giving up the “spirit” (pneuma) is to breathe one's last breath and die + (John 19:30) (Tabor, 1989; Tabor, 2023b; TaborBlog).
+
“But, of course, what I assert here can be contested,” Tabor adds, especially by Christian + apologists and theologians who consider the subsequent idea of the immortal soul fundamental to + Christianity. However, he says, there are very few texts in the New Testament that picture the + “afterlife” in the lower Hadean world as “conscious” or semi-conscious, or in a state more actively + aware than Paul's metaphor of “sleep,” which is grounded solidly in the Hebrew Bible (Tabor, 2023a).
+
Historian of ancient + religions Jonathan Z. Smith emphasizes the shifting nature of perceptions taking place in + the late Hellenistic/Early Roman period (200 BCE to 200 CE), when forms of Christianity and + Judaism that became dominant were emerging (Smith, Encyclopedia + Britannica). The shift is from the archaic, which Smith calls the “Locative” view of the + cosmos—in which human beings had their place: death was death, and life was life—to what he calls + the “Utopian”—a perfect heavenly world beyond this one in which we really “belong” or to which we + “return” (Tabor, 2022).
+
Still, by and large, the New Testament is strikingly “Hebraic” in its views of body, soul, and + spirit as constituting the whole person, and death or the grave as a place of no return—except that + the idea of resurrection provided future hope of “making the dead live,” which is the standard + Hebrew expression to this day (Tabor and Wise, 1995).
+
Christian philosopher Andrew Ter Ern Loke surveys, from a Christian perspective, how human beings + are generated (after Adam and Eve). In the early church there were three competing views: + Traducianism, Creationism and Pre-existence, all of which assume substance dualism. According to + Traducianism, God uses parents to create the souls of children; according to Creationism, the souls + of children are directly created by God (either at or soon after biological conception). + Pre-existence is the doctrine that God has a “stock of souls from eternity and allocates them as + needed” (Loke, 2022).
+
Pre-existence is widely regarded as unorthodox, while theologians have been divided on + Traducianism and Creationism, with Augustine acknowledging that he does not know which position is + the correct one. Creationism has been the dominant though informal position in Reformed Theology and + the Catholic Church since the time of Peter Lombard (c. 1100–1160), while Traducianism has + been the dominant position in Lutheran theology51 (Loke, 2022).
+
Loke proposes a possible way in which Traducianism and Creationism may be combined, utilizing a + modified hylomorphic theory of human souls such that, “while the soulish potentialities are passed + down from parents to children in accordance with Traducianism, the particular restrictions on the + form of soul-stuffs are created by God so as to bring into existence particular individuals.”52 Separately, Christian + substance dualism is said to be consistent with Darwinian evolution (Loke, 2022).
+
Souls, of course, remain core Christian doctrine, and they are defended as “a better + explanation for consciousness.” Dualism is said to imply theism and + that dualism and theism are “ontologically tied together.” Joshua Farris “advances a case for the + person or self as being the fundamental bearer of conscious properties … where the primary bearer, + binder, and ground of consciousness is the soul as an immaterial substance” (Farris, 2023, 2024).
+
+
+

15.13. Soul in Islamic philosophy

+
In Islam, the nature of the soul is a central concern, and is not dissimilar to the soul in + Christianity and Judaism (understandable because the three developed side by side during the Middle + Ages, rather harmoniously, too). Building on ancient and Neo-Platonist philosophers, + medieval Islamic philosophers, mainly al-Kindî, al-Farabi, Avicenna, and Averroes, developed an + Islamic metaphysic of the soul by evaluating the concepts of intellect, soul, nafs + and body. Especially important is nafs, which literally means “self,” but can be translated + “psyche” and “soul.” In building an Islamic theory of consciousness, the relationship + between the soul and body is shaped by the unification of the soul with the body, the soul's effect + on the body, the soul's independence, the state of the body, the separation of the soul after the + body's death, and whether the soul preserves its individuality (Islamic Soul-Body, 2020).
+
Avicenna has the soul in an accidental relation to a particular body, given that body's need for + a central organizing and sustaining principle. “The soul itself is generated by the separate + intelligences of the heavens and emanated by them upon the body” (Ivry, 2012).
+
Averroes focuses on the hierarchical structure of the soul, with each faculty sustained by a + lower, more material, or less “spiritual,” faculty. Thus, the nutritive faculty is substrate for the + sensory faculty, which is substrate for the common-sense faculty, which is substrate for the + imaginative faculty, which is, finally, the substrate for the rational faculty. While consciousness + per se is not a direct concern, it would be enriched at each level (Ivry, 2012).
+
The Islamic scholar, teacher and classicist Hamza Yusuf describes the Islamic understanding of + consciousness as “a spiritual light that God has placed into the human being.” It's not metaphor, he + says, “It's a light, a spiritual light.” Noting that the term “consciousness” is relatively new and + that “the pre-moderns would have had a very different view of things,” Yusuf explains that in a + person's relationship with God, “the mirror of the soul has to be polished because the light cannot + shine properly unless there is a polishing. Remembrance of God is how one polishes the soul.” He + adds, "the human soul is considered 'aeviternal;' it has a beginning but no end" (Yusuf, 2023).
+
Contemporary Islamic philosopher Seyyed Hossein Nasr presents a full flowering of the soul in the + afterlife, similar to the Tibetan + Book of the Dead or Hindu doctrines of the afterlife. In some sense, he says, + development does not stop with death. “Something stops,” he says, “but the soul continues to + develop” (Nasr, 2007).
+
According to Nasr, Islam identifies paradise with a garden, which includes sexuality as well as + eating—these raise, not lower, the value of paradise, he says. “All of these are to cut the soul + loose from attraction to the lower reflections of these realities and have the soul gaze upon the + real reality itself. That's what paradise is. And even within paradise, there are levels. The + highest paradise is called the paradise of the essence, in which every single concept and idea and + limited form of existence is transcended beyond the paradisal estate in the ordinary sense.”
+
The state of the soul, Nasr says, is “meta cosmic,” a kind of merging without destruction of the + individual. “It's what Meister Eckhart called ‘fusion without confusion’—a beautiful expression. + It's like swimming in the ocean of divinity. To transcend that into divine unity is what you might + call a bi-unity. By some great mystery, we are given the power to be conscious of our own + nothingness in divinity” (Nasr, 2007).
+
+
+

15.14. God as the supplier of souls

+
Many in the Abrahamic religious traditions—Judaism, Christianity, Islam—believe that God + dispenses souls actively to each individual (whether at birth, conception or some arbitrary time is + irrelevant here). Whether all these original souls are the same kind of tabula rasa, + indistinguishable initially one from another, or whether each soul has its own particular properties + or propensities, is a matter of debate.
+
Aaron Segal addresses another anti-dualist challenge—i.e., dualism would require material things + like our bodies to have the extraordinary power to generate souls ex nihilo—by invoking the God who + created them. “If God exists,” he argues, “then God might well be creating those souls in accordance + with the laws; otherwise, this process would happen by itself. Either way, I'm not sure how much + more extravagance any of this adds to the fact that souls are coming into existence ex + nihilo in the first place. God is already supposed to be able to create ex nihilo, + so if God is creating the souls, this would add no more extravagance at all. If God isn't involved, + there would be no agent at all creating the souls—the body would be no more of an agent than the sun + is in growing trees” (Olson and Segal, 2023; Segal, 2023).
+
A few religious denominations, especially in the Christian tradition, go further and assert that + not only does God dispense a soul to each individual, but also God makes a determination, prior to + or at that moment of allocation, what the future holds for that individual soul-person: the + soul-person's ultimate destiny, whether that soul-person will attain salvation or be condemned to + damnation. This controversial doctrine is called “predestination,” and most mainstream religions + reject it (Predestination, 2024).
+
+
+

15.15. Personal and cosmic consciousness in Indian philosophy

+
Theories of consciousness that developed in the ancient Indian + subcontinent, based on the Vedic scriptures, focus on the relationship between individual + human consciousness and cosmic consciousness. Roughly, there were two major views: each individual + human consciousness is a “piece,” as it were, of the cosmic consciousness, or each individual + human consciousness, in some mystical sense, is the entirety of the cosmic consciousness, even + though there are innumerable instantiations of the same thing (Sarvapriyananda, 2023b; Sarvapriyananda, 2023a; Medhananda, 2023).
+
These centers of individual consciousness would reincarnate through countless cycles of birth, + death, and rebirth before a final disposition would be made, with the individual consciousness being + absorbed back into the cosmic consciousness, as if a single drop of rain, having evaporated from the + ocean, condenses back into it.
+
While the main Advaita Vedanta tradition is nondualist, meaning that consciousness is the only + fundamental existent and all else, including the entire physical world, is derived from + consciousness, there are minority schools that maintain that the physical world has realist + existence (Medhananda, 2022, 2023).
+
Historically, and perhaps ironically, one of the oldest Indian philosophical schools, Samkhya, + advocated the fundamental existence of two distinct, universal realities: prakriti is + matter or nature (time, space, energy), and purusha is consciousness or spirit. While the + entirety of our perceived universe is nature (prakriti), including our bodies and brains, + even our minds and emotions, that which experiences the external world and the internal world of the + mind is consciousness or the self (purusha). Hence, dualism (Sarvapriyananda, 2020). Swami + Sarvapriyananda explains: “The Samkhyans were strict dualists. They said there is no larger + consciousness. Each of us is an individual consciousness” (Sarvapriyananda, 2023b).
+
According to Swami Medhananda, Samkhya is indeed dualist. It is founded on the eternal + purusha (spirit or self), which alone is sentient; it is the witness-consciousness; it is + absolute, independent, free, beyond perception, above any experience by mind or senses, and + impossible to describe in words. Everything else (including the mind) is only a modification of + insentient prakriti (primordial nature); it is inactive, unconscious, and is a balance of + the three gunas (qualities or innate tendencies) (Medhananda, 2022; Samkhya, 2024).
+
As Swami Vivekananda explains, the English word “mind” corresponds to what Samkhya philosophers + call the antaḥkaraṇa (internal organ), which comprises four aspects: the cogitating or + thinking faculty; the will (or the intellect); the self-conscious egotism; and the substance in and + through which all the faculties act, the floor of the mind as it were. Swami Vivekananda describes + the Samkhyan approach to consciousness: “Mind, intelligence, will, and everything else is + insentient. But they are all reflecting the sentiency, the cit [consciousness] of some + being who is beyond all this, whom the Samkhya philosophers call puruṣha.” Thus, Samkhya + has a metaphysical dualism between conscious spirit and insentient matter. Fundamentally, even the + mind (antaḥkaraṇa) is actually a subtle form of insentient matter, but it appears + to be conscious because of the “light” of the puruṣha behind it (Medhananda, 2022). In other words, the + body/brain is “a gross form of matter” and the mind is “a subtle form of matter”—and the soul is + necessary to “illuminate the mind with consciousness” (Medhananda, 2023).
+
Souls have always existed; souls are not created by God or by anything else; souls are part of + the divine consciousness. How then do we each have our own unique conscious perspective? Swami + Medhananda's mechanism is that "the one divine consciousness playfully limits itself" in the form of + each person's private consciousnesss (Medhananda, 2023).
+
To enrich contemporary debate about consciousness, Swami Medhananda calls for considering the + relevance and epistemic credentials of meditative techniques and spiritual experience. Doing such, + he says, would bring philosophy of mind into fruitful dialogue with philosophy of religion (Medhananda, 2022).
+
Indian philosopher and yogi (and nationalist) Sri Aurobindo envisions an ongoing, progressing + evolution of consciousness as a prime feature of world meaning and human purpose. “He holds that the + human mind is much too imperfect a type of consciousness to be the final resting point of nature, + and that just as life developed out of matter, and mind out of life, a still higher form of + consciousness is bound to develop out of the mind” (Cornelissen, 2004).
+
Sri Aurobindo bases the ontology of his evolutionary consciousness on the Vedāntic view of + consciousness, which, in one telling, says that “consciousness is pervasive throughout reality and + that it manifests as a range of ever-higher gradations of consciousness and being.” In each category + of reality, consciousness has its tailored form. “In matter, consciousness is fully engrossed in its + own existence and shows itself only as matter's habit of form and its tendency to obey fixed laws. + In plant and animal life, consciousness begins to emancipate a little, there are the first signs of + exchange, of giving and taking, of feelings, drives and emotions. In the human mind we see a further + emancipation of consciousness in the first appearance of an ability to ‘play with ideas in one's + mind’ and to rise above the immediate situation.” The mind, however, constitutes opposing + characteristics. On the one hand, it is “the plane of objective, generalized statements, ideas, + thoughts, intelligence, etc.” On the other hand, it “is also an inveterate divider, making + distinctions between subject and object, I and thou, things and other things” (Cornelissen, 2004). +
+
From the Vedic perspective, “ordinary human mentality is considered to be only the most primitive + form of mental consciousness, most ego-bound, most dependent on the physical senses. Above it there + is the unitary Higher Mind of self-revealed wisdom, the Illumined Mind where truths are seen rather + than thought, the plane of the Intuitive Mind where truth is inevitable and perfect, and finally the + cosmic Overmind, the mind of the Gods, comprehensive, all-encompassing.” But one must rise beyond + all of them to find ultimate perfection, “one with the divine consciousness that upholds the + universe” (Cornelissen, 2004).
+
While various spiritual traditions have set life's highest goal as connecting or even merging + with the absolute consciousness, Sri Aurobindo distinguishes his vision by announcing, “It is at + this moment for the first time becoming possible to let a supramental consciousness enter into one's + being and transform it in every respect.” It is this “comprehensive, supramental transformation of + all aspects of human nature” that is the central theme of Sri Aurobindo's work—and it is his grand + prediction that human progress via the evolution of consciousness will eventually bring about + “supramental consciousness as much an intrinsic, ‘natural’ part of earthly life as our ordinary + mentality is now” (Cornelissen, 2004).
+
According to Ravi Gomatam, a quantum physicist and a monk of the Gaudiya Vaishnava (GV) + Vedanta school of India, GV Vedanta is monotheistic, with a pluralist ontology that + distinguishes between the energetic personal God (shaktiman) and the diverse energies + (shaktis) such as consciousness and matter, which emanate from God. Both the energetic + personal God (the Universal "I”) and his diverse energies, which include consciousness and matter, + are ontologically real. While the material atoms lack consciousness and therefore are + indistinguishable, the plane of non-material consciousness comprises innumerable individual units of + consciousness, each with its own unique “I” (Gomatam, 2021).
+
Yet, Gomatam says, GV Vedanta is uniquely compatible with the materialistic perspective informing + modern cognitive science—namely that thinking, feeling, willing, intelligence, and even our present + sense of “I” spring entirely from matter. This is via the GV Vedanta idea that many properties of + consciousness can be separated from consciousness and instantiated in appropriate complementary + “levels of matter,” a novel technical concept that Gomatam is introducing through his work in the + foundations of quantum mechanics. He says it is different from the prevailing idea of hierarchy of + matter at various scales in physics.
+
The color, size and shape of an apple can be instantiated on paper. A plastic apple may + instantiate even further properties of the apple, such as its 3-dimensional shape, weight and + texture. In either case, the apple itself is not reduced to the painting or the plastic object + that instantiates its properties. Similarly, Gomatam explains, GV Vedanta allows various traits of + consciousness to be instantiated sans consciousness in matter at various “levels” of matter, which + are mutually exclusive, causal realms that complement one another, with each higher level not + being constituted by its lower levels (Gomatam, 1987).
+
Even though matter instantiates properties such as thinking, feeling, experience and even an “I” + via an apparent self onto these levels of matter, matter itself is not aware it carries these + cognitive and affective properties. Only consciousness can know matter has these properties.
+
GV Vedanta further explains that we mistake these materially instantiated traits to be part of + our intrinsic consciousness due to maya (illusion), imposed upon the individual souls in + the material world by the Universal Person (purushottama), from whom all individual “I”s + emanate, but who is different from them. In this way, Gomatam suggests that GV Vedanta can + contribute novel, sophisticated notions of levels of matter to instantiate various features of + consciousness, without reducing consciousness itself to matter. Gomatam points out that here GV + Vedanta differs from Advaita Vedanta, which holds both matter and individual “I”s to be ultimately + non-existent, and admits only an impersonal Universal “I”. Jainism and Buddhism, two other schools + of Indian thought, additionally treat the Universal “I,” personal or impersonal, to be also + non-existent (Gomatam, 2021).
+
+
+

15.16. Soul in indigenous religions

+
The concept of the soul, in multifarious forms, has infused indigenous and folk religions + throughout the world, and although we tend to categorize these ancient belief systems as + “pre-modern” and “pre-scientific,” lacking the sophistication of the major Eastern and Abrahamic + traditions, we may be remiss not to recognize the data and to assess its implications (if any). The + geographic ubiquity of soul belief, spanning the globe and including all racial and cultural groups, + and its resiliency + over time, should not be ignored.
+
The cognitive science of religion, a relatively recent field of inquiry, can account for beliefs + in supernatural agents and entities, from souls and ghosts to angels and gods (Barrett, 2000; Boyer, 2001; Lawson, 1993). Psychologist Justin + Barrett's idea of a “hyperactive agent detection device” can explain why human beings evolved + concepts of gods and spirits. (Barrett asserts that this evolved psychological mechanism is agnostic + on whether such gods and spirits would actually exist: “Having a scientific explanation for mental + phenomena does not mean we should stop believing in them,” he says [Barrett, 2012].)
+
Although the soul in indigenous religions is often more a vital principle or an immanent power + resident in all animate and even inanimate objects, not a non-physical substance in each individual, + there is wide recognition of spiritual aspects of human beings. While it is not fruitful to try to + discern the metaphysics of what is designated by some aborigines as "spirit of the man," or "spirit + in the man," there is certainly widespread belief in the existence of forces, powers and entities + beyond their physical worlds (Rivière, 1987, 2005).
+
Whether these beliefs can be classified as substance dualism as presently conceived is debatable, + although numerous examples show that “there exists a quite noticeable distinction between the body + element and the diversity of spiritual entities that one may call ‘souls’ for the sake of + convenience, entities that may have the body as a prop.” What James Frazer in The Golden + Bough called the “external soul” has some characteristics of dualism's souls or spirits, such + as the capacity to depart the body during dreams. (Differences include, for example, the external + soul living in an animal double or in one's shadow.)
+
The origin of the indigenous soul, compared with that of dualism's soul, also has + similarities (e.g., coming from an almighty spirit) and differences (e.g., obtained as a gift or + by conquest or by choice). The Ewe of Togo use + specific, separate terms for the "substance of the soul" and the "breath of life," and believe + that the individual, before incarnation, exists as a spirit, and together with the supreme + creator (Mawu-Lisa) he or she chooses their own destiny. Other indigenous groups have very + physical means to obtain souls, such as pilgrimage, + fasting, eating, combat and killing (Rivière, 1987, 2005).
+
Regarding its destiny after death, souls can reach new worlds in which to live or be transmitted + as a vital force to descendants. The majority believe that after death their ancestors live in + another world. Many African religions focus on ancestors, who, in some cases, can reincarnate in a + newborn baby.
+
The Native American Dakota have four types of souls (given by the sky god): one is judged + after death—if deserving, one's soul enters the world of spirits; if not, it must wander forever. + Almost everywhere, the soul after death involves a gradual purification + through a series of trials. The ultimate destination is a celestial space or an undifferentiated + earth-based place (underground, marshes, desert). While living in the other world, the dead person + can be present elsewhere; as a specter or a ghost (Rivière, 1987, 2005).
+
In Chinese folk religion, the majority of supernatural beings are thought to originate from the + "souls" of dead people (Harrell, 1979). Traditional + Chinese Medicine (TCM) is said to engage “a deeper level of consciousness that touches + various organs of the human body.” Every organ is in some sense involved in consciousness. This + includes the brain, of course, but it also includes the liver, the kidney, the heart, etc. each + with its own essence or contribution, thus forming “an integrated consciousness system.” “Shen” + (神) is the TCM concept corresponding to “consciousness” and the classic TCM text + (Huangdi Neijing) describes “how to understand the meaning of Shen in the + heart, soul in the liver, meaning in the spleen, soul in the lungs, essence in the kidney, and + will.” According to TCM theory, “the human body is a little universe. Things outside the body form + the big universe. These outside and inside universes are closely connected together in one + holistic overall system.” The claim is that this idea corresponds to the cognitive-science + concepts of embodiment, specifically Ecological Psychology (9.6.7) and Embodied + Cognition (9.6.1) (Lu et al., 2022).
+
The imaginative varieties of indigenous souls reflect the richness and abundance of human + creativity. The Fang of Gabon name + seven types of souls: three disappear at death; two persevere after death; one is a disincarnated + spirit (which can appear as a ghost); and one is “both shadow and soul.” (Harrell, 1979). While these “souls” + are not dualist substances, they reflect aspects of dualism.
+
No claim is made that souls in indigenous religions, however ubiquitous, corroborate dualism as a + theory of consciousness. On the other hand, the substantial and similar anthropological data should + at least be acknowledged.
+
+
+

15.17. Realms of the soul

+
Many, I'd say most, religious traditions present elaborate levels or stages or realms of the + soul, accommodating the soul and its elaborate journeys before birth and after death—Yogācāra + Buddhism, Sufism in Islam, Kabbalah in Judaism, Christian mysticism, occult sects such as Theosophy + (15.18). These religions espouse different doctrines superficially, but the complex, multi-level, + multi-dimensional, geometric structures of the habitats of the soul—the bewildering imagery of what + souls are, where they come from, where they go, what they do—look remarkably alike.
+
While such visions of the soul do not address directly the essence of consciousness, the fact + that they espouse a nonphysical substance or entity, the soul, that is prominent, primitive, and + permanent makes personal consciousness derivative and hence also nonphysical.
+
Yet, all this means little for purposes of this dualism category. In no way does any of this, in + no way does all of this, add verisimilitude to the story of souls, but humanity's + fascination, obsession, with souls cannot be denied.
+
+
+

15.18. Theosophy's eclectic soul and consciousness

+
Soul and consciousness are core doctrines of Theosophy, an occult amalgam of esoteric ideas from + Western and Eastern religions, traditions and philosophies. Theosophy defines itself as + “Wisdom-religion” or "Divine Wisdom,” and considers itself “The substratum and basis of all the + world-religions and philosophies, taught and practiced by a few elect ever since man became a + thinking being” (Theosophy, 2023).
+
Theosophy's “soul” describes three of the seven principles that are said to compose human beings: + animal soul (astral body, astral shape, and the animal or physical intelligence); human + soul (“a compound in its highest form, of spiritual aspirations, volitions, and divine love; + and in its lower aspect, of animal desires and terrestrial passions imparted to it by its + associations with its vehicle, the seat of all these”); spiritual soul (“irrational in the + sense that as a pure emanation of the Universal mind it can have no individual reason of its own on + this plane of matter”) (Soul, 2023).
+
The Secret Doctrine, Theosophy's primary text (written by its founder, Madame + Blavatsky), speaks of consciousness as “the dark mystery of non-Being; unconscious, yet absolute + Consciousness; unrealisable, yet the one self-existing reality.” The state of consciousness is + described as “beyond limitation, and hence is beyond the cognizer, cognition and cognized.” It is + the state attained in Nirvana, a state “in which all sense of individuality is merged in the whole” + (Consciousness, Absolute, n.d.).
+
Theosophy approaches personal consciousness “as sentience or awareness of internal and external + existence.” In this view, Theosophy's consciousness “includes any kind of cognition, experience, + feeling, or perception.” A special case of consciousness is "self-consciousness" or + "self-awareness," which is “the experience or perception of one's own personality or individuality.” + Theosophy's consciousness is “a fundamental (not an emergent) property of the cosmos, which is + present in everything including inorganic matter.” The implication of this universal ubiquity is + that “consciousness is not necessarily a cognitive function as normally experienced by humans, but + rather the more basic ability to perceive and respond to the environment in some form.” Thus, + Theosophy regards each individual atom as “possessing a principle of consciousness in its most basic + form. This does not mean that there is some process of thinking in the atom.” Rather, "’atomic + consciousness' could be its ability to ‘perceive’ or ‘identify’ atoms with which it has affinity, + responding to them by forming molecules” (Consciousness, 2023).
+
In Theosophy's telling, there are many levels of consciousness, “depending on the plane or body + through which it manifests.” In addition, the difference between consciousness and + self-consciousness is also important, “since the latter is said to be a special feature that is + fully developed only in human beings, especially in connection to the physical plane” (Consciousness, 2023).
+
A contemporary Theosophy thinker is Edi Bilimoria, an engineer, classical musician and life-long + student of perennial philosophy. He takes “Unfolding Consciousness” as his overarching framework “to + show how the Universal Wisdom Tradition—the Perennial Philosophy—and the corroboration of some of + its tenets by enlightened science of the quantum era, broadens and contextualises mainstream science + beyond its existing metaphysical limitations.” He explores, “in the manner of the Universal Wisdom + Tradition, the unfolding of Consciousness from its Unmanifest and Implicate realms, through Cosmos, + and Man.” Mind and consciousness, he contends, cannot be wholly explained without in-depth + understanding of “the subtle (i.e., non-physical) bodies of the human being on all levels” (Bilimoria, 2022; Bilimoria, n.d.).
+
+
+

15.19. Steiner's esoteric soul and consciousness

+
The esotericist, philosopher and spiritual teacher Rudolf Steiner had a complex and changing + relationship with Theosophy, from apologist and thought leader to competitor and reprobate. He + developed a large following in his time, which to some degree continues. His “spiritual science” + sought to expand knowledge and wisdom (Steiner, 2024.)
+
Consciousness, particularly the evolution of consciousness, is central to Steiner's belief system + and spiritual teachings. He explains “how it is possible to develop higher faculties of + consciousness—Imagination, Inspiration, and Intuition”—and how humanity could “gradually take in + hand its own destiny through the conscious and free development of spiritual capacities.” He devoted + much of his teaching to the esoterica of consciousness and soul, describing vividly “one's life + after death and the progress of the individual through the planetary spheres where tasks and goals + for future incarnations are prepared in cooperation with the spiritual beings of the Hierarchies” + (Steiner, 1923a).
+
Steiner differentiates consciousness from “soul life,” though they are obviously related. His + consciousness is a “continuous stream of visualizations,” while it is “not the same thing as the + continuous stream of the soul life.” Moreover, “a visualization can live on in the soul without + entering consciousness.” This relates to memories, which are usually not conscious and are held in + our soul life, and “in order to be conscious of them [memories] we must first call them up out of + the unconscious life of the soul by an act of will.” Consciousness, Steiner says, “illuminates but a + part of the soul life” (Steiner, 1909).
+
Steiner defines consciousness in (at least) two ways: (i) the overlapping in the present of the + current (streams or flows) of emotions coming out of the future and the current of visualizations + flowing out of the past; and (ii) the meeting of the astral and etheric bodies (Steiner, 1909, 1923b). What does this mean?
+
Steiner states that “the riddles of consciousness will be solved and the whole peculiar nature of + the soul life clarified if you start with the premise that the current of desire, love and hate + comes to meet you out of the future, and meets the current of visualizations flowing out of the past + into the future. At every moment you are actually in the midst of this encounter of the two streams, + and considering that the present moment of your soul life consists of such a meeting, you will + readily understand that these two currents overlap in your soul. This overlapping is + consciousness” (Steiner, 1909).
+
To get a sense of how such overlapping happens, one begins with Steiner's description of the + human being as having seven distinct members, the first three of which are “bodies”—physical, + etheric, astral—and the fourth is Ego or I. The physical body covers the workings of + physics and chemistry. The etheric body or “life body” describes forces or energy fields + that are spatial and take the form of our physical body. The astral body expresses affect, + feelings and emotions, and has “movements,” such as expansion and contraction (reflecting positive + and negative emotions, respectively).
+
To Steiner, how these bodies articulate is critical. For example, “throughout the whole of an + earthly life the physical body and the etheric remain together, never separating even when, in + sleep, the etheric body and the astral body have to part company.” Similarly, the Ego and the astral + body never “part from one another during life on Earth. In our waking state we give life to our + senses through our Ego, and through the astral body to our nervous system” (Steiner, 1923b).
+
Two critical elements are: (i) “clairvoyant consciousness about the etheric and astral bodies,” + and (ii) “the intersection of the two streams … the two currents meet in the physical body.” In this + way, Steiner harmonizes his two definitions of consciousness—overlapping streams of emotions from + the future and of visualizations from the past, and the meeting of the astral and etheric bodies, + the two streams intersecting in the physical body.
+
What happens “when a man passes through the gate of death,” as Steiner puts it? To simplify, “The + etheric body detaches itself from the physical body—something that never happens during earthly + life. And now, when the etheric body is free of the physical, all that has been interwoven into the + etheric body is gradually dispersed … the experiences that have gradually penetrated into the + etheric body … pass out into the universal cosmic ether, and dissolve.” Steiner offers an intricate + tapestry of the worlds beyond death: spiritual beings, a speaking universe, uniting with the whole + Cosmos, the music of the spheres, rebirths, and more (I spare the reader the details) (Steiner, 1923b).
+
+
+

15.20. Nonphysical component in the human mind

+
This theory of consciousness is a generalized notion that in order to make the human mind, some + kind of “nonphysical component,” working with the human brain, might be needed. It is the + speculative position I took in my first paper, published in 1969, where I emphasized that such a + hypothetical nonphysical component would not be a traditional immortal soul (Kuhn, 1969).
+
I did not impute to this nonphysical component, on its own, consciousness or any kind of + awareness, only its (potential) power, when working with the human brain, to transform the human + brain into the human mind. I can almost find, if I stretch, parallels or resonance with + Polkinghorne's “information-bearing pattern.” (14.5) and Van Inwagen's “naked kernel” (10.3).
+
Here I distinguish human mind from consciousness, which we presume to exist in many animals. Few + doubt that mammals such as primates, dogs, and cetaceans are conscious and have mental experiences. + Human mind and consciousness are like intersecting, non-overlapping Venn diagrams: some but not all + of human mind is consciousness, and some (but not all) of consciousness is human mind; stated in + reverse, aspects of human mind go beyond consciousness and instances of consciousness go beyond + human mind.
+
My 1969 conjecture was that a “nonphysical component” might be needed to explain the vast + difference between the mental outputs of humans and other mammals, especially those whose brains are + larger than human brains.
+
To pursue the speculation, if consciousness per se requires some kind of dualist theory, and if + human mentality is step-function qualitatively superior to any animal mentality, it might follow + that if a certain kind of nonphysical component is needed for human consciousness, then perhaps a + different nonphysical component structure is needed for animal consciousness.
+
To crawl farther out on this shaky limb, such a nonphysical component difference between humans + and animals could come about in two ways: (i) human and animal consciousness have different kinds of + nonphysical components; or (ii) there is one kind of nonphysical component for pure consciousness, + applicable to both humans and other animals equally, and another kind of nonphysical component that + transforms basic animal consciousness into human consciousness. (Undaunted by nested speculations, I + had a curious Bible story where this might apply.53)
+
Suffice it to say that I wrote my “nonphysical component” paper more than 55 years prior to + writing this paper, so I ask that my views (and my style) then should not color too darkly my views + now. (Well, maybe just a bit of coloring is fair …)
+
+
+
+

16. Idealisms

+
Idealism is consciousness as ultimate reality, the fullness of the deepest level of all existence, + the singular fundamental existent. It is the theory of consciousness that takes consciousness to its + maximum meaning. The focus here is ontological idealism, where ultimate reality is mind or awareness + or thought, while everything else, including all physical worlds and universes and all that they + contain, are derivative or illusionary. (I do not consider epistemological idealism, where all we can + know is constrained by the structure of human thought.) (Guyer and Horstmann, 2023).
+
Consciousness as ultimate reality is the age-old claim, rooted in some wisdom traditions, that the + only reality that's “really real” is consciousness—everything else, from physical laws to physical + brains, is the generative product of an all-pervading and all-encompassing “cosmic consciousness.” + Each individual instance of consciousness—human, animal, artificial or otherwise—is a subset of this + cosmic consciousness, the ultimate superset.
+
Idealism has a rich intellectual history, especially in the 18th century (e.g., Berkeley, Kant) and + 19th century (e.g., Hegel, Bradley); it was anticipated by elements of 17th century philosophy and + continued to develop into the 20th century (Guyer and Horstmann, 2023). Though + often eliciting “the incredulous stare" (in David Lewis's delightful phrase), Idealism is taken + seriously by philosophers. Moreover, it is the foundation of major religious traditions, especially + among those that arose in ancient India. +
+
To the surprise of some, Idealism as a theory of consciousness has not been fading in light of + scientific advances. If anything, Idealism's explanatory star seems on the ascent, shining brighter, + as consciousness maintains its mysteries and Idealism attracts more adherents.
+
David Chalmers muses, “One starts as a materialist, then one becomes a dualist, then a panpsychist, + and one ends up as an idealist. I don't know where this comes from, but I think the idea was something + like this. First, one is impressed by the successes of science, endorsing materialism about everything + and so about the mind. Second, one is moved by problem of consciousness to see a gap between physics + and consciousness, thereby endorsing dualism, where both matter and consciousness are fundamental. + Third, one is moved by the inscrutability of matter to realize that science reveals at most the + structure of matter and not its underlying nature, and to speculate that this nature may involve + consciousness, thereby endorsing panpsychism. Fourth, one comes to think that there is little reason + to believe in anything beyond consciousness and that the physical world is wholly constituted by + consciousness, thereby endorsing idealism” (Chalmers, 2020d).
+
Chalmers defines idealism broadly “as the thesis that the universe is fundamentally mental, or + perhaps that all concrete facts are grounded in mental facts. As such it is meant as a global + metaphysical thesis analogous to physicalism, the thesis that the universe is fundamentally physical, + or perhaps that all concrete facts are grounded in physical facts. The only difference is that + ‘physical’ is replaced by ‘mental.’”
+
Idealists are not necessarily committed to anti-realist views about the physical world, though some + are, especially among Eastern traditions. It is perfectly coherent for an idealist to regard the + physical world as “real” in the sense that it exists when no one is looking; “it just has a surprising + nature,” having been formed from mental fundamentals (Chalmers, 2020d).
+
Chalmers distinguishes three types of idealism. (i) “Micro-idealism is the thesis that + concrete reality is wholly grounded in micro-level mentality: that is, in mentality associated with + fundamental microscopic entities (such as quarks and photons).” (ii) “Macro-idealism is the + thesis that concrete reality is wholly grounded in macro-level mentality: that is, in mentality + associated with macroscopic (middle-sized) entities such as humans and perhaps non-human animals.” + (iii) “Cosmic idealism is the thesis that concrete reality is wholly grounded in cosmic + mentality: that is, in mentality associated with the cosmos as a whole or with a single cosmic entity + (such as the universe or a deity)” (Chalmers, 2020d).
+
Thus, micro-idealism has all fundamental forces and particles as entirely (not in part) mental; + macro-idealism privileges what we commonly call mental as somehow constituting the foundations of + reality; and cosmic idealism can be conceived as kinds of pantheism or theism, though not the dominant + strands, of course. Moreover, there is resonance between these three kinds of idealism with three + similar kinds of panpsychism, the rough difference being that whereas in panpsychism the mental, while + everywhere, is not everything; in idealism, the mental is both everything and everywhere.
+
To Huston Smith, world religion expert and devotee, matter is not fundamental, but consciousness + is. “Matter is like an iceberg protruding out of the sea of consciousness.” Consciousness can never be + destroyed, he said, but “can oscillate between different forms,” which leads, he recognizes, to the + issue of death. “We know what our consciousness is like; we can't explain it, but we can experience + it. What will it be when we drop our body? Well, what we can say is if consciousness is the + fundamental reality and it can't be destroyed, consciousness will continue. The light on the + television screen will never go out. Now what the image on that screen will be after death, after we + drop the body, we do not know. That's the ultimate mystery” (Smith, 2007).
+
To philosopher-theological scholar David Bentley Hart, “reason abhors a dualism, all phenomena + should ideally be reducible to a single, simpler, more capacious model of reality. So, then, rather + than banishing mind from our picture of nature, perhaps we should reconsider the ancient intuition + that nature and mind are not alien to one another precisely because nature already possesses a + rational structure analogous to thought” (Hart, 2022b).
+
Not sufficiently contrarian, Hart then considers “the ground of the possibility [that] regular + physical causation is a deeper logical coinherence of rational relations underlying all reality.” + Perhaps, more to his point, “mind inhabits physical nature not as an anomaly, but as a revelation of + the deepest essence of everything that exists.”
+
+

16.1. Indian cosmic consciousness

+
Consciousness is central to the philosophical and religious traditions that emerged on the + ancient Indian subcontinent, perhaps more central to Indian philosophy and religion than it is to + any other global tradition. The sophistication and subtleties of the millennia-long discussions on + consciousness in Indian traditions have enriched human understanding of, and appreciation for, + consciousness as core of human sentience.
+
All the schools of ancient Indian philosophy were concerned with ideas about consciousness + and self, which were based on the Upanishads, + the late Vedic, sacred Sanskrit texts (800-300 BCE). Although the motivation was often the + perennial question, “How does one [Self] overcome suffering?”, the explorations developed + sophisticated philosophies and subtle ontologies (Sarvapriyananda, 2020; Sarvapriyananda, 2023a).
+
Speaking on Closer To Truth, Swami Sarvapriyananda explains why ancient Indian thinkers + of all varieties—Hindus, Buddhists, Jains, etc.—were so interested in consciousness. Their central + quest was to overcome suffering, he reiterates, to attain liberation of the self. “Once you do that, + you see immediately that consciousness and the self are very intimately connected. I am obviously + conscious. I am aware. And it is in my awareness that I experience suffering, and the struggle to + liberate myself from suffering. But all of it requires consciousness. Even the search for God + requires consciousness” (Sarvapriyananda, 2023b).
+
Sarvapriyananda defines consciousness as “that to which everything else appears.” So, this world, + he asks, “Is it consciousness? No. Nothing in this world is consciousness because it's an object to + you. Is this body consciousness? No. Because it's an object to you. Now, what about the mind, our + thoughts and emotions, which would normally be taken as related to consciousness? By this elegant + definition of consciousness as ‘that to which everything else appears,’ can you designate this + thought or this emotion subjectively from your perspective? You can. And if you can, then even + thoughts and emotions are also objects to consciousness. The result is that consciousness is clearly + distinguished from all objects. Whatever appears to you belongs to material nature. And + consciousness is not that. Consciousness does exactly one thing. It gives you a first-person + experience” (Sarvapriyananda, 2023b). + (“Consciousness” is the usual translation of the Vedantic term “Chaitanya,” although + alternative English words, such as “awareness” and “sentience,” are also used.)
+
The preeminence of consciousness, both intrinsically and to the self, elicited a wide diversity + of speculation about what consciousness is, and how it arises and functions. “Indian philosophy had + different schools, and they argued with each other fiercely. Each of the schools fashioned its own + approach to consciousness and to its relationship with self. The range of beliefs parallels + consciousness studies today, from materialist-reductionism to idealism. Although the ancient Indian + materialists (Charvakas) were a popular school, the dominant theme of the primary Vedanta schools, + especially Advaita Vedanta, became nondual idealism, ‘nondualism’” (Sarvapriyananda, 2020). Other schools + said there are two kinds of consciousness: a personal consciousness associated with individual + bodies and minds, and a cosmic consciousness associated with all bodies and minds. “You are the + consciousness associated with your body and mind. And God is the consciousness associated with all + bodies and minds. God is cosmic consciousness” (Sarvapriyananda, 2023b).
+
“But this goes further,” Swami Sarvapriyananda says. “How does consciousness interact with + material nature? There were multiple answers from multiple schools. One is that material nature is + real, and consciousness is just an expression of material nature. (There were modern materialists in + ancient + India!) The second school says that the universe is produced from consciousness. And who says + that? Every theistic school in the world says that. If God is the creator God, and God is obviously + conscious, then in some sense, consciousness produces the material universe. These are the dualists. + The third school is the Samkhyan, where consciousness and matter are parallel; neither produces the + other; both are fundamental, irreducible realities.”
+
The fourth, Advaita Vedanta, Swami Sarvapriyananda's own school, is nondualist, “which means that + you cannot solve the interaction problem. If consciousness and matter are fundamentally different, + then there is no way they could interact. Where would be the place, the boundary, where interaction + could occur?” So, not being able to solve the interaction problem, what to do? “Let's just stick to + our experience,” he advises. “What is matter? That which appears in consciousness. And if matter + appears in consciousness, then matter can be reduced to consciousness. Thus, the materialist reduces + consciousness to matter, the nondualist reduces matter to consciousness” (Sarvapriyananda, 2023b).
+
Advaita Vedanta, a monistic system, eradicates the dualistic dichotomy between consciousness and + its object. Even more fundamental than the mind is nondual pure consciousness. The term for this + ultimate consciousness is Brahman, “the vast” or “the limitless” (literally, "that which + expands into everything"), and it is the key concept that unifies the consciousness of the + individual with the consciousness of the cosmos, which is the fundamental, nondual reality of the + universe. Rather than conceiving of prakriti/nature as a transformation of + purusa/consciousness, in Advaita Vedanta, prakriti is considered an + appearance of purusa (Sarvapriyananda, 2020).
+
In the succinct expression of the Mandukya, the briefest of the major Upanishads, + “Brahman is all, and the Self is Brahman.”
+
Thus, Advaita Vedanta's nondualism asserts that each individual soul, in some literal sense, is + non-different from the infinite Brahman. “You are that underlying reality, + Brahman. Not you as the body; not you as the mind; not even you as the person you think + yourself to be, but as an underlying consciousness that shines through, functions through, and + expresses itself through this body-mind complex.” Swami Vivekananda, who introduced Vedanta to + Western audiences, put it this way: “If only you knew yourselves as you truly are.” Not as a body, + bound to age, decay, and die; not even as a mind, a changing, limited personality, but as an + unlimited consciousness expressing itself through a mind and a body (Sarvapriyananda, 2020).
+
The modern Hindu sage Bhagavan Sri Ramana Maharshi clarified the fundamental principles of + Advaita Vedanta, as explained by philosopher/translator Michael James, an expert on Sri Ramana. With + regard to consciousness, “Sri Ramana highlighted the distinction between transitive awareness + (suṭṭaṟivu in Tamil) and intransitive awareness (suṭṭaṯṟa aṟivu). Transitive + awareness is awareness that knows objects or phenomena, whereas intransitive awareness is awareness + that knows nothing other than itself. In classical Advaita Vedanta, intransitive awareness is called + pure consciousness (śuddha caitanya), because it is consciousness devoid of any content, + and being-consciousness (sat-cit), not only because it is conscious only of its own being, + ‘I am’, but also because it is the consciousness (cit) that is itself pure being + (sat), meaning that it is what alone actually exists, so it is the one real substance + (vastu) from which all other things derive their seeming existence, just as gold ornaments + derive their existence from gold. Transitive awareness, on the other hand, is called + cidābhāsa, meaning that it is an ābhāsa (semblance, likeness or reflection) of + consciousness (cit), because it is not real consciousness, since it is consciousness of + things that do not actually exist but merely seem to exist, like all the things seen in a dream. + Only consciousness of what actually exists is real consciousness, and since what actually exists is + only pure consciousness, it alone is real consciousness” (James, 2012, 2024).
+
However, according to James, “these are not two separate consciousnesses, but two forms of the + one and only consciousness, one form of which is consciousness as it actually is, namely + intransitive awareness, and the other form of which is an unreal appearance, namely transitive + awareness. Intransitive awareness is real because it is permanent, unchanging, self-existent and + self-shining. It is self-existent because it exists independent of all other things, and it is + self-shining because it shines by its own light of consciousness, underived from anything else. + Transitive awareness, on the other hand, is impermanent and constantly changing, and it is neither + self-existent nor self-shining, because it derives its seeming existence from the real existence of + intransitive awareness and it shines by the light of consciousness that it borrows from intransitive + awareness. Intransitive awareness is therefore the reality that underlies and supports the illusory + appearance of transitive awareness, just as a rope is the reality that underlies and supports the + illusory appearance of a snake. That is, we cannot be aware of anything without being aware, but we + can be aware without being aware of anything, so intransitive awareness is primary and fundamental + whereas transitive awareness is secondary and emergent” (James, 2024).
+
Sri Ramana concluded that “transitive awareness (awareness of anything other than ourself) is an + unreal appearance, and that the only real consciousness is pure intransitive awareness (awareness of + nothing other than our own being). That is, consciousness or awareness is not an object but the + reality of the subject, so no objective investigation can enable us to know consciousness as it + actually is. Since we ourself are consciousness, in order to know ourself as we actually are, we + need to turn our entire attention back on ourself, away from all other things”—a practice Sri Ramana + called self-investigation (ātma-vicāra), which means “keeping our attention fixed firmly on + what we actually are, namely our fundamental awareness ‘I am’, which is our very being, so he also + called this practice ‘awareness-investigation’ (jñāna-vicāra)” (James, 2012, 2024).
+
According to artist and computer scientist Ganapathy Subramaniam, Brahman as + "Consciousness/Awareness/Self" can be compacted to “I”. While all things can be reduced to this “I,” + this “I” cannot be reduced (i.e., the Vedanta fundamental irreducible is in the first person). So, + when Vedanta says, “I am that,” meaning “I am the fundamental,” it does not mean that the individual + person is fundamental; rather the irreducible I is the fundamental. This leads to the declaration, + "Atman is Brahman," meaning, "The Individual Consciousness is the same as + Universal Consciousness" (which is the irreducible "I") (Subramaniam, 2023).
+
Subramaniam states that “reincarnation and the interrelated concept of karma are stepping stones + to understand ultimate truth. Understanding ultimate truth is called Nirvana. It's nothing more + nothing less.” How do the multiple reincarnations "stop" with Nirvana? he asks rhetorically. + “Nirvana means apprehending that the concept of births and deaths is an illusion and the + consciousness that you truly are, does not get born or die. Consciousness is fundamental. and you + are that. This is the only truth, and this obviously negates reincarnation—which is the true meaning + of the statement that ‘Once you achieve Nirvana, you no longer reincarnate.’ It's simply a logical + conclusion from the definition of Nirvana.”
+
“Indian thought is layered and progressive, and as you move through the layers you need to + abandon and evolve out of the previous one,” Subramaniam says. “Within mainstream Indian thought you + have Karma theory as well as negation of Karma theory. If you look at both at the same time, it + appears to be a contradiction. But if you look at both as a progression, it fits in well.”
+
Consciousness qua consciousness is “incapable of experiences,” Subramaniam contends, “so, only a + person (or any sentient) is capable of physical and mental experience. When you investigate who + ‘you’ are, you will logically arrive at the conclusion that ‘you’ are not the person.” But you will + still be experiencing all the events of life, accumulating experiences, much like in a dream or a + novel or a movie or a video game. But the fact is you are not the person. Nobody is ever the person + they think they are or as they appear to be. And it all converges to the singular consciousness” (Subramaniam, 2023).
+
In that Advaita Vedanta's central teaching is “That Thou Art,” with “That” representing God and + “Thou” standing for the individual, how to counter the charge of blasphemy, equating oneself with + God? The Advaita exculpatory answer is that when the limited personality is transcended, the + divinity within is revealed. Each soul is potentially divine. (Reasoning in reverse, the Advaita + Vedanta system claims to prove the existence of God in that “our own existence is the + existence of God”—although the reasoning, at least superficially, has a touch of circularity.)
+
Concisely, with respect to consciousness, the central paradigm of Advaita Vedanta is that there + is only one nondual reality, which is consciousness, and it is this all-pervading cosmic + consciousness that is our individual consciousness and generates our first-person inner experiences + (qualia) (Sarvapriyananda, 2020).
+
Naturally, within Hinduism, different traditions understand the nature of consciousness in + different ways, but most of them do take consciousness to be fundamental (Medhananda, 2023). One school follows + the tradition of Sri Ramakrishna (a 19th century mystic in India), and his view was that while + consciousness is fundamental, the one divine consciousness is not just impersonal but also personal, + and that everything in the universe in reality is one and the same Divine Consciousness, even though + everything in the universe in appearance, manifests as various and diverse forms. (This might + compare to the Western metaphysics of panentheistic cosmopsychism, according to which the sole + reality is one cosmic consciousness, which grounds all of the individual-level consciousnesses.) (Medhananda, 2022).
+
Aphorisms give flavor.
    +
  • +
    The soul/consciousness is smaller than the smallest, larger than the largest, and is + everything everywhere all at once.
    +
  • +
  • +
    Consciousness localized is Body; globalized is Mind; universalized is Soul; and + synchronized is Life.
    +
  • +
+
+
To understand properly Advaita Vedanta's conception of consciousness, one must introduce + reincarnation, the guiding belief in most India-based religious traditions that the soul goes + through innumerable, perhaps endless, cycles of birth-death-rebirth. Without discussing + reincarnation as a doctrine, with its (to be expected) myriad nuances, suffice it to say that + reincarnation works to distinguish among soul, self and consciousness. While the underlying soul may + be in a sense immortal, its consciousness is contingent on its current incarnation, with scant, if + any, awareness of its prior existences (although the karma of past lives would influence the + condition of future lives).
+
Relating consciousness to ultimate reality, Swami Sarvapriyananda explains what it means that + “Brahman, the ultimate reality, is limitless existence, limitless consciousness, existence + and consciousness without limit.” Without limit, he says, “should be understood technically + as no limits in space and no limits in time, and no limits in something called ‘object limitation.’ + Limit in space means it's here and it's not there. But Brahman is not something that's + located in one place. It's everywhere. And limit in time means it does not exist earlier, it does + not exist later. But Brahman is not something that appears and disappears. It always is. + Object limitation is interesting. A table is not a chair. A horse is not a cow. But Brahman + does not have object limitation. Consciousness does not have object limitation. There is no object + which is other than consciousness because they are all appearances of consciousness, in + consciousness, and ultimately, nothing but consciousness itself” (Sarvapriyananda, 2023b).
+
+
+

16.2. Buddhism's empty, illusory phenomenal consciousness

+
Consciousness in Buddhism is sufficiently distinct, with its concepts of emptiness and illusion, + it could command a prime category of its own on the Landscape, yet it also fits decently in + idealism, appropriately after Hinduism. Buddhism also arose in ancient India and the legendary + philosophical disputes between Hindu and Buddhist sages enriched both.
+
Buddhist discussions of consciousness feel radically different from contemporary Western + discussions, as philosopher Jay Garfield explains, yet “can be valuable sources of viable + alternatives, both with respect to positions on the topic and, more fundamentally, with respect to + how questions and debates are framed in the first place” (Garfield, 2015, pp. 135–136).
+
Buddhism describes nine kinds or levels of consciousness. The first five reflect the five + senses: eye consciousness, ear consciousness, nose consciousness, tongue + consciousness, and body consciousness. The sixth is mind consciousness, which integrates the five + senses and provides meaning. The seventh consciousness is directed inward, toward one's private + thoughts and apprehends spiritual issues; it also creates the concept of self (from which all the + deception is said to come because there is no entity ‘self’). The eighth consciousness is known as + “storehouse consciousness” where all our experiences, actions and deeds, are in some sense + “stored,” accumulating a lifetime of karma. (The eighth consciousness persists after death, unlike + the first seven that cease when the body dies.) The ninth and highest consciousness, known as the + Buddha nature, is the purest, forming the foundations for one's life and serving as the core of + our energy and the source for all mental and spiritual activity. It cannot be affected by any of + the karmic energy from the previous eight levels and attaining the ninth is to find peace and + ultimate fulfillment” (Yifa, 2023; The Nine Consciousness, 2022).
+
Garfield analyzes these nine levels of consciousness by kind. These include: “sensory and + conceptual forms of consciousness; consciousness that is introspectible and consciousness that is + too deep for introspection; consciousness that takes external phenomena as objects and consciousness + that takes inner phenomena as objects; consciousness that is merely receptive and consciousness that + is constructive and even projective. In general, the complex set of phenomena is opaque to casual + introspection, and are knowable only theoretically or perhaps by highly trained meditators.” + Garfield draws parallels between the nine levels and modern theories of consciousness: reflexive + models of self-consciousness and self-knowledge, higher-order thought models, higher-order + perception models and self-luminosity models (Garfield, 2015).
+
Regarding the Buddhist approach to phenomenal consciousness, the story is complex. On the one + hand, as Garfield puts it, “There is no phenomenal consciousness; there is nothing ‘that it is like’ + to be me. To believe in phenomenal consciousness or ‘what-it-is-like-ness’ of ‘for-me-ness’ is to + succumb to a pernicious form of the ‘Myth of the Given’.54.. the sense that there is + such a kind of consciousness is an instance of cognitive illusion … The very idea that there is an + inner world of qualitative states must be illusory” (Garfield, 2016).
+
On the other hand, there is rich tradition of Buddhist debate about perceptual + consciousness and representationalism: how inner perception articulates with external objects and + what we can know about the relationship. The Yogācāra school goes for idealism, “arguing that + since direct realism is incoherent, as is representationalism, the direct and only object of + conscious experience is an inner state,” while its worthy competitor, the Madhyamaka school, + “analyzes consciousness, as they analyze all phenomena, as a set of relations, not as an + independent phenomenon or characteristic.” In this deflationary account, “the illusion that there + is a special property or center of consciousness is resolved in favor of a network of processes” + (i.e., perceived object, sense organ, sensory + system, conceptual system) (Garfield, 2016).
+
From the Madhyamaka perspective, all that we lose is “the illusion that there is more in + conscious experience than the psychology and physiology of experience. In particular, reference to + internal representations, qualia, phenomenal properties and other such ghostly mediators of our + experience drop away.” Garfield argues that such a more naturalistic, more public (less private) + view “forces the theorist who takes something like the qualitative character of experience to be + real, and to be essential to consciousness, to defend and not to presuppose that view” (Garfield, 2016).
+
To go deeper into Buddhist consciousness is to go “empty.” Emptiness is a foundational concept in + Buddhism and is easily misunderstood (and inappropriately ridiculed). Simply put, “Emptiness is the + lack of any intrinsic nature, not another intrinsic nature instead of those we naively superimpose + on entities.” Emptiness, Garfield stresses, is never “emptiness of existence” but rather “always + emptiness of some more determinate metaphysical property.” As Garfield explains the doctrine of the + “two truths,” illuminating Nāgārjuna (c.150 - c.250 CE), perhaps Buddhism's greatest + philosopher-saint (other than the Buddha, of course), “nothing turns out to be ultimately real, + everything is merely conventionally real, and the ultimate and conventional truths, while radically + different in one respect, are in fact identical in another. That is the profound doctrine of the + emptiness of emptiness” (Garfield, 2016).
+
Applied to consciousness, if phenomenal consciousness, like everything else, is empty of + intrinsic nature, its claim of qualitative distinction from all other phenomena, its claim of + radical subjective experience as a nonpareil occurrence in the cosmos, would seem to weaken. + Moreover, though debate abounds, whereas Madhyamaka “takes all phenomena, including mind and the + external world, to be conventionally real but ultimately empty, and to be interdependent, Yogācāra + takes external objects to be mere appearances to mind, to be utterly non-existent, and takes mind to + be the substantially real subjective substrate of those representations,” confirming the Yogācāra + position as idealist (Garfield, 2015).
+
That Buddhism rejects the self, asserting that we are persons, not selves, makes for fascinating + explorations (Garfield, 2022). Debate has continued + whether the Buddhist “Atman,” often translated self or soul, is permanent and unchanging, a + position that Buddhist traditions and texts largely reject. No matter. The nature of the Buddhist + non-self (or self) or the Buddhist person does not seem to much affect the deflationary nature of + Buddhist consciousness. Self, non-self, person—phenomenal consciousness is the same empty illusion. +
+
+
+

16.3. Dao De Jing's constant dao

+
Among my favorite lines in all philosophical literature are the deceptively simple opening lines + of the Dao De Jing, the Chinese classic text that is the foundation of Daoism. “The + Dao [Ultimate Reality, Way] that can be spoken of [expressed] is not the Constant + [Eternal] Dao; the Name that can be named [understood] is not the Constant [Eternal] Name” + (道可道非常道; 名可名非常名). “Dao” (道) refers to “Ultimate Reality” but also means “Way” or “Path.” + “Constant” comes from “Chang” (常), which also means “invariable” and may connote “eternal.” + “Name” comes from “Ming” (名), which also means “to name,” and as a homophone of the + character “Ming” (明), may connote “to understand.” The verses are nuanced, even vague, + perhaps deliberately so, allowing high variance in interpretive translation. The core sense, + however, seems to be that whatever you think the Dao may be, it is not that, and whatever + you think the Name may be, it also is not that.
+
Sinologist and translator Joseph Pratt says it's hard to read those first lines and not think + that the Dao is the source and manifestation of conscious experience or awareness and not + think that the Name is the related cognition or thoughts. Supporting evidence comes from the Dao + De Jing's Chapter 42 cosmogenic process: “The Dao begets the One, the One begets the + Two, the Two begets the Three, the Three begets the Ten Thousand Things” (which includes human + beings) (Pratt, 2020).
+
In short, the Dao (or Consciousness) and the Name (or Cognition) are both “Constant” or + “Eternal” (常), giving rise to the YinYang of Consciousness and Cognition and eventually to the + individual phenomenological dynamic of Consciousness, including Cognition and Form/Thinghood. So, in + this ancient text, according to Pratt, consciousness is really the first thing and the last thing. +
+
Moreover, the Zhuangzi, the other of Daoism's main founding texts, refers frequently to + the ideal of a flow state, including in the context of armed combat. Though sometimes considered to + be an “unconscious” or “less conscious” condition, from the Daoist perspective a flow state is a + deeper state of consciousness. Both the Zhuangzi and the Dao De Jing could be + considered guides for cultivating such a condition (Pratt, 2020, 2023).
+
Personally, my long interest in the Dao De Jing's opening verses is rooted in my long + interest in Nothing, the metaphysics/ontology of Leibniz's haunting question, “Why is there + Something rather than Nothing?” “Why is there anything at all?” In my essay, “Levels of Nothing,” I + pose nine levels of increasing Nothingness (or decreasing Somethingness). If consciousness is not + fundamental, it would disappear at the most simplistic level of Nothing, Nothing Level 1. If + consciousness is fundamental, it wouldn't disappear until Nothing Level 7 (Kuhn, 2013).
+
+
+

16.4. Kastrup's analytic idealism

+
Philosopher Bernardo Kastrup's “analytic idealism” is “a consciousness-only ontology” that has + refocused attention, within the philosophical community and more broadly, on metaphysical idealism, + that is, an idealism that is grounded in philosophical argument as opposed to promoted by religious + tradition or spiritual belief. Kastrup's modern, analytic version of the ontology of idealism + asserts “(a) phenomenal consciousness, as an ontological category, is fundamental; and (b) + everything else in nature can ultimately be reduced to, or grounded in, patterns of excitation of + phenomenal consciousness.” (Kastrup, 2019). Thus, he proposes + “there is only cosmic consciousness” (Kastrup, 2018), in that “spatially + unbound consciousness is posited to be nature's sole ontological primitive” (Kastrup, 2017).
+
In Kastrup's idealism, human beings, along with all other living organisms, are but “dissociated + alters of cosmic consciousness” (Kastrup, 2018), that are “surrounded + like islands by the ocean of its mentation.” The inanimate universe we see around us, he says, is + “the extrinsic view of thoughts and emotions in universal consciousness. The living creatures we + share the world with are the extrinsic views of other dissociated alters of universal consciousness. + A physical world independent of consciousness is a mistaken intellectual abstraction” (Kastrup, 2016a, Kastrup, 2016b)
+
Evidence that consciousness is not reductionist-materialist, Kastrup argues, comes from, + among others, neuroimaging of brains in altered states induced by psychedelic substances. That + these “unfathomably rich experiential states” correlate with significantly reduced activity in + multiple brain areas is said to “contradict the mainstream metaphysics of physicalism for obvious + reasons: experience is supposed to be generated by metabolic neuronal + activity.” He dismisses “the best physicalist hypothesis to explain psychedelic experiences” + based on the idea that psychotomimetic drugs cause brain desynchronization, processes labeled + “brain entropy,” “complexity,” “diversity”—which Kastrup interprets as “very straightforward: + brain noise.” The “entropic brain hypothesis” (9.5.6), Kastrup says, is “a + linguistic charade,” leaving mainstream physicalism unsupported as a viable metaphysics of mind (Kastrup, 2023). + (Neuropsychopharmacologist David Nutt contends that “we don't need to adopt an untestable + metaphysical worldview to explain the subjective richness of psychedelic experiences” and that + neuroscience and neuroimaging + research have resources to develop complete theories—for example, chaotic + cortical entropy may “release the usual brake” that the cortex holds on sub-cortical + structures, especially the emotion centers, liberating the amygdala + and hippocampus + from “top-down” inhibitory + control [Nutt, 2023]. Kastrup counters + that such disinhibition, + if it were the case, should itself correspond to increased brain activity somewhere in the brain, + which is not what is observed.)
+
How to explain, under idealism, the correlation between inner experience and brain states? + According to Kastrup, “the brain and its patterns of neuronal + activity are not the cause of inner experience, but the image, the + extrinsic appearance of inner experience. In other words, brain activity is what inner experience + looks like when observed from the outside.” As such, he says, “the correlations ordinarily + observed between patterns of brain activity and inner experience are due to the trivial fact that + the appearance of a phenomenon correlates with the phenomenon.” And when this correlation is broken, + as observed in the psychedelic state, the reason is that, “unlike a cause, the + appearance of a phenomenon doesn't need to be always completeit can + leave out much about the phenomenon it is an appearance of (Kastrup, 2023).
+
Kastrup maintains that idealism's key challenge is “to explain how the seemingly distinct + phenomenal inner lives of different subjects of experience can arise within this fundamentally + unitary phenomenal field.” This is called the “decomposition problem” and it is the core problem + Kastrup needs to address. Other challenges include: “how to reconcile idealism with the fact that we + all inhabit a common external world; why this world unfolds independently of our personal volition + or imagination; why there are such tight correlations between measured patterns of brain activity + and reports of experience” (Kastrup, 2019).
+
Kastrup's unabashed challenge to his metaphysical competitors is that an idealist ontology “makes + sense of reality in a more parsimonious and empirically rigorous manner than mainstream physicalism, + bottom-up panpsychism, and cosmopsychism” (Kastrup, 2018). He argues that an + idealist ontology “offers more explanatory power than these three alternatives, in that it does not + fall prey to the hard problem of consciousness, the combination problem, or the decombination + problem, respectively.” (Panpsychists seem to be taking the challenge more seriously than do + physicalists55 [Kastrup, 2020b; Goff, 2020].)
+
Given his consciousness-only ontology, Kastrup explores what might follow in two areas of high + interest and continuing controversy: foundations of quantum mechanics and prospects for life after + death.
+
Regarding quantum mechanics, he stresses the centrality of consciousness, making the startling + but perhaps coherent argument that “the dynamics of all inanimate matter in the universe correspond + to transpersonal mentation, just as an individual's brain activity—which is also made of + matter—corresponds to personal mentation” (Kastrup et al., 2018).
+
Regarding life after death, Kastrup speculates that “the implication is that, instead of + disappearing, conscious inner life expands upon bodily death, a prediction that finds circumstantial + but [claimed] significant confirmation in reports of near-death experiences and psychedelic trances, + both of which can be construed as glimpses into the early stages of the death process” (Kastrup, 2016a, Kastrup, 2016b).
+
Say this for Kastrup's analytic idealism: it expands and enlivens the consciousness debate.
+
+
+

16.5. Hoffman's conscious realism: the case against reality

+
Cognitive psychologist Donald Hoffman's “Case Against Reality” argues that our visual perceptions + are not veridical of ultimate reality because evolution selects for fitness to reproduce, not for + access to ontological truth (Hoffman, 2019a). “This is + consistent with the interface theory of perception, which claims that natural + selection shapes perceptual systems not to provide veridical perceptions, but to serve as + species-specific interfaces that guide adaptive behavior” (Prakash et al., 2020).
+
Hoffman likens our perceptions of objects around us to “interfaces” constructed by natural + selection, taking as analogy the file icons on our computer screens, which may look like + little paper folders but are in truth written in the complex binary code of machine language. + Similarly, he says, evolution has shaped our perceptions, not as true depictions of an + animal-independent world, but rather as simplistic illusions to help us navigate the world around + us (Hoffman, 2019a).
+
Continuing his computer-screen interface analogy, he says, “The pixels are in the screen, still + part of the desktop interface. Similarly, tiny nuclei and electrons are in spacetime, still part of + our spacetime interface.” But “spacetime is not objective reality and does not resemble reality, + whatever reality might be” (Hoffman, 2019b).
+
Hoffman's ultimate ontology is what he calls “conscious realism,” which states that the objective + world consists of conscious agents and their experiences. This means, fundamentally, that instead of + assuming that “particles in spacetime are fundamental, and somehow create consciousness when they + form neurons and brains,” he proposes the reverse: “consciousness is fundamental, and it creates + spacetime and objects.” He posits a mathematical theory of consciousness that “reality is a vast + social network of interacting ‘conscious agents,’ in which each agent has a range of possible + experiences, and each agent can act to influence the experiences of other agents.”
+
What follows for Hoffman is that “no object within spacetime is itself a conscious agent; + spacetime is simply a format for conscious experiences—an interface—employed by agents like us, and + physical objects are just icons in that interface” (Hoffman, 2019b).
+
Remarkably, Hoffman reverses the arrow of causation for the abundance of experimental evidence + correlating mental states of the mind with physical states of the brain. These correlations arise, + he states, “because consciousness creates brain activity and indeed creates all objects and + properties of the physical world” (Hoffman, 2008).
+
Hoffman is clear: “Consciousness is fundamental in the universe. It is not a product of space and + time or anything inside space and time. I think that efforts to derive consciousness from spacetime, + either by identity theories or causal theories, have proven ineffective, and I've been forced to + take the view that consciousness is actually fundamental in the universe” (Hoffman, 2013).
+
+
+

16.6. McGilchrist's relational, creative-process idealism

+
Psychiatrist, neuroscientist, and literary scholar Iain McGilchrist's idealist metaphysics has + consciousness as “irreducible, primordial and omnipresent.” But consciousness is “not a thing; it is + a creative process,” he says. “All that exists, exists in consciousness … consciousness is the stuff + of the cosmos.” Moreover, given “that consciousness is ‘the fundamental given natural fact’, it + clearly follows that it cannot be reduced to something more fundamental” (McGilchrist, 2021b, 2021a, p. 1601).
+
Matter, to McGilchrist, is “a theoretical abstraction that no one has seen.” The term clearly has + meaning, he clarifies; “it refers to the qualities of certain elements within consciousness which + offer relative resistance and relative permanence as a necessary part of that + creative process” (McGilchrist, 2021b). Matter is also + critical for individuality to arise.
+
Put another way, McGilchrist has matter as “a special case, or a phase of consciousness.” Matter + is not a separate thing, he says, any more than ice is separate from water; it's a phase of water; + it's neither less nor more than water; it's not separate from water; it's a kind of water. + And matter is a kind of consciousness—for a time—that has certain quite marked properties that are + different from the way we normally think of consciousness, just as water is transparent and flows + and all the rest, and ice is hard and opaque and can split your head open. So they're different but + they're part of the same ontology.” McGilchrist stresses that “consciousness and matter must be + distinguished”—but “there should be no need to set the one against the other.”
+
McGilchrist's consciousness turns on its relational nature. He holds that “everything is + relational, and that what we call things, the relata, are secondary to relationship.” + Consciousness, he argues, is always “of” something, then he asks: “what is the nature then of that + something that is both in part constitutive of, and in part constituted by, that + relationship?”
+
A consequence, counterintuitive to most, is that while some scientists consider a “Reality Out + There” to be independent of any consciousness whatsoever—naïve realism—McGilchrist says, “In + reality, we participate in the knowing: there is no ‘view from nowhere’” (McGilchrist, 2021b).
+
Given that McGilchrist has consciousness as primordial and matter as a phase of consciousness, + how does he have the relationship between the brain and consciousness? He says, “I do not suggest + that the brain originates anything. I do not know that the brain ‘causes’ consciousness: it might or + might not.” He goes on to note, rightly, “I know of no way of proving the point one way or the + other, since the observable facts would look the same whether it [the brain] gave rise to, or simply + mediated, consciousness.” In other words, the same findings are equally compatible with the brain + emitting consciousness, transmitting consciousness, or permitting + consciousness. (The latter two options are similar, except that permitting substitutes the + idea of a constraint that is creative, fashioning what it allows to come into being, replacing the + merely passive idea of transmitting.)” McGilchrist argues that “it is the last of these + possibilities – permitting – that is the most convincing” (McGilchrist, 2021a, pp. 55, 1592). +
+
Logically, McGilchrist's ontology would skew to the brain alone not causing consciousness and his + medical training would skew to the brain not being a mere passive receiver of consciousness. His + solution seems to be something like this: the brain structures, shapes and physically actualizes the + consciousness we experience so that it can be expressed and felt by a body.
+
It's worth noting that McGilchrist's consciousness-matter ontology has a kind of relationship to + his hemisphere hypothesis, which states that the brain's “two hemispheres have evolved so as to + attend to the world, and therefore bring into being the only world we can know, in + two largely opposing ways: the left hemisphere paying narrowly targeted attention to a detail that + we need to manipulate; the right + hemisphere paying broad, open, sustained, vigilant, uncommitted attention to the rest of the + world while we focus on our desired detail” (McGilchrist, 2009, 2021a).
+
This means, he argues, that “each hemisphere brings into being a world that has different + qualities … In the case of the left hemisphere, a world of things that are familiar, + certain, fixed, isolated, explicit, abstracted from context, disembodied, general in nature, + quantifiable, known by their parts, and inanimate. In the case of the right hemisphere, a world of + Gestalten, forms and processes that are never reducible to the already known or certain, + never accounted for by dissolution into parts, but always understood as wholes that both incorporate + and are incorporated into other wholes, unique, always changing and flowing, interconnected, + implicit, understood only in context, embodied and animate” (McGilchrist, 2009, 2021a).
+
Most importantly, the world of the right hemisphere is the world that presences to us, + that of the left hemisphere a re-presentation: the left hemisphere a map, the right + hemisphere the world of experience that is mapped.” To McGilchrist, loosely associating the right + hemisphere with consciousness and the left hemisphere with matter may be more than metaphor.
+
Finally, McGilchrist sees “the cosmos as fundamentally relational, and the ground of Being as + driven to come to know itself in and through creating an evolving cosmos. The ground of Being and + the cosmos respond to each other. (So far this is in keeping with Whitehead.) What life does is to + increase by untold orders of magnitude the responsiveness of that cosmos. I, like Nagel, see that + ‘value is not just an accidental side-effect of life; rather, there is life because life is a + necessary condition of value.’” What life brings, McGilchrist maintains, “is not consciousness, + then—which, as I have argued, is present from the beginning—but the coming into being of the + capacity for value: thus, a mountain cannot value, though it can have value for creatures, like + ourselves, who value. And it is not just we, but all living creatures, that for the first time are + able to recognize value. Life vastly enhances the degree of responsiveness of, to and within the + world.” Indeed, “life could be seen as the very process of the cosmic consciousness continually both + discovering and furthering its beauty, truth, and goodness; both contemplating and (not separately + but in the same indivisible act) further bringing them into being: a process” (McGilchrist, 2021a, pp. 1722, 1723). +
+
Yet, the grounding of consciousness is not deterministic, McGilchrist says. It has none of the + characteristics of being pre-programmed by “an omnipotent and omniscient engineering God + constructing and winding up a mechanism. It is in the process of discovering itself through its + creative potential (one thing we all know directly from our own experience is that consciousness is + endlessly creative)” (McGilchrist, 2021a). The cosmos has + purpose, McGilchrist says. “It has direction, but not direction of the hydraulic kind, being pushed + blindly from behind, rather of the kind that is drawn from in front, by attractors that call it ever + forward” (McGilchrist, personal communication).
+
+
+

16.7. Chopra's only the whole is conscious

+
Holistic physician Deepak Chopra defines consciousness as “It is what makes experience possible. + It is what makes perception possible. It is what makes cognition possible. Everything we call + reality, consciousness makes possible. Consciousness is the ultimate reality” (Chopra, 2013).
+
To Chopra, progress in cognitive neuroscience, such as brain + scans that translate electrical patterns in the brain into real words in synthesized speech, + are “false clues,” like tracking a fox in the snow only to find that the tracks have led you in a + circle. “This looks like progress,” he says, “and yet the progress is built up from false clues, + for the same reason that pertains to circular tracks in the snow. It is physically impossible for + brain cells to create the human mind. Brain cells are composed of the same basic organic chemicals + as any other cell in the body, and organic chemicals can't think. It doesn't matter how many + billions of neurons the human brain contains, or the quadrillions of synaptic connections between + them. Complexity doesn't get around the simple impossibility that chemicals aren't conscious, and + the brain is nothing but chemicals. The presence of electrical activity in the brain is also a + false clue, because electricity can't think, either” (Chopra, 2023a, Chopra, 2023b). “If you want to + understand consciousness, then the last thing you want to be is a neuroscientist,” Chopra + half-jokes, referring to my/RLK background. “Because neuroscience doesn't give you a clue” (Chopra, 2013).
+
Chopra's persistent claim is that there is only one way to get past every false clue in the hunt + for consciousness. “You must make it the ‘stuff’ of creation, a non-physical state from which + matter, energy, time, and space are created. It is not, he says, that every phenomenon we can + experience has consciousness or exhibits mind. It is that consciousness shapes itself into every + mode of knowing and experiencing reality.” In other words, Chopra says, “the ‘hard problem’ isn't a + problem at all. Consciousness, being our source and origin, explains everything by itself, needing + no outside explanation” (Chopra, 2013).
+
According to Chopra, taking idealism to its logical extreme—some say to its simplest + condition—what's conscious is only the whole, not the parts like us. The entirety of reality, the + fullness of the cosmos, a multiverse of innumerable universes (if there are such), everything + everywhere all together, is the expression of a unitary consciousness.
+
In their essay, “Why You Aren't Conscious and Never Have Been,” Chopra and physicist Menas + Kafatos, after rejecting both materialism and panpsychism, seek to explain consciousness not by + trying to figure out how individuals are conscious, which they claim is doomed to failure, but + rather by assuming that all reality is conscious and individual instances of consciousness are + conscious only with respect to their being part of the whole. “When you arrive at the conclusion + that nothing material is conscious, bizarre as this sounds, you make a tremendous breakthrough. ‘I + am conscious’ misstates the reality, which is ‘I am consciousness itself’” (Chopra and Kafatos, 2023).
+
“The way that humans are conscious is what matters,” the authors write. “Consciousness is + everywhere all the time embracing past, present and future. I am part of that reality. Therefore, I + am consciousness itself. Who I really am is beyond time.”
+
Nothing can be conscious on its own, Chopra and Kafatos claim; the only way to be conscious is to + be part of the “All and One.” As for where the All-and-One Consciousness comes from or came from, + the answer is the same as to “Who made God?” “Our origin story begins with absolute, pure awareness, + which has no explanation. It simply is” (Chopra and Kafatos, 2023).
+
+
+

16.8. How consciousness becomes the physical universe

+
Idealism works well as an explanation of creature consciousness, provided, of course, that one + accepts its foundational premise that consciousness, and consciousness alone, is fundamental + reality. One challenge for idealism is coming to consider what seems to be an odd, perhaps + outlandish, idea so alien to our life experiences: If all is consciousness, how does the physical + world come about?
+
The claim is made that quantum theory, which, unlike classical physics, assigns (in some + interpretations) a fundamental role to the act of observation, can bridge the explanatory gap + between idealism as foundational reality and the physical world as empirically apparent. Can quantum + theory, as its adherents believe, open the door “to a profoundly new vision of the cosmos, where + observer, observed, and the act of observation are interlocked,” thus hinting “at a science of + wholeness, going beyond the purely physical emphasis of current science?” Adherents look to + developments in the intersection of quantum theory, biology, neuroscience and the philosophy of + mind. Non-local interactions of the quantum universe are cited as evidence of the interconnectedness + of everything, supporting the idea that “consciousness and matter are not fundamentally distinct, + but rather are two complementary aspects of one reality, embracing the micro and macro worlds,” + ultimately founded on consciousness as the ultimate reality (Kafatos et al., 2011).
+
There are elaborate theories that claim to explain how consciousness, once assumed to be + fundamental in nature and reality, generates or interacts with matter and energy and interfaces with + the brain. In one version, developed by computer science professional Mahendra Samarawickrama, + consciousness governs causation and creates energy and matter. The interplay of consciousness, + matter and energy underpins what we experience and observe in reality (Consciousness Studies, Australia, + 2024). Consciousness itself is “a high-speed sequential process that leads + to awareness” (notwithstanding the brain's massive parallel-processing capability). “Like time, + consciousness is also subjected to relativity. When the observer is moving, both time and + consciousness dilate.” Further, “the electromagnetic energy of consciousness follows quantum + principles and wave-particle duality …. This interplay of consciousness with matter and energy makes + consciousness and reality interrelate and follows determinism, realism, and physicalism” (Samarawickrama, 2023).
+
No surprise that none of this is taken seriously by a large majority of quantum physicists (Rovelli, 2022) (11.16).
+
+
+

16.9. Goswami's self-aware universe

+
Quantum physicist Amit Goswami proposes that consciousness, not matter, is the primary “stuff” of + creation, and indeed it is consciousness that creates the material world, not the other way around. + He uses quantum physics, particularly the Copenhagen interpretation (where an “observer” is required + for the collapse of the wave function), to disabuse us of the false notion that matter is simple, + solid and foundational. Consciousness, he says, “is the agency that collapses the wave of a quantum + object, which exists in potentia, making it an immanent particle in the world of manifestation” (Goswami, 1993; Woronko, 2020).
+
Goswami sees Idealism as not only the most parsimonious theory of consciousness but also + mitigating and perhaps solving the famous paradoxes of quantum mechanics, such as entanglement, + superposition and non-locality.
+
The key, Goswami offers, is that there is only one consciousness in the universe, one subject of + experience, in which we all (somehow) participate. The ego, he says “is constricted consciousness, + much like a localized object. You cannot understand consciousness without experiencing expanded + states of consciousness.”
+
Consciousness, according to Goswami, plays an active role in constructing physical reality + by “choosing” the results of a measurement. He views our mental activities, our thoughts and + feelings, as “mental objects” in a sense similar to material objects, subject to the same laws of + physics, particularly quantum mechanics. Thus, Goswami envisions the brain, not simply as a + passive measuring device that intervenes in the quantum world, but more significantly as an active + quantum system that selects and determines which unconscious + processes become conscious. Goswami concludes that all creation is interconnected, including + us (Goswami, 1993).
+
+
+

16.10. Spira's non-duality

+
Spiritual teacher (and pottery artist) Rupert Spira espouses non-duality as “the recognition that + underlying the multiplicity and diversity of experience there is a single, infinite and indivisible + reality, whose nature is pure consciousness from which all objects and selves derive their + apparently independent existence.” He states, “The greatest discovery in life is that our essential + nature does not share the limits or the destiny of the body and mind” (Section: Spira, n.d.).
+
To Spira, a non-dual understanding addresses two essential questions: one, “How may we be free of + suffering and find the lasting peace and happiness for which all people long above all else?”, and + two, “What is the nature of reality?” While the first is most meaningful to individuals and to the + global community, only the second is relevant for this Landscape.
+
Spira begins his non-dual teaching with an investigation into the essential nature of our self, + and it is this “clear knowledge of oneself,” he says, that is also the basis of the second aspect of + the non-dual understanding, “namely, the recognition that reality is an infinite, indivisible whole, + made of pure consciousness, from which all separate objects and selves borrow their apparently + independent existence.” Everything we know or experience, he states, “is mediated through the mind, + and therefore, the mind's knowledge of anything can only ever be as good as its knowledge of itself. + In order to know what anything truly is—that is, what reality truly is—the mind must first know its + own essential nature. Therefore, the investigation into the nature of the mind must be the highest + endeavor upon which any mind can embark, and the knowledge of its essence or nature the highest + knowledge.”
+
Spira suggests that approaching non-duality as a means of finding an answer to the ultimate + question about the nature of reality “is found at the heart of all the great religious and spiritual + traditions.” For instance, “In Christianity, it is said, ‘I and my Father are one’. That is, the + essence of our self and the ultimate reality of the universe are the same.” Similarly, “in the Sufi + tradition, ‘Whosoever knows their self knows their Lord’. That is, whoever knows the essential + nature of their self knows the ultimate reality of the universe.” And “in Buddhism, ‘Samsara and + Nirvana are one’, meaning the nature of the world and the essence of the mind are identical” (Spira, n.d.).
+
+
+

16.11. Nader's all there is

+
Transcendental + Meditation leader (and former neuroscientist) Tony Nader states “there is nothing other than + consciousness, and that matter and the multiplicity of loci of consciousness, us, for one, are + nothing but consciousness experiencing itself from limited perspectives that hide the true nature + of both the observer and the observed.” In a world of an infinite number of simultaneously + existing possibilities, Nader says “one fact seems undeniable: the fact of our own awareness … + Commonly, this awareness is called consciousness: the observer, the witness, the experiencer” + (Nader, n.d.).
+
Nader states formally, “Consciousness is all there is and does not create anything physical + outside itself; matter is real only in terms of consciousness or as an appearance within + consciousness.” While “Consciousness is all there is” and “Consciousness is One” are his foundation, + Nader acknowledges that “there are different kinds of consciousness: different flavors, states, + levels, and so on. The only way for these two statements to be simultaneously true, he says, is that + the one Consciousness has different flavors, states, and experiences of itself” (Nader, 2015).
+
While acknowledging that other Idealism theorists suggest similar, Nader differentiates his + approach by providing “a carefully constructed and cogent model for how those limited perspectives + in all their subjective richness emerge within the singularity of consciousness.” He claims “a + monistic field theory of consciousness” as the most primordial field, which then can “potentially + solve enduring problems in other fields, including quantum field theory and the psychology of higher + states of consciousness” (Nader, n.d.).
+
Nader's distinguishing proposal is to place consciousness “in a mathematical framework by + introducing fundamental axioms that are motivated by the experience and dynamics of consciousness.” + By systematizing how human awareness perceives, discriminates, organizes, and expresses its own + patterns of functioning, mathematical + methods and mathematical modeling provide “one of the most useful and scientifically + manageable methods to study the interface between consciousness and physical phenomena.” Mathematics + is seen as “the precise abstract representation of consciousness at work.”
+
Nader claims “to test the reasonableness + of these axioms in two ways: by deriving consequences from the axioms and comparing these + consequences to our experience of the world, and by verifying that heretofore unsolved problems can + be resolved with this new paradigm.” In particular, he ambitiously addresses how the physical + universe emerges from consciousness.
+
Nader introduces “the notion of a Bit of Consciousness as a triple of particular values of + Observerhood, Observinghood, and Observedhood,” with the understanding that “nothing can be said to + be real unless it is a triple with none of its components equal to 0. In other words, real existence + requires an observer, a process of observation, and an observed” (Nader, 2015).
+
In Nader's consciousness model, it is not non-localized or localized objects that are the issue. + Rather, it is the idea of the very existence of objects as entities independent of Consciousness + that is the root of the problem. In his model, nothing exists outside the realm of observer, + observed, and process of observation (Nader, 2015).
+
+
+

16.12. Ward's personal idealism: souls as embodied agents created by God

+
Philosopher-theologian Keith Ward's “personal idealism” integrates his philosophical convictions + about consciousness and souls, idealism in Eastern traditions, and his Christian faith (Ward, 2022). It's a heady brew.
+
Ward describes souls as “the embodied + agents which are created by God.” To build his case, he cites the “huge gap in modern + culture between neurophysiologists and old-fashioned philosophers” (musing, “We thought we were + very trendy in our time”). It's a fundamental, philosophical divide, he says, and from his + perspective, he begins from consciousness, puts consciousness first, because “this is where all + knowledge starts … your starting point is perception, a set of perceptions, a set of concepts. And + from that, you build up a picture of what the world is like” (Ward, 2006).
+
Ward stresses “you can never get rid of consciousness.” He is firm: “From where I sit, I can just + say whatever view you come up with, consciousness is not reducible to particles which are publicly + observable in space and time.” He is adamant: “I will just not give way on this—because it seems to + me so obvious; I don't see how anyone can deny it.” Responding to questions about the putative + illusion of conscious unity, Ward is dismissive (politely): “You're inventing a problem.”
+
Ward's idealism surfaces when contrasting dualism. His claim, even for explaining Descartes, is + not that mind and body/brain are separate substances that must somehow interact, but rather are + subject and object, the thinker and perceiver as the subject who is aware of its perceptions and + which is engaged in having its thoughts. “What you've got is a subject thinking. The subject is not + a different substance.”
+
Ward then rationalizes his idealism. “The whole world is actually a construct with perceptions + and feelings and thoughts. But the agent who is having these perceptions, the perceiver, the + thinker, is not another thing somewhere. So, subjects and objects are always together. There's no + subject without an object. There's no mind without some objectivity, some environment in which it's + embodied. That's why I see embodiment as an essential part of mentality, and of being a person. When + you're talking about the mind, you're talking about a subject, an embodied subject, who nevertheless + is not to be identified simply by physical facts which are publicly observable. I think that's what + the soul is: An embodied subject of intellectual and moral agency” (Ward, 2006).
+
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+

16.13. Albahari's perennial idealism

+
Comparative philosopher Miri Albahari defends “Perennial Idealism” as a mystical solution to the + mind-body problem. She faces the “vicious dilemma” of subjects arising from unconditioned + consciousness. “If the manifest world of subjects is real, it irrevocably undercuts the purely + unconditioned nature of the ground by imposing boundaries between subjects and the ground. If only + the ground is real, we have the seemingly absurd consequence of denying reality to what seems + undeniably existent.” She finds resources in the modern mystic, Sri Ramana Maharshi, who was + recorded as saying, “Nothing exists except the one reality … The one unity alone exists ever. To + such as find it difficult to grasp this truth and who ask, ‘How can we ignore this solid world we + see all around us?’ the dream experience is pointed out and they are told, ‘All that you see depends + on the seer. Apart from the seer, there is no seen.’” (Ramana is expressing what is known in Advaita + Vedanta as the ajāta doctrine, which means “not created, not caused”.) (Albahari, 2019a).
+
Albahari takes as evidence “first-person accounts from people who claim to have experienced and + indeed permanently established themselves in aperspectival or nondual consciousness,” mystics from + across traditions and centuries who came to believe that they “have directly ‘awoken’ to their + abiding nature as aperspectival consciousness, realizing it to be none other than the ultimate + ground of what we take to be the world.” The “central metaphysical content of this allegedly + recurring insight” has been termed by Aldous Huxley and others, “Perennial Philosophy” (Huxley, 1946), from which Albahari's + “Perennial Idealism” denotes its philosophical parentage (Albahari, 2019a).
+
Albahari posits her Perennial Idealism as “a radical new successor to Cosmopsychism,” which, + erroneously, she argues, “takes the entire externally specified cosmos to be an internally conscious + subject” (13.3). This brings “serious troubles for Cosmopsychism,” which not only “typically casts + the entire cosmos as a conscious subject” but also “in turn grounds the consciousness of subjects + such as ourselves” (Albahari, 2019b). The most promising way + forward in the mind-body problem, she argues “is to renounce the pervasive panpsychist supposition + that fundamental consciousness must belong to a subject. This extends the reach and scope of + consciousness to ground not merely to the inner nature of the cosmos, but everything we take to be + the world, with its subjects and objects” (Albahari, 2019a). This, Albahari + concludes, “offers a framework for thinking about how the world could be grounded in a universal + consciousness which, following Advaita Vedanta and the ‘Perennial Philosophy’, is not structured by + subject or object” (Albahari, 2019b).
+
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+

16.14. Meijer's universal knowledge field

+
Biomedical scientist Dirk K. F. Meijer explains consciousness in the context of a “Universal + Knowledge Field” (UKF), the concept that a collective storage of all information that is present + and/or evolves in our universe can take a universal character and that all information is present in + a general knowledge field. Other names for the UKF, he says, include Universal Consciousness, Cosmic + Consciousness, Universal Mind, Universal Memory, Universal Intelligence, Holographic Memory, + Collective Consciousness, Implicate Order and the Plenum. The UKF is said to be consistent with + fundamental physics, cosmological and holographic models. In addition, universal consciousness can + be approached from transcendental human experience, including transpersonal and psi phenomena (Meijer, 2018).
+
Meijer claims that integral information processing in the universe is based on a + generalized musical-scale of discrete electromagnetic field (EMF) frequencies and that the + biophysics literature reports the effects of similar EMF frequency patterns in a wide range of + animate and non-animate systems. This provides a conceptual bridge between living and non-living + systems, relevant for biophysics, brain research, and biological evolution. He proposes that the + pro-life EMF frequency bands may literally act in concert as a “tonal octave-based symphony” to + provide living systems, including the brain, with information embedded in such harmonic-like + resonance patterns. Such “tonal” projections, in a global manner, may organize synchronicity, + both spatially and temporally in essential organs in the body: heart and brain (Meijer et al, 2020, pp. 1–31).
+
Thus, if nature is guided by “a discrete pattern of harmonic solitonic waves,” since the whole + human organism, including brain, is embedded in this dynamic energy field, a comprehensive model for + human (self-) consciousness could be conceived. This implies an intrinsic cosmic connectivity that + is mirrored in the human brain. An assumed “hydrodynamic superfluid background field” is proposed to + guide the ongoing fabric of reality through a “quantum metalanguage” that is instrumental in the + manifestation of universal consciousness, of which human consciousness is an integral part (Meijer et al, 2020, pp. 72–107).
+
Meijer proposes a “pilot-wave-guided supervenience” of brain function that may arise from a + “holofractal memory workspace” associated with, but not reducible to the brain, which operates as a + scale-invariant mental attribute of reality. This field-receptive workspace integrates past and + (anticipated) future events and may explain overall ultra-rapid brain responses, as well as the + origin of qualia (Meijer et al, 2020, pp. 31–71).
+
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+

16.15. Idealism's imaginative expressions

+
As creator and host of Closer To Truth, I receive ideas from viewers globally. These + unsolicited papers are often elaborate treatises, the majority of which focus on consciousness or + cosmology. I look at all of them, keep an open mind with at least one eye skeptical, learn some, + respond as I can. I marvel at the passion and respect the dedication.56
+
Addressing the "ultimate questions" of cosmic existence and human sentience is the highest + calling of human beings, which is why I appreciate diverse ideas (Kuhn, 2023). While I cannot agree with + many of the assumptions, and certainly not with most of the assertions, I see the scope of subjects + as exemplifying the kinds of issues and challenges that enliven the human spirit (small “s”).
+
To conclude this section on Idealism, I note several models of idealism I've received (among + many). The only judgment I pass is that consciousness in general, and idealism in particular, fire + the imagination as well as stir the passions.
+
Flip-Book Idealism (FBI), developed by neuroscientist Silvia Paddock and physicist Thomas + Buervenich, agrees with other forms of idealism that spacetime is not primary + and that consciousness exists outside of it. According to FBI, observer/participants, who are individuations + of this consciousness, detect patterns in a facet of consciousness called the “Urgrund”—the + fundamental essence of existence—and shape this information into frames of experience by + translating complex signal patterns into qualia. One hallmark of FBI is that the generation of + experiential frames by consciousness creates the arrow of time. Its observer-based viewpoint of + reality aligns with quantum mechanics, such that wave-particle duality and entanglement (“spooky + action at a distance”) are no longer odd or mysterious. FBI distinguishes itself from other forms + of idealism by asserting that conscious agents primarily interact with one another through the + intermediary of the Urgrund in a kind of question-and-answer game and by proposing that spacetime + is a set of rules that consciousness needs to adhere to when creating experiential frames to allow + for the experienced world to be consistent. FBI does not solve the hard problem of consciousness + but attests to its significance (Paddock and Buervenich, 2023). + According to reviewer Jo Edwards, “The central idea is that our subjectivity is the inherently + conscious universe enjoying local snapshots in discrete time ‘frames’, set by brain interactions, + that are elided into a sense of movement and continuity, as for a cartoon flipbook.” He concludes + that the authors make “a nice case for these being fundamental time units that in the brain are a + few milliseconds long but elsewhere will follow rules of quantum field theory—perhaps as decoherence + intervals. I think this is the right direction to go in. It is nice to see mainstream quantum theory + rather than fringe interpretations or invocations of entanglement, tachyons, or dark matter. Like + genes, consciousness is likely to be based on kitchen sink biophysics” (Edwards, 2024).
+
Rodrigues's C-Pattern Theory. Neuroscientist Pablo Rodriguez posits that the brain can + generate only c-patterns, no experiences, because experiences are qualitatively different from + matter. Experiences are thus regarded as created by the universe, in that c-patterns are constantly + “read” and converted to experiences. C-Pattern Theory has three basic points. First, the brain + doesn't generate conscious experiences; it generates c-patterns, which are complex geometric + three-dimensional structures composed of all action potentials from all of the brain's [relevant] + neurons firing at any given moment. The c-pattern's specific form and geometry is postulated as + being what fully defines any conscious experience. So, for every moment, there's a different + c-pattern and a corresponding experience defined by it. Second, an experience is defined by a + c-pattern's form, but each is created by the universe, not by the brain; rather, a c-pattern's + specific form and geometry encodes an experience as a discrete expressions of a universal geometric + experience language, which the universe understands perfectly and decodes into real, actual + experiences. Third, we are not body and brain; we are consciousness. If c-patterns are mere symbols + converted to experiences, then only consciousness can be what's having all experiences. And as we + are the ones experiencing, we are parts of consciousness. Different organisms have different + c-patterns, experiences, and levels of understanding reality. So, this world is just what our + c-patterns currently allow, until we manage to expand them to the next level. Thus, true human + progress is possible only if the experience language is deciphered and c-patterns are expanded + towards greater understanding (Rodriguez, 2023).
+
The Meaning of Life. The primacy of consciousness explored via science and logic, + without leaping to faith or spiritual awakening. It dissects the mind-body-spirit conundrum and + provides a theory + of everything that posits that reality is an agreed-upon hallucination. + It includes the probative power of optical illusions, why linear time is a stubborn illusion, + and the roles that beauty, love, and creativity play to help shape reality (Forrest, 2021).
+
Is-Ness. All consciousness is one. Every human spirit is unique, with our singular + thoughts, perceptions and experiences, like a whirlpool in an infinite ocean of consciousness. While + universal consciousness is infinite in space and time, each conscious being experiences creation + from a unique perspective. The power of spirit does not come from its past achievements or future + aspirations, but from its existence in the present instant. This is the essence of our existence. + Awareness of this essence is the state of "Is-Ness” (Koyoti, 2023).
+
Consciousness from Non-Self in Buddhism. Consciousness in the sense of qualia and + self-consciousness are not a two-tier, parallel relationship like that of the Cartesian Theatre or + “Cogito, ergo sum”, but a one-tier, serial relationship. The sense of self just emerges out of the + process of alternating “awareness” and “awareness of awareness.” This view on consciousness comes + from an interpretation of “non-self” in Buddhism. Conversely, it also provides insight into + consciousness-only and anatta (from “non-self” to “emptiness”) in Buddhism: in reality, + there is neither subject nor object of “awareness” (or “consciousness”). According to Yogācāra, + there is no object of awareness (or consciousness). Therefore, the mystery behind + “consciousness-only” should be how consciousness arises. However, according to Madhyamaka, there is + even no consciousness and everything is empty (Huang, n.d.).
+
Consciousness's Platonic Computation. Consciousness (the power to conceive, perceive and + be self-aware) is the most fundamental and irreducible existence. Creation of all else is rendered + by the “Platonic computer” that is made by, of, with and from Consciousness. The hypothesis of + “Platonic computation” offers a solution to the inverse hard problem of consciousness: how matter + arises out of consciousness (Duan, n.d.).
+
Hawkins's Map of Consciousness. Psychiatrist and spiritual teacher David Hawkins claims + human consciousness comes arrayed with 17 levels and associated “energy fields,” with the + “frequency” or “vibration” of energy increasing with each rise in level, along with corresponding + implications for emotional tone, view of God, and view of life. Consciousness is pervasive, + connecting to God via “devotional nonduality” and enabling, at its higher levels, a beneficial and + healing effect on the world. Hawkins says his scientific framework elucidates the spiritual levels + delineated by saints, sages and mystics, with highest levels representing Self-realization, the + void, nothingness vs. allness, full enlightenment, and divine realization.57 (Hawkins, 2014; Hawkins, n.d.).
+
+
+
+

17. Anomalous and altered states theories

+
Can nonphysical consciousness (or realms) be revealed or accessed via anomalous, psi or paranormal + phenomena—extrasensory perception (ESP), out-of-the-body experiences (OBEs), near-death experiences + (NDEs), and the like? Psychical research beginning in the late 19th century and parapsychology + in the mid-20th century sought to study the phenomena scientifically.
+
To those who believe in its existence—researchers and general public alike—the reality of + psi/paranormal phenomena leads directly to consciousness being nonphysical, as well as to nonphysical + modes of mental existence, whether as individual “spirits” or “souls” or in the broader sense of + nonphysical realms of parallel worlds (Radin, 2007; Schlitz, 2007; Tart, 2007). There are innumerable + reports of ESP—telepathy, clairvoyance, precognition, psychokinesis—the vast majority anecdotal, some + research-based; believers (“sheep”) and skeptics (“goats”) remain equally adamant in their + convictions. Moreover, even among psi-sheep researchers, there are replicability problems and a + possible paradox of confounding interactions between the researcher (the observer) and the experiment + (the observed) (Rabeyron, 2020).
+
For the record, I remain skeptical regarding the overwhelming majority of anecdotal paranormal + stories and circumspect regarding statistically significant research affirming psi. I consider likely + drivers to be illusion, delusion, fraud, imperfect experimental design, unwitting experimenter bias, + ex ante sample + selection, ex post data selection, ex post reasoning, and/or plain-old wishful thinking.
+
Still, I have to say, I generally respect parapsychologists and their experimental designs, and I + cannot rule out all paranormal stories. This is why I must consider the profound implications for + theories of consciousness if any claims of psi and the paranormal would turn out to be + veridical. (In context of my skepticism and consideration, and in the spirit of full disclosure, I + have a history.58)
+
Parapsychologist Dean Radin distinguishes sharply between the words paranormal and + psi. They are not synonymous, he stresses. “The paranormal is a tabloid trope that + encompasses Bigfoot, astrology, crystal healing, UFOs, the Bermuda Triangle, etc.,” he says. “Equating + paranormal with psi perpetuates the idea that psi is part of a great silliness, and this is one of the + many reasons why sober academics strictly avoid the topic.” By contrast, Radin points out, “psi refers + only to common aspects of human experiences reported throughout history and across all cultures, and + psi research studies such experiences.” Radin acknowledges, “Yes, 95% of these reports may have + mundane explanations, but 5% do not. And that 5% changes everything” (Radin, 2024).
+
Psi research, Radin notes, was “designed explicitly to exclude the illusion, delusion, fraud, + p-hacking [misuse of data analysis to report false positives], and the like.” He asserts, “There is no + better way to demonstrate the current state of the evidence for psi than to read major pro-psi and + con-psi articles published in the APA's flagship journal, American Psychologist (Cardeña, 2018; Reber and Alcock, 2020). The pro article + discusses meta-analyses of 10 classes of psi experiments reported in over 1000 individual studies. In + reply, the authors of the con article state up front that they would not address the evidence because + -- and they actually say this -- psi is impossible. That's the Spanish Inquisition approach + to ignoring uncomfortable facts, and yet that is the state of psi skepticism today” (Radin, 2024).
+
Cardena's paper, “The experimental evidence for parapsychological phenomena: A Review,” clarifies + “the domain of psi, summarizes recent theories from physics and psychology that present psi phenomena + as at least plausible, and then provides an overview of recent/updated meta-analyses.” The evidence, + Cardena concludes, “provides cumulative support for the reality of psi, which cannot be readily + explained away by the quality of the studies, fraud, selective reporting, experimental or analytical + incompetence, or other frequent criticisms.” The evidence for psi, he says, “is comparable to that for + established phenomena in psychology and other disciplines, although there is no consensual + understanding of them” (Cardeña, 2018).
+
Reber and Alcock's paper, “Searching for the impossible: Parapsychology's elusive quest,” presents + an opposing perspective to “the general claims of psi (the umbrella term often used for + anomalous or paranormal phenomena).” The authors mount “a broad-based critique of the entire + parapsychology enterprise.” + Their position is straightforward: “Claims made by parapsychologists cannot be true. The effects + reported can have no ontological status; the data have no existential value.” Reber and Alcock base + their stark conclusion “on well-understood scientific principles. In the classic English adynaton, + ‘pigs cannot fly.’ Hence, data that suggest that they can are necessarily flawed and result from + weak methodology or improper data analyses or are Type I errors.59 So it must be with psi + effects.” What they find “particularly intriguing is that, despite the existential impossibility of + psi phenomena and the nearly 150 years of efforts during which there has been, literally, no progress, + there are still scientists who continue to embrace the pursuit” (Reber and Alcock, 2020).
+
The vast anecdotal literature of near-death experiences (NDEs) and out-of-the-body experiences + (OBEs) (17.12), amplified by innumerable (supposed) communications with the dead, also some serious + but controversial research, gives rise to beliefs in a sentient afterlife, thus giving apparent + credence to non-materialistic theories of consciousness. There are even reports of auras and halos + around or emanating from people; some claim to witness, at the moment of death, the soul departing the + body. “Terminal lucidity”—unanticipated and unexplained changes in mental clarity, verbal + communication, and/or physical capability in the days and hours before death when each patient's + medical condition should not allow for such sudden improvements—suggests, to some, that there is + something nonphysical going on (Roehrs et al., 2023). Credulous readers + will find an inexhaustible supply of NDE/OBE anecdotes and stories, but modest serious research of + sound design in which the extraordinary claims are supported unambiguously by extraordinary evidence + (to paraphrase Carl Sagan) (I acknowledge claims to the contrary.60).
+
Perhaps the most common claim of “evidence” that consciousness is nonphysical comes from + out-of-the-body experiences (Tart, 1987, 2007). Those having OBEs report their + experiential awareness to be as a nonphysical entity (spirit/soul) in a nonphysical world. It is all + sensorily or perceptibly real, vivid and stable, yet they sense not being in their earthly bodies and + not being in our earthly world. The more lucid quality of OBE consciousness (compared to dream + consciousness), which is typical of OBEs, convinces OBE adherents of the nonphysical nature of their + personal consciousness and the reality of nonphysical realms.
+
It is no surprise that psi researchers are more compelled by laboratory tests than by OBE/NDE + anecdotes. They also point to everyday phenomena that people experience, such as thinking of someone + and then getting a text or phone call from them, fueling the sense that it feels too unlikely to be a + coincidence.
+
To philosopher and parapsychologist Stephen Braude, the answer to the mind-body problem depends in + part on how much exotic data you are willing to entertain. “If you are willing to look seriously at + some of the data suggesting a persistence of personality after bodily death, after the body has + decomposed,” he says, “then certainly the conventional materialist, neurophysiological view goes out + the window” (Braude, 2007a). (For + mathematician-astronomer Bernard Carr, paranormal + phenomena inform his views of consciousness and the nature of fundamental + reality—11.10.)
+
The fact of the matter—whether such psi/paranormal phenomena have credible claims on reality, or + whether they are purely and merely illusion, delusion, poor design or faulty analysis (those that + aren't already outright frauds)—is not for adjudication or even for assessment here. (But the wholly + skeptical view, personified engagingly by Susan Blackmore, does need voice [Blackmore, 2002, 2007].)
+
Rather, if any of these psi/paranormal phenomena—even if a minuscule fraction of them—is real and + does challenge or defy the laws of physics as currently construed, then non-materialistic theories of + consciousness would have to be taken more seriously. This possibility, however remote or however + likely, justifies inclusion, at least for me, of psi-motivated theories of consciousness here on the + Landscape of possible explanations.
+
I largely agree with Alex Gomez-Marin: “The study of consciousness requires that we take seriously + the many flavors of human experience, particularly those that lie at the edges of what is typically + explored scientifically and discussed in public. From psychedelics and synchronicities, to lucid + dreaming and psychic phenomena, the ‘backdoors of perception’ have the potential to transform not just + neuroscience and physics but our very understanding of the nature of reality and our place in it” (Gomez-Marin, 2023b). (I am, however, + modestly less optimistic that meaningful progress can be made.)
+
The more general “altered states of consciousness” subsumes diverse deviations from our normal + alert, waking consciousness as induced by various physiological, psychological, or pharmacological + actions or agents (Altered state of consciousness, 2023). + Charles Tart, whose book, Altered States of Consciousness, was the first comprehensive + treatment of the subject, focuses on the subjective nature of the experience: "Altered states of + consciousness are alternate patterns or configurations of experience, which differ qualitatively from + a baseline state," stressing “… such that the experiencer feels his consciousness is radically + different from the way it functions ordinarily” (Tart, 1969).
+
Note that Anomalous and Altered States theories, strictly speaking, are generally not theories of + consciousness per se in that they are not theories of what consciousness is. Rather, they are + claimed as evidence of what consciousness is not—not reducible to neurobiological states + without residue. It is natural that those who interpret psi results favorably are also motivated to + accept (or to create) non-local theories of consciousness. Moreover, while advocates of Anomalous and + Altered States theories skew toward dualist or idealist theories, they espouse all the non-materialist + theories: quantum, panpsychism and monism as well as dualism and idealism. For example, Dean Radin + supports a “quantum oriented,” non-substance dualism (17.3), while Charles Tart supports an “emergent + interactionism” substance dualism (17.4). All the theories that follow are motivated, at least in + significant part, by anomalous, psi or paranormal phenomena (often NDEs and OBEs).
+
+

17.1. Bergson's multiplicity, duration, perception, memory

+
Late 19th/early 20th century philosopher Henri Bergson's non-reductive consciousness is an + unapologetic, sophisticated challenge to Materialism Theories. In consciousness, he says, “we find + succeeding states without distinction; and, in space, simultaneities which, without succeeding, are + distinguished, in the sense that one is no longer there when the other one appears. Outside of us, + reciprocal exteriority without succession: within, succession without reciprocal exteriority” (Bergson, 1889; Pascal, 2023).
+
Bergson's consciousness, which “retains the past and anticipates the future,” is not easy to + categorize. It is the complex centerpiece of his grand philosophical system that highlights several + original concepts: multiplicity (heterogeneity and continuity, the immediate data of consciousness); + duration (no juxtaposition of events, no mechanistic causality, a qualitative multiplicity); + perception (pure, images are all we sense); memory (pure, personal)—each from Bergson's + idiosyncratic perspective (Lawlor and Moulard-Leonard, 2021). +
+
Bergson self-characterizes his own view as “frankly dualist,” because it “affirms both the + reality of matter and the reality of spirit,” though he recognizes (and thinks he can overcome) “the + theoretical difficulties which have always beset dualism.” Bergson rejects that “matter is a thing + that possesses a hidden power able to produce representations in us. There is no hidden power in + matter; matter is only images.” He critiques materialism by “showing that matter does not differ in + nature from representation … the image is less than a thing but more than a representation” + Moreover, Bergson's theory of “pure perception” posits that how we know things, in their pure + states, is representational, thus establishing a middle ground between realism and idealism (Lawlor and Moulard-Leonard, 2021). +
+
To Bergson, “That which perceives is consciousness, that is to say the memory taken as a + whole because this consciousness, which we might call here human soul or human spirit, is a + continuous movement between pure perception and pure memory.” “The brain does not perceive: + it transmits perception (pure or not) from the organ of perception to consciousness + (sensory mechanism) and, conversely, it transmits the nascent order of action from + consciousness to the appropriate motor organ to act in response to perception (motor + mechanism) (Bergson, 1896, 1990; Pascal, 2023).
+
Continuing, Bergson puts memory at the heart of consciousness with pithy propositions. “Mind with + memory is consciousness and produces time. Mind without memory is the unconscious and produces + space.” “The phenomena of memory are at the juncture of consciousness and matter.” “Going from pure + perception to memory, we definitively leave matter behind for the mind.” “First the present becomes + past and then the past becomes present. Thus, consciousness becomes the bridge + between the present and the past which we call the future. The future is being fabricated + at all times by a free act called choice of consciousness” (Bergson, 1896, 1990; Pascal, 2023).
+
Bergson has consciousness as “unquestionably connected with the brain: but it by no means follows + that a brain is indispensable to consciousness.” The brain, he says, is not the generator of + consciousness, but a “filter” of consciousness, because unfiltered consciousness would be shattering + and stupefying. Our capacity to focus and act in the world is enabled by our brain acting as + barrier, shielding our personal awareness from the vast cacophony swirling in the great beyond (Bergson, 1920).
+
Bergson's notion of consciousness is “a ceaselessly dynamic, inherently temporal substance of + reality” that might even allow for some sort of survival after death (Barnard, 2011). Is Bergson a kind of + dualist, panpsychist or even idealist? No matter. Certainly, he is no materialist. He was president + of the Society for Psychical Research, which no doubt reflects his views and warrants his inclusion + in this category.
+
According to Alex Gomez-Marin, "The essential debate about the precise relationship between + thoughts and brains (solidarity versus equivalence, participation versus interaction, etc.) has + faded. But one can revisit Henri Bergson to find a lucid dose of common sense: ‘That there is a + close connection between a state of consciousness and the brain we do not dispute. But there is also + a close connection between a coat and the nail on which it hangs, for, if the nail is pulled out, + the coat falls to the ground. Shall we say, then, that the shape of the nail gives us the shape of + the coat, or in any way corresponds to it?’ What do brain data really show? The edifice of + twenty-first-century consciousness neuroscience stands on the foundations of the following candid + empirical fact: ‘change the brain, experience changes.’ The hard problem of wardrobes is to explain + why and how hangers give rise to clothes” (Gomez-Marin, 2022).
+
Moreover, Gomez-Marin and Juan Arnau retrieve an argument by Bergson to expose, what they call + “the fundamental self-contradiction of parallelism: it forces the idealist to sustain that ‘the part + is the whole’, and the realist that ‘the part subsists when the remainder of the whole vanishes.’” + Bergson's image-movement theory (from Matter and Memory) is then recast “to overcome the + conceptual dead-end of parallelism”—the point being that “Consciousness is real. So is its special + relation to the brain. Differentiating between solidarity (as lesions demonstrate) and equivalence + (as no data does) offers an alternative point of departure for an understanding of consciousness + that does not, from the outset, outlay a false problem” (Gomez-Marin and Arnau, 2019).
+
+
+

17.2. Jung's collective unconscious and synchronicity

+
Psychiatrist/psychoanalyst Carl Jung famously posits a “collective unconscious,” a hidden, + quasi-nonphysical aspect of reality with which each individual human subconsciousness is in some + sense connected. Prime features of the collective + unconscious, according to Jung, are “archetypes” and “synchronicity:” archetypes are ancient + primal symbols, themes and images that are apparently universal and recurring and can impact + individual psyches; and synchronicity describes putative connections between physical and/or mental + events that are acausal and seemingly random but appear to be meaningfully related.
+
Synchronicity is properly controversial, because, according to the laws of physics, there should + be nothing of the sort. But if, perchance, synchronicity does exist and it does represent real + phenomena—if synchronous events are not mere chance masquerading as meaning—then synchronicity would + be a powerful probe of novel fundamental realities of mind and world, and it would, en passant, take + down classic materialism.61
+
Jung had been intrigued by the ancient Chinese oracle I Ching, whose 64 hexagram symbols + generated divinations “made by seemingly random numerical happenings for which the I Ching + text gives detailed situational analysis.” Years later, Jung introduced synchronicity "to describe + circumstances that appear meaningfully related yet lack a causal connection." Other definitions Jung + used enriched synchronicity's non-normal vision of reality: "a hypothetical factor equal in rank to + causality as a principle of explanation," "an acausal connecting principle," "acausal parallelism," + and the "meaningful coincidence of two or more events where something other than the probability of + chance is involved” (Synchronicity, 2023).
+
Collaborating with physicist and Nobel laureate Wolfgang Pauli (Pauli Exclusion Principle), Jung + further developed the radical concept. Pauli contributed his intimate understanding of the common + sense-defying elements of quantum theory, such as complementarity, nonlocality, and the observer + effect, and their work together yielded what is now called the “Pauli–Jung conjecture”—which stands + for “a basic psychophysically neutral reality with its derivative mental and physical aspects and + the nature of the correlations that connect these aspects.” Jung and Pauli "offered the radical and + brilliant idea that the currency of these [synchronicity's] correlations is not (quantitative) + statistics, as in quantum physics, but (qualitative) meaning” (Atmanspacher, 2020b; Atmanspacher and Fuchs, 2014).
+
For his part, Pauli said that synchronicities were "corrections to chance fluctuations by + meaningful and purposeful coincidences of causally unconnected events," though he sought to move + away from “coincidence” and towards a "correspondence," "connection," or "constellation" of discrete + factors. Jung's and Pauli's position was that, “just as causal connections can provide a meaningful + understanding of the psyche and the world, so too may acausal connections” (Synchronicity, 2023).
+
The speculative nexus between synchronicity and quantum physics turns on entanglement, where + there is absolute correlation but absolutely no transference of information. Thus, quantum + entanglement is said to be the physical phenomenon that most closely represents the concept of + synchronicity. As Harald Atmanspacher puts it. “Inspired by and analogous to entanglement-induced + nonlocal correlations in quantum physics, mind-matter entanglement is conceived as the hypothetical + origin of mind-matter correlations. This exhibits the highly speculative picture of a fundamentally + holistic, psychophysically neutral level of reality from which correlated mental and material + domains emerge” (Atmanspacher, 2020a).
+
Atmanspacher probes for epistemic/ontic commonalities between synchronicity and entanglement. He + highlights “local realism” of empirical facts obtained from classical measuring instruments and a + “holistic realism” of entangled systems, arguing that “these domains are connected by the process of + measurement, thus far conceived as independent of conscious observers. The corresponding picture on + the mental side refers to a distinction between conscious and unconscious domains” (Atmanspacher, 2020a).
+
A further claim concerns Jung's “depth psychology” conceptions, where these two domains of local + realism and holistic realism are connected by the emergence of conscious mental states from the + unconscious, analogous apparently to physical measurement. Crucially, famously, “Jung's unconscious + has a collective component, unseparated between individuals and populated by so-called archetypes.” + These archetypes are said to be “constituting the psychophysically neutral level comprising both the + collective unconscious and the holistic reality of quantum theory.” At the same time, Atmanspacher + says, “they operate as ‘ordering factors’, being responsible for the arrangement of their psychical + and physical manifestations in the epistemically distinguished domains of mind and matter” (Atmanspacher, 2020a).
+
So, here's the axial question: Does the “acausal connection principle” in synchronicity + meaningfully parallel the “acausal correlation principle” in quantum entanglement? Is this apparent + parallelism revelatory or shoehorn forced, unveiling profound new realities, or overthinking + superficial similarities? Again, the axial question.
+
Why have I situated Jung's collective unconscious on this Landscape of Consciousness? The reason + is somewhat indirect, because, if valid as stated, a literal collective unconscious would falsify + many theories of consciousness, certainly defeat every strictly materialistic theory. Moreover, it + would be consistent with diverse nonphysical theories: Dualism, Panpsychism, and Idealism. Idealism + is most often associated with Jung's worldview.
+
While Jung is recognized as one of the most important psychologists in history, few scientists + take his concept of the collective unconscious as literally true. However, Jung's highlighting (and + coining) synchronicity does elicit from time to time far-reaching theories in both physics and + consciousness regarding anomalous cognition and events.
+
+
+

17.3. Radin's challenge to materialism

+
Coming at consciousness from an empirical point of view, parapsychologist Dean Radin calls on + what he believes to be the overwhelming evidence for psi phenomena in order to infer that “intention + affects the physical world.” He characterizes his work as “a tiny part of a century-long legacy of + researchers who have reported studies, when meta-analyzed, provide strong evidence for psi” (Radin, 2007).
+
Radin notes that non-local conscious experiences are commonly reported (prevalence rates + well above 10% and as high as 90%). Moreover, cognitive abilities can be retained when the brain + is seriously compromised. For example, in terminal lucidity patients with terminal + neurodegenerative conditions can display apparently normal cognitive function and mental clarity + during the short period preceding death; paradoxical lucidity can occur in dementia due to + advanced Alzheimer's + disease, brain + abscesses, tumors, strokes, and meningitis.62
+
Radin recruits the happy term “magic,” as in “real magic,” to facilitate public appreciation that + psi/paranormal phenomena are a natural aspect of reality (Radin, 2018), and he claims strong + experimental or empirical evidence for three types of “real magic:” (i) “divination,” which in + today's world is perceiving through space and time and which is identical to clairvoyance, remote + viewing, precognition; (ii) “force of will,” which causes “psycho-kinetic effects,” the idea that + your mindful intention can affect aspects of the physical world beyond yourself; and (iii) + “theurgy,” by which Radin means the practice of engaging or communicating with spirits, entities + that are not human and invisible to most people (Radin, 2022).
+
Then, Radin says, you start thinking like a scientist and ask how could these phenomena happen? + “Well, what are the ‘force beams’ coming out of the head? But we don't see any beams coming out. In + fact, even the evidence doesn't exactly look like it's a causal mechanism. These are weird + relationships that arise.” Next, Radin says, is to consider some kind of “downward causation” + effect. I suppose that's possible, he says, “but it just seems to make more sense if really at the + bottom is simply consciousness. There's some kind of ‘ocean of consciousness’ that gives rise to an + emergent property, which we may call energy, which gives rise to matter, and then the physical world + plays out in a way that we usually see it, except that really at the bottom is consciousness.” It's + much, much easier, Radin says, “to simply imagine that matter is ultimately composed of mind, that + mind and matter are ultimately the same thing, than to imagine the complex mechanisms of + mind-body/brain interactions” (Radin, 2007).
+
Radin and colleagues point to specific non-local effects to support their proposal that + “post-materialistic models of consciousness may be required to break the conceptual impasse + presented by the hard problem of consciousness.” They review several alternative non-physicalist + theories: all of which purport to refute the central premise of physicalist theories that + consciousness is generated solely and purely by the brain and is only local to the brain. Most of + these theories have quantum or panpsychism pedigrees; some even propose that consciousness is more + fundamental than energy-matter and spacetime (Wahbeh et al., 2022).
+
Radin and colleagues propose that “consciousness may not originate in the brain,” although many + aspects of human consciousness are obviously dependent on the brain. They also suggest that + awareness too extends beyond the brain. While they affirm with conviction that these non-physical, + non-local properties of consciousness are observable, they are less confident as to the underlying + mechanism of how they work. It may be, they say “due to a non-local material effect, to + consciousness being fundamental, or something else we have not yet discovered” (Wahbeh et al., 2022).
+
Thus, Radin and colleagues propose “specific phenomena that we would expect to see if non-local + consciousness theories are correct:” Perceiving information about distant locations (clairvoyance, + including remote viewing); perceiving information from another person (telepathy); perceiving the + future (precognition); and apparent cognitive abilities beyond the experience/learning/skill of the + person exhibiting them (e.g., speaking a foreign language they do not know, i.e., speaking “in + tongues”) (Wahbeh et al., 2022).
+
In defending their quantum-oriented approach to the mind-brain problem, Stuart Kauffman and Radin + cite as evidence for a nonlocal mind the predictions of two types of nonlocal experiences: “The mind + would have the capacity to extend beyond the mind-brain system, and the act of observing a distant + physical system would, to some degree, directly influence the behavior of that system.” Such + effects, they claim, would occasionally result in experiences “where minds interact with other + minds, where minds perceive hidden or distant objects or events, and where minds directly influence + aspects of the physical world” (Kauffman and Radin, 2020).
+
The common terms for these psi phenomena are the following: “telepathy for mind-to-mind + interactions; clairvoyance for perceptions of inanimate things across space; + precognition for perceptions through time; and psychokinesis for mental influence + of physical objects.” Kauffman and Radin stress that use of these different terms does not imply + that the underlying phenomena are different in kind; “they are just labels used to describe the way + the experiences seem to manifest” (Kauffman and Radin, 2020).
+
While Radin's primary line of argument uses psi phenomena to corroborate a nonlocal mind of a + quantum-oriented nature, one can reverse the causal-explanatory direction such that a nonlocal mind + could provide a mechanism for psi phenomena (Kauffman and Radin, 2020). (Note that + the arrow of causation or explanation can point in either direction, although not in both directions + in the same argument, which would be circular.)
+
+
+

17.4. Tart's emergent interactionism

+
Consciousness explorer Charles Tart proposes “Emergent Interactionism” as a dualistic + theory of consciousness, based on his long work on altered + states of consciousness, transpersonal psychology, and multiple forms of parapsychology + (Tart, 1978a, 2007). He calls it “pragmatic + dualism,” in that it reflects the nature of things and recognizes the need to understand + consciousness in terms of two qualitatively different aspects of reality: a “B system” of brain and + body governed by physical law, and a “M/L system” of the mental and life aspects of reality.
+
Consciousness, Tart says, is a “system property,” an emergent from the auto-psi interaction of + the B and M/L systems. Ultimate understanding of consciousness, then, in addition to conventional + neuroscience, also requires increasing knowledge of psi/paranormal phenomena.
+
Tart claims that the veracity of psi phenomena is a clear-cut scientific demonstration of the + inadequacy of a materialistic view of mind and matter. The “psychoneural identity hypothesis,” he + says, is so widely accepted in science and so thoroughly discredited by ESP and parapsychology (Tart, 1978a).
+
Tart's extraordinary hypothesis is that psi is being used much of the time in everyone's life, + but it is being used internally. This means, he offers, we frequently use auto-clairvoyance + to read our own B system and auto-psychokinesis to affect our B systems. This is ordinary psi, + auto-psi. What we observe in parapsychological experiments, however, is non-ordinary psi, which is + taking a process ordinarily confined within a single organism and pushing it outside, making it + “allo-psi” (Tart, 1978a, personal communication). +
+
The Emergent Interactionist position allows for kinds of potential survival beyond bodily death, + Tart speculates, but it would not necessarily be the kind of postmortem survival we usually conceive + of. Our usual imagery of survival means survival of the basic pattern of our consciousness, our + experience of our mental life, our feelings of personal identity. But if consciousness, as Tart + proposes, is an emergent of the auto-psi interactions of the B and the M/L systems, an emergent of + constant patterning of each system upon the other, then if the B system ceases functioning in death, + the patterning influence of the B system upon the M/L system will cease, so how is ordinary + consciousness, as we know it, to survive? What is the emergent to emerge from?
+
One answer, according to Tart—and not the pleasant answer people would like—may be that personal + identity, which is so intimately intertwined with ordinary consciousness, does not survive death, at + least not for very long, and in any event it would likely be quite different from the original + person (Tart, 1978a).
+
Moreover, Tart stresses, psi phenomena radicalize even further the nonphysical dimension of + dualism by showing how consciousness reveals or enables space and time to be flexible and mobile. He + proposes that an extended aspect of the mind, which is activated when psi abilities are used, has + two properties that differ from our ordinary consciousness. The first is that psi-engaged + consciousness is not spatially or temporally localized with respect to ordinary spatial and temporal + constraints on the physical body/brain, and so somehow can pick up information at spatial locations + outside the sensory range of the body/brain (Tart, 1978b).
+
The second property of psi-engaged consciousness is that the center point of its experienced + present can be located at a different temporal location than the center point of the experienced + present of ordinary consciousness. That is, it may be centered around a time that, by ordinary + standards, is past or future. Furthermore, the duration of this extended dimension of the mind's + experienced present is wider than that of our ordinarily experienced present, such that the mind may + include portions of time that, from our ordinary point of view, are both past and future as well as + present (Tart, 1978a).
+
+
+

17.5. Josephson's psi-informed models

+
Nobel laureate physicist Brian Josephson approaches consciousness from the dual perspectives of + fundamental science and psi phenomena. He posits understanding the brain by “implementing the + demands of an appropriate collection of models, each concerned with some aspect of brain and + behaviour”—in particular, explaining “higher-level properties [e.g., phenomenology] in terms of + lower-level ones by means of a series of inferences based on these models” (Josephson, 2004).
+
Josephson says that many scientists believe that psi is real but don't come out and say so due to + social pressures and career concerns. He considers the immense implications if, say, telepathy + exists. “All sorts of things would change if we accepted that paranormal things happen and that we + have such connections.” One simple example is playing music in an ensemble, where, using telepathy, + “they somehow lock into a single state and perform better” (Josephson, 2012a).
+
As for how psi could work, Josephson posits quantum physics—Einstein's “spooky actions at a + distance”—but also recognizes that “we probably need to include new dimensions of reality.” He + points to biology, the emergence of life, as a “strange phenomenon” that “changes the whole game.” + Biology, he says, “involves principles that we don't have in physics, and these principles might be + able to unfold in quite dramatic ways, extending our understanding of the cosmos, perhaps because + biological principles lead to minds and minds can do things.”
+
Josephson sees biology and consciousness as fundamentally linked because “organisms deal with + information in a certain way and consciousness could fit into that.” There could be some kind of + “biological field,” analogous to the electric field, he says. The assumption that you can get to + some ultimate level, though, “may be incorrect.”
+
Josephson's “theory of everything” paradigm, informed by psi and based on “parallels between + spontaneously fluctuating equilibrium states and life processes,” envisions “an evolving ensemble of + experts [modules], each with its own goals but nevertheless acting in harmony with each other.” How + such an ensemble might function and evolve, he says, can affect fundamental physics such as symmetry + and symmetry breaking. Josephson says, “This picture differs from that of regular physics in that + goal-directedness has an important role to play, contrasting with that of the conventional view + which implies a meaningless universe” (Josephson, 2021).
+
Moreover, advancing John Wheeler's proposal that “repeated acts of observation give rise to the + reality that we observe,” Josephson suggests that “nature has a deep technological aspect that + evolves as a result of selection processes that act upon observers making use of the technologies.” + He concludes that “our universe is the product of agencies that use these evolved technologies to + suit particular purposes” (Josephson, 2015). Going for ultimates, + Josephson proposes that “something is happening behind the universe on a larger, possibly infinite + scale, that has this organization and is doing things—like bringing a universe into being, setting + up its laws, and perhaps directing its evolution” (Josephson, 2012b).
+
+
+

17.6. Wilber's Integral Theory

+
Charismatic, iconoclastic philosopher Ken Wilber puts forth “Integral Theory” as an + overarching metatheory + that seeks to harmonize numerous (100+), diverse philosophical and spiritual theories—including + consciousness studies, meditative traditions, religious traditions, psychology, transpersonal + psychology, parapsychology and sociology—into a single, coherent framework that accounts for the + human condition, broadly conceived. Integral Theory is founded on a developmental “spectrum of + consciousness,” an evolutionary account from ancient non-life-to-life proto-consciousness to + ultimate spirit/spiritual attainment or enlightenment. In New-Age intellectual circles, Integral + Theory is lauded as a pioneering, path-setting model for novel explorations of consciousness and + human futures (Section: Integral Theory/WIlber, 2024).
+
Wilber's core framework is a four-quadrant model—the AQAL (All Quadrants All Levels) model—the + simple-sounding 2x2 grid arraying interior-exterior with individual-collective. The ambitious claim + is that all essential theories, models and levels of individual psychology and spiritual + development, and of collective expressions of social + organization, can be subsumed and discerned within Wilber's AQAL system. Moreover, according + to its proponents, all forms of knowledge and experience can be conceptualized as fitting and + flowing together within the model.
+
In his 1995 classic, Sex, Ecology, Spirituality: The Spirit of Evolution, Wilber + combines sex and gender issues, ecological wisdom, and non-sectarian spirituality into what + adherents see as a prescient, coherent vision for contemporary times. Founded on the emergence of + mind and the evolution of human consciousness, and on combatting philosophical naturalism (which + he considers as a source of the world's ills), Wilber asks a critical question: Can spiritual + concerns be integrated with the modern + world? Wilber conceives of the “Kosmos” (not “cosmos,” which is too physicalist for him) as + consisting of several concentric spheres: matter (the physical universe); then life (the vital + realm); then mind (the mental realm); then soul (the psychic realm); and then finally Spirit (the + spiritual realm) (Wilber, 1995).
+
In his 1999 book, Integral Psychology: Consciousness, Spirit, Psychology, Therapy, + Wilber seeks to reestablish spiritual consciousness in contemporary developmental + psychology by embracing “every legitimate aspect of human consciousness [Eastern and + Western, ancient and modern] under one roof.” Wilber's project is to legitimatize, within the + framework of modern science, the spiritual quest (Wilber, 1999).
+
What's the relationship between Wilber's project and this Landscape of theories of (phenomenal) + consciousness? It is direct in that if Wilber succeeds, Materialism Theories of consciousness are + obviously undermined and likely defeated. Although Wilber does not get much into the + consciousness-categories game, his core developmental process begins with a separation of individual + consciousness from a transcendental reality, and then his grand course of human development moves + toward restoring the primordial unity of human and transcendental consciousness (Integral Theory/WIlber, 2024).
+
+
+

17.7. Combs's chaotic attractor and autopoietic systems

+
Consciousness researcher and systems theorist Allan Combs uses nonlinear dynamics, and more + specifically chaos theory, to understand how all the elements of conscious experience “cling + together to form the many states and structures of consciousness that characterize the onflow of our + experiential lives.” (Section: Combs, 2022). In doing so, Combs + channels William James, “This multitude of ideas, existing absolutely, yet clinging together, and + weaving an endless carpet of themselves, …like dominoes in ceaseless change, or the bits of glass in + a kaleidoscope—whence do they get their fantastic laws of clinging, and why do they cling in just + the shapes they do?” (James, 1890).
+
“We live in a nonlinear universe,” Combs says, which means that “nothing turns out exactly as one + might expect based on projections from the past.” While this is true in physics and astronomy, it is + “even more true in the realms of biological systems and the mind.” What results is “the emergence of + novel interacting elements,” which is “an essential feature of countless real-world events.” + Moreover, in chaotic systems, like the weather, while there are recognizable general patterns, “it + is impossible to make precise predictions about future behavior”—local or moment-to-moment details + are always unpredictable.
+
The action of chaotic systems can be mapped topologically as attractors, that is, + as recognizable mathematical patterns that repeat or almost repeat themselves indefinitely. But + systems that can be represented as chaotic attractors never repeat themselves precisely. “Many + complex systems of a biological nature, such as the metabolic rhythms of a living cell, EEG + responses to sensory + stimuli, and circadian sleep cycles, are in a strict sense always novel. That is, they are + never exactly the same twice.” Even the action of a healthy human heart shows variation from beat + to beat (Combs, 2022).
+
According to Combs, consciousness, the onflow of experience, “fits the bill nicely as a + chaotic-like attractor.” To begin with, it is always in motion, dynamic and ever-changing. Moreover, + like all chaotic attractors, it displays a recognizable pattern; yet, it is never exactly the same + during different cycles. Indeed, this unique feature of each person's onflow of experience is what + James considered to be the basic signature of an individual personality. “Each of us, for instance, + experiences unique patterns of thoughts, feelings, perceptions, memories, and so on, that replay in + roughly the same way day in and day out.” But never precisely the same. Thus, consciousness as a + chaotic attractor is ever-changing yet identifiable, “in a fashion that amounts to a distinct + signature of the individual's experiential life.”
+
Combs recruits the concept of “autopoiesis” to help explain consciousness. Autopoiesis means + capable of generating and maintaining itself by producing its own parts—“auto” meaning "self" and + “poiesis” meaning "creation” or “production” (Humberto and Varela, 1980)—a concept applied widely in + understanding biological systems, such as the self-maintaining biochemistry of living cells.
+
Assuming consciousness, as James had it, is “the onflow of thoughts, memories, and emotions + that recreate themselves as they go along, ‘clinging together, and weaving an endless carpet of + themselves’ … [then] this description fits the notion of a chaotic autopoietic attractor.” For + example, Combs cites how “joy, anger, and sadness tend to sustain themselves by creating their own + self-perpetuating internal conditions.” Emotional states self-propagate, he says, “thereby + creating coherent self-organizing streams of experience,” with each such state accompanied by its + own neurochemistry, + which also contributes to its resilience (Combs, 2022).
+
In addition, cognitive patterns by which we understand the world exemplify the mind as a complex, + self-creating autopoietic system. The mind also exhibits features of a chaotic system on the “edge + of chaos” or “the brink of change,” characterized by “periods of relative stability punctuated by + phases of instability, or increased chaotic behavior, after which they may return to their original + state, or transition (bifurcate) to a new attractor pattern” (Combs, 2022).
+
+
+

17.8. Schooler's resonance theory and subjective time

+
Experimental psychologist Jonathan Schooler outlines a theory of consciousness that combines two + novel ideas: “resonance theory,” where multiple levels of consciousness interact, and “subjective + time,” where consciousness arises with an observer's movement through objective time relative to a + currently unacknowledged dimension of subjective time (Schooler, 2022a). Both ideas are + motivated by Schooler's research and thinking on meta-consciousness, mind wandering, and anomalous + cognition (i.e., psi/paranormal phenomena).
+
The first idea is what he calls meta-consciousness or meta-awareness. In addition to having + experiences, he says, “periodically, I check-in on what's going on in my mind. And I may notice + things that I hadn't noticed otherwise; for example, mind wandering while reading. We all have the + experience of reading along and suddenly realizing that, although our eyes are moving across the + page, we have no idea what we're reading. We're thinking about something completely unrelated. It's + as if we're waking up, but we were awake all along” (Schooler, 2022a). Temporal + dissociations are revealed when an individual, who previously lacked meta-consciousness about the + contents of consciousness, directs meta-consciousness towards those contents (e.g., catching one's + mind wandering during reading) (Schooler, 2002).
+
Appreciating the distinction between consciousness and meta-consciousness helps to clarify a + variety of phenomenal experiences. As Schooler notes, “when we're entering a moment of + meta-consciousness, when we recognize that we can have experience without being meta-aware of that + experience, it helps to open up the discussion about consciousness. We can have an emotion and not + realize that we're having it. We may not notice that we're angry. When people shout, ‘I'm not + angry,’ they are attempting to take stock of it, but they get it wrong. By recognizing this + distinction between experiential consciousness and meta-consciousness we can gain broader + perspectives on the varieties of consciousness and deeper understanding of the nature of + consciousness” (Schooler, 2022a).
+
Meta-consciousness is said to correspond to conscious states in which the content of those states + includes an explicit characterization of what is currently being experienced. In other words, he + says, meta-consciousness is simply a kind of conscious experience in which the focus of thought is + turned on to itself. Thus, although conscious and unconscious mental processes are categorically + distinct, conscious and meta-conscious states differ only with respect to the type of content that + they entail (Schooler and Mrazek, 2015).
+
“Resonance theory” leverages meta-consciousness by positing multiple levels or streams of + consciousness going on simultaneously. In the same way that the brain's left and right hemispheres + seem to carry on multiple streams of consciousness, Schooler says it's possible that lower levels or + “windows” may have their own, albeit circumscribed conscious experiences. And the way that these + windows are communicating with one another is through resonances of assorted kinds. Within a single + window, all can be happening in synchrony, and then, between levels, there is cross-frequency + coupling. And it is through these various kinds of resonances, both top-down and bottom-up circuits, + that multiple potentially sentient windows may be able to communicate with one another, thus + producing what we know as macroscopic consciousness (Schooler, 2022a).
+
According to Schooler, the resonance theory of consciousness works via a shared resonance that + allows different parts of the brain to achieve a phase transition in the speed and bandwidth of + information flows between the constituent parts. This phase transition allows for richer varieties + of consciousness to arise, with the character and content of that consciousness in each moment + determined by the particular set of constituent neurons (Hunt and Schooler, 2019).
+
Schooler recognizes that because the idea driving his resonance theory is that we may have + multiple levels of consciousness, he affirms what Daniel Dennett denies: a “Cartesian Theater” in + the brain. Whereas Dennett disparages the “Cartesian Theater” as imaginary, Schooler champions its + reality.
+
“I do think that, at any given moment, there is a vantage,” Schooler states, “but I also think + that it's just one of multiple vantages that are happening in the mind. We have multiple windows; we + have what we call ‘nested observer windows’. And so, we imagine that consciousness may actually be + these nested windows, windows upon windows, with each one resonating with the others. In this way, + through the shared resonance between different windows, at different levels of awareness, we may + construct an ever increasingly complex conscious experience.” Thus, Schooler conjectures that there + may be not just a single Cartesian Theater, but in fact a “Cartesian Multiplex” of multiple nested + observers (Schooler, 2022a).
+
The second idea undergirding Schooler's theory of consciousness is the real possibility of + “anomalous cognition” (i.e., psi/paranormal phenomena). “I have a motto,” he says, “’entertaining + without endorsing’, meaning I see sufficient evidence such that psi phenomena deserve + consideration—hundreds of studies that have found positive results. But at the same time, the + failures to replicate, and the profound challenges in understanding how it could exist, if it does + exist, lead me to feel that we are far from being able to endorse it as being a real phenomenon” (Schooler, 2022b; Schooler et al., 2018).
+
For example, although accounts of precognition (i.e., the mind perceiving events that have not + yet occurred) have been prevalent across human history, Schooler and colleagues say it is no + surprise that these claims have been met with strong skepticism, but rather than dismissing the + claims, they call for more research to bridge the gap between skeptics and proponents (Franklin et al., 2014).
+
While scientists on both sides may usefully vary in the criteria that they set for entertaining + and endorsing anomalous cognition, Schooler and colleagues argue that researchers should consider + adopting a liberal criterion for entertaining anomalous cognition while maintaining a very strict + criterion for the outright endorsement of its existence. Appreciating the justifiability of polar + opposite views on psi/paranormal phenomena, Schooler encourage humility on both the part of those + who present evidence in support of anomalous cognition and those who dispute the merit of its + investigation (Schooler et al., 2018).
+
Schooler wonders whether there may be some aspects of existence that may forever elude full + scientific scrutiny. He relates two germane examples. “Just as it may never be possible to prove + objectively the single thing we know the best, which is our subjective experience of qualia, so it + may never be possible to reproduce anomalous cognition events with robust precision and effects” (Schooler, 2022b).
+
Seeking potential mechanisms for anomalous cognition or psi/paranormal phenomena, if they were to + exist, Schooler speculates that explanations of consciousness and explanations of anomalous + cognition are going to be related. “If there is anything to anomalous cognition,” he says, “then it + has to do with unexplained aspects of the nature of consciousness itself” (Schooler, 2022c).
+
Pondering what possible structures could explain both consciousness and anomalous cognition, + Schooler focuses on the failure of the prevailing third-person perspective of material reductionism + to account adequately for the first-person experience of subjectivity, the flow of time, and the + present. While acknowledging intrinsic differences among these three ideas, he posits a + meta-perspective that experience, the flow of time, and the unique quality of “now” might be + accommodated by a subjective dimension or dimensions of time (Schooler, 2014). This new dimension of + existence, a subjective dimension of time, would be as real as spatial dimensions. It is this + subjective dimension, Schooler posits, that, while entirely overlooked by science, may be where the + possible realm of anomalous cognition resides as well as being an essential part of the deep + explanation of consciousness (Schooler, 2022b).
+
Alluding to information theory, Schooler considers how a conjoined first-person/third-person + meta-perspective could conceptualize subjectivity, the present, and the flow of time within an + architecture that closely links information to an ever-changing now. Thus, “consciousness arises + via the changing informational states associated with an observer's movement through objective + time relative to a currently unacknowledged dimension or dimensions of subjective time” (Schooler, 2014).
+
Perhaps most dramatically, certainly most controversially, the existence of an additional + temporal dimension could be consistent with precognition (knowing the future), which has a vast + anecdotal tradition and a serious (if challenged) research program. Schooler asserts that + “demonstrating robust findings of precognition could inform theories of how consciousness interfaces + with time in a manner not currently considered in modern science” (Schooler, 2014).
+
Given his “resonance theory” and “subjective dimension of time,” what is Schooler's ultimate + ontology of consciousness? Wielding his motto, “entertaining without endorsing,” he picks out + panpsychism. “The magnitude of the challenge of how consciousness exists in physical reality, he + says, invites ambitious characterizations of how it might fit. And panpsychism, the idea that very + low-level consciousnesses integrate into higher levels, seems quite plausible” (Schooler, 2022a).
+
+
+

17.9. Sheldrake's morphic fields

+
Parapsychologist Rupert Sheldrake proposes “morphic fields” as a field of form or shape or + organization, “such that every entity has its own field: each ant colony, each termite nest, a flock + of birds, a pack of wolves and a herd of animals.” Social groups of people too, such as a family, a + tribe or a group, where “members of that group interact with each other within that [morphic] field. + When they go apart, that field, as it were, stretches. It doesn't break. The members remain + connected at a distance in a way analogous to quantum entanglement.” There is a huge diversity of + morphic fields. “Each self-organizing pattern of activity has its own morphic field, and a kind of + collective, inherent memory” (Sheldrake, 2007a, n.d.a, n.d.b).
+
Morphic fields at all levels of complexity have the following characteristics: They are + self-organizing wholes; they have both a spatial and a temporal aspect, and organize spatio-temporal + patterns of vibratory or rhythmic activity; they attract the systems under their influence towards + characteristic forms and patterns of activity; they are a nested hierarchy or holarchy; they are + structures of probability, and their organizing activity is probabilistic; and they contain a + built-in memory that is cumulative and reinforcing (Sheldrake, n.d.b).
+
Sheldrake's corollary concept of “morphic resonance” expresses this kind of collective memory + inherent in nature, the inference of similar prior patterns of activity on subsequent similar + patterns of activity—which, once they have occurred, can happen more easily anywhere. Morphic + resonance is rhythmic in nature, patterns of vibration in space and time that give rise to this kind + of memory. It is like a habit, he says, which depends on memory, usually unconscious memory.
+
Sheldrake posits that morphogenesis + in biology depends on organizing fields. As the case in point, the fields organizing the activity of + the nervous system are inherited “through morphic resonance, conveying a collective, instinctive + memory. Each individual both draws upon and contributes to the collective memory of the species. + This means that new patterns of behavior can spread more rapidly than would otherwise be possible.” +
+
Unabashedly controversial and mainstream rejected, morphic fields, Sheldrake says, underlie our + mental activity and our perceptions. He claims that the existence of these fields can be tested + experimentally, such as the sense of being stared at (a claim refuted by in-field scientists.) He + further claims that morphic fields of social groups “help provide an explanation for telepathy” and + that “telepathy seems to be a normal means of animal communication” (as with dogs [Sheldrake, 2011])—all of which are + mainstream dismissed.
+
Sheldrake argues that “telepathy is normal not paranormal, natural not supernatural, and is also + common between people, especially people who know each other well,” adding, “The morphic fields of + mental activity are not confined to the insides of our heads. They extend far beyond our brain + through intention and attention”63 (Sheldrake, n.d.a, n.d.b). +
+
+
+

17.10. Grinberg's syntergic/neuronal field theory

+
Iconoclastic neurophysiologist Jacobo Grinberg-Zylberbaum presents a psychophysiological theory + of consciousness—"The syntergic theory"— which postulates that “the human brain is able to create a + hypercomplex field of interactions that are the result of the activation of all its neuronal + elements.” He calls this interaction matrix the “neuronal field,” and “one of the effects of its + activation is the unification of neuronal activity.” Grinberg speculates that “the neuronal field + produces a distortion in the basic space-time structure and the reality of our percepts is the + perception of this distortion.” For the neuronal field to be activated, he says, “a structure as + complex as the brain is needed” and “this field is responsible for the interactions between brains + produced in emphatic non-verbal communication.” Consciousness, he states, “is closely connected to + the neuronal field” (Grinberg-Zylberbaum, 1997).
+
Grinberg, who pursued fringe areas, such as shamanism, + and who vanished mysteriously at age 48, conceives of “Reality” as “an undifferentiated energetic + matrix” and “by means of the brain, this matrix is converted into neuronal activity and + experience.” Thus, “human experience is considered to constitute or ‘exists in' a dimension + different from that which is related to the localized physiological activity of the brain.” + Combining “cerebral electrochemical changes and the experiences themselves of light, sound, love, + fear, etc., energetic transformations of a qualitative nature must take place.” These hypothesized + transformations engender Grinberg's “syntergic theory” which, he says, concerns “the creation of + experience” (Grinberg-Zylberbaum, 1981). Grinberg + also claims to support “the brain's quantum nature at the macrolevel” by demonstrating “transferred + [evoked] potentials” between electrically insulated subjects situated 14.5 m apart (Grinberg-Zylberbaum et al., 1994). +
+
Moreover, the syntergic theory postulates that the brain's energetic field (the neuronal field) + “expands into space, interacts with the space-matter continuum, is able to change the informational + content of the latter, and thus affects other neuronal fields and physical forces.” According to + this theory, he says, “gravitation is a by-product of an alteration in the informational content of + the space-matter continuum, and human communication is based on neuronal field interactions.” In + short, the syntergic theory considers experience as “the interaction between the neuronal field and + the energetic (syntergic) organization of space." Grinberg claims that “this approach is the one + that contemporary physics requires in order to be able to incorporate experience into its realm and + thus expand its limits to include life and consciousness” (Grinberg-Zylberbaum, 1982).
+
+
+

17.11. Graboi's three-aspect model

+
Cognitive + neuroscientist Daniel Graboi, motivated by telepathy and clairvoyance being real and + nonphysical, proposes a “three-aspect model of consciousness”: matter, mind (nonphysical), and + pure awareness (an “absolute”). In his model, "pure awareness energy" interacts with a brain to + produce consciousness in the mind, which exists in a nonphysical dimension of reality. The + information produced by the activation pattern of neurons in the unique wiring structure of a + specific brain dissociates and is rendered into a "pure information" format which is universal and + available nonlocally to enter the contents of consciousness of any suitably receptive brain-mind + (Graboi, 2023).
+
+
+

17.12. Near death experiences, survival, past lives

+
Near-death experiences (NDEs) command great popular interest but receive only modest discussion + here on the Landscape. Obviously, if even a minuscule fraction of this vast ocean of anecdotes were + actually true, it would instantly falsify every Materialism Theory and support (but not confirm) a + host of nonphysical theories.
+
NDEs are out-of-the-body experiences (OBEs) that are triggered during catastrophic physical + trauma that leads to “death” in terms of heart stoppages, and generally feature a cluster of common + characteristics: a feeling of floating above or beyond one's body; a sense of movement toward a + bright light with a benevolent aura; a capacity to commune with deceased loved ones; and the + presence of a spiritual Being or beings who radiate warmth and love (whose names or traits vary + according to the religion or culture of the NDE experiencer). NDEs have been recorded throughout + history and across cultures, often associated with mystical traditions.
+
Of all the requests we receive from viewers of Closer To Truth, NDEs surely rank first, + and survival/past lives probably second. My response goes something like this: “I have followed NDE + accounts, both experiencers/advocates and skeptics/debunkers, but I do not find sufficient depth and + diversity, beyond the obvious confirming enthusiasm of the former and the obvious denying critique + of the latter, to warrant the kind of explorations we do on Closer To Truth. We are not in + the business of adjudicating claims of NDEs and survival/past lives (as we are not with ESP). What + we do is to explore the implications or ramifications of such claims, if they would be + true, from an ontological perspective and with critical thinking (which CTT does with ESP).” + (For a pioneering and exploratory exception, Closer To Truth features the experimental work + of Sam Parnia, a medical scientist who explores NDEs under a new name, “Recalled Experiences of + Death [Parnia et al., 2022; Parnia, 2014].)
+
While popular accounts of NDEs, such as Eben Alexander's Proof of Heaven: A Neurosurgeon's + Journey into the Afterlife, have widespread impact, they are generally not taken seriously by + the scientific or medical communities (Alexander, 2014). Quite apart from the + blizzard of anecdotal accounts, there have been scientific studies of NDEs, survival and past lives. + Most notable, perhaps, is the work of the Division of Perceptual Studies (DOPS) at the University of + Virginia School of Medicine, which claims to have documented thousands of cases. Founded by Dr. Ian + Stevenson and advanced by Dr. Bruce Greyson, DOPS strives to challenge the “entrenched mainstream + view by rigorously evaluating empirical evidence suggesting that consciousness survives death and + that mind and brain are distinct and separable” and that science needs “to accommodate genuine + spiritual experiences without loss of scientific integrity” (DOPS, n.d.; 17.13).
+
The Bigelow Institute for Consciousness Studies (BICS) was founded to support research into the + survival of human consciousness after physical death. (Bigelow, 2023). BICS's essay contest to + “present evidence beyond reasonable doubt,” as if in a court of law, “for the survival of + consciousness after permanent physical death (‘life after death,’ or ‘the afterlife’)” attracted 204 + essays and produced 29 winners.”64
+
Jeffrey Mishlove, the host of a long-running TV and web series New/Thinking Aloud, + who has a PhD in Parapsychology from Berkeley, won BICS first prize for his comprehensive + presentation of the pro-survival arguments. He begins by pointing out that “a belief in postmortem + survival of consciousness is common to every culture, nationality, religion, and linguistic group + in every region and historical period on Earth. Every single one!” For example, American belief in + life after death has been stable for 75 years at over 70%, even while religious + affiliation has been dropping. Mishlove's best evidence for postmortem survival is the big + picture of what he says are nine largely independent categories “all pointing to postmortem + consciousness:” near-death experience; after-death communications; reincarnation cases; peak in + Darian experiences (visions of dead people who are not known at the time to be dead); instrumental + trans communication (electronic devices for communication with the deceased; xenoglossy (the + ability to converse in a language one has never learned); possession; mental mediumship; and + physical mediumship (Mishlove, 2021).
+
Dr. Pim van Lommel, a cardiologist, won BICS second prize for his reporting on recent + scientific research on NDEs, especially in survivors of cardiac arrest, with “strikingly similar + results and conclusions.” His claim is that NDEs seem “to be an authentic experience which + cannot be simply reduced to imagination, fear of death, hallucination, psychosis, + the use of drugs, or oxygen + deficiency.” Using examples of nonlocal consciousness beyond the brain, for instance during + a period when the brain is either non-functioning or malfunctioning, he argues that “there are now + good reasons to assume that our consciousness does not always coincide with the functioning of our + brain: enhanced or nonlocal consciousness can sometimes be experienced separately from the body.” + The general conclusion of scientific research on NDE, he says, “is indeed that our enhanced + consciousness does not reside in our brain and is not limited to our brain. Our consciousness + seems to be nonlocal, and our brain facilitates rather than produces the experience of that + consciousness.” He concludes that “death, like birth, may be a mere passing from one state of + consciousness into another” (Van Lommel, 2022).
+
One intriguing parapsychological critique of NDE survival stories is “super-psi” or “living agent + psi” where information is gleaned via telepathy or clairvoyance not by post-mortem communications, a + position affirmed by Braude (1992) and denied by Mishlove (2021).
+
There are of course many physicalist, physiological and psychological critiques of NDEs, + OBEs, life-after-death stories, and all the survival arguments; such critiques are widely + available. While oxygen deprivation has been a common explanation for NDEs, more sophisticated + analysis suggests “a sort of blending of conscious states: waking, rapid-eye movement (REM) sleep + and non-REM sleep.” Neurologist Kevin Nelson posits, “The physiological balance between conscious + states is disrupted during the conditions of near-death, leading the brainstem + arousal system controlling conscious states to blend waking and rapid eye movement consciousness + into a hybrid state known as REM intrusion … [and] REM intrusion leads to many key features of + near-death, including lying still, visual activation, out-of-body, and the experience's narrative + qualities” (Freeman, 2023).
+
That NDEs are being taken more seriously by the scientific community was evidenced by + a conference held by The New York Academy + of Sciences, “Explorations in Consciousness: Death, Psychedelics, and Mystical + Experience.” Participants describe NDEs, which are sometimes called periods of “disconnected + consciousness,” as surprisingly common—according to one report, “15 percent of intensive + care unit patients and up to 23 percent of survivors of cardiac arrest reported having had + one” (Freeman, 2023).
+
The claim is that because more people survive cardiac arrests—due to substantially improved + resuscitation techniques—more NDEs are reported and the field has emerged as a legitimate one for + scientific inquiry. That NDEs can be emotionally transformative provides opportunity to examine mental + health issues, both the positive feelings of enhanced compassion or purpose and the + negative after-effects of bad dreams and persistent intrusive + thoughts. Calling evolutionary explanations for NDEs “just-so stories,” Christof Koch + said, “They may be true. They may be false. It just doesn't matter. But the fact that we do have + [these] experiences—that is the remarkable thing” (Freeman, 2023).
+
The fact that some NDE experiencers describe a reduced fear of death does not ipso facto mean, + obviously, that death is any less physically final and that consciousness is any less entirely + material. Moreover, it is difficult to imagine what kinds of observations or experiments could count + as scientifically dispositive that NDEs confirm post-mortem survival.
+
+
+

17.13. DOPS's consciousness research and theory

+
The Division of Perceptual Studies (DOPS), a research unit within the Department of Psychiatry + and Neurobehavioral Sciences at the University of Virginia, has contributed both empirically and + conceptually to emerging nonphysical theories of consciousness, which picture mind as irreducible + and grounded in some sort of highest consciousness which forms the ontological foundation of + reality as a whole. DOPS cognitive scientist/parapsychologist Ed Kelly contends that “the + limitations of contemporary mainstream consciousness theorizing derive from the systematic + unwillingness of the physicalist camp to take difficult empirical phenomena such as psi and + mystical experience into account” (DOPS, n.d.; Kelly, 2024).
+
DOPS was founded in 1967 by psychiatrist Ian Stevenson and has been dedicated to research related + to the possibility of postmortem survival. According to Kelly, “Survival is a watershed issue + theoretically, in that demonstration of its occurrence as an empirical reality would immediately + rule out most if not quite all of the materialism theories. Clearly, if the prevailing physicalist + ‘production’ model of mind-brain relations is correct in claiming that mind and consciousness are + manufactured entirely by neurophysiological processes occurring in brains, then it follows logically + and inescapably that postmortem survival is impossible, period” (DOPS, n.d.; Kelly, 2024).
+
DOPS staff have published hundreds of research papers in refereed journals, plus over a + score of books, on reincarnation, near-death experiences (NDEs) and other survival-related topics + such as crisis apparitions, mediumship, and after-death communications (DOPS, website). Stevenson + himself was the primary architect of a major project involving small children who begin at a very + early age to speak and act as though they are remembering, or expressing behaviorally, potentially + verifiable events that took place in the life of a recently deceased person. Most interestingly + are the relatively few cases in which the child's statements and behaviors were well documented + before the previous personality (PP) was identified. Stevenson found “cases of the reincarnation + type” (CORT) everywhere he looked, primarily but not exclusively in sociocultural settings where + their occurrence is not unexpected. He and various colleagues have so far investigated over 2500 + cases, around 2000 of which have been deemed of sufficient quality to merit laborious encoding of + associated variables for inclusion in a cumulative database. Systematic properties include a very + high proportion of violent or premature + death in the PPs, which, DOPS researchers speculate, might relate to why some children + remember but others do not. Other findings include confusions surrounding gender in children who + report memories of a life as a person of the opposite sex. Stevenson paid special attention to a + subset of over 200 cases in which the child displays birthmarks + or birth + defects, often extremely unusual in form, corresponding to fatal injuries suffered by + the PP (Stevenson, 1997).
+
Another major line of research, spearheaded by psychiatrist Bruce Greyson, has focused on + NDEs. Greyson and colleagues have investigated a large number of such cases and created a second + DOPS database containing over a thousand what they consider good cases. Of special interest are + the hundreds of cases in which NDEs have occurred under extreme physiological conditions such as + deep general + anesthesia and/or cardiac arrest, conditions in which almost all contemporary + neuroscientists would expect that patients should report no conscious experience whatsoever, let + alone the most meaningful and transformative experiences of their lives—in effect, mystical + experiences occurring under life-threatening conditions. Numerous physiological explanations have + been offered for NDEs, but none, DOPS argues, can withstand scrutiny (Greyson et al., 2009).
+
Of particular interest here is the DOPS theoretical work opposing physicalism, led by Ed + Kelly and involving fifty or so scholars from diverse academic disciplines (over a period of more + than two decades). Motivated by DOPS's + empirical studies, DOPS's + theorizing in regard to the mind/brain relationship and consciousness are presented in three + books. The first is Irreducible Mind, which describes various + psychophysical phenomena that appear difficult or impossible to explain in conventional + physicalist terms. These include psi and survival data, along with other non-standard empirical + phenomena such as stigmata and hypnotically induced blisters; prodigious forms of memory and + calculation; psychological automatisms + and hidden or secondary centers of consciousness; near-death and out-of-body experiences, + emphasizing experiences occurring under extreme physiological conditions; genius-level creativity + such as that of the Indian mathematician Ramanujan; and mystical experiences, whether spontaneous, + pharmacologically induced, or occurring in conjunction with transformative practices such as an + intense meditative discipline of some sort (Kelly et al., 2007).
+
The main import of Irreducible Mind, apart from its systematic empirical attack on + physicalism, Kelly says, is to marshal support for a model of the human psyche advanced by F. W.H. + Myers and developed philosophically by William James. Contrary to today's prevailing conception, + which views everyday consciousness as the only consciousness, generated entirely by physiological + processes in the nervous system, the Myers/James picture includes at least one level of normally + hidden and more comprehensive consciousness that exists independently of the organism and is + equipped with “adits and operations” of its own which provide access to wider and deeper parts of + the reality in which we find ourselves embedded (Myers, 1903).
+
According to Kelly, this sort of “permission” or “transmission” or “filter” model of the psyche + (James, 1900), in which everyday + consciousness takes forms dependent on interactions between a more inclusive and capacious + consciousness and an organism that serves mainly as a sensorimotor interface, may initially sound + strange to our modern ears, but, Kelly argues, “there is now a lot of evidence to support it.” It + also has strong affinities to views advanced by Bergson (17.1), Jung (17.2), and the Indian + philosophical tradition with its “subtle” mental and physical worlds interposed between everyday + experience and an ultimate consciousness of some sort (16.1, 16.7, 16.9, 16.10, 16.13). Ongoing + research seeks to identify conditions in the mind and body that encourage what Myers termed + “subliminal uprush”, or expression in everyday consciousness of information and capacities + normally confined to James's hidden “More”—for example, using functional + neuroimaging techniques for research on meditation and psychedelics.
+
The second book, Beyond Physicalism, is more explicitly theoretical, seeking to identify + alternative conceptual frameworks, or worldviews, or metaphysical systems, that could permit the psi + or paranormal empirical phenomena catalogued in the first book to occur. These include a range of + theories: a modernized form of interactive dualism (15.8); process philosophy (13.12); quantum + theories of Henry Stapp (11.2), Harald Atmanspacher (14.7), Bernard Carr (11.10); + mystically-informed philosophies such as those of the Neoplatonists, Samkhya/Yoga, and Kashmiri + Shaivism, and Western philosophical figures including Leibniz, Peirce, and Whitehead (Kelly et al., 2015).
+
Kelly argues that the central tendency is toward some sort of Idealism (16), most likely of the + type known as (evolutionary) panentheism (Hartshorne and Reese, 2000). Kelly + stresses that “The precise form that an adequate theory will take is powerfully constrained by the + need for it to incorporate or at least respect the discoveries of modern physics, making it an + objective or realist idealism as opposed to a subjective idealism of the sort advocated by Bishop + Berkeley.” Several of Kelly's collaborators—Federico Faggin (11.12), Bernard Carr (11.10), and + Bernardo Kastrup (16.4)—are explicitly working in this direction, as is Mira Albahari (16.13) from + the perspective of Indian idealisms. All such theories, Kelly points out, can potentially make room + not only for “rogue” phenomena such as psi and survival, genius, and mystical experience, but also + for experiences of value, meaning and purpose so vital to real human life. Conversely, Kelly + believes that these metaphysical frameworks imply “poor prospects for artificial general + intelligence and virtual immortality” (Kelly, 2024).
+
The third book, Consciousness Unbound (Kelly and Marshall, 2021), has three + parts. The first part is empirical, summarizing the state-of-the-science for precognition, NDEs, and + CORT. The second part presents additional non-physicalist conceptual frameworks, including those of + Max Velmans (14.3), Bernardo Kastrup and Federico Faggin. The third part explores implications of + the emerging theoretical picture for consciousness research, the humanities, and the current + landscape of mind/brain metaphysics.
+
+
+

17.14. Bitbol's phenomenological ontology

+
Philosopher of science Michel Bitbol suggests that a radical view of neurophenomenology + (9.6.5) amplifies “the available range of interpretations of altered + states of consciousness, from OBEs and NDEs to meditation and psychedelics, and which may + suggest a new ontological category. There are generally three such interpretations, he says: “two + objectivist-realist and one non-committal (mild) phenomenological interpretation.” According to + the objectivist-realist approaches, he says, “these states refer to worldly or other-worldly + objective processes. They refer either to an alteration of the brain's biochemical + balance, thus giving rise to hallucinations, or to a backstage supernatural (but ‘real’) world which + discloses itself to (say) dying people.”
+
In contrast, Bitbol says, “according to the non-committal phenomenological + approach, instead, these states are relevant by themselves, as transformative experiences + for those who live through them.” This latter approach, advocated by Evan Thompson as well as by + Bitbol, take “a decisive step beyond the sterile conflict between naturalism and super-naturalism. + It shows that despite their superficial disagreement, both positions share the same crucial but + disputable strategy: escaping one's own lived embodied situation and striving towards some + (natural or super-natural) transcendent realm of being” (Bitbol, 2015; Thompson, 2014).
+
Bitbol sees a big vision here. “But the clarifying role of phenomenology is not bound to stop at + this point. One can take further advantage of a truly radical phenomenological approach, and thereby + endow the transformative experiences with additional significance. According to Merleau-Ponty (who + partly agreed with Heidegger and Sartre on this point), phenomenology, in its mature state, becomes + a new form of ontology: not a straightforward ontology of things facing an observer, however, but an + ‘oblique ontology’ of intertwining with what there is (Saint Aubert, 2006); not an ontology of + manifest beings, but an ontology of self-manifesting being. As Merleau-Ponty writes, radical + phenomenology does not yield a standard ‘exo-ontology,’ but rather an unexplored ‘endo-ontology.’ + Merleau-Ponty here unambiguously alludes to an ontology expressed from the innermost recesses of the + process of being, rather than to an ontology of the external contemplation of beings” (Bitbol, 2015).
+
This granted, Bitbol argues, “some altered + states of consciousness can be understood neither dismissively as illusions, nor neutrally + as enthralling experiences, but positively as revealing a state of being which happens to be + hidden by intellectual fabrications and by the impulse of intentional directedness.” Here, to + avoid misunderstandings, Bitbol clarifies that “unlike in super-naturalism, there is no question + here of reaching some remote domain of transcendent being, but only of self-disclosing an + exquisitely proximate mode of being, which is permanently present but usually neglected: perhaps + what Tibetan + Dzogchen practitioners call ‘the nature of mind,’ which, in this nondualist context, is likely to + be simultaneously the (self-experienced) nature of being” (Bitbol, 2015).
+
+
+

17.15. Campbell's theory of everything

+
Consciousness researcher (and former nuclear physicist) Thomas Campbell presents “My Big TOE,” + his theory of everything: “Consciousness is the fundamental reality. The physical world is an + illusion, a virtual reality that only exists in our minds. We are Individuated Units of + Consciousness: immortal, interconnected parts of a Larger Consciousness System. We choose to be + players in the virtual reality game called life on Earth, set in a virtual universe computed by the + system to aid our consciousness evolution.… Our goal: to learn from the outcomes of our choices in + order to grow up and evolve the quality of our consciousness from fear to love. By evolving our + individual consciousness quality from one round of the game to the next, we advance the evolution of + the entire consciousness system” (Section: Campbell, 2003/2007, n.d.).
+
Rejecting Dualism, Materialism and Idealism, Campbell claims all questions and objections are + answered and resolved “if we conceive of the physical universe as a virtual reality,” the core idea + of My Big TOE. Moreover, My Big TOE “provides entirely rational explanations for many phenomena + dismissed by mainstream science as ‘weird’ (quantum effects), ‘mysterious’ (consciousness), + ‘illusory’ (free will) or ‘delusions’ (paranormal experiences).” For example, paranormal phenomena + are natural artifacts of a virtual universe.
+
As for the hard problem of consciousness, it is supposedly “solved—or rather, dissolved—once we + drop our belief in a fundamental external reality.” The virtual reality model helps us do that, + Campbell says. In this view, “our subjective perception is not some ‘internal' representation of an + ‘external’ world: There is no objective world outside of us.”
+
But if our reality is a simulation, who or what is doing the simulating? Is this not just kicking + all the conundrums, such as consciousness, up a level? My Big TOE is ready with a “Larger + Consciousness System” (LCS) that computes virtual realities, noting, unlike the God of religions, + LCS “demands neither praise nor worship.”
+
In the very beginning, Campbell's big conjecture goes, “all that may have existed was an Absolute + Unbounded Oneness (AUO)—an undifferentiated, elementary consciousness with a potential to evolve + into the highly complex, unfathomably vast LCS of today. AUO was barely aware, but it did have the + potential to develop all the attributes of consciousness, including awareness, perception, cognition + and free-will choice-making.”
+
Driven, somehow, by an inherent drive towards complexity, “when AUO reached its evolutionary + limits as a monolithic block of consciousness, a single source of choosing, it made a crucial + decision: AUO split itself into unfathomably many interconnected but autonomous pieces, a process we + can imagine like partitioning a computer hard drive into multiple partitions. The idea was for all + the different pieces to build something more innovative and creative than a single mind would ever + be able to come up with.” At that fateful moment, Campbell says, “the One became the Many: the + Absolute Unbounded Oneness (AUO) turned into an Absolute Unbounded Manifold (AUM),” which led to the + genesis of the Larger Consciousness System,” which provides, according to My Big TOE, the + simulations of our virtual universe today (Campbell, 2003/2007, n.d.).
+
+
+

17.16. Hiller's eternal discarnate consciousness

+
Maverick physicist Jack Hiller posits an “eternal discarnate consciousness” or, as he says, + in common parlance, the “soul”—which, “when freed from its hard attachment to the body, functions + in a Universal Field of Consciousness (UFC) which may also be characterized as the mind of God.” + The soul brings to the body the moral values that exist in the UFC and these values may often + conflict with, in Hiller's Freudian terms, “the Id and the Ego's + pleasure-seeking functions.” (Hiller, 2021). The theory hypothesizes + that the individual consciousness (spirit and soul) functions in this UFC, both in life and in + eternity, before and after an Earth life (Hiller, 2019).
+
Hiller bases his theory on what he says are many thousands of out-of-body experiences (OBEs) + associated with near-death experiences, including many documented cases in which researchers were + able to verify accurate reporting about the activities observed during the OBE that could not be + accounted for by normal sense-perception (Rivas et al., 2023). He stresses OBEs' + peculiar, nonphysical characteristics: time no longer has meaning, does not flow, and the past and + present, even some future events, are available to see and experience; visits may be made to Earth + locations distant from the body, or out to the cosmos; perception is radically enhanced, e.g., + visual perception is 360°, with an ability to focus down to atomic particles or up to the cosmos; + everything appears to be made of light; thinking and movement by thinking are instantaneous; all + entities, inanimate as well as diverse animate, exude consciousness; individual consciousness, + souls, connect telepathically; the world experienced is multidimensional, more than space-time; by + existing in the universal field of consciousness, all knowledge is felt as available, and one feels + part of God and God's love for all (Hiller, 2020). Hiller speculates that + if quantum entanglement can be conceptualized as some kind of signaling at infinite speed across any + distances, there could be a deep relationship between quantum mechanics and reported instances of + discarnate consciousness.
+
+
+

17.17. Harp's universal or God consciousness

+
Physicist and “spiritual scholar” Dennis Harp, who seeks to unify theoretical physics and + spiritual teachings, claims that “each of us exists as consciousness attached to a mind and body, + making sense of the universe by experiencing individual states in a causal sequence.” Motivated by a + personal NDE as well as NDE research, Harp asserts that with contemplative practices, we can learn + (eventually) “to detach from the body and explore the universe in a non-physical manner. Finally, we + detach from the mind as well, and experience the entire universe at once in the shared view called + Universal, or God Consciousness. Thus, what we call consciousness is somehow the union of this + Universal or God Consciousness with our mind and body (Harp, 2022).
+
To Harp, theoretical physics “is comfortable with the possibility of the infinite complexity of + infinite universes, along with universal waveform collapse and reinflation every instant in order to + explain causality.” However, he says, “causality is only necessary as long as the mind is + interpreting, or ‘making sense’ of the universe. Since consciousness can experience the universe + independent of the mind, beyond the realm of space and time, it experiences all quantum mechanical + states simultaneously, and no interactions occur at all. This static universe unifies theoretical + physics and mystical teachings” (Harp, 2022).
+
+
+

17.18. Swimme's cosmogenesis

+
Mathematician and integral studies professor Brian Swimme presents the cosmology of a creative + universe—cosmogenesis—in which human consciousness plays an essential role. He views the evolution + of the universe toward greater complexity and consciousness as “the ultimate aim of the universe.” + It is a creative universe that develops through time from plasma to galaxies to living planets to + human consciousness, “a universe that can intend something even before human consciousness emerges” + (Swimme, 2022).
+
Swimme bases his ideas on the teachings of Thomas Berry, a Catholic priest, cultural + historian, and world religion scholar, who spoke of “the spirituality of the universe,” using “the + word ‘spirituality’ to correct a deformation in modern consciousness, that imagined the existence + of a ‘physical universe.’” Such a conception no longer made sense, Berry said, because in the 20th + century, “we discovered that the matter of this universe—the only matter we know of—constructs + life. There is no such thing, then, as ‘lifeless matter.’ Matter, in its very structure and dynamism, + generates life.” Consciousness, then, is built into the fundamental fabric of the universe. What + will happen, Swimme asks, “when we turn our consciousness around and realize that our awareness of + cosmogenesis is also the work of the universe? How will we change when we face the universe and + find the universe facing us?” (Swimme, 2022).
+
+
+

17.19. Langan's cognitive-theoretic model of the universe

+
Independent thinker, autodidact Christopher Langan claims that what he calls the "Cognitive-Theoretic Model of the + Universe" (CTMU) provides the logical framework of a true “Theory of + Everything.” It explains "the connection between mind and reality” (note “cognition” and “universe” + in the same phrase); and “proves the existence of God [as defined], the soul, and an afterlife” (Langan, 2024).
+
CTMU posits information as the most fundamental constituents of reality. The universe is a vast + arrangement of digital information and the mathematical relationships between them. At the same + time, “it is only through consciousness that we can perceive or know anything at all. Thus, our + reality can just as well be conceived as a vast network of conscious experiences: perceptions and + the laws which govern them.” Because there is nothing outside reality, reality must contain all of + the conditions necessary for its own existence, and given sufficient time, “even mere possibility is + enough to ensure that it generates itself” (Section: CTMU Wiki, n.d.).
+
Although this kind of mind, which Langan calls God's mind, “sits in knowledge of itself in an + unchanging, eternal way, it contains within it all of the processes required for it to refine itself + into existence out of nothingness.” It is here, according to CTMU, that “consciousness is + stratified: the bottom stratum is the all-knowing mind of God,” within which “all of the more + superficial strata of consciousness” are contained. From God's perspective, God “is aware of all the + steps in its own creation.” However, from the perspective of these more superficial strata—of which + our human minds are pieces—the universe appears as a physical entity unfolding in physical space. + But because “our conscious minds are contained within God's consciousness … we retain the creative + power and freedom of God on a scale that is localized in time and space.”
+
CTMU describes reality as “a Self-Configuring Self-Processing Language, a reflexive intrinsic + language characterized not only by self-reference and recursive self-definition, but by full + self-configuration and self-execution” (Langan, 2002). Embedding issues of + absolute morality and karma, “if we choose to act in a way that is in line with the telos, those + parts of our minds that match the mind of God get preserved and we basically move closer to the + all-knowing substratum, or the consciousness of God. If we act against the telos, what happens may + be that those elements of our minds that do not match the mind of God get recycled endlessly until + they properly refine themselves.”
+
In short, CTMU's reality “is a self-refining informational system which, due to its form, cannot + NOT exist. Even if there is nothingness, this system will exist and know itself and all of the + localized conscious minds within its creation process will experience its informational structure as + real, physical, etc. It is thus self-creating, as it requires nothing outside of itself to exist” + (CTMU Wiki, n.d.).
+
+
+

17.20. Meditation and the brain

+
The scientific consciousness community generally recognizes that meditation can provide insights + into consciousness, at least enriching descriptions. But our question goes deeper: Can meditation + help discern the fundamental nature or essence of consciousness?
+
Deep meditation, especially as practiced by Eastern traditions, is an altered state of + consciousness that induces changes in the brain. Studies show that meditation, if done regularly, + can help relieve symptoms of chronic pain (Trafton, 2011); and that mindfulness + meditation programs have moderate evidence of improved anxiety and depression as well as pain + relief65 (Goyal et al, 2014). What is happening + in the brain?
+
Studies suggest that alpha + waves (∼7–14 Hz), which are modulated in primary sensory + cortex during selective attention, have a mechanistic role in perception. During + “mindfulness” meditation, a common practice requiring sustained attention to body and + breath-related sensations, people were better able to control their alpha rhythms, thereby + implicating “this form of enhanced dynamic neural + regulation in the behavioral effects of meditative practice” (Kerr et al., 2011). The idea is + that alpha + waves help suppress irrelevant or distracting sensory information, diminishing the + likelihood that extraneous stimuli “will grab your attention” and enhancing the likelihood that + you can better focus and “better regulate how things that arise will impact you” (Trafton, 2011).
+
In the highest meditative state possible in Theravada Buddhism—nirodha-samāpatti, + translated roughly as “the cessation of thought and feeling”—overall brain synchronization is + reduced. This means that while during normal consciousness different parts of the brain are + communicating predictively with other parts, during nirodha-samāpatti (i.e., + the deepest trance-retreat into the mind, an utter absence of + sensation and awareness, with all mental activity temporarily suspended), the brain is + desynchronized, no longer functioning as an integrated unit. (Interestingly, similar brain + desynchronization occurs when people are given anesthetic doses of propofol + or ketamine, + but not during sleep) (Love, 2023).
+
It is clear that meditation, which alters consciousness, also alters specific brain wave + patterns, thereby giving support to various Materialism Theories (e.g., Brain Circuits and Cycles + Models, 9.2.11, and Electromagnetic Field Theories, 9.3). Moreover, the brain desynchronization that + accompanies the cessation of consciousness seems to support Global Workspace Theory (9.2.3), because + the brain activity seems no longer in the same sense “global,” and Integrated Information Theory + (12.), because the brain seems no longer in the same sense “integrated.” Obviously, these results do + not disprove nonphysical theories of consciousness, which could be consistent with this same set of + facts.
+
+
+

17.21. Psychedelic theories of consciousness

+
Throughout human history, psychedelics have been used for spiritual purposes by inducing altered + conscious experiences dramatically different from the norm. Colors explode. Time slows, speeds up, + stops. Self shatters, dissolves. Magical creatures emerge. Spirit Beings appear. All is alive. All + is connected. All is One. Some attribute the advent of religion to the use of psychotomimetic or + hallucinogenic substances in rituals. In each culture or condition, interpretations of psychedelic + experiences were made. Mystics conjoined with cosmic consciousness. Indigenous traditions communed + with sentient beings from spirit worlds. Aldous Huxley saw the source of all mysticism and + spirituality, which he developed into the “perennial philosophy,” related to psychedelics. + Psychedelic missionaries in the 1960s sought short-cut insights into consciousness (Philosophy of psychedelics, 2023). + Materialists like Sam Harris argue for a naturalized spirituality (Explorations in Consciousness: Death Psychedelics and + Mystical Experience, 2023).
+
There is much to be gained from psychedelic research. Not included, as I see it now, is + independent support for non-materialist theories of consciousness. No matter how connected, + spiritual or other worldly psychedelic experiences may seem, no matter how intense the sense of + “Oneness with ultimate reality” may be, it is hard to imagine how psychedelic experiences could + unlock the door to new external realities, any more than how seeing stars from a blow to the head + could open the window to new vistas of the world. Other arguments perhaps can, but psychedelic + arguments probably can't. (Metzinger describes the psychedelic experience as "epistemically vacuous" + [Metzinger, 2004]. But see Kastrup, 2024.)
+
The best one could claim is that psychedelic or hallucinogenic visions would be “consistent with” + nonphysical theories of consciousness. On the other hand, psychedelic research may well selectively + advance various Materialism Theories of consciousness, of which there are many.66 (Not a few viewers of + Closer To Truth have advised me: “If you really want to get ‘closer to truth,’ you + really need to go psychedelic.”)
+
Psychedelic drugs “induce drastic changes in subjective experience, and provide a unique + opportunity to study the neurobiological basis of consciousness” (Herzog et al 2023). By + administering psychedelic drugs to disrupt how the brain perceives and models the world while + we're awake, researchers seek to understand how the conscious brain works (Can psychedelic + drugs, 2022). In other words, assessing the neural mechanisms of how psychedelic drugs alter + consciousness might provide clues to the neural basis of normal consciousness. For example, LSD + and ketamine, + though targeting separate brain receptors, induce similar neural + oscillation patterns across the brain, indicating synchronized neural behavior. Such + “synchronized neural activity might be more linked to the psychedelic experience than the activity + of individual neurons” (Psychedelics Sync Neurons, 2023). If + so, this distinction could support Electromagnetic Field Theories (9.3).
+
Carhart-Harris and Friston formulate a theory of psychedelic action by integrating Friston's + free-energy principle (9.5.4) and Carhart-Harris's entropic brain hypothesis (9.5.6). They call this + formulation “relaxed beliefs under psychedelics (REBUS) and the anarchic brain, and it is founded on + the principle that—via their entropic effect on spontaneous cortical activity—psychedelics work to + relax the precision of high-level priors or beliefs, thereby liberating bottom-up information flow, + particularly via intrinsic sources such as the limbic system” (Carhart-Harris and Friston, 2019). +
+
Psychedelic drugs have been shown to trigger altered states of consciousness similar + to those seen in people experiencing near-death experiences (NDEs). Clinical evidence indicates + that psychoactive + agents can reduce emotional + distress in terminally + ill people, much as NDEs do after cardiac arrests. Dr. Anthony Bossis showed that “a + single treatment with psilocybin—a psychoactive compound found in some mushroom species that + humans have consumed for thousands of years—brought rapid reductions in depression, anxiety, + and hopelessness in people with terminal cancer.” The benefits of psilocybin + treatment, he said, were greatest among individuals who reported strong mystical experiences + during the sessions. “The more robust that mystical experience, the greater the outcome in terms + of reduction of depression,” Dr. Bossis said. “These aren't NDEs,” he added, “but they're + deathlike experiences with a similar phenomenology” (Freeman, 2023).
+
Psychedelic experiences can have profound impact on belief systems, especially regarding + religion, philosophy and ultimate reality (Carhart-Harris and Friston, 2019). + Even a single such experience can catalyze a radical transformation. Moreover, a single + belief-changing psychedelic experience is said to be associated with increased attribution of + consciousness to living and non-living entities, even a sense that everything is alive (Nayak and Griffiths, 2022). This seems + a significant result for the construction of belief systems, although any implications for theories + of consciousness per se would be at best indirect.
+
For a perspective more open-minded than mine, philosopher Sarah Lane Richie reports that + “emerging scientific and philosophical research on psychedelics … has attracted a growing body of + philosophical and theological work on the metaphysical and epistemological possibilities of such + experiences.” She discusses “the epistemic status of psychedelic experiences,” suggesting “there + exists a mutually reinforcing relationship between panpsychism and the metaphysical possibility of a + veridical interpretation of psychedelic states” (Richie, 2021).
+
As noted, I have a strong predisposition to dismiss any notion that psychedelics reveal any sort + of veridical reality. Insights about brain-mind mechanisms, sure, but no ontological unveilings. + Richie and also philosopher Peter Sjöstedt-Hughes, who focuses on psychedelics and + consciousness/metaphysics, put a hairline fracture in my bone-strength worldview.
+
Sjöstedt-Hughes proposes that “Metaphysics should be used to integrate and understand + psychedelic-induced metaphysical experiences.” (This is not a tautology, he rightly states.) He + argues that “there is a potential extra benefit to patients in psychedelic-assisted therapy if they + are provided with an optional, additional, and intelligible schema and discussion of metaphysical + options at the integrative phase of the therapy.” (He offers a “metaphysical matrix” with five + columns—Physicalism Idealism, Dualism, Monism, Transcendent—and two special rows, Panpsychism and + Theism.) (Sjöstedt-Hughes, 2023).
+
Sjöstedt-Hughes presents his case. “If the mind-matter relation is an unresolved problem, then + psychedelic induced intuitions and visions of alternate frameworks of reality within which to see + this problem should not be immediately dismissed as mere hallucination. We cannot judge what is + hallucinatory if we do not know what is real. Thus, the hard problem of consciousness bears directly + upon the hard problem of psychedelic consciousness—the problem of determining the truth or delusion + of certain psychedelic experiences.” He asks, “whether psychedelic experiences are + conditioned by one's culture or whether they decondition one from one's culture + into a transcendent state.” He concludes, “the experiences that psychedelics can occasion might not + be mere delusion but may hold true insights about the nature of ourselves and the cosmos of which we + are parts” (Sjöstedt-Hughes, 2022).
+
About ourselves? I agree totally. About the cosmos? I remain almost totally skeptical (but no + longer totally skeptical).
+
Psychedelic experiences are well worth researching, phenomenologically and neurobiologically. But + I'm not waiting for psychedelic breakthroughs in discerning the ultimate theory of consciousness. + Granted, according to psychedelic researchers Yaden et al., “psychedelic substances produce unusual + and compelling changes in conscious experience,” which “have prompted some to propose that + psychedelics may provide unique insights explaining the nature of consciousness.” Yet, they say, “At + present, psychedelics, like other current scientific tools and methods, seem unlikely to provide + information relevant to the so-called ‘hard problem of consciousness’” (Yaden, 2021) (Could psychedelics, + however, shed light on the nature of subjectivity and selfhood, which are indirectly related to the + hard problem?) The authors are optimistic that psychedelic research can help solve “multiple ‘easy + problems of consciousness,’ which involve relations between subjectivity, brain function, and + behavior.” They conclude by calling for “epistemic humility” (Yaden, 2021)—which is sage advice for + everyone working on consciousness, present company included.
+
+
+
+

18. Challenge theories

+
The eight “Challenge Theories” that follow portray the profound depth and perhaps intractability of + the mind-body problem. They are long on diagnosing the explanatory disease—largely fallacies of + materialism theories of mind—but short on offering prescriptive solutions. They are long on hearty + speculation, short on confident conclusions. They are important signposts or benchmarks on the + Landscape of Consciousness, and appropriately, they come last, part of the take-away message.
+
+

18.1. Nagel's mind and cosmos

+
Philosopher Thomas Nagel famously shook up the philosophy of mind with his seminal article, + “What is It Like to be a Bat?” He begins with the premise that “reduction euphoria,” + which aims to explain consciousness by “some variety of materialism, psychophysical + identification, or reduction” gets it “obviously wrong,” and he states upfront and repeats at the + conclusion, “we have at present no conception of what an explanation of the physical nature of a + mental phenomenon would be” (Nagel, 1974).
+
Nagel's essay focuses on the nature of subjective experience, which could differ widely among + different sentient creatures (hence the “bat” of the title). His point is that “It is like + something” to have a conscious experience; it is not like nothing. It is perhaps Nagel's footnote on + the phrase that has had the most lasting impact: “Therefore the analogical form of the English + expression "what it is like" is misleading. It does not mean "what (in our experience) it + resembles," but rather "how it is for the subject himself” (Nagel, 1974).
+
Nagel does not conclude that physicalism with respect to consciousness is false. “Nothing is + proved by the inadequacy of physicalist hypotheses that assume a faulty objective analysis of mind. + It would be truer to say that physicalism is a position we cannot understand because we do not at + present have any conception of how it might be true” (Nagel, 1974).
+
Thirty-eight years later, Nagel published the controversial Mind & Cosmos: Why + the Materialist Neo-Darwinian Conception of Nature Is Almost Certainly False, and he goes + further: “The failure of reductionism in the philosophy of mind has implications that extend beyond + the mind-body problem. Psychophysical reductionism is an essential component of a broader + naturalistic program, which cannot survive without it” (Nagel, 2012). Thus, Nagel rejects + wholly physicalist/materialist explanations, not only for consciousness but also for all reality! +
+
Nagel is no theist. (“It isn't just that I don't believe in God and, naturally, hope that I'm + right in my belief. It's that I hope there is no God! I don't want there to be a God; I don't want + the universe to be like that” [Nagel, 1997].) As a comprehensive + worldview, he does not find theism any more credible than materialism. His interest is “in the + territory between them.” He asserts that “these two radically opposed conceptions of ultimate + intelligibility cannot exhaust the possibilities. All explanations come to an end somewhere. Both + theism and materialism say that at the ultimate level, there is one form of understanding. But would + an alternative secular conception be possible that acknowledged mind and all that it implies, not as + the expression of divine intention but as a fundamental principle of nature along with physical + law?” (Nagel, 2012).
+
As a result, Nagel finds himself moving to a universal monism or panpsychism. “If we imagine an + explanation taking the form of an enlarged version of the natural order, with complex local + phenomena formed by composition from universally available basic elements, it will depend on some + kind of monism or panpsychism, rather than laws of psychophysical emergence that come into operation + only late in the game” (Nagel, 2012).
+
Earlier, he had argued that panpsychism would follow from four premises: 1) All is material; + there is no spiritual existence, no disembodied souls. 2) Consciousness is not wholly reducible to + physical properties. 3) Consciousness is real; mental states exist. 4) Strong emergence is not + possible; all higher-order properties of matter can be derived from the properties of its + lower-order constituents (Nagel, 1979).
+
Yet, I choose to classify Nagel under “Challenge Theories,” not under Panpsychism or Monism, + because he is more passionate to explicate the profundity of the problem than to promote even his + kind of solution.
+
+
+

18.2. McGinn's ultimate mystery (mysterianism)

+
Philosopher Colin McGinn argues that the bond between the mind and the brain is “an + ultimate mystery, a mystery that human + intelligence will never unravel” (McGinn, 2000). In his classic paper, + “Can We Solve the Mind-Body Problem?” McGinn opens his case: “We have been trying for a long time to + solve the mind-body problem. It has stubbornly resisted our best efforts. The mystery persists. I + think the time has come to admit candidly that we cannot resolve the mystery.” He concludes his case + thus: “A deep fact about our own nature as a form of embodied consciousness is thus necessarily + hidden from us” (McGinn, 1989).
+
For his fondness of the word “mystery” in the context of consciousness, McGinn was awarded the + appellation “mysterian”—not a label of his choosing—and he became an unvolunteered leader of the + “New Mysterians,” an ad hoc, though serious group of mostly philosophers and some scientists who + have come to believe that consciousness may never be explained completely67 (New mysterianism, 2023). They + are distinguished from the “old mysterians” who believed that consciousness is supernatural (from + God or the Cosmic Order). The New Mysterians are not dualists or idealists: just because human + intellect can never understand consciousness does not mean there is anything supernatural about + it. The mind-body problem is simply "the perimeter of our conceptual anatomy + making itself felt." McGinn describes his position as “existential naturalism.”
+
McGinn stresses that consciousness in our universe is contingent, not necessary, so it could have + been that while the physical laws obtained, no consciousness ever evolved. “Not every world has + consciousness in it, so our world might have been a world in which there was no consciousness.” This + is why, McGinn says, “I'm opposed to the idealist view, or the panpsychist view,” that “the physical + world itself is somehow inherently spiritual.” He says it is “incontestable that consciousness + arises solely from the material world” (McGinn, 2007a).
+
What are possible deep mechanisms? “[Some] have to bring God in to explain how the mind comes + into existence,” a view that McGinn finds unacceptable. “You might hope you can jettison God from + the picture so you have a more scientific version of dualism.”
+
McGinn reveals a wild speculation that he once entertained, a bizarre idea that gives insight + into how profound the explanatory problem. “I once played with the idea that there were two + universes, which existed through all eternity,” McGinn muses. “There's a material universe and + there's a conscious universe; they were coarsely isolated, but at some point in universal history + there was a kind of causal breakthrough between the two.” With this mechanism, consciousness occurs + in this “conjoined double universe” because it had existed in the conscious universe for all + eternity. “That's a very far out theory,” McGinn smiles, “nobody's ever maintained that theory … not + even me. I brought it forward to explain what dualism would have to be like in order to even be + coherent.” (McGinn, 2007b).
+
McGinn is not alone in wondering if humanity will ever truly understand consciousness. Martin + Rees, the UK Astronomer Royal, also questions the human cognitive capacity to discern consciousness + (Rees, 2007). Mathematical physicist + and leading string theorist Edward Witten, who is optimistic that physics can solve nature's most + profound mysteries of fundamental structure and ultimate origins, is pessimistic about prospects for + a scientific explanation of consciousness. “I think consciousness will remain a mystery,” Witten + said, “I tend to think that the workings of the conscious brain will be elucidated to a large extent + … But why something that we call consciousness goes with those workings, I think that will remain + mysterious. I have a much easier time imagining how we understand the Big Bang than I have imagining + how we can understand consciousness …” (Horgan, 2016).
+
+
+

18.3. S. Harris's mystery of consciousness

+
Philosopher, author, and neuroscientist Sam Harris, who is not known for timidity in + offering opinions, does not offer his own theory of consciousness. Instead, he offers a mystery. + The problem, he says, “is that no evidence for consciousness exists in the physical world.” By + this he means that “physical events are simply mute as to whether it is ‘like something’ to be + what they are. The only thing in this universe that attests to the existence of consciousness is + consciousness itself; the only clue to subjectivity, as such, is subjectivity.” To Harris, it is + not an “explanatory gap; ” it's an unbridgeable gap (Section: Harris, 2011).
+
While Harris of course appreciates high correlations between mental states and brain states, + “absolutely nothing about a brain, when surveyed as a physical system,” he says, “suggests that it + is a locus of experience.” Consciousness seems the obvious fact about our world, but, “were we not + already brimming with consciousness ourselves, we would find no evidence of it in the physical + universe—nor would we have any notion of the many experiential states that it gives rise to.”
+
“While we know many things about ourselves in anatomical, physiological, and evolutionary + terms,” Harris continues, “we do not know why it is ‘like something’ to be what we are. The fact + that the universe is illuminated where you stand—that your thoughts and moods and + sensations have a qualitative character—is a mystery, exceeded only by the mystery that there + should be something rather than nothing in this universe. How is it that unconscious events can + give rise to consciousness? Not only do we have no idea, but it seems impossible to imagine what + sort of idea could fit in the space provided” (Harris, 2011).
+
Harris targets emergence as a false friend in the pursuit of consciousness. He recognizes that + “most scientists are confident that consciousness emerges from unconscious complexity.” + Nevertheless, “this notion of emergence” strikes Harris “as nothing more than a restatement of a + miracle. To say that consciousness emerged at some point in the evolution of life doesn't give us an + inkling of how it could emerge from unconscious processes, even in principle.” He stresses, “This + notion of emergence is incomprehensible,” then he doubles down: “The idea that consciousness is + identical to (or emerged from) unconscious physical events is, I would argue, impossible to properly + conceive—which is to say that we can think we are thinking it, but we are mistaken. We can say the + right words, of course—'consciousness emerges from unconscious information processing.’ We can also + say ‘Some squares are as round as circles’ and ‘2 plus 2 equals 7.’ But are we really thinking these + things all the way through? I don't think so.”
+
Harris asserts that “Consciousness—the sheer fact that this universe is illuminated by + sentience—is precisely what unconsciousness is not. And I believe that no description of unconscious + complexity will fully account for it … an analysis of purely physical processes will never yield a + picture of consciousness.” Does Harris then hedge? However, he says, “this is not to say that some + other thesis about consciousness must be true. Consciousness may very well be the lawful product of + unconscious information processing.” But his apparent hedge is a feint. “But I don't know what that + sentence means,” he declares, “and I don't think anyone else does either.”
+
Continuing, Harris asks, “Couldn't a mature neuroscience nevertheless offer a proper explanation + of human consciousness in terms of its underlying brain processes?” It's the common consensus among + most neuroscientists, which Harris unambiguously rejects. “Reductions of this sort are neither + possible nor conceptually coherent,” he says. “Nothing about a brain, studied at any scale (spatial + or temporal), even suggests that it might harbor consciousness. Nothing about human + behavior, or language, or culture, demonstrates that these products are mediated by + subjectivity. We simply know that they are—a fact that we appreciate in ourselves directly and in + others by analogy.”
+
While Harris is hardly optimistic about science's long-future prospects “to dispel the + fundamental mystery of our mental life,” and he has little time for conventional religious + doctrines, he does see a role for introspection. “Many truths about ourselves will be + discovered in consciousness directly,” he says, “or not discovered at all” (Harris, 2011).
+
+
+

18.4. Eagleman's possibilianism

+
Neuroscientist, technologist, and author David Eagleman labels himself a “possibilian” in that he + calls for “an openness in approaching the big questions of our existence” (Eagleman, 2010). He embraces + “Possibilianism” as an overarching philosophy, rejecting a false dichotomy between either atheism + (denying the existence of God) or theism (wholly believing in God)—and he finds agnosticism passive + and uninteresting (Possibilianism, 2022). Eagleman's + Possibilianism applies, with similar significance, to consciousness (Eagleman, n.d.).
+
Eagleman says consciousness “rides on top of a massive amount of machinery … it's successive + levels of abstraction.” Even a basic movement like drinking a cup of coffee triggers a “lightning + storm of neural activity that underpins that act.” But “I'm not aware of any of that in my + consciousness. All I want is a very high-level abstract representation, which is, ‘Am I succeeding + or am I spilling it on myself?’” (Eagleman, 2011a).
+
Eagleman draws the analogy between consciousness and the CEO of a large company. “He or she + doesn't understand much of anything about the machinery underneath.” The CEO's job is setting the + company's long-term vision and the plan to accomplish it. “If everything is running just fine, the + CEO doesn't even need to know … it's only when something surprising happens that the CEO has to sit + up and say, ‘OK, what's going on?’” It's exactly the same with consciousness, Eagleman says. “If + everything is going as expected, I don't have to be very conscious.”
+
“Why does it [consciousness] feel like something?” Eagleman asks. “That we don't know—and the + weird situation is that not only don't we have a theory, but we don't even know what such a theory + would look like. Because nothing in our modern mathematics says, well, ‘do a triple integral and + carry the two’ and then here is the taste of feta cheese.” We can see “this set of Christmas tree + lights [flash in the brain] when you're conscious of this or that—but it still leaves us feeling + quite empty as to why it feels that way” (Eagleman, 2011a).
+
Can we ever, in principle, explain inner experience? “I don't see how,” Eagleman says, adding + quickly, “Now that is either (a) a limitation of my imagination or (b) … it might be materialism is + wrong.”
+
He explains, “The reason neuroscientists generally subscribe to materialism” is “because we have + a million examples where brain + damage changes the person, changes their conscious state … there's this irrevocable + relationship between the biology and the conscious state, but that doesn't mean materialism has to + be true. There are alternative theories that could be the case.”
+
Eagleman stresses he is not saying he subscribes to these alternative theories, but notes, + “let me just say, agnostically, they are perfectly possible.” No doubt, he concludes, “our mind is + integrally dependent on the brain.” But “whether this is all that's required or whether there's + something else that our science is too young to understand, that's the open question” (Eagleman, 2011b).
+
+
+

18.5. Tallis's anti-neuromania skepticism

+
Philosopher and humanist Raymond Tallis, a former geriatric + neurologist and clinical neuroscientist, has a baffling yet coherent and penetrating perspective + on consciousness (my highest compliment) (Tallis, 2011a). He is + anti-reductionist in principle, not just in practice, asserting, “We have failed to explain how + consciousness equates to neural activity inside the skull because the task is self-contradictory in + that we cannot access qualitative, subjective consciousness by means of an objective, often + quantitative approach.” There is an inevitable failure to explain consciousness in terms of neural + activity because there is nothing in such activity that can “explain the ‘aboutness’ of mental + entities, the simultaneous unity and multiplicity of the moments of consciousness, the explicit + presence of the past, the initiation of actions that point to an as yet non-existent future, the + construction of self” (Tallis, 2010).
+
Nor can we explain “appearings,” Tallis argues, because we are constrained by “an objective + approach that has set aside appearings as unreal and which seeks reality in mass/energy that neither + appears in itself nor has the means to make other items appear. The brain, seen as a physical + object, no more has a world of things appearing to it than does any other physical object” (Tallis, 2010).
+
Tallis dismantles “the notion that there is close correlation between neural activity and + aspects of consciousness.” The more carefully you look at it, he says, “the less impressive it is, + despite all the advances in recent neuroscience.” And correlation, anyway, does not amount to + causation or identity. “When you see neural activity in the brain, is that really identical with + conscious experience? Let me take a simple example. I'm looking at a yellow object. That will + correspond to neural activity in my occipital + cortex, at the back of the brain. That neural activity is quite unlike the phenomenal + appearance of a yellow object. Yet, according to those who believe in ‘neurophilosophy,’ the + actual phenomenal appearance of the yellow object—my experience of yellowness—is identical with + neural activity in the back of the brain. Now, if those two things really were identical, well, at + least you might expect them to look a little bit like each other, and of course, they don't. So, + to engender conscious experience, there must be something more than neural activity.” The brain is + no doubt necessary, according to Tallis, but it is certainly not sufficient (Tallis, 2011a).
+
Tallis runs down the list of potential explanations. He dismisses “naturalistic + explanations”—which ultimately means materialistic explanations—[because they] leave consciousness, + self-consciousness, the self, free will, the community of minds and the most human features of the + human world unexplained” (Tallis, 2009).
+
What then is Tallis's solution to the mind-body problem? God? Dualism? Panpsychism?
+
As for supernatural explanations, they “simply parcel up our uncertainties into the notion of an + entity—God—that is not only unexplained but usually contradictory.” (Tallis, 2009). Tallis is an + unrepentant atheist and does not subscribe to any known theory of consciousness. He thinks Cartesian + dualism is a lost cause and panpsychism fails to explain how universal mind-dust gathers itself up + into a conscious subject (Tallis, 2011b).
+
“The foundations of phenomenal consciousness and knowledge elude us,” Tallis states. “So, + some kind of skepticism, justifying an inquiry that enables us to question the all-too-obvious, + the glass wall of our everyday thinking about everyday + life, seems entirely in order.” (Tallis, 2009). “We atheists have good + reason to be ontological agnostics and to believe that anything is possible” (Tallis, 2011b).
+
+
+

18.6. Nagasawa's mind-body problem in an infinitely decomposable universe

+
Philosopher Yujin Nagasawa poses the disruptive idea of what would happen to the mind-body + problem if there were no such thing as the deepest level of reality, because the universe is + infinitely decomposable? He argues that such a possibility would be devastating to theories of + consciousness because it would undermine all traditional responses to the mind-body problem, such as + physicalism, dualism, idealism and neutral monism. Attempts to rescue physicalism from such an + argument do not succeed, he argues, because “Physicalism (and any alternative to it) turns out to be + an unfalsifiable, unverifiable, and unstable metaphysical view” (Nagasawa, 2012b).
+
However, “Their failures might motivate a unique form of monism that is radically different from + physicalism as commonly formulated.” It leads to a “priority monism” because “It motivates us to + seek fundamentality on the top, rather than on the bottom, level of reality.” The main difference + between priority monism and traditional micro-fundamentalism, Nagasawa says, is that “Priority + monism regards the whole universe, rather than its ultimate components, as most fundamental. + Locating the fundamental level at the top enables priority monism to secure a firm [if unusual] + metaphysical ground”—because then, the totality of everything, including all that we call physical + entities and mental entities, is the single fundamental entity, of which all of its components are + derivative.
+
Nagasawa concedes that while what he has is truly a monism, with exactly one fundamental entity, + it is neither monism nor dualism in the context of the mind-body problem. Rather, he suggests, it + “has an affinity with monism in Eastern traditions, which regard the totality as an organic whole in + which numerous entities are entangled” (Nagasawa, 2012a).
+
+
+

18.7. Musser's “is it really so hard?”

+
Science journalist George Musser explores the relationship between consciousness and physics with + two explanatory arrows pointing in opposite directions. In addition to the normal + using-science-to-explain-consciousness framework, he focuses on “why physicists are studying human + consciousness and AI to unravel the mysteries of the universe.” Must physics, to find its holy-grail + “theory of everything,” account for consciousness? Reciprocally, could such investigations provide + new insights into physics? (Musser, 2023a, Musser, 2023b).
+
Musser centers his inquiry at the intersection of fundamental physics, neuroscience, and rapidly + developing AI, and after examining diverse approaches, such as neural networks and quantum + computing, predictive coding and integrated information theory, he concludes with cautious optimism + that we humans do have a shot at comprehending our consciousness. “There is as yet no sign that + science has hit a wall,” Musser says. “Our minds evolved to understand the world, which requires + that the world be understandable. And we are of this world” (Musser, 2023a, Musser, 2023b, p. 251).
+
Musser wants to reject the “mysterian” position of Colin McGinn, Steven Pinker, Noam Chomsky, and + others, who think we might never grasp how consciousness works, even though they still have + consciousness as a product of the natural, physical world, “rather than an exotic add-on” (like + panpsychism) (Musser, 2023a, Musser, 2023b, p. 240). Although he + comes to no firm conclusion, Musser gives pride of place to explanations of consciousness that are + “perspectival” or “relational.” He approvingly quotes Carlo Rovelli (11.16) that the physical world + is “a web of relations … things have no properties in isolation, but acquire them only at their + point of contact with other things” (Musser, 2023a, Musser, 2023b, p. 148). Musser then + begins “to think about how qualia might be relational” (Musser, 2023a, Musser, 2023b, p. 243).
+
Musser and colleagues wonder whether the exponentially-growing power of AI could, at some future + point, devise or discover theories that a human mind could not, from foundations of quantum + mechanics to the essence of consciousness. Perhaps, Musser muses, “the machines will help us the + most when they are their most inscrutable” (Musser, 2023a, Musser, 2023b, p. 250). (Personally, I + would find it a very large surprise if AI, however successful at predicting protein structures and + checking mega-math proofs, could provide novel insight to the hard problem. AI might enjoy proving + me wrong.)
+
+
+

18.8. Davies's consciousness in the cosmos

+
Physicist and polymath + Paul Davies asserts the heterodox view among scientists that consciousness is something very + significant in the evolution of the universe. “Although we see consciousness only in response to + some set of physical systems, nevertheless it seems to me to play an absolute and fundamental + role. Because at one level, all of science, our whole understanding of the universe, comes through + our own consciousness. It's actually the starting point of all inquiry” (Davies, 2006b).
+
But what of the minuscule place of consciousness amidst the unfathomably vast universe? Davies + muses: “Is consciousness on the surface of our planet just a little embellishment on the great + scheme of things or does it have fundamental role? I should also say that whether it's fundamental + or not, we surely have to explain it. It has got to fit into our scientific picture of the world, + but I don't think we've got a clue as to how to go about it because none of the concepts from + fundamental physics, like mass and momentum and charge, seem relevant at all.”
+
With respect to whether consciousness really matters to quantum physics, Davies says that + physicists are sharply split and that he himself has oscillated. “I used to think that consciousness + was just getting in the way of understanding. But because I'm convinced that consciousness is a + fundamental part of the universe, I'd like to find a place for it in physics. And the one place that + it has been ‘on again and off again’ is within the realm of quantum physics. So, consciousness could + enter quantum physics at the point of observation where the rules of the quantum game change as a + result of that observation or measurement” (Davies, 2006b).
+
Davies is critical of the many-world interpretation (MWI) of the Schrödinger + equation that governs the wave function of quantum mechanical systems. While MWI adherents + argue they are literalists, Davies counters that “it's a way of trying to get rid of consciousness + from playing a fundamental role in quantum physics.” He calls MWI a “missed opportunity,” because + “if we're going to actually incorporate consciousness into our description of physics it's at the + quantum level that we should attempt to do so.”
+
Can one then go from consciousness at the quantum level to consciousness at the universe level, + not just as metaphor but to actually explain reality? Davies focuses on the challenge of giving a + cosmic significance to consciousness because, as far as we know, there are so vanishingly few + conscious beings in the vast universe (Davies, 2006b, 2006c).
+
Davies looks to the far future of the universe. “It seems entirely possible that human beings or + alien beings or any sort of conscious beings are going to spread out across the universe. We think a + universe of 13.8 billion years is old; in fact, it's exceedingly young. There's no reason why it + can't go on for trillions and trillions of years. There's absolutely plenty of time for it to become + full of minds, full of observers. And we can imagine a time in the far, far future when mind and the + universe in effect merge: they become one. And so the act of observation which at the moment is + limited to maybe a little corner of the universe could saturate the whole universe. The whole + universe could become self-known.”
+
But could what might happen in the future affect what has happened in the past? Davies explains: + “Part of the weirdness of quantum physics is that observations which are made now can affect the + nature of reality in the past.”
+
This is not “backward causation,” he stresses, but a selection among myriad alternate possible + histories, a developmental history of the universe that makes sense only in the quantum realm. This + is why Davies can say that “observations made in the very far future can affect the nature of + reality today and even back at the Big Bang.”
+
Davies concludes with the grand vision: “if you buy this whole quantum physics package and you + have this universe saturated by mind, saturated by observers, then indeed the whole character of the + universe, including the original emergence of its laws and the nature of its states, become + inextricably intertwined with its mentality, with its mindfulness” (Davies, 2006b).
+
+
+
+

19. Closer to truth views

+
Following are brief comments on consciousness from participants on Closer To Truth + (arranged alphabetically). Perspectives are diverse. Quotes are from the Closer To Truth website – www.closertotruth.com.
+
Tim Bayne: “We're not in a position to advance theories of any detail with any degree of + certainty. The science of consciousness is so immature and there are so many fundamental disputes. I + think what we should be looking for are constraints on theories, and once we've got those, then we're + going to be in a better position to discern the underlying theories … And there's a fundamental sense + in which we don't know what we're talking about. I think we need to be honest. But we can still make + progress” (Bayne, 2007).
+
Susan Blackmore: “What we need to do and have totally failed to do so far, is have some kind + of true, nondual understanding of the world. What feels like an outside world of physical things, and + what feels like an inside world of my experience—we must somehow bring these together. Physicists are + trying at one level, psychologists at another, philosophers at still another … Nobody knows what + consciousness is” (Blackmore, 2007).
+
Colin Blakemore: “The problem of brain and mind is that it's chalk and cheese. I know what a + brain is. It's a physical thing; I know what it looks like, what it contains. I can see brain sections + under the microscope. Then this other word, ‘mind’—and we all know what that means too, in a way. But + you can't put ‘mind’ under a microscope. We don't know what constitutes it. Mind is a useful word in + dialogue but it doesn't map onto something you can study easily experimentally. So, neuroscientists + have tended to simply put the concept to one side. It's not the mind we're working on; it's the brain. + How much of an animal's behavior can be explained just by studying its brains? You can go a long way, + a very long way” (Blakemore, 2012b).
+
Stephen Braude: “It's not just that I'm an anti-physicalist, I'm an anti-mechanist. I don't + think we can give lower-level explanations, explanations by analysis, in terms of psychological + regularities or capacities. This takes us to new ways of understanding human behavior: not as if it's + emitted by a kind of behavior mechanism, but to see and understand human action as one of an + indefinitely large number of possibilities in a much grander action space” (Braude, 2007b).
+
Hubert Dreyfus: “Nobody has any idea [about consciousness], and they should just keep quiet + until they do, because I think it is the hardest question: How in the world could ‘matter,’ which is + this third-person material stuff, ever produce consciousness? And AI and computers are not helping us + understand it one bit” (Dreyfus, 2009).
+
Susan Greenfield: “I find unhelpful this notion that our brains are like satellite dishes, + and out there floating in the ether is consciousness, which our brains pick up” (Greenfield, 2012).
+
Jaron Lanier: “The real drama of the question of consciousness—on which I have absolutely no + insight—is the possibility of an afterlife.” Post-mortem survival, Lanier says, is “the name of the + game for a lot of people who concern themselves with consciousness … I think the scientific community + ought not to tread on that territory unless it has something constructive to say.” It's “simply dumb,” + he says, for scientists to tell people, “Don't believe in that.” “Don't have any hope.” “Don't have + any faith.” It's not something we have evidence about, Lanier posits, then cautions, “Make your faith + disciplined so you don't get manipulated by people trying to build power bases or trying to sell silly + superstitions.” Lanier says that “hard attack on soft faith will backfire and is destructive.” + Moreover, “ultimately it isn't honest, because many of us do feel this consciousness thing inside, and + many of us wonder what it’s all about on some larger level. We just don't have the tools to do + anything but wonder” (Lanier, 2007a, 2007b).
+
Massimo Pigliucci: “The only examples we have of consciousness are biological. That + doesn't mean that, in principle, it is not possible to build artificial consciousness, but we have + no idea how to do it. And we don't know whether, in fact, it is even possible. This truly is an open + question where I am entirely agnostic. But the fact of the matter is, in science, when you study + something, you start with what you have, not with what you might know in the future. And the thing + that we know about consciousness is that it is an evolved biological + phenomenon based on particular substrates” (Pigliucci, 2023a, Pigliucci, 2023b.).
+
Alex Rosenberg: “I think that the available scientific evidence which drives us to atheism + should also drive us to a denial of free will, to a denial of the existence of absolute fundamental + ethical theories, to a physical materialism about the nature of consciousness, and to a denial that + the history or trajectory of our species' existence on the planet has any particular goal, or purpose, + or endpoint, or meaning” (Rosenberg, 2022.).
+
Eric Schwitzgebel: “I don't rule out the possibility that we're not in fact physically + embodied in the way that we think we are. One possibility on my map, although not generally accepted + in contemporary philosophy, is idealism. On an idealist view, minds and bodies are just kind of + constructions of our minds. And so it would be misleading in a certain way to say that minds were + physically embodied. It would be more like bodies are ‘enminded’” (Schwitzgebel, 2014).
+
Gino Yu: “The Western way of thinking, the Western framing of the world, is to try to + understand who or what I am by looking outward, rather than by looking inward, observing what is + happening …. Trying to understand the realm of the mind intellectually is like trying to scratch an + itch you cannot reach” (Yu, Gino. 2013).
+
Samir Zaki: “Not a single sentence written about consciousness is worth reading. There's a + lot about how it's being made a subject worthy of scientific study—I don't think it will produce + anything too worthwhile, actually … Philosophical problems become philosophical problems by virtue of + the fact that there are no solutions to them. What new theories have been produced by consciousness? + They have been negligible” (Zeki, 2019).
+
In addition, “Must the Universe Contain Consciousness?”—with Paul Davies, Leonard + Susskind, J. Richard Gott, Saul Perlmutter, Alan Guth, Leonard Mlodinow, Christof Koch, Brian + Josephson, Stuart Hameroff, Michael Shermer, and Deepak Chopra (Must the Universe Contain, n.d.).
+
Separately, physics-savvy filmmaker Curt Jaimungal offers a “layering” approach to consciousness, + in which successive levels (“layers”) of multiple theories reveal greater complexities and depth, much + as he does in expounding string theory on his “Theory of Everything” podcast (Jaimungal, 2014a, 2014b). While more an epistemological + framework than an ontological theory, “layering” could facilitate novel ways to think about + consciousness.
+
Finallly, the elemental enigma of consciousness—the implicit failure of any of the myriad theories + to suffice—sugggests the inconvenient idea that perhaps the whole consciousness enterprise is + fundamentally flawed. For example, post-realist philosopher Hilary Lawson has reality as an + "unspecified other"—which he calls "Opennesss"—in principle inaccessible and unknowable—and what we do + is "Close" the Openness of the forever-hidden "real world" by taking parts and pieces into "our world" + of things and thoughts and properties. We "Close" via language, observation and reason, which is + required to engage and intervene, but in doing so we also limit or cut off untold realms of reality + (Lawson, 2001). One could suppose this is + what we do with consciousness.
+
+
+

20. Chalmers’s meta-problem of consciousness

+
We've got one more topic. It's not on the Landscape. It's about the Landscape. + It's the meta-problem of consciousness. David Chalmers, its originator, explains: “The + meta-problem of consciousness is the problem of explaining why we think that there is a problem of + consciousness.” (Chalmers, 2018). While the meta-problem + is not a theory or explanation of consciousness, it gives insight into the ways of thinking of leading + theorists and it probes the psychosocial structure of the field.
+
Chalmers continues: “The meta-problem is a problem about a problem. The initial problem is the hard + problem of consciousness: why and how do physical processes in the brain give rise to conscious + experience? The meta-problem is the problem of explaining why we think consciousness poses a hard + problem, or in other terms, the problem of explaining why we think consciousness is hard to explain.” + Equivalently, it is the problem of explaining why people have problem intuitions … including + metaphysical intuitions (“consciousness is non-physical”), explanatory intuitions (“physical processes + can't fully explain consciousness”), knowledge intuitions (“someone who knows all about the brain but + has never seen colors doesn't know what it’s like to see red”), and modal intuitions (“we can imagine + all these physical processes without consciousness”). There are also intuitions about the value of + consciousness, the distribution of consciousness, and more (Chalmers, 2018).
+
In a special issue of the Journal of Consciousness Studies dedicated to the meta-problem + of consciousness, 39 colleagues respond to Chalmers. Following are several whose own theories are + presented on the Landscape (Journal of Consciousness Studies, + 2019).
+
Andy Clark, Karl Friston, Sam Wilkinson: “The meta-problem of consciousness is the problem + of explaining the behaviours and verbal reports that we associate with the so-called ‘hard problem of + consciousness’. These may include reports of puzzlement, of the attractiveness of dualism, of + explanatory gaps, and the like. We present and defend a solution to the meta-problem. Our solution + takes as its starting point the emerging picture of the brain as a hierarchical inference engine. We + show why such a device, operating under familiar forms of adaptive pressure, may come to represent + some of its mid-level inferences as especially certain. These mid-level states confidently re-code raw + sensory stimulation in ways that (they are able to realize) fall short of fully determining how + properties and states of affairs are arranged in the distal world. This drives a wedge between + experience and the world. Advanced agents then represent these mid-level inferences as irreducibly + special, becoming increasingly puzzled as a result” (Clark et al., 2019).
+
Daniel Dennett: “David Chalmers underestimates the possibility that actually answering the + ‘hard question’ will make both the hard problem and the meta-problem of consciousness evaporate” (Dennett, 2019).
+
Keith Frankish: “The meta-problem of consciousness prompts the meta-question: is it the only + problem consciousness poses? If we could explain all our phenomenal intuitions in topic-neutral terms, + would anything remain to be explained? Realists say yes, illusionists no. In this paper I defend the + illusionist answer. While it may seem obvious that there is something further to be + explained—consciousness itself—this seemingly innocuous claim immediately raises a further problem—the + hard meta-problem. What could justify our continued confidence in the existence of consciousness once + all our intuitions about it have been explained away? The answer would involve heavy-duty metaphysical + theorizing, probably including a commitment either to substance dualism or to the existence of a + mysterious intrinsic subjectivity. A far less extravagant option is to endorse the illusionist + response and conclude that the meta-problem is not a meta-problem at all but the problem of + consciousness” (Frankish, 2019).
+
Nicholas Humphrey (who offers “A Soft Landing for Consciousness”): “Problem reports result + from several misunderstandings about the nature and functions of phenomenal consciousness. I discuss + some philosophical and scientific correctives that, taken together, can make the hard problem seem + less hard” (Humphrey, 2019).
+
David Papineau: “I am glad that David Chalmers has now come round to the view that + explaining the ‘problem intuitions’ about consciousness is the key to a satisfactory philosophical + account of the topic. I find it surprising, however, given his previous writings, that Chalmers does + not simply attribute these intuitions to the conceptual gap between physical and phenomenal facts. + Still, it is good that he doesn't, given that this was always a highly implausible account of the + problem intuitions. Unfortunately, later in his paper Chalmers slides back into his misguided previous + emphasis on the conceptual gap, in his objections to orthodox a posteriori physicalism. Because of + this he fails to appreciate how this orthodox physicalism offers a natural solution to the challenges + posed by consciousness” (Papineau, 2019).
+
Galen Strawson: “Many hold that (1) consciousness poses a uniquely hard problem. Why is this + so? Chalmers considers 12 main answers in ‘The Meta-Problem of Consciousness’ … This paper focuses on + number 11, and is principally addressed to those who endorse (1) because they think that (2) + consciousness can't possibly be physical. It argues that to hold (2) is to make the mistake of + underestimating the physical, and that almost all who make this mistake do so because they think they + know more about the physical than they do. When we see things right, we see that there is nothing in + physics nor in our everyday experience of the physical that gives us any good reason to hold (2). This + leaves us free to embrace the overwhelmingly strong reasons for accepting that (3) consciousness is + wholly physical. The correct general response is the same as the response to wave–particle duality: + acceptance without expectation of understanding” (Strawson, 2019a).
+
Joseph Levine: “The key to understanding both consciousness itself and addressing the + meta-problem is to understand what acquaintance is and what its objects are …. First, treat conscious + experience as the holding of a basic, intentional relation of acquaintance between the conscious + subject and a virtual world of objects and properties. In a sense I would endorse the almost + universally deplored ‘Cartesian theatre’ model of experience. What it is to have conscious experience, + on this view, is just to stand in a primitive or basic acquaintance relation to the objects of + experience …. We still need a way of making the cognitive immediacy of experience explicable in the + nature of the relation between the cognitive states about acquaintance and the phenomenon of + acquaintance itself. One possible line of investigation is to employ the notion of cognitive + phenomenology (9.6.3, 9.6.4, 9.6.5). After all, it is when one is occurrently entertaining thoughts + about one's experience that one gains knowledge of this acquaintance relation … Unfortunately …, it is + unclear how our acquaintance with the contents of experience can serve as data for our theory of + conscious experience” (Levine, 2019).
+
Chalmers responds to his respondents in-depth (Chalmers, 2020a, 2020b, 2020c). Here is how he organizes his + responses. “The commentaries divide fairly neatly into about three groups. About half of them discuss + potential solutions to the meta-problem. About a quarter of them discuss the question of whether + intuitions about consciousness are universal, widespread, or culturally local. And about a quarter + discuss illusionism about consciousness and especially debunking arguments that move from a solution + to the meta-problem to illusionism … As a result, I have divided my reply into three parts, each of + which can stand alone. This first part is ‘How Can We Solve the Meta-Problem of Consciousness?’ The + other two parts are ‘Is the Hard Problem of Consciousness Universal?’ and ‘Debunking Arguments for + Illusionism about Consciousness’” (Chalmers, 2020a).
+
“How can we solve the meta-problem? As a reminder, the meta-problem is the problem of explaining + our problem intuitions about consciousness, including the intuition that consciousness poses a hard + problem and related explanatory and metaphysical intuitions, among others. One constraint is to + explain the intuitions in topic-neutral terms (for example, physical, computational, structural, or + evolutionary terms) that do not make explicit appeal to consciousness in the explanation … I canvassed + about 15 potential solutions to the meta-problem. I expressed sympathy with seven of them as elements + of a solution: introspective models, phenomenal concepts, independent roles, introspective opacity, + immediate knowledge, primitive quality attribution, and primitive relation attribution …” (Chalmers, 2020a).
+
How does Chalmers view developments in consciousness studies since he highlighted, or ignited, the + hard problem? “One thing that's really nice to see now is a lot of people are taking the problem a lot + more seriously. And there has been a panoply of ideas, left and right, philosophers and scientists + trying to address the problem of consciousness in a way that doesn't reduce consciousness to something + else or try to deflate it, whereas in the past, all the predominant approaches were reductionist. Now, + that's not the case” (Chalmers, 2016b).
+
As for Chalmer's own thinking, he says, “I've gradually evolved toward trying to focus on + constructive theories of consciousness. For a while, it was a matter of fighting battles with + materialists; I still enjoy that, but I think we're at the point where it's more worthwhile to focus + on getting the details of constructive theory right. So, I've thought a lot about panpsychism, the + idea that consciousness is fundamental in the universe—and how you can overcome the problems for that + kind of view. I've thought about the idea that consciousness might play a role in quantum mechanics, + and how that might help provide a role for consciousness in the universe. In general, although my hair + has gotten shorter, my tolerance for wild ideas has gotten higher: I'm prepared to entertain all kinds + of crazy ideas when it comes to a theory of consciousness. I think one thing we've learned is that + we're just not going to have a good theory of consciousness without a wild idea or two in there. If + you try to make it all common sense, it's just not going to work. But I think we've also learned we + can be rigorous at the same time (Chalmers, 2016b).
+
+
+

21. Implications

+
That's it. The explanations and theories on the Landscape of Consciousness—currently. They will + change.
+
As promised, I shall not adjudicate among them, rank them in some order, critique this or that. + Nor, should I try, would I have much confidence in my own, idiosyncratic views.
+
Scanning through all of them, this blizzard of explanations and theories, I respect but resist + Colin McGinn's old admonition: “The mystery persists. I think the time has come to admit candidly that + we cannot resolve the mystery” (McGinn, 1989).
+
We go on.
+
That's what it means to be human.
+
I'm asked by viewers of Closer To Truth why I don't take more stands and give more answers + to the big questions we pursue. I respond that if I knew, I'd tell—I'm keeping no secrets. Rather, + I've learned to luxuriate in the questions, with an agnosticism that is proactive and passionate. +
+
Now the fun part. I turn to implications of the explanations or theories of consciousness with + respect to four big questions: (i) ultimate meaning/purpose/value (if any); (ii) AI consciousness; + (iii) virtual immortality; and (iv) survival beyond death.
+
What can be said? Most must be speculative, of course, but some general principles might hold.68
+
+
+

22. Meaning/purpose/value

+
Under Materialism Theories (9) (philosophical, neurobiological, electromagnetic fields, + computational and informational, homeostatic and affective, embodied and enactive, relational, + representational, language, phylogenetic evolution), I'd be hard-pressed to rationalize any ultimate + meaning or purpose, and probably no ultimate value, but recognize the humanistic meaning, purpose and + value that we create for ourselves. None can explain this better than physicist Steven Weinberg. Near + the end of his early book on cosmology, he wrote the indelible line, “The more the universe seems + comprehensible, the more it also seems pointless” (Weinberg, 1977).
+
Some 30 years later, I asked Weinberg to reflect on his words. “Oh, I don't have any second + thoughts. I do think that as we've learned more and more about the universe, we've seen that there is + no point in nature. There is nothing in the laws of nature that refer to human beings. There's nothing + that gives us guidance. We do not discover that we are part of a cosmic drama in which we play a + central role” (Weinberg, 2006).
+
However, Weinberg reflected further: “But I did have a following paragraph. I said that [even] if + we don't find a point in nature, we can at least make a point for ourselves. We can love each other + and find beauty in things. And one of the things that gives point to some of our lives is the process + of discovering nature, discovering the laws of nature. But whatever point there is, it is one that we + have to give to ourselves.” (I've said on Closer To Truth that if I were God, Steven Weinberg + would be my prophet.)
+
By contrast, almost all Dualism (15) and Idealism (16) theories offer some kind of ultimate + meaning/purpose/value (countless variations are imagined and on offer). Non-Reductive Physicalism + (10), Panpsychism (13), many Monisms (14), and some Quantum Theories (11) sit in the middle, with + possible ultimate meaning/purpose/value. John Leslie's theory of why there is a universe, not a blank, + has “Value” as its heart (Leslie, 2013). Non-Reductive Physicalism + is taken up by some Christian philosophers who see God's purpose working toward a resurrection of the + dead, not toward a post-mortem heaven or hell (with no immediate state between moment of death and + moment of resurrection).
+
While Anomalous and Altered States theories distribute their support among Dualism, Quantum, and + Monism theories, they all envision an expanded reality with potential for new kinds or levels of + meaning, and almost all give credence to some kind of life or state of consciousness after death. +
+
Integrated Information Theory may be the subtlest to interpret in that while its measurement and + analysis of consciousness convey no ultimate meaning/purpose/value, its speculative, innumerable nth + dimensional structures, each a conscious percept, is sufficiently novel to suspend judgment.
+
+
+

23. Artificial intelligence (AI) consciousness

+
Whether artificial intelligence (AI) can be or become conscious, while long a question, has burst + into public discourse—due to the sudden impact of large language models such as ChatGPT, Gemini, and + others. AI consciousness has become a serious matter of global concern. The question has vast social, + moral and perhaps human-species-wide consequences.
+
A major multidisciplinary report, bringing together AI experts, philosophers, neuroscientists and + psychologists, argues for and exemplifies a rigorous and empirically grounded approach to AI + consciousness. The report surveys prominent scientific theories of consciousness, all of which are on + this Landscape, and derives “indicator properties” of consciousness, which are used to assess AI + systems. The conclusion is that no current AI system is conscious, but that there are no obvious + barriers to building AI systems that could be conscious (Butlin, 2023).
+
It must be stressed that the report's working hypothesis is computational functionalism, + the thesis that performing computations of the right kind is necessary and sufficient for + consciousness. The report adopts this hypothesis for pragmatic reasons: unlike rival views, it entails + that consciousness in AI is possible in principle and that studying the workings of AI systems can + assess whether they are likely to be conscious. Though indeed a mainstream position in philosophy of + mind, computational functionalism is challenged by diverse rivals on the Landscape.
+
To philosopher John Searle, computer programs can never have a mind or be conscious in the human + sense, even if they give rise to equivalent behaviors and interactions with the external world. In + Searle's famous “Chinese Room” argument, a person inside a closed space can use a rule book to match + Chinese + characters with English words and thus appear to understand Chinese, when, in fact, she does + not. (There is dispute about the validity of Searle's Chinese Room argument [Cole, 2023].)
+
Nonetheless, Searle argues that just because brain processes cause consciousness and intentionality + (aboutness) does not imply that only brains can be conscious. The brain is a biological machine, and + we might build an artificial machine that was conscious. Because we do not know how the brain + generates consciousness, Searle says, is the reason we are not yet in a position to know how to do it + artificially (Searle, 2007a, 2007b).
+
Rather, what Searle rejects is that a simulation of brain states, however detailed the + information and precise the representation, can achieve the subjective qualities of inner awareness. + What is required for consciousness, he says, is the same set or system of biological + processes that the brain uses (Searle, 2002; Proust, 2003).
+
Will it ever be possible, with hyper-advanced technology, for non-biological intelligences to be + conscious in the same sense that we are conscious? Can computers have ‘inner experience’?69
+
“It's like the question, ‘Can a machine artificially pump blood as the heart does?” Searle + responds. “Sure it can—we have artificial hearts. So, if we can know exactly how the brain causes + consciousness, down to its finest details, I don't see any obstacle, in principle, to building a + conscious machine. That is, if you knew what was causally sufficient to produce consciousness in human + beings and if you could have that [mechanism] in another system, then you would produce consciousness + in that other system. Note that you don't need neurons to have consciousness. It's like saying you + don't need feathers to fly. But to build a flying machine, you do need sufficient causal power to + overcome the force of gravity” (Searle, 2007b.).
+
Searle cautions: “The one mistake we must avoid is supposing that if you simulate it, you duplicate + it. A deep mistake embedded in our popular culture is that simulation is equivalent to duplication. + But of course it isn't. A perfect simulation of the brain—say, on a computer—would be no more + conscious than a perfect simulation of a rainstorm would make us all wet.”
+
Robotics professor/entrepreneur Rodney Brooks agrees that consciousness can be created in + non-biological media, but disagrees on the nature of consciousness itself. “There's no reason we + couldn't have a conscious machine made from silicon,” he said. Brooks's position derives from his view + that the universe is mechanistic and that consciousness, which seems special, is an illusion. We “fool + ourselves,” he says, into “thinking our internal feelings are so unique.” (Brooks, 2011).
+
AI expert Joscha Bach is bullish on AI consciousness, in part, because his theory (9.2.10) treats + “consciousness as a memory instead of an actual sense of the present”—which he says “resolves much of + the difficulty for specifying an AI implementation of consciousness: it is necessary and sufficient to + realize a system that remembers having experienced something, and being able to report on that memory” + (Bach, 2019).
+
Can we ever really assess consciousness? “I don't know if you're conscious. You don't know if I'm + conscious,” says neuroscientist Michael Graziano. “But we have a kind of gut certainty about it. This + is because an assumption of consciousness is an attribution, a social attribution. And when a robot + acts like it's conscious and can talk about its own awareness, and when we interact with it, we will + inevitably have that social perception, that gut feeling, that the robot is conscious …. But can you + really ever know if there's ‘anybody home’ internally, if there is any inner experience?” he + continues. “All we do is compute a construct of awareness” (Graziano, 2014).
+
Inventor and futurist Ray Kurzweil believes that “we will get to a point where computers will + evidence the rich array of emotionally subtle behaviors that we see in human beings; they will be very + intelligent, and they will claim to be conscious. They will act in ways that are conscious; they will + talk about their own consciousness and argue about it just the way you and I do. And so the + philosophical debate will be whether or not they really are conscious—and they will be participating + in the debate” (Kurzweil, 2007).
+
Kurzweil argues that assessing the consciousness of other (possible] minds is not a scientific + question. “We can talk scientifically about the neurological correlates of consciousness, but + fundamentally, consciousness is this subjective experience that only I can experience. I should talk + about it only in first-person terms—although I've been sufficiently socialized to accept other + people's consciousness. There's really no way to measure the conscious experiences of another entity … + But I would accept that these non-biological intelligences are conscious. And that'll be convenient, + because if I don't, they'll get mad at me.”
+
Physiological psychologist Warren Brown stresses “embodied cognition, embodied consciousness,” in + that “biology is the richest substrate for embodying consciousness.” But he doesn't rule out that + consciousness “might be embodied in something non-biological.” On the other hand, Brown speculates, + “consciousness may be a particular kind of organization of the world that just cannot be replicated in + a non-biological system” (Brown, 2014).
+
“I am a functionalist when it comes to consciousness,” says neuroscientist Christof Koch. "As long + as we can reproduce the same kind of relevant relationships among all the relevant neurons in the + brain, I think we will have recreated consciousness. The difficult part is, what do we mean by + ‘relevant relationships?’ Does it mean we have to reproduce the individual motions of all the + molecules? Unlikely. It's more likely that we have to recreate all the relevant relationships of the + brain's synapses and the brain's wiring (the ‘connectome’) in a different medium, like a computer. If + we can do all of this reconstruction at the right level, this entity, this software construct, would + be conscious” (Koch, 2012c).
+
Koch stresses that “experience” requires new, perhaps radical, scientific thinking. “You need to + expand the traditional laws of physics. In physics there is space, time, energy, mass. Those by + themselves are sufficient to explain the physics of the brain. The brain is subject to the same laws + of physics as any other object in the universe. But in addition, there is something else. There is + experience. The experience of pain. The experience of falling in love. And to account for experience, + you need to enhance the laws of physics.”
+
In the context of Integrated Information Theory, would Koch be comfortable with nonbiological + consciousness? “Why should I not be? Consciousness doesn't require any magical ingredient.”
+
Over the years, Koch has refined his views. Against the grain, he says, “integrated + information theory radically disagrees with this functionalist view. It argues from first principles + that digital + computers can (in principle) do everything that humans can do, eventually even faster and + better. But they can never be what humans are. Intelligence is computable, but consciousness is not. + This is not because the brain possesses any supernatural properties. The critical difference between + brains and digital computers is at the hardware level, where the rubber meets the road—that is, + where action potentials are relayed to tens of thousands of recipient neurons versus packets of + electrons shuttled back and forth among a handful of transistors.” Koch primary point is that “the + integrated information of digital computers is negligible. And that makes all the difference. It + means that these machines will never be sentient, no matter how intelligent they become. + Furthermore, that they will never possess what we have: the ability to deliberate over an upcoming + choice and freely decide” (Koch, 2024, p. 20).
+
Theist philosopher Richard Swinburne says, “I don't see that it is in the least implausible + that a 'radically separate, non-physical substance' could come into existence as a result of a + non-biological process. There might be some law of nature stating that all sufficiently complicated + computer-like systems become conscious. But the problem is that the law could not state which + conscious being they would become, out of the innumerable possible individual conscious beings they + might become. And that, in my view, also applies to organisms produced by normal processes—there may + be a law determining that a person with a certain character emerges as a result of fertilization + of an egg, but the law could not determine which person that was; for the simple reason that laws + deal with the causation of states of affairs of certain kinds by other states of affairs of certain + kinds; and given that a duplicate of me isn't necessarily me, no law of nature could determine that + I would have been born from my actual parents” (Swinburne, 2016).
+
Now, for each of the categories of explanations of consciousness, a conjecture: In which could AI + become conscious?
+
Materialism Theories (9): Sure. For Materialism Theories (with all its subcategories) to be + consistent, AI consciousness must be in principle absolutely sure. There is no possibility that, given + materialism, AI consciousness would be forbidden. If one argues that consciousness must be embodied, + fine, then materialism will build a body. Remember, we are speaking in ultimate principle, not in + current practice, and there are no time limits. (Dehaene, Lau and Kouider assert that to build + machines that are conscious, novel machine architectures must be based on information-processing + computations similar to those of the human brain, especially global workspace and higher-order + theories [Dehaene et al., 2017].)
+
If materialism explains consciousness entirely (without residue), then it would be certainly true + that non-biological intelligences with super-strong AI would eventually have the same kind of inner + awareness that humans do. Moreover, as AI would break through the singularity and become vastly more + sophisticated than the human brain, it would likely express forms of consciousness higher than we + today can even imagine. Though some speculatively reject that AI could ever become conscious (e.g., Reber, 2016; Reber, 2018), if one takes a hard-core + physicalist position, an immutably skeptical outlook may not be warranted (and may not be coherent). +
+
To the degree that language affects the deep essence of consciousness, this would make AI + consciousness more likely, given the exponential advances in AI language development. But language per + se is certainly not sufficient and likely not necessary.
+
Non-Reductive Physicalism (10). If Non-Reductive Physicalism is true, then it would be + almost certainly true that non-biological intelligences could eventually be conscious—although the + independent reality of mental states attenuates (slightly, unpredictably) the likelihood of inner + awareness—an argument that is itself countered by functionalism (if functionalism is true). However, + if strong emergence and top-down causation were required, then both would have to be enabled in + creating AI consciousness, a process that would require two orders of complexity (i.e., strong + emergence and top-down causation as real phenomena, and then their artificial creation).
+
Quantum Theories (11). If quantum mechanics is the key to consciousness, with its + exponential amplification of processing power and its vast parallel pathways working simultaneously, + Quantum Theories would be the lead category for generating AI consciousness. The one caveat, a + practical but not an in-principle obstacle, would be the physical constraints of manipulating myriad + quantum states, with their inherent indeterminacies + and environmental sensitivities, making the technology even more daunting. However, the technology + is accelerating with fervor and so if AI consciousness is to happen, by design or by default, + Quantum Theories is likely how and where it will happen.
+
Integrated Information Theory (12). If consciousness requires an independent, non-reducible + feature of physical reality—say, IIT's “qualia space”—then it would remain an open question whether + non-biological intelligences could ever experience true inner awareness. (It would depend on the deep + nature of the consciousness-causing feature in qualia space, and whether this feature could be + controlled by technology.)
+
Panpsychisms (13). If panpsychism explains consciousness such that proto-consciousness is a + non-reducible property of every elementary physical field and particle, then it would seem likely that + AI could experience true inner awareness (because consciousness would be an intrinsic part of the + fabric of reality). Panpsychism introduces more complexity than does materialism because panpsychism + must solve its combination problem (but this problem must be solved anyway in order for panpsychism to + be the winning theory). In addition, AI consciousness under panpsychism turns on whether the + micropsychic aspects can be manipulated by advanced technology.
+
Monisms (14). Monisms, almost by definition, should pose no problem for AI consciousness, as + everything everywhere is the same stuff. A possible exception would be if God or something like God + (if it exists) were involved.
+
Dualisms (15). The major holdout to AI consciousness, as I see it (at this particular + moment), would be if dualism were true and consciousness requires a radically separate, nonphysical + substance not causally determined by the physical world. It would then seem impossible that + non-biological intelligences, no matter how super-strong their AI, could ever experience true inner + awareness, at least the varieties of dualism where God or something like God was doing the creating + and/or allocating. Emergent dualism, where unfathomable but conceivable psychophysical laws generate + “souls” (or nonphysical components) based on certain principles of physical complexity, would be an + exception and could generate AI consciousness almost as surely as materialism, though requiring this + extra process.
+
Idealisms (16). As Idealism holds that everything everywhere is already consciousness in + some primitive sense, that fundamental consciousness is ultimate reality, then anything could be (or + is) conscious (whatever that may mean), including non-biological entities. However, the question turns + on how fundamental consciousness would be related to personal consciousness, and if so, could even + maximally advanced technology manipulate it? (Idealist philosopher Bernardo Kastrup, also a computer + scientist, says “Conscious AI is a fantasy,” though for reasons based mostly on current concepts of + computers [Kastrup, 2023].)
+
Anomalous and Altered States Theories (17). Because Anomalous and Altered States theories of + consciousness require “something” beyond, or in addition to, materialism, that “something” would ipso + facto need to generate AI consciousness. While unknowable practically, it does not seem an + insurmountable barrier conceptually. For example, it could be the case that when a system is of a + sufficient kind of complexity it “automatically” taps into the “grid,” as it were, of another realm of + reality. Alternatively, Anomalous and Altered States theories may simply be taken, by their adherents, + as evidence of Quantum, Dualism or Idealism theories, in which case the theory of choice would + determine the possibility of AI consciousness.
+
To summarize, in assessing AI consciousness, here are my (tentative) conclusions for each category: + Materialism Theories: Yes. Non-Reductive physicalism: Likely. Quantum Theories: Yes (the lead + category). Integrated Information Theory: Uncertain. Panpsychism: Probably. Monism: Likely (some). + Dualism: No (mostly). Idealism: Likely. Anomalous and Altered States Theories: Possibly.
+
I agree that after super-strong AI exceeds some threshold, science could never distinguish, not + even in principle, actual inner awareness from apparent inner awareness. But I do not agree with what + often follows: that this everlasting uncertainty about inner awareness and conscious experience in + non-biological entities makes the question irrelevant. I think the question remains maximally + relevant.
+
In all aspects of behavior and communications, these non-biological intelligences, such as + super-strong AI robots, would seem to be equal to (or, more likely, superior to) humans. But if + super-strong AI robots did not, in fact, have the felt sense of inner experience, they would be + “zombies” (“philosophical zombies”), externally identical to conscious beings, but with no mental + content, nothing inside. Moreover, this difference between super-strong AI being conscious and merely + appearing conscious would become even more crucial if, by some objective standard, humanlike inner + awareness conveys some kind of “intrinsic worthiness” with moral rights and privileges.
+
Consider cosmos-colonizing robots driven by super-strong AI. The stark dichotomy between conscious + and non-conscious entities elicits a probative question about self-replicating robots, which, unless + we destroy ourselves or our planet, will eventually colonize the cosmos. Post-singularity, would + super-strong AI robots without inner awareness be in all respects as powerful as super-strong AI + robots with inner awareness, and in no respects deficient? That is, are there kinds of cognition that, + in principle or of necessity, require true inner felt experience?
+
Moreover, would conscious galaxy-traversing robots, with true inner felt experience, represent a + higher form of intrinsic worthiness and absolute value? I can argue that unless our robotic probes + were literally conscious, even if they were to colonize every object in the universe, the absence of + inner felt experience would mean a diminished intrinsic worth, and, by extension, a diminished + universe. For assessing the profound nature and value of robotic probes colonizing the cosmos, for + assessing what it means to colonize the cosmos, the question of consciousness is axial.
+
+
+

24. Virtual immortality

+
Virtual immortality is the theory that the fullness of our first-person mental selves (our “I”) can + be uploaded with first-person perfection to non-biological media, so that when our mortal bodies die + and our brains dissolve, our mental selves will live on. I am all for virtual immortality and I hope + it happens (rather soon, too). Alas, I don't think it will (not soon, anyway). I'd deem it almost + impossible for centuries, if not millennia. Worse, virtual immortality could wind up being absolutely + impossible, forbidden in principle.
+
This is not the received wisdom of optimo-techno-futurists, who believe that the exponential + development of technology in general, and of AI in particular (including the complete digital + duplication of human brains), will radically transform humanity through two revolutions. The first is + the “singularity,” when AI will redesign itself recursively and progressively, such that it will + become vastly more powerful than human + intelligence. The second, they claim, will be virtual immortality.
+
Virtual immortality would mark a startling, transhuman world that optimo-techno-futurists envision + as inevitable in the long run and perhaps just over the horizon in the mid run. They do not question + whether their vision can be actualized; they only debate when it will occur, with estimates ranging + from several decades to a century or so.
+
I'm skeptical. I think the complexity of the science is wildly unappreciated, and, more + fundamentally, I challenge the philosophical foundation of the claim. Consciousness is the elephant in + the room, though many refuse to see it. They assume, almost as an article of faith, that super-strong + AI (post-singularity) will inevitably be conscious (perhaps ipso facto). They may be correct, but to + make that judgment requires an analysis that is surely multifaceted and, I suspect, likely + inconclusive.
+
Whatever consciousness may be, it determines whether virtual immortality in the strong sense of + true first-person survival is even possible. That's why, here, to assess prospects of virtual + immortality, I do so in the context of the Landscape's diverse categories of the explanations or + theories of consciousness.
+
First, however, there are two other potential obstacles to virtual immortality. I consider them + briefly. One is sheer complexity. What would it take to duplicate the human brain such that our + first-person inner awareness, and all that it entails, would be not only indistinguishable from the + original but actually identical to it?
+
Consider some (very) rough data for the human brain: about 86 billion neurons; 500 to 1,000 + trillion synapses; about 40–130 billion glial cells + (traditionally assumed limited to metabolic support for neurons, now shown also to participate in + brain functions); up to 1,000 moments or “buckets” per second on every neuron for positioning action + potentials (the electrical sparks of information in neurons); 50 billion proteins per neuron (some of + which form memories); innumerable 3-dimensional structural forms for proteins and their geometric + interactions; various extra-cellular molecules (some of which are involved in brain functions). The + list goes on.
+
How much of all of this complexity is required for total virtual duplication such that the mental + fullness of the original person can be said to exist? Who knows?
+
Granted, much of the brain is not needed for consciousness and its contents; much of the machinery + of the brain is metabolic. The bodily control mechanisms, such as regulating breathing, heart rate and + digestion would be of no value in non-biological substrates. On the other hand, several theories of + consciousness suggest that bodily sense is needed for normal cognition (e.g., 9.6, Embodied and + Enactive Theories).
+
Take all the brain data together and consider all possible combinations and permutations that work + to generate the more than 100 billion distinct human personalities who have ever lived (each of whom + has distinct states from moment to moment over decades of life). I hesitate to estimate the number of + specifications that would be required. How could all these be accessed non-invasively, in sufficient + detail, in real time, and simultaneously? The technologies exceed my imagination. But in principle, + they are possible.
+
A second potential deterrent to virtual immortality is quantum mechanics, the inherent indeterminacies + that could make creating a perfect mental duplicate problematic or even impossible. After all, if + quantum events (like radioactive decay) are in principle non-predictable, how then would it be + possible to duplicate a brain perfectly?
+
But quantum indeterminacies exist everywhere, in bricks just as well as in brains, so its special + applicability to brain function, and hence to virtual immortality, is questionable. The crux of the + issue is at which level in the hierarchy of causation, if any, does quantum mechanics make necessary + contributions to brain function and to consciousness? (11). Certainly, the vast majority of + neuroscientists think quantum mechanics works only at bedrock levels of fundamental physics, way too + low to play any special role at the higher levels where brains function and minds happen.
+
This means that while the sheer complexity of the brain would deter virtual immortality, and the + indeterminacy of quantum mechanics might be an insurmountable obstacle to perfect duplication, the + former would only delay its advent while the latter is probably not relevant. This leaves theories of + consciousness—that same elephant in the room—which optimo-techno-futurists ignore as they plan their + virtual afterlife.
+
This section on Virtual Immortality follows from the previous section on AI Consciousness. It is my + conjecture that unless humanlike, first-person inner awareness can be created in AI-empowered + non-biological intelligences, uploading one's neural patterns and pathways, however complete, could + never preserve the original, first-person mental self (the private “I”) and virtual immortality would + be impossible. To the extent that the case for AI consciousness can be made, the case for virtual + immortality strengthens. To the extent that the case for AI consciousness is weak, the case for + virtual immortality weakens. AI consciousness is a necessary but not sufficient condition for virtual + immortality. In other words, virtual immortality requires the same basic conditions as does AI + consciousness, but then must add (unknown) orders of magnitude of greater constraints and complexity. +
+
What about well-known thought experiments where each neuron is replaced, one at a time, by silicon + chips that are perfect replicators. Everyone would agree that replacing one neuron (of 86 billion) + would not change phenomenal consciousness. What about replacing one billion neurons? Ten billion? All + of them? Would consciousness gradually fade and wink out? Or disappear all at once (unlikely)? Or not + change at all?
+
John Searle, who also used the silicon chip replacement thought experiment, thinks that “as the + silicon is progressively implanted into your dwindling brain, you find that the area of your conscious + experience is shrinking, but that this shows no effect on your external behavior” (Searle, 1992). David Chalmers, who uses + “fading qualia” to probe consciousness, thinks silicon replacement would not change phenomenology (Chalmers, 1995a). Michael Tye, who + offers four possibilities for what could happen to both phenomenology and belief, thinks that neither + would change (Tye, 2019). Ned Block thinks + phenomenology depends on the nature of our biological machinery (Block, 2023). I think theory of + consciousness matters.
+
In my view, the silicon replacement thought experiment poses another hurdle for virtual + immortality. Unless Chalmers and Tye are correct that there would be no change, virtual immortality + would be impossible.
+
Philosopher of mind and AI Susan Schneider warns would-be mind uploaders that “If one opts for + patternism, enhancements like uploading are not really ‘enhancements’; they can even result in death.” + Patternism, she says, is based on the computational theory of mind (9.4), which explains “cognitive + and perceptual capacities in terms of causal relationships between components, each of which can be + described algorithmically.” One common metaphor is that “the mind is a software program: That is, the + mind is the algorithm the brain implements.” Upload the software, you upload the mind? Not so fast. + Personal identity, Schneider says, requires “spatiotemporal continuity,” such that any uploaded entity + would not be your first-person self. It would be an “android,” she says, “an unwitting imposter.” (Schneider, 2019a, 2019b).
+
According to Christof Koch, “Mind-uploading will only be achievable if computational + functionalism, the metaphysical assumption that computations, executed on a computer, are sufficient + for consciousness, holds. In this view, consciousness is simply a question of discovering the right + algorithm. Under a different metaphysical assumption, consciousness cannot be achieved by mere + computation as it is a structure associated with the physics of complex systems. If this is how + reality is structured, then uploading a ‘mind’ to a digital + computer will end up with a deep fake: all action without what we hold most precious, + subjective experiAs noted, virtual immortality ence” (Koch, 2024, p. 19; 12).
+
As noted, virtual immortality is a large leap beyond AI consciousness, in that AI consciousness + creates a new locus of consciousness whereas virtual immortality must not only create a new locus of + consciousness, it must also reproduce with exquisite perfection a prior locus of consciousness. This + is why virtual immortality would require far more advanced technology, the acquisition of which could + take centuries if not millennia or longer.
+
Whether virtual immortality is even possible has never changed, of course; always it has been + determined or constrained by the unchanging, actual explanation or theory of phenomenal consciousness. + We assess for each category.
+
Materialism Theories (9). If Materialism Theories explain consciousness entirely (without + remainder), then our first-person mental self would be uploadable and virtual immortality would be + attainable. The technology would take hundreds or thousands of years—not decades as + optimo-techno-futurists expect—but, barring human-wide catastrophe, virtual immortality would happen. + There is no in-principle prohibition.
+
If epiphenomenalism is true, then it is highly likely that virtual immortality would be attainable. + The inert “foam” of consciousness should have little impact.
+
To the degree that Language affects the deep essence of consciousness would make Virtual + Immortality more likely, given the exponential advances in AI language development—but it would still + be only a first step.
+
Relational and Representational Theories, if true, could guide research and facilitate the + technology for virtual immortality.
+
Non-Reductive Physicalism (10). If Non-Reductive Physicalism explains consciousness, then it + is also highly likely that virtual immortality would be attainable. The causative power of mental + states should not affect virtual immortality because a perfect duplication of the physical states + would ipso facto produce a perfect duplication of the mental states. But if there were some strong + emergence and/or top-down causation required, then those would also have to be duplicated in the + upload.
+
Quantum Theories (11). If Quantum Theories are the mechanism of consciousness, then it is + likely that virtual immortality would be attainable, because quantum mechanics is governed by highly + predictable regularities, although the technology to do so would be more challenging. However, the + indeterminacies, intrinsic probabilistics and strangeness of quantum physics add a degree of + uncertainty that cannot be evaluated. The test, as with all potential causes of consciousness, is + whether advanced technology can manipulate and control the cause of consciousness, and do so + comprehensively and precisely and without meaningful error. The quantum nature of consciousness, if + true, would introduce unpredictability and perhaps undermine perfect duplicability. For this reason, + quantum theories, compared to other theories of consciousness, would have relatively less success in + enabling virtual immortality than in generating AI consciousness (which is not to say it can do + either).
+
Stuart Hameroff thinks it is possible that “your consciousness can be downloaded into some + artificial medium as the singularity folks have been saying for years, but without any progress + whatsoever.” Referencing his and Roger Penrose's Orch OR theory of quantum conscious (11.1), + Hameroff says, “It could happen in an alternative medium that has the proper properties,” he said, + “perhaps artificial nanotubes + made of carbon fullerenes. + [Creating consciousness in non-biological media] can be done as long as you have enough mass + superposition to reach threshold in a reasonable time” (Hameroff et al., 2024).
+
Integrated Information Theory (12). If phenomenal consciousness requires an independent, + non-reducible feature that may take the form of a radically new structure or organization of reality, + perhaps a different dimension of reality—as IIT postulates—then virtual immortality could be possible, + but it would be remain an open question whether our first-person mental self could be uploaded. As we + do not understand this consciousness-causing structure, we could not now know whether it could be + manipulated by technology, no matter how advanced. If this qualia space could be directed by + activities in the brain, with predictable regularities, then virtual immortality would be more likely. +
+
Whereas many neuroscientists assume that whole brain duplication can achieve, ultimately, virtual + immortality, Tononi and Koch do not grant to a digital simulacrum the same consciousness we grant to a + fellow human. According to IIT, they say, “this would not be justified, for the simple reason that the + brain is real, but a simulation of a brain is virtual.” Consciousness is a fundamental property of + certain physical systems, those that require having real cause–effect power, specifically the power of + shaping the space of possible past and future states in a way that is maximally irreducible + intrinsically.” Therefore, they conclude, “just like a computer simulation of a giant star will not + bend space–time around the machine, a simulation of our conscious brain will not have consciousness” + (Tononi and Koch, 2015). What would most + likely happen, Tononi says, is, “you would create a perfect ‘zombie’—somebody who acts exactly like + you, somebody whom other people would mistake for you, but you wouldn't be there” (Tononi, 2014c).
+
Panpsychisms (13). If Panpsychism is true and consciousness is an irreducible property of + each and every elementary physical field and particle, then it would seem probable that our + first-person mental self could be uploaded. There would be two reasons: (i) consciousness would be an + intrinsic part of the fabric of reality, and (ii) there would be regularities in the way particles + would need to be aggregated to produce consciousness—and if there are such regularities, then advanced + technologies could learn to control them. But the question turns, again, on whether the micropsychic + forces could be harnessed and manipulated by super-advanced technology, as can physical forces of + fundamental physics (with varying degrees of difficulty and precision).
+
Monisms (14): As with AI consciousness, monism's single-stuff reality should enable virtual + immortality—again, unless God or something like God (if it exists) were involved.
+
Dualisms (15). If Dualism is true and consciousness requires a radically separate, + nonphysical substance not causally determined by the physical world, then it would seem impossible to + upload our first-person mental self by duplicating the brain, because a necessary cause of our + consciousness, this nonphysical component, would be absent. (An exception, again, would be Emergent + Dualism [15.9], where unknown psychophysical laws would generate “souls” or nonphysical components + “automatically.” But whether the same radically-unknown psychophysical laws would work equally well + for virtual consciousness as for brain-based consciousness is a further complexity.)
+
Idealisms (16). If consciousness is ultimate reality, then consciousness would exist of + itself, primitive, without any physical prerequisites. But would the unique, comprehensive pattern of + a complete physical brain (derived, in this case, from consciousness) favor a duplication of a + specific segment of the cosmic consciousness (i.e., our unique first-person mental self)? It's not + clear, in Idealism's case, whether uploading would make much difference (or much sense). But, again, + like AI consciousness under Idealism, virtual immortality under Idealism would turn on whether + hyper-technology, maximally advanced, could harness and manipulate Idealism's fundamental + consciousness. I can argue both sides: on the one hand, we are already composed of the same + consciousness, so duplication is facilitated; on the other hand, the probability of being able to + manipulate fundamental consciousness does not feel high.
+
Anomalous and Altered States Theories (17). As with AI consciousness, because Anomalous and + Altered States theories of consciousness require “something” beyond, or in addition to, materialism, + that “something” would be necessary but not sufficient to enable virtual immortality. However, given + that almost every Anomalous and Altered States theory of consciousness already has ample (theoretical) + resources to provide its own form or forms of immortality (supposedly), virtual immortality under + Anomalous and Altered States theories would seem moot. After all, if you get the “real thing,” why + worry about “virtual?”
+
To summarize, in pursuit of virtual immortality, here are my (tentative) conclusions for each + category of theories of consciousness. Materialism Theories: Yes. Non-Reductive Physicalism: Likely. + Quantum Theories: Probably (with uncertainty). Panpsychism: Probably. Monism: Likely (some). Dualism: + No (mostly). Idealism: Likely. Anomalous and Altered States theories: Not needed.
+
Any theory, of course, would need to take on board all the brain-based complexities noted earlier, + much underappreciated by optimo-techno-futurists.
+
In trying to distinguish among these alternative theories of consciousness, and thus assess the + viability of virtual immortality, I am troubled by a simple observation. Assume that a perfect + duplication of my brain does, in fact, generate my first-person consciousness—which is the minimum + requirement for virtual immortality. This would mean that my first-person self and personal awareness + could be uploaded to a new medium + (non-biological or even, for that matter, a new biological body). But here's the problem: If “I” can + be duplicated once, then I can be duplicated twice; and if twice, then an unlimited number of times. +
+
What happens to my current first-person inner awareness? What happens to my “I”? Assume I do the + duplication procedure and it works perfectly—say, five times. Where is my first-person inner awareness + located? Where am I? Each of the five duplicates would state with indignant certainty that he is + “Robert Kuhn,” and no one could dispute any of them. (For simplicity of the argument, physical + appearances of the clones are neutralized.) Inhabiting my original body, I would also claim to be the + real “me,” but I could not prove my priority. (David Brin's novel Kiln People is a thought + experiment about “duplicates,” and personal identity [Brin, 2003].)
+
I'll frame the question more precisely. Compare my inner awareness from right before to right after + the duplication process. Will I, the original, feel or sense differently? Here are four duplication + scenarios, with their implications:
    +
  • 1. +
    I do not sense any difference in my first-person awareness. This would mean that the five + duplicates are like super-identical twins—they are independent conscious entities, such that + each, after his creation, begins instantly to diverge from the others. This would imply that + consciousness is the local expression or manifestation of a set of physical factors or + patterns. (An alternative explanation would be that the duplicates are zombies, with no inner + awareness—a charge, of course, they would angrily deny.)
    +
  • +
  • 2. +
    My first-person awareness suddenly has six parts—my original and the five duplicates in + different locations—and they all somehow merge or blur together into a single conscious frame, + the six conscious entities fusing into a single composite (if not coherent) “picture.” In this + way, the unified effect of my six conscious centers would be like the “binding problem” on + steroids.70 This could mean that + consciousness has some kind of overarching presence or a kind of supra-physical structure. +
    +
  • +
  • 3. +
    My personal first-person awareness shifts from one conscious entity to another, or + fragments, or fractionates. These states are logically (if remotely) possible, but only, I + think, if consciousness would be an imperfect, incomplete expression of evolution, devoid of + deep grounding.
    +
  • +
  • 4. +
    My personal first-person awareness disappears upon duplication; although each of the six + (five plus original) claims to be the original and really believes it, in fact none is. (This, + too, would make consciousness even more mysterious.)
    +
  • +
+
+
For my money (or my life), I'd bet on Scenario 1. But if Scenario 1 is correct, then have “I,” the + original “I,” achieved virtual immortality? No. I have a bunch of super-identical twins, an enlarged + family, but no virtual immortality for “me.”
+
Suppose, after the duplicates are made, the original (me) is destroyed. What then? Almost certainly + my first-person awareness would vanish, although each of the five duplicates would assert unabashedly + that he is the real “Robert Kuhn” and would advise, perhaps smugly, not to fret over the deceased and + discarded original.
+
There's a further implication of virtual immortality, and an odd one, relating to the possibility + that super-strong AI, cosmos-colonizing robots could become conscious (see previous section). I can + make the case that such galaxy-traveling, consciousness-bearing entities could include you—yes, + you!—your first-person inner awareness exploring the cosmos virtually and (almost) forever. Here's the + argument. If AI consciousness and virtual immortality are possible, then human first-person + consciousness and personality can be uploaded (ultimately) into space probes and we ourselves + can colonize the cosmos!
+
If virtual immortality is possible, I'd see no reason why we couldn't choose where we would like + our virtual immortality to be housed, and if we choose a cosmos-colonizing robot, we could experience + the galactic journeys through robotic senses (while at the same time enjoying our virtual world, + especially during those eons of dead time traveling between star systems).
+
At some time in the (far) future, scientists will likely assure us that the technology is up and + running. If I were around, would I believe the scientists and upload my consciousness? Moreover, + entranced by what I assume will be AI-enhanced commercial advertisements, + would I select a cosmos-colonizing robot as my medium of storage so that I could spend my virtual + immortality touring the galaxy? I might, if only I'd be confident that a theory of consciousness that + allows duplication is true and that the duplication procedure would not affect my first-person mental + self one whit. (I sure wouldn't let them destroy the original, though the duplicates may call for it.) +
+
So, while all the duplicates wouldn't feel like me (as I know me), I'd kind of enjoy sending + “Robert Kuhn” out there exploring star systems galore.
+
There's more. If my consciousness is entirely physical and can be uploaded without degradation, + then it can be uploaded without degradation to as many cosmos-colonizing robots as I'd like—or can + afford. It gets crazy. Which makes me think there is something irreparably wrong with duplicates in + specific and perhaps with virtual immortality in general.
+
Whether non-biological entities such as robots can be conscious, or not, presents us with two + disjunctive possibilities, each with profound consequences. If robots can never be conscious, then + there may be a greater moral imperative for human beings to colonize the cosmos. If robots can be + conscious, then there may be less reason for humans, with our fragile bodies, to explore space—but + your personal consciousness could be uploaded into cosmos-colonizing robots, probably into innumerable + such galactic probes, and you yourself (or your mental clones) could colonize the cosmos.
+
My intuition, for what it’s worth, is that it’s all a pipedream. I deem virtual immortality for my + first-person inner awareness to be not possible as a practical matter (given any hyper-technology), + and perhaps to be never possible in principle. Does this commit me to a form of dualism? I'm not + comfortable with the pigeonhole. But confident in my conclusion, I am not.
+
While in the (far) future, we may find a way to convince ourselves that duplication really works, + for me for now, I'm convinced of only this: Virtual immortality, like AI consciousness, must face the + explanations and theories on the Landscape of Consciousness.
+
+
+

25. Survival beyond death

+
This section is somewhat repetitive. The reason is not just because there is absence of real + knowledge about survival beyond death, which is obvious (to some), but also because what follows from + each explanation or theory of consciousness with respect to survival is reasonably clear (even if, in + some cases, ambiguous).
+
Materialism Theories (9). Death of the brain and body is death of the person, irrevocable + and permanent non-existence. The conventional-wisdom way to maintain post-mortem, first-person + subjectivity under Materialism Theories would be virtual immortality via hyper-advanced technology + (see the previous section). Another possibility comes from the four-dimensional block universe + interpretation of fundamental physics (the fourth dimension being time). As Albert Einstein wrote to + the family of his friend, Michele Besso, who had just died: “Now he has departed this strange world a + little ahead of me. That signifies nothing. For us believing physicists, the distinction between past, + present and future is only a stubbornly persistent illusion.”
+
Generic Subjective Continuity (9.8.13). Naturalistic conceptions of consciousness, personhood, + and self, tied to a physicalist picture of consciousness dependent on the brain, would seem to make + it impossible, even ludicrous, to sustain the hypothesis that one's particular personal + consciousness survives the dissolution of the brain upon death. Nevertheless, some (Clark, T., 1994) have proposed that at + death we should anticipate not the onset of oblivion or nothingness, but the continuation of + consciousness—however, not in the context of the person who dies. Such “generic subjective continuity” + suggests that consciousness, albeit tied to specific physical instantiations, never finds itself + absent. One might stretch to find resonances with aspects of some Eastern eschatologies. (That this + may or may not be welcomed by those facing death—many of whom have the hope of first-person-continuity + life after death, and some of whom may prefer the onset of oblivion, not the continuation of + experience in other contexts—is way beyond the scope of this Landscape.)
+
Non-Reductive Physicalism (10). Whereas death under Materialism/physicalism means total + extinction of mind and consciousness, under some forms of Non-Reductive Physicalism, with mind not + reducible, it is possible that God (if there is a God), or something like God, could bring the person + back to life, a radical process often labeled “resurrection” (10.3).
+
Quantum Theories (11). If consciousness comes about via specialized quantum processes, then, + at least superficially, death is still death as it is in materialism. However, looking deeper, the + strange, counterintuitive nature of quantum theory introduces the possibility of radically new levels + or realms of existence, such as the many-worlds interpretation and alternative world histories + selected by future events. It is still hard to imagine how any of this could provide first-person + survival beyond death to my inner “I” that feels and senses now.
+
Integrated Information Theory (12). If phenomenal consciousness requires a radically new + structure or organization of reality, perhaps a different dimension of reality, then what happens to + these inscrutable things cannot be imagined and their potential permanence in some sense cannot be + rejected. This does not mean that IIT espouses or even allows life after death. What it does is + highlight the mystery and importance of consciousness, which leaves the door to survival perhaps a + crack more open.
+
Panpsychisms (13). If all aspects of the world are infused with consciousness, then solving + the combination problem—how myriad microscopic panpsychic elements coalesce to form a macroscopic + consciousness—could enable novel ideas about what may happen when the process reverses, when the + macroscopic consciousness dissolves with the dissolution of the brain. It seems a long-long shot to + first-person survival, but for some kind of survival, not in principle impossible.
+
Monisms (14). Having one kind of fundamental stuff makes ultimate reality simpler, + suggesting perhaps that some kinds of monism may facilitate survival. For example, John Polkinghorne's + “dual-aspect monism” enables a resurrection.
+
Dualisms (15). With its nonphysical soul or spirit independent of the body being the “real + you,” dualism provides the clearest mechanism for survival beyond death. As such, dualism dominates + religious traditions and spiritual systems. In addition to resurrection (Abrahamic religions + of Judaism, Christianity, Islam) and reincarnation (Eastern traditions, especially Hinduism + and Buddhism), the vast majority of religious believers are sure that our individual soul or + first-person awareness will, post-mortem, immediately be resident in some other realm. Popularity does + not make truth, of course, but it is a data point. To reflect on dualism in reverse: If we knew + counterfactually that survival beyond death was indeed a true fact of the world, we would likely infer + that some kind of dualism is making it happen.
+
Idealism (16). Idealism allows survival beyond death because if everything fundamentally is + consciousness, and thus consciousness is the ground of all being, then a nexus between our individual + consciousnesses and the ultimate or cosmic consciousness can be readily imagined. (Parsimony is nice + but not dispositive.) Indeed, Eastern religions have survival as fundamental doctrine, usually in + forms and systems of reincarnation. However, survival under Idealism usually does not mean survival of + one's current first-person awareness, but rather some kind of consciousness expansion (Kastrup, 2016a, Kastrup, 2016b) or diffusion, like a + person's one drop of personal consciousness absorbed back into the infinite ocean of cosmic + consciousness from which it came. The issue of the afterlife in Indian philosophy is framed sharply by + the question whether we will “eat sugar” (maintain our first-person identity) or “be sugar” (absorbed + back into cosmic consciousness, lose our first-person identity) (Medhananda, 2023).
+
Anomalous and Altered States Theories (17). Survival beyond death of personal + consciousness in some form is a prime feature of Anomalous and Altered States theories. Almost all + categories of psi/paranormal (i.e., NDEs, OBEs, ESP, parapsychology, + past lives) have “life after death”—if not as its central doctrine (which some do), then at least + as a major aspect. Whether “communicating” with dead relatives in séances or “remembering” past + lives via hypnosis, + survival gets attention. In fact, survival is a main motivating reason why people are attracted to + psi/paranormal phenomena in the first place.
+
To summarize, in pursuit of survival beyond death, here are my (tentative) conclusions for each + category of theories of consciousness: Materialism: No, with possible exceptions for virtual + immortality and a four-dimensional block universe. Non-Reductive physicalism: Unlikely (possible + exception: resurrection). Quantum Theories: Maybe (even if so, it would be in formal, abstract ways of + uncertain meaning). Panpsychism: Unlikely (long shot). Monism: Unlikely (possible exception: + resurrection). Dualism: Yes, with first-person consciousness preserved. Idealism: Yes, with + first-person consciousness blurred or banished. Anomalous and Altered States theories: Yes. Generic + subjective continuity: No, but consciousness survives death in a generic, not a personal sense.
+
I remain eagerly though skeptically open to speculation. I won't fool myself.
+
+
+

26. Reflections

+
When I did my PhD in neurophysiology (mid-1960s), I felt somewhat embarrassed, as an apprentice + scientist, to be seen taking consciousness seriously. I'm now proud of it, though it's no longer + risky. There is today great interest in consciousness among scientists—some, in context of AI + potentially becoming conscious, calling the issue “urgent” (Lenharo, 2024).
+
I appreciate Christof Koch pioneering neural correlates of consciousness; David Chalmers + challenging conventional wisdom in philosophy of mind; and John Leslie, from whom I've learned much, + showing me new ways to think about ultimate matters. I admire two physicists who have long taken + consciousness seriously. Paul Davies suspects that the universe is “about” something and that + consciousness is no accident. Andrei Linde was advised to take the word “consciousness” out + of a cosmology manuscript so that fellow scientists wouldn't lose respect for him. Andrei responded, + “If I take ‘consciousness’ out, I'd lose respect for myself.”
+
Artist/philosopher Mariusz Stanowski, on seeing an early pre-proof of this paper, challenged my + statement that “whatever the ultimate explanation of consciousness, it is somewhere, somehow, embedded + in this Landscape of theories." He argues that “creativity is producing coherent structures/syntheses + as opposed to producing collections. Your article is such a collection of views on consciousness and + your comment doesn't change that. The solution lies outside this landscape.” (Stanowski's own “theory + of contrasts” offers “direct contact with reality” where coherent structures are built from simple + elements, gradually increasing in complexity,” such that “complexity means integration, value and + goodness” [Stanowski, 2021]).
+
To be clear, I am not saying that the ultimate theory is already here on the + Landscape, hidden in plain sight, but rather whatever the ultimate theory turns out to be, its + fundamental elements could be categorized according to Landscape structure, with family + resemblances to some current theories.
+
I turn again to Jerry Fodor and his pithy appraisal of consciousness theories: “Nobody has the + slightest idea how anything material could be conscious. Nobody even knows what it would be like to + have the slightest idea about how anything material could be conscious” (Fodor, 1992).
+
Scanning the Landscape, I'd like to say we have progressed. I'm not sure I can.
+
Those who write about consciousness like to quote, with bemused irony, psychologist Stuart + Sutherland's cautionary words: “Consciousness is a fascinating but elusive phenomenon; it is + impossible to specify what it is, what it does, or why it evolved. Nothing worth reading has been + written on it” (Sutherland, 1989).
+
Slyly, we all hope to be the exception. More likely we corroborate that Sutherland had us all + nailed.
+
Philosopher William Hirstein is more optimistic. In response to the early Landscape pre-proof, he + noted, “You cast a broad net (you even caught me!), which is exactly what's needed at this point. + Also, taken all together, it [Landscape] provides a fascinating look at the whole of human + intelligence coming up against a problem, one that is vital for us. The diversity of these views is + part of a larger point that, as a species, diversity is our strength: we each tackle problems in our + unique ways, and (hopefully) someone will win the lottery. Moreover, a goodly percentage of the views + are inter-consistent: just touching different parts of the same elephant” (Hirstein, 2024).
+
Me, I just don't know … My own hunch, right here, right now—if I'm coerced to disclose it and for + what little it's worth—might be something of a Dualism-Idealism mashup.71 (I can describe; I dare not + defend.)
+
+
+

Note to readers

+
Feedback is appreciated, critique too—especially explanations or theories of consciousness not + included, or not described accurately, or not classified properly; also, improvements of the + classification typology.
+
I look forward to providing updates and making revisions. This Landscape of Consciousness is a + work-in-process—permanently.
+
+
+
+

Declaration of competing interest

+
None.
+
+
+

Acknowledgements

+
For over 25 years, Closer To Truth, public television series and global resource—the Closer + To Truth website and Closer To Truth YouTube channel—has been a central part of my life and Closer + To Truth interviews are a primary source for this Landscape of Consciousness. Peter Getzels is + the co-creator, producer and director of Closer To Truth and I am pleased to acknowledge him + first. Peter and I have been working together since 2006, producing and broadcasting over 300 TV + episodes (and counting) and over 5,000 web videos. It is hard to overstate the complexity of a + Closer To Truth TV episode, for which Peter is responsible: planning relevant and visually + interesting filming locations; organizing large crews (12–15 members) and complex equipment; + coordinating guest logistics; and managing the myriad steps in post-production hands-on. Most important, + Peter's creativity in the edit, integrating sophisticated knowledge of the content with engaging imagery + and music.
+
For astute comments and enhancing ideas for the Landscape, and for the superb graphic of the + Landscape (Fig. 3), my special thanks to Alex + Gomez-Marin. For feedback on the manuscript, thanks to Thomas Clark, Philip Goff, George Ellis, Edward + Kelly, Sean Slocum, and Galen Strawson—and to a global band of volunteer proofreaders. For additional + theories, thanks to Moisés Alvarez, Alex Gomez-Marin, Kevin McLeod, and Uziel Awret. For technical + support, thanks to Joshua Favara and Sean Slocum. My appreciation to an anonymous reviewer for very + helpful suggestions. My appreciation to the superb Elsevier production team, led by journal manager + Sridhar Venkataraman.
+
I express deep appreciation to friends and colleagues, largely philosophers and scientists, who over + the years have enriched my appreciation and understanding of consciousness and all that relates to it, + including (alphabetically): Ned Block, David Chalmers, Paul Davies, Daniel Dennett, Christof Koch, John + Leslie, Colin McGinn, Marvin Minsky, Yujin Nagasawa, Roger Penrose, John Searle, Galen Strawson, Richard + Swinburne, Raymond Tallis, Peter van Inwagen. In addition (alphabetically): Scott Aaronson, W. Ross + Adey, David Albert, Nancy Andreasen, Robert Audi, Uziel Awret, Francisco Ayala, Julian Baggini, Philip + Bard, Deirdre Barrett, Justin Barrett, Roy Baumeister, Tim Bayne, Barry Beyerstein, Simon Blackburn, + Susan Blackmore, Colin Blakemore, Joseph Bogen, Nick Bostrom, Stephen Braude, Mary Brazier, David Brin, + Rodney Brooks, Leslie Brothers, Warren Brown, Bernard Carr, Sean Carroll, Gregory Chaitin, Anjan + Chatterjee, Noam Chomsky, Stephen Chorover, Patricia Churchland, Deepak Chopra, Andy Clark, Thomas + Clark, Philip Clayton, Carmine Clemente, Sarah Coakley, Eric Courchesne, William Lane Craig, Mihaly + Csikszentmihalyi, Antonio Damasio, Andrew Davis, Helen De Cruz, Terrence Deacon, David Deutsch, Diana + Deutsch, Edward de Bono, Helen De Cruz, Terrence Deacon, Hubert Dreyfus, John Duprey, Freeman Dyson, + David Eagleman, George Ellis, Robert Epstein, Christopher Evans, Edward Feser, Jerry Fodor, Jerome D. + Frank, Jay Garfield, George Geis, Marcello Gleiser, Peter Gobets, Peter Godfrey-Smith, Phillip Goff, + Rebecca Newberger Goldstein, Àlex Gómez-Marín, Alison Gopnik, Michael Graziano, Susan Greenfield, + Stephen Grossberg, Stuart Hameroff, David Bentley Hart, William Hirstein, Donald Hoffman, Jim Holt, John + Horgan, Nicholas Humphrey, Christopher Isham, Jenann Ismael, John Iversen, Michael James, Tao Jiang, + Brian Josephson, Menas Kafatos, Subhash Kak, Bernardo Kastrup, Stuart Kauffman, Edward Kelly, Lawrence + Krauss, Raymond Kurzweil, George Lakoff, Stephen Law, Joseph LeDoux, Brian Leftow, Bruce Levy, John + Liebeskind, Andrei Linde, Rodolfo Llinas, Elisabeth Lloyd, Peter Loewenberg, Barry Loewer, Elizabeth + Loftus, Andrew Ter Ern Loke, Uri Maoz, Elizabeth Margulis, Kelsey Martin, John Mazziotta, Ernan + McMullin, Patrick McNamara, Swami Medhananda, Alfred Mele, Michael Merzenich, Ken Mogi, James Mosso, + J.P. Moreland, Vernon Mountcastle, Nancey Murphy, Michael Murray, George Musser, Thomas Nagel, Seyyed + Hossein Nasr, Denis Noble, Alva Noë, Sherwin Nuland, Timothy O'Connor, Don Page, Derek Parfit, Sam + Parnia, Sudip Patra, Franklin Perkins, Sara Manning Peskin, Massimo Pigliucci, Alvin Plantinga, John + Polkinghorne, Dean Radin, V.S. Ramachandran, Varadaraja V. Raman, Martin Rees, Alex Rosenberg, Adina + Roskies, Michael Ruse, Robert Russell, John Sanfey, Swami Sarvapriyananda, Arnold Scheibel, John Schlag, + Marilyn Schlitz, Jonathan Schooler, Erin Schuman, Eric Schwitzgebel, Aaron Segal, Terrance Sejnowski, + Anil Seth, Alan Shapiro, David Shatz, Rupert Sheldrake, Michael Shermer, Eduard Shyfrin, Todd Siler, + Barry Smith, Huston Smith, Lee Smolin, Walter Sinnott-Armstrong, Henry Stapp, Robert Stickgold, Eleonore + Stump, Joshua Swamidass, James Tobin, Simone Schnall, Ganapathy Subramaniam, Charles Tart, Max Tegmark, + Paul Thagard, Neil Theise, Evan Thompson, William Irwin Thompson, Alan Tobin, Giulio Tononi, John + Torday, Mark Tramo, Robert Trivers, Peter Tse, Bas van Fraassen, David Wallace, Roger Walsh, Keith Ward, + Thalia Wheatley, Fred Alan Wolf, Stephen Wolfram, Yang Xiao, Yifa, Gino Yu, Hamza Yusuf, Eran Zaidel, + Carol Zaleski, Semir Zeki, Dean Zimmerman, among others—almost all of whom appear on Closer To + Truth.
+
+
+
+
+
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    New Scientist (2023)
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  1704. +
  1705. Wolfram, + 2021a +
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    Stephen Wolfram
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    The concept of the ruliad
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    Stephen Wolfram Writings (2021)
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  1706. +
  1707. Wolfram, + 2021b +
    +
    Stephen Wolfram
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    What is consciousness? Some new perspectives from our physics project
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    +
    Stephen Wolfram Writings (2021)
    + + +
  1708. +
  1709. Wong, + 2023 +
    +
    Carissa Wong
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    Consciousness traced to specific clusters of nerve cells in the brain
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    New Sci. (2023)
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    18 August 2023
    + +
  1710. +
  1711. Woronko, + 2020 +
    +
    Michael Woronko
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    Currents of consciousness, with Dr. Amit Goswami
    +
    +
    Medium (2020)
    + + +
  1712. +
  1713. Wu, + 2018 +
    +
    Wayne Wu
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    The neuroscience of consciousness
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    +
    Edward N. Zalta (Ed.), The Stanford Encyclopedia of Philosophy (Winter 2018 Edition + (2018)
    + + +
  1714. +
  1715. Xu + et al., 2023 +
    +
    Y. Xu, X. Long, J. Feng, et al.
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    Interacting spiral wave patterns underlie complex brain dynamics and are related to + cognitive processing
    +
    +
    Nat. Human Behav., 7 (2023), 10.1038/s41562-023-01626-5
    + +
  1716. +
  1717. Yaden, + 2021 +
    +
    David Yaden, Matthew Johnson, et al.
    +
    Psychedelics and consciousness: distinctions, demarcations, and opportunities
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    Int. J. Neuropsychopharmacol., 24 (8) (2021), 10.1093/ijnp/pyab026
    +
    2021 Aug
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  1718. +
  1719. Yalowitz, + 2021 +
    +
    Steven Yalowitz
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    Edward N. Zalta (Ed.), The Stanford Encyclopedia of Philosophy (Spring 2021 Edition + (2021)
    + + +
  1720. +
  1721. Yifa, + 2023 +
    +
    Venerable Yifa
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    Consciousness as ultimate. Closer to truth
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    Venerable Yifa on Closer To Truth—27 CTT videos and 8 CTT TV episodes—https://closertotruth.com/contributor/venerable-dr-yifa/ +
    + +
  1722. +
  1723. Yu, + 2013 +
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    closertotruth.com/video/yugin-003/?referrer=7827. Gino Yu on Closer To Truth—5 CTT + videos and 1 CTT TV episode
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Cited by (43)

+
+
+
+
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    Unpacking + the complexities of consciousness: Theories and reflections

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    2025, Neuroscience and Biobehavioral Reviews
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    + +
  • +
  • + +
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  • +
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    Conscious + artificial intelligence and biological naturalism

    +
    2025, Behavioral and Brain Sciences
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  • +
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    The + mind-brain problem: Ethical and clinical implications for psychiatry +

    +
    2025, International Review of Psychiatry
    +
    +
  • +
View all citing articles on Scopus +
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Feedback is appreciated, especially explanations or theories of consciousness not included, or not + described accurately, or not classified properly; also, modifications of the classification typology. + “A Landscape of Consciousness” is a work-in-progress, permanently.
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I make no attempt to be exhaustive historically: while Bohm, Jung, Aquinas, Aurobindo, and Dao + De Jing are included; Plato, the Psalmist, Nagarjuna, Confucius, and the Apostle Paul are not. +
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I use “explanation” and “theory” interchangeably, though I chose “explanations,” not “theories,” + for the subtitle. “Theories” range from the “Theory of Relativity” with high precision, to theories in + the life and social sciences with confidence levels that vary wildly, to “I have a theory” (meaning “I + have an idea,” about anything, say, why my favorite sports team keeps losing). Other terms are + “hypothesis,” an initial idea to guide research, and “model,” a simplification of the real world to + isolate and test insights. All these terms have precise definitions in the literature (see Daniel + Stoljar, Kind and Stoljar, 2023, pp. 112–113). + But on this Landscape everyone picks their own term. Most pick “theory,” in part because they really + believe their baby is beautiful. No matter the term, we are all after the same goal: the foundation(s) + of consciousness.
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Deliberately, “A Landscape ….” not “The Landscape ….” I acknowledge, with pleasure, + precedent to Leonard Susskind's pioneering The Cosmic Landscape (string theory structures and + the anthropic principle).
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My typology is arbitrary, and any association with political connotations of “left” and “right” is + coincidental and comical.
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UCLA Department of Anatomy and Brain Research Institute, 1964–1968.
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Closer To Truth is co-created, produced and directed by Peter Getzels.
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Closer To Truth features over 100 TV episodes and over 1500 video interviews on + consciousness and related topics, issues and questions in brain and mind, such as free will, personal + identity, and alien intelligences. Closer To Truth website, www.closertotruth.com and Closer To Truth YouTube + channel, www.youtube.com/@CloserToTruthTV.
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In addition, viewers globally send me their theories on consciousness: some are coherent, a few are + original, all are passionate. I consider them all—most, admittedly, I skim—and I learn some, enriching + the Landscape. There seems a sharp division: those striving to develop purely physicalist explanations + (however complex), and those taking consciousness as in some sense fundamental (whether motivated by + religion, parapsychology or philosophy).
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The noncognitive nature of perception precludes cognitive theories of consciousness. In particular, + Block says there is an argument from one of the cases of nonconceptual perception to the conclusion + that there is phenomenal consciousness without access consciousness.
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Logically, there is no necessity for dualism to be the limit; there can be innumerable kinds of + irreducible “World-Stuffs”; for this Landscape, monism vs. dualism is sufficiently daunting.
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“Materialism” and “physicalism” are roughly equivalent ontological terms, often used + interchangeably, although physicalism can cover wider territory, including properties that the laws of + physics describe, e.g., space, time, energy, matter. Moreover, physicalism can connote more + epistemological matters, in terms of how we can know things. Materialism can be distinguished as the + more restrictive term, meaning all that is real is matter and its equivalents. It connotes more + ontological concerns, in terms of what really exists. In this Landscape, we go more with + “materialism,” which also maintains historical continuity.
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“In politics, the ‘Overton window‘ is the range of positions that politicians can safely + raise in public discourse. Propose something outside the window and you can expect resistance—not just + to the proposal itself, but to the idea that, after saying what you just said, you even merit a place + in the debate. Science too has Overton windows. Sometimes positions can be so far outside the + mainstream that they invite the charge that we should not even be discussing this” (Birth, 2023).
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In producing and hosting Closer To Truth over the years, I have interviewed David Chalmers + and John Searle multiple times. One of my favorite Closer To Truth TV episodes is a + retrospective of three interviews I did with Dave and John over a period of 15 years: 1999, when Dave + and John were together on the same panel during the first season of Closer To Truth (roundtable + format); 2007 (some months apart); and 2014, both at the 20th anniversary of the “Toward a Science of + Consciousness” Conference in Tucson, Arizona (Chalmers and Searle, 2014).
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Ironically, Donald Hoffman appeals to the same analogy of a human-computer user interface to argue + for the view diametrically opposite to that of Dennett and Graziano. Hoffman argues for Idealism, that + not only is consciousness real, it is the only thing that is real fundamentally (Idealism, 16; + Hoffman, 16.5).
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Ned Block says that the example used in the fading qualia argument may derive from John Haugeland + (1980), but that “the best version is that of Chalmers (1995)” (Block, 2023, p. 451).
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Searle refines his definition: “Consciousness so defined does not imply self-consciousness …. you + do not need a general second-order consciousness to have a first-order consciousness.” (Searle, 2007b).
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Papineau distinguishes possibility from conceivability. “A posteriori physicalists have no choice + but to allow that they [zombies] are at least conceivable,” even if not possible (Papineau, 2020b).
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The adversarial experiments are envisioned and sponsored by the Templeton World Charity Foundation. +
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Two witticisms exchanged by Dan Dennett and Dave Chalmers at the 2014 “Toward a Science of + Consciousness” conference in Tucson, organized and managed by Stuart Hameroff and co-organized in some + years by Chalmers. Dan: “I now know what it feels like to be a policeman at Woodstock.” Dave: + “Everyone has a crazy theory about the ‘hard problem’—even Dan, who says there is no ‘hard problem.’” +
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Bach notes, “In the human brain, the functionality of the conductor is likely facilitated via the + dorsolateral prefrontal cortex, anterior cingulate cortex, and anterior insula. The conductor has + attentional links into most regions” (Bach, 2019).
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My PhD research at UCLA's Brain Research Institute, under Professor John Schlag, was on the + thalamocortical pathway; my thesis title: “An Analysis of Cortical Evoked Potentials and Concomitant + Neuronal Population Activity.”
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Zhang adds, “Energy radiated from all individuals [in a synchronized system] will be fed back to + each individual at exactly the same time. Energy states of all individuals tend to even up; entropy + increase tends to be maximal when sync is established; one's energy output is another's energy input. + The system tends to be energy conservatively beneficial and stable” (Zhang, 2019).
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Closer To Truth videos on Computational Theory of + Mind, including Rodney Brooks, Andy Clark, Donald Hoffman, Susan + Greenfield, Peter Tse, Anirban Bandyopadhyay, Ken Mogi—https://closertotruth.com/video/broro-003/?referrer=8107. +
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Seth first heard the phrase “controlled hallucination” from British psychologist Chris Frith and + traced it back to a seminar given in the 1990s by Ramesh Jain (Seth, 2021a).
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Although Solms refers to “dual-aspect monism,” his ideas relate more to the elemental properties of + bodies, namely an insulating membrane (the ectoderm of complex organisms, from which the neural plate + derives) and adaptive behavior, rather than a theory of fundamental ontology. Hence, the inclusion + here under Materialism Theories, Homeostatic and Affective, not under Monisms.
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Referencing Zeman, A. (2001.) Consciousness, Brain, 124 (Solms, 2021a).
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It is also active during directed tasks that require participants to remember past events or + imagine upcoming events (Buckner, 2013).
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Personal note: Evan Thompson's father was social philosopher and cultural critic William Irwin + Thompson, who had great influence on me (RLK)—especially his books, At the Edge of History + (1971) and Passages about Earth (1974). The influence would help lay the foundation for + Closer To Truth.
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I wanted to include a process philosophy approach to consciousness, but decided it could not by + itself carry a separate category, because consciousness per se is not a central concern in process + philosophy. Given that the process of becoming implies shifting relationships between things, over + time and space, I include process philosophy here in “Relational Theories.” Considering its advocacy + of “panexperientialism,” Panpsychism was the initial option, but I thought it could prove misleading + to tie the two together metaphysically, because the meaning of panexperientialism in process + philosophy differs subtly from its meaning in philosophy of mind broadly. So, Solomonically, I split + the baby, including Process Theory in both Relational Theories under Materialism (9.7.7) and in + Panpsychism (14.12).
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Again, I love when a philosopher changes their mind.
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Tye notes that “contrary to orthodoxy, there is no obvious difficulty with holding that identity + statements in which the identity sign is flanked by rigid designators are sometimes contingent” (Tye, 2023).
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To speak of “mainstream panpsychists”—when I was doing neurophysiology (mid 1960s, UCLA Brain + Research Institute)—would have seemed an oxymoron.
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Note that Terrence Deacon has two theories of consciousness on the Landscape: + “Self-Organized Constraint and Emergence of Self” earlier (9.5.8) and “Symbolic Communication” here. + This is not an error; nor does it imply that the two cannot be woven together. Rather, it recognizes + that, at this time, the two are sufficiently different, and sufficiently interesting, to warrant their + separate locations.
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Gumnos kókkos [bare/naked grain/kernel] comes from 1 Corinthians 15:37, referring to how + on Earth God could resurrect the dead. Here, in context: 1 Corinthians 15:35–38, King James + Version—“But some man will say, ‘How are the dead raised up? And with what body do they come?’ Thou + fool, that which thou sowest is not quickened, except it die: And that which thou sowest, thou sowest + not that body that shall be, but bare [naked] grain, it may chance of wheat, or of some other grain: + But God giveth it a body as it hath pleased him, and to every seed his own body.”
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36 +
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Quotes from Penrose and Hameroff come from their Closer To Truth videos: Roger Penrose—https://closertotruth.com/contributor/roger-penrose/; + Stuart Hameroff—https://closertotruth.com/contributor/stuart-hameroff/. +
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Kauffman says this new way of thinking about the mind-body problem differs from those of Descartes, + Spinoza, Berkeley, and materialism. Res potentia and Res extensa are not substance dualism because + “potentia” are not substances. But Res potentia and Res extensa are not Spinozian monism, a single + substance with mental and physical properties. Nor are they Idealism, which has no Res extensa. Nor + are they materialism, which has no Res potentia. Kauffman says he bases his way of thinking, in part, + on Werner Heisenberg's ontological interpretation of the quantum state as “potentia.”
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A type-B materialist “accepts that there is an unclosable epistemic gap, but denies that there is + an ontological gap” (Chalmers, 2003).
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“Negentropy” is a reduction in entropy and a corresponding increase in order.
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Quantum biology does not imply that quantum mechanics applies here. It is a classical-to-quantum + analog approach, based on wave mechanics, that is sufficient to illustrate the process.
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I do not give Integrated Information Theory its own category because I think IIT is the + leading theory of consciousness. I do so because IIT is (i) a leading theory; (ii) original + in premises and approach; (iii) controversial; and (iv) it would be misleading if classified in any of + the other categories.
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In attempting to classify IIT's ontology of “conceptual structures in qualia spaces,” one could + make a case that IIT could be a form of Panpsychism, a kind of Dualism, or part of a much-enhanced + Materialism. IIT leaders reject Dualism, distance themselves from Panpsychism (13.2), and probably + would argue that, to subsume IIT, Materialism as currently practiced would need to be stretched to the + snapping point.
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We do not carry the multiverse analogy too far, because the multiverse has more independent + theoretical motivations and mechanisms.
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The sixth class is labeled “Monism,” which means only one of a kind of fundamental stuff, a stuff + with both phenomenal and physical properties (Chalmers, 2003).
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Strawson's quote follows his reference to William James: “‘First, you know, a new theory is + attacked as absurd,’ William James once remarked; ‘then it is admitted to be true, but obvious and + insignificant; finally it is seen to be so important that its adversaries claim that they themselves + discovered it.’”
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Goff in “Chalmers's Hard Problem of Consciousness,” near the beginning of this paper.
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Strawson uses “physicalism” and “materialism” interchangeably as ontological descriptors, though at + one point preferring “physicalism” because “matter” is now specially associated with mass-energy while + “physical” is more encompassing. For the uses of “materialism” and “physicalism” in this paper, see + Footnote 12.
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The first PhilPapers Survey of philosophy faculty and PhDs, conducted in 2009, reported: Accept or + lean toward: Physicalism, 56.5%; Non-physicalism, 25.9%; Other, 16.4%. (Bourget and Chalmers, 2009; PhilPapers Survey, 2009). The latest + Survey in 2020 showed a modest but meaningful shift away from Physicalism (51.93%) and toward + Non-physicalism (32.08%); Other, about the same (16.56%) (Bourget and Chalmers, 2023; PhilPapers Survey, 2020).
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The three Chinese scientists are, inclusively, from Mainland China, Taiwan, and the USA. It is good + that consciousness can catalyze harmony.
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According to Shyfrin, the Kabbalah Law of Correspondence states that every concept has a multitude + of corresponding concepts in all parts of information space, which has a fractal, hierarchical + structure that generates differences in complexity and dimensionality.
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For other Christian philosophers, see Baker (2005).
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According to Loke, this proposal provides a metaphysical explanation for the counterfactuals of + human freedom that are required by so-called “middle knowledge,” which seeks to reconcile divine + predestination and human free will, whereby God via God's perfect knowledge knew prior to Creation + what every free creature would freely do if instantiated in any and all circumstances. Loke + says his commitment to substance dualism does not depend on which model is correct, not even his own. +
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At one point in my early ruminations, I wondered if there was anything in the Bible that might + reflect the essence of human-level consciousness, distinguishing humans from other animals. In Daniel + 4, an incredible account is given of King Nebuchadnezzar of Babylon, who was “driven from men and + dwelt with the beasts of the field” for seven years: “Let his heart [mind] be changed from man's, and + let a beast's heart [mind] be given unto him.” (Dan. 4:16). Then, after the seven years, “my + understanding returned to me and I blessed the most High.” (Dan. 4:34). Assume (for the moment) that + this really happened, how could this have literally happened? Mental illness and its spontaneous + remission would be a naturalistic explanation. I speculated something else: a change made to some + “nonphysical substance” in Nebuchadnezzar's mind; conveniently, I had a “nonphysical component” at the + ready.
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“The Myth of the Given is the myth that there is some level of our experience that is immediate, + immune from error, given to us, as opposed to constructed, and that this level of experience + constitutes the foundation or transcendental condition of the possibility of knowledge of anything + else” (Garfield, 2016).
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See the energetic, illuminating debate between idealist Bernardo Kastrup and panpsychist Philip + Goff (Kastrup, 2020b; Goff, 2020).
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Closer To Truth viewers come from ∼190 countries. The passion to explore ultimate + questions of cosmos, consciousness, and meaning brings together diverse countries, regions, religions, + races, ethnicities, genders, ages, educational levels, income levels, and social classes. The only + thing we all have in common is the pursuit of these ultimate questions: expressing wonder and awe, + willing to hear diverse views. But this “only thing” is a “big thing.” We all face the mysteries of + cosmic existence and human sentience—the human condition, aspiration and spirit that unify us all. +
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From low to high, Hawkins's 17 levels of consciousness: shame, guilt, apathy, grief, fear, desire, + anger, pride, courage, neutrality, willingness, acceptance, reason, love, joy, peace, enlightenment + (Hawkins, 2014). I should note that while + Hawkins has his acolytes—one of whom implored me to include him on the Landscape—others call him a + plagiarist and a charlatan.
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I followed parapsychology from my mid-teens though undergraduate years. J.B. Rhine, a pioneer in + the field, invited me to do a PhD in parapsychology with him at Duke—which I turned down to do brain + research at UCLA (a surprisingly wise choice for a passionate youngster). I continued to follow + parapsychology, with decreasing interest, though the 1970s. Decades later, I began again, modestly, on + Closer To Truth, and now with this Landscape, keeping both skepticism and spirited + speculation in a kind of superposition.
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A type I error (false positive) occurs when a null hypothesis is rejected even though it is + actually true in the population.
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Upon reviewing an early draft of this paper, cognitive scientist/parapsychologist Edward Kelly said + (after some pleasant words which shall remain private), "I think you and Jonathan Schooler both + substantially underestimate the cumulative force of the evidence for psi processes."
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I was introduced to synchronicity by Arthur Koestler's 1972 book, The Roots of + Coincidence.
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In the last two or so years of her life, due to advanced dementia, my mother, Lee Kuhn (née Lena + Kahn), who died at 102, formerly a vibrant personality, did not speak at all. However, on four or five + occasions, she would suddenly blurt out, in loud and confident voice, complete, articulate, sharply + formed sentences. To me, while I was working intensely on my computer: “With all that junk you're + doing on that machine, at least are you making any money?” To the caregivers: “It's not that I can't + talk. It's that I don't want to talk to you!" (My mother was always, well, feisty). It did not occur + to me that this behavior, however startling, could support theories of consciousness that are not + brain-bound. While geriatric neurology has ample resources to explain such phenomena naturally, I + suppose it could also align with nonlocal theories.
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Sheldrake claims that controlled experiments anticipating phone calls and emails validate his + claims; many scientists disagree, citing faulty or inadequate experimental design. Sheldrake's + technical papers are on his website: https://www.sheldrake.org/research (Sheldrake, n.d.a). +
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All 29 Bigelow winning essays are here: https://www.bigelowinstitute.org/index.php/essay-contest/. +
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Note: Meditation is not a panacea; it did no better than any active treatment (i.e., drugs, + exercise, and other behavioral therapies) on positive mood, attention, substance use, eating habits, + sleep, and weight; the meta-analysis also showed low evidence of improved stress/distress and mental + health–related quality of life (Goyal et al, 2014).
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In recent years, mainstream medicine has transformed psychedelic research into a legalized, + innovative field, both for the treatment of mental health and neurological disorders and for + explorations of consciousness. In 2000, the Johns Hopkins Center for Psychedelic and Consciousness + Research became the first to obtain regulatory approval in the United States to reinitiate research + with psychedelics in healthy, psychedelic-naive volunteers (Johns Hopkins Center) (https://hopkinspsychedelic.org). Another example is + the New York Academy of Sciences conference, “Explorations in Consciousness: Death, Psychedelics, and + Mystical Experience” (2023)—https://events.nyas.org/event/7d309c25-5b4d-4ae7-af68-59ace2817707/summary. +
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Owen Flanagan first applied the term “mysterians” to those who argued that the problem of + consciousness would be impossible to solve, a pessimistic position he rejected (Flanagan, 1991).
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Some sections are derived or adapted from my earlier article: Kuhn, Robert Lawrence. (2016a). + Virtual Immortality. Skeptic Magazine, Volume 21, Number 2, 2016.
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All quotes from Closer To Truthwww.closertotuth.com—unless otherwise noted.
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The binding problem asks how our separate sense modalities like sight and sound come together such + that our normal conscious experience feels singular and smooth, not built up from discrete, disparate + elements.
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Second place might go to some form of Quantum Consciousness, triggered by writing this paper and + surprising me. Third place, counterintuitively, to a kind of Eliminative Materialism/Illusionism, + combined with Neurobiological and Representational Theories.
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© 2024 The Author(s). Published by Elsevier Ltd.
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+ + + + + \ No newline at end of file diff --git a/src/pages/paper.scss b/src/pages/paper.scss new file mode 100644 index 0000000..ecbb22d --- /dev/null +++ b/src/pages/paper.scss @@ -0,0 +1,262 @@ +@use "../styles/mixins" as *; + +* { + margin: 0; + padding: 0; + @include outfit-font; + font-weight: 400; +} + +body { + background: #1b1b1b; + color: #ffffff; + min-height: 100vh; +} + +.paper-container { + min-height: 100vh; + display: flex; + flex-direction: column; +} + +.paper-header { + padding: 2rem; + border-bottom: 1px solid rgba(247, 184, 1, 0.2); + display: flex; + align-items: center; + gap: 2rem; + + .logo-container { + display: inline-block; + transition: transform 0.2s ease; + + &:hover { + transform: scale(1.02); + } + } + + .logo { + height: 40px; + } +} + +.paper-main { + flex: 1; + padding: 2rem; +} + +.paper-content { + max-width: 1000px; + margin: 0 auto; + line-height: 1.8; + color: #e0e0e0; +} + +.paper-main > p:first-of-type { + background: rgba(247, 184, 1, 0.1); + border-left: 4px solid #f7b801; + padding: 1.5rem; + margin-bottom: 2rem; + border-radius: 4px; + font-size: 0.95rem; + line-height: 1.7; + text-align: center; + + a { + color: #f7b801; + text-decoration: underline; + + &:hover { + color: #fcd771; + } + } + + .keywords { + font-size: 0.85rem; + display: block; + margin-top: 0.5rem; + } +} + +h1 { + font-size: 2.5rem; + font-weight: 600; + color: #f7b801; + margin-bottom: 1.5rem; + line-height: 1.3; +} + +h2 { + font-size: 1.75rem; + font-weight: 600; + color: #ffffff; + margin-top: 2.5rem; + margin-bottom: 1rem; + line-height: 1.3; +} + +h3 { + font-size: 1.4rem; + font-weight: 600; + color: #ffffff; + margin-top: 2rem; + margin-bottom: 0.75rem; +} + +h4 { + font-size: 1.2rem; + font-weight: 600; + color: #ffffff; + margin-top: 1.5rem; + margin-bottom: 0.75rem; +} + +a { + color: #ffffff; + text-decoration: underline; + text-decoration-color: rgba(255, 255, 255, 0.4); + transition: all 0.2s ease; + + &:hover { + color: #f7b801; + text-decoration-color: rgba(247, 184, 1, 0.6); + } + + &:visited { + color: #d0d0d0; + } +} + +ul, ol { + margin: 1.5rem 0; + padding-left: 2rem; + line-height: 1.8; + + li { + margin-bottom: 0.75rem; + color: #e0e0e0; + + &::marker { + color: #f7b801; + } + } + + ul, ol { + margin-top: 0.5rem; + margin-bottom: 0.5rem; + } +} + +em { + font-style: italic; + color: #f7b801; +} + +strong { + font-weight: 600; + color: #ffffff; +} + +u { + text-decoration: underline; + text-decoration-color: rgba(247, 184, 1, 0.5); +} + +blockquote { + border-left: 4px solid #f7b801; + padding-left: 1.5rem; + margin: 2rem 0; + color: #d0d0d0; + font-style: italic; + background: rgba(247, 184, 1, 0.05); + padding: 1.5rem; + border-radius: 4px; + margin-left: 0; + + p { + margin-bottom: 0.5rem; + + &:last-child { + margin-bottom: 0; + } + } +} + +q { + quotes: '"' '"' "'" "'"; + font-style: italic; + color: #f7b801; + + &::before { + content: open-quote; + } + + &::after { + content: close-quote; + } +} + +p { + margin-bottom: 1.25rem; + line-height: 1.8; +} + +div { + margin-bottom: 1.25rem; + line-height: 1.8; +} + +section { + margin-bottom: 3rem; +} + +.anchor { + color: #f7b801; + text-decoration: none; + + &:hover { + color: #fcd771; + text-decoration: underline; + } +} + +@media (max-width: 768px) { + .paper-header { + padding: 1.5rem; + gap: 1.5rem; + + .logo { + height: 32px; + } + } + + .paper-main { + padding: 1rem; + } + + .paper-content { + max-width: 100%; + } + + h1 { + font-size: 1.75rem; + } + + h2 { + font-size: 1.5rem; + } + + h3 { + font-size: 1.25rem; + } + + ul, ol { + padding-left: 1.5rem; + } + + blockquote { + padding: 1rem; + margin-left: 0; + } +} + diff --git a/src/paper.ts b/src/paper.ts new file mode 100644 index 0000000..3dd4510 --- /dev/null +++ b/src/paper.ts @@ -0,0 +1,3 @@ +import analytics from '@/utils/analytics' + +analytics.trackPageView('A Landscape of Consciousness', 'paper', 'kuhn-paper') diff --git a/src/templates/logo.html b/src/templates/logo.html new file mode 100644 index 0000000..07664d9 --- /dev/null +++ b/src/templates/logo.html @@ -0,0 +1,97 @@ + + + \ No newline at end of file diff --git a/src/templates/shared-meta.html b/src/templates/shared-meta.html new file mode 100644 index 0000000..7ed6205 --- /dev/null +++ b/src/templates/shared-meta.html @@ -0,0 +1,69 @@ + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + diff --git a/vercel.json b/vercel.json index 0efb868..2308d5c 100644 --- a/vercel.json +++ b/vercel.json @@ -2,6 +2,10 @@ "buildCommand": "npm run build", "outputDirectory": "dist", "rewrites": [ + { + "source": "/paper", + "destination": "/paper.html" + }, { "source": "/(.*)", "destination": "/index.html" diff --git a/vite.config.ts b/vite.config.ts index 7a7c9c9..5e83c22 100644 --- a/vite.config.ts +++ b/vite.config.ts @@ -1,14 +1,15 @@ import { defineConfig } from 'vite' import tsconfigPaths from 'vite-tsconfig-paths' +import injectHTML from 'vite-plugin-html-inject' export default defineConfig({ plugins: [ - tsconfigPaths() + tsconfigPaths(), + injectHTML() ], server: { port: 8080, - open: true, - historyApiFallback: true + open: true }, build: { target: 'es2020',